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You Only Live Twice – Cool Britannia to Cold Brexit: The United Kingdom, 1999-2019. Part One: Economics, Culture & Society.   Leave a comment

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Cold Shoulder or Warm Handshake?

On 29 March 2019, the United Kingdom of Great Britain and Northern Ireland will leave the European Union after forty-six years of membership, since it joined the European Economic Community on 1 January 1973 on the same day and hour as the Republic of Ireland. Yet in 1999, it looked as if the long-standing debate over Britain’s membership had been resolved. The Maastricht Treaty establishing the European Union had been signed by all the member states of the preceding European Community in February 1992 and was succeeded by a further treaty, signed in Amsterdam in 1999. What, then, has happened in the space of twenty years to so fundamentally change the ‘settled’ view of the British Parliament and people, bearing in mind that both Scotland and Northern Ireland voted to remain in the EU, while England and Wales both voted to leave? At the time of writing, the manner of our going has not yet been determined, but the invocation of ‘article fifty’ by the Westminster Parliament and the UK government means that the date has been set. So either we will have to leave without a deal, turning a cold shoulder to our erstwhile friends and allies on the continent, or we will finally ratify the deal agreed between the EU Commission, on behalf of the twenty-seven remaining member states, and leave with a warm handshake and most of our trading and cultural relations intact.

As yet, the possibility of a second referendum – or third, if we take into account the 1975 referendum, called by Harold Wilson (above) which was also a binary leave/ remain decision – seems remote. In any event, it is quite likely that the result would be the same and would kill off any opportunity of the UK returning to EU membership for at least another generation. As Ian Fleming’s James Bond tells us, ‘you only live twice’. That certainly seems to be the mood in Brussels too. I was too young to vote in 1975 by just five days, and another membership referendum would be unlikely to occur in my lifetime. So much has been said about following ‘the will of the people’, or at least 52% of them, that it would be a foolish government, in an age of rampant populism, that chose to revoke article fifty, even if Westminster voted for this. At the same time, and in that same populist age, we know from recent experience that in politics and international relations, nothing is inevitable…

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One of the major factors in the 2016 Referendum Campaign was the country’s public spending priorities, compared with those of the European Union. The ‘Leave’ campaign sent a double-decker bus around England stating that by ending the UK’s payments into the EU, more than 350 million pounds per week could be redirected to the National Health Service (NHS).

A British Icon Revived – The NHS under New Labour:

To understand the power of this statement, it is important to recognise that the NHS is unique in Europe in that it is wholly funded from direct taxation, and not via National Insurance, as in many other European countries. As a service created in 1948 to be ‘free at the point of delivery’, it is seen as a ‘British icon’ and funding has been a central issue in national election campaigns since 2001, when Tony Blair was confronted by an irate voter, Sharon Storer, outside a hospital. In its first election manifesto of 1997, ‘New Labour’ promised to safeguard the basic principles of the NHS, which we founded. The ‘we’ here was the post-war Labour government, whose socialist Health Minister, Aneurin Bevan, had established the service in the teeth of considerable opposition from within both parliament and the medical profession. ‘New Labour’ protested that under the Tories there had been fifty thousand fewer nurses but a rise of no fewer than twenty thousand managers – red tape which Labour would pull away and burn. Though critical of the internal markets the Tories had introduced, Blair promised to keep a split between those who commissioned health services and those who provided them.

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Under Frank Dobson, Labour’s new Health Secretary, there was little reform of the NHS but there was, year by year, just enough extra money to stave off the winter crises. But then a series of tragic individual cases hit the headlines, and one of them came from a Labour peer and well-known medical scientist and fertility expert, Professor Robert Winston, who was greatly admired by Tony Blair. He launched a furious denunciation of the government over the treatment of his elderly mother. Far from upholding the NHS’s iconic status, Winston said that Britain’s health service was the worst in Europe and was getting worse under the New Labour government, which was being deceitful about the true picture. Labour’s polling on the issue showed that Winston was, in general terms, correct in his assessment in the view of the country as a whole. In January 2000, therefore, Blair announced directly to it that he would bring Britain’s health spending up to the European average within five years. That was a huge promise because it meant spending a third as much again in real terms, and his ‘prudent’ Chancellor of the Exchequer, Gordon Brown, was unhappy that Blair had not spoken enough on television about the need for health service reform to accompany the money, and had also ‘stolen’ his budget announcements. On Budget day itself, Brown announced that until 2004 health spending would rise at above six per cent beyond inflation every year, …

… by far the largest sustained increase in NHS funding in any period in its fifty-year history … half as much again for health care for every family in this country.       

The tilt away from Brown’s sharp spending controls during the first three years of the New Labour government had begun by the first spring of the new millennium, and there was more to come. With a general election looming in 2001, Brown also announced a review of the NHS and its future by a former banker. As soon as the election was over, broad hints about necessary tax rises were dropped. When the Wanless Report was finally published, it confirmed much that the winter crisis of 1999-2000 had exposed. The NHS was not, whatever Britons fondly believed, better than health systems in other developed countries, and it needed a lot more money. ‘Wanless’ also rejected a radical change in funding, such as a switch to insurance-based or semi-private health care. Brown immediately used this as objective proof that taxes had to rise in order to save the NHS. In his next budget of 2002, Brown broke with a political convention that which had reigned since the mid-eighties, that direct taxes would not be raised again. He raised a special one per cent national insurance levy, equivalent to a penny on income tax, to fund the huge reinvestment in Britain’s health.

Public spending shot up with this commitment and, in some ways, it paid off, since by 2006 there were around 300,000 extra NHS staff compared to 1997. That included more than ten thousand extra senior hospital doctors (about a quarter more) and 85,000 more nurses. But there were also nearly forty thousand managers, twice as many as Blair and Brown had ridiculed the Tory government for hiring. An ambitious computer project for the whole NHS became an expensive catastrophe. Meanwhile, the health service budget rose from thirty-seven billion to more than ninety-two billion a year. But the investment produced results, with waiting lists, a source of great public anger from the mid-nineties, falling by 200,000. By 2005, Blair was able to talk of the best waiting list figures since 1988. Hardly anyone was left waiting for an inpatient appointment for more than six months. Death rates from cancer for people under the age of seventy-five fell by 15.7 per cent between 1996 and 2006 and death rates from heart disease fell by just under thirty-six per cent. Meanwhile, the public finance initiative meant that new hospitals were being built around the country. But, unfortunately for New Labour, that was not the whole story of the Health Service under their stewardship. As Andrew Marr has attested,

…’Czars’, quangos, agencies, commissions, access teams and planners hunched over the NHS as Whitehall, having promised to devolve power, now imposed a new round of mind-dazing control.

By the autumn of 2004 hospitals were subject to more than a hundred inspections. War broke out between Brown and the Treasury and the ‘Blairite’ Health Secretary, Alan Milburn, about the basic principles of running the hospitals. Milburn wanted more competition between them, but Brown didn’t see how this was possible when most people had only one major local hospital. Polling suggested that he was making a popular point. Most people simply wanted better hospitals, not more choice. A truce was eventually declared with the establishment of a small number of independent, ‘foundation’ hospitals. By the 2005 general election, Michael Howard’s Conservatives were attacking Labour for wasting money and allowing people’s lives to be put at risk in dirty, badly run hospitals. Just like Labour once had, they were promising to cut bureaucracy and the number of organisations within the NHS. By the summer of 2006, despite the huge injection of funds, the Service was facing a cash crisis. Although the shortfall was not huge as a percentage of the total budget, trusts in some of the most vulnerable parts of the country were on the edge of bankruptcy, from Hartlepool to Cornwall and across to London. Throughout Britain, seven thousand jobs had gone and the Royal College of Nursing, the professional association to which most nurses belonged, was predicting thirteen thousand more would go soon. Many newly and expensively qualified doctors and even specialist consultants could not find work. It seemed that wage costs, expensive new drugs, poor management and the money poured into endless bureaucratic reforms had resulted in a still inadequate service. Bupa, the leading private operator, had been covering some 2.3 million people in 1999. Six years later, the figure was more than eight million. This partly reflected greater affluence, but it was also hardly a resounding vote of confidence in Labour’s management of the NHS.

Public Spending, Declining Regions & Economic Development:

As public spending had begun to flow during the second Blair administration, vast amounts of money had gone in pay rises, new bureaucracies and on bills for outside consultants. Ministries had been unused to spending again, after the initial period of ‘prudence’, and did not always do it well. Brown and his Treasury team resorted to double and triple counting of early spending increases in order to give the impression they were doing more for hospitals, schools and transport than they actually could. As Marr has pointed out, …

… In trying to achieve better policing, more effective planning, healthier school food, prettier town centres and a hundred other hopes, the centre of government ordered and cajoled, hassled and harangued, always high-minded, always speaking for ‘the people’.  

The railways, after yet another disaster, were shaken up again. In very controversial circumstances Railtrack, the once-profitable monopoly company operating the lines, was driven to bankruptcy and a new system of Whitehall control was imposed. At one point, Tony Blair boasted of having five hundred targets for the public sector. Parish councils, small businesses and charities found that they were loaded with directives. Schools and hospitals had many more. Marr has commented, …

The interference was always well-meant but it clogged up the arteries of free decision-taking and frustrated responsible public life. 

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Throughout the New Labour years, with steady growth and low inflation, most of the country grew richer. Growth since 1997, at 2.8 per cent per year, was above the post-war average, GDP per head was above that of France and Germany and the country had the second lowest jobless figures in the EU. The number of people in work increased by 2.4 million. Incomes grew, in real terms, by about a fifth. Pensions were in trouble, but house price inflation soured, so the owners found their properties more than doubling in value and came to think of themselves as prosperous. By 2006 analysts were assessing the disposable wealth of the British at forty thousand pounds per household. However, the wealth was not spread geographically, averaging sixty-eight thousand in the south-east of England, but a little over thirty thousand in Wales and north-east England (see map above). But even in the historically poorer parts of the UK house prices had risen fast, so much so that government plans to bulldoze worthless northern terraces had to be abandoned when they started to regain value. Cheap mortgages, easy borrowing and high property prices meant that millions of people felt far better off, despite the overall rise in the tax burden. Cheap air travel gave the British opportunities for easy travel both to traditional resorts and also to every part of the European continent. British expatriates were able to buy properties across the French countryside and in southern Spain. Some even began to commute weekly to jobs in London or Manchester from Mediterranean villas, and regional airports boomed as a result.

Sir Tim Berners Lee arriving at the Guildhall to receive the Honorary Freedom of the City of LondonThe internet, also known as the ‘World-Wide Web’, which was ‘invented’ by the British computer scientist Tim Berners-Lee at the end of 1989 (pictured right in 2014), was advancing from the colleges and institutions into everyday life by the mid- ‘noughties’. It first began to attract popular interest in the mid-nineties: Britain’s first internet café and magazine, reviewing a few hundred early websites, were both launched in 1994. The following year saw the beginning of internet shopping as a major pastime, with both ‘eBay’ and ‘Amazon’ arriving, though to begin with they only attracted tiny numbers of people.

But the introduction of new forms of mail-order and ‘click and collect’ shopping quickly attracted significant adherents from different ‘demographics’.  The growth of the internet led to a feeling of optimism, despite warnings that the whole digital world would collapse because of the inability of computers to cope with the last two digits in the year ‘2000’, which were taken seriously at the time. In fact, the ‘dot-com’ bubble was burst by its own excessive expansion, as with any bubble, and following a pause and a lot of ruined dreams, the ‘new economy’ roared on again. By 2000, according to the Office of National Statistics (ONS), around forty per cent of Britons had accessed the internet at some time. Three years later, nearly half of British homes were ‘online’. By 2004, the spread of ‘broadband’ connections had brought a new mass market in ‘downloading’ music and video. By 2006, three-quarters of British children had internet access at home.

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Simultaneously, the rich of America, Europe and Russia began buying up parts of London, and then other ‘attractive’ parts of the country, including Edinburgh, the Scottish Highlands, Yorkshire and Cornwall. ‘Executive housing’ with pebbled driveways, brick facing and dormer windows, was growing across farmland and by rivers with no thought of flood-plain constraints. Parts of the country far from London, such as the English south-west and Yorkshire, enjoyed a ripple of wealth that pushed their house prices to unheard-of levels. From Leith to Gateshead, Belfast to Cardiff Bay, once-derelict shorefront areas were transformed. The nineteenth-century buildings in the Albert Dock in Liverpool (above) now house a maritime museum, an art gallery, shopping centre and television studio. It has also become a tourist attraction. For all the problems and disappointments, and the longer-term problems with their financing, new schools and public buildings sprang up – new museums, galleries, vast shopping complexes (see below), corporate headquarters in a biomorphic architecture of glass and steel, more imaginative and better-looking than their predecessors from the dreary age of concrete.

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Supermarket chains exercised huge market power, offering cheap meat and dairy products into almost everyone’s budgets. Factory-made ready-meals were transported and imported by the new global air freight market and refrigerated trucks and lorries moving freely across a Europe shorn of internal barriers. Out-of-season fruit and vegetables, fish from the Pacific, exotic foods of all kinds and freshly cut flowers appeared in superstores everywhere. Hardly anyone was out of reach of a ‘Tesco’, a ‘Morrison’s’, a ‘Sainsbury’s’ or an ‘Asda’. By the mid-noughties, the four supermarket giants owned more than 1,500 superstores throughout the UK. They spread the consumption of goods that in the eighties and nineties had seemed like luxuries. Students had to take out loans in order to go to university but were far more likely to do so than previous generations, as well as to travel more widely on a ‘gap’ year, not just to study or work abroad.

Those ‘Left Behind’ – Poverty, Pensions & Public Order:

Materially, for the majority of people, this was, to use Marr’s term, a ‘golden age’, which perhaps helps to explain both why earlier real anger about earlier pension decisions and stealth taxes did not translate into anti-Labour voting in successive general elections. The irony is that in pleasing ‘Middle Englanders’, the Blair-Brown government lost contact with traditional Labour voters, especially in the North of Britain, who did not benefit from these ‘golden years’ to the same extent. Gordon Brown, from the first, made much of New Labour’s anti-poverty agenda, and especially child poverty. Since the launch of the Child Poverty Action Group, this latter problem had become particularly emotive. Labour policies took a million children out of relative poverty between 1997 and 2004, though the numbers rose again later. Brown’s emphasis was on the working poor and the virtue of work. So his major innovations were the national minimum wage, the ‘New Deal’ for the young unemployed, and the working families’ tax credit, as well as tax credits aimed at children. There was also a minimum income guarantee and a later pension credit, for poorer pensioners.

The minimum wage was first set at three pounds sixty an hour, rising year by year. In 2006 it was 5.35 an hour. Because the figures were low, it did not destroy the two million jobs as the Tories claimed it would. Neither did it produce higher inflation; employment continued to grow while inflation remained low. It even seemed to have cut red tape. By the mid-noughties, the minimum wage covered two million people, the majority of them women. Because it was updated ahead of rises in inflation rates, the wages of the poor also rose faster. It was so successful that even the Tories were forced to embrace it ahead of the 2005 election. The New Deal was funded by a windfall tax on privatised utility companies, and by 2000 Blair said it had helped a quarter of a million young people back into work, and it was being claimed as a major factor in lower rates of unemployment as late as 2005. But the National Audit Office, looking back on its effect in the first parliament, reckoned the number of under twenty-five-year-olds helped into real jobs was as low as 25,000, at a cost per person of eight thousand pounds. A second initiative was targeted at the babies and toddlers of the most deprived families. ‘Sure Start’ was meant to bring mothers together in family centres across Britain – 3,500 were planned for 2010, ten years after the scheme had been launched – and to help them to become more effective parents. However, some of the most deprived families failed to show up. As Andrew Marr wrote, back in 2007:

Poverty is hard to define, easy to smell. In a country like Britain, it is mostly relative. Though there are a few thousand people living rough or who genuinely do not have enough to keep them decently alive, and many more pensioners frightened of how they will pay for heating, the greater number of poor are those left behind the general material improvement in life. This is measured by income compared to the average and by this yardstick in 1997 there were three to four million children living in households of relative poverty, triple the number in 1979. This does not mean they were physically worse off than the children of the late seventies, since the country generally became much richer. But human happiness relates to how we see ourselves relative to those around us, so it was certainly real. 

The Tories, now under new management in the shape of a media-marketing executive and old Etonian, David Cameron, also declared that they believed in this concept of relative poverty. After all, it was on their watch, during the Thatcher and Major governments, that it had tripled, which is why it was only towards the end of the New Labour governments that they could accept the definition of the left-of-centre Guardian columnist, Polly Toynbee. A world of ‘black economy’ work also remained below the minimum wage, in private care homes, where migrant servants were exploited, and in other nooks and crannies. Some 336,000 jobs remained on ‘poverty pay’ rates. Yet ‘redistribution of wealth’, a socialist phrase which had become unfashionable under New Labour lest it should scare away middle Englanders, was stronger in Brown’s Britain than in other major industrialised nations. Despite the growth of the super-rich, many of whom were immigrants anyway, overall equality increased in these years. One factor in this was the return to the means-testing of benefits, particularly for pensioners and through the working families’ tax credit, subsequently divided into a child tax credit and a working tax credit. This was a U-turn by Gordon Brown, who had opposed means-testing when in Opposition. As Chancellor, he concluded that if he was to direct scarce resources at those in real poverty, he had little choice.

Apart from the demoralising effect it had on pensioners, the other drawback to means-testing was that a huge bureaucracy was needed to track people’s earnings and to try to establish exactly what they should be getting in benefits. Billions were overpaid and as people did better and earned more from more stable employment, they then found themselves facing huge demands to hand back the money they had already spent. Thousands of extra civil servants were needed to deal with the subsequent complaints and the scheme became extremely expensive to administer. There were also controversial drives to oblige more disabled people back to work, and the ‘socially excluded’ were confronted by a range of initiatives designed to make them more middle class. Compared with Mrs Thatcher’s Victorian Values and Mr Major’s Back to Basics campaigns, Labour was supposed to be non-judgemental about individual behaviour. But a form of moralism did begin to reassert itself. Parenting classes were sometimes mandated through the courts and for the minority who made life hell for their neighbours on housing estates, Labour introduced the Anti-Social Behaviour Order (‘Asbo’). These were first given out in 1998, granted by magistrates to either the police or the local council. It became a criminal offence to break the curfew or other sanction, which could be highly specific. Asbos could be given out for swearing at others in the street, harassing passers-by, vandalism, making too much noise, graffiti, organising ‘raves’, flyposting, taking drugs, sniffing glue, joyriding, prostitution, hitting people and drinking in public.

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Although they served a useful purpose in many cases, there were fears that for the really rough elements in society and their tough children they became a badge of honour. Since breaking an Asbo could result in an automatic prison sentence, people were sent to jail for crimes that had not warranted this before. But as they were refined in use and strengthened, they became more effective and routine. By 2007, seven and a half thousand had been given out in England and Wales alone and Scotland had introduced its own version in 2004. Some civil liberties campaigners saw this development as part of a wider authoritarian and surveillance agenda which also led to the widespread use of CCTV (Closed Circuit Television) cameras by the police and private security guards, especially in town centres (see above). Also in 2007, it was estimated that the British were being observed and recorded by 4.2 million such cameras. That amounted to one camera for every fourteen people, a higher ratio than for any other country in the world, with the possible exception of China. In addition, the number of mobile phones was already equivalent to the number of people in Britain. With global satellite positioning chips (GPS) these could show exactly where their users were and the use of such systems in cars and even out on the moors meant that Britons were losing their age-old prowess for map-reading.

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The ‘Seven Seven’ Bombings – The Home-grown ‘Jihadis’:

Despite these increasing means of mass surveillance, Britain’s cities have remained vulnerable to terrorist attacks, more recently by so-called ‘Islamic terrorists’ rather than by the Provisional IRA, who abandoned their bombing campaign in 1998. On 7 July 2005, at rush-hour, four young Muslim men from West Yorkshire and Buckinghamshire, murdered fifty-two people and injured 770 others by blowing themselves up on London Underground trains and on a London bus. The report into this worst such attack in Britain later concluded that they were not part of an al Qaeda cell, though two of them had visited camps in Pakistan, and that the rucksack bombs had been constructed at the cost of a few hundred pounds. Despite the government’s insistence that the war in Iraq had not made Britain more of a target for terrorism, the Home Office investigation asserted that the four had been motivated, in part at least, by ‘British foreign policy’.

They had picked up the information they needed for the attack from the internet. It was a particularly grotesque attack, because of the terrifying and bloody conditions in the underground tunnels and it vividly reminded the country that it was as much a target as the United States or Spain. Indeed, the long-standing and intimate relationship between Great Britain and Pakistan, with constant and heavy air traffic between them, provoked fears that the British would prove uniquely vulnerable. Tony Blair heard of the attack at the most poignant time, just following London’s great success in winning the bid to host the 2012 Olympic Games (see above). The ‘Seven Seven’ bombings are unlikely to have been stopped by CCTV surveillance, of which there was plenty at the tube stations, nor by ID cards (which had recently been under discussion), since the killers were British subjects, nor by financial surveillance, since little money was involved and the materials were paid for in cash. Even better intelligence might have helped, but the Security Services, both ‘MI5’ and ‘MI6’ as they are known, were already in receipt of huge increases in their budgets, as they were in the process of tracking down other murderous cells. In 2005, police arrested suspects in Birmingham, High Wycombe and Walthamstow, in east London, believing there was a plot to blow up as many as ten passenger aircraft over the Atlantic.

After many years of allowing dissident clerics and activists from the Middle East asylum in London, Britain had more than its share of inflammatory and dangerous extremists, who admired al Qaeda and preached violent jihad. Once 11 September 2001 had changed the climate, new laws were introduced to allow the detention without trial of foreigners suspected of being involved in supporting or fomenting terrorism. They could not be deported because human rights legislation forbade sending back anyone to countries where they might face torture. Seventeen were picked up and held at Belmarsh high-security prison. But in December 2004, the House of Lords ruled that these detentions were discriminatory and disproportionate, and therefore illegal. Five weeks later, the Home Secretary Charles Clarke hit back with ‘control orders’ to limit the movement of men he could not prosecute or deport. These orders would also be used against home-grown terror suspects. A month later, in February 2005, sixty Labour MPs rebelled against these powers too, and the government only narrowly survived the vote. In April 2006 a judge ruled that the control orders were an affront to justice because they gave the Home Secretary, a politician, too much power. Two months later, the same judge ruled that curfew orders of eighteen hours per day on six Iraqis were a deprivation of liberty and also illegal. The new Home Secretary, John Reid, lost his appeal and had to loosen the orders.

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Britain found itself in a struggle between its old laws and liberties and a new, borderless world in which the hallowed principles of ‘habeas corpus’, free speech, a presumption of innocence, asylum, the right of British subjects to travel freely in their own country without identifying papers, and the sanctity of homes in which the law-abiding lived were all coming under increasing jeopardy. The new political powers seemed to government ministers the least that they needed to deal with a threat that might last for another thirty years in order, paradoxically, to secure Britain’s liberties for the long-term beyond that. They were sure that most British people agreed, and that the judiciary, media, civil rights campaigners and elected politicians who protested were an ultra-liberal minority. Tony Blair, John Reid and Jack Straw were emphatic about this, and it was left to liberal Conservatives and the Liberal Democrats to mount the barricades in defence of civil liberties. Andrew Marr conceded at the time that the New Labour ministers were ‘probably right’. With the benefit of hindsight, others will probably agree. As Gordon Brown eyed the premiership, his rhetoric was similarly tough, but as Blair was forced to turn to the ‘war on terror’ and Iraq, he failed to concentrate enough on domestic policy. By 2005, neither of them could be bothered to disguise their mutual enmity, as pictured above. A gap seemed to open up between Blair’s enthusiasm for market ideas in the reform of health and schools, and Brown’s determination to deliver better lives for the working poor. Brown was also keen on bringing private capital into public services, but there was a difference in emphasis which both men played up. Blair claimed that the New Labour government was best when we are at our boldest. But Brown retorted that it was best when we are Labour. 

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Tony Blair’s legacy continued to be paraded on the streets of Britain,

here blaming him and George Bush for the rise of ‘Islamic State’ in Iraq.

Asylum Seekers, EU ‘Guest’ Workers & Immigrants:

One result of the long Iraqi conflict, which President Bush finally declared to be over on 1 May 2003, was the arrival of many Iraqi asylum-seekers in Britain; Kurds, as well as Shiites and Sunnis. This attracted little comment at the time because there had been both Iraqi and Iranian refugees in Britain since the 1970s, especially as students and the fresh influx were only a small part of a much larger migration into the country which changed it fundamentally during the Blair years. This was a multi-lingual migration, including many Poles, some Hungarians and other Eastern Europeans whose countries had joined the EU and its single market in 2004. When the EU expanded Britain decided that, unlike France or Germany, it would not try to delay opening the country to migrant workers. The accession treaties gave nationals from these countries the right to freedom of movement and settlement, and with average earnings three times higher in the UK, this was a benefit which the Eastern Europeans were keen to take advantage of. Some member states, however, exercised their right to ‘derogation’ from the treaties, whereby they would only permit migrant workers to be employed if employers were unable to find a local candidate. In terms of European Union legislation, a derogation or that a member state has opted not to enforce a specific provision in a treaty due to internal circumstances (typically a state of emergency), and to delay full implementation of the treaty for five years. The UK decided not to exercise this option.

There were also sizeable inflows of western Europeans, though these were mostly students, who (somewhat controversially) were also counted in the immigration statistics, and young professionals with multi-national companies. At the same time, there was continued immigration from Africa, the Middle East and Afghanistan, as well as from Russia, Australia, South Africa and North America. In 2005, according to the Office for National Statistics, ‘immigrants’ were arriving to live in Britain at the rate of 1,500 a day. Since Tony Blair had been in power, more than 1.3 million had arrived. By the mid-2000s, English was no longer the first language of half the primary school children in London, and the capital had more than 350 different first languages. Five years later, the same could be said of many towns in Kent and other Eastern counties of England.

The poorer of the new migrant groups were almost entirely unrepresented in politics, but radically changed the sights, sounds and scents of urban Britain, and even some of its market towns. The veiled women of the Muslim world or its more traditionalist Arab, Afghan and Pakistani quarters became common sights on the streets, from Kent to Scotland and across to South Wales. Polish tradesmen, fruit-pickers and factory workers were soon followed by shops owned by Poles or stocking Polish and East European delicacies and selling Polish newspapers and magazines. Even road signs appeared in Polish, though in Kent these were mainly put in place along trucking routes used by Polish drivers, where for many years signs had been in French and German, a recognition of the employment changes in the long-distance haulage industry. Even as far north as Cheshire (see below), these were put in place to help monolingual truckers using trunk roads, rather than local Polish residents, most of whom had enough English to understand such signs either upon arrival or shortly afterwards. Although specialist classes in English had to be laid on in schools and community centres, there was little evidence that the impact of multi-lingual migrants had a long-term impact on local children and wider communities. In fact, schools were soon reporting a positive impact in terms of their attitudes toward learning and in improving general educational standards.

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Problems were posed, however, by the operations of people smugglers and criminal gangs. Chinese villagers were involved in a particular tragedy when nineteen of them were caught while cockle-picking in Morecambe Bay by the notorious tides and drowned. Many more were working for ‘gang-masters’ as virtual, in some cases actual ‘slaves’. Russian voices became common on the London Underground, and among prostitutes on the streets. The British Isles found themselves to be ‘islands in the stream’ of international migration, the chosen ‘sceptred isle’ destinations of millions of newcomers. Unlike Germany, Britain was no longer a dominant manufacturing country but had rather become, by the late twentieth century, a popular place to develop digital and financial products and services. Together with the United States and against the Soviet Union, it was determined to preserve a system of representative democracy and the free market. Within the EU, Britain maintained its earlier determination to resist the Franco-German federalist model, with its ‘social chapter’ involving ever tighter controls over international corporations and ever closer political union. Britain had always gone out into the world. Now, increasingly, the world came to Britain, whether poor immigrants, rich corporations or Chinese manufacturers.

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Multilingual & Multicultural Britain:

Immigration had always been a constant factor in British life, now it was also a fact of life which Europe and the whole world had to come to terms with. Earlier post-war migrations to Britain had provoked a racialist backlash, riots, the rise of extreme right-wing organisations and a series of new laws aimed at controlling it. New laws had been passed to control both immigration from the Commonwealth and the backlash to it. The later migrations were controversial in different ways. The ‘Windrush’ arrivals from the Caribbean and those from the Indian subcontinent were people who looked different but who spoke the same language and in many ways had had a similar education to that of the ‘native’ British. Many of the later migrants from Eastern Europe looked similar to the white British but shared little by way of a common linguistic and cultural background. However, it’s not entirely true to suggest, as Andrew Marr seems to, that they did not have a shared history. Certainly, through no fault of their own, the Eastern Europeans had been cut off from their western counterparts by their absorption into the Soviet Russian Empire after the Second World War, but in the first half of the century, Poland had helped the British Empire to subdue its greatest rival, Germany, as had most of the peoples of the former Yugoslavia. Even during the Soviet ‘occupation’ of these countries, many of their citizens had found refuge in Britain.

Moreover, by the early 1990s, Britain had already become both a multilingual nation. In 1991, Safder Alladina and Viv Edwards published a book for the Longman Linguistics Library which detailed the Hungarian, Lithuanian, Polish, Ukrainian and Yiddish speech communities of previous generations. Growing up in Birmingham, I certainly heard many Polish, Yiddish, Yugoslav and Greek accents among my neighbours and parents of school friends, at least as often as I heard Welsh, Irish, Caribbean, Indian and Pakistani accents. The Longman book begins with a foreword by Debi Prasanna Pattanayak in which she stated that the Language Census of 1987 had shown that there were 172 different languages spoken by children in the schools of the Inner London Education Authority. In an interesting precursor of the controversy to come, she related how the reaction in many quarters was stunned disbelief, and how one British educationalist had told her that England had become a third world country. She commented:

After believing in the supremacy of English as the universal language, it was difficult to acknowledge that the UK was now one of the greatest immigrant nations of the modern world. It was also hard to see that the current plurality is based on a continuity of heritage. … Britain is on the crossroads. It can take an isolationist stance in relation to its internal cultural environment. It can create a resilient society by trusting its citizens to be British not only in political but in cultural terms. The first road will mean severing dialogue with the many heritages which have made the country fertile. The second road would be working together with cultural harmony for the betterment of the country. Sharing and participation would ensure not only political but cultural democracy. The choice is between mediocrity and creativity.

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Language and dialect in the British Isles, showing the linguistic diversity in many English cities by 1991 as a result of Commonwealth immigration as well as the survival and revival of many of the older Celtic languages and dialects of English.

Such ‘liberal’, ‘multi-cultural’ views may be unfashionable now, more than a quarter of a century later, but it is perhaps worth stopping to look back on that cultural crossroads, and on whether we are now back at that same crossroads, or have arrived at another one. By the 1990s, the multilingual setting in which new Englishes evolved had become far more diverse than it had been in the 1940s, due to immigration from the Indian subcontinent, the Caribbean, the Far East, and West and East Africa. The largest of the ‘community languages’ was Punjabi, with over half a million speakers, but there were also substantial communities of Gujurati speakers (perhaps a third of a million) and a hundred thousand Bengali speakers. In some areas, such as East London, public signs and notices recognise this (see below). Bengali-speaking children formed the most recent and largest linguistic minority within the ILEA and because the majority of them had been born in Bangladesh, they were inevitably in the greatest need of language support within the schools. A new level of linguistic and cultural diversity was introduced through Commonwealth immigration.

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Birmingham’s booming postwar economy attracted West Indian settlers from Jamaica, Barbados and St Kitts in the 1950s. By 1971, the South Asian and West Indian populations were equal in size and concentrated in the inner city wards of North and Central Birmingham (see the map above).  After the hostility towards New Commonwealth immigrants in some sections of the local White populations in the 1960s and ’70s, they had become more established in cities like Birmingham, where places of worship, ethnic groceries, butchers and, perhaps most significantly, ‘balti’ restaurants, began to proliferate in the 1980s and ’90s. The settlers materially changed the cultural and social life of the city, most of the ‘white’ population believing that these changes were for the better. By 1991, Pakistanis had overtaken West Indians and Indians to become the largest single ethnic minority in Birmingham. The concentration of West Indian and South Asian British people in the inner city areas changed little by the end of the century, though there was an evident flight to the suburbs by Indians. As well as being poorly-paid, the factory work available to South Asian immigrants like the man in a Bradford textile factory below, was unskilled. By the early nineties, the decline of the textile industry over the previous two decades had let to high long-term unemployment in the immigrant communities in the Northern towns, leading to serious social problems.

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Nor is it entirely true to suggest that, as referred to above, Caribbean arrivals in Britain faced few linguistic obstacles integrating themselves into British life from the late 1940s to the late 1980s. By the end of these forty years, the British West Indian community had developed its own “patois”, which had a special place as a token of identity. One Jamaican schoolgirl living in London in the late eighties explained the social pressures that frowned on Jamaican English in Jamaica, but which made it almost obligatory in London. She wasn’t allowed to speak Jamaican Creole in front of her parents in Jamaica. When she arrived in Britain and went to school, she naturally tried to fit in by speaking the same patois, but some of her British Caribbean classmates told her that, as a “foreigner”, she should not try to be like them, and should speak only English. But she persevered with the patois and lost her British accent after a year and was accepted by her classmates. But for many Caribbean visitors to Britain, the patois of Brixton and Notting Hill was a stylized form that was not truly Jamaican, not least because British West Indians had come from all parts of the Caribbean. When another British West Indian girl, born in Britain, was taken to visit Jamaica, she found herself being teased about her London patois and told to speak English.

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The predicament that still faced the ‘Black British’ in the late eighties and into the nineties was that, for all the rhetoric, they were still not fully accepted by the established ‘White community’. Racism was still an everyday reality for large numbers of British people. There was plenty of evidence of the ways in which Black people were systematically denied access to employment in all sections of the job market.  The fact that a racist calamity like the murder in London of the black teenager Stephen Lawrence could happen in 1993 was a testimony to how little had changed in British society’s inability to face up to racism since the 1950s. As a result, the British-Caribbean population could still not feel itself to be neither fully British. This was the poignant outcome of what the British Black writer Caryl Phillips has called “The Final Passage”, the title of his novel which is narrated in Standard English with the direct speech by the characters rendered in Creole. Phillips migrated to Britain as a baby with his parents in the 1950s, and sums up his linguistic and cultural experience as follows:

“The paradox of my situation is that where most immigrants have to learn a new language, Caribbean immigrants have to learn a new form of the same language. It induces linguistic shizophrenia – you have an identity that mirrors the larger cultural confusion.”

One of his older characters in The Final Passage characterises “England” as a “college for the West Indian”, and, as Philipps himself put it, that is “symptomatic of the colonial situation; the language is divided as well”.  As the “Windrush Scandal”, involving the deportation of British West Indians from the UK has recently shown, this post-colonial “cultural confusion” still ‘colours’ political and institutional attitudes twenty-five years after the death of Stephen Lawrence, leading to discriminatory judgements by officials. This example shows how difficult it is to arrive at some kind of chronological classification of migrations to Britain into the period of economic expansion of the 1950s and 1960s; the asylum-seekers of the 1970s and 1980s; and the EU expansion and integration in the 1990s and the first decades of the 2000s. This approach assumed stereotypical patterns of settlement for the different groups, whereas the reality was much more diverse. Most South Asians, for example, arrived in Britain in the post-war period but they were joining a migration ‘chain’ which had been established at the beginning of the twentieth century. Similarly, most Eastern European migrants arrived in Britain in several quite distinct waves of population movement. This led the authors of the Longman Linguistics book to organise it into geolinguistic areas, as shown in the figure below:

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The Poles and Ukrainians of the immediate post-war period, the Hungarians in the 1950s, the Vietnamese refugees in the 1970s and the Tamils in the 1980s, sought asylum in Britain as refugees. In contrast, settlers from India, Pakistan, Bangladesh and the Caribbean, had, in the main come from areas of high unemployment and/or low wages, for economic reasons. It was not possible, even then, to make a simple split between political and economic migrants since, even within the same group, motivations differed through time. The Eastern Europeans who had arrived in Britain since the Second World War had come for a variety of reasons; in many cases, they were joining earlier settlers trying either to escape poverty in the home country or to better their lot. A further important factor in the discussion about the various minority communities in Britain was the pattern of settlement. Some groups were concentrated into a relatively small geographical area which made it possible to develop and maintain strong social networks; others were more dispersed and so found it more difficult to maintain a sense of community. Most Spaniards, Turks and Greeks were found in London, whereas Ukrainians and Poles were scattered throughout the country. In the case of the Poles, the communities outside London were sufficiently large to be able to sustain an active community life; in the case of Ukrainians, however, the small numbers and the dispersed nature of the community made the task of forging a separate linguistic and cultural identity a great deal more difficult.

Groups who had little contact with the home country also faced very real difficulties in retaining their distinct identities. Until 1992, Lithuanians, Latvians, Ukrainians and Estonians were unable to travel freely to their country of origin; neither could they receive visits from family members left behind; until the mid-noughties, there was no possibility of new immigration which would have the effect of revitalizing these communities in Britain. Nonetheless, they showed great resilience in maintaining their ethnic minority, not only through community involvement in the UK but by building links with similar groups in Europe and even in North America. The inevitable consequence of settlement in Britain was a shift from the mother tongue to English. The extent of this shift varied according to individual factors such as the degree of identification with the mother tongue culture; it also depended on group factors such as the size of the community, its degree of self-organisation and the length of time it had been established in Britain. For more recently arrived communities such as the Bangladeshis, the acquisition of English was clearly a more urgent priority than the maintenance of the mother tongue, whereas, for the settled Eastern Europeans, the shift to English was so complete that mother tongue teaching was often a more urgent community priority. There were reports of British-born Ukrainians and Yiddish-speaking Jews who were brought up in predominantly English-speaking homes who were striving to produce an environment in which their children could acquire their ‘heritage’ language.

Blair’s Open Door Policy & EU Freedom of Movement:

During the 1980s and ’90s, under the ‘rubric’ of multiculturalism, a steady stream of immigration into Britain continued, especially from the Indian subcontinent. But an unspoken consensus existed whereby immigration, while always gradually increasing, was controlled. What happened after the Labour Party’s landslide victory in 1997 was a breaking of that consensus, according to Douglas Murray, the author of the recent (2017) book, The Strange Death of Europe. He argues that once in power, Tony Blair’s government oversaw an opening of the borders on a scale unparalleled even in the post-war decades. His government abolished the ‘primary purpose rule’, which had been used as a filter out bogus marriage applications. The borders were opened to anyone deemed essential to the British economy, a definition so broad that it included restaurant workers as ‘skilled labourers’. And as well as opening the door to the rest of the world, they opened the door to the new EU member states after 2004. It was the effects of all of this, and more, that created the picture of the country which was eventually revealed in the 2011 Census, published at the end of 2012.

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The numbers of non-EU nationals moving to settle in Britain were expected only to increase from 100,000 a year in 1997 to 170,000 in 2004. In fact, the government’s predictions for the number of new arrivals over the five years 1999-2004 were out by almost a million people. It also failed to anticipate that the UK might also be an attractive destination for people with significantly lower average income levels or without a minimum wage. For these reasons, the number of Eastern European migrants living in Britain rose from 170,000 in 2004 to 1.24 million in 2013. Whether the surge in migration went unnoticed or was officially approved, successive governments did not attempt to restrict it until after the 2015 election, by which time it was too late.

(to be continued)

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The ‘Other England’ of the Sixties and Seventies: The Changing Fortunes of East Anglia.   Leave a comment

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Looking across the River Deben towards Woodbridge from Sutton Hoo.

East of England; the Country from the Stour to the Wash:

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After the far West of England, East Anglia was one of the most neglected regions of England until the sixties. In the fashionable division of the nation into North and South, it has tended to get lumped in with the South. The South-east Study of 1964 was less vague, however, drawing an arbitrary line from the Wash to the Dorset Coast at Bournemouth and defining the area to the east of this boundary as ‘South-east England’. In the same year, Geoffrey Moorhouse (pictured below), a well-known contemporary Guardian correspondent, wrote that, in time, if policies to encourage a counter-drift of the population from the South were not adopted, the whole of the vast area delineated might well become one in character, in relative wealth and in disfigurement. As far as he was concerned, the ‘carving out’ of this area encroached upon the traditional regions of the West Country, beginning at Alfred’s ancient capital of Winchester in Hampshire, and East Anglia, incorporating Norfolk, Suffolk and Essex, or at least that part of it lying to the north of Colchester. To the south, most of Essex was already part of the ‘Golden Circle’ commuter area for the metropolis, stretching from Shoeburyness at the end of the Thames estuary, around the edge of ‘Greater London’ and up the Hertfordshire border to the north of Harlow. Suffolk and Norfolk, however, still remained well ‘beyond the pale’ between the Stour Valley and the Wash, occupying most of the elliptical ‘knob’ sticking out into the North Sea. It was an ‘East Country’ which still seemed as remote from the metropolitan south-east of England as that other extremity in the far south-west peninsular.

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In the fifties, as the wartime airfields were abandoned and the Defence Ministry personnel went back to London, East Anglia went back to its old ways of underemployment, rural depopulation, low land and property values. By the mid-fifties, the people of East Anglia were not yet having it as good as many parts of the Home Counties that Macmillan probably had in mind when he made his famous remark. Urban growth continued, however, into the early sixties. For the most part, development was unimaginative, as council estates were built to replace war-time damage and cater for the growing town populations.  Where, in 1959, the Norfolk County Council was getting four thousand applicants a year for planning permission, by 1964 the figure had risen to ten thousand. Issues of planned town growth became urgent. Old properties, particularly thatched cottages and timber-framed farmhouses were eagerly sought. For all the talk of imminent development, with all the benefits and drawbacks that this implied, East Anglia did not look as if it had changed much by the early sixties. The most noticeable signs of the times were the great number of abandoned railway stations. Railway traffic had declined throughout England as British road transport had eclipsed railways as the dominant carrier of freight. Several branch lines, such as the Long Melford to Bury St Edmunds and sections of the Waveney Valley had already closed before the celebrated ‘Beeching Axe’ was wielded in 1963. Neither Suffolk nor Norfolk enjoyed a share in the slow growth of national prosperity of the fifties, but then the boom came suddenly and Suffolk became the fastest growing county by the end of the decade. It began in the early sixties when many new industries came to the East Anglian towns and cities.

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The abandoned railway station at Needham Market, Suffolk.

The ‘neglected’ Suffolk of the fifties was ready to be rediscovered in the sixties. Companies escaping from the high overheads in London and the Home Counties realised that they could find what they were looking for in Ipswich, Bury, Sudbury and Haverhill. Executives discovered that they could live in an area of great peace and beauty and yet be within commuting distance of their City desks. Moreover, the shift in the balance of international trade focused attention on once more on the eastern approaches. When the bulk of Britain’s trade was with the empire and North America it was logical that London, Southampton and Liverpool should have been the main ports. The railway network had been constructed in the nineteenth century in such a way as to convey manufactured goods to these ports. But the Empire had been all but disbanded and Britain was being drawn, inexorably if sometimes reluctantly, into the European Common Market. More and more industrial traffic took to the road; heavy lorries at first, then containers. Now producers were looking for the shortest routes to the continent, and many of them lay through Suffolk, shown below in Wilson’s 1977 map of the county.

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One of the benefits of East Anglia’s poor communications was that, at the height of summer, it was the only region south of the Bristol-Wash line which was not crammed with holidaymakers and their traffic. The seaboard caught it a little, as of course did the Norfolk Broads. Norfolk reckons, for instance, that caravans are worth two million pounds a year to it one way or another and, like Cornwall, saw this as a mixed blessing; as Moorhouse was writing his book (in 1964), the County Council was in the process of spending fifty thousand pounds on buying up caravan sites which had been placed with an eye more to income than to landscape. But inland and away from the waterways crowds of people and cars were hard to find; out of the holiday season, East Anglia was scarcely visited by any ‘outsiders’ apart from occasional commercial travellers. Local difficulties, small by comparison with those of the North, were lost from sight. As the sixties progressed, more and more British people and continental visitors realised that discovered the attractions the two counties had to offer. As Derek Wilson wrote at the end of the following decade,

They realised that a century or more of economic stagnation had preserved from thoughtless development one of the loveliest corners of England. They came in increasing numbers by their, now ubiquitous, motor-cars to spend quiet family holidays at the coast, to tour the unspoilt villages, to admire the half-timbering, the thatch, the pargetting and the great wool churches. Some decided to stake a claim by buying up old cottages for ‘week-ending’ or retirement.

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So great was the demand for even derelict old properties that prices trebled in the period 1969-73. Village communities were no longer so tight-knit so the arrival of these ‘strangers’ cannot be said to have disrupted a traditional culture. Only in those areas where the newcomers congregated in large numbers, buying up properties at inflated prices which ‘locals’ could no longer afford was any real and lasting cultural damage inflicted. At first, the seaside towns found it difficult to come to terms with the expansion in tourism, having been ignored for so long. Even the established Suffolk holiday resorts – Aldeburgh, Southwold, Dunwich, even Felixstowe – were ‘genteel’ places; compared with Clacton on the Essex coast which was far closer in time and space to for day-trippers from London, they did not bristle with amusement arcades, Wimpy bars, holiday camps and the assorted paraphernalia that urban man seems to expect at the seaside. Derek Wilson commented that Suffolk was more like a coy maiden prepared to be discovered than an accomplished seductress thrusting her charms at every single passer-by. 

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Three centuries of properties in Aldeburgh, Suffolk.

A Metropolitan ‘Refugee’ in Dunwich:

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Greyfriars, The Simpson coastal ‘pile’ in Dunwich.

One of the earliest of these ‘refugees’ from the metropolis was John Simpson (who was to become the BBC’s World Affairs Editor). When he was fifteen, in 1959,  moved from Putney to Dunwich. His holidays had already been taken up with following his father’s genealogical enthusiasms, and they went from village church to county archive to cathedral vault searching for records of births, marriages and deaths, and transcribing inscriptions on gravestones. Having discovered the full extent of the full extent of the Simpson’s Suffolk roots, Roy Simpson insisted that they should look for a country house there. John recalled,

We spent a wintry week driving from one depressing place to another and talking to lonely farmers’ wives whose ideal in life was to leave their fourteenth-century thatched manor-houses and move to a semi near the shops. We had almost given up one evening and were setting out on the road to London when I spotted a brief mention at the end of an estate agent’s list of a rambling place on a clifftop overlooking the sea at Dunwich. …

From the moment I saw it I knew I would never be happy until I lived there. No one could call ‘Greyfriars’ handsome. It was the left hand end of an enormous 1884 mock-Elizabethan pile which had been split up into three separate sections at the end of the war. Our part had around eight bedrooms and five bathrooms. … It was always absurdly unsuitable … four hours’ drive from London, and nowhere near the shops or anything else. Its eleven acres of land were slowly being swallowed up by the ravenous North Sea, and it cost a small fortune to keep warm and habitable. … 

The village of Dunwich immediately formed another element of that sense of the past, faded glory which had haunted so much of my life. In the early Middle Ages it had been the greatest port in England, sending ships and men and hundreds of barrels of herrings to the Kings of England, and possessing a bishopric and forty churches and monasteries. But it was built on cliffs of sand, and the storms of each winter undermined it and silted up the port. In the twelfth century, and again in the thirteenth, large parts of the town collapsed into the sea. … Our land ran down to the cliff edge, and we watched it shrink as the years went by. 

The stories about hearing bells under the sea were always just fantasy, but Dunwich was certainly a place of ghosts. A headless horseman was said to drive a phantom coach and four along one of the roads nearby. … In the grounds of our house two Bronze Age long-barrows stood among the later trees, and when the moon shone hard and silver down onto the house, and the thin clouds spread across the sky, and a single owl shrieked from the bare branches of the dead holm-oak outside my bedroom window, it was more than I could do to get out of bed and look at them. I would think of those cold bones and the savage gold ornaments around them, and shiver myself to sleep.

The winter of 1962 was the worst since 1947, and that was the worst since the 1660s, people said. The snow fell in early December and dug in like an invading army, its huge drifts slowly turning the colour and general consistency of rusty scrap iron. In our vast, uneconomic house at Dunwich the wind came off the North Sea with the ferocity of a guillotine blade and the exposed pipes duly froze hard. The Aga stood in the corner of the kitchen like an icy coffin. … We wandered round the house in overcoats, with scarves tied round our heads like the old women at Saxmundham market. None of the lavatories worked.

In October 1963, Roy Simpson drove his son ‘up’ to Cambridge from the Suffolk coast in his old Triumph. John Simpson set down his cases, as had many Suffolk boys before him, outside the porter’s lodge in the gateway of Magdalene College. For the next three years, his life revolved around the University city in the Fens until he joined the BBC in 1966.

Coast, Cathedral City & Inland Industrial Development:

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The curvature of the eastern coastline had been responsible for the lack of metropolitan infiltration hitherto. Norfolk and Suffolk were in a cul-de-sac; even today, apart from the ports of Felixstowe and Harwich, on opposite sides of the mouth of the River Stour, they do not lie on transport routes to anywhere else, and their lines of communication with other parts of the country, except with London, were still poor in the early sixties, and are still relatively retarded half a century later, despite the widening of the A12 and the extension of the A14. The disadvantages of remoteness could be severe, but at the same time, this saved the two countries from the exploitation that had occurred in places with comparable potential. Had there been better communications, Norwich might have been as badly ravaged by the Industrial Revolution as Bradford, but the great East Anglian woollen trade and cloth-making industry were drawn to Yorkshire as much by the promise of easier transport as by the establishment of the power-loom on faster-flowing water sources. Instead, Norwich still retained the air of a medieval city in its centre with its cathedral, its castle, and its drunken-looking lollipop-coloured shops around Elm Hill, Magdalen Street, and St. Benedict’s. Its industries, like the Colman’s mustard factory, were already discreetly tucked away on its flanks, and there they did not intrude.

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Norwich itself was poised to move forward by the sixties, and though its hopes had received a setback as a result of Britain’s early failures to get into the Common Market, it still saw itself as playing an important part in the development of trade between this country and the Continent. European connections were already strong in East Anglia. From the obvious Dutch gables widespread throughout the region (see the example below from a farmhouse near Woodbridge, Suffolk) and concentrated in places like Kings Lynn, to the names beginning with the prefix ‘Van’ in the telephone directories, Flemish influences could, and still can be found everywhere. Dutch farmers had been settling in the two counties since the late seventeenth century. There were two Swiss-owned boatyards on the Norfolk Broads and one of Norwich’s biggest manufacturers, Bata Shoes, was Swiss in origin. In the early sixties, two Danish firms had set themselves up near the city.

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For Suffolk, the sixties and seventies saw a most astonishing growth in the population, which had been decreasing for over a century. The population of Suffolk showed a comparatively modest, but significant growth from 475,000 in 1951 to 560,000 in 1961. Most of this increase was in West Suffolk, where the growth of Haverhill, Bury and Sudbury accounted for most of the extra population. These were designated in the mid-fifties as London overspill areas. In Haverhill, the notion of town expansion had been pioneered in 1955; by the time Geoffrey Moorhouse published his survey in 1964, there was already a plan for a further massive transfusion of people to the town from London.  Thetford, Bury St Edmunds, and Kings Lynn were to be transformed within the next two decades. Between the two censuses of 1961 to 1971, the population of Suffolk jumped by over eighteen per cent (the national average was 5.8 per cent). There were many reasons for this unprecedented growth, which brought Suffolk a prosperity it had not known since the great days of the cloth trade.

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A variety of restored properties in Needham Market today.

But the hinterland towns of central East Anglia presented a bigger problem for the local planners and county authorities. They had grown up as market-places for the sale of agricultural produce like those in other parts of rural England. By the mid-sixties, they had held on to this function much longer than most. But the markets, and particularly the cattle markets, had recently become more and more concentrated in the biggest towns – Norwich, King’s Lynn, Bury and Cambridge – and the justification for places like Stowmarket, Diss, Eye, Downham Market and Needham Market (pictured above), in their traditional form had been rapidly disappearing. Their populations were in need of new industries to take the place of old commerce and, in part, they got them. As early as the sixties, a new town at Diss, on the Norfolk-Suffolk border, was already talked of.  Carefully planned industrial and housing estates were built and a variety of service industries and light engineering concerns moved their machines and desks to spacious premises from whose windows the workers could actually see trees and green fields. Writing in the late seventies, Derek Wilson concluded that, while such examples of economic planning and  ‘social engineering’ could only be described as revolutionary, they were still too recent to invite accurate assessment.

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Above: The Centre of Ipswich is now undergoing an extensive renovation, including that of its historic Corn Exchange area, complete with a statue to one of its more famous sons, Giles, the Daily Express cartoonist, popular in the sixties and seventies, when rapid development engulfed many earlier buildings in concrete.

Paradoxically, Suffolk’s depressed isolation gave a boost to the new development. Some of Suffolk’s most beautiful countryside was no further from the metropolis than the ‘stockbroker belt’ of Sussex, Hampshire, Wiltshire, Berkshire and Buckinghamshire. Yet land and property prices in Suffolk were less than half of what they were in the desirable areas of those counties. Most of the county was within eighty miles of London and served by still reasonable rail connections, and improving road connections from the capital. The population was now more mobile, and light industry less tied to traditional centres.  But development in the sixties and seventies was not restricted to the eastern side of the two counties. Ipswich, the other town in the two counties which was relatively industrialised, had been, like Norwich, comparatively unscathed by that industrialisation. Its growth occurred largely as a result of migration within Suffolk. Even so, its population increased from a hundred thousand to a hundred and twenty-two thousand between 1961 and 1971. It became the only urban centre in the county to suffer the same fate of many large towns and cities across England in that period – haphazard and largely unplanned development over many years. In the late seventies, farmers could still remember when the county town was still was just that, a large market town, where they could hail one another across the street. By then, however, dual carriageways and one-way systems had been built in an attempt to relieve its congested centre, while old and new buildings jostled each other in what Derek Wilson called irredeemable incongruity.

East Anglia as Archetypal Agricultural England:

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Life on the land had already begun to change more generally in the sixties. East Anglia is an important area to focus on in this respect, because it was, and still is, agricultural England. In the sixties and seventies, agriculture was revitalised: farmers bought new equipment and cultivated their land far more intensely than ever before. The industries here remained identical to the main purpose of life, which was to grow food and raise stock. Many of the industries in the two counties were secondary, and complimentary, to this purpose. Of the thirty-nine major industrial firms in East Suffolk, for example, twelve were concerned with food processing, milling, or making fertilisers, and of the five engineering shops most were turning out farm equipment among other things. These industries varied from the firm in Brandon which employed three people to make and export gun-flints to China and Africa, to the extensive Forestry Commission holding at Thetford, where it was calculated that the trees grew at the rate of seventeen tons an hour, or four hundred tons a day. But a quarter of the total workforce in Norfolk and Suffolk was employed in the primary industry of farming; there were more regular farm-workers in Norfolk than in any other English county. The county produced two of the founders of modern British agriculture, Coke of Holkham and Townshend of Raynham, and it had kept its place at the head of the field, quite literally.

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East Anglia was easily the biggest grain-producing region of the country and the biggest producer of sugar-beet. During the First World War, farmers had been encouraged to grow sugar beet in order to reduce the country’s dependence on imported cane sugar. This had been so successful that in 1924 the government offered a subsidy to beet producers. The crop was ideally suited to the heavy soil of central Suffolk and without delay, a number of farmers formed a co-operative and persuaded a Hungarian company to build a sugar factory near Bury St Edmunds. Five thousand acres were planted immediately and the acreage grew steadily over the next half-century. In 1973, the factory was considerably enlarged by the building of two huge new silos, which came to dominate the skyline along the A14 trunk road. The factory became the largest plant of its kind in Europe and by the late seventies was playing an important part in bringing Britain closer to its goal of self-sufficiency in sugar.

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Local ingenuity and skill had devised and built many agricultural machines during the nineteenth century, like this threshing/ grain crushing machine from the Leiston Richard Garrett works, which made various farming machines, including tractors.

Of all the English counties, Norfolk had the biggest acreage of vegetables and the heaviest yield per acre of main crop potatoes. It was also the second biggest small fruit producer and the second highest breeder of poultry. Suffolk came close behind Norfolk in barley crops, while it had the biggest acreage of asparagus and more pigs than any other county. The region’s importance to agriculture was symbolised by the headquarters of the Royal Agricultural Society having its base in Norfolk, and the region also played host to the British-Canadian Holstein-Friesian Association, the Poll Friesian Cattle Society, the British Goat Society, and the British Waterfowl Association. No other county had as many farms over three hundred acres as Norfolk, and most of the really enormous farms of a thousand acres or more were to be found in the two Easternmost counties. The biggest farm in England, excluding those owned by the Crown, was to be found on the boundary of Bury St Edmunds, the ten-thousand-acre Iveagh estate, covering thirteen farmsteads, and including a piggery, three gamekeepers’ lodgings and homes for its cowmen, foresters and its works department foreman.

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The most significant change taking place on the land throughout England was in the size of farms. The big ones were getting bigger and the small ones were slowly dwindling and going out of business. Mechanisation was reducing the number of jobs available to agricultural workers, and from this followed the steady decline of rural communities. By the end of the sixties, however, the employment position in Norfolk was beginning to stabilise as the old farm hands who were reared as teams-men and field-workers and were kept on by benevolent employers retired and were not replaced. Although it employed fewer people than ever before, farming was still Suffolk’s largest single industry in the mid-seventies. After Britain joined the Common Market in 1973, accessibility to European markets had led to a certain amount of diversity. There were numerous farmers specialising in poultry, pigs and dairying. Yet persistently high world grain prices led to the intensive production of what the heavy soils of central Suffolk are best suited to – cereal crops. The tendency for large estates to be split up and fields to remain unploughed had been dramatically reversed. The larger the unit, the more productive and efficient the farm, with every producer determined to get the maximum yield from their acres.

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The field patterns between Leiston and Sizewell (from the model detailed below).

As the big farms grew bigger and farming became more highly mechanised, farmers were tending to re-organise the shapes and sizes of their fields, making them as large as possible so that the tractor and the combine harvester could work them with greater ease and maximum efficiency. They uprooted trees and whole copses, which were awkward to plough and drill around, cut out hedges which for centuries had bounded small parcels of land, and filled in ditches. To the farmer, this meant the promise of greater productivity, but to the ecologist, it meant the balance of nature was being upset in a way that the farmer and the general countryside population, including animals as well as people, would have to pay for, later if not sooner. The practical answer to this problem has been the increasing use of chemicals to control pests which, as soon became obvious, was a double-edged blade. In addition, the poor land was treated with chemical fertilizers. East Anglia provided a classic example of what could happen as a result of the indiscriminate chemical warfare being conducted in the English countryside. As reported in the New Statesman (20 March 1964), …

… a Norfolk fruit-grower was persuaded by a pesticide salesman that the best way of keeping birds off his six acres of blackcurrants was to use an insecticide spray. Two days after he did so the area was littered with the silent corpses of dozens of species of insects, birds and mammals.

This was very far removed, of course, from the idealised conception of the rural life that most people carried around in their imaginations, and perhaps many of us still do today, especially when we look back on childhood visits to the countryside and relatives living in rural villages.  Moorhouse characterised this contrast as follows:

Smocked labourers, creaking hay carts, farmyard smells, and dew-lapped beasts by the duck-pond – these are still much more to the forefront of our consciousness than DDT, aldrin, dieldrin, and fluoroacetemide. In most of us, however completely we may be urbanised, there lurks some little lust for the land and a chance to work it.  

Rustic Life; Yeomen Farmers and Yokels:

Farmers had to become hard-nosed professional businessmen. The profits from their labour had to be extracted while they were there, for it was never certain what might be around the next bend. This emphasis on business sense, both in himself and in others, his passion for getting the maximum work out of his men and machines, was what made Moorhouse’s Norfolk farmer sound indistinguishable from any high-powered industrialist in the Midlands. In a sense, he wasn’t. He was prepared to try any method which would increase his productivity. In the early sixties, something very odd had been happening in his part of the world. Traditionally, ‘big’ Norfolk farmers like him had tended to be isolated neighbours, seeing each other at the market but otherwise scarcely at all. But he and three other men had taken to sharing their equipment for harvesting quick-freeze peas; this work had to be done particularly fast on a day appointed by the food factory and ‘Farmer Giles’ and his neighbours had decided that it could be done most efficiently and cheaply by pooling their men and machines and having this unit move from property to property in the course of one day. In 1964, they also clubbed together for a contracting helicopter to spray their crops. He and his friends, being staunch Tories, might not have accepted that they were putting co-operative principles into farming practice, but that was precisely what they were doing, just as the Suffolk sugar-beet growers had done forty years earlier.

For all his business acumen, however, ‘Farmer Giles’ measured up to the popular stereotypical image of a yeoman farmer. He was a warden at his local church, had a couple of horses in his stables and during ‘the season’ he went shooting for four days a week. He cared about the appearance of his patch of countryside, spent an impressive amount of time in doing up the tied cottages of his men, rather than selling it to them, as some of them would like. This is not simply because, in the long run, it results in a contented workforce, but because he can control what it looks like on the outside, as pretty as an antique picture, thatched and whitewashed. Fundamentally, he belonged as completely to the land as he possessed it. Though he no longer had any real need to, he did some manual work himself, as well as prowling around the farm to make sure everything was going to his overall plan. He was organic, like his 1,200 acres, which nonetheless produced a profit of sixteen thousand pounds a year. As he himself commented, overlooking his fields, there is something good about all this! A cynic might have responded to this by suggesting that any life that could produce such a profit was indeed, a good life.

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Above & Below: Cattle grazing on the Deben meadows near Woodbridge, Suffolk.

But how had the tied agricultural workers, the eternal rustics, fared in this changing pattern of agriculture? The farm labourer interviewed by Moorhouse worked on the Norfolk-Suffolk border. He left school at fourteen, the son of a mid-Norfolk cowman of thirty-five years standing. He first worked on a poultry farm for a couple of years, had four years as assistant cowman to his father, five years as a stock feeder, then two years ‘on the land’ working with tractors and horses. He then came to the farm Moorhouse found him working on fifteen years previously, just after getting married, as a relief man. At the age of forty-two, with a teenage daughter, he was head cowman for a ‘gaffer’ with 450 arable acres and a hundred acres of pasture which carried fifty Friesian milking cows, forty-six calves, and a bull. His farmer was nearing seventy and didn’t hold with too many of the new ways. It was only in that year, 1964, that the modern method of milking – straight from the cow through a pipeline to a common container – had been adopted by his gaffer. Farmer Giles had been doing it this way ever since it was proved to be the quickest and easiest way. ‘Hodge’ got up at 5.30 a.m. to milk the cows and feed the calves. After breakfast until mid-day, he was busy about the yards, mixing meal, washing up and sterilizing equipment. From 1.30 p.m. he was out again, feeding the calves and doing various seasonal jobs until milking, which generally finished by 5 o’clock. Very often he went out again before bed-time, to check on the cows and the calves. He worked a six-and-a-half-day week, for which he was paid twenty-two per cent more than the basic farm worker’s wage for a forty-six-hour week.

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When he first came to the farm, ‘Hodge’ was given, rent-free, a cottage, which was in rather worse shape than the shelters which housed the cows in winter. It had one of the tin-can lavatories described below and was lit with paraffin lamps. He had to tramp eighty yards to a well for water. There was one room downstairs plus a tiny kitchen, and two bedrooms, one of which was so small you couldn’t fit a full-size bed in it. After a while, the farmer modernised it at a cost of a thousand pounds, knocking it together with the next-door cottage. The renewed place, though still cramped, had all the basic necessities and Hodge paid twelve shillings a week for it. He accepted his situation, though the National Union of Agricultural Workers (NUAW) did not, since it had been trying to abolish tied cottages for forty years on the principle of eviction. Although a socialist and chairman of his local union branch, Hodge argued that tied cottages were necessary because the farm worker had to be near his job so that, as in his case, he could hop across the road before bedtime to check on the cows. Other changes had taken place in his lifetime on Norfolk land. The drift to the towns had fragmented the old society, and traditions had been quietly petering out. The parish church was generally full for the harvest festival, but otherwise ill-attended; the rector had three parishes to cope with.

Rural Poverty & Village Life:

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A former labourer’s cottage in Saxmundham marketplace.

The poverty of the inland, rural villages was the result of far more basic concerns than the pressures on property prices created by newcomers, or the changes in agriculture, which did little to improve the lives of villagers. Their cottages may have looked attractive enough in their appearance on the outside, but too often offered their home-grown dwellers little encouragement to remain in them, and if they got the chance to move out they did, while there was no help at all for those who might be interested in trying their hand at rural life. Moorhouse found one village within ten miles of Ipswich which, apart from its electricity and piped water supplies, had not changed at all since the Middle Ages. Some of its cottages were without drains and in these, the housewife had to put a bucket under the plughole every time she wanted to empty the sink; she then carried it out and emptied onto the garden. Sewerage was unknown in the community of 586 people, none of whom had a flush toilet. They used tins, lacing them with disinfectant to keep down the smell and risk of infection. In some cases, these were housed in cubicles within the kitchens, from where they had to be carried out, usually full to the brim, through the front door. Every Wednesday night, as darkness fell, the Rural District Council bumble cart, as the villagers call it, arrived in the village street to remove the tins from the doorsteps. Moorhouse commented that this was…

… for nearly six hundred people … a regular feature of life in 1964 and the joke must long since have worn thin. There are villages in the remoter parts of the North-west Highlands of Scotland which are better equipped than this.

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This was not by any means an isolated example. While in both counties the coverage of electricity and water supplies were almost complete, drainage and sewerage were far from being so. In the Clare rural district of Suffolk villages were expected to put up with the humiliating visitations of the ‘night cart’ for another five years; in the whole of West Suffolk there were twenty-four villages which could not expect sewerage until sometime between 1968 and 1981, and both county councils accepted that they were some villages which would never get these basic amenities. In East Suffolk, only those places within the narrow commuting belts around the biggest towns could be sure that they would one day soon become fully civilised. In Norfolk, it was estimated that as many as a hundred would never be so. Again, this was the price that East Anglia was paying for being off the beaten track. It was not the indolence of the county councils which ensured the continuance of this residue of highly photogenic rural slums, as Moorhouse put it, so much as cold economics. Both counties had, acre for acre, among the smallest population densities in England; in neither is there very much industry. Therefore, under the rating system of that time, based on property values and businesses, they were unable to raise sufficient funds to provide even these basic services, as we would see them now. Norfolk claimed to have the lowest rateable value among the English counties, and Suffolk was not much better off. They simply did not have the ‘wherewithal’ to make these small communities fit for human habitation. But this simple fact was little ‘comfort’ to those who had to live in them.

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County Hall, Norwich.

For a survey which it undertook for its 1951 development plan, East Suffolk County Council had decided that basic communal necessities consisted of at least a food shop, a non-food shop, a post office, a school, a doctor’s surgery and/or clinic, a village hall, and a church. When it took a long, hard look at its villages, it found that only forty-seven had all of these things, that ninety-three had all three basic requirements and that (food shop, school, village hall), that 133 had only one or two of them and that thirty-one had none. A similar survey by the West Suffolk County Council showed that only sixteen per cent of its 168 parishes had all the facilities and that about the same proportion had none. When the county authorities made a follow-up survey in 1962, using the same criteria, they found that the position of these rural communities had hardly changed in a decade. There were many more surgeries, due to the growing provisions of the NHS, but the number of village schools had dropped from 103 to 92 and of non-food shops from fifty to twenty-seven.

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 Suffolk County flag.

In 1964, a regional, South-east Plan was being considered, which included both Suffolk and Norfolk. Moorhouse considered that it might transform the whole of East Anglia into something more approximating Hertfordshire or Essex in terms of economic development. But he also felt that unless there was a change of national direction, the East Country could not stay as it was, virtually inviolate, its people so conscious of their inaccessibility that they frequently refer to the rest of England as ‘The Shires’, and with so many of them eking out a living in small rural communities as their forefathers had done for generations.  It was scarcely surprising, wrote Moorhouse, that the young were leaving, looking for something better. The appeal of bigger towns and cities, with their exciting anonymity, was great enough for many whose childhood and adolescence had been spent wholly in the confining atmosphere of the village. Combined with the lack of basic amenities and work opportunities, this left young people with few reasons to stay.

Power, Ports & Progress:

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A lonely stretch of coast near Leiston, still enjoyed by caravanners and campers, was the sight of another important development. There, at Sizewell, Britain’s second nuclear power station was built in the early 1960s (the first was built at Windscale in Cumbria in the late fifties). In 1966, power began surging out from the grey, cuboid plant (a model of which – pictured above – can be seen at the Richard Garrett museum in Leiston) into the national grid. By the late seventies, Sizewell’s 580,000 kilowatts were going a long way towards meeting eastern England’s electricity needs.

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Sizewell Nuclear Power Station (2014)

The docks also began to be modernised, with ports like Tilbury and Felixstowe hastening the decline of London, which could not handle containerised freight. In addition, most of the Suffolk ports were no further from London than those of Kent and they were a great deal closer to the industrial Midlands and North. In 1955 the Felixstowe Dock and Railway Company had on its hands a dilapidated dock that needed dredging, and warehouses, quays and sea walls all showing signs of storm damage. The total labour force was nine men. By the mid-seventies, the dock area covered hundreds of acres, many reclaimed, made up of spacious wharves, warehouses and storage areas equipped with the latest cargo handling machinery. The transformation began in 1956 as the direct result of foresight and careful planning. The Company launched a three million pound project to create a new deepwater berth geared to the latest bulk transportation technique – containerisation. It calculated that changing trading patterns and Felixstowe’s proximity to Rotterdam and Antwerp provided exciting prospects for an efficient, well-equipped port. Having accomplished that, it set aside another eight million for an oil jetty and bulk liquid storage facilities. In addition, a passenger terminal was opened in 1975. The dock soon acquired a reputation for fast, efficient handling of all types of cargo, and consignments could easily reach the major industrial centres by faster road and rail networks.

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Looking across the estuary from Harwich to the Felixstowe container port today.

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Increasing trade crammed the Suffolk’s main roads with lorries and forced an expansion and improvement of port facilities. The development of new industries and the growth of the east coast ports necessitated a considerable programme of trunk road improvement. From the opening of the first stretches of motorway in the winter of 1958/59, including the M1, there was a major improvement in the road network. By 1967 motorways totalled 525 miles in length, at a cost of considerable damage to the environment.  This continued into the mid-seventies at a time when economic stringency was forcing the curtailment of other road building schemes. East Anglia’s new roads were being given priority treatment for the first time. Most of the A12, the London-Ipswich road, was made into a dual carriageway. The A45, the artery linking Ipswich and Felixstowe with the Midlands and the major motorways, had been considerably improved. Stowmarket, Bury St Edmunds and Newmarket had been bypassed. By the end of the decade, the A11/M11 London-Norwich road was completed, bringing to an end the isolation of central Norfolk and Suffolk.

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Above Left: An old milestone in the centre of Woodbridge, Suffolk; Right: The M1 at Luton Spur, opened 1959.

Culture, Landscape & Heritage; Continuity & Conflict:

 

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Suffolk remained a haven for artists, writers and musicians. Indeed, if the county had any need to justify its existence it would be sufficient to read the roll call of those who have found their spiritual home within its borders. Among them, and above them, towers Benjamin Britten, who lived in Aldeburgh and drew inspiration from the land and people of Suffolk for his opera Peter Grimes. The composer moved to the seaside town in 1947 on his return from the USA and almost at once conceived the idea of holding a festival of arts there. It began quietly the following year but grew rapidly thereafter as the activities multiplied – concerts, recitals, operas and exhibitions – and every suitable local building was made use of. Many great artists came to perform and the public came, from all over the world, to listen. Britten had long felt the need for a large concert hall with good acoustics but he did not want to move the festival away from Aldeburgh and the cost of building a new hall was prohibitive.

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In October 1965, the lease of part of a disused ‘maltings’ at nearby Snape became available. It was in a beauty spot at a bridge over the River Alde (pictured above), and architects and builders were soon drafted in to transform the site into a concert hall and other facilities for making music. Queen Elizabeth II opened the buildings in June 1967, but almost exactly two years later disaster struck when the Maltings was burnt out. Only the smoke-blackened walls were left standing, but there was an almost immediate determination that the concert hall would be rebuilt. Donations poured in from all over the world and in less than forty-two weeks the hall had been reconstructed to the original design, and the complex was extended by adding rehearsal rooms, a music library, an art gallery, an exhibition hall and other facilities.

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The Suffolk shore or, to be more accurate, ‘off-shore’ also made a crucial contribution to the breakthrough of popular or ‘pop’ music in Britain. At Easter 1964 the first illegal ‘pirate’ radio station, Radio Caroline, began broadcasting from a ship just off the Suffolk coast (see map, right). Within months, millions of young people were listening to Radio Caroline North and Radio Caroline South, Radio London and other pirate stations that sprung up. Not only did they broadcast popular music records, but they also reminded their listeners that any attempt to silence them would constitute a direct ‘attack on youth’.

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With the advent of these radio stations, the BBC monopoly on airtime was broken, and bands were able to get heard beyond their concerts. Eventually, the Government acted to bring an end to its ‘cold war’ with the British record industry. The BBC set up Radio One to broadcast popular records and in August 1967, the Marine Offences Act outlawed the pirate ships.

Back on dry land, there were areas of conflict, then as now, in which the interests of farmers, businessmen, holidaymakers and country residents clashed. When the farmer rooted out hedges, sprayed insecticides indiscriminately and ploughed up footpaths he soon had conservationists and countryside agencies on his back. When schedule-conscious truck drivers thundered their way through villages, there were angry protests.

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Saxtead Green’s post mill (see OS map above for location near Framlingham) as it looked in the 1970s when it was maintained by the Department of the Environment; it is now managed (2018) by English Heritage.

w290 (1)There were also, still, many for whom the images of Constable’s rolling landscapes were set in their mind’s eye. For them, this was, above all, his inviolable country. It was also dotted with windmills, another echo of earlier continental associations, many of them still working. Every new building project was examined in great detail by environmentalists.

Many local organisations were formed to raise awareness about and resist specific threats to rural heritage, such as the Suffolk Preservation Society and Suffolk Historic Churches Trust.

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Most of the churches, like the very early example at Rendlesham (right), were built of flint, both in Suffolk and in Norfolk, where a great number of them have round towers, a feature unique to that county. The farming people of Barsham in the Waveney Valley added their church to the Norman round tower in the fourteenth century (pictured above). After that, they could not afford elaborate additions. When the nave needed re-roofing, modest thatch seemed to offer the best solution. Suffolk, in particular, had an incredibly rich and well-preserved heritage which gave it its distinct county identity.

DSC09863Almost every church had a superb timber roof, described by Moorhouse as a complex of rafters, kingposts, and hammerbeams which look, as you crane your neck at them, like the inverted hold of a ship (the one pictured left is again, from Rendlesham). Very often these medieval churches were miles from any kind of community, emphasising the peculiarly lonely feeling of most of the area. Most are the remains of the Black Death villages, where the plague killed off the entire population and no one ever came back.

 

Around its magnificent ‘wool church’ (pictured below), the half-timbered ‘perfection’ of Lavenham might not have survived quite so completely had it been located in the South of England. This was one of the hidden benefits of the county’s relative isolation which had, nevertheless, come to an end by the late seventies.

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On the other hand, Wilson has reminded us that the wool-rich men of the town rebuilt their church almost entirely between 1485 and 1530 in the magnificent, new Perpendicular style, yet it remains today and is widely viewed as the crowning glory of ecclesiastical architecture in Suffolk. 

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Many other of the county’s churches are not as Medieval as they look (see the fifteenth-century additions to the transepts of St Michael’s, Framlingham, above) which may challenge our contemporary view of the balance between preservation and progress. In 1974 the Department of the Environment produced a report called Strategic Choice for East Anglia. It forecast a population of over eight hundred thousand in Suffolk alone by the end of the century. It saw the major towns growing much larger and suggested that the counties would inevitably lose some of their individuality:

We know … that the change and the growth … will make East Anglia more like other places. For some, this will mean the growth should be resisted, and the opportunities which it brings should be foregone. Whether or not we sympathise with this point of view, we do not think it is practicable. Much of the change and growth that is coming cannot be prevented by any of the means that is likely to be available. The only realistic approach is to recognize this, and take firm, positive steps to maintain and even enhance the environment of the region, using the extra resources that growth will bring …

By the time the report was published, the people of East Anglia had already begun, as they had always done in earlier times, to face up to many of the problems which change and development brought their way.

 

Sources:

Joanna Bourke, et. al. (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

John Simpson (1999), Strange Places, Questionable People. Basingstoke: Macmillan Pan.

Derek Wilson (1977), A Short History of Suffolk. London: Batsford.

Geoffrey Moorhouse (1964),… Harmondsworth: Penguin Books.

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Posted November 1, 2018 by TeamBritanniaHu in Affluence, Agriculture, Assimilation, BBC, Britain, British history, Christian Faith, Christian Socialism, Christianity, Church, Civilization, cleanliness, Co-operativism, Cold War, Commemoration, Conservative Party, Demography, Domesticity, East Anglia, Education, Elementary School, Europe, European Economic Community, Factories, Family, Great War, History, Home Counties, Hungary, Immigration, Integration, Journalism, Labour Party, manufacturing, Medieval, Midlands, Migration, Music, Mythology, Narrative, National Health Service (NHS), Norfolk, Population, Poverty, Refugees, Respectability, Scotland, Second World War, Suffolk, Tudor times, Uncategorized, Welfare State, World War One, World War Two

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British Society and Popular Culture, 1963-68: Part Two – Beatlemania & the Cultural Revolution.   Leave a comment

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Sexual Freedom & Women’s Liberation:

The ‘cultural revolution’ had a profound effect on sexual behaviour in general, and on women in particular. Sex before marriage became less taboo (one-third of young women were pregnant when they married), and there was a general feeling of increasing sexual freedom at various levels in society, which was made a reality through the advent and growing availability of the contraceptive pill from 1962. Women’s liberation also took off, leading to the victory of the Equal Pay Act in 1970. Until that, equal rights and feminism only really touched the surface. There was still a long road to travel on this, however. Too many workplaces were utterly unwelcoming of women wanting work. Too many memoirs recount the gross sexism of the new rock stars, not to mention the abuse of young women and children by a small number of prominent pop celebrities, more recently uncovered in police investigations. ‘The Pill’ might have arrived, and the Abortion Act became law in 1967, but this was still a time of ‘unwanted’ pregnancies, ‘unmarried’ mothers and gross domestic violence being administered by drunken men. Yet the philosophical principles of egalitarianism were gradually weaving their way into social change. Traditions of submission and obedience, together with hierarchies of class and gender based on medieval property rights, industrial capital and imperial administration, began to wobble and dissolve into a society which was more dilute and porous. This was not so much because ‘revolutionaries’ ushered in an age of personal freedom, but more generally because it suited a new economic system based on consumer choices.

In domestic life, two-thirds of families acquired labour-saving devices such as refrigerators and washing-machines. There was a growing ‘snappiness’ and lightness of design, in everything from the cut of clothing to the shape of cars, an aesthetic escape from the gravitas of the post-war period of austerity. But among the population as a whole this was a gradual transformation, experienced in a continuum, not as a revolution. The process was somewhat accelerated among the younger generation.  The real earnings of young manual workers had grown rapidly in the early sixties, creating a generation who had money to spend on leisure and ‘luxury’ goods. The average British teenager was spending eight pounds a week on clothes, cosmetics, records and cigarettes. In London, King’s Road and Carnaby Street became the haunts of this generation. Their attitude is summed up by the designer Mary Quant, whose shop Bazaar in King’s Road, provided clothes…

… that allowed people to run, to jump, to leap, to retain their precious freedom. 

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Quant had been cutting up lengths of cloth bought over the counter and selling them at Bazaar since the mid-fifties. Her iconoclastic style involved drawing, slicing and sewing up a uniform that parodied the pleated, padded, extravagant clothes of the Old New Look designers. In doing so, she was taking on the fashion industry of Paris and the West End from her bedsit and tiny shop. Quant’s shockingly short mini-skirts, named after the car she loved, were offensive enough for the occasional brick to be lobbed at her window. She always claimed that she was trying to free women to be able to run for a bus. But it was the sexual allure that shocked. Michael Caine later recalled taking his mother down the King’s Road to see what all the fuss was about:

I said, “here’s one now”, and this girl walks by with a mini up to here. She goes by and my mother looked at her. So, we walk on a bit. She never said a word. So I said, what do you think, mum? She said: “If it’s not for sale, you shouldn’t put it in the window.”

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Clothes became the outward symbols of the ‘Chelsea Set’ of which Caine was a fully paid-up member, as was Quant. But Quant’s fashions were as exclusively priced as the ‘Set’ itself. ‘Biba’, an iconic symbol, promised liberation for women and girls, but liberation through spending. Its founder, Barbara Hulanicki was a girl from an exiled family, born before the war, brought up in British-controlled Palestine and then raised by a ‘bohemian’ aunt in Brighton, before going to art school. She then launched a mail order company with her husband. Biba, named after her younger sister, aimed to offer glamorous clothing at cheap prices. She had been mesmerised by Audrey Hepburn (above and below), her shape; long neck, small head, practically jointless, and her first top-selling design was a pink gingham dress like the one worn by Brigitte Bardot at her wedding.

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Her succession of boutiques were dark, chaotic spaces in which customers could lose themselves, pick up and try on, discard and collect, and sometimes steal, a great gush of new designs which seemed to change every week. The clothes were run up at high-speed in the East End and ferried to the boutique (below) several times a week. Turnover was spectacular and soon celebrities were beating a path its door, mixing with shorthand typists and schoolgirls to buy Biba designs – Mia Farrow, Yoko Ono, Princess Anne, Raquel Welch and even Bardot herself. As one Biba admirer said, it was helping to create the concept of shopping as an experience, a leisure activity for the young. George Melley, jazz singer, writer and professional flamboyant called it a democratic version of Mary Quant. Hulancki herself said that she always wanted to get prices down, down, down, to the bare minimum. The cheapness and disposability of the clothes was shocking to an older Britain in which millions of families had been used to make do and mend, followed by making their own clothes, buying patterns from Woolworth’s and sewing them by hand, or using a new electric sewing machine, or knitting woollen dresses and jerseys. Biba was the beginning of the throw-away consumer culture applied to clothing, and though it would present moral dilemma later, in the sixties it simply provided freedom for millions of young single women, career girls about town, who, as yet, had not been shaped by motherhood.

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Pop Music and Popular Culture:

Another symbol was popular music. Before ‘pop’ the dominant popular music styles produced low profits. Most public music was live; piano and banjo players on music-hall stages, the star singers and then eventually the big bands of the dance halls and the smoky subculture of ‘jazz’. Sheet-music made big money for talented composers like Ivor Novello and stage stars like Harry Lauder. Gramophone record sales had kicked off with recordings of early twentieth-century opera stars but the invention of the modern microphone in the twenties had then changed popular singing, allowing intimacy and variety of a new kind. The recording industry brought Louis Armstrong, the Ink Spots, Vera Lynn and the crooners of many West End musicals to millions of homes before pop. By the end of the fifties there were four major British recording companies: EMI, Decca, Pye and Philips. Most of their profits came from classical music or comic recordings, like those of Flanders and Swann. It was with the spread of seven-inch forty-fives that records had become something that teenagers could afford to buy. Though first produced in the US as early as 1948, for working-class British youngsters they were still formidably expensive by the late fifties.

The other essential technological changes arrived at around the same time. First, loud electric guitars, invented by radio repairman Leo Fender in 1948. Then transistor radios, originally invented in the mid-fifties to help Americans keep in touch after the coming nuclear war with Russia, and becoming popular for other purposes at the end of the decade. Without the mike, the electric guitar and the seventh-inch record, rock and pop would not have happened. Without the radio, the vital cross-cultural currents would have been unheard. The post-austerity economic boom was putting money in the pockets of teenagers and young workers, and the post-war baby-boom had increased their numbers. Better nutrition meant that they reached puberty earlier, and the mechanisms for the mass-marketing were already in place. By the early sixties, all the essential ingredients of the new market for this were also in place.

Most histories of golden-age sixties rock groups begin with a similar narrative, with the kids discovering Chuck Berry and Elvis Presley under their bedclothes, covertly listening on frequency 208 on their transistor radio to Radio Luxembourg, which broadcast to the UK from 7.00 p.m. onwards every night. They then go on to describe the formation of a ‘skiffle’ band, like that of Lonnie Donegan, using simple chords and home-made instruments like washboards or slatted wardrobe doors, mouth organs and ‘kazoos’. Then the coffee bar or burger bar would make an appearance, a place where teenagers could go to socialize and listen to jukeboxes. The local art college would also, often, be part of this formative, group experience. Many of these were associated with local technical colleges, which before the university expansion of the seventies was where bright, imaginative and often rebellious teenagers would end up after leaving ‘academia’ behind at fifteen. The art schools were the true factories of popular culture, for musicians, painters and sculptors.

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By the later fifties, art students were not only listening to skiffle, but the US rock ‘n’ roll stars, and also to British ‘Elvis copies’ like first Tommy Steel, then Harry Webb, ‘reincarnated’ as Cliff Richard, then Tom Jones. John Lennon went to Liverpool Art College, while Ray Davies, who formed The Kinks attended Hornsey, Keith Richard of The Rolling Stones went to Sidcup, and Pete Townsend of The Who went to Ealing Art College. The RAF-style roundels and bold black arrows which appeared on the band’s clothes and became part of the Mods’ insignia, had been swiped from graphic designers and pop painters. Of course, no band was more important in the sixties, and arguably since, than The Beatles. They expressed both youthful rebellion and commercialism, providing British teenagers with an identity that cut across the barriers of class, accent and region. The Beatles had been formed, originally as The Quarrymen, in July 1957 and in 1962 Love Me Do reached #17 in the charts. But it wasn’t until April 1963, that From Me to You became their first number one hit single.

‘Beatlemania’ & the Radio Revolution:

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The key to their initial breakthrough, and their continued success, was not studio recordings, but radio performances. Between 1957 and 1970 they performed live in eighty-four different venues in England, fifteen in Scotland, six in Wales and two in Ireland. Many people in the establishment regarded ‘pop’ music with disdain. The BBC held a monopoly over the radio waves and, in a deal with the Musicians’ Union and record manufacturers, ensured that popular music was not given airtime. The Beatles, however, were too popular for the BBC to resist, and between March 1962 and June 1965, no fewer than 275 unique musical performances were recorded in their studios and broadcast throughout the UK. The group played eighty-eight different songs on national radio, some recorded many times. As well as their own songs, these recordings also included rock ‘n’ roll numbers by Chuck Berry and Little Richard. They worked like dogs, once recording eighteen songs in one day on 16 July 1963. Derek Taylor has written about how …

… they became our cheeky chappies, our Elvis, took up residence on the front page, and in the zeitgeist of the age, helped to establish the booming creative potential of provincial England.

The Beatles gave us a continuing soundtrack of unparalleled charm and reassurance. As long as they kept on delivering fresh songs along with the morning milk, everything was right in our optimistic world. Quite quickly, the Beatles became an institution all of their own, with all sorts of attendants – fanatics and detractors, revisionists and archivists, accountants and lawyers, scribes and Pharisees.

That the Beatles were woven into the fabric of British life was due in large part to the regularity of their attention to good habits – the Christmas message to the fans, the package tours, the visits home to Liverpool families, an honest paying of all the expected dues and in no small measure to the BBC, who provided that unparalleled broadcasting expertise to keep the nation in touch with ‘the boys’ through fifty-three broadcasts. Radio allowed them to ‘be themselves’ and that was always enough for the Beatles and their followers.

The Beatles’ frequent access to the BBC’s studios and airwaves was the consequence of an age of wireless innocence. Although millions were hungry for rock ‘n’ roll, on the radio it was severely rationed. When you tuned in during the day, there was only the choice of the BBC’s three national networks and, of those, only the Light Programme might occasionally allow Elvis or Buddy Holly into your house. There was no local radio or commercial radio. The only alternative was a crackling, phasing Radio Luxembourg beamed across Europe at night. When ‘the Light’ did feature ‘pop’, due to the Musicians’ Union restriction, records were frequently side-lined by emasculated renditions of hits from dance orchestras. But without competition, BBC radio programmes were guaranteed huge audiences. The Beatles’ manager, Brian Epstein, had understood this opportunity and sent an application for a radio audition to the BBC’s Manchester outpost early in 1962. Producer Peter Pilbeam had auditioned them and, despite his note on his report about the singers – John Lennon, yes; Paul McCartney, no – both had featured on their BBC debut in front of an audience at Manchester Playhouse in March 1962. This regional radio breakthrough had come seven months before the release of their first single on ‘Parlophone’, Love Me Do, and no recording exists of the concert or any of their other three broadcasts of 1962. It remains ‘pre-history’ in terms of the Beatlemania years, especially when compared to their ‘meteoric’ rise to fame in 1963.

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At the beginning of 1963, Britain was experiencing its worst winter weather since 1947. The country shivered through freezing temperatures at a time when few houses had the luxury of central heating. Most of the land was covered in deep snow making transport difficult. Undaunted, The Beatles spent many hours during those cold early months of 1963 in a van driven by a friend, journeying up and down the country to appear onstage at theatres and ballrooms and to perform in radio and TV studios. Before this breakthrough year, the group had worked hard at their craft, including hundreds of hours spent entertaining the rowdy clientele of a Hamburg nightclub and the friendly regulars at the Cavern Club in Liverpool, enabling the development of an extensive and varied repertoire. Their musical expertise combined with discipline and stamina proved to be an unbeatable formula.

Though the stories of British rock and pop bands follow a predictable trajectory, the stories of the earlier bands are more interesting simply because the story had not occurred before. Though pop was a business it was also narrative about class and morality; almost every band’s story described the tension between the marketing of the music and the attempt by the band to stay in some way ‘authentic’, true to themselves. Many never tried to be authentic in the first place, but the groundbreaking ones did but didn’t find it easy. The Kinks were four north London boys who affected a camp look and played rough, hard pop were put into the most extraordinary pink hunting jackets, ruffs and thigh-high suede boots. The Beatles were bullied and cajoled by Epstein into ditching the rough jeans and leather Luftwaffe jackets they had learned in Hamburg. To get their first recording contract with EMI, the Beatles were told to stop smoking on stage, stop swearing, turning up late, and making spontaneous decisions about which songs they would play at their gigs. They also had to learn to bow smartly to the audience, all together, after every song. They agreed. It was only later in their successful sixties that they felt they could tell their managers where to get off.

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The BBC’s Saturday Club presenter, Brian Matthew (above), commented, following their appearance on his show on 26th January 1963:

At the moment, the majority of ‘The Beatles’ fans are in their home town of Liverpool and I have a very strong suspicion it won’t be long before they’re all over the country.

Brian Matthew’s belief was quickly confirmed. From ten o’clock to twelve noon every Saturday, the show reached an enormous audience of around ten to twelve million. The Beatles were featured ten times on the programme and quickly established a rapport with Matthew and producer Bernie Andrews, who supervised the music sessions.  Six numbers were recorded in sessions lasting no more than three and a half hours; sometimes as short as ninety minutes. Throughout 1963 number one records followed in quick succession: Please Please Me, From me to You, She Loves You and I Want to Hold Your Hand. The debut album, Please Please Me, the Twist and Shout EP, and the With the Beatles LP were also released within that year. While those releases kept them high in the charts, the pressure of The Beatles schedule never eased for a moment, but they were match-fit. They performed music in thirty-nine radio shows in 1963 and, most importantly, fifteen of those programmes were editions of their own radio series Pop Go the Beatles which the BBC invited them to host during the summer of 1963. Tuesday evening became an essential date with the radio for millions of fans. They were encouraged by the presenter to let their humour shine between the songs, and producer Terry Henebery remembers this ‘zaniness’ not being confined to the recorded speech links:

They’d come to the studio and horse about. You had to crack the whip and get on the loudspeaker talk-back key quite a lot and say “Come on, chaps!” They’d be lying all over the floor, giggling. And I can remember afternoons down at the Paris Cinema studio, where you were just looking at the clock, throwing your hands up in horror and thinking, ‘will they ever settle down?’ I mean, people would go and get locked in the toilets and fool about. But you were, at the end of the day, getting some nice material out of them.

No one would have predicted it in 1963, but the songs The Beatles chose to perform for their radio series constitute the most fascinating aspect of their music sessions for the BBC. The New Musical Express reported that R-and-B material will be strongly featured. The shows certainly lived up to that promise. Required to record six songs for every show, to avoid undue repetition, the group would often romp through an old favourite or work on a new number. As Ringo observed:

It was fine when doing the repertoire we knew, but some weeks it’d be real hard. We’d rehearse two or three songs in the lunch break and then go and record them in the afternoon.

For some groups, a series that demanded six new recordings every weeknight might have been daunting; but it allowed The Beatles to air their influences and try out some new favourites. They performed fifty-six new songs in all, twenty-five of which had not and would not be released on any of their records. The choice of material in these and other programmes clearly reveals the artists who had inspired the group. They recorded nine cover versions of Chuck Berry songs which, except for Roll Over Beethoven were all belted out by John. In addition, they covered six Carl Perkins and four Elvis Presley songs, while the four Little Richard rockers were the exclusive vocal property of Paul and his throat-ripping ‘whoops’ and ‘hollers’. In gentler moments, Paul sang A Taste of Honey and Till There Was You, but his most unusual ballad was The Honeymoon Song. John produced a real gem in Ann-Margret’s I Just Don’t Understand. The four were adept at digging out unusual material, often beating rival Liverpool groups to sought-after American records and learning the B-side. As Paul commented in 2013,

You will find stuff in our repertoire that came off little odd-ball records. We had started off going onstage and playing songs that we liked, but then we would find that on the same bill as us in the Liverpool clubs, there might be another band that would play exactly the same songs. If they were on before us, it made us look a bit silly. We started to look further afield, study the American charts and see what was there. We’d listen to radio a lot and find out if there was anything up and coming. We would also flip records and listen to the B-sides; see if we could find anything that way. In fact, that’s what started John and I writing, because this was the only foolproof way that other bands couldn’t have our songs. There was no great artistic muse that came out of the heavens and said, ‘Ye shall be a songwriting partnership!’ It was really just we had better do this or everyone is going to have our act. …

In addition to the night-time broadcasts of Radio Luxembourg, the other sources for rock ‘n’ roll music on discs were coffee-bar jukeboxes, fairgrounds and record shops. Fortunately, this era was a golden era for record stores. Hundreds of family-run concerns, like Brian Epstein’s NEMS in Liverpool, would take pride in stocking at least one copy of everything released. Many Liverpool musicians spent hours in listening booths at NEMS while records were played to them. Occasionally, they might even buy one! At the time of their BBC sessions, The Beatles were seeking out the latest Rhythm and Blues records from the States. Although many of these by groups such as The Miracles did not, at first, make the British charts, they were a key influence on The Beatles. Again, Paul McCartney explains:

With our manager Brian Epstein having a record shop – NEMS – we did have the opportunity to look around a bit more than the casual buyer. …

Ringo would get stuff from the sailors. … he happened to have a few mates who’d been to New Orleans or New York and had picked up some nice blues or country and western. … But it was really a question of looking harder than the next guy. We made it our full-time job to research all these things; to go for the road less travelled.

These records, and those by The Shirelles, who did have some UK hits, had sophisticated vocal, string and horn parts. Rearranging them for a four-piece line-up helped to create the Beatle sound just as much as the earlier singles by the rock ‘n’ roll pioneers. Current R&B records were not easy to get hold of or hear in Britain. But in 1963, records released on the Tamla and Motown labels were distributed in the UK by Oriole. Radio Luxembourg also featured the latest records by Mary Wells, The Miracles, Marvin Gaye, Martha & the Vandellas and Little Stevie Wonder. Although none of them was a hit at the time, The Beatles’ love of the records from Detroit was demonstrated when they included three Motown songs on With the Beatles. Their devotion to black soul music proved crucial to its wider acceptance.

The significance of The Beatles’ BBC radio sessions also stems from the way the sound of the group was captured for their broadcasts. At that time, artists were not given large amounts of studio time. At EMI studios, on 11th February 1963, The Beatles had to record ten songs for their debut album, Please Please Me. The fact that this was achieved in under ten hours subsequently became regarded as a remarkable achievement. This was seen as especially true when the quality of the tracks was considered. It was common practice in 1963 to complete a minimum of two songs in a standard three-hour session. As Paul has pointed out,

It was just the rate people worked at. … Looking at it now, it seems so fast, but then it seemed very sensible.

At the BBC, the work-rate was even higher. Apart from when they were performing in front of an audience for a broadcast, The Beatles had to record five or six songs in a short session so they were not fazed by this requirement. The recordings were made onto a four-track tape machine at EMI in October 1963, but multi-tracking did not begin at the BBC until a decade later. This meant that the mono recordings could not be edited, except by editing different takes of a song onto the same tape. Otherwise, there was the option to ‘overdub’ by copying the first recording to another tape, while at the same time adding more instruments or vocals. Both of these processes could be very time-consuming, so what we hear on the BBC tapes is the sound of the group performing ‘live’, direct to tape, as if to an immediate audience, but without the noisy hysteria which accompanied their public concerts. The pop songs of the early Beatles were not neatly produced commodities as all pop songs later became. You can hear the fun involved in their creation.

When Pop Go The Beatles finished its run, they were once more at the top of the charts with She Loves You. From that point on, things went crazy and pretty much stayed that way. Their unassailable popularity was reflected by the press who applied the epithet Beatlemania to the hysteria that surrounded their every move. In February 1964, the States surrendered to the magic and Brian Epstein’s bold boast that his group would be ‘bigger than Elvis’ proved to be true. Having ‘hit the business jackpot’, as Brian Matthew expressed it in Saturday Club, the number of times The Beatles came to the BBC was greatly reduced; compared to the thirty-four programmes recorded in 1963, from October 1963 to June 1965 there were just fifteen specially recorded sessions. Having once been prepared to rush from one end of the country to the other for a radio show, global success now made the group less available. Their last BBC radio performance was the solitary one of 1965, on Whit Monday, entitled The Beatles Invite You to Take a Ticket to Ride. It was understandable that they now had real need of this particular kind of radio exposure. But most of the sessions at the BBC had been exciting and fun. DJ Alan ‘Fluff’ Freeman worked with the Beatles in 1964. He remembered that:

Their music and persona freed me from middle age … because the things that were coming from The Beatles made me feel like a ten-year-old! They made us all feel tremendously happy.

Just before The Beatles made their last BBC recording, at Easter 1964 the first illegal ‘pirate’ radio station, Radio Caroline, began broadcasting from a ship just off the Sussex coast. Within months, millions of young people were listening to Radio Caroline North and Radio Caroline South, Radio London and other pirate stations that sprung up. Not only did they broadcast popular music records, but they also reminded their listeners that any attempt to silence them would constitute a direct ‘attack on youth’. With the advent of these radio stations, the BBC monopoly on airtime was broken, and bands were able to get heard beyond their concerts. Eventually, the Government acted to bring an end to its cold war with the British record industry. The BBC set up Radio One to broadcast popular records and in August 1967, the Marine Offences Act outlawed the pirate ships.

The Rock Generation:

In the early days of pop and rock, it was not always quite as obvious that money would always trump vitality. There were still battles to be fought between the two. The Who (pictured below) were a west London band which had, like so many others, emerged from skiffle, and had been kick-started by the early successes of The Beatles. They were encouraged by their manager, Peter Meadon, to dress stylishly and address themselves to the new audience of ‘Mods’. Their first single, I Can’t Explain was self-consciously derivative of The Kinks, and was released in January 1965. It made it to #8 in the charts, but it was their second single, My Generation which really caught the mood of the times and the imaginations of pop fans, later became the first British rock ‘anthem’. It was recorded at the Pye Studios in London in October 1965 and released as a single on 5th November. Just before its release, Roger Daltry was fired from the band for fighting with the other members, but he was quickly reinstated when it reached #2. The fighting and onstage antics continued throughout their early career, though, including the smashing up of guitars by the band’s leader, Pete Townsend. While delighting their live audiences, their guitar-smashing kept them away from mainstream venues.

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A string of top ten hits followed in 1965-67, from Substitute to Pictures of Lily and I Can See for Miles. Pete was disappointed that the last of these only reached #10 in the UK charts compared with #9 in the US, commenting shortly afterwards that to him, that was the ultimate Who record yet it didn’t sell and I spat on the British record buyer. Throughout a stellar career during which some think, with their concept albums, eclipsed The Beatles after the break-up of the ‘fab four’, The Who, though, far from revolutionary in politics, were never properly ‘tamed’.  Nor were The Kinks, whose song-writing genius Ray Davies became involved in a punch-up with an American television union official who had called them a bunch of commie wimps. That altercation got them banned from the States for four crucial years.

The big battle lines, however, were drawn over the content of the songs, which quickly moved beyond the easy American boy-meets-girl themes of Buddy Holly and the Everly Brothers. By 1968, rock was beginning to escape from the urban and suburban Britain of its young consumers. For most of them, their teenage years would end in a more conventional working life and marriage, which was (perhaps somewhat conversely) more popular than ever in the late sixties, with marriage rates peaking in 1972. But drugs, mysticism, gangs and sexual experimentation were some of the alternatives celebrated by pop culture, much to the discomfort of record companies, the BBC, politicians and the newspapers. Songs such as Lola by The Kinks and I’m a Boy by The Who challenged existing sexual stereotypes, and there was a ‘libertine’ element in The Rolling Stones songs which shocked those parents who could follow the lyrics.

Above all, the rate of experimentation and change in sixties pop itself was astonishing, as a new sound, instrument, length of song and sexually explicit album cover image seemed to come along every few weeks in 1966-68. It was a classic, market-driven competition between the top bands and artists, measured by sales of records. Lennon and McCartney remained at the forefront of this experimentation, feeding back discoveries about tape loops, modern composers and Bach into the music of The Beatles, retreating more and more into their Abbey Road studio to produce more complex sounds. The Stones’ blues-rock challenged the ‘Mersey Beat’ and the ‘Mods’ began to produce early versions of the ‘heavy metal’ genre, followed by Led Zeppelin at the end of 1968, who made it their own. But, at this stage, The Beatles were still seen as the pioneers, the first big stars to fall for Indian mysticism, sitars, or the next drug craze, and the first to break up under the strain. Their trajectory, like their output, seemed impossible to beat. As Andrew Marr concludes,

A band’s success was based on its members’ skills but also on their authentic claim to be the kids from the streets whose anger, enthusiasm, boredom and wit reflected the actual Britain all around them, the lives of the people who would save up and buy their songs. Pop was music from below or it was nothing. Yet the successful musicians would be cut off from the world they came from by the money and the security needed to keep fans at bay until they were fated to sound introspective and irrelevant.  

By 1968, other forms of music were receding before the ear-splitting tidal advance of rock and pop, driven by radio. In painting, pop art and the pleasure principle were on the attack. Simpler and more digestible art forms, suitable for mass market consumption, were replacing élite art which assumed an educated and concentrated viewer, listener or reader. Throughout these years there were self-conscious moves to create new élites, to keep the masses out. They came from the portentous theories of modern art or the avowedly difficult atonal Classical music arriving from France and America, but these were eddies against the main cultural current.  Similarly, when Mary Quant set up her shop she was a rotten businesswoman. The fun was in the clothes. No business with so little grasp of cash could afford to be cynical. Of course, the King’s Road was a foreign country to most Britons in the mid-sixties. The majority of those who lived through that period have personal memories of rather conventional and suburban lives. Most working-class people were still living in Edwardian and Victorian red-brick terraces in the English and Welsh industrial cities, and in tenements in Glasgow, Dundee and other Scottish towns.

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For this vast majority, the early sixties were experienced as a continuation of the fifties, not as a break with that decade. Britain remained an industrial society, though more prosperous, whose future was believed still to depend on factories producing cars, engines, washing machines and electrical goods, both for the ‘domestic’ market and for export. The older generation of authority figures – teachers, judges and above all parents – still derived their clothes and morality from their wartime experience, and were the butt of widespread mockery, especially by the cartoonist Giles of The Daily Express (commemorated by the statue shown above, located in Ipswich town centre) and on TV by David Frost. Television also gave further mass exposure to the pop industry, with regular editions of  ‘Jukebox Jury’, ‘Ready, Steady, Go’, and ‘Top of the Pops’ attracting huge young audiences. The radio, TV and magazine publicity machine was up and going. The equipment was in every second home, radios and record players turned out by Britain’s booming electronics industry. But the men with moustaches and ‘short back and sides’ haircuts were visibly still in power. As Andrew Marr has written,

The Britain which proudly displayed volumes of Churchill’s war memoirs on bookshelves, and stood up in cinemas for the national anthem, did not disappear when Ringo Starr grew his first luxuriant moustache.   

Swinging London and its New Celebrities:

The new culture was far from elitist; it was meritocratic, but it could be just as exclusive as the older forms. It was shaped by upper-working-class and lower-middle-class people who had never enjoyed this level of cultural influence before. The northern cities of England, especially Liverpool, but also Newcastle and Manchester, that were sending their sons and daughters south to conquer, even if it was only on radio and television shows. The older Britain with its regimental traditions, its racism and clear divisions in terms of class, geography and dialect. The ‘scouse’ voices of The Beatles and the ‘Geordie’ accents of the Animals had been rarely heard on the radio before 1963, and for many metropolitan and Home Counties listeners, they came as something of a shock. By the summer of 1965, however, what was called Swinging London, or the Scene, was a small number of restaurants, shops and clubs where a small number of people were repeatedly photographed and written about. In Chelsea, Biba, ‘Granny Takes a Trip’, ‘Bazaar’ and ‘Hung on You’ were honeypots for the fashionable. They spent their evenings and nights at clubs like ‘Annabel’s’, ‘Showboat’ and ‘Talk of the Town’.

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There were perhaps no more than twenty ‘celebrities’ at the heart of Swinging London. They included The Beatles and Mick Jagger, among eight pop singers, the model Jean Shrimpton, the designer Mary Quant, painter David Hockney, actors Michael Caine and Terence Stamp, and photographers Lord Snowdon, David Bailey and Terence Donovan. The ‘list’ compiled and published by Private Eye journalist Christopher Booker in 1969, also included an interior decorator, a creative advertiser, a film producer, a discotheque manager, a ballet dancer and the Kray brothers from the East End who could only be described as connected with the underworld. These New Aristocrats, as Christopher Booker called them, were all concerned with the creation of images. Following the Profumo affair of a few years earlier, old money, big business, the traditional arts and politics were being marginalised and replaced by working-class ‘upstarts’. Among the photographers, Bailey was a tailor’s son and Donovan a lorry driver’s son, both from the East End. Michael Caine was a Billingsgate fish porter’s son and Stamp the son of a tug-boat captain. The female aristocrats included Lesley Hornby of Neasden, better known as ‘Twiggy’, a carpenter’s daughter, and Priscilla White, better known as ‘Cilla Black’, another (originally) ‘scruffy Scouser’. A few were there entirely because of their looks, like ‘supermodel’ Jean Shrimpton, a description first used in 1968. Very few of these men and women would have made it in the London of previous decades. The intertwining of this aristocracy of pop was as sinuous as the old Tory cliques of the fifties. But their significance was that they represented the increased mobility of talented people from working-class backgrounds.

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006These ‘celebrities’ were joined by footballers, who in 1966-68 were raised from tradesmen and servants to the level of golden gods, sometimes behaving badly too. England’s victory in the 1966 World Cup, with its dramatic finale at Wembley and the team’s 4-2 defeat of West Germany was the stuff that dreams are made of, leading to ritual disappointed expectations every four years ever since. Despite reaching the semi-finals on two occasions since, in 1990 and 2018, the nation has not yet been able to repeat the dressing up and dancing in the streets that went on then, with every English man, woman and child joining in. Alf Ramsey, the English team manager, had been part of the team who had lost 3-6 to Hungary at Wembley in 1953. Now he and his lions had brought football home at last. The three ‘Eastenders’, West Ham’s Bobby Moore, Martin Peters and Geoff Hurst outshone the Charlton brothers on this occasion, but Bobby Charlton was himself part of Manchester United’s ‘home’ international trio together with George Best and Denis Law who won the European Cup, beating Eusebio and Benfica 4-1 in 1968. This was a remarkable achievement, coming just a decade after Busby’s ‘babes’ were all but wiped out in the Munich air disaster of 1958. Glasgow Celtic had been the first British team to win the European Cup in the previous year, under the management of Jock Stein in 1967. Some of these soccer celebrities, like George Best, were later to struggle with the limelight, but for now they could do no wrong as far as the British public were concerned. The articles and photos below are from a facsimile of the Sunday Mirror from 31 July 1966:

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The new celebrities were not just fascinated by images, but quickly colonised the entire new media of pop music, radio, television, fashion, advertising, colour magazines, and hairdressing. These were not the property of the City or of old money. Linguistic diversity was as important as imagery in this democratisation of society and culture. It was the breakthrough lead given by Lennon and McCartney in singing their own material that persuaded scores of other British bands to follow suit. Others chose to mimic the accents and vocabulary of the American rockers who had inspired them, even when producing their own compositions. There are few songs in the ‘transatlantic’ repertoire of The Rolling Stones which sound particularly English, unlike those of other iconic London bands such as The Kinks and The Who. Banned from the US while others were breaking into the American market, Ray Davies turned back to local subjects. He had always written pop songs about everything from the death of the dance-halls to the joys of an autumn sunset over Waterloo Bridge, but The Kinks Are The Village Green Preservation Society of 1968 was on an entirely different scale. As Ray Davies commented himself:

While everybody else thought the hip thing to do was to drop acid, take as many drugs as possible and listen to music in a coma, the Kinks were singing songs about lost friends, draught beer, motorbike riders, wicked witches and flying cats.

The title song of their album calls for the ‘preservation’ of Desperate Dan, strawberry jam, the George Cross, the ‘Sherlock Holmes English-speaking vernacular’, little shops, china cups, virginity, Tudor houses and antique tables while attacking the new skyscrapers and office blocks. The album, which sold in tiny numbers compared with Sergeant Pepper, with its equally nostalgic Liverpudlian and Lancastrian-themed lyrics, confused contemporary critics who could not decide whether the group were being serious or satirical. The simple answer, with the benefit of a critical hindsight which regards the disc as one of the greatest achievements of British pop in the sixties, “both”. The band showed that it was possible to write inspiring rock music about what was around you, rather than posturing as a boy from Alabama or pretending to be an Afro-American. On the other hand, in listening to Dusty Springfield, who had one of the ‘purest’, most spell-binding voices of the decade, you could be forgiven for thinking she was from Detroit or Paris. Few of the songs she sang, if any, had British themes and British English vocabulary. But then, ‘son of a preacher man’ scans better! The English folk-song revival of the early sixties also played into this democratic, eclectic mix, with the founding of Fairport Convention in 1967, named after the house in which they practised in North London. Their folk-rock genre took themes and dialects from all parts of the British Isles. By 1968, regional accents had become commonplace in radio and television programmes, especially the perennial ‘soap operas’, though it took much longer for the provincial presenters of news, views and features to be accepted onto the national broadcasts of the BBC, not to mention those from ethnic minorities. This reflected the slow progress in British society in general towards genuine devolution, diversity and gender equality.

Despite the dramatic increase in wealth, coupled with the emergence of distinctive subcultures, technological advances (including television) and unprecedented shifts in popular culture, by the end of the sixties, there was a general sense of dissatisfaction and disillusionment with society and politics in Britain. In the early seventies, when John Lennon was asked to assess the impact of The Beatles by Rolling Stone magazine, he commented that…

Nothing happened, except we all dressed up. The same bastards are in control, the same people are running everything, it’s exactly the same.

Conclusion: A Real Counter-cultural Revolution?

The counter-cultural ‘revolution’ in Britain had no organisation and no practical agenda. It was largely middle class in its amorphous leadership, without any real or effective links to the working-class socialists who wanted higher wages and perhaps even workers’ cooperatives, but were less keen on long-haired students taking drugs, or indeed on angry black people. The counter-cultural currents influenced pop and rock music, but it did not immediately create an indigenous, autonomous British movement. It was dependent on passing American fads and voices, like that of Bob Dylan and Allen Ginsberg. Like both Dylan and John Lennon in the early seventies, The Who questioned revolutionary values and violent methods in their second great ‘anthem’, Won’t Get Fooled Again, written by Pete Townsend in 1970 and recorded and released the next year. It ends with the line, Meet the new boss; he’s the same as the old boss! Townsend wrote,

It’s really a bit of a weird song. The first verse sounds like a revolution song and the second like somebody getting tired of it. It’s an anti-establishment song. It’s ‘anti’ people who are negative. A song against the revolution because … a revolution is not going to change anything at all in the long run, and a lot of people are going to get hurt.

Symbolically, perhaps, the group has usually played the full eight-and-a-half minute version of the song at the end of its concert. More than any other song, it sums up the relationship between pop music and sixties’ counter-culture.

Sources:

Joanna Bourke, Shompa Lahiri, et. al. (eds.) (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

Andrew Marr (2007), A History of Modern Britain. London: Macmillan.

Kevin Howlett (2014), The Beatles: The BBC Archives, 1962-1970.

 

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1536-1572: The Reformers and Pacifist-Anabaptists   Leave a comment

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Luther’s Last Decade and His Legacy:

In the final decade of his life, Luther became even more bitter in his attitude towards the papists. He was denied another public hearing such as those at Worms and Speyer, and he managed to avoid the martyrdom which came to other reformers, whether at the stake or, in the case of Zwingli, in battle (at Kappel in 1531). He compensated by hurling vitriol at the papacy and the Roman Curia. Towards the end of his life, he issued an illustrated tract with outrageously vulgar cartoons. In all of this, he was utterly unrestrained. The Holy Roman Empire was a constitutional monarchy, and the emperor had sworn at his coronation that no German subject should be outlawed unheard and uncondemned. Although this clause had not yet invoked to protect a monk accused of heresy, yet when princes and electors came to be involved the case was altered. If Charles V were faithless to that oath, then he might be resisted even in arms by the lower magistrates. The formula thus suggested by the jurists to Luther was destined to have a very wide an extended vogue. The Lutherans employed it only until they gained legal recognition at Augsburg in 1555. Thereafter the Calvinists took up the slogan and equated the lower magistrates with the lesser nobility in France. Later historians were accustomed to regard Lutheranism as politically subservient and Calvinism as intransigent, but the origin of this doctrine was in the Lutheran soil.

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Martin Luther was made for the ministry. During his last years, he continued to attend faithfully to all the obligations of the university and his parish. To the end he was preaching, lecturing, counselling and writing. At the end of his life, he was in such a panic of disgust because the young women at Wittenberg were wearing low necks that he left home declaring that he would not return. His physician brought him back, but then came a request from the counts of Mansfeld for a mediator in a dispute. Melanchthon was too sick to go, and though Luther was also very ill, he went, reconciled the counts and died on the way home.

His later years should not, however, be written off as the splutterings of a dying flame. If in his polemical tracts he was at times savage and course, in the works which really counted in the cannon of his life’s endeavour he grew constantly in maturity and artistic creativity. Improvements in the translation of the Bible continued to the very end. The sermons and biblical commentaries reached superb heights. Many of the passages quoted to illustrate Luther’s religious and ethical principles are also from this later period.

When historians and theologians come to assess his legacy, there are three areas which naturally suggest themselves. The first is his contribution to his own country. He called himself the German prophet, saying that against the papist assess he must assume so presumptuous a title and he addressed himself to his beloved Germans. The claim has been made frequently that no individual did so much to fashion the character of the German people. He shared their passion for music and their language was greatly influenced by his writings, not least by his translation of the Bible. His reformation also profoundly affected the ordinary German family home. Roland Bainton (1950) commented:

Economics went the way of capitalism and politics the way of absolutism, but the home took on that quality of affectionate and godly patriarchalism which Luther had set as the pattern of his own household.

Luther’s most profound impact was in their religion, of course. His sermons were read to the congregations, his liturgy was sung, his catechism was rehearsed by the father of the household, his Bible cheered the faint-hearted and consoled the dying. By contrast, no single Englishman had the range of Luther. The Bible translation was largely the work of Tyndale, the prayer-book was that of Cranmer, the Catechism of the Westminster Divines. The style of sermons followed Latimer’s example and the hymn book was owed much to George Herbert from the beginning. Luther, therefore, did the work of five Englishmen, and for the sheer richness and exuberance of vocabulary and mastery of style, his use of German can only be compared with Shakespeare’s use of English.

In the second great area of influence, that of the Church, Luther’s influence extended far beyond his native land, as is shown below. In addition to his influence in Germany, Switzerland, Hungary and England, Lutheranism took possession of virtually the whole of Scandinavia. His movement gave the impetus that sometimes launched and sometimes gently encouraged the establishment of other varieties of Protestantism. Catholicism also owes much to him. It is often said that had Luther not appeared, an Erasmian reform would have triumphed, or at any rate a reform after the Spanish model. All this is, of course, conjectural, but it is obvious that the Catholic Church received a tremendous shock from the Lutheran Reformation and a terrific urge to reform after its own pattern.

The third area is the one which mattered most to Luther, that of religion itself. In his religion, he was a Hebrew, Paul the Jew, not a Greek fancying gods and goddesses in a pantheon in which Christ was given a niche. The God of Luther, as of Moses, was the God who inhabits the storm clouds and rides on the wings of the wind. He is a God of majesty and power, inscrutable, terrifying, devastating, and consuming in his anger. Yet he is all merciful too, like as a father pitieth his children, so the Lord… 

Lutherans, Calvinists, Anglicans and Pacifists:

The movement initiated by Luther soon spread throughout Germany. Luther provided its chief source of energy and vision until his death in 1546. Once Luther had passed from the scene, a period of bitter theological warfare occurred within Protestantism. There was controversy over such matters as the difference between ‘justification’ and ‘sanctification’; what doctrine was essential or non-essential; faith and works; and the nature of the real presence at the Eucharist. This is the period when Lutheranism developed, something which Luther himself predicted and condemned. The Schmalkald Articles had been drawn up in 1537 as a statement of faith. The Protestant princes had formed the Schmalkald League as a kind of defensive alliance against the Emperor. The tragic Schmalkald War broke out in 1547 in which the Emperor defeated the Protestant forces and imprisoned their leaders. But the Protestant Maurice of Saxony fought back successfully and by the Treaty of Passau (1552), Protestantism was legally recognised. This settlement was confirmed by the Interim of 1555. It was during this period that some of the Lutheran theologians drove large numbers of their own people over to the Calvinists through their dogmatism.

The Battle of Kappel, in which Zwingli was killed, had brought the Reformation in Switzerland to an abrupt halt, but in 1536 John Calvin (1509-64) was unwillingly pressed into reviving the cause in French-speaking Switzerland. Calvin was an exiled Frenchman, born in at Noyon in Picardy, whose theological writings, especially the Institutes of the Christian Religion and numerous commentaries on the Bible, did much to shape the Reformed churches and their confessions of faith. In contrast to Luther, Calvin was a quiet, sensitive man. Always a conscientious student, at Orléans, Bourges and the University of Paris, he soon took up the methods of humanism, which he later used ‘to combat humanism’. In Paris, the young Calvin had encountered the teachings of Luther and in 1533, he had experienced a sudden conversion:

God subdued and brought my heart to docility. It was more hardened against such matters than was to be expected in such a young man.

After that, he wrote little about his inner life, content to trace God’s hand controlling him. He next broke with Roman Catholicism, leaving France to live as an exile in Basle. It was there that he began to formulate his theology, and in 1536 published the first edition of The Institutes. It was a brief, clear defence of Reformation beliefs. Guillaume Farel, the Reformer of Geneva, persuaded Calvin to help consolidate the Reformation there. He had inherited from his father an immovable will, which stood him in good stead in turbulent Geneva.  In 1537 all the townspeople were called upon to swear loyalty to a Protestant statement of belief. But the Genevans opposed Calvin strongly, and disputes in the town, together with a quarrel with the city of Berne, resulted in the expulsion of both Calvin and Farel.

Calvin went to Strasbourg, where he made contact with Martin Bucer, who influenced him greatly. Bucer (1491-1551) had been a Dominican friar but had left the order and married a former nun in 1522. He went to Strasbourg in 1523 and took over leadership of the reform, becoming one of the chief statesmen among the Reformers. He was present at most of the important conferences, or colloquies of the Reformers, and tried to mediate between Zwingli and Luther in an attempt to unite the German and Swiss Reformed churches. His discussions with Melanchthon led to peace in the debate over the sacraments at the Concord of Wittenberg. He also took part in the unsuccessful conferences with the Roman Catholics at Hagenau, Worms and Ratisbon.

In 1539, while in Strasbourg, Calvin published his commentary on the Book of Romans. Many other commentaries followed, in addition to a new, enlarged version of the Institutes. The French Reformer led the congregation of French Protestant refugees in Strasbourg, an experience which matured him for his task on returning to Geneva. He was invited back there in September 1541, and the town council accepted his revision of the of the city laws, but many more bitter disputes followed. Calvin tried to bring every citizen under the moral discipline of the church. Many naturally resented such restrictions, especially when imposed by a foreigner. He then set about attaining of establishing a mature church by preaching daily to the people. He also devoted much energy to settling differences within Protestantism. The Consensus Tigurinus, on the Lord’s Supper (1549), resulted in the German-speaking and French-speaking churches of Switzerland moving closer together. Michael Servetus, a notorious critic of Calvin, and of the doctrine of the Trinity, was arrested and burnt in Geneva.

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John Calvin, caricatured by one of his students, during an idle moment in a lecture.

Calvin was, in a way, trying to build a more visible ‘City of God’ in Europe, with Geneva as its base and model. In his later years, Calvin’s authority in Geneva was less disputed. He founded the Geneva Academy, to which students of theology came from all parts of western and central Europe, particularly France. Calvin systemised the Reformed tradition in Protestantism, taking up and reapplying the ideas of the first generation of Reformers. He developed the Presbyterian form of church government, in which all ministers served at the same level, and the congregation was represented by lay elders. His work was characterised by intellectual discipline and practical application. His Institutes have been a classic statement of Reformation theology for centuries, as is evident from the following extracts:

Wherever we find the Word of God surely preached and heard, and the sacraments administered according to the Institution of Christ, there, it is not to be doubted, is a church of God.

We declare that by God’s providence, not only heaven and earth and inanimate creatures, but also the counsels and wills of men are governed so as to move precisely to that end destined by him.   

Lutheranism strongly influenced Calvin’s doctrine. Like Luther, Calvin was also a careful interpreter of the Bible. He intended that his theology should interpret Scripture faithfully, rather than developing his own ideas. For him, all knowledge of God and man is to be found only in the Word of God. Man can only know God if he chooses to make himself known. Pardon and salvation are possible only through the free working of the grace of God. Calvin claimed that even before the creation, God chose some of his creatures for salvation and others for destruction. He is often known best for this severe doctrine of election, particularly that some people are predestined to eternal damnation. But Calvin also set out the way of repentance, faith and sanctification for believers. In his doctrine, the church was supreme and should not be restricted in any way by the state. He gave greater importance than Luther to the external organisation of the church. He regarded only baptism and communion as sacraments. Baptism was the individual’s initiation into the new community of Christ. He rejected Zwingli’s view that the communion elements were purely symbolic, but also warned against a magical belief in the real presence of Christ in the sacrament.

The Calvinists went further than the Lutherans in their opposition to traditions which had been handed down. They rejected a good deal of church music, art, architecture and many more superficial matters such as the use of the ring in marriage, and the signs of devotional practice. But all the Reformers rejected the authority of the pope, the merit of good works, indulgences, the mediation of the Virgin Mary and the saints, and all the sacraments which had not been instituted by Christ. They rejected the doctrine of transubstantiation (the teaching that the bread and wine of the communion became the body and blood of Christ when the priest consecrated them), the view of the mass as a sacrifice, purgatory and prayers for the dead, private confession of sin to a priest, celibacy of the clergy, and the use of Latin in the services.They also rejected all the paraphernalia that expressed these ideas, such as holy water, shrines, chantries, images, rosaries, paternoster stones and candles.

Meanwhile, in 1549 Bucer was forced to leave Strasbourg for Cambridge, and while in England, he advised Cranmer on The Book of Common Prayer. He had a great impact on the establishment of the Church of England, pointing it in the direction of Puritanism. Although he died in 1551, his body was exhumed and burned during the Catholic reaction under Queen Mary. Bucer wrote a large number of commentaries on the Bible and worked strenuously for reconciliation between various religious parties. In France, the pattern of reform was very different. Whereas in Germany and Switzerland there was solid support for the Reformation from the people, in France people, court and church provided less support. As a result, the first Protestants suffered death or exile. But once the Reformed faith had been established in French-speaking Switzerland and in Strasbourg, Calvinists formed a congregation in Paris in 1555. Four years later, over seventy churches were represented at a national synod in the capital.

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Henry VIII may have destroyed the power of the papacy and ended monasticism in England, but he remained firmly Catholic in doctrine. England was no safe place for William Tyndale to translate the Bible into English, as Henry and the bishops were more concerned to prevent the spread of Lutheran ideas than to promote the study of Scripture. Tyndale narrowly escaped arrest in Cologne but managed to have the New Testament published in Worms in 1525. He was unable to complete the Old Testament because he was betrayed and arrested near Brussels in 1535. In October 1536 he was strangled and burnt at the stake. His last words were reported as, Lord, open the king of England’s eyes. In the meantime, Miles Coverdale completed the translation, which became the basis for later official translations.

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The title page of the first Bible to be printed in English: Miles Coverdale’s translation (1535). Coverdale had helped Tyndale to revise his translation of the Pentateuch.

Though the king’s eyes were not immediately opened, a powerful religious movement towards reform among his people was going on at the same time. Despite the publication of the Great Bible in 1538, it was only under Edward VI (1547-53) that the Reformation was positively and effectively established in England. The leading figure was the Archbishop of Canterbury, Thomas Cranmer, supported by the scholar, Nicholas Ridley and the preacher, Hugh Latimer. Cranmer (1489-1556) was largely responsible for the shaping the Protestant Church of England. Born in Nottinghamshire, he was educated at Cambridge until he was suddenly summoned to Canterbury as Archbishop in 1532, as a result of Henry VIII’s divorce crisis. There he remained until he was deposed by Mary and burnt as a heretic at Oxford in 1556. He was a godly man, Lutheran in his theology, well read in the Church Fathers, a gifted liturgist with an excellent command of English. He was sensitive, cautious and slow to decide in a period of turbulence and treachery. He preferred reformation by gentle persuasion rather than by force, and, unlike Luther, also sought reconciliation with Roman Catholicism. Like Luther, however, he believed firmly in the role of the ‘godly prince’ who had a God-given task to uphold a just society and give free scope to the gospel.

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Archbishop Cranmer (pictured above) was responsible for the Great Bible (1538) and its prefaces; the Litany (1545) and the two Prayer Books (1549, 1552). The driving force of Cranmer’s life was to restore to the Catholic Church of the West the faith it had lost long ago. When the Church of Rome refused to reform, Cranmer took it upon himself to reform his own province of Canterbury. He then sought an ecumenical council with the Lutherans and Calvinists, but Melanchthon was too timid. His second great concern was to restore a living theology based on the experience of the person and work of Christ. Thirdly, he developed the doctrine of the Holy Spirit which lay behind his high view of scripture and tradition, and the meaning of union with Christ. He was brainwashed into recanting, but at his final trial in 1556 he put up a magnificent defence and died bravely at the stake, thrusting the hand that had signed the recantations into the fire first. The Martyrs’ Memorial at Oxford commemorates his death, together with those of Ridley and Latimer whose deaths he had witnessed from prison a year earlier.

Several European Reformers also contributed to the Anglican Reformation, notably Martin , exiled from Strasbourg. These men, Calvinists rather than Lutherans, Bucerbecame professors at the universities of Oxford and Cambridge. Under the Counter-Reforming Catholic Queen Mary (1553-58), with Cardinal Pole as Archbishop of Canterbury, about two hundred bishops, scholars, ministers and preachers were burnt at the stake. Many Protestant reformers fled to the continent and became even more Calvinist in their convictions, influencing the direction of the English Reformation when they returned at the beginning of Elizabeth I’s reign. The young Queen gradually replaced the Catholic church leaders with Protestants, restored the church Articles and Cranmer’s Prayer Book. She took the title of Supreme Governor of the Church of England. Her Anglican church kept episcopal government and a liturgy which offended many of the strict Protestants, particularly those who were returning religious refugees who had been further radicalised in Calvinist Switzerland or France.

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Scotland was first awakened to Lutheranism by Patrick Hamilton, a student of Luther, who had been burned for his faith in 1528. George Wishart and John Knox (1505-72) continued Hamilton’s work, but Knox was taken prisoner by the French in 1547 and forced to serve as a galley-slave. When freed, he studied under Calvin at Geneva and did not return to Scotland until 1559, when he fearlessly launched the Reformation. He attacked the papacy, the mass and Catholic idolatry. The Catholic Mary Queen of Scots opposed Knox, but was beaten in battle. Knox then consolidated the Scots reformation by drawing up a Confession of Faith (1560), a Book of Discipline (1561) and the Book of Common Order (1564). While the Scottish Reformation was achieved independently from England, it was a great tragedy that it was imposed on Ireland, albeit through an Act of Uniformity passed by the Irish Parliament in 1560 which set up Anglicanism as the national religion. In this way, Protestantism became inseparably linked with English rule of a country which remained predominantly Catholic.

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Western Europe during the Wars of Religion, to 1572.

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The Empire of Charles V in 1551 (inset: The Swiss Confederation)

In Hungary, students of Luther and Melanchthon at Wittenberg took the message of the Reformation back to their homeland in about 1524, though there were Lollard and Hussite connections, going back to 1466, which I’ve written about in previous posts. As in Bohemia, Calvinism took hold later, but the two churches grew up in parallel. The first Lutheran synod was in 1545, followed by the first Calvinist synod in 1557. In the second half of the sixteenth century, a definite interest in Protestant England was already noticeable in Hungary. In contemporary Hungarian literature, there is a long poem describing the martyr’s death of Thomas Cranmer (Sztáray, 1582).  A few years before this poem was written, in 1571, Matthew Skaritza, the first Hungarian Protestant theologian made his appearance in England, on a pilgrimage to ‘its renowned cities’ induced by the common religious interest.

Protestant ministers were recruited from godly and learned men. The Church of England and large parts of the Lutheran church, particularly in Sweden, tried to keep the outward structure and ministry of their national, territorial churches. Two brothers, Olav and Lars Petri, both disciples of Luther, inaugurated the Reformation in Sweden. The courageous King Gustavus Vasa, who delivered Sweden from the Danes in 1523, greatly favoured Protestantism. The whole country became Lutheran, with bishops of the old church incorporated into the new, and in 1527 the Reformation was established by Swedish law. This national, state church was attacked by both conservative Catholics and radical Protestants.

The Danish Church, too, went over completely to Protestantism. Some Danes, including Hans Tausen and Jörgen Sadolin, studied under Luther at Wittenberg. King Frederick I pressed strongly for church reform, particularly by appointing reforming bishops and preachers. As a result, there was an alarming defection of Catholics and in some churches no preaching at all, and a service only three times a year. After this, King Christian III stripped the bishops of their lands and property at the Diet of Copenhagen (1536) and transferred the church’s wealth to the state. Christian III then turned for help to Luther, who sent Bugenhagen, the only Wittenberger theologian who could speak the dialects of Denmark. Bugenhagen crowned the king and appointed seven superintendents. This severed the old line of bishops and established a new line of presbyters. At the synods which followed church ordinances were published, and the Reformation recognised in Danish law. The decayed University of Copenhagen was enlarged and revitalised. A new liturgy was drawn up, a Danish Bible was completed, and a modified version of the Augsburg Confession was eventually adopted.

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Heddal Stave church, Norway.

This form of construction is characteristic of this part of Scandinavia

The Reformation spread from Denmark to Norway in 1536. The pattern was similar to that of Denmark. Most of the bishops fled and, as the older clergy died, they were replaced with Reformed ministers. A war between Denmark and Norway worsened social and political conditions. When the Danish Lutherans went to instruct the Norwegians, they found that many of the Norwegians spoke the incomprehensible old Norse, and communications broke down. In Iceland, an attempt to impose the Danish ecclesiastical system caused a revolt. This was eventually quelled and the Reformation was imposed, but with a New Testament published in 1540.

Calvinists held an exalted and biblical view of the church as the chosen people of God, separated from the state and wider society. They, therefore, broke away from the traditional church structures as well as the Roman ministry. The spread of Calvinism through key sections of the French nobility, and through the merchant classes in towns such as La Rochelle alarmed Catherine de Medici, the French Regent, resulting eventually in the St Bartholomew’s Day Massacre of 1572. Philip II faced a similarly strong Calvinist challenge in the United Provinces of the Netherlands. In 1565, an outbreak of anti-Catholic rioting could not be contained because all the available forces were deployed in the Mediterranean to defend southern Italy from the Turks and to lift the siege of Malta. The spread of Calvinism was a coral growth in ports and free cities, compared with the territorial growth of Lutheranism which was dependent on earthly principalities and powers.

In this, the free churches later followed them. These churches were mainly fresh expressions of Calvinism which started to grow at the beginning of the next century, but some did have links to, or were influenced by, the churches founded in the aftermath of the Radical Reformation. Only three groups of Anabaptists were able to survive beyond the mid-sixteenth century as ordered communities: the ‘brethren’ in Switzerland and southern Germany, the Hutterites in Moravia and the Mennonites in the Netherlands and northern Germany.

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In the aftermath of the suppression of Münster, the dispirited Anabaptists of the Lower-Rhine area were given new heart by the ministry of Menno Simons (about 1496-1561). The former priest travelled widely, although always in great personal danger. He visited the scattered Anabaptist groups of northern Europe and inspired them with his night-time preaching. Menno was an unswerving, committed pacifist. As a result, his name in time came to stand for the movement’s repudiation of violence. Although Menno was not the founder of the movement, most of the descendants of the Anabaptists are still called ‘Mennonites’. The extent to which the early Baptists in England were influenced by the thinking of the Radical Reformation in Europe is still hotly disputed, but it is clear that there were links with the Dutch Mennonites in the very earliest days.

Reformers, Revolutionaries and Anti-Semites:

Luther had early believed that the Jews were a stiff-necked people who rejected Christ, but that contemporary Jews could not be blamed for the sins of their fathers and might readily be excused for their rejection of Christianity by reason of the corruption of the Medieval Papacy.  He wrote, sympathetically:

If I were a Jew, I would suffer the rack ten times before I would go over to the pope.

The papists have so demeaned themselves that a good Christian would rather be a Jew than one of them, and a Jew would rather be a sow than a Christian.

What good can we do the Jews when we constrain them, malign them, and hate them as dogs? When we deny them work and force them to usury, how can that help? We should use towards the Jews not the pope’s but Christ’s law of love. If some are stiff-necked, what does that matter? We are not all good Christians.

Luther was sanguine that his own reforms, by eliminating the abuses of the papacy, would accomplish the conversion of the Jews. But the coverts were few and unstable. When he endeavoured to proselytise some rabbis, they undertook in return to make a Jew out of him. The rumour that a Jew had been authorised by the papists to murder him was not received with complete incredulity. In his latter days, when he was more easily irritated, news came that in Moravia, Christians were being induced to become Judaic in beliefs and practice. That was what induced him to come out with his rather vulgar blast in which he recommended that all Jews be deported to Palestine. Failing that, he wrote, they should be forbidden to practice usury, should be compelled to earn their living on the land, their synagogues should be burned, and their books, including The Torah, should be taken away from them.

The content of this tract was certainly far more intolerant than his earlier comments, yet we need to be clear about what he was recommending and why. His position was entirely religious and not racially motivated. The supreme sin for him was the persistent rejection of God’s revelation of himself in Jesus Christ. The centuries of persecution suffered by the Jews were in themselves a mark of divine displeasure. The territorial principle should, therefore, be applied to the Jews. They should be compelled to leave and go to a land of their own. This was a programme of enforced Zionism. But, if this were not feasible, Luther would recommend that the Jews be compelled to live from the soil. He was, perhaps unwittingly, proposing a return to the situation which had existed in the early Middle Ages, when the Jews had worked in agriculture. Forced off the land, they had gone into commerce and, having been expelled from commerce, into money-lending. Luther wished to reverse this process and to accord the Jews a more secure, though just as segregated position than the one they had in his day, following centuries of persecutions and expulsions.

His advocacy of burning synagogues and the confiscation of holy books was, however, a revival of the worst features of the programme of a fanatical Jewish convert to Christianity, Pfefferkorn by name, who had sought to have all Hebrew books in Germany and the Holy Roman Empire destroyed. In this conflict of the early years of the Reformation, Luther had supported the Humanists, including Reuchlin, the great German Hebraist and Melanchthon’s great-uncle. Of course, during the Reformation throughout Europe, there was little mention of the Jews except in those German territories, like Luther’s Saxony, Frankfurt and Worms, where they were tolerated and had not been expelled as they had been from the whole of England, France and Spain. Ironically, Luther himself was very Hebraic in his thinking, appealing to the wrath of Jehovah against any who would impugn his picture of a vengeful, Old Testament God. On the other hand, both Luther and Erasmus were antagonistic towards the way in which the Church of their day had relapsed into the kind of Judaic legalism castigated by the Apostle Paul. Christianity, said Erasmus, was not about abstaining from butter and cheese during Lent, but about loving one’s neighbour. This may help to explain Luther’s reaction to the Moravian ‘heresy’ in terms which, nevertheless, only be described as anti-Semitic, even by the standards of his time.

The story told in Cohn’s great book Pursuit of the Millennium, originally written six decades ago, is a story which began more than five centuries ago and ended four and a half centuries ago. However, it is a book and a story not without relevance to our own times. In another work, Warrant for Genocide: the myth of the Jewish World Conspiracy and the Protocols of the Elders of Zion, published in 1967, Cohn shows how closely the Nazi fantasy of a world-wide Jewish conspiracy of destruction is related to the fantasies that inspired millenarian revolutionaries from the Master of Hungary to Thomas Müntzer.  The narrative is one of how mass disorientation and insecurity have fostered the demonisation of the misbelievers, especially the Jews, in this as much as in previous centuries.

We can also reflect on the damage wrought in the twentieth century by left-wing revolutions and revolutionary movements, which are just as capable of demonising religious and ethnic groups, including Jews, through their love of conspiracy theories and narratives. What is most curious about the popular Müntzer ‘biopic’, for example, is the resurrection and apotheosis which it has undergone during the past hundred and fifty years. From Engels through to the post-Marxist historians of this century, whether Russian, German or English-speaking, Müntzer has been conflated into a giant symbol, a prodigious hero in the history of ‘class warfare’. This is a naive view and one which non-Marxist historians have been able to contradict easily by pointing to the essentially mystical nature of Müntzer’s preoccupations which usually blinded him to the material sufferings of the poor artisans and peasants. He was essentially a propheta obsessed by eschatological fantasies which he attempted to turn into reality by exploiting social discontent and dislocation through revolutionary violence against the misbelievers. Perhaps it was this obsessive tendency which led Marxist theorists to claim him as one of their own.

Just like the medieval artisans integrated in their guilds, industrial workers in technologically advanced societies have shown themselves very eager to improve their own conditions; their aim has been the eminently practical one of achieving a larger share of economic security, prosperity and social privilege through winning political power. Emotionally charged fantasies of a final, apocalyptic struggle leading to an egalitarian Millennium have been far less attractive to them. Those who are fascinated by such ideas are, on the one hand, the peoples of overpopulated and desperately poor societies, dislocated and disoriented, and, on the other hand, certain politically marginalised echelons in advanced societies, typically young or unemployed workers led by a small minority of intellectuals.

Working people in economically advanced parts of the world, especially in modern Europe, have been able to improve their lot out of all recognition, through the agency of trade unions, co-operatives and parliamentary parties. Nevertheless, during the century since 1917 there has been a constant repetition, on an ever-increasing scale, of the socio-psychological process which once connected the Táborite priests or Thomas Müntzer with the most disoriented and desperate among the poor, in fantasies of a final, exterminating struggle against ‘the great ones’; and of a perfect, egalitarian world from which self-seeking would be forever banished.  We are currently engaged in yet another cycle in this process, with a number of fresh ‘messiahs’ ready to assume the mantles of previous generations of charismatic revolutionaries, being elevated to the status of personality cults. Of course, the old religious idiom has been replaced by a secular one, and this tends to obscure what would otherwise be obvious. For it is a simple truth that stripped of its original supernatural mythology, revolutionary millenarianism is still with us.

Sources:

John H. Y. Briggs (1977), The History of Christianity. Berkhamsted: Lion Publishing.

Sándor Fest (2000), Skóciai Szent Margittól, A Walesi Bárdokig: Magyar-Angol történeti és irodalmi kapcsalatok. 

Norman Cohn (1970), The Pursuit of the Millennium: Revolutionary Millenarians and Mystical Anarchists of the Middle Ages. St Albans: Granada Publishing.

Roland H. Bainton (1950), Here I Stand: A Life of Martin Luther. Nashville, USA: Abingdon Press.

András Bereznay (1994, 2001), The Times Atlas of European History. London: HarperCollins.

 

 

 

Posted February 4, 2018 by TeamBritanniaHu in Anabaptism, Anglican Reformation, anti-Semitism, Apocalypse, Austria-Hungary, Britain, British history, Christian Faith, Church, Commemoration, Early Modern English, Egalitarianism, Empire, English Language, Europe, France, Germany, Henry VIII, History, Humanism, Hungarian History, Hungary, Ireland, Irish history & folklore, Jews, Linguistics, Lutheranism, Martin Luther, Medieval, Mediterranean, Messiah, Middle English, Migration, Millenarianism, Monarchy, Music, Mysticism, Mythology, Narrative, nationalism, New Testament, Old Testament, Papacy, Reformation, Remembrance, Shakespeare, Switzerland, theology, Tudor England, Uncategorized, Warfare, Zionism

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part Four   Leave a comment

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Part Four – Wittenbergers and Allstedters, 1521-25:

While Martin Luther was hidden away from his enemies in the Wartburg Castle in the second half of 1521, the reformation at Wittenberg moved with disconcerting velocity, and he was kept abreast of these events in so far as tardy communications and the conditions of his concealment permitted. His opinion was continually sought, and his advice directed the developments, even though he was not in a position to take the initiative. Leadership fell to Philip Melanchthon, Professor of Greek; to Carlstadt, Professor and Archdeacon at the Castle Church; and to Gabriel Zwilling, a monk of Luther’s own order, the Augustinians. Under their leadership, the reformation for the first time assumed a form distinctly recognisable to the common man.

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Nothing which Luther had done to date had made any difference to the lives of ordinary folk, except for the initial attack on indulgences, but even that had not as yet proved especially effective. Luther was not able to say while at the Wartburg that indulgences had been discontinued in his own parish of Wittenberg. But during his absence in 1521 and 1522 one innovation had rapidly followed another. Priests and monks married; monks and nuns even married each other. The tonsured allowed their hair to grow. The wine in the mass was given to the laity, and they were suffered to take the elements into their own hands. Priests celebrated the sacrament without vestments, in plain clothes. Portions of the liturgy were recited in German and masses for the dead were discontinued. Vigils ceased, vespers were altered, images were smashed. Meat was eaten on fast days and endowments were withdrawn by patrons. The enrollment in the university declined because students were no longer supported by ecclesiastical stipends. The common people began to realise that their daily religious life was changing and that the Reformation meant something to them.

When three priests married in 1521 and were arrested by Albert of Mainz, Luther sent him a protest. Albert consulted the University of Wittenberg and Carlstadt answered with a work on celibacy, in which he went so far as to assert not only that a priest might marry but that he must, and should also be the father of a family. For obligatory celibacy, he would substitute obligatory matrimony and paternity. Under the fiery preaching of Gabriel Zwilling, the Augustinian monks began to leave the cloister. On 30 November, fifteen withdrew. The prior reported to the Elector:

It is being preached that no monk can be saved in a cowl, that cloisters are in the grip of the Devil, that monks should be expelled and cloisters demolished. Whether such teaching is grounded in the gospel I greatly doubt.

The Augustinians at Wittenberg held a meeting in January 1522 at which they decided, instead of disciplining the ‘apostate’ monks, that thereafter any member of the order should be free to stay or to leave as he might please. Next came the reform of the liturgy, which touched the common man more intimately because it altered his daily devotions. Here, Luther had already laid the groundwork for the most significant changes. His principle was that the mass was not a sacrifice but a thanksgiving to God and a communion of believers.

With a beard sufficient to deceive his own mother, the exile from the Wartburg appeared on the streets of Wittenberg on the fourth of December, 1521. He was immensely pleased with all that his colleagues had lately introduced by way of reform, but also irate because his recent tracts, which he had sent to Spalatin in manuscript, had not yet been published. These were On Monastic Vows, On the Abolition of Private Masses, and A Blast against the Archbishop of Mainz. At this moment, Luther was distinctly in favour of speeding up the reformation. But not by violence.

… Antichrist, as Daniel said, is to be broken without the hand of man. Violence will only make him stronger. Preach, pray, but do not fight. Not that all constraint is ruled out, but it must be exercised by the constituted authorities.

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The problem was, however, that the constituted authority was inhibitive of the reformation. Elector Frederick issued an order on 19 December in which he stated that while discussion might continue, there could be no changes to the mass until unanimity was reached. But Carlstadt chose to defy the Elector by inviting the populace to receive communion in both kinds at the New Year’s mass. When the Elector interposed, Carlstadt then offered the same communion for Christmas, issuing the public invitation only on the previous night. The populace was stirred up and Christmas Eve was celebrated by rioting. On Christmas Day, Carlstadt celebrated mass, passing from Latin to German in the liturgy. For the first time in their lives, the assembled people heard the words in their own tongue, This is the cup of my blood of the new and eternal testament, spirit and secret of the faith, shed for you to the remission of sins. 

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Under Carlstadt’s leading, the town council of Wittenberg issued the first city ordinance of the reformation. Mass was to be conducted as he had done it. Luther’s ideas on social reform were implemented. Begging was forbidden. Those genuinely poor should be maintained from a common fund. Prostitutes were to be banned. Then came quite a new point: images should be removed from the churches. During the preceding weeks, Zwilling had led an iconoclastic riot, overturning altars and smashing images and pictures of the saints. The author of this idea was Carlstadt himself, who took his stand squarely on the Scriptures of the old testament, especially the commandment not to make graven images, which reinforced his own experience of being distracted from spiritual worship by such images, especially those of Christ on the cross, which reminded the worshipper of the physical pain of his Saviour, rather than of the spiritual tribulations suffered. Coupled with the attack on art in worship went a redressing of the importance of music. Carlstadt called on his congregation to “relegate organs, trumpets and flutes to the theatre.”

While Wittenberg was convulsed by iconoclasm, three laymen arrived from Zwickau, claiming to be prophets and to have had intimate conversations with the Lord. Like Müntzer, they claimed that they had no need of the Bible, but relied on the Spirit. If the Bible were important, God would have dropped it directly from heaven, they said. They repudiated infant baptism and proclaimed the speedy erection of the kingdom of the godly through the slaughter of the ungodly, whether at the hands of the Turks or the godly themselves. Melanchthon was amazed by their audacity, reporting to the Elector:

I can scarcely tell you how deeply I am moved. But who shall judge them, other than Martin, I do not know. Since the gospel is at stake, arrangements should be made for them to meet with him. They wish it. I would not have written to if the matter were not so important. We must beware lest we resist the Spirit of God, and also lest we be possessed by the devil.

In his letters from the Wartburg, Luther rejected the idea of a disputation with ‘the prophets’ on religious grounds, because they talked to glibly:

Those who are expert in spiritual things have gone through the valley of the shadow. When these men talk of sweetness and of being transported to the third heaven, do not believe them. Divine Majesty does not speak directly to men. God is a consuming fire, and the dreams and visions of the saints are terrible… Prove the spirits; and if you are not able to do so, then take the advice of Gamaliel, and wait.

I am sure that we can restrain these firebrands without the sword. I hope the Prince will not imbrue his hands in their blood. I see no reason why on their account I should come home.

Frederick the Wise was harassed by one eruption after another. Next came an establishment reaction to the events at Wittenberg, news of which had reached Duke George over the border, in the area of Saxony controlled by the rival house to that of Prince Frederick. The Bishop of Meissen requested of Frederick permission to conduct a visitation throughout his domains, and Frederick consented, although making no promises to discipline offenders. Then, on 13 February Frederick issued instructions of his own to the university and to the chapter at the Castle Church:

We have  gone too fast. The common man has been incited  to frivolity, and no-one has been edified. We should have consideration for the weak. Images should be left until further notice. The question of begging should be canvassed. No essential portion of the mass should be omitted. Moot points should be discussed. Carlstadt should not preach any more.

Carlstadt submitted and agreed not to preach and Zwilling left Wittenberg. But the town council resolved to defy the elector by inviting Luther to come home. He had reached the turning point in his career. Less than a year before he had been the leader of the opposition, now he was called home to become the head of the government, albeit in a restricted area. Nevertheless, the change was vast between the role of railing against the execrable bull of Antichrist and that of providing a new pattern for Church, State and Society, a new constitution for the Church, a new liturgy, and a new Scripture in the vernacular.

Luther would never shirk a mundane task such as exhorting the elector to repair the city wall to keep the peasants’ pigs from rooting in the villagers’ gardens, but he was never supremely concerned about pigs, gardens, walls, cities, princes nor any of the blessings and nuisances of this mortal life. The ultimate problem was always man’s relationship with God. For this reason, political and social forms were to him a matter of comparative indifference. Whatever would foster the understanding, dissemination, and practice of God’s Word should be encouraged, and whatever impeded must be opposed. This is why it is futile to inquire as to whether Luther was a Democrat, aristocrat, autocrat, or anything else. Religion was for him the chief end of man, and all else peripheral.

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The question of why faith is so hard and reason so inadequate was for Luther a problem far deeper than logic. Luther often railed at reason, and he has been portrayed in consequence as a complete irrationalist in religion. But this is to mistake his meaning. He employed reason in the sense of logic to its uttermost limits. At Worms and often elsewhere he asked to be instructed by Scripture and reason. In the sense reason meant logical deduction from known premises; and when Luther railed against the harlot reason, he meant something else. Common sense is perhaps a better translation. He had in mind the way in which man ordinarily behaves, feels, and thinks. It is not what God says that is a foreign tongue, but what God does that is utterly incomprehensible.

Luther’s contemporary critics arise to inquire why, if a man, in the end, has no standing with God he should make the effort to be good. Luther’s answer is that morality must be grounded somewhere else than in self-help and the quest for a reward. The paradox is that God must destroy in us all illusions of righteousness before he can make us righteous. First, we must relinquish all claims to goodness. Then there is some hope for us. We are sinners and at the same time righteous, which is to say that however bad we are, there is a power at work in us which can and will make something out of us.

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In economics, Luther was opposed to the mechanisms of capitalism and wrongly assumed that the rise in prices was due to the rapacity of the capitalists. At the same time, he himself contributed unwittingly to the developments which he deplored. The abolition of monasticism and the expropriation of ecclesiastical lands and goods, the branding of poverty as a sin or at least a lack of beneficial providence, and the exaltation of work as the imitation of God helped to stimulate the spirit of economic enterprise.

In politics, Luther came to construct a theory of government which relied heavily, as in his theology, on Paul and Augustine. He was perfectly clear that coercion could never be eliminated from the political system because society as a whole can never be made fully Christian:

The world and the masses are and always will be unchristian, although they are baptised and nominally Christian. Hence a man who would venture to govern an entire community or the world with the gospel would be like a shepherd who would place in one fold wolves, lions, eagles and sheep. The sheep would keep the peace, but they would not last long. The world cannot be ruled with a rosary.

A Christian can serve as a magistrate, but a magistrate need not be a Christian for God to make use of him as his instrument. And in any case, Christianity is not necessary for sound political administration because politics belongs to the sphere of nature. Reason in its own sphere is enough to tell a man how to build houses and govern states. It was even reported, he noted, that there is no better government on earth than under the Turks, who have neither civil nor canon law, but only the Koran. The natural man can be trusted to recognise and administer justice provided he operates within the framework of the law and government and does not seek to vindicate himself.

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The most important distinction for Luther’s political thought, therefore, was between the lower and higher capacities of man, corresponding to nature and reason on the one hand and to grace and revelation on the other. The natural man, when not involved for himself, has enough integrity and insight to administer the state in accordance with justice, equity, and even magnanimity. These are civil virtues. But the Church inculcates humility, patience, long-suffering, and charity – the Christian virtues – attainable only by those endowed with grace, and consequently not to be expected from the masses. That is why society cannot be ruled by the gospel, and why theocracy is out of the question. Then again there are different levels involved. The God of the state is the God of the Magnificat, who exalts the lowly and abases the proud. The God of the Church is the God of Gethsemane, who suffered at the hands of men without retaliation or reviling and refused the use of the sword on his behalf.

By the beginning of 1525 the mass was at an end in Wittenberg. We cannot say that it had been suppressed by force, but there was certainly an element of coercion. Nevertheless, its demise was not inordinately hurried, since it had continued for two and a half years after Luther’s return from the Wartburg. Such changes had aroused in the papists intense antagonism, and they now had a new ‘champion’ in Pope Hadrian, who addressed Frederick the Wise with a veritable manifesto for the Counter-Reformation. But Luther’s fate, and that of his Reformation, no longer rested with the pope, the emperor, or the Elector Frederick alone, but with the German Diet meeting at Nürnberg in the spring of 1524. As at Worms, the Diet was divided. The Catholic party was rallied by the papal legate, who freely conceded past abuses but blamed them all on the deceased Leo X and called for obedience to his noble successor. In the absence of the emperor, its leadership among the laity fell to his brother Ferdinand of Austria who in his week of attendance tried to enforce the Edict of Worms on his own authority, a move quickly repulsed by the diet.

The Erasmians, the Humanists who had constituted the middle party at Worms, might have reacted in a more conciliatory manner than the main Catholic protagonists had not the pressures been so intense as to leave no room for neutrality. Reluctantly, the ‘mediators’ were driven into one camp or the other and went in both directions. The deepest offence felt by Luther lay in the stance taken by their leader, Erasmus of Rotterdam himself. He still felt that Luther had done much good and that he was no heretic. He had openly declared this in a colloquy earlier in the year. But he deplored the disintegration of Christendom which had shattered his dream of European concord following the outbreak of war between France and the empire three years earlier, at the end of the Diet of Worms. In the end, under pressure from his old friend, Pope Hadrian, he expressed the point on which he differed from Luther, the doctrine of man. He had already brought out a tract on this, entitled On the Freedom of the WillLuther thanked him for centring the discussion on this point:

You alone have gone to the heart of the problem instead of debating the papacy, indulgences, purgatory, and similar trifles. You alone have gone to the core, and I thank you for it.

Luther’s fundamental break with the Catholic Church was over the nature and destiny of man, and much more over destiny than nature. That was why he and Erasmus did not come to outright conflict. Erasmus was primarily interested in morals, whereas Luther’s question was whether doing right, even if it is possible, can affect man’s fate. Erasmus succeeded in diverting Luther from the course by asking whether the ethical precepts of the Gospels have any point if they cannot be fulfilled. Luther countered that man is like a donkey ridden now by God and now by the Devil, a statement which certainly seems to imply that man has no freedom whatever to decide for good or ill. Natural reason, however much it is offended, must admit the consequences of the omniscience and omnipotence of God, he argued. Erasmus perceived that the conflict lay between the power and goodness of God. He would rather limit the power than forfeit the goodness.

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Those who had broken with Rome were not themselves united. Partly through defections from Lutheranism and partly through the independent rise of variant forms of evangelicalism the pattern of diversity was displayed. Luther had already begun to perceive that he was closer to Rome than to the radicals: I take the middle road, he wrote, finding himself now in the position formerly occupied by the Erasmians at Worms. When they were driven to the wall, the Lutherans emerged as the middle group between the papists and the sectaries. In many respects, they were the heirs to Erasmus, who saw the great abuse of Catholicism, not as did Luther in the exaltation of man but in the externalisation of religion. The inner life of man had already been set in opposition to the literature of the Scriptures by the Zwickau prophets and Thomas Müntzer.

The experience of the spirit was made the necessary qualification for Church membership. Infant baptism was consequently rejected, if not indeed all baptism, on the ground that outward water “profiteth nothing”. The Church of the spirit is of necessity a sect which may seek to preserve its integrity by segregation from society or may attempt to dominate the world through the reign of the saints. Here is the concept of all the Protestant theocracies. Within the religious community, leadership falls to the Spirit-filled, be they clerical or lay, and the outcome may well be the abolition of a professional ministry.

Another Erasmian idea was the restitution of primitive Christianity, a restoration of the religion of the spirit. The whole pattern of these ideas was alien to Luther, who found it impossible to separate the spirit from the flesh because man is a whole. For him, art, music and the sacraments of Baptism and the Eucharist are appropriate expressions of religion. The attempt to build a church on a selective basis did intrigue him, and his fury against the sectaries was in large measure intensified by the conflict within himself. But the notion of a Protestant theocracy was to him as abhorrent as the papal monarchy. The real question for the Lutherans in Wittenberg was whether the physical forms of worship were an aid or an impediment to faith. In the end, Carlstadt’s Biblicism restrained him from rejecting the Lord’s Supper entirely, as a means of grace. He retained the rite because of Christ’s own commandment: This do in remembrance of me.

Similarly, he rejected infant baptism as having no scriptural basis. The Zwickau prophets had done this before him, and the Anabaptists were to make this the cardinal tenet of their sect. The essential point was the necessity of an adult experience of religious conviction. Luther had also proclaimed the priesthood of all believers and though Carlstadt would not go as far as rejecting the need for a professional ministry altogether, but he wished as a minister not to be set apart from his fellows by their use of Herr Doktor or Herr Pfarrer, but to be addressed simply as good neighbour or Brother Andreas. He gave up any distinctive garb and wore only a play grey coat, declining the financial support of his congregation and undertaking instead to earn his living at the plough. While he cared nothing for the whole hierarchy of academic degrees, he cared mightily for a trained ministry and perceived that if Carlstadt’s plan prevailed the outcome would be not that the peasant would know as much as the preacher, but the preacher would know no more than the peasant. He made fun of Carlstadt for reeling off Hebrew quotations in a peasant’s smock.

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Thomas Müntzer gave a much more turn than Carlstadt to the separation of spirit and flesh by rejecting not only infant baptism, but all baptism, and by applying this dualism to the spirit versus the letter of Scripture. Those who rely on the letter, he said, are the scribes against whom Christ railed. Scripture as a mere book is but paper and ink. “Bible, Babel, bubble!” he cried. As a written record, it did not reassure him because he observed that it is convincing only to the convinced. He pointed out that the Turks were well-acquainted with the Bible, but remained completely alienated from the Christian religion. In 1523 Müntzer had succeeded in having himself elected as the minister in the Saxon town of Allstedt. The only overt act, however, was the burning of a chapel dedicated to the Virgin Mary in March 1524. This prompted Luther to address the princes of Saxony:

These Allstedters revile the Bible and rave about the spirit, but where do they show the fruits of the spirit, love, joy, peace, and patience? Do not interfere with them so long as they confine themselves to the office of the Word. Let the spirits fight it out, but when the sword is drawn you must step in, be it they or we who take it. You must banish the offender from the land. Our office is simply preaching and suffering. Christ and the apostles did not smash images and churches, but won hearts with God’s Word. The Old Testament slaughter of the ungodly is not to be imitated. If these Allstedters want to wipe out the ungodly, they will have to bathe in blood. But you are ordained of God to keep the peace, and you must not sleep.

The young prince John Frederick, nephew and heir apparent to Frederick the Wise, was already being associated with his uncle and his father in the administration of Saxony. He wrote to a subordinate in August 1524, linking together Carlstadt and Müntzer:

I am having a terrible time with the Satan of Allstedt. Kindliness and letters do not suffice. The sword which is ordained of God to punish the evil must be used with energy. Carlstadt also is stirring up something, and the Devil wants to be Lord.

For Carlstadt, the association was both unjust and unfortunate. He had already written to Müntzer that he would have nothing with his covenant, nor with bloodshed. But the iconoclastic riots in Orlamünde and Allstedt appeared to be of one stripe. Carlstadt was summoned to Jena for an interview with Luther and convinced him of the injustice of the charge of rebellion. When, however, Luther visited Orlamünde and witnessed the revolutionary temper of the congregation, he came to question the sincerity of the disclaimer and acquiesced in the banishment of Carlstadt, who was compelled to quit Saxony, leaving behind his pregnant wife and daughter, to join him later. In departing, he used the same words Luther had used after Worms, that he was leaving “unheard and unconvinced,” and that he had been expelled by his former colleague who was twice a papist and a cousin of the Antichrist.

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In July 1524, Müntzer was summoned to preach at Weimar in the presence of Frederick the Wise and his brother Duke John, who had abandoned the Catholic faith to become a follower of Luther. Müntzer had the temerity to seek to enlist them among his followers. He took as his text Daniel’s interpretation of the dream of Nebuchadnezzar and began by saying that the Church was an undefiled virgin until corrupted by the scribes who murder the Spirit and assert that God no longer reveals himself as of old. He further declared:

But God does disclose himself in the inner word in the abyss of the soul. The man who has not received the living witness of God knows really nothing about God, though he may have swallowed a hundred thousand Bibles. God comes in dreams to his beloved as he did to the patriarchs, prophets and apostles. He comes especially in affliction. That is why Brother Easychair rejects him. God pours out his Spirit upon all flesh, and now the Spirit reveals to the elect a mighty and irresistible reformation for us. This is the fulfillment of the prediction of Daniel about the fifth monarchy. You princes of Saxony, you need a new Daniel to disclose unto you this revelation and to show your rule. Think not that the power of God will be realized if your swords rust in the scabbard. Christ said that he came not to bring peace but a sword, and Deuteronomy says “You are a holy people. Spare not the idolators, break down their altars, smash their images and burn them in the fire.” The sword is given to you to wipe out the ungodly. If you decline, it will be taken from you. Those who resist should be slaughtered without mercy as Elijah smote the priests of Baal. Priests and monks who mock the gospel should be killed. The godless have no right to live. May you like Nebuchadnezzar appoint a Daniel to inform you of the leadings of the spirit. 

Müntzer admitted that the princes could not carry out these tasks effectively unless they were informed of God’s purposes. That they could not attain for themselves since they were still too far from God. Therefore, he concluded, they must have at their court a priest who has fitted himself to interpret their dreams and visions, just as Daniel did at the court of Nebuchadnezzar. The Biblical allusions which accompany this recommendation show clearly enough that he saw himself as the inspired prophet who was to replace Luther in the favour of the princes, as Daniel replaced the illuminated scribes. In this way, he reckoned to acquire such influence over the rulers of the land that he would be able to direct them in making the necessary preparations for the Millennium.

On returning to Allstedt, however, he did not wait for the Saxon princes’ reaction to his preaching, but escaped by night over the town walls and fled from Saxony. The régime of Carlstadt would have been authoritarian and that of Müntzer’s saints intolerant of the godless. Yet it could not be denied that both agitators had been expelled by the sword of the magistrate, who was now in danger of creating martyrs out of the radicals. This became more likely because of the rise of rival forms of evangelicalism, namely Zwinglianism and Anabaptism. Adding to this maelstrom was the confluence of religious ferment with the vast social unrest of the Peasants’ War in which Müntzer played a leading role. Despite this, he does not seem to have shown as much interest in improving the material lot of the peasants among whom he lived, or in the nature of future society as in the mass extermination which was supposed to usher it in.

Yet Müntzer might still have imagined his Millennium as egalitarian, even as communistic. He knew the young Humanist, Ulrich Hugwald, who had written a work prophesying that mankind would return to Christ, to Nature, to Paradise, which he defined as a state without war or want or luxury and in which every person would share all things with their brethren. Moreover, on the grounds that a peasant’s life was nearest to that which God had appointed for Adam and Eve, Hugwald ended by turning himself into a peasant. So did the Humanist, Karlstadt, a close associate and even a disciple of Müntzer.  According to Histori Thomá Muntzers, written while Muntzer’s story was very fresh in people’s minds, Müntzer taught that there should be neither kings nor lords and also, on the strength of a misunderstanding in Acts iv, that all things should be held in common.

In a pamphlet which he now produced, The explicit unmaking of the false belief of the faithless world, Müntzer made it plain that the princes were now unfit to play any part at all in bringing about the Millennium,…

for they have spent their lives in bestial eating and drinking, from their youth onwards they have been brought up most delicately, in all their life they have never had a bad day and they neither wish nor intend to accept one.

 Indeed it is the princes and the lords and all the rich and powerful who, by stubbornly maintaining the existing social order, prevent not only themselves but also others from attaining the true faith:

The powerful,self-willed unbelievers must be put down from their seats because hinder the holy, genuine Christian faith in themselves and in the whole world, when it is trying to emerge in all its true, original force… the great do everything in their power to keep the common people from perceiving the truth.

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Bound together by common interest in financial profit, they so harass the poor with their usury and taxes that the poor have no time left in which to study and follow the Law of God. Yet, Müntzer argued, all this is no reason for despair; on the contrary, the very excesses of the tyranny which now oppresses the world are a sure sign that the great consummation is indeed at hand. It is precisely because God is sending his light his light into the world that…

… certain (lords) are only now really beginning to hamper and harass, to shear and shave, to threaten all Christendom and shamefully and most cruelly torture and kill their own folk and strangers too.

It was now the Poor who were the potential Elect, charged with the mission of inaugurating the egalitarian Millennium. They would emerge as the one true Church, but even they were not yet fit to enter their appointed glory. First, they too must be broken of their worldly desires, so that they could with sighs and prayers recognise their abject condition and at the same time their need for a new, God-sent leader. Just as he had previously offered his services to the princes as a new Daniel, so he now proposed himself as this leader of the people.

He then issued a more virulent pamphlet, this time against Luther, whom he had come to regard as his arch-enemy. Just as much as Müntzer, Luther performed all his deeds in the conviction that the Last Days were at hand. But in his view, the sole enemy was the Papacy, in which he saw the Antichrist, the false prophet; it was by the dissemination of the true Gospel that the Papacy would be overcome. The Kingdom which replaced it would not be of this world. An armed revolt would, therefore, be irrelevant and pernicious, because it would shatter the social order which allowed the world to be disseminated, and would discredit the Reformation which, to Luther, was the most important event in the world. On the other hand, Müntzer for his part saw in Luther an eschatological figure, the Beast of the Apocalypse or the Whore of Babylon. In attacking Luther in The most amply called-for defence Müntzer formulates most coherently his doctrine of social revolution. He maintains that in the hands of ‘the great’ the Law of God becomes simply a device for protecting property, which they themselves have appropriated. In a bitter attack upon Luther he exclaims:

The wretched flatterer is silent… about the origin of all theft… Look, the seed-grounds of usury and theft and robbery are our lords and princes, they take all creatures as their property: the fish in the water, the birds in the air, the plants on the ground, have all got to be theirs… They publish God’s commandments amongst the poor and say “God has commanded, thou shalt not steal.” … They oppress all people, and shear and shave the poor ploughman and everything that lives, yet if (the ploughman) commits the slightest offence, he must hang.

Luther’s greatest crime is that he justifies these injustices:

You wily fox… by your lies you have made sad the heart of the righteous man, whom God has not saddened, and thereby you have strengthened the power of the ungodly scoundrels, so that they shall continue in their old ways. Therefore things will go with you as with a fox when it is caught. The people will become free and God alone means to be Lord over them.

Ironically enough, the princes whom Müntzer had chiefly in mind, the Elector Frederick and Duke John, were alone among the German princes in being extremely tolerant, having been profoundly disoriented by the vast upheaval in their territories which the Wittenbergers had inaugurated. In dealing with the revolutionaries of Allstedt both brothers showed equal uncertainty. It was more as a gesture of defiance that Müntzer, a week after his hearing at Weimar, broke his parole and climbed over the wall to make his way to the free imperial city of Mülhausen. The large Thuringian town had been in a state of turbulence for over a year and was half-full of paupers, who in times of crisis always showed themselves ready for radical social experiments. Here he found a small but enthusiastic following. Yet when a revolt broke out it was quickly suppressed and Müntzer, once more expelled, resumed his wanderings towards Nürnberg. There he published two revolutionary tracts, which were confiscated by the Town Council and he was forced to leave again. He was then recalled to Mülhausen, where a former monk, Heinrich Pfeiffer, led the poorer burghers in a successful revolution against the Town Council in March 1525. But the event which enabled Müntzer to show himself as a revolutionary in action was the outbreak of the Peasants’ War.

Nothing did so much as the Peasants’ War to make Luther recoil against a too drastic departure from the pattern of the Middle Ages. The Peasants’ War did not arise out of any immediate connection with the religious issues of the sixteenth century because agrarian unrest had been brewing for fully a century. Uprisings had occurred all over Europe, including one in Hungary in 1514 which was put down in a particularly savage manner (see the woodcut below). In southern Germany, the peasants suffered from changes which ultimately should have ministered to their security and prosperity. Feudal anarchy was being superseded through the consolidation of power in nation-states in Early Modern Europe. Spain, England and France were good examples of this, but in Germany, this had happened only on a territorial basis; and in each political unit, the princes were endeavouring to integrate the administration with the help of a bureaucracy of salaried court officials. The expenses were met by increased levies on the land. In time-honoured tradition, the peasants, of course, had to ‘foot’ the bill.

(to be continued…)

 

Appendix: The Punishment of Peasant Rebels in Hungary, 1514…

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part One   Leave a comment

Part One – ‘The Holy Youth’ of Niklashausen, the Bundschuh and the growth of German Nationalism to 1517:

Below: Europe in 1466: The Age of the New Monarchies

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During the second half of the fifteenth century, Central and Eastern Europe experienced a time of particular turmoil, with the ever-present threat of Ottoman forces diverting much-needed resources to the defence of Christendom.  Setbacks experienced by the advancing Ottomans, such as their failure to overcome Albania, defended resolutely by George Castriota (Skandenberg) from 1443 to 1468, meant that it was more difficult for them to tolerate the independence of Byzantine territory to their rear. In 1453, Mehmet II finally captured Constantinople, causing great consternation in the West. His army laid siege to Belgrade (Nándorfehérvár) in 1456, but the siege was raised by the brilliant Hungarian commander (and regent), János Hunyádi (below). By 1460, the remaining Byzantine strongholds in the Morea had fallen with the capture of Trebizond on the Black Sea in 1461, the last remnant of Byzantium was finally extinguished. In 1457, the Bohemians elected the Hussite George Podebrady as their king. Pope Paul II preached a crusade against him, which led to an unsuccessful Hungarian invasion in 1468.

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The prestige of the Holy Roman Emperor sank particularly low, The dignity and authority of the imperial office continued to dwindle as Germany continued to disintegrate into a jumble of principalities. Frederick III had, at first, largely because of his name, been the focus of the wildest millennial expectations; but in the course of a reign which lasted from 1452 to 1493, he proved a singularly ineffective monarch. His deposition was prevented only by the lack of any suitable rival and latterly his very existence was almost forgotten by his subjects. The vacuum at the centre of the state produced a chronic and widespread anxiety, which found its expression in the folklore of the future Frederick but which could also vent itself in sudden waves of eschatological enthusiasm. Amongst its commonest manifestations were mass pilgrimages, reminiscent of the popular crusades and the flagellant processions of earlier times, and no less liable to escape from ecclesiastical control.

The situation was particularly explosive in the territories of the Prince-Bishop of Würzberg. During the early part of the fifteenth century, the bishops had been wildly extravagant and were unable to pay their debts except by levying even heavier taxes. By 1474 the taxes had become so burdensome that one of the Bishop’s officials, comparing the local peasantry to a team of horses drawing a heavy wagon, remarked that if a single egg were added to that wagon, the horses would no longer be able to pull it. To a laity which had learnt from generations of heterodox preachers that the clergy ought to live in total poverty, this heavy burden of taxation was bound to appear particularly monstrous. In the city and diocese of Würzberg, it was no longer acceptable for the bishop, whatever his personal qualities, to be regarded by the laity and especially by the poor as an exploiter.

In 1476, the small of Niklashausen in the Tauber valley, not far from Würzberg, was the backdrop for a movement which could almost be seen as a new People’s Crusade. Much that had occurred during the earlier crusades in France, the Low Countries and the Rhine valley was now repeated in southern Germany, but this time messianic Kingdom was no Heavenly Jerusalem but the State of Nature, as it had been pictured by John Ball in England and the Táborites in Bohemia. The Messiah was a young man called Hans Böhm, a name which suggests that he was either of Bohemian descent or else that in the popular mind he was associated with Hussite teachings. He was a shepherd and, in his spare time, a popular entertainer, drumming and piping in hostelries and in the market-place. Hence the nickname, by which he is still known, of the Drummer (or Piper) of Niklashausen. He had heard the tale of an Italian Franciscan, Giovanni di Capistrano, from a generation earlier, who had through Germany preaching repentance, urging his audience to put away their fine clothes and to burn all dice and playing cards. Shortly afterwards, in the middle of Lent, the shepherd burnt his drum before the parish church of Niklashausen and began to preach to the people.

Exactly like the shepherd lad who is said to have launched the Shepherds’ Crusade of 1320, Böhm declared that the Virgin Mary had appeared to him surrounded by a heavenly radiance and had given him a message of prodigious importance. In the parish church of Niklashausen there stood a statue of the Virgin to which miraculous powers were attributed, long attracting pilgrims. Now, he claimed, this spot had become the salvation of the world. God had intended to punish mankind, but the Virgin had interceded and God had agreed to withhold punishment if people came to Niklashausen in their multitudes, otherwise, the punishment would, after all, descend upon the world. From the village alone, the Virgin would bestow her blessings upon all lands, since divine grace was to be found in the Tauber valley alone. Whoever made the pilgrimage would be absolved of all their sins and whoever died there would not suffer purgatory, but go straight to heaven.

This former shepherd was a simple man, but now he was suddenly able to command astonishing eloquence. On Sundays and feast days crowds streamed to hear him. At first, he merely preached repentance: women were to throw away their gold and jewellery, men were to wear less colourful costumes. Before long, however, the shepherd was claiming miraculous powers for himself. That God had not sent a frost to kill off all corn and vines was due to his prayers alone, he proclaimed. He also swore that he could lead any soul out of hell with his own hand.

Although Böhm had begun to preach with the consent of the parish priest, it was to be expected that he would eventually turn against the clergy. He voiced the traditional accusations of ‘Avarice’ and ‘Luxury’. It would be easier, he asserted, to make a Christian out of a Jew than out of a priest. God had been outraged by the behaviour of the clergy; now he would tolerate it no longer. The day of reckoning was at hand when the clergy would be happy to cover up their tonsures to escape from their pursuers, for to kill a cleric would then be seen as a most meritorious act. God had withdrawn his strength from them, and there would soon be no priests or monks left on earth. If they burnt him as a heretic, he threatened, a fearful punishment awaited them. He also called upon the people to stop paying taxes and tithes. Priests should be made to give up their many benefices and live from meal to meal on what their parishioners chose to give them. The celebrated Abbot of Sponheim commented:

What would the laymen like better than to see clergy and priesthood robbed of all their privileges and rights, their tithes and revenues? For the common people is by nature hungry for novelties and ever eager to shake off its master’s yoke.

The Primate of Germany, the Archbishop of Mainz, also saw in the propheta of Niklashausen a force which might inflict irreparable damage on the Church. In the end, Böhm also revealed himself as a social revolutionary, proclaiming the imminence of the egalitarian Millennium based on Natural Law.  In the coming Kingdom, the use of wood, water and pasturage, the right to fish and hunt would be freely enjoyed by all, as they had been in ‘olden times’. Tributes of all kinds would be abolished forever. No rent or services would be owed to any lord, no taxes or duties to any prince. Distinctions of rank and status would cease to exist and nobody would have authority over anybody else. All would live together as brothers, everyone enjoying the same liberties and doing the same amount of work as everyone else, from the poorest peasant to local lords and princes to the Emperor:

Princes, ecclesiastical and secular alike, and counts and knights should only possess as much as common folk, then everyone would have enough. The time will have to come when princes and lords will work for their daily bread… The Emperor is a scoundrel and the Pope is useless. It is the Emperor who gives the princes and counts and knights the right to levy taxes on the common people. Alas, poor devils that you are!

The demand for the overthrow of all rulers, great and small, probably appealed particularly to the urban poor; we know that townsfolk came to Niklashausen from all over southern and central Germany. On the other hand in demanding that all basic resources and activities should be free for all men, Böhm’s teaching was appealing to the peasants. The German peasants believed that these rights had, in fact, been theirs in ‘olden time’, until usurped by the nobility; this was one of the wrongs that they were always expecting the future ‘Emperor Frederick’ to undo. But above all it was the prestige of the preacher himself, a miraculous being sent by God, which drew tens of thousands to the Tauber Valley. The common people, peasants and artisans alike, saw in him a supernatural protector and leader, a saviour who could bestow on them the fulness of divine grace and who would lead them collectively into an earthly Paradise.

News of the wonderful happenings at Niklashausen passed rapidly from village to village in the neighbourhood and was carried further afield by messengers who went out in all directions. Soon vast hordes of the common folk of all ages and both sexes, including whole families, were streaming towards Niklashausen. Not only the surrounding country but all parts of southern and central Germany were in commotion, from the Alps to the Rhineland and on to Thuringia. Artisans deserted their workshops and peasants their fields, shepherds and shepherdesses abandoned their flocks and hastened to hear and adore him who was now known as ‘the Holy Youth’. What the plebs pauperum had believed of Jerusalem these people believed of Nikashausen. There Paradise had literally descended upon the earth and infinite riches were lying ready to be gathered by the faithful, who would share them out amongst themselves in brotherly love. The hordes advanced in long columns, bearing banners and singing songs of their own composition. One became particularly popular:

To God in Heaven we complain

Kyrie eleison

That the priests cannot be slain

Kyrie eleison.  

As the pilgrims arrived at Niklashausen they placed offerings before the statue of the Virgin, but an even more intense devotion was given to the propheta himself. They dropped to their knees before him, crying, O Man of God, sent from Heaven, take pity on us! It was reported that by laying-on of hands, he had cured people who had been blind or dumb from birth, that he had raised the dead and that he had made a spring gush from a rock. Chroniclers talk of as many as seventy thousand gathered together on a single day, and though this figure is absurd, the assemblies must have been very sizeable. A vast camp grew up around the little village; tents were set up in which tradesmen, artisans and cooks catered for the travellers’ needs. From time to time, Böhm would mount a tub, or appear at an upper window, to preach his revolutionary doctrine to the crowds (see the woodcut below).

The pilgrimages began towards the end of March 1474 and by June the authorities, both ecclesiastical and secular, had decided that Böhm’s propaganda was a serious menace to the social order which must be dealt with. The Town Council of Nuremberg forbade their citizens from going on pilgrimage to Niklashausen and Würzberg soon followed suit. Perturbed at the number of strangers who were pouring through the town, the Council closed as many of its gates as possible, bade its citizens to arm themselves and did what it could to put a stop to wild talk. In the end, the Prince-Bishop set about breaking the power of the propheta. He summoned a Diet at which it was decided that Böhm should be arrested.

According to his enemies, Böhm now tried to organise a revolt, telling his audience in a sermon on 7 July to come armed, without women or children, on the next Sunday. On the night before, a squad of horsemen sent by the Bishop descended on Niklashausen, seizing Böhm and carrying him off to Würzburg. The next day thousands of the assembled pilgrims marched, with only a few weapons but many giant candles taken from the shrine, to the castle at Würzburg where Böhm was imprisoned, arriving at dawn beneath the castle walls. The Bishop and the Town Council sent an emissary to reason with the pilgrims, but he was driven off with stones. A second emissary was more successful in persuading those pilgrims who were subjects of the Bishop to return to their homes. The rest stood firm, insisting on the release of the Holy Youth. A few cannon-shots were fired over their heads, but when no-one was hurt, the pilgrims were convinced that the Virgin was protecting them. As a result, they then tried to storm the town. This time the shots were directed at them and were followed by a cavalry-charge in which some forty of them were killed, the rest fleeing in panic.

Support for Böhm was so strong that even after this overwhelming victory the Bishop and Town Council could not feel secure. The burghers of Würzburg were warned to expect a second and more formidable attack. It was also feared that there were many within the city who might join forces with the pilgrims. The Bishop sent out a request to the neighbouring lords to hold themselves ready to come to his assistance if needed. Before any fresh disturbances could occur, however, Böhm had been tried by an ecclesiastical court and found guilty of heresy and sorcery. Two of his peasant disciples were beheaded and the Holy Youth himself was burnt at the stake, the common people hoping in vain for a miracle from Heaven which would save him. His ashes were thrown into the river so they could not become relics.

Everything possible was done to eradicate all trace of Böhm and his works. The offerings left at the church of Niklashausen were confiscated and shared between the Archbishop of Mainz, the Bishop of Würzburg and the count in whose territory the church stood. In all the affected areas of Germany, bishops, princes and town councils joined in forbidding any further pilgrimages to the village shrine. Nevertheless, pilgrims continued to arrive even after they were threatened with excommunication and the church had been closed and placed under an interdict. In the end, at the beginning of 1477, the church was demolished by order of the Archbishop.

Undoubtedly, the Holy Youth of Niklashausen had been exploited by men far shrewder than he was. Certain local lords made use of the popular excitement to weaken their overlord, the Bishop of Würzburg, with whom they had been in conflict for some years. These men headed the nocturnal march on the city; one of them had later, by way of penance, to hand over much of his land to the cathedral chapter. Like many previous propheta, Böhm was a simple shepherd-boy; we are told that from earliest youth he had appeared as half-witted, that until he began to preach he had never been able to form a coherent sentence, and that he was even unable to repeat the Lord’s Prayer. He was able to throw vast areas of Germany into commotion due to the backing he received. The parish priest of Niklashausen was quick to realise that a few miracles could attract huge offerings to his hitherto obscure shrine; he later admitted inventing miracles and attributing them to Böhm. The major part, however, was played by a hermit who had for some time been living in a nearby cave and who had acquired a great reputation for holiness. He seems to exercised a total domination over Böhm, both intimidating him and inspiring him. When Böhm addressed the crowds from a window the hermit stood behind him and prompted him, as he is shown to be doing in the woodcut from Schedel’s Chronicle below:

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Even if this part of the popular narrative is fanciful propaganda, it probably indicates the true relationship between the two men. The hermit fled when the Holy Youth was arrested, but was caught soon afterwards. The ecclesiastical records name him as Beghard, a native of Bohemia and a Hussite. Although the evidence cannot be called conclusive, it seems reasonably certain that it was the hermit who turned a religious pilgrimage into a revolutionary movement. In the quiet and picturesque Tauber Valley, he must have seen the future centre of a millennial kingdom in which the primal egalitarian order was to be restored.

Egalitarian millenarianism had now effectively penetrated Germany. The forgotten manuscript, the Reformation of Sigismund, after existing for some forty years, appeared for the first time as a printed book within a couple of years of Böhm’s burning and was reprinted in 1480, 1484, 1490 and 1494. The original manuscript was written just after the collapse of Táborite power in Bohemia and was an example of the attraction of the movement’s ideals. Despite its relatively moderate programme, which I have written about in earlier posts on this site, it too summoned the poor to take up the sword and enforce their rights under the leadership of the priest-king Frederick. In a far more violent form, the same theme reappears in the Book of a Hundred Chapters which was produced by an anonymous publicist who lived in Upper Alsace or the Breisgau and who is generally known as the Revolutionary of the Upper Rhine. This elderly fanatic was thoroughly familiar with the enormous mass of medieval apocalyptic literature and drew freely upon it in order to write his treatise, in German in the opening years of the sixteenth century, the last and most comprehensive expression of the popular eschatology of the Middle Ages.

What that strange prophet foretells at enormous length is, after all, precisely what had been so simply articulated by John Ball, the Lollards and the Táborites. After one bloody struggle against the hosts of Antichrist perfect justice would be re-established on earth and all men would be equals and brothers, perhaps even holding all things in common. These fantasies were not confined to books; also in the neighbourhood of the Upper Rhine there appeared conspiratorial movements which were dedicated to translating them into reality. These were the movements which were known collectively as the Bundschuh, a term meaning a peasant’s clog and having the same significance as the term sansculotte during the French Revolution.

In one respect this ‘revolutionary’ was truly original – nobody before him had combined devotion to the principal of communal or public ownership with megalomaniac nationalism. This man was convinced that in the remote past the Germans had in reality ‘lived together like brothers on earth’, holding all things in common. The destruction of that happy order had been the work first of the Romans and then of the Church of Rome, through the imposition of a Canon Law which had introduced the idea of private property and thereby undermined the value of fraternity, opening the way to envy and hate.

Behind this curious interpretation of early Church history, lay a whole different and distorted philosophy of history. The Old Testament was dismissed as valueless; for from the time of the Creation onwards it was not the Jews but the Germans who were the Chosen People. Adam and all his descendants down to Japhet, including all the Patriarchs, were German-speaking Germans; other languages, including Hebrew, came into existence only at the Tower of Babel. It was Japhet and his kin who first came to Europe, bringing their language with them. They had chosen to settle in Alsace, the heart of Europe, and the capital of the Empire which they founded was at Trier. This ancient German Empire was so vast, covering the whole of Europe, that Alexander the Great could be claimed as a German national hero. It had been the most perfect of empires, a true earthly paradise, for it was governed according to a legal code, known as the Statutes of Trier, in which the principles of fraternity, equality and communal ownership were enshrined. It was in these Statutes, and not in the ‘Decalogue’ invented by Moses, that God had expressed his commandments to mankind. The Revolutionary appended a copy of these to his work.

The time was at hand, he claimed, when the power of evil epitomised by the Latin peoples and their Church was to be broken forever. When the great leader from the Black Forest seized power as Emperor Frederick he would not only cleanse Germany from the Latin corruption and bring back the ‘Golden Age’ based on the Statutes of Trier but would also restore Germany to the position of supremacy which God intended for her. ‘Daniel’s Dream’, that old apocalypse which had brought such inspiration to the Jews during the Maccabean revolt, was subjected by the ‘Revolutionary’ to yet another reinterpretation. The four successive Empires – Assyria, Babylon, Syria and Greece – now turned into France, England, Spain and Italy. Enraged by the overwhelming pride of these nations the Emperor would conquer them all and establish the German Empire as the fifth and greatest Empire, which shall not pass away. Next, returning from his western campaigns, the Emperor would utterly defeat the Turks. Pressing east at the head of a vast army drawn from many peoples he would carry out the task traditionally assigned to the Last Emperor. The Holy Land would be conquered for Christendom and the society of Mohammedans would be utterly overthrown. The infidel will be baptised and those that will not accept baptism are no Christians nor people of the Holy Scriptures, so they are to be killed, then they will be baptised in their blood. After all this the Emperor will reign supreme over the whole world, receiving homage and tribute from thirty-two kings.

According to ‘the Revolutionary’, the teachings of the historical Christ were directed only to the Jews, not the Germans, for whom the proper religion was still that which had prevailed in ‘the Golden Age’ of Trier and which Emperor Frederick would reinstate. When that happened the spiritual centre of the world would not be Rome but Mainz, where a patriarch would preside in place of the vanquished pope. But it would be the Emperor – ‘the Revolutionary’ himself, triumphant and glorified, who would stand at the centre of the future religion as the ‘supreme priest’, recognised as ‘an earthly God’.  The future Empire was thus to be no less than a quasi-religious community or theocracy, united in adoration and dread of a messiah who would be the embodiment of the German spirit. This was what ‘the Revolutionary’ had in mind when he cried, jubilantly, that the Germans once held the whole world in their hands and will do so again, and with more power than ever.

In this fantasy, the crude nationalism of a half-educated intellectual erupted into the tradition of popular eschatology. The result was uncannily similar to the quasi-religious folk fantasies which were the core of the National-Socialist ‘ideology’ of interwar Germany five centuries later. We only have to turn back to the tracts produced by Rosenberg and Darré, among others, to be struck by the resemblance. There is the same belief in a primitive German culture in which the divine will was once revealed and was the source of all good down the centuries until it was undermined by a conspiracy of capitalists, inferior non-German people and the Church of Rome. This ‘true German’ culture would now be restored by a new aristocracy, of humble but ‘truly German’ stock, under a God-sent saviour who is it once an emperor and a messiah. The whole history of the Third Reich is foreshadowed, the offensives in the West and the East, the Terror wielded as an instrument of policy and for its own sake, the ‘ethnic cleansing’ of non-German peoples and the biggest massacres in human history. All that is missing is the final consummation of the world-empire, the welt-Reich, which, in Adolf Hitler’s words, was to last a thousand years, like the earthly kingdom of the returning Messiah in the earlier Judao-Christian prophecies.

The Book of a Hundred Chapters was not printed at the time, nor has it ever been, in contrast to the Reformation of Sigismund, and there is nothing to suggest that the anonymous ‘Revolutionary’ played any significant part in the social movements of his day. The importance of the text lies in its recognisable influences in the apocalyptic literature of the Middle Ages. In particular, there can be little doubt that the prophecy of a future Frederick, a ‘Sleeping Emperor’ who would be the messiah of the poor, continued to fascinate and excite the common people of Germany, peasants and artisans alike, until well into the sixteenth century. In one emperor after another, from Sigismund to Charles V, the people contrived to see a reincarnation of Frederick II. When these monarchs failed to play the eschatological role expected of them, the collective imagination of the people continued to dwell on a mythological parallel emperor ‘of lowly descent’, who would rise up from among the poor, to oust the actual monarch and reign in his stead. The ‘Revolutionary of the Upper Rhine’, writing in 1510 had predicted the apocalyptic year for 1515. When a Bundschuh rising broke out in the same area in 1513 its declared aim was to help righteousness and get rid of blasphemers and finally to recover the Holy Sepulchre.

The leader of the Bundschuh was a peasant called Joss Fritz and many of the rank-and-file were also peasants. This was not the first rising he had organised. Like the outbreak at Niklashausen, the rising which occurred in the diocese of Speyer in 1502 was provoked in a general sense by the failure of the latest attempt to restore the disintegrating structure of the Empire, and by the excessive taxes levied by an insolvent Prince-Bishop, but its object was nothing less than a social revolution of the most thorough-going kind.  Not only the peasantry but also the urban poor, disbanded mercenaries, beggars and the like are known to have played a large part in the movement, giving it its peculiar character. For there were many other peasant risings in southern Germany at that time, and they all aimed merely at limited reforms of the feudal system. Only the Bundschuh aimed at achieving the Millennium. All authority was to be overthrown, all dues and taxes abolished, all ecclesiastical property distributed amongst the people, all woods, waters and pastures were to become communal property.

The flag of the movement showed Christ crucified with on one side a praying peasant, on the other the peasant clog, above it the slogan: Nothing but God’s Justice! It was planned to capture the town of Bruschal, where the Bishop’s palace was located; from there the movement was to spread throughout Germany, bringing freedom to the peasants and town-dwellers who supported it, but death to everyone else. Although this plot was betrayed and the movement crushed, Joss Fritz survived to organise similar risings in 1513 and 1517, in which there were similar mixes of fantasies: on the one hand exterminating all the rich and powerful and establishing an egalitarian order and on the other, a determination to get rid of blasphemers, of being led by the Emperor and of recovering the Holy Sepulchre. Indeed, the image of the Bundschuh came to possess such prodigious significance that it was a popular belief that the original capture of Jerusalem had been achieved by peasants fighting under that banner.

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Throughout Europe in the Middle Ages, and certainly by the end of the fifteenth century, national boundaries were hardened and the concept of “statehood” was emergent, becoming politically more important than that of the “nation”, in its original meaning of a people of common descent. This development is most marked in the development of England, Scotland, France and Spain. The growth of national consciousness was not, however, dependent on the authority of a unitary state. The strong consciousness of Germanness and German nationhood evolved in a very different political context from that of the western European states.

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Above: Central-Eastern Europe in the Later Middle Ages (circa 1493).

Meanwhile, in a different part of Germany – Thuringia, a territory fertile in millenarian myths and movements –  a radical reformer, Thomas Müntzer, was embarking on a stormy career which was to end by turning him too into a prophet of the egalitarian Millennium.

(to be continued…)

Budapest between the Holocaust and the Uprising, 1946-56: Part Three; The Crucible, 1953-56.   1 comment

Family days and Events in the Fifties… 

Family days in Tom’s extended family had started before the war as enjoyable social events, but increasingly became times for sharing anxiety and problems caused by increasing persecution of Jews. After the holocaust, they then became a means of rebuilding a strong sense of family of those  who survived.  During the dark years of the communist era these family get-togethers were a time of mutual support, of sharing problems and giving advice, of debating the subtle political changes in the regime and generating some hope amidst the gloom. These events in extended Hungarian families continued throughout the Kádár era and even into the transition period which followed the collapse of communism in 1989-91. Tom’s direct memories were of the gatherings of the early to mid 1950s:

Everyone tried to make sure that we children had a good time, with special cakes and sweets, usually made by great-aunt Manci, my grandmother’s younger sister. We played games, while the adults were deep in conversation. The oldest of us was my second cousin Éva, two years older than me. I was next in age, my three cousins Jani, Andi and Juli (all children of my aunt Juci) were all younger as was my second cousin Kati. Her sister Marika and my other two second cousins András and Isti were all born in the early 50s. Éva made up some exciting ‘murder in the dark’ type of games, which involved hiding in cupboards and getting into some mischief.

There were occasional raised voices. It was often Éva’s mother Magda who was in some trouble. Like my mother, she had lost her husband in the holocaust in one of the ‘death marches’ and she never regained any kind of equilibrium. Her life seemed to go from one crisis to another. My grandfather Ármin (who was generally regarded as the ‘head of the family’) was always ready with advice, which Magda was not ready to receive. It was often my great-uncle Feri (Ármin’s younger brother) whose mild-mannered voice acted to mediate and bring calm to the proceedings. He was a much respected architect whose advice was sought by many.  Workplace problems were discussed, ways of getting round food shortages, childcare issues and, of course, politics. Most of the family were generally inclined to be liberal and tending towards socialist ideas, which dominated amongst the Jewish middle class.

Anti-semitism was generally linked to the old right-wing nationalism and the horrors of the holocaust were inflicted by the fascists. The Soviet Red Army, while bringing its own atrocities in some areas, meant liberation for the remnants of our family. So there was initially a lot of tolerance towards the proclaimed aims of the communist regime. The disillusion and the realisation of the total loss of freedom and the fear brought by the dictatorship of the Rákosi era dawned on members of the family at different rates.

Following the ‘turning point’ year of 1949, it only remained for the Hungarian Communists to apply some cosmetic surgery on the face of the Stalinist system to invest their de facto rule with a thin gloss of constitutionality. The rumps of the remaining parties, largely consisting of Communist fellow-travellers, merged with the Hungarian Workers’ Party (MDP) in the Hungarian Independence-Popular Front and undertook to submit to the decisions of its national board led by Rákosi as President, Dobi and Erdei as deputies and Rajk as General Secretary. They also pledged themselves to the leading role of the  MDP in the construction of socialism. Those who espoused alternative programmes were denounced as enemies of the Hungarian people, rather than being seen as any sort of ‘loyal opposition’. Predictably, on 15 May, 96 per cent of the electors voted for the candidates of the Popular Front, of whom more than seventy per cent were communists.

Shortly after the creation of the Popular Front, organised opponents of monolithic communist rule either evaporated or were forced into compliance through general repression. Within a week, the Democratic People’s Party dissolved itself and Cardinal Mindszenty was brought to court on fabricated charges of espionage and subversion. Having struck at the two pillars of the Catholic Church, landed property and youth education, the Communists had, early on, evoked the wrath of the militant prelate who was determined not only to defend religious liberty but also to preserve many of the Church’s anachronistic privileges. Now they turned on him as the head of what they termed the clerical reaction of 1947-49. He was sentenced to life imprisonment on the basis of an extorted confession. Despite this, there was no break in the adherence of ordinary Catholics to their Church, but its power to openly resist did decline sharply decline, as became evident on 5 September 1949 obligatory religious instruction was abolished, and circumstances were made unfavourable for parents sending their children to optional classes. By 1952, only a quarter of elementary school pupils took them.

Religion was rarely discussed in the extended Leimdörfer family, either, as it was such a sensitive subject among many surviving Jewish families. Most of the family remained Jewish, but only practised at the time of festivals, while Edit (Tom’s mother), aunt Juci and her husband Gyuri became committed Christians in the Reformed (Calvinist) Church following their conversion. Tom recalls his mother’s distress over the recurring rift this decision had created in the family:

The only time I saw my mother in tears at a family day was when her right to bring me up as a Christian was being questioned. It was my grandmother Sári who smoothed out that particular row. Although we might have been playing, Éva and I heard what was going on in the adult conversation. Occasionally, when they noticed us listening, the conversation would switch to German. All the adults spoke fluent German, but only ever used it in these circumstances.

One of Tom’s more distant relatives had been in the French resistance during the war (having been a student at Grenoble university) and was the only one of the family who was actually a member of the Communist Party. As a sideline from his office job, he made up a game called Five Year Plan, which became available in the shops to replace the banned Capitali (a Hungarian version of Monopoly). As a ‘western communist’ he was, no doubt, in just as much danger from the secret police and the ‘Muscovites’ who were leading the party, as were the other members of the family. Even the seventy-one member Central Committee of the party was dwarfed in its significance by the Political Committee which met every week; even within this body, the ‘Muscovites’ formed an ‘inner circle’ within which the ‘triumvirate’ of Rákosi, Gerő and Farkas reigned supreme, with Rákosi surrounded by a personality cult second only in its dimensions, within the Communist bloc, to that of Stalin himself.

If any complex financial questions arose, the family turned to Pali (Hédi’s father, my grandmother’s younger brother) who was an accountant. Pali had another daughter, Márti, who had Down’s syndrome. She was a much-loved and nurtured member of the family:

We children adored her as she always played with us and always had a warm smile and a hug for us. She joined in with our games and clearly enjoyed playing with our toys. She was well-known in her neighbourhood and could do some shopping for her parents as well as helping at home. Márti was not the only member of the family with a disability. My young second cousin Kati had a genetic disorder resulting in very restricted growth and associated mobility problems in later life. However, she was bright, always even-tempered, went through mainstream school and university, took a doctorate and became a very competent and respected accountant.

Sixteen members of the extended family had died in the holocaust, but those who survived remained close to each other through thick and thin, notwithstanding any strains of religious, economic, political or philosophical differences. The dark years were hard for everyone, but when anyone was in acute hardship, there was always help. If things got difficult at home for anyone, there was always a listening ear. Tom recalls an occasion when, aged about nine, he ran away from home:

I forget the reason, but Mami and I had a row and she took to her periodic silent phase. I took the 49 tram, then changed to the 11 and arrived at my aunt Juci and uncle Gyuri’s flat. The adults had a quiet word, decided I might as well stay the night, play with my cousins, and start next day as if nothing had happened. It worked, I guess we just needed some ’space’ from each other. Juci and Gyuri’s home was a lovely flat and I always liked going there. They were always very busy, both working full-time and with three young children, but they always had time for me. Jani, Andi and Juli liked having me around and regarded me as an older brother. Their paternal grandmother, Ilonka mama, lived with them, helped with household chores and quietly fussed around us. Feeling at home in their family in Budapest laid the foundation for my crucial years as a teenage orphan in London, but surrounded by a loving family.

In the period after the war, throughout the 1940s and even through to 1956, the cultural scene in Budapest remained vibrant, with a vigorous and colourful press at first, in which all the trends that survived the war-time crucible represented themselves with excellent periodicals. There were renowned musical and theatrical performances and a host of films which represented the highest standards of international cinematography. For Tom, this creative atmosphere was a central part of his upbringing:

Music was very important in our lives. It was my mother’s great source of comfort and it became one of the strongest bonds between us, though occasionally also a source of strain. I grew up listening to classical music on the radio and started going to concerts, the opera and the ballet at an early age. Tickets were cheap for everyone and sometimes even free for us, once Mami started to work for the Hungarian Philharmonia, the state bureau which organised all major musical events in the country and distributed all tickets. Its offices were just opposite the sumptuous classical building of the Opera House.

My parents were concert goers during their courtship and the short married life they had together before the war tore them apart. Mami now just had me and she started taking me to concerts and the opera at what might be considered a very early age. Works deemed suitable for children, like Tchaikovsky’s ‘Nutcracker’ ballet, Massine’s ‘La Boutique Fantastique’,  and Engelbert Humperdinck’s ‘Hansel and Gretel’ I saw before the age of six. I was not yet eight when I saw ‘Carmen’ at the Opera in a mesmerising performance…  Apart from the two opera houses of the capital (the classical Opera House and the more modern Erkel Theatre), there were outdoor performances in the summer. The outdoor theatre was near the zoo and occasionally a hapless tenor or soprano had to compete with some noisy peacocks or other nocturnally vocal animals.

There were a lot of excellent Hungarian musicians of international renown, who were not able to travel to the west. With visiting artists from the other communist countries, the quality of performances was always high… After Stalin’s death, when the regime became relatively less repressive, the first western artist to visit was the great Yehudi Menuhin. He played both the Beethoven and the Mendelssohn violin concertos in the same concert, one each side of the interval. Mami managed to get three tickets. She and her best friend Gitta (my friend Dani’s mother) were both looking forward to the concert as a high point of the year. Dani and I were to share the third ticket. He played the violin, so he had first choice and chose the Beethoven (which is longer). I was satisfied, because the Mendelssohn was my favourite, having been told that it had been one of my father’s best loved pieces of music. In any case, we could each listen to the other half outside the door. It was a magical performance and the four of us talked about nothing else for weeks.

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Tom, all dressed up for a night at the opera

Nagy’s New Course & Rákosi’s Return:

It is no wonder that Hungarians received the news of Stalin’s death on 5 March 1953 with almost unanimous relief. Gyula Kodolányi recalls how in school the next day they had to stand for a minute. Most of his friends bent their heads down, he remembers, not in mourning, but to hide glances of outright joy. Life on the streets was also commanded to halt for minutes of silence, but the attitude of the adults was similar, except for a few hysterical party members sobbing theatrically on the departure of their demigod.

As the new Soviet leadership recognised the possibility of peaceful co-existence with the West, this resulted in their recognition of the wider crisis which existed throughout their Empire in general, and Hungary in particular. Mátyás Rákosi, who was also Premier since 1952 and thought that things would return to normal once the power struggle in the Kremlin was over, was summoned to Moscow in the middle of June. In the presence of a party and state delegation he was reprimanded in a humiliating fashion by Lavrentiy Beria and the other Soviet leaders, who brutally dismissed him before his comrades for developing a personality cult and presiding over the collapse of the absurdly centralised Hungarian economy (due to policies implemented on their own demands, it has to be recognised, including the senseless industrialisation and forcible collectivisation of agriculture) and appalling living standards. At the same time, Beria announced that Imre Nagy, present in Moscow as Deputy Prime Minister, would be the new leader of Communist Hungary.  Nagy had fallen into disfavour in 1949, due to his dissent over the issue of collectivisation, and although he had gradually returned to the leadership of the party, he had managed to remain untainted by the terror. However, the ‘cadres’ in Budapest remained perplexed, since Rákosi had retained the party secretaryship, and it was therefore difficult for them to predict whether the Soviet leadership in the future would favour him or Nagy. Nevertheless, in the twenty-one months that followed, the Nagy government implemented significant corrections, justifying the description of the period as the new course. Nagy moved energetically to proclaim his policies for the new course on 4 July 1953. Kodolányi, then aged twelve, remembers walking home on a blazing hot evening in Budapest, in which all the windows were open to let in a cooling breeze:

… from every window Imre Nagy’s maiden speech as Prime Minister resounded forth from radios, often from radio sets placed on the window sills. It was a somewhat rasping but pleasant and unobtrusive voice, with intimate overtones of his native dialect of southwest Hungary… the unbelievable happened after so many years of Communism: a human voice speaking in Parliament, to real human beings. A Hungarian to fellow Hungarians. Morally and intellectually, Communism fell in Hungary at that moment – although in the world of power it remained here to pester us for another 37 years, an obtrusive carcass.

Imre Nagy may have been unaware of the full immense effect on the nation of the speech and his voice. He found his way to the hearts of the people, and at this moment already his road to martyrdom was fatally decided…

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At the earlier meeting of the party central committee on 27-28 June, Nagy had already stated that, in his view, Hungary had become a police state, and its government a shadow government in the service of the Communist Party. He demanded that the Party had to resort to ‘self-criticism’. In his historic Parliament speech, he promised the restoration of legality, the curbing of police power and the bringing of the ÁVH back under the control of the Interior Ministry. He promised a partial amnesty for political prisoners, the stopping of deportations and forced labour, and greater tolerance for religion. He also promised a sharp rise in living standards and the restructuring of the economy.  This would involve the abolition of costly development priorities in heavy industry, the restructuring of agricultural policy, the easing of burdens on the peasantry and the granting of their right to return to individual farming. His most urgent and important reforms were all codified in Parliament within a month. The effect was an immediate, immense sense of relief in society as hope, self-confidence and creativity emerged in all walks of life, despite the resistance which lurked in many pockets of Stalinist power. Too many people in positions of influence had been involved in the excesses of the Rákosi régime. Although the refreshing breeze of a new freedom of speech swept through the country, and the sins of Stalinist past were discussed widely, passions were kept in check.

However, partly owing to the power struggle ongoing in the Kremlin itself, the Soviet leadership became increasingly convinced that Nagy’s New Course was progressing too fast and dangerously. In early 1955 it decided that Rákosi had to be brought back to power. In January Nagy was censured by Khrushchev, who had displaced Malenkov, for the ‘radicalism’ of the reforms and ordered to correct the ‘mistakes’. His subsequent illness was used by Rákosi to prepare charges of right-wing deviation and nationalist tendencies against him and to arrange for his dismissal (18 April). Initially, Nagy’s replacement was András Hegedűs, a young man whom Rákosi and Gerő hoped to manipulate. However, Rákosi had not learnt the lessons of his fall from ‘grace’ and came back with the intention to take personal revenge in the spring of 1955, even though, by then, Stalinism had become a dirty word throughout the Soviet Empire. Another wave of forcible collectivisation of agriculture and a sharp increase in the number of political prisoners were among the most visible signs of re-Stalinisation. Nagy was ousted from the Hungarian Communist Party and withdrew from public life, but wrote memoranda defending the Marxist-Leninist basis of his reforms. He was supported by a large group of reformist intellectuals and revisionist Communist politicians, who still regarded him as their true leader. Tension continued to run high, so that the Soviets felt driven to interfere for a second time. The Twentieth Congress of the Soviet Communist Party in February 1956 indicated that the Kremlin now deemed the use of widespread terror to maintain the pace of the armaments race as unaffordable. Although Rákosi claimed, on his return, that the ‘secret speech’ had confirmed that no further steps were necessary to restore socialist legitimacy, the illicit listeners to it in central and western Europe knew that it put the seal on the policy of de-Stalinisation, the toleration of different national paths to Communism and the peaceful co-existence of the two world systems.

Catalysts of the Uprising:

On 21 July 1956 Rákosi was finally deposed and sent into exile in central Asia. But instead of bringing back Imre Nagy, Mikoyan appointed Rákosi’s hard-line henchman Ernő Gerő as Prime Minister, a grave miscalculation as it turned out. It was mistakenly believed in the Kremlin that by dropping Rákosi things would return to normal, but his replacement by another veteran Stalinist did nothing to satisfy either the opposition in the Hungarian Communist Party or the Yugoslav Communists, whose voice had started to matter again following the reconciliation between Moscow and Belgrade. It is clear from the 1991 account of the then British Ambassador to Budapest, Peter Unwin, that by the time of Mikoyan’s deposing of Rákosi on 17 July 1956, only Nagy had any chance of replacing him successfully as both party secretary and prime minister. But although Nagy was once again becoming a figure of influence, he was not only no longer prime minister, but was still out of office and suspended from the Party indefinitely. In appointing Gerő, Mikoyan missed the chance to make a clean break with the Rákosi régime. Gerő was an experienced, hard-working apparatchik who had been close to Rákosi since their days in exile in Moscow during the war. Although less hated than his erstwhile boss, he was equally discredited among his colleagues in Budapest. He also lacked the flexibility and skill of Rákosi.

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If Mikoyan had chosen Nagy in July, he would have given him the chance to create a position like Gomulka’s in Poland, strong enough both to resist both popular Hungarian and Soviet pressure. But the Kremlin remained distrustful of Gomulka’s efforts to come to terms with its own people and did not want to replicate these conditions in Hungary almost simultaneously. As a result, Nagy’s return to power was delayed for three vital months during the summer and early autumn of ’56, months which were also wasted by Gerő. Many Hungarians concluded that in replacing Rákosi with Gerő, the Soviets had made no decisive change in substance, even fearing that Rákosi might reappear yet again. All the old régime’s critics were equally convinced that real change could only be brought about by the return of Imre Nagy. Mikoyan kept in touch with Nagy, concluding that, should Gerő fail to establish his authority as a loyal Soviet subordinate, he would still have time to turn to the insubordinate and unrepentant Nagy.

During August and September the rehabilitation of political prisoners continued and there was no attempt made to silence the reformists clamouring for liberalisation and freedom of the press. Their success depended on their ability to stay ‘within bounds’, to gain popular control of peripheral spheres of national life, but not to threaten the central core of orthodox party power. Gerő remained reluctant to give Nagy a platform for renewed political activity. Yet the former prime minister was also a Bolshevik of nearly forty years’ standing and, as such, the one individual who could unite the nation and most of the party. Yet at the same time Gerő ignored the various unofficial promptings from Nagy, refusing to take action against him and his associates. When Nagy applied in writing for readmission to the Party on 4 October, he specifically accepted democratic centralism, in other words the right of the Party to discipline him, and Gerő’s leadership, despite the outrage of his friends. Gerő took nine days to respond to the application, making the strained atmosphere between the two camps even worse.

Discredited party functionaries were exposed in the press and the Petöfi Circle continued with its debates on burning issues like economic policy, the condition of agriculture and educational reform. After discussing the matter with Moscow, Gerő finally agreed to Nagy’s readmission. He was finally re-adopted by the party a week after the reburial of Rajk on 6 October, which turned into a 100,000-strong peaceful demonstration against the crimes of Stalinism. A delegation of Hungarian leaders visited Belgrade, and, by the time they returned, matters had already slipped beyond the party’s control. What had begun as a struggle between revisionist and orthodox Communists, set off by and adjusting to changes in Moscow, had turned into growing ferment among the intelligentsia and become a full-scale anti-Soviet revolution.

Following the reburial and rehabilitation of László Rajk and the victims of the purges of 1949, on 6th and 13th October, the newspapers carried the decision of the Political Committee to readmit Nagy to party membership. His Chair at the university and his membership of the Academy of Sciences were restored soon after, but there was no word of a return to public office. Demands for reform continued to spread and the country was soon ablaze with debate and discussion groups, which became local ‘parliaments’. But both sides seemed to back away from confrontation while events in Belgrade and Warsaw took their course. Events in Budapest were shaping as Nagy had predicted they would, with the nation facing crisis. He was close to power. The British Minister in Budapest reported on 18 October that…

Nagy’s star appears firmly in the ascendant and I am reliably informed that it is only a question of time before he obtains high office.

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As he relaxed on a short break at Lake Balaton, there was tumult throughout the country. Besides Budapest, students were calling for marches and demonstrations in Miskolc, Szeged, Pécs and Sopron.  The news of the Polish success in the showdown with Khrushchev on 19 November intoxicated them and excited mass meetings began by passing resolutions in support of Poland and ended in the formulation of demands for reform in Hungary.

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The origins and causes of the events of 1956 are often viewed through the prism of more recent attempts of central-eastern European states to wriggle free from the overarching and all-pervasive control of Soviet communism. However, whilst we may conclude that the 1956 Hungarian Uprising was an anti-Soviet revolution, based on contemporary and eye-witness accounts, there is a wealth of evidence to suggest that it was not intrinsically anti-Communist, despite the justifications used by apologists for the Kádár régime which followed. Like many of the subsequent rebellions, even that of East Germany in 1989, both the leadership and the bulk of their followers were committed communists, or Marxist-Leninists, seeking reform and revision of the system, not its total overthrow. In her detailed and well-informed analysis of the Hungarian Revolution, Origins of Totalitarianism, Hannah Arendt wrote in 1957:

This was a true event whose stature will not depend upon victory or defeat: its greatness is secure in the tragedy it enacted. What happened in Hungary happened nowhere else, and the twelve days of the revolution contained more history than the twelve years since the Red Army had ‘liberated’ the country from Nazi domination.

This was certainly the case, although, as we have seen, the twelve previous years were hardly uneventful. However, anyone who has lived through one of the accelerations of history which have happened in Europe in more recent years may have some idea of the sense of headiness engendered at that time. Arendt marvelled at the way in which the Revolution was initiated by the prime objects of indoctrination, the “over-privileged” of the Communist system: left-wing intellectuals, university students, workers; the Communist avant-garde: their motive was neither their own nor their fellow-citizens’ material misery, but exclusively Freedom and Truth”. This was, she concluded, an ultimate affirmation that human nature is unchangeable, that nihilism will be futile, that… yearning for freedom and truth will rise out of man’s heart and mind forever. What, for her, was also remarkable, was that, given the atmosphere and the lines drawn by early October 1956, there was no civil war. For the Hungarian army, the interior police and most of the Marxist-Leninist régime and its cadres, those lines were quickly swept away by the tide of events. Only the Ávó remained loyal to the hard-line Stalinist cause.

The eye-witness evidence of Sándor Kopácsi, the Budapest Police chief, and Béla Király, the commander-in-chief of the Hungarian National Guard, both committed communists, of itself provides sufficient evidence that the Revolution was not an anti-Communist counter-revolution. More recently than their accounts, a memorandum of István Bibó, a Minister of State in the Nagy government of 1956 has been translated into English. Bibó was not a Communist, having been delegated by the re-established National Peasant Party, re-named The Petöfi Party. Between January and April 1957 he wrote down his thoughts for world leaders and delivered his memorandum to the US Embassy. He was later arrested along with Árpád Göncz and others and tried for treason and conspiracy. Although given the death sentence, he was released in 1963 under the general amnesty negotiated by the US and the Vatican with the Kádár régime. In the memorandum, his contemporary interpretation of the causes of the Uprising comes across even more clearly than those of Kopácsi and Király, who were caught up in its events:

In a word, the Hungarian action of the Soviet Union, which had been meant to avoid surrendering a position, has only dealt a blow to the position of communism… … the movements in Hungary, Poland and other Communist countries have most amply demonstrated that there is a genuine and active demand for the reality of freedom and its most developed techniques… These movements have proved that the demand for change is not limited to the victims of the one-party régime, it indeed came forth from those the single-party system brought up, its youths; there need be no worry that they would lead to the restoration of outdated social and political forms… The Hungarian Revolution and the popular movements of Eastern Europe mean that the Western world can and should follow a policy line that is neither aggressive nor informed by power considerations but is more active and enterprising and aims not to impose its economic and social system on others but step by step seeks to win East European countries and finally the Soviet Union over to Western techniques of freedom and the shared political morality in which it is grounded.

The fact that this was written in hiding and smuggled out of the country lends a certain poignancy to Bibó’s perspective, since it is not influenced by the western surroundings  of exile in North America. I have dealt elsewhere with the events and outcomes of this spontaneous national uprising, as the UN Special Committee described it in 1957. What is clear from the reading of the available evidence about its causes is that Kádár’s propaganda that it was inspired and led by fascists, anti-Semites, reactionaries and imperialists, echoing, strongly at first, all the way down to the recent sixtieth anniversary, no longer has any place in the national discourse.

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Bartók Béla Boulevard elementary school Class 8a, spring 1956

Tom is third from left in the middle row, Dani in front row extreme right

Form teacher Benedek Bölöni (Béni bácsi)

Sources:

Hungarian Review, November 2016, Vol VII, No. 6.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Tom Leimdofer’s Family Memoirs, unpublished (including photos).

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