Archive for the ‘Papacy’ Category

Summer Storms Over Hungary (I): The Nazi Deluge of May-August 1944.   Leave a comment

The Introduction of ‘The Final Solution’ to Hungary:

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By 1944 it was clear that the Hungarians had backed the wrong side in the war, despite the extension of the country’s territories that its support for the Axis Powers had enabled since 1938. After their forces had been crushed on the Eastern Front fighting alongside the Germans, Regent Horthy had tried to manoeuvre a way out of the war. In March, however, when Hitler had learnt of Horthy’s plans, he forced the Regent to accept an occupation of the country and the application of the ‘Final Solution’ to Hungary’s territories through the deportation of the entire Jewish population, as enumerated in 1941, to Auschwitz.

 

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Four gas chambers were fully operation by 1943 and were working at full stretch by the time 437,000 Hungarians were brought there from early May and killed, within a matter of eight weeks, by early July. At the camp, between four and eight hundred people could be packed into huts that had originally been designed for forty-two horses, in which lice and flees were endemic.

SS Obersturmbannfuhrer (Lieutenant-Colonel) Adolf Eichmann led the special force that deported the Jews from Hungary.

He later boasted to one of his cronies that he would ‘jump laughing into his grave’ four his part in the deaths of four million Jews. In a 1961 diary entry after his conviction in Israel for genocide, Eichmann wrote, chillingly:

I saw the eeriness of the death machinery, wheel turning on wheel, like the mechanisms of a watch. And I saw those who maintained the machinery, who kept it going. I saw them, as they re-wound the mechanism; and I watched the second hand, as it rushed through the seconds; rushing like lives towards death. The greatest and most monumental dance of death of all time; this I saw.

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Ghettoisation, Deportation & Collaboration:

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Above: The Dohány Street Synagogue, at the centre of the Jewish ghetto in 1944-45.

On the morning of 3 April, British and American aircraft bombed Budapest for the first time since the beginning of the war. In response, the Hungarian security police demanded that the Jewish Council provide five hundred apartments for Christians who had been affected by the raid. Those Jews moving out of their homes were to be concentrated in apartment buildings in an area between the National Theatre and the Dohány Street Synagogue (above). The following day, 4 April, Sztójay’s minister László Baky and Lieutenant-Colonel László Ferenczy of the gendarmerie met to firm up plans for the ghettoisation and deportation of the Jews of Hungary. All Jews, irrespective of age, sex or illness, were to be concentrated into ghettos and schedules were to be would be set for their deportation to Poland. The few people who were still employed in armaments production or in the mines were temporarily spared, but only until suitable replacements could be found for them. Each regional office would be responsible for its own actions. The “rounding up” of the Jews was to be carried out by the local police and the Royal Hungarian Gendarmerie units. If necessary, the police would assist the gendarmerie in urban districts by providing armed help.  It took until 16 April for the full directive and extensive explanations to be typed in multiple copies and sent to local authorities, but the ghettoisation had already begun on 7 April. The orders were marked “secret” and bore the signature of László Baky. He declared:

The Royal Hungarian government will cleanse the country of Jews within a short time. I hereby order the cleansing to be conducted district by district. Jews are to be taken to designated collection camps regardless of gender and age.

This was the basis on which the Hungarian government agreed that the Gestapo could organise the removal of the roughly 450,000 Jews from the provinces, but not the 200,000 from Budapest. It was Adolf Eichmann’s task to organise the liquidation of Hungarian Jews. Between 7 April 1944 and 8 July 1944, we know (from the meticulous records kept by Eichmann’s SS) that 437,402 men, women and children of all ages were forced to leave their homes, first herded in to ‘collection camps’ or ghettos and then transported to Auschwitz. They were to be transported in 148 long trains of cattle wagons. At the end of April,the Jewish leaders of Hungary, together with the Hungarian leaders of the Roman Catholic, Calvinist and Lutheran Churches, in addition to the Regent, Admiral Miklós Horthy, received a detailed report about the deportation to Auschwitz, but kept their silence, thus keeping the hundreds of thousands of Hungarian Jews and their Christian neighbours in ignorance, and enabling the success of Eichmann’s timetable. The reality that no one in the villages knew anything about the plan in advance of it being carried out is borne out by the testimony of the Apostag villagers detailed below. Few survived, and of those who did, even fewer returned to their former homes. Once gathered in the collection camps, they were effectively doomed to annihilation, even before they boarded the trains.

Allied Inaction:

Although it was logistically possible for the Allies to have bombed Auschwitz by air from Foggia in Northern Italy from early 1944, the decision was taken not to bomb a camp that the Allies had known since 1942 was being used for the systematic extermination of Polish Jews. While it was evident that the unmarked underground gas chambers and crematoria might well have escaped, it is argued that it might have been possible to bomb the railway lines running to and from the camp, and would anyway have been worth the attempt. French railway lines, stations, depots, sidings and marshalling yards were principal targets during the pre-D-Day bombing operations, after all. The possibility of killing large numbers of inmates was a major consideration, of course, but a much more regularly used argument was that the best way to help the Jews was to defeat the Germans as quickly as possible, for which the RAF and USAAF needed to bomb military and industrial targets instead. On 26 June 1944, the US War Department replied to a request from American Jewish organisations for the bombing of the Kosice (Kassa) – Preskov railway line between Hungary and Auschwitz by saying that it considered the most effective relief to the victims … is the early defeat of the Axis. By then, the opportunity to save the remainder of the Hungarian Jews from outside Budapest had telescoped to little more than a fortnight, since the last deportations were on 9 July and photo-reconnaissance, weather analysis and operational planning would together have taken longer than fifteen days. One historian has concluded that … Even if it had been successfully bombed, Jews would simply have been transported over a different route.

In any case, with the Allied Chiefs still concentrating on the battle for Normandy (Caen only finally fell on 9 July), the bombing of Auschwitz and/ or Kosice was not likely to get much high-level consideration. Nonetheless, the camp inmates desperately wanted the camps to be bombed, even if many of them would have been killed in the process. When the nearby IG Farben factory was attacked, killing forty Jews and fifteen SS, the inmates quietly celebrated.

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The first transports from Hungary to Auschwitz began in early May 1944 and continued even as Soviet troops approached. The Hungarian government was solely in charge of the Jews’ transportation up to the northern border. The Hungarian commander of the Kassa railroad station meticulously recorded the trains heading to Auschwitz with their place of departure and the number of people inside them. The first train went through Kassa on May 14th. On a typical day, there were three or four trains, with ten to fourteen thousand people on each. There were 109 trains during these 33 days through to 16 June, as many as six trains each day. Between June 25th and 29th, there were a further ten trains, then an additional eighteen trains between 5-9th July. By then, nearly 440,000 victims had been deported from the Hungarian towns and countryside, according to the official German reports. Another ten trains were sent to Auschwitz via other routes from Budapest, while seven trains containing over twenty thousand people went to Strasshof at the end of June, including two from Baja, on the lower Danube.

The Deportation of Rural Jewish Communities:

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The village of Apostag is in the County of Bács-Kiskun, occupying an area of thirty-two square kilometres, and with a population of just over 2,100. It is located close to the eastern bank of the River Danube, to the south of Budapest. It is both a village and a municipality. There has been a Synagogue in Apostag since 1768, by which time the Jewish population had developed into a sizeable, settled community, worthy of its own place of worship.  The Jews had first settled in this part of Hungary at the beginning of the Turkish occupation, following the Battle of Mohács in 1526.

By the end of the Great War and the beginning of the living memory of those giving oral evidence, there were some 2,300 inhabitants of the village and 104 Jewish families. Some of them owned land and some rented it, so not all the Jewish families were rich, and some remained quite poor. There were between one and three children in the families (smaller than the average ‘Magyar’ family). Twenty-four councillors were elected for the Village Council, one for each group of ten families. These representatives needed to be fairly wealthy landowners to qualify for election and the fact that twelve of these councillors were Jewish also shows how integral a part of the leadership of the village they had become.

One of these councillors, János, had joined the army in 1940 and was a soldier until 1948. He was only given leave once during this time, and this, crucially and perhaps poignantly, happened to be in May 1944. While he was at home, the Jewish families were taken away from the village. There is no evidence that anyone in the village, including ‘regular’ soldiers like János, had any prior knowledge of the Nazi deportation plan. Even if they had heard something, there were only two cars in the village in 1944, so there was no real possibility of escaping abroad in the days and nights before it was so rapidly and ruthlessly enacted. As it happened, János was surprised by the speed with which the Hungarian Gendarmerie and ‘Military Police’ came in and took the Jewish people to Kalocsa. No one knew where they were being taken, or how long they would stay there, or what would happen to them. They were told to gather what they needed and they had to leave this village. Two little girls, aged 9 and 11, were somehow left behind, and they were able to stay on for a while, but one day the soldiers came and took them to Kalocsa as well. He was able to talk with the Hungarian soldiers who said that they weren’t very happy to take the girls away, but they had to do this. In 1991, the surviving villagers recalled:

When the Jews had to leave this village, Anna saw a little girl in someone’s lap, crying, ‘don’t let me go away, I want to stay here’, but she had to go as well. Everybody had to leave this village. When the Jews had to leave the village, they didn’t want to leave their houses and were wailing at the walls. They were kissing the walls with their lips and caressing them with their hands. The children were crying. It was really terrible. Some of the Christian families who lived close to the Jews went to the Jewish houses to say goodbye, and it was a very sad event, such a sad thing that they cannot forget it.

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The Library in the Village House (former synagogue), Apostag, 1991.

All the witnesses agreed in their evidence that the village people who weren’t Jewish couldn’t do anything to save their Jewish neighbours. The villagers also told us how they had watched from the nearby woods, in secret disbelief, as the soldiers took the Jews away in May 1944. They went on carts from the village to Kalocsa, which although further south of Budapest along the Danube, was apparently used as an assembly point for the Hungarian Jews being sent to the concentration camps. The villagers all stated that they did not know this at the time. So, when the Jewish people were taken away from the village, nobody knew anything about where they would go. They went by horse and cart to Kalocsa, some with their non-Jewish servants driving, so unaware were they of the ghastly reality which awaited them. All anyone knew was that they would stay for a while in Kalocsa, but nothing else. Of the roughly six hundred Jews deported from the village, only six ever returned after the war, before emigrating.

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In total, 147 trains were sent to Auschwitz, where 90% of the people were exterminated on arrival. Because the crematoria couldn’t cope with the number of corpses, special pits were dug near them, where bodies were simply burned. It has been estimated that one-third of the murdered victims at Auschwitz were Hungarian. For most of this time period, 12,000 Jews were delivered to Auschwitz in a typical day. Photographs taken at Auschwitz were found after the war showing the arrival of Jews from Hungary at the camp (see above and below).

The devotion to the cause of the ‘final solution’ of the Hungarian Gendarmerie surprised even Eichmann himself, who supervised the operation with only twenty officers and a staff of only a hundred, including drivers, cooks, etc.

Very few members of the Catholic or Protestant clergy raised their voices against sending the Jews to their death. A notable exception was Bishop Áron Márton, in his sermon in Kolozsvár (now Cluj Napoca in Romania) on 18 May. But the Catholic Primate of Hungary, Serédi, decided not to issue a pastoral letter condemning the deportation of the Jews. By contrast, later that summer, when the fate of the Hungarian Jews became known in the West, British Prime Minister Winston Churchill, in a letter to his Foreign Secretary dated 11 July 1944, wrote:

There is no doubt that this persecution of Jews in Hungary and their expulsion from enemy territory is probably the greatest and most horrible crime ever committed in the whole history of the world….

Churchill in France in 1944

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Above: Hungarian Jews from the Carpathian Basin continue to arrive at Auschwitz in the summer of 1944.

Even so, in the summer of 1944, the Hungarian Foreign Ministry continued to defend its actions on The Jewish Question against the mounting international outcry against the genocide, led by the United States. According to the Hungarian government, the Hungarian nation was defending its own against the…

… greatest danger… a much greater danger than that presented to the white population of the USA by the negroes or the Japanese. As the Soviet army approached the frontiers of Hungary the defeatist propaganda and disruptive activity of the Jews had had to be stopped. They had therefore been segregated and set to useful work in Hungary and elsewhere. A large number of Jews had been transferred to Germany as a workforce, as had for years also been the case with Christian Hungarians.

The Rounding-up of the Roma:

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Above: Rounding up the Roma & a labour detail in 1944

The ‘Christian’ Hungarians referred to may well have been members of the Roma communities. Alongside the anti-Jewish actions, the Roma were also herded into labour camps in several counties, including Szolnok and Bács-Kiskun, which were established on some of the larger farms. In June, those Roma designated as unreliable were moved to special concentration camps within Hungary. These were established near the bigger provincial towns, and the settled Roma communities in Szolnok, Csongrád, Bács-Kiskun, Pest, Heves and Nógrád counties were moved to camps in Szekszárd, Veménd, Pécsvárad, Baja and Nagykáta. A sizeable number of Roma and Sinti ‘gipsies’, in the tens of thousands, were also sent to their deaths in Auschwitz and other camps.

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The Role of the Regency & the Reserve Corps in ‘saving’ the Jews of Budapest:

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The idea that any member of the Hungarian government, including the Regent (pictured left), was unaware of the scale and nature of the deportations is fanciful, to say the least, as is the idea that Horthy was responsible for stopping the deportations from the countryside and/ or the capital. It is true that Horthy ordered the suspension of all deportations on July 6, but by then the Regent was virtually powerless. This is demonstrated by the fact that another 45,000 Jews were deported from the Trans-Danubian region and the outskirts of Budapest to Auschwitz after this day. Domokos Szent-Iványi (below right), an officer in the Regency and a leading member of the Hungarian Independence Movement, wrote of Horthy’s motivation:

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The Regent’s idea was not to abdicate since that would end in the destruction of the lives of many thousands of people, first of all, Hungarian Jews. His old thesis was that he was still captain of the ship of State and that his duty was to remain on the bridge until the ship was saved or went down, of course with him, the Commander of the ship…

Macartney, a fellow British diplomat, recorded in his memoirs that:

Even the Jews have reason to be thankful that he decided as he did. He did not save the Jews outside Budapest (and it may well be that a more subtle politician or one less easily influenced, could have done more than Horthy did in this direction). But he saved the Jews of Budapest, and no other man could have done it…

Photo Sándor H. Szabó / MTI

Above: The Royal Palace on Castle Hill in Buda, which housed the Regency offices, facing the Parliament House and Government offices across the Danube in Pest; taken from Gellért Hill.

The Jews of Budapest itself, numbering about 230,000, had not yet been touched except that they had been required to move into Jewish Houses, but neither had they yet been saved. The negotiations between the Jewish leaders and the Germans were still going on. Although at one time Eichmann offered to suspend the deportations, or at least the gassings, pending the conclusion of a bargain, his price was far higher than anything which the Hungarian Jews could pay. Most of the negotiations concerned relatively small numbers – in the first place, only 750 emigrants for Palestine. Later, larger numbers were mentioned, partly in connection with a remarkable offer made by the Germans to trade the Jews for war material. The Allies rejected this, and in the end, the Kasztner-Brand negotiations brought the release of only a few thousand Jews. A few Jews bought their way out privately, and these included one group whose fate involved issues of nation-wide importance. These were the inter-linked families of the Weiss, the Kornfelds, the Chorins and the Mauthners, who between them owned not only the Weiss Manfred Works on Csepel, by far the biggest heavy industrial plant in Hungary, which alone employed over forty thousand workers, but also a very large number of other assets.

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Above: Map (with Hungarian legend) showing the extent of the ‘Holocaust of European Jewry’, 1933-45, with deaths shown as a percentage of the total Jewish population, the main centres of the Jewish population in 1933 (red spots and squares) and the main concentration/ extermination camps (black spots).

In the spring and early summer of 1944, those who were interested in what was happening to Jews throughout Eastern Europe had relatively broad access to accurate information, whether from Hungarian soldiers returning from the front, or from refugees escaping from Galicia into Hungary. However, the plain fact is that these pieces of information did not interest a significant part, perhaps the majority, of both the non-Jewish and Jewish population of Budapest. Hungarian Jews looked down on other eastern European Jews and were unconcerned as to their fate. In any case, open resistance on the scale seen in Warsaw seemed futile and their faith in Hungarian society was not completely dead. Samuel Stern, the leader of the Jewish Council in Budapest, had no illusions about Eichmann’s aims, as he later stated:

I knew about what they were doing in all the occupied countries of Central Europe and I knew that their operation was a long series of murders and robberies… I knew their habits, actions, and their terrible fame.

János Horváth (born 1921, in Cece, Hungary), was an economist, becoming an MP 1945-7, who then emigrated to the US where he became founder-President of the Kossúth Foundation in New York. He returned to Hungary in 1997 and became an MP again after 1998 when he recalled how the Budapest Zionists had…

… got hold of the Auschwitz testimonies written by two Slovakian Jews, who had been able to escape from the death camp in early 1944. (They) had it translated and sent to diplomats and Jewish leaders abroad and in Hungary, as well as to Regent Horthy’s daughter-in-law, Ilona. This was the first time… as late as spring 1944, when political leaders in Europe and America read authentic personal testimony about systematic Nazi extermination going on in Auschwitz.

The saving of most of the Budapest Jews was made possible by Horthy’s reserve corps, the élite armoured battalion of Esztergom marching on Budapest on 5 July under the command of Colonel Ferenc Koszorús, dispersing and disarming pro-Nazi ‘gendarmerie’ units. This was a direct result of Horthy’s stunned reading of the testimonies…

Five years ago, on the seventieth anniversary of the German occupation of Hungary, Frank Koszorús, Jr,  the Colonel’s son and a lawyer in Washington DC, founder of the Hungarian American Coalition and President of the American Hungarian Federation of Wahington DC, wrote a clear statement of the established ‘facts’ of the Holocaust in Hungary; in the March 2014 edition of The Hungarian Review, he recorded the following view of these associations on the events of 1944:

The American Hungarian Federation, representing a cross-section of the Hungarian American community, strongly supports historical accuracy, completeness and integrity… Considering the extent of the catastrophe of the Holocaust, great care should be taken to avoid actions that serve no purpose other than to open old wounds and needlessly exacerbate controversies. Care should also be taken to objectively discuss all aspects of a period and not abuse history for political purposes.

Considering these general principles, the Federation believes:

First, that any attempt to whitewash the catastrophe of 19 March 1944 – when Hitler occupied Hungary – and the ensuing deportation and murder of 550,000 Hungarian Jews or the involvement of Hungarian authorities cannot be tolerated.

… the Federation further believes that rescue efforts by non-Jewish Hungarians who stood up against evil, such as Col. Ferenc Koszorús who intervened with his loyal troops to prevent the deportation of the Jews of Budapest in July 1944, must not be omitted, denied, forgotten or minimised. Such rescue efforts must also be acknowledged, taught and remembered for the sake of historical accuracy and to serve as examples for this and future generations of how one should behave in the face of barbarism that characterised the Nazis and their collaborators…

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Map showing the ghettos, main concentration zones and deportation routes in Hungary.

The figure for the total death toll in the Holocaust quoted above takes account of the estimate that about half of the Jews of Budapest eventually became the victims of the ‘Arrow Cross’ Terror of the winter of 1944-45. On the fiftieth anniversary of the Holocaust, Congressman Tom Lantos, a survivor of the Holocaust himself who served as Chairman of the United States House Committee on Foreign Affairs, publicly acknowledged the role of Colonel Ferenc Koszorús:

‘Colonel Koszorús’ unparalleled action (in July 1944) was the only case in which Axis powers used military force for the purpose of preventing the deportation of the Jews. As a result of his extraordinarily brave efforts, taken at great risk in an extremely volatile situation, the eventual takeover of Budapest by the Nazis was delayed by three and a half months. This hiatus allowed thousands of Jews to seek safety in Budapest, thus sparing them from certain execution. It also permitted the famous Raoul Wallenberg, who arrived in Budapest on 9 July 1944, to coordinate his successful and effective rescue mission…’

(Hon. Tom Lantos, ‘Ferenc Koszorús: A Hero of the Hungarian Holocaust’, Congressional Record, 26 May 1994.)

Himmler diaries

Above: Himmler and his journal.

In reality, the Sztójay government continued to ignore the Regent and rescheduled the date of deportation of the Jews of Budapest to Auschwitz to August 27th. What prevented the resumption was that the Romanians switched sides on 23 August 1944, causing huge problems for the German military, and it was on Heinrich Himmler’s orders that the cancellation of further deportations from Hungary was enacted on 25 August. Horthy finally dismissed Prime Minister Sztójay and his government on 29 August. By that time, the deportations from the Hungarian and sub-Carpathian villages had been completed, however.

The Jewish Council, Samuel Stern & Kasztner’s Train:

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In 2012, Zsolt Zágoni edited and published a notebook written in 1944 by Rózsi Stern, a Jewish woman who escaped from Budapest. Written in Hungarian, it was translated into English by Gábor Bánfalvi, and edited by Carolyn Bánfalvi. The notebook is of primary historical significance because it summarises, in forty-four pages of handwriting (published in facsimile), the events beginning from the German occupation of Hungary on 19 March 1944 until the author’s arrival at Bergen-Belsen. It describes the general scene in Hungary, the looting of her family home, and the deportation of the Jews from Budapest. Rózsi Stern was the daughter of Samuel Stern. In March 1944, he was the leader of the group which was obliged to negotiate with Adolf Eichmann, the SS man in charge of the final solution in Hungary, about the fate of the Jewish community. Given the controversy surrounding these events, and Stern’s life, it could be seen as a controversial document. However, as Zágoni himself points out in his ‘Foreword’,

… the importance of the notebook is that an everyday person – realizing the extraordinariness of the events – decides to tell her story, her fate, and the dramatic days of her family’s life and the black weeks and months of in Hungary … while she tries to understand the incomprehensible.

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Rózsi’s account goes on to describe what happened to close relatives and neighbours in Budapest, as well as to the Jews in the countryside and provincial towns, where the Jews were first of all forced into ghettos and then deported or sent to forced labour camps as part of the army. Ghettos were then made in Budapest as well, and designated buildings were marked with a yellow star hanging on the front gate. In the best cases, friends and relatives were able to move in together, five or six of people to one room. Rózsi’s family had to move because their house was designated as a yellow star building, and they occupied his apartment on the first floor, though all the other Jewish people staying there were soon moved on to another apartment house. Together with their father, there were nine of them living in the apartment by June 1944. Her husband, Gyuri, decided they should leave for Palestine, but her seventy-year-old father could not be persuaded to leave his responsibilities, and Rózsi could not imagine parting with him and her mother’s grave. She would also have to leave her husband’s family, including her eighty-year-old mother-in-law. In the end, she decided to leave with her husband and daughter, accepting the place reserved for her on Kasztner’s Train. They were supposed to spend eight to ten days in a German camp outside Vienna and then travel through Germany and Spain to reach Palestine. The question was whether the Germans would keep their word and allow them to reach the Spanish border. The deportees on the Kasztner train numbered 1,684. Rózsa and Gyuri, her husband, were among the ‘privileged ones’ as she described them, those who ‘had a little hope to survive’:

One day my father told us that if we wanted to leave Budapest, there would be one more chance to make ‘aliyah’ to Palestine with the Zionists. This was the particular group I already mentioned. Gyuri, without any hesitation, decided to take the trip, even though this was also very dangerous. He couldn’t take all the stress and humiliation any more, or that so many of our good acquaintances had been taken into custody at Pestvidéki… We received news every hour: in Újpest and Kispest they are already deporting people, and on July 5th it will already be Budapest’s turn… In spite of the immunity that we were entitled through my father – and the protection of the German soldier who was ordered to live with us by the Gestapo (he was protecting us from the cruelty of the Hungarian gendarmerie) – Gyuri decided that we should take this opportunity and leave. 

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Above: Samu Stern’s memoir written in 1945, before he died on 9 June 1946, with his photo on the cover.

Despite this decision, they were still hesitating on the eve of their departure, 29 June, when ‘Mr K.’, Resző Kasztner, who started this aliyah, came to see them and brought news that forced them to make a final decision. He also tried to persuade ‘Samu’ Stern to leave, because, he said, “if there are no mice, there is no need for a cat either.” He reassured them that he had a firm promise that they would reach their destination and that the best proof of this was that he and his whole family would be going with this ‘aliyah’. Unlike his family, Samu Stern decided to stay in Budapest, and somehow survived the terror of the Arrow Cross rule of the winter of 1944-45. However, when the Soviet troops arrived, he was accused of collaboration. The police started an investigation against him, but he died in 1946 before his case could go to court. His activity in 1944, manoeuvring between cooperation and collaboration, is still controversial, as is that of Kasztner and Brand, but it is not the topic under discussion here. However, when considering the question of his anti-Zionism in relation to the potential for Jewish resistance, we need also to notice the total indifference of the Hungarian authorities in Budapest towards the fate of the Jewish population.

On 30 June, her father, accompanied by the German soldier who had been billeted with them, took them by taxi to the camp with their luggage. After two hours trying to ensure their safety, he left them at the internment camp, the synagogue on Aréna Street, which was already crowded with people, mostly those saved from the brick factories in the countryside. Finally, after an anxious day standing in the pouring rain, they boarded carriages ready to depart:

After a two-hour carriage ride, we arrived at the Rákosrendező train station – on the outskirts of Budapest – totally soaking wet. It was starting to get dark by the time we occupied the wagon that was assigned to us.The suitcases were piled up against one of the walls of the wagon, and the backpacks were hanging on nails all around. In the meantime, people from other camps arrived, so by the time everyone got on there were seventy-two of us in our wagon… The wagon was only supposed to hold six horses or forty people…

We were sitting on our blankets, as tightly packed as we could be. There were twenty-six… children in our wagon, including sixteen orphans with one guardian lady… It was a miserable scene, especially seeing so many mentally worn-down people. Some people tried to stretch out, which was almost impossible, and others tried to make room for their legs while they were sitting.  Little children were crying from fear and because of the unusual environment; the bigger ones were fatigued, sleeping and leaning on one another. The adults, worn out from the stress they had gone through, were arguing or weeping in silence.

Everybody was wondering how long we would be able to take this. And we took it, and even worse… The wagon had no toilet, of course, so our human needs could only be taken care of when the train stopped for awhile and we got permission to get off, which was not too easy either as the wagon was very high, so women and children could only get off and on with help and that could take some time… People jumped off the train like animals and shamelessly took care of their needs… because there wasn’t enough time to get farther away…

On Saturday July 1st at 10 a.m., we departed (from Ferencváros Station). We all rushed to the wagon’s only small window to wave a last goodbye to Budapest and everything and everyone that meant our life until now. Tears silently dripped down our faces and our hearts were broken from the pain. Maybe this was the last time we would ever see the Danube, the bridges, and the whole beautiful city where we were born and raised. The youth began to sing the “we’re going to find a new homeland” Hebrew song. Perhaps they will find it, but the older ones cannot be replanted.

The train moved at a quick pace to the border at Mosonmagyaróvár, arriving there at 6 p.m. During the night a baby girl was born, with the help of the doctors in the carriage. They stayed there for four days, built latrines, washed fully and washed their clothes, and bought provisions from local villagers. Their German guards protected them from the cruelty of the Hungarian gendarmerie. On 6 July the train was directed to Komárom and rumours spread that they were being taken to Auschwitz. However, they arrived at the station in the Vienna suburbs in the evening of 7 July and were then moved on to Linz by the next morning, having been told that the camps around Vienna were full. Here they were disembarked and disinfected, fearing that they were to be gassed. When they departed, having been thoroughly humiliated and terrorised by the guards, they had little idea where they were going or how many more nights they would spend on the wagon:

The train sped towards Hannover. We stopped one or two times because there were airstrikes., but this didn’t even affect us anymore. We had submitted to our fate and were totally indifferent.

We arrived on the 9th, a Sunday morning, at an improvised forest station near Hannover. It was a huge prison camp. We washed ourselves in big troughs and after an hour’s break, we sped further towards our destination, Bergen-Belsen.

A whole bunch of German soldiers were waiting for the train, holding enormous bloodhounds on leashes… They yelled their orders harshly. They counted us by putting us in lines of five. This took about an hour and a half in the strong afternoon sun, and we almost collapsed from fatigue. After this, we walked nine kilometres. Sick and old people and our luggage were carried on trucks… We reached an immense camp. There were prisoners here of all types and nationalities: Russian, Polish, French, Dutch, Hungarian and Jewish. Each barrack block was separated with wire fencing. We got block 11. When we arrived, everyone was registered, and then they assigned our accommodation. Men and women were separated… 

About 160 of us were placed in one barrack, as an average. It was a dark wooden building with one small window (without lighting in the evening) and three-level wooden bunk beds above each other. Lydia and I got bottom beds so I wouldn’t have to climb ladders. Between the beds there was just enough room to turn around. It was very sad to move in here, but we were so tired that we were happy to have the possibility to finally stretch out. However, this only happened much later. Once everybody had a bed, we received an order to line up… Lining up took place in the yard, with people grouped by barracks. The first lineup took two hours in the pouring rain, with us wearing thin summer clothes without hats…

The first dinner was next. They brought soup in pots. We stood in a line individually with the mess tins we were given. Unfortunately, no matter how hungry we were, we couldn’t swallow this slop. In the backpack we still had a little bit of food left from home, but we really had to be careful with that because our prospects were not very encouraging… we had to lie down wet, without blankets. It was a divine miracle that we didn’t catch pneumonia…

It is hard to imagine sleeping in these physical and mental conditions. Sometimes a child would start crying, suppressed sobbing and deep sighs, for the old life and loved ones we left behind. You could hear other people snoring, and the different emotional and physical manifestations of 160 people. There was not a single minute of silence. Crowds of bedbugs and fleas rushed to welcome us. However, towards the morning, sleep still overcame me because I was greatly exhausted.

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That is where the notebook ends. On 1 August 1944, Lídia (pictured above) sent a postcard, which still exists, from Bergen-Belsen to her fiancée,  in a labour camp in Northern Transylvania. It told him that she and her parents were ‘doing well’ and had ‘the best prospects’ of continuing on their journey. Apparently, a ‘Collective Pass’ allowing group border crossing, stamped by the Swiss Embassy in Budapest and signed by its Consul, Carl Lutz, was what eventually secured their onward journey and border crossing. After their round-about route to Bergen-Belsen and their horrific sojourn at the death camp, the refugees were then taken in two groups to Switzerland. One of these groups, comprising 318, including Rózsa Stern and her husband and relatives, arrived in Switzerland relatively quickly, while the other could only pass the German-Swiss border in December 1944. About a dozen people died on the way. Rózsi Stern (Bamberger) died in 1953, the year after her husband György.

Rezső Kasztner’s personal courage cannot be doubted since he returned from Switzerland to Nazi Germany to rescue more people before he himself emigrated to Palestine, where he was assassinated by Zionist extremists in 1957.

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(to be continued…)

Posted June 23, 2019 by TeamBritanniaHu in anti-Semitism, Austria, Axis Powers, Britain, British history, Castles, Christian Faith, Christianity, Church, Churchill, Communism, Conquest, Deportation, Economics, Ethnic cleansing, Ethnicity, Eugenics, Europe, Factories, Family, France, Genocide, Germany, History, Holocaust, Humanitarianism, Hungarian History, Hungary, Integration, Israel, Italy, Jews, liberal democracy, manufacturing, Marxism, Memorial, Narrative, nationalism, Palestine, Papacy, populism, Refugees, Russia, Seasons, Second World War, Serbia, Technology, terror, Transference, tyranny, United Kingdom, USA, USSR, War Crimes, Warfare, Women at War, World War Two, Yugoslavia, Zionism

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Who was Hereward? Outlaw Legends and the Myth of the ‘Norman Yoke’.   4 comments

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Above: An illustration by Henry Courtney Selous for Charles Kingsley’s 1865 novel, depicting his attack upon Normans on discovering the loss of his family and lands.

The comic-strip, super-hero and ‘super-villain’ version of the events of the Norman Conquest is an important part of British mythology, but it does not match much of the written record, let alone the architectural and archaeological evidence spanning the early middle ages, from the reign of William I to that of Edward I. The legendary story begins with the Norman’s tireless, heroic and ultimately cataclysmic cavalry charges on the Saxon shield wall at Senlac Hill, near Hastings, followed by their terrorising, or harrying of the north with fire and sword. The Saxons and Danes had captured York, pulling down the castle and seizing all the treasure in it. According to a contemporary chronicle, they killed hundreds of Normans and took many of them to their ships. William’s vengeance was swift and merciless, as recorded in his own words:

I fell on the English of the northern shires like a ravaging lion. I ordered that all their homes, tools, goods and corn be burnt. Large herds of cattle and pack-animals were butchered wherever found. I took revenge on many of the English by making them die cruelly of hunger.

The narrative continues with the Norman’s ruthless mopping up the resistance by Hereward the Wake in the soggy Fens of East Anglia, and It ends with the conquest of Wales two hundred years later. But history is usually written by the victors, and it is all too easily to underestimate the precarious hold which William and his few thousand men held over the combined Danish and Saxon insurgents during the first five years of their rule. It was their accompanying land-grab and their tight system of feudal dues, later mythologised by the conquered Anglo-Saxons as ‘the Norman Yoke’, which enabled them to impose control, though this too was resisted by the thanes, among them Hereward in East Anglia.

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A King’s Thegn was one of the nobles who served King Edward the Confessor, carrying out his orders and seeing to it that others obeyed the King. Had it not been for the Conquest, Hereward would have become a King’s Thegn after his father Asketil’s death. One of his uncles was Abbot Brand of Peterborough, and all five uncles were all sons of a rich merchant, Toki of Lincoln. In 1063, Abbot Osketil of Crowland had begun the building of a new Abbey Church, for which he needed to raise plenty of money. One way of doing so was to rent out the Abbey lands to local lords who would pay an annual sum to the monastery, and one of those who agreed to do so was a young man of eighteen named Hereward Askeltison. As the son of a wealthy local Thegn in the service of King Edward, the Abbot thought that he would be a reliable tenant. Hereward agreed to rent a farm at Rippingale near Bourne in Lincolnshire for an annual rent to be agreed with the Abbot at the beginning of each year. At the end of the first year, Hereward and the Abbot quarrelled over the rent. The Abbot also complained to his father, who mentioned the matter to the King. Hereward had already upset many of the local people of South Lincolnshire, causing disturbances and earning himself a reputation as a trouble-maker.

Hereward the Exile:

King Edward gave the young man five days in which to leave the Kingdom or face worse penalties. Thus Hereward was already a disgraced ‘outlaw’ before the Conquest, forced into exile by his own father and king. It was said that he escaped to Northumbria, as far away from Winchester, then still Edward’s capital, as he could get. Whichever route he took, at some point he boarded a ship to Flanders and was shipwrecked on the coast of Guines, between Boulogne and Calais. In order to earn a living, he began a career as a mercenary soldier. After winning a duel with a Breton knight, he married a noble lady from St. Omer, Turfrida. At this time, an early form of Tournament was becoming popular in France and Flanders, in which groups of men, sometimes on foot and increasingly on horseback, fought each other in front of large crowds. Hereward fought at Poitiers and Bruges, winning a reputation as a tough and skilled competitor. This was how he met and fell in love with Turfrida.

Hearing that Lietberg, Bishop and Count of Cambrai needed soldiers, Hereward joined his army and became one of the twelve knights who formed his bodyguard. He took part in small wars in the area between lords such as Baldwin II of Hainault, a grandson of the Count of Flanders, and Arnulf the Viscount of Picquigny. Hereward was noticed by Baldwin II’s uncle, Robert the Frisian. Robert was planning a campaign on behalf of his father, Count Baldwin V, who had decided to capture the area then called Scaldemariland, comprising the islands at the mouth of the River Scheldt. He took forty ships with an army under his personal command, with Hereward as commander of the mercenary soldiers. Hereward also had to train the younger, newly knighted men. Fierce fighting followed the attack and at the first the islanders resisted so stubbornly that Robert had to fall back and call for reinforcements.

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The islanders boasted later that they had captured their enemy’s battle standard or ‘Colours’, which was considered a great achievement. The Count’s son then launched a stronger attack against the islands because the whole area had risen up against him. He was attacked from all sides, from the islands and from the sea. The invaders on the island of Walcheren, attacking its defences, and Hereward, in what became his trademark in war, suggested setting fire to the enemy wagons. He led a force of three hundred men ahead of the main army and they killed many hundreds of men. He then took a great the high ground with a force of a thousand knights and six hundred foot-soldiers, following this by attacking the enemy in the rear, killing the rearguard. That was too much for the islanders who sued for peace, being forced to pay double what the Count had originally demanded in tribute. Hereward and his men were allowed to keep all the plunder they had seized during the fighting. He used part of his share to buy two fine horses, calling his favourite one ‘Swallow’.

Return to England:

Just as his success was being celebrated, Count Baldwin V died and was succeeded by his elder son, also called Baldwin, much to the displeasure of the younger brother, Robert the Frisian. That brought an end to Robert’s Scaldermariland campaign, and of Hereward’s role as a mercenary commander, but his successes had made him quite rich by that time. This was when he heard that England had been conquered by the Normans and, leaving his wife in the care of his two cousins, Siward the Red and Siward the Blond, he decided to return to England to find out what had become of his family. Once there, he found out that both his father, Asketil, and his grandfather Toki had been killed in the fighting, in addition to his younger brother, Toli, so he decided to join those Saxons known by the Normans as ‘Wildmen of the Woods’ who were resisting the invasion. Although the English had at first been prepared to accept William’s rule, they had become increasingly rebellious due to the behaviour of the ‘robber’ barons and their knights. There had been widespread looting and the lands of the thanes who had been killed in the three battles of 1066 had been simply handed over to the Norman barons without any compensation to their Saxon holders. Those left in charge of the kingdom when William returned to Normandy after his coronation as King did nothing to control their men.

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The rebels had taken refuge in woods, marshes and river valleys and Hereward, who had been born in South Lincolnshire, now returned to the area he knew best, the Fens. He first visited his uncle, Brand the Monk, who had succeeded Leofric as Abbot of Peterborough. The Abbot had returned ‘sick at heart’ from the Battle of Hastings and died of his wounds. Brand had angered King William by paying homage to the boy Prince of Wessex, Edgar Aetheling (the Saxon heir latterly recognised by Edward the Confessor), who was proclaimed king by the Witenagemot following Harold’s death and before William reached London and was crowned on Christmas Day 1066. William made him pay a fine of forty marks for this, a huge sum of money in those days, perhaps equivalent to a thousand pounds in today’s money. Hereward had held some of his lands as protector of Peterborough and now renewed his promise to protect the Abbey. But he also found that all his lands, together with those of his father and grandfather, stretching across more than seven shires, had been expropriated. His own lands had been given to a Breton knight called Ogier and several great Norman lords had shared out his family lands, including Bishop Remigius of Dorchester, who had moved his ‘seat’ to Lincoln, where he was building a new Cathedral on land that had once belonged to Hereward’s grandfather, Toki. Others who had helped themselves to his family’s land included Ivo Taillebois, the Sheriff of Lincolnshire, William de Warenne, later Earl of Surrey and a Flanders knight, brother-in-law of de Warenne, Frederick Oosterzele-Scheldewineke, whom Hereward waylaid and killed in Flanders, signalling a start to his rebellion.

The Norman land-grab – Domesday evidence:

The rebellion in East Anglia and Northumbria took place against the backcloth of the Norman land-grab as evidenced in the Domesday Survey of 1086. In Suffolk, Coppinger’s 1905 book chronicling the manorial records helps us to piece together something of the history of each manor, including those that belonged to Hereward’s kinsmen before the Conquest. We find that in pre-Conquest times, the village of Aspall in the west of the county had two small manors, one held by Brictmar in the time of Edward the Confessor, a freeman under commendation to Edric. He held thirty acres, which at Domesday was held by Robert Malet as the tenant of his mother. She was the widow of William Malet, a baronial tenant-in-chief, who accompanied the Conqueror from Normandy and was one of the few Norman barons proven to be present at Hastings, taking care of Harold’s body after the battle, on William’s command. Legend has it that his William Malet’s mother was English and that he was the uncle of King Harold’s wife Edith, the claim being that he had a sister Aelgifu who married Aelfgar, Earl of Mercia, the father of Edith. Despite his obviously divided loyalties, William of Normandy rewarded Malet’s faithfulness. He was soon appointed High Sheriff of Norfolk and Suffolk, and given the great honour of Eye (Priory), with lands in Suffolk and several other shires. It was, in fact, the largest lordship in East Anglia. He built a motte and bailey at Eye and started a market there. He died in 1071, probably in trying to crush the rebellion of Hereward the Wake, and on his death was one of the twelve greatest landholders in England. His son Robert later became a close advisor to Henry I, and at the time of The Domesday Survey, held 221 manors in Suffolk alone.

William de Goulafriere, who had also accompanied the Conqueror from Normandy, also held three acres in Aspall, valued at fifteen shillings. The nearby large village of Debenham consisted of three Saxon manors, the first held by Edric, a Saxon freeman under commendation to William Malet, with sixteen bordars, twelve ploughteams in demesne and three belonging to the freemen, four acres of meadow, wood enough to support sixty hogs, a rouncy (a cart-horse), four beasts, forty hogs, thirty sheep and forty goats. At the time of Domesday, the manor was held by William de Goulafriere, as sub-tenant to Robert Malet. There were one and a half ploughteams belonging to the freemen, woodland for forty hogs, of which there were twenty, together with six ‘beasts’ (oxen), forty-five sheep and twenty-eight goats. The value of the whole estate had declined from sixty shillings to fifty shillings at the time of Domesday, which shows that the Conquest could well have had a negative effect on the wealthier Saxon manors, possibly due to the amount of woodland which was cut down for building castles. William de Goulafriere also held over the freemen on Malet’s other holding of thirty-six acres, the value of which had declined from ten shillings to six by Domesday. This suggested that he managed the Saxon freemen for Malet, perhaps as an intermediary who understood them better and who respected him as a farmer. He also held Malet’s sixth estate of ten acres, which had half a ploughteam and was valued at two shillings. Winston, an outlying manor of Debenham appears, like the other, larger neighbouring Malet estates, to have had a very independent status as a manor, because it was held in the time of the Confessor by the Abbot of Ely, in demesne.

Like Stigand, Abbot Thurstan was a Saxon, appointed by Harold but, unlike Stigand, he was also honest and hard-working, so William did not replace him, even when he (famously) gave Hereward the Wake sanctuary from William’s soldiers in 1071, helping him to establish his hideout in the Fens. From this base, Hereward began harassing the Normans, killing and robbing them, so that King William himself was forced to offer him a truce after the outlaw thane had almost captured and killed another of his tenants-in-chief, William de Warenne. Hereward then decided to return to Flanders for Turfrida, to bring her back to England with him and also to recruit some of the mercenaries who had fought with him in Scaldemariland. While there he received messages from Abbot Thurstan telling him that his uncle, Brand, was dead and that the sons of Swein Esthrison, King of Denmark, had arrived in the Fens with a raiding army and might be persuaded to support a rising against the Normans. He was also told that King William had appointed a ‘strict French Abbot’ as Abbot of Peterborough, Thurold of Malmesbury, who was on his way to the abbey with an army of Normans from Stamford in Lincolnshire. William was said to have chosen him for his warlike disposition with the clear intention of setting him on Hereward.

Hereward’s ‘Attack’ on Peterborough:

Hereward quickly mustered his men and returned to England, arranging a meeting with the Danes at which he talked them into helping him to upset the Conqueror’s plan by seizing all the treasures of Peterborough to prevent them from falling into the hands of the Normans. Assembling his combined forces of English, Danish and former mercenaries, Hereward advanced to take control of Peterborough, crossing the Fens in large, flat-bottomed boats, using the Wellstream near Outwell, and seeking to gain entry by way of the Bolhythe Gate south of the Abbey. At first, they were resisted by the townsfolk and the monks, who had heard that Hereward and his band of outlaws, including Danes, intended to rob the monastery of its treasures, rather than saving them from the Normans. The Anglo-Saxon Chronicle, written at Peterborough, records how…

… in the morning all the outlaws came with many boats and attacked the monastery. The monks fought to keep them out.

They therefore failed to gain entry, but when his men set fire to the gate and the buildings outside the walls, he and his men, including the Danes, were able to break in. Once inside, they set about collecting everything movable of value they could lay their hands on. They tried to remove the Great Crucifix, laden with gold and precious stones, hanging at the entrance to the High Altar, but they could only take the crown from the head of Christ’s figure. Elsewhere they were more successful, taking eleven decorated boxes containing the relics of saints, encrusted with gold, silver and precious stones, twelve jewelled crosses and many other objects of gold and silver, books with jewelled covers, and the huge altar hanging, also embroidered in precious metals and jewels. They stripped the abbey of most of its precious possessions, including an ancient ‘relic’, the arm of St Oswald. The Anglo-Saxon Chronicle claimed that the outlaws then burnt down the monastery:

Then the rebels set fire to it, and burnt down all the monks’ houses except one, and the whole town… they took so much gold and so many treasures – money, clothes and books – that no one could add them up. They said they did it out of support for the monastery.

They left the area around the monastery, devastated by fire, on hearing that Abbot Thurold and his men were on their way from Stamford. Several senior monks went with them, and none were harmed. Despite the fire, no serious damage was done, and Thurold was able to resume church services within a week of his arrival. However, the Danes held on to the greater portion of the ‘booty’ and refused to assist in further resistance to the Normans. King Swein ordered them to return to Denmark, leaving Hereward and his men to face King William’s wrath. On the journey home, however, they ran into a storm which wrecked most of their ships with the loss of both men and treasure. Hereward and his men returned to their refuge at Ely and held out for several months against all the efforts of the Norman barons, aided by Abbot Thurold, to dislodge them. Hereward’s forces continued to harry the Normans at every opportunity, eve, on one occasion, surrounding Thurold and a company of men, only releasing them on payment of hundreds of pounds ransom, equivalent to thousands in today’s money.

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Ely – Iconic Isle & Impregnable English Stronghold:

At Ely, Hereward became a magnet for rebel Englishmen and Danes, since he himself was of Danish descent. Following his initial disappointment with the Danes who helped him to ‘sack’ Peterborough, he made all those who joined him swear on the tomb of Etheldreda (see the picture below from the Cathedral nave) that they would stick together against the Normans. The Abbey, sixteen miles north of Cambridge, had been founded as a monastery in 673 by St Etheldreda. Destroyed by the Danes in 870, part of it was still standing in King Edward’s reign, though the present building was begun in 1083, after the events described here. Many of Hereward’s supporters who gathered there were his relatives from Lincolnshire, but he was also joined by another Dane, called Thorkell of Harringworth, who had lost his lands in Northamptonshire. Others included the rich landowner Siward of Maldon in Essex, Rahere ‘the Heron’ from Wroxham on the Bure in the Norfolk Broads, Brother Siward of the Abbey of Bury St Edmunds and Reginald, Hereward’s standard-bearer. They carried out a series of raids against the Normans, pillaging far and wide and sometimes suffering heavy losses themselves. They reassured many people that all was not yet lost. For a time, William did nothing, leaving the task of dealing with Hereward to the local barons such as William de Warenne from Castle Acre, William Malet from Eye in Suffolk and Richard fitzGilbert from Clare. But following the rising in the North in 1069 in support of Edgar Aetheling, the last Saxon heir to the thrones of Wessex and England, the Conqueror changed his mind.

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Many of the commoners followed their thanes, often in open rebellion, and even to the point of civil war. William responded by resorting to terror tactics in his well-known ‘harrying of the North’. Two of the last surviving Saxon Earls from King Edward’s time, the brothers Edwin, Earl of Mercia and Morcar, Earl of Northumbria, soon lost all faith in the new Norman king. They feared that as part of his revenge for the rising, which caused William to burn and destroy large tracts of Yorkshire and Durham, they too would be imprisoned. They escaped from their ‘house arrest’ at the King’s court and hid out for six months in the woods and fields, evading recapture. Hoping to find a ship to flee to Flanders, they arrived at Ely, accompanied by other Saxon nobles and their household troops. These included Bishop Athelwine of Durham and two of Edwin and Morcar’s relatives, Godric of Corby and Tostig of Daventry. They all met up in the Fens near Wisbech and persuaded Hereward to allow them to spend the winter at Ely. They had returned south after the rising when Prince Eadgar and Maerleswein, the English sheriff of Lincolnshire and their supporters, had sought refuge with King Malcolm Canmore of Scotland, who had married Eadgar’s sister, Margaret of Wessex, following the family’s flight from the Norman court and their shipwreck at the mouth of the Forth.

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So the remnant of the rebellion against William was now gathered in one place and William could not resist the opportunity to destroy it once and for all. But it was not going to be easy to deal with them since Ely was an island surrounded by the Fens and almost impregnable. The rivers and the deep, almost bottomless meres combined with the marshes surrounding the Isle made it a tremendous obstacle to any army, especially one like the Norman army, whose strength was in its heavy cavalry. Any attempt at the waterborne assault could be easily repelled. The available ways onto the Isle from Earith, Soham or Downham were well known, difficult and easily defended. The rebel defenders had built ramparts of peat surmounted by strong fences from which javelins and other missiles could be launched. King William also realised that a large fighting force within these defences, well stocked with food and water, could hold out almost indefinitely and, commanded by Hereward, a soldier of proven ability, a headlong ground attack was unlikely to succeed without heavy losses.

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William’s Attempts to Lay Siege to the Isle:

Hence, the King decided to mobilise both ground and naval forces on a large scale. The chronicles of the time record how he set his ships to blockade the Isle from the ‘seaward’ or northern side and set a siege on the landward side. The various accounts of the attack are confused, but what took place is clear enough. King William gathered his élite troops and commanders together at the castle in Cambridge and planned an assault which meant crossing the fen at its narrowest point by strengthening the existing causeway. This was a very old track called the Mare’s Way, running from Willingham to an Iron Age earthwork called Belsar’s Hill. There he quickly set up camp, building a palisade along the rampart of the old fort. He then forced all the local people to provide him with materials with which he continued to reinforce the causeway, building a bridge which would enable his army to cross the Old West River onto the Isle.

William also set up an advance post at ‘Devil’s Dyke’, near Reach, and some of his men attempted to cross the West River below where it was joined by the River Cam. In the meantime, Hereward carried out scouting forays, building up stocks of food and weapons, killing or wounding any parties of Normans found away from their base. He fortified the weak spots on the dykes with walls of peat and easily repulsed the Normans, counter-attacking at Reach. He led a small raiding party of seven men against the outpost and killed all the guards there, except for one Richard, son of Osbert, who was the last man standing, while none of the seven attackers was killed. Richard later reported on the action to the King’s War Council, and of how Hereward had gone on to burn down the nearby village of Burwell before retreating as reinforcements were brought up. William moved his troops to a point on the West River not far from the modern hamlet of Aldreth, some way to the east, where the fen was narrower than elsewhere. There he set about building a floating structure loosely described as a bridge supported by sheepskins filled with air, which may have been sabotaged by its local peasant builders. There was a suggestion that the bags were partly filled with sand so that they would gradually sink.

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As soon as it appeared to be ready, and before the defenders could react, a large number of knights and men-at-arms rushed onto the bridge, eager to be the first on the Isle with its promise of rich plunder. The whole construction was so unstable that it collapsed, throwing all the men on it into the river and the surrounding swamp so that they all, save one, drowned. Some hundreds, at least, perished, and William retreated in despair to the former royal manor of Brampton, near Huntingdon, while Hereward, entertaining the sole survivor of the disaster, Deda the knight. He was well looked after and invited to dine in the refectory of Ely monastery, along with Abbot Thurstan, his monks and the various noblemen supporting Hereward. They feasted at great wooden trestle tables in the hall with their arms and armour stacked against the walls, ready for use in action. Their shields hung on the walls behind their seats, marking their places. Deda was therefore allowed to believe that the defenders were well supplied with food from the abbey lands, including its famous eels, as well as fresh water from its wells, and wine from its vineyards. He was then set free so that he could report all this to King William. Deda did exactly that at a meeting of the King’s council, in which he told William all about the Isle of Ely:

Around it are great meres and fens, like a strong wall. In this isle there are many tame cattle, and huge numbers of wild animals; stags, roes, foats and hares… But what am I to say of the kinds of fishes and fowls, both those that fly and those that swim? … I have seen a hundred – no, even three hundred – taken at once – sometimes by bird-lime, sometimes in nets or snares.

Deda’s information almost persuaded William to give up his attack on Ely. But Ivo Taillebois, in a dramatic speech, persuaded the king that he would never live down such an ignominious retreat. This argument won the day, and work began on a new portable bridge guarded by two tall wooden siege towers. These were mounted on huge platforms on wheels and could be used to fire missiles at the opposite bank of the river to drive back the defenders. Hereward, however, had had Deda followed, enabling him to locate the king’s camp at Brampton. Hereward hid his horse Swallow nearby, disguised himself as a seller of pots and oil lamps and infiltrated the camp. He listened carefully to all that was said about the king’s plans, including one to employ a witch to curse the Islanders using a giant eel from the swamp to cast her spells. But then he was identified as the ‘notorious’ outlaw by one of the King’s men and was forced to make a dramatic escape into the marshes where he found his horse and rode back to Ely via Sutton and Witchford, leaving one Norman dead and several others wounded back at the camp.

Meanwhile, the king’s orders were being quickly carried out. He commandeered all the available boats from Cottingham and the surrounding areas so that more men and materials and men could be brought in over the flooded landscape. Great tree trunks were laid down and covered with sticks and stones to form a platform over the marsh on which the siege towers could be erected, and catapults for hurling stones were placed on the towers. But Hereward’s men had disguised themselves as labourers and mingled with the Saxon workmen. When they threw off their disguises to reveal their armour and weapons, their enemies were thrown into confusion and they were able to set fire reeds and willows of the fen as well as to the piles of wood around the siege towers, calling upon God, in English, to come to their aid. The whole structure and towers caught fire and the Normans fled in terror from the roaring flames and choking smoke. The fire spread across the fens for half a kilometre into the swamp of reeds, whipped up by the wind, with the peat below the water level also burning. The soldiers fled headlong into this in order to escape the raging flames, the noise of the crackling willows and the billowing smoke driving them mad with fear. The peat fires would have been almost impossible to extinguish, travelling underground and even underwater and erupting in explosions of steam clouds. Men trying to cross the swamp fell waist deep into burning peat. Hereward and his men, familiar with the perils of the marsh, pursued the fleeing Normans, killing many trapped by the flames, then retreating once more to the Isle.

King William Raises the Stakes:

King William, enraged by his defeat and horror-stricken with his losses, sought his immediate revenge by seizing all the lands of the abbey of Ely, distributed over a wide area, that he could lay his hands on and distributing them among his barons. News of this was carefully leaked to Abbot Thurstan and his monks, who began to have second thoughts about continuing to resist in case they lost everything. William also let it be known that Earl Morcar and other thanes would be treated leniently if they surrendered, but mercilessly if they continued their resistance. Earl Edwin decided to leave his brother and make his way to Scotland to join the Wessex resistance there. On the way, he was betrayed by three of his own men to a squadron of Norman knights. Caught in the open between a river and the sea, he was slaughtered. His betrayers took his head to King William, expecting a reward, but were themselves executed.

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Abbot Thurstan then contacted the King and offered to reveal how he could gain safe passage onto the Isle from another direction. William accepted his offer and made his way across Avering Mere by boat to a spot near the village of Little Thetford, a short distance from the town of Ely, where the river was placid and easily crossed. William took the Abbot’s advice, but it wasn’t an easy journey. His army had to take a winding march through the marshes to the mere, along a path revealed to the King by the monks. The men lost sight of each other in the eerie silence of the marsh and sometimes found themselves walking over the bodies of men and horses that had perished in the fire in the swamp. They also had to cross the many tributaries and streams running through the fens, wading through deep waters almost up to the level of their helmets and all the time harassed by attacks from the Fenlanders. King William commandeered all available flat-bottomed fenland boats, ancestors of the modern punt, to transport horses and catapults as well as materials to build yet another bridge. He had given up the idea of crossing near Aldreth because of the fires still raging in the marshes there.

The Final Norman Attack along Akeman Street:

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Eventually, William reached the area which Thurstan had described to him, near Little Thetford, bringing up the boats carrying the catapults and setting them up on the river bank. From there he began to bombard the defenders. At first, this caused the unstable ground to shake, threatening the attackers with drowning. But the Conqueror’s ‘engineers’ constructed a pontoon bridge over a number of the flat-bottomed boats lashed together and covered in willow branches, reeds and rushes. His bombardment had succeeded in softening up the Resistance and he was able to lead his men across the rapidly improvised pontoon bridge onto the Isle, driving back the remaining defenders with his horsemen. He then swept forward in a ‘pincer’ movement, one wing advancing directly towards Ely along the old Roman road, Akeman Street, while the other swept round through Witchford, where he accepted the surrender of Morcar and the nobles. However, they had left this too late and Morcar, Siward Barn and Bishop Aethelwine were imprisoned. The bishop died shortly afterwards, Morcar remained a prisoner for life and Siward Barn was only released after William’s death. He went int exile in Constantinople where he was said to have joined the Emperor’s Varangian Guard. The other leaders of the Resistance were severely dealt with; some were blinded, others lost hands or feet. The ordinary rank and file were released unharmed.

Hereward had been absent from Ely during the final Norman attack, leading another raiding party with his closest allies. On returning from this, he found that Morcar and the other nobles had surrendered and the King was already at Witchford. In his rage and despair, he threatened to burn down the town but was persuaded by Alwin, son of Sheriff Ordgar, that it was too late to recover the Isle and the Abbey. He and his allies then escaped through the Fens to take refuge in the Bruneswald, the great forest along the Fen edge in Northamptonshire and Huntingdonshire. There, for some months, he carried on his guerrilla campaign against the Norman King. Nothing very definite is known about his ultimate fate. There are two conflicting narratives, one of which was that he was captured by William’s forces of the seven shires in the Bruneswald, only for him to escape in the company of his gaoler, Robert of Harpole, who then persuaded the King to pardon him in exchange for him entering his king’s service. In that narrative, Hereward agreed and was given back some of his lands. He then lived out his life in retirement and was buried at Crowland next to his first wife, Turfrida, who had become a nun there. However, this narrative rests on two false clues. According to the Domesday Book, there was another thane named Hereward, the son of Earl Leofric and Lady Godiva, who held lands in Warwickshire in the service of the Bishop of Worcester and the Count of Mortain. Later chroniclers confused this Hereward with the Fenland outlaw. In addition, a later English rebel, Earl Waltheof of Northumbria, beheaded in 1075 for taking part in a revolt against King William, was also buried at Crowland. So some details of this narrative may be based on cases of mistaken identity.

The alternative narrative, written up in the twelfth century by the poet Geoffrey Gaimar also claims that Hereward was reconciled with William and went with him to the war in Maine where he made another fortune out of booty captured in the war. On his way home, he was ambushed by two dozen Norman knights seeking revenge against him, and died fighting single-handedly against overwhelming odds, killing about half of his assailants. Here, the poet is probably giving his hero a hero’s death within the literary conventions of the time. Peter Rex has argued that the most likely ‘denouement’ is that, after seeing out the winter of 1071 in the Bruneswald, Hereward decided that it was too dangerous for him to remain in England, so that he and his close allies and men slipped away by sea to the Continent. Once there, he probably became a mercenary once more, and either died in battle or lived to return to England in the reign of William Rufus, perhaps living quietly in Norfolk into old age and being buried in Crowland. The evidence for this comes from two East Anglian families, at Terrington near Kings Lynn and Great Barton near Bury St Edmunds, who both claim descent from him.

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The Primary Sources – The Abbey, the Man & the Myth:

The authentic primary evidence we have for the real Hereward comes mainly from the Anglo-Saxon Chronicle and the Liber Eliensis. His exile and his lands are also documented in the Domesday Book of 1086. His raid on Peterborough is related by Hugh Candidus in his History of Peterborough Abbey, written in the mid-twelfth century and in the Peterborough version of the Anglo-Saxon Chronicle, copied there in circa 1120. His other adventures are narrated in the Gesta Herewardi; the Book of the Exploits of Hereward, written partly by Leofric the deacon, who claimed to be Hereward’s chaplain, and partly by the monk Richard of Ely, who wrote Book Two of the Liber Eliensis. Both this latter text and the Gesta are based on earlier texts written before 1109 when the Abbacy became a Bishopric, drawing on the first-hand accounts of both the monks of Ely and the Norman soldiers. The epithet ‘the Wake’ which some linguists have claimed to be a synonym of ‘the Alert’ or ‘the Watchful’  was the result of a dubious claim of descent by a lesser Norman noble family named ‘Wake’, who were concerned to enhance their reputation after being given lands in Lincolnshire under King Henry I, whose own legitimacy as king was enhanced by his marriage into the Wessex Royal family.  But neither the Wakes nor the fitzGilberts, the family into which they married, had any connection with Hereward’s family.  In fact, Richard fitzGibbon was one of the Norman knights who fought Hereward’s men at the siege of Ely.

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Ely Cathedral today, with the Abbey’s Great Hall at the end of the North Transept (left).

Although the Abbey was fined heavily for its role in the resistance, and its lands were confiscated, it was only after Thurstan’s death that William appointed a Norman monk in his place. Perhaps William was also mindful of the powerful symbolism of Ely to the Saxons. Then, following the return of its manors in 1081, Simeon was made Abbot, an old but very wise and able churchman, who was related both to William and to Stigand’s successor as Bishop of Winchester. The Abbey’s land in Winston in Suffolk, referred to above, consisted of forty acres, six villeins, four bordars, two ploughteams in demesne and three belonging to freemen, as well as six acres of meadow and woodland for a hundred hogs. There was a church with eight acres, two rouncies, four beasts, twenty hogs and fifty sheep. It was valued at four pounds. At Domesday, the manor of Winston was still held by Abbot Simeon, but with only one ploughteam in demesne and woodland for sixty hogs. Its value had increased to four pounds, ten shillings, and was the only manor showing evidence of becoming wealthier. This prosperity, we are told, had come from additional freemen working the thirty acres of the Abbot’s land. On the elderly abbot’s reinstatement to Ely, William de Goulafriere (who had held the confiscated lands in the meantime) helped the elderly abbot, who was taken up with restoring the Abbey and its treasures, by recruiting and managing the additional freemen from other manors where he had an interest, such as Debenham. It may also be that the unbroken and consolidated tenure of these forty acres in the hands of the Abbots of Ely, together with de Goulafriere, was a major factor in their continued productivity and value, despite a reduction in woodland similar to that in other villages.

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From a ‘See Britain by train’ poster in the National Railway Museum captioned  ‘Where Hereward the Wake made his last stand, Ely Cathedral, rises in majesty.’

Hereward Asketilson, as he should properly be known, became an iconic figure for all those Anglo-Saxons and Danes who resisted the tyranny of the Conqueror, his barons and their ‘Norman Yoke’. As an ‘outlaw’, he no doubt inspired the later legends of outlaws throughout the English countryside in the twelfth and thirteenth centuries. Gradually, a powerful myth of the ‘freeborn Englishman’ took hold, to be revived at various points of conflict in national and regional history. The initial conquest of England did not end at the Battle of Hastings, but took more than five years to accomplish. The Plantagenet’s attempts to extend the conquest into the other countries and territories of the British Isles over the course of the following two centuries also met with considerable resistance, and were only partially successful. However, in England, by the end of the twelfth century, there was a mixing and melding of the Anglo-Saxon and Norman cultures in which ‘Englishness’ predominated, and not just in the continued use of Saxon tongues. The author of one of the earliest school textbooks, written in Latin in about 1180, made the observation that:

… now that the English and Normans have lived so long together, and have become so mixed together (I speak of freemen only) that we can hardly these days tell apart an Englishman and Norman. 

The monk William of Malmesbury also commented on the extent to which the powerful Norman élite was assimilated by the general Saxon population:

The English at that time (before 1066) wore short clothes reaching to the mid-knee; they had their hair cut very short, their beards shaven off, their arms laden with gold bracelets, their skins covered with punctuated designs (tattoos); they tended to eat until they were stuffed full and drink until they were sick. These last habits they gave to their conquerors; the rest they shared with them.

Secondary Sources:

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Published by the Ely Society, 2012.

The cover picture was supplied by Grantanbrycg, the Cambridge branch of

Regia Angolorum, http://www.regia.org

 

Catherine Hills (1986), Blood of the British. London: Guild Publishing.

William Anderson (1983), Holy Places of the British Isles. London: Ebury Press.

 

Posted June 3, 2019 by TeamBritanniaHu in Agriculture, Anglo-Saxons, Archaeology, Assimilation, Britain, British history, Calais, Cartoons, Christian Faith, Christianity, Church, Civilization, Compromise, Conquest, Dark Ages, East Anglia, Education, English Language, Ethnicity, Europe, Family, Flanders, Footpaths, France, guerilla warfare, History, Integration, Linguistics, Medieval, Memorial, Mercia, Midlands, Monarchy, Monuments, Mythology, Narrative, Nationality, Norfolk, Normans, Old English, Papacy, Plantagenets, Population, Reconciliation, Saxons, Scotland, Suffolk, terror, tyranny, West Midlands

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Roots of Liberal Democracy, Part One: The Rise and Fall of Liberal Hungary, 1815-1914.   Leave a comment

Introduction: What is ‘liberal democracy’?

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In his influential book, Keywords, first published in 1976 and reissued in 1988, Raymond Williams gives clear definitions of both the adjective ‘liberal’ and the noun ‘democracy’ in this much-used phrase. Leaving aside the medieval uses of the word ‘liberal’, which came into English via Latin and had a purely academic meaning,…

… the affirmation of ‘liberal’ came mainly in the late eighteenth and early nineteenth century from the strong sense of ‘Liberty’ from the mid-seventeenth century. It was used in the sense of ‘open-minded’, and thence of ‘unorthodox’ from the late eighteenth century: ‘liberal opinions’ (Gibbon, 1781).

The adjective is very clear in a modern political sense in an example Williams gives from 1801, concerning the extinction of every vestige of freedom, and of every liberal idea with which they are associated. This led to the formation of the noun as a political term, proudly and even defiantly announced in the title of an 1822 periodical, The Liberal. It was then that the term acquired it more negative connotation (for some) as referring to an unorthodox political opinion of ‘foreign’ origin. There was talk of the ‘Ultras’ and ‘Liberals’ of Paris in 1820, and some early usages were in a foreign form in English, e.g. Liberales (Southey, 1816); Libereux (Scott, 1826). The term was applied as a nickname to advanced Whigs and Radicals by their opponents; it was then consciously adopted and within a generation, it had become both powerful and orthodox. Liberality, which since the fourteenth century had carried the sense of ‘generosity’, and later of open-mindedness, was joined by political Liberalism from the early nineteenth century. Libertarian in the eighteenth century indicated a believer in free will as against determinism, but from the nineteenth century, it acquired social and political senses. By the mid-twentieth century, the term libertarian socialism was coined, which was not seen as a form of ‘liberalism’, but rather a form of ‘socialism’ opposed to centralised and bureaucratic controls. Libertarians on the ‘Right’ also share this antipathy to state control, as well as wishing to uphold individual liberties above the requirements of the central state.

In the established party-political sense, the term ‘Liberal’ is clear enough. But ‘liberal’ as a term of political discourse remains complex. It has been under regular and heavy attack from conservative positions, where the senses of a lack of restraint and lack of discipline have been brought to bear, and also the sense of a weak and sentimental generosity as being endemic to liberal views and values. The sense of a lack of intellectual rigour among ‘liberals’ has also been drawn on in academic disputations. Against this kind of attack, ‘liberal’ has often been a group term for ‘progressive’ or ‘radical’ opinions, and is still clearly used in this sense, especially in the USA. But ‘liberal’ as a pejorative term has also been widely used by ‘authoritarian’ socialists and especially Marxists. This use shares the conservative sense of a lack of rigour and of shallow and over-generous beliefs and attitudes.

To this accusation, ‘liberals’ reply that they are concerned with individual liberties, and socialists are not. But socialists have countered with the rejoinder, which is supported by the burden of historical evidence, that ‘liberalism’ is a doctrine based on ‘individualist’ theories of the relationship between man and society and therefore in conflict not only with ‘socialist’ theories of that relationship but also with social democratic ones. However, as Williams points out, if ‘liberalism’ is the highest form of thought developed within ‘bourgeois’ or ‘capitalist’ society, then ‘liberal’ can be taken to refer the mixture of liberating and limiting ideas, rather than being loosely used as a ‘swear-word’. In this sense, ‘liberalism’ is a doctrine guaranteeing certain necessary kinds of freedom, but also, and essentially, a doctrine of ‘possessive individualism’. C. B. Macpherson has used this concept to describe the way in which ‘Society’ becomes a dynamic entity of free and equal individuals relating to each other as proprietors of their own capacities and of what they have acquired by their exercise. Society, therefore, consists of an exchange between proprietors.

‘Democracy’ is, of course, an ancient Greek word, Demokratia, a compound noun based on the root words demos, translated as ‘people’, and Kratos, meaning ‘rule’. It came into English in the sixteenth century, from its French form démocratie and the middle Latin word, democratia. It was defined by Elyot, with specific reference to the Greek instance, in 1531:

… another publique weal was among the people … This manner of governaunce was called in greke ‘Democratia’, in latine, ‘Popularis potentia’, in englisshe the rule of the commonaltie. 

Nevertheless, its meanings have always been complex, and everything depends on the senses which are given to ‘people’ and ‘rule’. Herodotus defined a democracy as an administration in which power was in the hands, not of the few, but of the many, and all that is opposed to despotic power has the name of democracy. Aristotle  wrote:

… a democracy is a state where the freemen and the poor, being in the majority, are invested with the power of the state.

Yet much depends here on what is meant by ‘invested with power’: whether it is ultimate sovereignty or, at the other extreme, practical and unshared rule. Plato made Socrates say that …

… democracy comes into being after the poor have conquered their opponents, slaughtering some and banishing some, while to the remainder they give an equal share of freedom and power.

This particular use, indicating a form of popular class rule, is – of course – some distance from any orthodox modern ‘Western’ definition of democracy. But it does illustrate how the range of uses, near the roots of the term, makes any simple derivation impossible. ‘Democracy’ is now often traced back to medieval precedents and a given a Greek authority. But the fact is that, with only occasional exceptions, until the late nineteenth century, the term was a strongly negative term. It is only since then that a majority of political parties and groups have united in declaring their belief in it. In 1777, the American revolutionary Hamilton observed that representative democracy was not a perfect principle but a practical process …

… when the deliberative or judicial powers are vested wholly or partly in the collective body of the people, you must expect error, confusion and instability. But a representative democracy, where the right of election is well secured and regulated (is one in which) … the exercise of the legislative executive is vested in select persons … etc.

It is from this altered American use that a dominant modern sense developed. Jeremy Bentham formulated a general sense of democracy as rule by the majority of the people and then distinguished between ‘direct democracy’ and ‘representative democracy’, recommending the latter because it provided continuity and could be extended to large societies. In the mid-twentieth century, therefore, an assertion of direct democracy could be described as ‘anti-democratic’, since the first principle of ‘democracy’ is that of rule by elected representatives. Thus, the contemporary understanding of democracy involves the right to vote for representatives rather than the older, normal sense of popular power. ‘Democracy’ was still a radical or even revolutionary term in the mid-nineteenth century, and the specialised development of ‘representative democracy’ was at least in part a reaction to this.

It is from this point that the two modern meanings of ‘democracy’ can be seen to diverge. In the socialist tradition, it continued to mean ‘popular power’: a state in which the interests of the majority of the people were paramount and in which these interests were practically exercised and controlled by the majority. In the ‘liberal tradition’, democracy meant the open election of representatives and certain conditions of ‘democratic rights’ such as free speech, which guaranteed the openness of elections and political argument, discussion and debate. These two conceptions, in their extreme forms, are diametrically opposed to each other. If the predominant criterion is popular power in the popular interest, other criteria are often taken as secondary, as in the ‘People’s Democracies’, and their influence is often characterised as ‘bourgeois democracy’. But if the predominant criteria are elections and free speech, other criteria are rejected, e.g. an attempt to exercise popular power through a General Strike is viewed as being anti-democratic since democracy has already been achieved by other means. To claim ‘economic equality’ as the essence of democracy is seen as leading to ‘chaos’ or to totalitarian rule or government by trade unions.

In one characteristic use of ‘democratic’ as referring to open argument, freedom of speech and assembly are seen as ‘democratic rights’, sufficient in themselves, without reference to the institution or character of political power. This is a limiting sense derived from the ‘liberal tradition’, which in its full form has to include election and popular sovereignty, though not popular rule. To the positive opposed senses of the socialist and liberal traditions we have to add, from the late twentieth century onwards, various populist distortions of democracy, reducing the concepts of election, representation and mandate to deliberate formalities or merely manipulated forms; reducing the concept of popular power, or government in the popular interest, to nominal slogans covering the rule of a bureaucracy or oligarchy. These manipulated forms are not real democracy, Williams suggests, but they have added to the confused contemporary nature of the concept.

Putting the two words together, therefore, it would seem that a ‘liberal democracy’ as a term in modern use can be taken to refer to a nation-state which guarantees its individual citizens equal access to an open and pluralistic political discourse. To understand how this applies to Hungary today, we need first to understand how the concept has developed in the context of the modern history of Hungary.

The Hungarian Liberal Inheritance, 1828-1848:

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Recently, in Hungarian political discourse, the adjective ‘Liberális’ has been used to describe ideas which are considered to be of alien, ‘Western’ origin, and therefore found objectionable by the ruling ‘Fidesz’/ Civic Alliance Party. Yet the Hungarian word for ‘liberty’ or ‘freedom’ is ‘szabadság’, which is also taken to mean ‘independence’, and the adjectival form is ‘szabadelvű’, which is used as a synonym for ‘liberális’. In the noun form it is used to describe the purpose of the Revolution which took place in 1848, which is commemorated by a National Holiday on 15 March. As István Bart (1999) has pointed out in his ‘Dictionary’ of ‘Keywords’ relating to Hungary and the Hungarians, this forradalom (revolution)…

… is such an unequivocally uplifting and ceremonious occasion in the history of Hungary, that every government, regardles of persuasion, has tried to turn it to its advantage by interpreting it to meet its own ends.  

The current government is certainly no exception to this rule, interpreting it as a popular nationalist uprising against the ‘slavery’ imposed on Hungary by the foreign Austrian empire. Hungarian historians like László Kontler have seen it as the fruition of a half-century in which the radical and liberal ideas of the French Revolution penetrated into Central European political thinking. He has  used the word ‘liberal’ to reference the swelling liberal sentiments in  early nineteenth century Hungary, commenting that:

The experience of the three decades between the Jacobin trials and the beginning of a new contest between progressive and retrograde opinion in Hungary developed what remained of it, in terms of culture and attitudes, into a vigorous national romanticism, and in terms of sociopolitical ideas, into a programme of improvement imbued by the principles of liberalism.

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The execution of Ignác Martinovics and his comrades, a water-colour by an unknown artist. On 20 May 1785, five members of the Hungarian ‘Jacobin’ movement were beheaded on the Vérmező (Bloody Meadow) in Buda. Martinovics was a Franciscan monk and philosopher. The bodies of the chief defendants in the Jacobin trial were finally uncovered in 1914, with their heads placed at their feet.

Hungarian governments began to challenge the power of the feudal nobility, and though it was a formidable task to persuade the masses of petty nobility that they would in fact gain from losing the only thing that distinguished them from the peasantry: their privileges. Although their situation exposed them to the machinations of the government, it was at least possible to win part of them over to the rest of the ‘liberal programme’; equality before the law, civil liberties, representative and responsible government. Kontler goes on to argue that the new corporate constitution and the reform projects of the 1790s at the committee sessions of 1828-1830 created a space in which the ‘liberal nobility of the Age of Reform attempted a peaceful transition to modernity’.

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Count István Széchenyi was the first of the dominant personalities of that ‘age’ to appear on the ‘stage’. He was an extensive reader of the modern classics of social and political thought from Rousseau through Adam Smith to Jeremy Bentham and travels in Western Europe, Italy and the Balkans awoke him to the backwardness of his own country. Like his father, he was particularly impressed by the laws, institutions, manners and social system of England. Already by the 1820s, Széchenyi frustration with feudal Hungary had led him to become one of the founders of the Liberal Magnates Club at the Diet and a well-informed and disdainful critic of the policies of the Holy Alliance against the liberal movements and freedom fighters in Spain, Italy and Greece. He also abhorred violence and revolution, but his attempt to mediate between the court and the nation in the transition from absolute to representative government was rejected by Chancellor Metternich, who was still determined, in 1825, to work with the old reactionaries rather than the ‘new’ reformers.

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A lithograph by V. Katzler, 1860. His chief project is omitted from the circle of pictures, the one to which he sacrificed most of his wealth – the Hungarian Academy of Sciences, which stands on the Pest side of the Chain Bridge, close to the Parliament House.

Within liberalism, political concepts started to diverge, which led to a gradual separation between Széchenyi and his close friend and political associate, his companion on his travels in the 1820s, the Transylvanian Baron Miklós Wesselényi. Unlike Széchenyi, Wesselényi found not only that the redemption of the serfs’ feudal obligations should take place under state supervision, but also that social change ought to be accompanied by the dismantling of absolutism – on which he laid the blame for backwardness – and the creation of a monarchy with civil liberties. In 1839, the increasingly influential opposition, now led by Ferenc Deák, insisted on putting and keeping on the Diet’s agenda the issue of freedom of expression. Deák, with the assistance of a group of liberal magnates led by in the Upper House, including, besides Széchenyi, Count Lajos Batthány, Baron József Eötvös and others, managed to secure the refusal of the Diet to discuss taxation and recruitment before the issue of freedom of expression was settled. In addition, a half-century-long process towards the emancipation of the Jews started by permitting them the (almost) free choice of their residence, trade or profession and the ownership of real estate. Laws relating to commerce, industry and banking passed in 1840 created a legal framework which stimulated the development of Hungarian capitalism for several decades.

017Ferenc Deák (1803-1876), in a painting by Bertalan Székely, 1869

In the 1840s, associations for charitable purposes, social service, self-help economic or cultural improvement proliferated and contributed to the disintegration of the barriers between the estates. The combined membership of the approximately six hundred associations in Hungary and Transylvania might have reached a hundred thousand by 1848. Some of the over two hundred ‘casinos’ and reading societies, with tens of thousands of members, became thoroughly politicised and were hotbeds of the political parties that arose in 1846 and 1847. An enthusiastic supporter of Wesselenyi, Lajos Kossúth, a young jurist and scion from a landless noble family been arrested in 1837 and spent his three years in prison reading classics of politics and economics and learning English. He emerged from captivity with strengthened determination and great charisma, launching a new liberal newspaper, Pesti Hírlap (Pest News) in January 1841. The government hoped that Kossúth’s radical enthusiasm would split the ‘liberal movement’ and that, through censorship, he could be kept under control. However, these traditional methods were fully unequipped to cope with the difficulties posed by Kossúth’s entirely new type of political journalism.

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The experimental railroad at Köbánya: 1829 engraving. The first ‘real’ railroad track between Pest and Vác was completed in 1846. In the first half of the nineteenth century, Hungary was trying to catch up with other European countries intellectually and technologically. But by the end of the century, it had carved out for itself a leading in its machine industry which also served its rapidly developing electrification. The First World War brought these developments to an abrupt end.

During the first few months of the existence of Pesti Hírlap, the editorials exposed the most soaring cases of social injustice, such as the backward and humiliating practice of flogging peasants at the behest of overbearing landlords. Kossúth’s antidote was a true ‘union of interest’ through social and political emancipation, a more equitable distribution of burdens and economic modernisation, and cited examples from the experience of capitalism and political liberalism in Western Europe and America. Instead of the aristocracy, he considered the ‘nobility of middling rank’ as the vehicle of the reform process, which he found, or rather hoped, to be sufficiently imbued with an enlightened and ‘liberal spirit’ to push through his programme. Kossúth’s propaganda also resulted in the rise of local Buy Hungarian! movements and he was elected director of the National Protectionist Association established by distinguished liberal aristocrats in 1844. All this contributed to nationalist and separatist sentiments, and Pesti Hírlap encouraged the process of Magyarisation, although Kossúth also warned against the violent propagation of the Hungarian language.

004 (2)The aristocratic new conservatives (or ‘cautious progressives’ as they dubbed themselves) urged a united front of the propertied classes against the propertiless, led by Kossúth, whom they saw as intoxicated by ‘poorly digested liberal and radical maxims’, and hoped to drive a wedge between him and figures like Széchenyi (pictured right), Batthány and Deák. Széchenyi, in particular, did not need stimuli to turn against Kossúth, whom he attacked in a lengthy pamphlet, The People of the Orient, as early as 1841. The conflict between the two dominant personalities of Hungary’s transition to modernity is one of the factors which raises the process to a dramatic pitch, and naturally one of the most fruitful and often exploited topics of Hungarian historical discourse. Among other criticisms, Széchenyi berated Kossúth for what he saw as the latter’s excessive nationalism, adding that the nationalisms of the ethnic minorities were merely self-defence mechanisms in the face of Magyar dominance. These were opinions which could hardly have endeared Széchenyi to the bulk of contemporary liberals, whom he tried to win over to a ‘moderate liberal centre’, but in vain.

Széchenyi was the first to call attention to the problem of the multiple nationalisms in the Carpathian Basin, which ultimately proved to be the insoluble dilemma of Hungarian liberalism. It was a liberalism based on the concept of the extension of noble rights to non-nobles which would result in the replacement of the corporate natio Hungarica with a modern Hungarian state of emancipated citizens. Language and ethnicity were not enough, in the view of the Hungarian liberals, to constitute a nation without a historic past and a historical state. Except for the Croats, they refused to acknowledge the claim of the ethnic minorities to nationhood. Kontler has written that…

… the organising principle behind the concept of the ‘unitary Hungarian political nation’ of Hungarian liberals was that the extension of individual rights would render collective rights superfluous even in the eyes of the ethnic minorities who … would voluntarily assimilate into the Hungarian nation.

In the mid-nineteenth-century Hungarian mind, therefore, ‘liberalism’ and ‘nationalism’ went hand in glove. They were not seen as separate ideologies. The Hungarian national movement proved highly successful, especially in urban contexts, not only among the Jewish intellectuals and German burghers of Budapest but also among many Slovaks, Serbs, Greeks, Armenians and others. From the earliest times that charges of forced Magyarisation were levelled against the Hungarian political élite, there were also plenty of examples of voluntary integration as well. But as far as the views of the leading members of the movements for ‘national awakening’ among the ethnic minorities were concerned, the concept of a ‘unitary political nation’ was anathema. They stressed the role of language and ethnicity in nationhood. Hungary’s population in 1842 was nearly thirteen million, of whom under five million, less than forty per cent were ethnic Magyar. Romanians numbered 2.2 million (17%), Slovaks 1.7 million (13%), Germans 1.3 million (10%), Serbs 1.2 million (9%) , Croats 900,000 (7%), Ruthenes 450,000 (3.5%) and Jews 250,000 (2%). Only a part of each of these nationalities lived in contiguous regions or areas, the rest being inseparably intertwined with others in patchwork-like patterns, making ‘national territory’ impossible to demarcate with any precision. Against this complex background, the statement made by the Romanian historian Kogalniceanu in newly independent Moldavia in 1843 might look somewhat ominous:

I regard as my fatherland all that territory where Romanian is spoken.

The obsession with the Pan-Slav threat made the Hungarian liberals somewhat negligent of Romanian national aspirations, even though the cultivation and modernisation of the mother tongue continued under strong French and Italian influence into the second half of the nineteenth century. By the mid-1840s, the Hungarian liberal national movement seems to have emerged in full force, to some extent in competition with others in the historic Kingdom of Hungary. Opposition liberals were returned in large numbers to the Diet of 1843-1844.

004 (3)However, Metternich was able to take advantage of the differences within the liberal opposition. Frustrated with the meagre results of the diet, which however included the passing of the official status of the Hungarian language, at the end of 1843 József Eötvös offered his support for the government in return for its commitment to reform. Eötvös was probably the most politically erudite and intellectually sophisticated of the Hungarian reformers of the nineteenth century. From an aristocratic family, he had travelled widely in the West in his youth and having been bankrupted in 1840, he became a professional politician and a freelance writer, and the leader of the ‘centralist’ group of liberal reformers. With the historian László Szalay and others, he idolised English Whiggery and Alexis de Tocqueville, and advocated ‘constitutional centralisation’. In addition to these ‘defections’, a national Conservative Party was founded in November 1846 which appropriated a number of the reform proposals from the liberals.

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At first, therefore, it seemed as if the Habsburg court would be able to defy the ‘liberal challenge’. The rise of parties was a prelude to elections into what turned out to be the last feudal diet in Hungary opened in Pozsony (Bratislava, pictured above in a contemporary painting) in November 1847. By February 1848, a stalemate had developed at the Diet, which was only resolved under the impact of the wave of European revolutions. The revolutions of 1848 were the outcome of a combination of factors, from the general tensions arising from the conservative international system created in 1815 at the Congress of Vienna (pictured below), through the economic and financial crisis prior to 1848, to the encouragement they mutually drew from each other in a chain-reaction of upheavals across the continent.

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At the same time, these mutual effects were largely superficial and symbolic, and despite the roughly common ideology the outbreak, the goals, events and the outcome of the revolutions reflected local circumstances. Nevertheless, the Hungarian revolution fitted smoothly into the chain-reaction, preceded as it was by those in Palermo, Paris, central Italy, Piedmont and Vienna, and followed by those in Berlin, Merlin, Venice, Prague and Bucharest. The real catalyst was the events of 22-25 February in Paris and the news of the overthrow of the rule of the ‘bourgeois king’ Louis-Philippe by a combination of nouveaux riches who wanted political influence, radicals who wanted to extend suffrage, and socialists who wanted social equality. These goals were clearly at variance with those of contemporary Central European liberals, but the news of the revolution which reached Pozsony on 1 March caused great excitement.

The Liberal Revolution & War of Independence, 1848-49:

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 Revolutionary leaders of the ‘Ides of March’, including Sándor Petöfi & Kossúth (front)

It is not my intention here to provide a detailed narrative of the events of the ‘Ides of March’ and the 1848 Revolution here, but my purpose is rather to highlight the role of the liberal movements in it. The Battyány government which moved to Pest on 14 April, was a coalition. The ‘court’ minister was Prince Pál Eszterházy, an experienced conservative diplomat. Lázár Mészáros, a hussar general appointed as minister for war, was politically unaffiliated, as was Széchenyi, who overcame his scepticism about Kossúth and his radical faction to become Minister of Communication and Public Works. The moderate liberals were represented by Deák, Minister of Justice, and Gábor Klauzál (Agriculture and Industry), the radicals by Kossúth (Finance) and Bertalan Szemere (Interior). The ‘centralist’ Liberals were represented by Eötvös (Education & Ecclesiastical Affairs). This was a government ‘of all the talents’ in William Pitt’s famous phrase, and one which remained in office longer than any other of the revolutionary administrations created in Europe in 1848. It was Hungary’s first modern government.

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However, the Hungarian liberal constitution was silent on the subject of the collective rights of national minorities and established Magyar as the only language of legislation and administration in the country, thus denying any corporate rights, which were considered to be vestiges of the feudal past. Following the June elections, the Hungarian Parliament convened on 5 July. Nearly a quarter of its members had been deputies in the previous diet, and the electors seemed to acknowledge the political expertise and former services of the ‘liberal nobility’. Besides a handful of conservatives and about forty of the radicals, the overwhelming majority supported the government.

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The execution of Lajos Batthány: a lithograph by Louis Noeli. Batthány, the ‘president’ of the Hungarian republican government was a great but enlightened landowner who supported measured opposition and progress through compromise. His execution was a juridical absurdity, the product of intimidation and vengeance.

The revolution was followed by a ‘War of Liberation’ or ‘War of Independence’ against the Austrian emperor in a year-long struggle which ended in October 1849 when the Hungarian Army was finally defeated by the Imperial Army, bolstered by Russian troops. Hungary’s fight for independence won the goodwill of the world, including the United States President. Hungarian emigrants and refugees were received with open arms by the Western liberal democracies, many of whom were themselves involved in a broad struggle with autocracy in the revolutions which swept across Europe in 1848.

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The ‘bourgeois’ Revolutionary leader Lajos Kossúth was welcomed in New York, Washington and in Britain. The contemporary English poet, Matthew Arnold, penned his praises to the ‘liberal’ Hungarian leaders of 1848-49:

Hungarians! Save the World!

Renew the stories

Of men who against hope repelled the chain

And make the world’s dead spirit leap again! 

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Even twenty-five years after the defeat of the Revolution, the English poet Charles Swinburne described Kossúth as the Star of the unsetting sunset, though some contemporary conservative Hungarian politicians saw him as an irresponsible radical, particularly when he opposed their Compromise with the Habsburg autocracy as “treason” in 1867. He and his fellow radicals may not always have described themselves as ‘liberals’, but this is certainly what they were in the context of European history and historiography of the period.

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The Kossúth Memorial Statue in New York (1928). In the USA, the aura Kossúth obtained through his personal tour following defeat in the War of Independence was revived through the emigration that carried waves of human beings to the New World by the turn of the century. Though this emigration was chiefly rooted in economic factors, it was invigorated by patriotic nostalgia, the “1848 state of mind” and the Kossúth ‘cult’.

Neo-Absolutism & The Compromise, 1849-1869:

Political opinion in Hungary during the years of neo-absolutism which followed the War of Independence was highly stratified, with a number of competing visions about the future of the country. There was certainly a minority willing to co-operate in the creation and operation of the institutions of the new régime. The ‘old conservative’ aristocrats, the dominant figures in the government in the mid-1840s certainly did not sympathise with the vision of the new imperial leaders in Vienna, while the ‘centralist’ Liberals, while deeply pessimistic about the fight for the full liberal programme of the Age of Reform, were also abhorred by the Habsburg repression. Whereas Kemény, in his pamphlet After the Revolution (1850) and as editor of the still influential political weekly Pesti Hírlap, urged Hungarians to return to the programme of Széchenyi, Eötvös made efforts to point out to Vienna that the ‘European necessity’ of a large state in the middle of the continent could only be fulfilled by the Habsburg monarchy if the existing historic rights were adjusted to the unity of the monarchy (through federation), and other ethnic and linguistic rights were also satisfied within that framework through the granting of autonomies.

As an archetypal ‘Central European liberal’, Eötvös used his experience of competing nationalisms to enrich the views of contemporary Western liberals like Lord Acton on the inevitable tension between the ideals of liberty and equality. The ‘dominant ideas’ of the nineteenth century, Eötvös suggested, caused so much suffering because they were misinterpretations of the true notions of liberty, equality and nationality. They were all mistaken for the idea of sovereignty, which bred conflict, whereas rightly conceived they were merely devices to protect the integrity and ensure the self-fulfilment of the individual. Instead of popular sovereignty, based on the wrong ‘dominant ideas’, it was civil liberties, primarily the right of association, that would effectively safeguard the individual and the group (including ethnic groups) against the modern nation-state.

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The Hungarian delegation that negotiated the Compromise with the Austrian Emperor in January and February 1867 was headed by Count Gyula Andrássy, who enjoyed the full confidence of Ferenc Deák and Hungarian liberals as well as the royal couple, even though his name was on the list of émigrés hanged in effigy in the aftermath of 1849. Having returned to Hungary in 1857, he was an experienced politician, with an instinctive skill for brilliant improvision. Andrássy was appointed Prime Minister in February 1867. Liberal commoners, as well as aristocratic magnates, were represented in his ministry, Hungary’s third. Contemporaneously, the Austrian Emperor and court well understood that the Compromise was arguably the only way to preserve its great power status. In Hungary too, it was seen by many as the only way to secure the country’s survival. After all, three out of every ten of the imperial democratic corps and four out of ten of the Dual Monarchy’s foreign ministers were subjects of the Hungarian crown. It is therefore not surprising that Hungarian nationalists were dazzled by the prospect of governing the half of the empire whose economic and demographic dynamism might soon shift the balance of power in their favour and might even compel the Habsburg dynasty to remove its main residence and seat of power from Vienna to Budapest.

The Rise of Hungarian Liberalism, 1870-1890:

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The historical tarot card game: a painting by Arthur Ferraris. Under the portrait of Ferenc Deák are Kálmán Tisza (1830-1902) and the players participating in the ‘general’s’ game, including Károly Eötvös (1842-1916), the lawyer and author who successfully defended the Jews of Tiszaeszlár who were charged with the “ritual murder of children”, Mór Jókai  (1825-1904), the well-known author of prose fiction and MP. Kálmán Tisza was prime minister from 1875 to 1890, an unprecedented period in office. During this period, major political issues were settled not in parliament but at casino tables, and the political and intellectual élites were not yet separate entities.

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An element of Hungary’s past cherished among liberals was the supposed parallel between the constitutional development of Hungary and that of Britain. These parallels go back at least to the time of Magna Carta, which preceded the Golden Bull of Andrew II by a mere seven years. I have written more about these links and parallels in an earlier series of articles on this site. They were popularised from the end of the eighteenth century in Hungary. At the level of domestic policy, one convincing argument in favour of the Compromise was that for the two leading nations of the Habsburg Monarchy it did represent a shift from absolutist government to liberal representative democracy, albeit with all its flaws, and for the bulk of Hungarian liberals some of these shortcomings made it more attractive than potential alternatives. Some of these limitations derived from the nature and basis of liberalism in Hungary. At its inception, it had been a ‘liberalism of noblemen’, largely directed to offset or moderate the effects of capitalist development in a predominantly rural society, priorities reflected in the way in which the dismantling of feudalism had taken place during and after the Age of Reform and the Revolution of 1848. Relations of dependence and hierarchy and traditional respect for authority were preserved in social attitudes. As Kontler has pointed out:

Liberal equality remained a fiction even within the political élite. The Compromise, which was, after all, a conservative step, checked whatever emancipationist momentum Hungarian liberalism still had. It became increasingly confined to the espousal of free enterprise, the introduction of modern infrastructure and, with considerable delay, to the secularisation of the public sphere and the regulation of state-church relations. Political power remained in the hands of the traditional élite, with which newcomers were assimilated, with roughly eighty per cent of MPs permanently drawn from the landowning classes. 

The franchise only extended to about six per cent of the population throughout the period, was acceptable at the beginning but anachronistic by 1884, the year by which Britain had achieved Universal Manhood Suffrage. Most districts remained under the patrimony of local potentates and political groups, elections were rigged and there was large-scale patronage at all levels of administration. Kontler’s view is that, if Hungary’s constitutional liberty resembled that of Britain during the time of Kalmán Tisza’s premiership from 1875 to 1890, it mainly represented the Britain of Robert Walpole’s ‘whig oligarchy’ of a century and a half earlier. Yet since the Hungarian Parliament was a largely independent institution under the crown, Hungary’s constitution was freer than that of any state east of the Rhine. In addition, there was a conspicuous case of the amalgam of liberal and conservative principles and motives was the regulation of county and municipal self-government (1870). The county and municipal assemblies were acknowledged as the legitimate bodies of political discussion outside the parliament. They were entitled to address national political issues at their sessions, to make their resolutions on these issues public, to petition the government on these issues or to remonstrate against measures they deemed illegal or unsatisfactory.

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The Royal Family at Gödöllö – a lithograph, 1871. Queen Elizabeth was glad to stay in Buda after the Compromise and coronation of in 1867, and especially at Gödöllö, rebuilt as a royal summer residence.

The most unequivocally liberal in spirit and letter was the 1868 law on elementary schooling, worked out by Eötvös. The appalling literacy statistics (in 1869, 59 per cent of the male and 79 per cent of the female population over the age of six were illiterate) made new legislation urgent. Elementary education for children between the ages of six and twelve was made compulsory and was to be obtained in the mother tongue. Schools were established in every locality with over thirty school-age children and there was also provision for ‘higher elementary’ education, until the age of fifteen. Over the following two decades, more than three thousand new schools were added to the nearly fourteen thousand already existing. The proportion of school attendance increased from 50% to 81%, and illiteracy dropped to 34% among men and 53% among women.

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The Tisza era saw significant ‘anti-liberal’ trends emerge in parliament, though they didn’t constitute a menace to either the Tisza government or the ascendancy of the Liberal Party. One of these was political anti-Semitism, which emerged as a nascent political party which had the potential to overtake the Independence Party by targeting its voters, those who had lost out in capitalist development, a process which seemed to benefit the Jewish middle classes. Largely through immigration from Galicia and Moravia, from a modest 83,000, or one per cent of the population at the beginning of the century, the Jewish population of Hungary rose to five million or five per cent by the eve of the First World War. Immigrant Jews established family wealth by trading in corn, wood and wool. ; their sons turned it to interest in credit institutions or industrial assets, and the grandsons of the most successful bought into the titular aristocracy. They were a tiny minority among a mass of small businessmen and professionals, and they represented no competition to the livelihood of the genteel classes, which considered the civil service as the only respectable form of employment. Nevertheless, the foreignness and capitalist success of the Jews made them viable scapegoats in the eyes of an ailing gentry, in spite of the fact that they assimilated and supported the idea of the Hungarian nation-state with great enthusiasm.

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“PANEMI!”  (BREAD!) – a painting by Imre Révész (1859-1945), 1899. Following the liberation of the serfs in 1848, agrarian society in Hungary became profoundly segmented, and the land was very disproportionately distributed. Hundreds of thousands of village people emigrated, and agrarian-socialist movements were established. Despite technological innovation in agriculture elsewhere, in Hungary harvesting by hand remained the sole method until the mid-twentieth century.

At the height of the anti-Semitic agitation, in 1883, an Anti-Semitic Party was established, the stake being nothing less than bringing down Tisza, who was motivated by his liberal convictions and ties with the Jewish community to take a firm stand against the movement and the new party. The Independence Party resisted the temptation to join forces with the anti-Semites, who figured badly in the 1884 elections, and having been discredited by the outcome of a blood libel case, disappeared from the political scene by the end of the decade. The fall of Tisza was finally precipitated by his inability to work out a compromise on the reform of the defence forces. He had held the office of PM for fifteen years; in the following fifteen years, Hungary had seven PMs, struggling ever more helplessly to cope with the same problems. Even after his fall, Tisza remained as a dominant figure in the Liberal Party, convinced that the maintenance of ‘dualism’ was the only chance for the survival of historic Hungary with its many national and ethnic minorities. Regarded as stubborn, Tisza was a politician of stature and integrity unknown in Hungary since the eras of reform and revolution. Among the traditional élite, he might have been alone in recognising the full relevance of industrialisation and capitalism. His traditionalism, the paternalistic and aristocratic brand of liberalism he inherited from his father led him to turn to ‘disciplining’ the Hungarian people and awakening them to an awareness of where their true interests lay, in the consolidation of dualism.

The Decline & Death of Liberal Hungary, 1890-1914:

The limited liberal thrust of Tisza’s policies continued in the 1890s under the administrations of his former associates, Gyula Szapáry and Sándor Wekerle.

Franz Josef in Prayer

It was under the Wekerle and Szapáry governments that the reform of church-state relations was carried out. In Hungary, only a minority of the Catholic clergy was imbued with the spirit of the Christian Socialist movement associated with Pope Leo XIII. However, even the reformist Pope opposed the contemplated separation of Church and state in an encyclical specifically devoted to Hungary. The Church was also backed by a profoundly religious ruler in Franz Josef (seen at prayer on the right), who considered the Church one of the strongest pillars of the monarchy. It successfully resisted innovations that had been introduced in most of the western European countries a few decades earlier: civil marriages, state registrations of births and deaths, freedom of conscience and affiliation and the acceptance of Judaism as a ‘received’ faith.  Against a background of intensive public interest and heated debates in parliament, these reforms were finally introduced in 1894 and 1895 and became outstanding pieces of liberal legislation in Hungary. Following this high-water mark, however, when in 1903, the Habsburg ruler turned to István Tisza to secure the continuation of the dualist system, a faction of the Liberal Party led by Andrássy the younger left the government party and joined forces with the coalition of the parliamentary opposition determined to ‘improve’ that system. The ensuing violence in parliament led to its dissolution and in the January 1905 election, the coalition headed by Ferenc Kossúth, son of Lajos and leader of the Independence Party, gained a substantial majority.

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In the first decade of the twentieth century, the Social Democratic Party also gained in influence, thanks to the talented orator Dezső Bokányi and intellectuals like Ervin Szabó, an original Marxist theorist of international stature. The latter kept close links with the most articulate of all those challenging the régime including the radical democrats, who ‘raised their standard’ in the social science journal Huszadik Század (Twentieth Century), launched in 1900, and in the Society for Social Science, founded in the following year. The group, whose ranks included a number of young assimilated Jews, argued on the basis of social Darwinism and Marxist sociology in favour of universal suffrage, the elimination of ‘feudal’ remnants and the promotion of the co-operative movement among the peasantry, democratic local self-government, the extension of the nationalities law, educational reform and improved insurance schemes. They had a broad network of sympathisers from dissident Independentists through to the Galilei Circle of university students and Freemasons to respected literary figures like the prophetic poet Endre Ady. They did not emerge as a distinct political party until 1914, but their programme had already been conceived by 1907 and published by their leader Oszkár Jászi in his article Towards a New Hungary, foreshadowing the ideas in his scholarly thesis of 1912 on the nationality question: that there was a way to reconcile national independence and democratic progress, ‘the Hungarian idea and free thinking’, in the historic state transformed through reform into a ‘brotherhood of nations’.

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However, the dated and old-fashioned liberalism of the previous generations defied the democratic challenge, and the progressive coalition collapsed. Some of the leaders and most of the supporters of the Independence Party, frustrated by the failure of the government to achieve the ‘national goals’, had already been alienated by 1909. The party split under the leadership of Ferenc Kossúth. In January 1910, Wekerle was forced to step down, to be replaced by the old Liberal Khuen-Héderváry. István Tisza re-emerged on the political scene at the head of a party consisting mainly of haute bourgeois and land-owning supporters of the former Liberal Party. His new National Party of Work won a convincing victory in what turned out to be the last elections in the Hungary of the dualist period in June 1910. Obstruction in parliament began again, and Tisza concluded that the strengthening of dualism and of historic Hungary as he envisaged it was no longer compatible with observing the ‘niceties of parliamentarism’.

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The Parliament House, on the Danube bank on the Pest side of the river, built between 1885 and 1904

His view prevailed in the party of one-time Liberals in the spring of 1912 when Kluen-Héderváry was replaced by László Lukács as PM and Tisza had himself been elected Speaker of the House of Representatives. A mass demonstration in the capital against his hardly concealed plans degenerated into street fighting and police and protesters in which six people were wounded on ‘Bloody Thursday’, 23 May.  On 4 June, the new Speaker refused to let the opposition speak, and had its protesting members removed by the police. Similar methods were used in the debate on the rather lightweight electoral reform bill, voted through in April 1913. Tisza had no doubt that there would be a major war between the Habsburg monarchy and its adversaries in the region, and laws were passed which curtailed the freedom of association, assembly and the press, prohibited republican propaganda and made it possible for the government to wield emergency powers. There were few in Hungary who recognised the dilemmas, the traps the country faced on the eve of the First World War in all their depth. As Kontler has written:

On one side of the ideological divide, Endre Ady was the greatest of them all, as he singled out with characteristic acuteness his counterpart on the other: István Tisza. In the troublesome summer of 1914, the ‘deranged man of Geszi’, as Ady called the Prime Minister after the seat of the Tisza estate, hesitated for two weeks, but in the end he gave his sanction to decisions that made inevitable the war which ultimately demolished historic Hungary in a way unwanted by any of its Hungarian critics.  

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By the outbreak of the war, Tisza had effectively halted the forward march of Liberal democracy in Hungary. It didn’t resume on a continuous basis until the last decade of the twentieth century.

Sources (in addition to those fully referenced in the text):

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Posted December 10, 2018 by TeamBritanniaHu in anti-Semitism, Assimilation, Austria-Hungary, Balkan Crises, Christian Socialism, Christianity, Church, Civil Rights, Co-operativism, Compromise, democracy, Education, Elementary School, Empire, English Language, Europe, First World War, Germany, Great War, History, Hungarian History, Hungary, Immigration, Imperialism, Integration, Jews, Journalism, liberal democracy, liberalism, Literature, manufacturing, Marxism, Migration, Monarchy, Monuments, Narrative, nationalism, Nationality, Papacy, Population, Reconciliation, Revolution, tyranny, Uncategorized, World War One, Yugoslavia

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‘The March of Wales’ – Border Country: A Historical Walk in the Black Mountains, following Offa’s Dyke. Part Three.   Leave a comment

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The Wars of the Roses and the Tudor State of Wales:

By the time of the ensuing Wars of the Roses, the Crown territories had spread throughout Wales, leaving the Marcher lordships with less power. Yorkist and Lancastrian families in the March provided fighting men for the armies of the rival factions, and when Harlech fell to William Herbert, the first Welsh-speaking earl,  the poet Guto’r Glyn had no hesitation in calling upon him to unite Glamorgan and Gwynedd, pardon not a single burgess, and expel all Englishmen from office in Wales. Only the Anglo-Welsh Lancastrians should be spared. However, it was Edward of York, earl of the March and Lord Mortimer, who became Edward IV in 1461. As a result, many of the lordships changed hands or were forfeited. Many of these passed to the Crown, the twenty-two Mortimer lordships included. York controlled the March and Lancaster the Principality, and practically every family of substance was drawn into the conflict. William Herbert built himself up to become Earl of Pembroke, the effective ruler of south Wales. Griffith ap Nicolas rose from humble origins to make himself and his family ‘kings of south-west Wales’ and to establish the ‘House of Dinefwr’.

The Crown lordships and the Principality now dominated the political landscape of Wales, enabling the king to establish a Prince’s council of the Marches of Wales in 1471 which continued to function intermittently until the Tudor ‘invasion’ of Wales and ‘takeover’ of England in 1485. The Tudors of Anglesey were, like the bulk of their compatriots, survivors. The family fortunes had been established by Tudur ap Gronw, whose sons had fought alongside Owain Glyndwr as his cousins. One of them, Rhys was executed and another, Maredudd, was driven into exile. His son, Owen, was taken on as a page-boy by Henry V, later marrying his widow, Catherine de Valois. His stepson, Henry VI, made his Tudor half-brothers earls of Richmond and Pembroke. Edmund Tudor, Earl of Richmond, married Margaret Beaufort, who brought a claim to the English throne. Edmund died and was buried in Carmarthen; his son, Henry, was born posthumously. His mother was now a fourteen-year-old widow, so the boy was taken in by his uncle Jasper at Pembroke Castle, where he learnt Welsh. Following the Lancastrian disaster of 1471, Jasper took the boy to Brittany, and when his small army landed at Dale in Pembrokeshire, he depended entirely on a Welsh rally to carry him through to his supporters in England. Many of the northern Welsh lords did rally to him at Shrewsbury, and at Bosworth Henry unfurled the Red Dragon of Cadwaladr. He called his eldest son Arthur, and the Venetian ambassador commented that,

The Welsh may now be said to have recovered their independence, for the most wise and fortunate Henry VII is a Welshman…

The old Yorkist order in the Marches tried to hang on and, in the boroughs, made a last stand against the incoming tide of Welshmen. Henry kept St David’s Day and packed his own minor offices with Welshmen. By the end of his reign almost every marcher lordship was in royal hands, ‘over-mighty subjects’ had been cut down and charters of emancipation issued to north Wales. Under Henry VII’s firm hand a reinvigorated Council in the Marches began in the king’s name to bring about some uniformity in the government of the various lordships, particularly in the field of administration of justice. The late fifteenth and early sixteenth centuries saw an increasingly centralised Tudor state in which the special political arrangements of the March were becoming untenable. In 1490, Henry VII agreed to a form of extradition treaty with the steward of the lordships of Clifford, Winforton and Glasbury which allowed ‘hot pursuit’ of criminals in certain circumstances.

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However, as he himself had demonstrated by his successful invasion on the way to ‘picking up the crown’ at the Battle of Bosworth Field, there remained a problem of the defence of the extended kingdom. Wales was England’s weakly bolted backdoor. Some degree of unified defence of Wales was of major importance to England’s security. His second son was left to find a solution to this problem, which was further complicated by his decision, in 1529, to go into action against the papacy. As the commissioners moved on the monasteries and their property, with Welsh gentry eagerly joining in, there was cause for alarm. As the Marcher lordships collapsed into gangster fiefdoms, just across the water, Catholic Ireland was also restive. If Wales was its backdoor, Ireland beyond ‘the Pale’ remained its back gate. It was from there that the Plantagenets had sought to dethrone Henry VII at Stoke Field in 1487, and even in the 1540s, Henry VIII remained paranoid about the threat from that quarter. The March of Wales had become so disorderly as a separate part of the kingdom that the Duke of Buckingham asked for a royal licence from Thomas Wolsey, the Lord Chancellor, to allow him to have an armed guard when he travelled through his lordships, declaring that he did not dare enter his lands in the March without an escort of three to four hundred armed men. Under these circumstances, the King’s solution for the disorder in the March of Wales was not to tinker with the constitutional anachronism which had become, but to abolish it.

By 1536, Thomas Cromwell realised that a ham-fisted coercion would not suffice. The law and order of England would have to embrace Wales with the aid of Justices of the Peace drawn from its gentry. The ‘British’ nation-state in the making was faced with the difficulty that there were two nations within it, with a visible border between them. So both the border and the smaller nation would have to become invisible. Therefore, between 1536 and 1543, the English crown put through a number of measures which have gone down in British history as the Acts of Union. The Act for Laws and Justice to be Ministered in Wales in like Fourme as it is in this Realm united the Principality and the March of Wales as part of ‘the kingdom of England and Wales’. The Acts of Union in 1536 and 1542, bound the two countries into a single state of ‘England and Wales’. The Act of Union of 1536 completed the long process of the absorption of the Principality of Wales and the March of Wales into the English kingdom. It rendered superfluous the castles that until then had held these territories in subjugation.

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The old Principality was wiped off the map, and the lordships in the March were abolished and, by combining them in groups, new shires were created to be added to the two established by Henry III in South Wales, and the four in Gwynedd and Dyfed, which had been created by the Statute of 1284. Wales became thirteen counties in all. The marchers were permitted to retain their lands and rights of lordship as practised in England, but they lost their previous prerogatives and privileges. The whole country was subsequently administered as a corporate element of the same realm. Shrewsbury remained in all but name the administrative capital of the whole of Wales, with the Council in the Marches, responsible for maintaining law and order in the English Marches and Wales, meeting there until its abolition in the 1640s. A consequence of these changes was that the language of the ruling gentry class became predominantly English. The key office of the Justice of the Peace passed to the gentry as ‘kings of the bro‘ (the ‘locality’). Welshmen became entitled to the same rights under the law as Englishmen, including the right to representation, for the first time, in the Westminster Parliament. However, because Wales was poor compared to most regions of England, the ‘burden’ of sending an MP was reduced to one MP per county, and the boroughs of each county were grouped together to supply a second MP. Wales was provided with a distinct system of higher administration and justice, in that twelve of its counties were grouped into four circuits of three for a Welsh Great Sessions, meeting for convenience in the borderlands, which also meant that Ludlow became an important centre for many years.

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In the Tudor ‘nation-state’, English was supposed to be the only official language. Henry VIII proclaimed the necessity of extirpating all and singular the sinister usages of customs of Wales. No person or persons that use the Welsh speech shall have or enjoy any manner of office or fees within this realm. The threat of cultural genocide was not, in fact, fulfilled. In many ways, Wales remained a ‘peculiar’, if not a separate nation, with a unique administration and its own customs and language. Although the official, written language of local administration and the courts was to be English, the right of monolingual speakers of Welsh to be heard in courts throughout the country necessitated the appointment of Welsh-speaking judges and ensured the continued public use of the language. The dominance of the local gentry ensured that the justices of the peace and the men running the shires on behalf of the Crown were magistrates of their own nation, thereby guaranteeing that Wales would not come to be regarded simply as a part of England. This was the case even in Monmouthshire, which was fully incorporated into England by the Act of Union, and became part of Wales only in 1972.

At the same time as its administration was being remodelled, Wales also experienced the religious upheaval of the Protestant Reformation. At first, the Reformation simply substituted one barely intelligible tongue (Latin) with another (English). However, in contrast to Ireland, where little effort was made to make religious texts available in the native language, Welsh translations of the creed, the Ten Commandments and the Lord’s Prayer came out as early as 1547, and these were soon followed by translations of the Prayer Book and the Scriptures. Since the Welsh could not be made invisible in the Tudor state, they had to be made Protestant, which meant that the Crown was forced to accede to pressure and authorise Welsh translations of the Bible, whose 1588 version was to prove a sheet-anchor for the threatened language. The early translation of the scriptures into Welsh also helped Protestantism to be accepted in Wales. In fact, the Welsh people embraced it enthusiastically, and later Puritanism and Nonconformity.

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Above: The frontispiece of the first full translation of the Bible into Welsh, published in 1588.

Nevertheless, although it could be used when necessary in the courts, Welsh ceased to be an official language and had to retreat into the Church and the kitchen. The long-term effects of this were very serious for the language. Since it was all but excluded from administration, the position of Welsh gained as the language of religion did much to ensure its survival. The survival of Welsh as a living tongue compensated for the collapse of the medieval bardic tradition with its characteristic prophetic elements. Another Celtic tradition that sank into disfavour was the use of patronymics, by which a person’s second name identified or her as the child of a known parent (e.g. ap Arthur). This was superseded by the use of surnames, in the English manner, handed down from one generation to another. Many traditional Welsh Christian names also fell out of fashion in this period.

At the time, however, the Union was celebrated among the self-confident Welsh burgesses, who saw themselves as being as free as Englishmen under the law of England and Wales. Most importantly, perhaps, the ‘ordinary’ Welshman was no longer at the mercy of his lord or prince in terms of justice, which could no longer be administered arbitrarily by a master who was ‘a law unto himself’. Henry VIII was as masterful a monarch as Edward I in cutting the Lords Marcher down to size, and the lords seem to have accepted that their time for full submission to kingly authority had finally come. Now fewer in number and with most of the lordships already in the hands of the Crown, they were largely absentee landlords; their interests in England were, vulnerable to royal retaliation, were more valuable to them than their Welsh ones, which were still recovering their economic value from the long-term effects of the Glyndwr Rebellion.

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These political changes in Tudor times left the Border itself with less strategic importance. Wales after the Union was no cultural backwater. The Welsh adopted Jesus College in Oxford (founded in 1571) and the Inns of Court in London to complete their education. The Welsh gentry took enthusiastically to the Renaissance, building houses and art collections comparable with those anywhere else in Europe. Against these cosmopolitan tendencies should be set the work of Sir John Price in defending the Arthurian tradition in the face of general scepticism, and the work of Gruffydd Done, in the sixteenth century, and of Robert Vaughan of Hengwrt, in the seventeenth, who both collected and preserved Welsh medieval texts. By the time of the early Stuarts, ‘the Wales of the squires’ was entering a golden age in which Anglicanism and royalism were becoming rooted among the Welsh gentry. James I and VI was therefore favourably disposed to them and their loyalties were easily transferred to the Scottish dynasty with its own idea of Great Britain, not far removed from their own developing identity as Cambro-Britons. William Vaughan of Cardiganshire, who tried to launch a Welsh colony, Cambriol, in Newfoundland, was also keen to discard the ‘idea’ of the old frontier when he wrote:

I rejoice that the memorial of Offa’s Ditch is extinguished.

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Above: Plas Teg, near Mold, Flintshire, the earliest Renaissance-style house in Wales, built c. 1610 for Sir John Trevor, a senior figure in naval administration.

Administration, Language, Trade and Religion:

Wales had acquired its historic frontier in the estate boundaries of an Anglo-Norman oligarchy. Ethnic minorities were left on both sides of the line. Old Ergyng (Archenfield) disappeared into Herefordshire but remained Welsh-speaking for three hundred years. The integration of Britain became visible in the large-scale migration of the Welsh to London, the growing centre of both trade and power. Dafydd Seisyllt, from Ergyng, was one of those who went up to London as a sergeant of Henry VII’s guard. He bought land and installed his son as a court page. His grandson was William Cecil, Elizabeth’s potent statesman. The Seisyllts, in a transliteration which became commonplace, became the Cecils. The family of Morgan Williams the brewer who had married a sister of Thomas Cromwell changed his name and Oliver arrived three generations later.

Monmouth became an anomaly; nearer to London and relatively wealthy, with an early tin-plating industry, it was saddled with the full parliamentary quota and subjected to the courts of the capital. Always reckoned to be a part of the ‘Welsh’ Church in diocesan terms, it was, however, excluded from the Great Sessions and the Welsh parliamentary system. This led to the curious hybrid title of ‘Wales and Monmouthshire’ as a standard secular description, which continued English settlement in the county reinforced. Among the landowners clustering thick in Glamorgan and Monmouth in the south were some of the richest squires in contemporary Europe.

The lordships had varied greatly in size and in physical character, which largely governed their capacity for profitable exploitation, their lords’ primary aim in winning, holding and administering their conquests:

Glamorgan (Morgannwg) was large, much of it agriculturally productive;

Maelienydd, a core lordship of the Mortimer family, was small, an upland and sparsely populated territory of little intrinsic value other than its strategic location;

Clifford, another Mortimer lordship, was very small, perhaps only twenty square miles in extent, but of strategic importance in the Wye valley, the ancient and medieval gateway into Wales.

Conquest was followed by settlement and the evolution of ‘Englishries’ and ‘Welshries’, an ethnic division of population. The Welsh were evicted from the more low-lying arable districts of the lordships which then became ‘the Englishries’, organised in the English manorial system. Here the lords established their ‘vassals’ and immigrant settlers to farm their ‘demesne’ as tenants, paying rent. Often the marcher lords would be absentee landlords, leaving their officials to administer the lands. In this respect, the Mortimers were atypical in that their power and prosperity lay in the March of Wales. By the end of the fourteenth century, they had connections all over Wales of long duration. A Mortimer had married Gwladus, daughter of Llywelyn ap Iorwerth, in the previous century, and in the last half of the fourteenth century Roger Mortimer, fourth Earl of March, had probably as good a dynastic claim as any to the inheritance of Gwynedd. He became the focus of extravagant hopes among the Welsh gentry. The poet Iolo Goch, who was one of his tenants, wrote a fulsome ode of loyalty to him, presenting him as an Arthurian ‘Hero Returned’ who would rescue the Welsh from their degradation. What made this all the more significant was that Mortimer also had a good claim to the inheritance of Richard II. This shift in consciousness came just at the time when a  renaissance of the Welsh language and culture was beginning to provoke political responses and to meet with judicial resistance.

The dispossessed Welsh, were effectively ‘internal exiles’, resettled in ‘the Welshries’ which consisted of the upland and less productive districts of the lordships where raising cattle and sheep were the principle agricultural enterprises. These areas would be more or less self-governing, with courts conducted according to Welsh customs and practice, and in the Welsh language, with little if any interference from the lord provided its inhabitants gave no trouble and paid their tributes in kind. In the lordship of Hay, in the mid-fourteenth century, while the men of the Englishry paid for their land with rent and services, the Welshry as a whole gave the lord the traditional tribute of twenty-four cows every year, though this was later replaced by payment in money. In the later Middle Ages the gradual abandonment of Welsh laws, customs and systems of land tenure was welcomed in some quarters of Wales, particularly among peasant farmers; in the second half of the fourteenth century, Welshmen in Clwyd were eager to surrender their holdings and receive them back on ‘English’ terms, while others were willing to pay for the privilege of ‘English’ status. This was because they preferred the inheritance law of primogeniture to the Welsh system of gavelkind, the equal division of a man’s inheritance among his sons, involving restrictions on his disposal of land according to his family’s individual circumstances.

These moves towards greater integration in the March of Wales had various manifestations. The Welsh language had started to reconquer the Vale of Glamorgan; Welshmen began to appear in the lowland and valley towns, in Oswestry, Brecon and Monmouth; the Welsh began ‘harassing’ English merchants in the March. A chorus of complaint against them burst from boroughs not only in Wales but in the English border counties. Nearly every Parliament which sat between 1378 and 1400 demanded urgent action against these impertinent ‘scrubs’. Even as the gentry turned their hopes towards Richard II, the English administrations in Wales slammed their doors hard. This was a reassertion of colonialism in a régime that was breaking down under its own contradictions, and the Welsh-English tensions that it provoked provided an even greater incentive for the discontented Welsh to support Richard II and Roger (VI) Mortimer.

Although the distinctions between Englishries and Welshries were breaking down by the later Middle Ages, these can sometimes be identified on the landscape today from old place names, where these appear as either English or Welsh, or sometimes bilingually:

Gwerthrynion and Cwmwd Deuddwr (the latter identifiable on today’s map as one of the longest original Welsh place-names, Llansantffraed Cwmdeuddwr) were two Mortimer upland lordships, located north-west of Rhayader on the upper reaches of the Wye. Presumably, they were unattractive to English settlers as there is also a notable absence of English placenames in that area.

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Newtown bears its English name, with a translation provided into Welsh (Y Dref Newydd), despite being surrounded by villages with Welsh nomenclature, because it was established as a borough by Mortimer. Other attempts by them to found boroughs were not so successful. Cefnllys remains the name of a long-ruined castle near Llandrindod Wells, because the Mortimers failed to take into account both its isolated position remote from major trade routes as well as the very limited potential for agricultural production within its close vicinity. When the once important castle had been abandoned as no longer of strategic value, its fate was sealed. Similarly, the prosperity of the borough of Wigmore, and the value of its castle languished after the Mortimers moved their seat of power to Ludlow. The military security of the marcher lordships depended on castles, boroughs and the lords’ private armies. Castles were pivotal in their survival and territorial ambitions as well as being status symbols; they served as ‘launching pads’ for aggression, defensive strongholds and bases in which they could reside when in their Lordships. They were also administrative centres from which their stewards could operate, collecting rents and dues and exercising justice.

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The marcher lords inherited from the Welsh princes the obligation of all free men to fight for them, and Wales throughout the Middle Ages provided a pool of experienced fighting men on which the marcher lords, and by extension, the king, could draw. Most of the infantrymen in the king’s armies were Welsh, and the archers, in particular, distinguished themselves in the Hundred Years War, and for both Yorkist and Lancastrian armies in the Wars of the Roses. The bowmen of Monmouthshire and south Wales were celebrated in both English and Welsh writing; in the March this intensified a loyalty to their lords which became a political as well as a military force. Thousands of Welshmen in their proud livery – like Mortimer’s men, all clothed in green with their arms yellow – were a force to be reckoned with in the politics of England itself, whenever the marchers were heavily involved, as they nearly always were.

Some of the larger lordships, like Glamorgan and Pembroke were organised along the lines of English shires, long before they were formally recognised as such in Tudor times. Maelienydd, by contrast, did not even have knight service, and the Mortimer administration was far less English in form. Rhys ap Gruffydd was knighted by Edward III, one of a number of Welshmen who achieved rank, office and respect in the king’s service and in the March. He commanded the Welsh bowmen in France, as a discrete unit in the English army. Hywel ap Meurig’s family had long been associated with the Mortimer family. In 1260, he was appointed as the negotiator with Llywelyn ap Gruffydd on behalf of the Crown and then became constable of the Mortimer castle at Cefnllys. He served as the king’s bailiff in Builth and soon after the end of the Welsh War of Independence of 1276-77 was commissioned as a justice in Wales. He and his family prospered as important cogs in the administration of Wales. Roger Mortimer (IV) maintained a retinue, or private army of Welsh soldiers during his ascendancy in the late 1320s. Although the final resort in settling disputes among the marcher lords, and with their princely Welsh neighbours may have been to engage in warfare, a full-blown war was unusual and arrangements developed among them for settling quarrels which would usually have been of a minor nature over such matters as cattle rustling and boundaries. ‘Letters of the March’ were forms of passports for travellers and merchants passing from one lordship to another. If a traveller was arrested in a lordship other than his own, he could present his letter, which would have been issued by his lord stating that he was a tenant, and request to be returned to face justice in his own lordship.

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The prosperity of the lordships depended largely on agricultural exports of cattle to England and across England to the continent. In 1349, four hundred cattle were driven from the Bohun lordship of Brecon to Essex for fattening. The first part of this journey was along long-established drovers’ roads through the hills, which still mark the landscape of Wales today. Twelve years earlier fourteen sacks of wool were dispatched to from the Mortimer lordship of Radnor en route to Dordrecht, and in 1340 another thirty were awaiting dispatch (each sack weighed 165 kilos). They were probably held up because of the chaotic conditions in trade as a result of the early stages of the Hundred Years’ War. Wool exports to Flanders had been a thriving business since the early twelfth-century. Welsh border wool may have been of an inferior quality to that of the prime sheep-rearing centres of the Yorkshire moors and dales, but it was certainly superior to the wool of East Anglia.

When Shropshire fleeces were fetching fourteen marks a sack, the Suffolk farmer could only get four marks for his. Yet Suffolk was richer than Shropshire and closer to their foreign customers. The sight of foreign buyers riding eastwards to Ipswich or Dunwich followed by long lines of pack horses laden with Welsh wool was a familiar one in medieval East Anglia. Suffolk farmers and merchants could do a brisker business with the continent because they were closer, but they could not compete in volume or the quality needed by the weavers of fine cloth in Flanders. Then Edward III decided to levy swingeing taxes on markets and customs duties on ports both in order to raise money for his wars with France and as an economic weapon in those wars. In the wool-producing areas the immediate effects were catastrophic, but after 1350 the introduction of weaving to East Anglia, accompanied by the migration of skilled weavers from the depressed textile industries of Flanders, led to a boom in demand for fleeces.

Throughout the early modern period, Wales remained predominantly agrarian, specialising in cattle production, rather than sheep-grazing; dairy products, and, until the Industrial Revolution, cloth-manufacture. The countryside underwent gradual enclosure and deforestation. Settlements remained small and scattered, with farmers maintaining upland summer homes and lowland winter houses. Towns, other than the boroughs already referred to, were not an important feature until the eighteenth century and even then were restricted largely to Glamorgan. There was some tin-plating in Monmouthshire, but neither coal-mining nor iron-casting was as important as they were to become.

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Dislike of the Anglo-Norman hegemony in Wales was not confined to the civil sphere; it was also present in the Church. The great religious revival of the eleventh century in Normandy was carried to England by the Conquest, which the Roman Church and the Norman barons themselves regarded as a Crusade, predating the ones they began to the ‘Holy Land’ in 1096. They considered the Welsh Church, still with its independent Celtic roots, to be, like the English one, in need of reform and physical rebuilding. The early conquests in Wales were accompanied by expropriation of church property for the benefit of religious foundations in Normandy and appointed French bishops whose dioceses by the early twelfth century had been incorporated into the province of Canterbury. In the Anglo-Norman borderlands and the Anglo-Welsh March, the abbey at Much Wenlock was refounded circa 1080; the Mortimers founded an abbey circa 1140 at Shobdon, a predecessor of Wigmore Abbey, and were later benefactors of the abbey at Cwm Hir in Maelienydd. Llanthony Abbey (detailed below) was founded in 1107. The native religious houses of Wales were slowly superseded by Anglo-Norman foundations or reformed in the new tradition as religious and cultural control of the Church passed out of Welsh hands for the next eight hundred years. Hardly surprisingly, this meddling was a cause of great resentment, with that champion of the Welsh Church, Giraldus Cambrensis, indignantly asking the Pope, …

… Because I am a Welshman, am I to be debarred from all preferment in Wales?

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A Pilgrimage to Llanthony Abbey & through Gospel Pass:

Above: The Landor Estate at Llanthony.

This is an appropriate point to engage with the path itself. The section from ‘Pandy to Hay-on-Wye’ officially begins where it crosses the A465 from Hereford to Abergavenny by “the Lancaster Arms.” However, by following the Afon Honddu northwards along the B4423 from Llanfihangel Crucorney, we can find our way to Llanthony Abbey. Given the remarks of Giraldus Cambrensis above, this is perhaps a better place to start a historical walk. The Priory is directly below in the deep Vale of the Ewyas which, as the twelfth-century itinerant Giraldus described it, is about an arrow shot broad. The priory he found, perhaps somewhat grudgingly, not unhandsomely constructed. It is, in fact, well worth the detour, either along the ‘B’ road or coming down from the Loxidge Tump from the Dyke Path (see maps below).

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You come to the priory ruins in a beautiful setting of meadows and groves of chestnuts. It is said that St David settled at Llanthony during his travels through Wales in the sixth century, establishing the llan (church). It is unlikely that he stayed long, but Llanthony’s special claim to fame is that he supposedly ate the leeks here that were to become the Welsh badge during the campaigns of the Hundred Years’ Wars with France. The priory was founded in 1107 by the powerful marcher lord William de Lacy at the place where, while on a deer hunt, he is said to have forsaken ambition and decided to devote his life to the service of God. As a result of Welsh raids on the Augustinians whom they no doubt considered to be the Roman Church’s supporters of the Norman incursion, the monks sought refuge with the Bishop of Hereford, only a few of them returning to the priory. From 1300, with Edward I’s conquest, the priory flourished once more, and at some point housed the largest single body of medieval Welsh ecclesiastical manuscripts, but by 1376 it was in a poor state of repair. Owain Glyndwr burnt it down around 1400; by 1481 only four canons and a prior remained, and its end came with its Dissolution by Henry VIII.

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In 1807 the estate was bought by the poet Walter Savage Landor (right) for twenty thousand pounds. From a wealthy Whig family, he held estates at Rugeley in Staffordshire and Bishop’s Tatchbrook in Warwickshire, but had been looking for a more secluded country property in which to write, and settled on Llanthony. The previous owner had erected some buildings in the ruins of the ancient abbey, but an Act of Parliament, passed in 1809, was needed to allow Landor to pull down these buildings and construct a house, (which he never finished). He wanted to become a model country gentleman, planting trees, importing sheep from Spain, and improving the roads. The Victorian diarist Kilvert wrote of his varied experiences of coming down the valley to the Abbey:

Under the cloudless blue and glorious sunshine the Abbey looked happy and peaceful. … How different from the first day that I pilgrimaged down the Vale of Ewyas under a gloomy sky, the heavy mist wreathing along the hillsides cowling the mountain tops. 

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There is still an avenue of trees in the area known as “Landor’s Larches” and many old chestnuts have been dated back to his time. But though he had literally fallen in love with Welsh people as a young man in Tenby and Swansea, where he lived for a time, he quarrelled with local people and the Bishop of St David’s, also finding the Black Mountains to have an “ungenial clime”. He left the estate in the hands of trustees and moved to Italy with his wife, whom he had met and married in Bath while living at Llanthony. They had returned to live in Llanthony. The remains of Landor’s house lie at Siarpal in the ‘cwm’ above the priory formed by the Hatterall Ridge and the Loxidge Tump. Together with the tower of the priory, they form what is now the Llanthony Abbey Hotel. The main surviving buildings of the priory are in the care of Cadw, the Welsh ‘keeper’ of historic monuments. Entrance is free.

It’s a pretty steep climb up the cwm to the ridge and the tump where the path can be regained, so the four-mile trek up the valley road to Capel-y-ffin seems more inviting, particularly as it’s rewarded by another monastery, founded in 1870 by the Rev. J. L. Lyne (Father Ignatius) for the Benedictines, in an unsuccessful attempt to reintroduce monasticism into the Anglican Church.

Soon after his death in 1908 the community ceased to exist, and the church became ruined. In the 1920s, though, the artist Eric Gill lived at the monastery for four years, and the house remained in his family after he returned to London. Besides the Catholic church are an Anglican chapel and a Baptist chapel. Capel-y-ffin means ‘chapel on the border’.  Just over a mile further on towards the Gospel Pass is the Youth Hostel.

The road goes on through the pass between ‘Lord Hereford’s Knob’ and ‘Hay Bluff’, where it eventually joins the Dyke path for the descent into Hay-on-Wye, avoiding the steep section on the road. This is where you are likely to see the Welsh mountain ponies.  Following the path itself from Black Daren northwards brings you very gradually to towards the unmarked summit of the ridge, and of the path, at 2,306 feet, on a broad and bleak nameless plateau of peat.

The surrounding landscape becomes wild and remote, a place to avoid in mist and rain. The Welsh have a saying, mae’n bwrw hen wragedd a ffin, meaning “it’s raining old ladies and sticks” (“cats and dogs” in English, of course!) Although “ffin” could mean “boundary” as suggested above, it might also mean “sticks” and there is a legend tell of the Old Lady of the Black Mountains, who is said to appear at night or in mist with a pot and/or wooden cane in her hand and who, going before wayfarers, will cause them to lose their way.

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A friendlier spectre, said to appear to travellers lost in the mountains between Llanthony and Longtown, is of a man who will guide them to the nearest road before disappearing. Best take the road in the first place, I say, with its beautiful views along the Ewyas Valley (above). At Pen y Beacon (or Hay Bluff), which is bypassed by the official path, we come to the to the steep north-west facing scarp of the Black Mountains, high above the middle Wye Valley. The way-marked alternative path to the beacon itself was described by the Victorian diarist Kilvert, and has apparently changed little over the last century and a half:

Soon we were at the top, which was covered with peat bog and black and yellow coarse rushy grass and reed. Here and there were pools and holes filled with black peat waters. … The mountains were very silent and desolate. No human being in sight, not a tree. 

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On the high and windswept bluff, on the very cornice of the range, a wide-sweeping countryside stretches away almost to the limits of vision. Beyond the Wye, hidden from view, where the Dyke path continues its journey, the Silurian hills of Radnorshire rise to grassy tops or to open hill common. In the distance are the outlines of Mynydd Eppynt, and the Radnor Forest. Dropping down over the cornice of Brownstones you aim between two deep gullies to join the Gospel Pass road on its way from the Honddu Valley. The path leads past the prehistoric burial mound at Twyn y Beddau and along the side of Cusop Dingle, on a steady descent into Hay. In a triangle bounded on two sides by main roads, Hay forms a compact and sleepy town, except when the International Book Festival is in town, in May.

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In the town, there are the remains of two castles, both Norman. The mound of the earlier motte and bailey, built around 1100 by William de Braose, is beyond the medieval core of the town, near St Mary’s Church. Legend has it that the castle was in fact built, not by William, but by his wife, Maud de St Valerie (‘Moll Walbee’). She is said to have built it in one night, carrying the stones in her apron. A pebble that dropped into her shoe is reputed to have been thrown into Llowes churchyard, three miles away. The ‘pebble’ measures nine feet in length and a foot in thickness! The later castle seems to have been destroyed by King John in 1215, the year that he signed the Magna Carta. It was rebuilt and then burnt by Llywelyn ap Iorwerth in 1231, though it was apparently still in use when Henry III rebuilt it about two years later. In 1236, the town walls were built, and by 1298 a compact town had grown within them. The castle was captured and changed hands several times in the succeeding decades so that John Leland in the sixteenth century found Hay to show…

… the token of a right strong Waulle having in it three Gates and a Posterne. Ther is also a Castel the which sumtime hath bene right stately.

The seventeenth-century Jacobean castle incorporated into it was owned in the 1980s by R. Booth, who ran a remarkable second-hand book business in the town. Apart from the castle itself, where rarer books were kept, many shops and other buildings have become bookshops. The collection is claimed to be the largest collection in the world, and it is well worth setting aside time to explore the bookshops. It is this recent remarkable piece of social history which has given rise to the book festival and Hay’s unofficial title as ‘the book capital of the world’. As a postgraduate student in Cardiff, I well remember organising a minibus trip to Hay and returning with a number of books which were out of publication, dating back to the early twentieth century, the period I was researching.

North of Hay, the Dyke crisscrosses the border into Herefordshire, before reaching the lowlands of Montgomeryshire. This is the ancient territory of the kingdom of Powys known as Rhwng Gwy a Hafren (‘between Wye and Severn’). Although Mercian influences were strong along this part of the Border, this is essentially a countryside of dispersed habitation in the Welsh tradition. Much of the walk is through some of the quietest and most beautiful, undulating country along the Border. Leaving Hay en route for Knighton you cross over the Wye into Kilvert country, where the wayfaring diarist we met at Lanthony Priory and atop the Black Mountains, Francis Kilvert, was curate of the parish of Clyro from 1865-72 and where, in 1870, he began his diary, describing vividly both the way of life in the area and much of the surrounding countryside. As it is only a mile along the road, but is not on the Dyke Path, it seems sensible to include the short walk to Newchurch as part of a sojourn in Hay. That is where I plan to end my journey this year.

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For some of its course, the Dyke marks local government boundaries, or more locally the boundaries to farmsteads, like Pen Offa near Chirk, where I hope to get to next year. But while, for the most part, the political boundary between England and Wales no longer follows it, and there are many gaps in the great earthwork itself (mostly due to modern development), the Dyke retains its place in the imagination as the symbolic frontier. It represents a natural if man-made division between upland and lowland peoples, as the only visible and historic structure which corresponds both to the imagination of those peoples, and to the fundamental reality of that division.

Sources:

Charles Hopkinson & Martin Speight (2011), The Mortimers, Lords of the March. Hereford: Logaston Press.

Gwyn A Williams (1985), When Was Wales? A History of the Welsh. Harmondsworth: Penguin Books.

Asa Briggs, John Morrill, et.al., (eds.) (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

Irene Richards & J. A. Morris (1946), A Sketch-Map History of Britain and Europe to 1485. London: Harrap.

George Taylor & J. A. Morris (1939), A Sketch-Map History of Britain and Europe, 1485-1783. London: Harrap.

John B. Jones (1976, ’80), Offa’s Dyke Path (Long-Distance Footpath Guide No 4). London: Her Majesty’s Stationery Office (Prepared for the Countryside Commission). 

 

 

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‘The March of Wales’ – Border Country: A Historical Walk in the Black Mountains, following Offa’s Dyke. Part two.   Leave a comment

‘Smash & Grab!’ – The Norman Conquest of Wales:  

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The Norman Conquest of Wales, unlike that of England, was piecemeal, but that served only to expose and intensify Welsh disunity. The invasion was not conducted by the King, or as a religious crusade, but as a piece of private enterprise on the part of the Norman barons, with the King’s agreement. They advanced by the easier valley routes and using the old Roman roads, conducting ‘smash and grab’ campaigns from their newly acquired estates in the Borderlands, which they later gave the French name ‘March’. A little further east William established three great strategic centres, from which the Normans could advance into this area. From Hereford, important in Offa’s time, but re-established in 1066 and based on the cathedral settlement, went William FitzOsbern, establishing Border castles at Wigmore, Clifford and Ewyas Harold, at Chepstow and later at Caerleon. From Shrewsbury, dating from the time of Aethelfleda, Queen of Mercia, re-established in 1071, Roger de Montgomery proved a constant threat in the middle Border to Powys. From William’s third strategic centre at Chester, rebuilt in 1071 on the site of the Roman Deva, Hugh d’Avranches opened a route into North Wales, enabling Robert of Rhuddlan to press forward to gain lands of his own and establish his castle a Rhuddlan.

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The three earls were given widespread powers within their earldoms, untrammelled by the king, but what, if any, instructions they were given with regard to military adventures in Wales is not known; it seems likely, however, that they were advised that they could annex lands in Wales on their own account, but must not involve King William whose primary interests lay elsewhere. In the early twelfth century Henry I, in what is probably an example of the kind of licence that King William granted explicitly or implicitly to his border earls, authorised one of his barons to conquer part of Wales:

King Henry sent a messenger to Gilbert FitzRichard, who was a mighty, powerful man and a friend of the king, and eminent in his deeds. And he came forthwith to the king. And the king said to him: “Thou wert always asking me a portion of Wales. Now I will give thee the land of Cadwgan ap Bleddyn. Go and take possession of it.” And he accepted it gladly from the king. And he gathered a host and came to Ceredigion and took possession of it and made two castles in it.

Certainly the earls rapidly and individually moved aggressively against the eastern districts of Wales, with Earl Roger also launching raids deep into the interior. He became the major figure in the central sector of the Anglo-Welsh borderlands after FitzOsbern was killed in battle in Flanders in 1071. He was one of King William’s trusted lieutenants whom he had created Earl of Shrewsbury by 1074. Ralph Mortimer was his ‘vassal’, having come to England with the Conqueror. By 1086, Ralph was firmly established as a tenant-in-chief, possibly through his association with William FitzOsbern as Earl of Hereford. The Wigmore chronicler records that Mortimer distinguished himself in suppressing the rebellion of the Saxon magnate, Edric the Wild, who had taken up arms against the Normans in Herefordshire and Shropshire, having allied himself with two Welsh princes. The rebels had threatened Hereford and burned Shrewsbury as the revolt spread into Staffordshire and Cheshire. The significance of this rebellion can by judged from King William’s decision to temporarily abandon personal control of his campaign in the north of England to deal with the rising, doing so with the same ruthlessness with which he then ‘harried’ Yorkshire. It is likely that Ralph had come to the king’s notice during this short campaign and by 1086 he held estates which once belonged to Edric. He had also been one of the lords who had put down the rebellion of FitzOsbern’s son, Roger, in 1075. Ralph received a number of the estates that Roger forfeited. As the Earl of Shrewsbury’s kinsman and steward or seneschal, he was allied to one of the most powerful barons in the kingdom and was his right-hand man, holding his Shropshire lands through this service. The Domesday Book records that he held lands and property in twelve English counties, mainly in Herefordshire and Shropshire, with several manors waste in the Welsh March.

Thus began the piecemeal, private enterprise, ‘internal colonisation’ of Wales. The king’s solution to the problem of the Welsh frontier worked whilst his appointees were men with whom he had a personal bond and affinity; but when the earldoms with all their prerogatives passed to their successors by inheritance, there would be distinct dangers for the Crown, as was made evident in Roger FitzOsbern’s rebellion. Wales was very different from England in politics as well as in geography. Although its inhabitants acknowledged a common Welsh identity, it was a country of many sovereign states with mountainous terrain governing their borders and hindering relationships with their neighbours. These petty principalities, perhaps as many as eighteen in number in the eleventh century, were often at each others’ throats, as Giraldus Cambrensis, Gerallt Cymro, described:

This nation is, above all others, addicted to the digging up of boundary ditches, removing the limits, transgressing landmarks, and extending their territory by every possible means. So great is their disposition towards this common violence … hence arise suits and contentions, murders and conflagrations, and frequent fratricides.

A source of perennial political weakness were the rules of inheritance where land was divided equally between all the sons which militated against any constitutional centralisation. A politically fractured Wales made it much easier for the marcher lords to conquer the country piece by piece and conduct a policy of divide and rule; on the other hand, the usual lack of a Welsh national leader made it more difficult to conduct diplomatic negotiations. To what extent individual conquests in Wales were actually licensed is not clear, but many were probably not expressly authorised by the king. From time to time during the Middle Ages, however, a Welsh prince was able to win control over other principalities, form alliances and exert capable leadership over large tracts of Wales; the Welsh would then prove formidable adversaries to the marcher lords. Such Welsh unity was, however, fleeting; it did not long survive the departure of a national leader and the principalities soon reverted to their customary political isolation and division. When there were leaders such as Rhys ap Gruffydd in the twelfth century and Llywelyn ap Iorwerth and Llywelyn ap Gruffydd in the thirteenth, an uneasy modus vivendi between the Welsh and the English would be established after military successes had enabled the Welsh to recover some, and on occasion almost all, of their lands.

If ‘independent Wales’ was politically fragmented, so in one sense was the March. The lords may have, on the surface, presented a coherent power bloc, but the pattern of lordship and power in the March, with the marchers’ individual political agendas and rivalries, would often change. Death and the lack of a direct male heir, or line of heirs, marriage, wardship and the creation of new lordships by the king, as well as forfeiture of them to him, all influenced the development of the March. From a crude beginning, the Norman lordships of the March grew into a complex and multi-ethnic society and a power in their own right. The lords succeeded the Welsh princes in owing little beyond allegiance to the English Crown; they were often decisive in the politics of England and Normandy. As Gwyn Williams (1985) pointed out, their relationship between invaders and invaded, a simple one at first, soon became more complex …

… Very rapidly they became hopelessly enmeshed with the Welsh in marriage, lifestyle, temporary alliance. A new and hybrid culture grew up in the March with quite astonishing speed. Plenty of marchers over time were cymricized … several became more Welsh than the Welsh. … The formation of so peculiar and potent a society was the direct result of Welsh survival and recovery. At first, nothing could stop the Normans … The first smash and grab thrusts from Chester, Shrewsbury and Hereford overran the north and penetrated deeply into the south-west. … the robber barons swarmed all over Wales. 

Marcher Lords, Welsh Princes and Court Poets:

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Above: The Lordships of the Mortimers in Wales in 1282

It was from their lands in the March of Wales that the Mortimers exercised their power and influence in England. Holding lands in Wales as marcher lords they were members of a select group of barons owing allegiance as tenants-in-chief to the king but ruling their lordships with a degree of independence unobtainable by the Anglo-Norman aristocracy in England. Nevertheless, William I did make arrangements for the defence of the frontier, indeterminate as it was, and for the introduction of Norman administration into the English borderlands, a remote area where his representatives would have to have more freedom of action than in elsewhere in the kingdom. The Norman system of castle, manor and borough was dominant in the lowland areas where the Norman advance had been most effective. Weekly markets and yearly or twice-yearly fairs were now a feature of life where country folk could trade. The areas administered in this way constituted ‘the Englishries’. In contrast, in ‘the Welshries’, the more hilly areas, the Welsh by and large retained their own way of life based on the Law of Hywel Dda, but paid tribute to the Norman lord.

Many of the large number of castles that had been built up and down the March were therefore fortified centres of government, each lordship having one main castle and usually other castles the centres of sub-lordships. At first the castles were of the simple motte and bailey type; but, under increased Welsh attacks, were soon strengthened. On each lordship the lord developed certain lands paying in money or kind for their homestead and share of the plots. During the Conqueror’s reign, the Normans had made significant inroads to southern and northern Wales, but in central Wales the raids mounted by Earl Roger of Shrewsbury had not been followed up by more permanent occupation, probably because considerable military resources were needed to deal with a resurgent Powys under Gruffydd ap Cynan. No doubt, Ralph Mortimer was involved in these earlier raids. Unlike the Saxons or the Vikings, the Norman method was not simply to destroy Welsh houses; they marched to a point well inside Welsh territory and built a fortress, from which they proceeded to reduce the surrounding countryside to submission, including any local lords who might object. By the end of the eleventh century, the Welsh Border had undergone unprecedented political change. The Normans of the March who had gained their lands by private conquest ruled virtually autonomously. In these lands the king had little right to interfere. The origins of this constitutional anomaly lay in the Conqueror’s arrangements for the settlement and defence of the Anglo-Welsh frontier.

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The last decade of the eleventh century, however, saw a much more aggressive attitude towards Wales on the part of the Norman lords with lands in the Borders when a Welsh chronicler related with some exaggeration that the French seized all the lands of the Britons. Earl Roger pushed far into Ceredigion and then into Dyfed to set up what would become the lordship of Pembroke. Meanwhile, there was a free-for-all along the Anglo-Welsh frontier; the Welsh cantref (‘hundred’) of Maelienydd, adjoining the Mortimer estates of Herefordshire and Shropshire, offered a natural target for Ralph Mortimer to annex more territory for himself, probably in the early 1090’s when other border lords were acquiring Brycheiniog (Brecon), Buellt (Builth) and Elfael. Maelienydd had once been part of the kingdom of Powys but, after the collapse of Gruffudd ap Llywelyn’s ’empire’ when he was killed in 1063, it seems to have been ruled by local chieftains. It was an upland region with little scope for economic exploitation by its new lords, but by this relatively unrewarding conquest Ralph had made clear his determination that the Mortimers were not to be left out of the Border barons’ race to carve out for themselves territories and spheres of influence in Wales. Even though Maelienydd was the central lordship in Wales for the Mortimers, their control was to remain precarious  with it reverting to Welsh rule on a number of occasions before the final collapse of the fight for Welsh independence in the last quarter of the thirteenth-century. It is likely that Ralph built the castle at Cymaron to secure control of his new lands; this castle, on the site of the cantref’s old Welsh llys (court), became the major fortress of the lordship until it was replaced in the thirteenth century by Cefnllys; it did, however, remain the centre of Maelienydd’s judicature.

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Maelienydd seems to have been Ralph Mortimer’s only significant acquisition of territory in Wales, but his hold on it remained tenuous. In general, the Norman inroads into Wales at the end of the eleventh century met with setbacks. A widespread uprising broke out in 1094 and in many districts, including Maelienydd, the Welsh regained temporary control of their lands. The lords were unable to cope with the crisis and the king had to come to their rescue, a pattern which would be repeated on a number of occasions over the following centuries. In his When Was Wales? Gwyn Williams added colour to this chronicle:

The shattered dynasties … with their backs to an Irish wall, using their own weapons and stealing the Normans’, fought back. They beat the bandits out of the west, only to bring the power of the English king down on their heads. Henry I rolled his power into Wales over Welsh kings and Norman lords alike.

Ralph Mortimer had kept his distance from the rebellion of Robert, the third Earl of Shrewsbury and other barons in 1102, which was an unsuccessful conspiracy to replace Henry I with Duke Robert on the English throne. King Henry confiscated Shrewsbury and took the Montgomery lands in the west, making Carmarthen the first royal lordship in Wales. He imported Flemings and planted them in southern Dyfed where they transformed its agrarian economy, making it ‘the Little-England-Beyond-Wales’ that it is known as today, pushing the Welsh north of a line known as the landsker which still remains a cultural boundary. But that relates more to the other, original long-distance footpath, the Pembrokeshire Coastal Path. Nevertheless, it demonstrates how, by the early twelfth century, the Normans had re-established control over Wales as a whole, other than the remoter parts of the north-west,  even if their hold was to remain tenuous until the end of the next century.

Ralph Mortimer remained a key figure in this consolidation, benefiting from the Earl of Shrewsbury’s disgrace, since the king’s decision not to appoint a successor to the powerful magnate had removed one of the contestants for power along the Welsh border and into central Wales. But in the following early decades of the twelfth century, his attention and resources were increasingly drawn away from his lands on the Anglo-Welsh Border to events in Normandy and the quarrels between the kings of England on the one hand and the dukes of Normandy on the other. For some time, Normandy remained as important as England or Wales to the Norman aristocracy, but the descendants of the first generation of barons in these countries were to become increasingly ambivalent in their attitude to the Duchy, until in 1204 they were forced to choose between their lands at home and those acquired by conquest across the Channel.

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But although Mortimer’s affairs both there and in England, as a loyal supporter of Henry I, would have been expected to prosper, there is no evidence of this in court rolls or chronicles during the twenty-five years from 1115 to 1140, perhaps suggesting that, on the contrary, he and/or his successor fell foul of King Henry and that the Mortimer lands were confiscated by the Crown. The only record is of a marriage alliance between Ralph’s daughter to William the Conqueror’s nephew Stephen, who had been implicated in the 1095 revolt as a possible replacement for William II and had also been involved in unsuccessful baronial revolts in Normandy which had been supported by Louis VI of France. Another record suggests that Ralph died in c. 1115, and that his son Hugh eventually received his inheritance of the Mortimer lands in Normandy, England and Wales. By the 1130s, they had added Maelienydd had fallen to their Welsh lands. But in 1135 Henry I died without a male heir and England descended into civil war between the supporters of Stephen of Blois and Matilda, Henry’s daughter. Once more the attention of the marcher lords were drawn away from Wales, and the Welsh princes seized their chance. Owain Gwynedd, son of Gruffydd ap Cynan, rebuilt Gwynedd into a power, driving it across north Wales to the Dee. He also thrust south into Ceredigion. Powys, in full revival and trying to recreate its ancient principality, was confronted with a new and permanent menace. In Deheubarth, the prince’s sons fought the Normans and each other for their inheritance, and Rhys ap Gruffydd began to establish himself.

The Normans took only five years to conquer England; it took them over two hundred years more for them to subdue and subjugate Wales. For the first 150 years it was subjected to periodic attack and colonisation by the marcher lords. It was beyond the military capacity of the Anglo-Normans, so often preoccupied, as they were, with events elsewhere, to mount a full-scale conquest of the interior. In 1154, the English civil war came to an end with the accession of Henry II, son of Matilda’s match with the Duke of Anjou who had also become Holy Roman Emperor. He established the Angevin Empire, and in two big land-and-sea campaigns brought the Welsh resurgence to a halt. Owain pulled back to the west of the River Conwy, while Rhys was hemmed-in, in his traditional base of Dinefwr (Dynevor). From here, he was able to launch raids against the marcher lords, and these transformed into all-out war when Gwynedd joined in. Clearly, the native Welsh, neither princes nor people, had yet accepted the Anglo-Normans as their masters, however. In 1163, during his first big military expedition into south Wales, one old Welshman of Pencader was asked by Henry II if he thought of his chances of victory, and whether his countrymen could resist his military might. He was, after all, ruler of the European empire of the Angevins as well as king of England. The old man had joined the king’s army against his own people because of their evil way of life, but his reply still amounted to a declaration of independence:

This nation, O King, may often be weakened and in great part destroyed by the power of yourself and of others, but many a time, as it deserves, it will rise triumphant. But never will it be destroyed by the wrath of man, unless the wrath of God be added. Whatever else may come to pass, I do not think that on the Day of Direst Judgement any race other than the Welsh, or any other language, will give answer to the Supreme Judge of all for this small corner of the earth.  

Henry, distracted by the Becket controversy, eventually responded by mobilising a massive expedition in 1165 to destroy all Welshmen. His attempt at genocide collapsed humiliatingly in the Berwyn Mountains in the face of bad weather, bad logistics and good guerilla tactics by the Welsh. Owain Gwynedd again cut loose to the Dee while Rhys took Ceredigion, Ystrad Tywi and much of Dyfed. Powys, threatened with renewed extinction, rallied to the English crown. But by 1170 Owain was dead and his sons began a ‘traditional’ fratricidal war for his inheritance. Henry offered a settlement, formally confirming Rhys in his lordships and making him Justiciar of South Wales. All Welsh rulers took oaths of fealty and homage to the king. By the end of the twelfth century, the frontier which had emerged over two generations or more had been settled.

The old kingdom of Morgannwg-Gwent was replaced by the shires of Glamorgan and Monmouth, two of the strongest bastions of Anglo-Norman power in Wales. In the end, Powys was split into two, Powys Wenwynwyn in the south usually supporting the English crown, while the northern Powys Fadog tended to side with Gwynedd. A core of the old principality of Deheubarth had been re-established, but it was ringed by marcher lordships with a strong base at Pembroke and royal estates around Carmarthen. Much of the south and east seemed to be under almost permanent alien control. Only Gwynedd had ultimately emerged as fully independent. Under Owain’s ultimate successors it grew into a major force, the strongest power in ‘Welsh Wales’ at the time. It was able to combine its natural mountain barrier and its Anglesey granary with its newly learned modes of feudal warfare. Its laws were based on those of Hywel Dda. There was a temporary Welsh overlord in ‘The Lord Rhys of Dinefwr’, Yr Arglwydd Rhys, but Gwynedd had its ‘prince’, an imprecise term which could be charged with constitutional significance. To the south and east, taking in most of the best land and expropriating much of its wealth, there was an arc of marcher lordships owned by the Montgomery, Mortimer, Bohun and the Clare families. Their lands stretched deep into mid-Wales and along the rich and open south coast. As Gwyn Williams commented, …

There was a permanently disputed shadow zone and endless border raiding, but there was also a fine mesh of intermarriage and fluctuating tactical alliances. The beautiful princess Nest of Deheubarth could play the role of a Helen of Troy, precipitating wars over her person.

During this period, the native Welsh were admitted to much of the rapidly developing learning of Europe; there were works on medicine and science in the Welsh language. In a revival arising directly from the struggle for independence, the bardic order was reorganised. Bardic schools were arduous and apprenticeships in the strict metres were long. Gruffydd ap Cynan was credited with the initial impetus, and he was, possibly, the first to systematise the eisteddfodau under the Maiestawd Dehau (‘the Majesty of the South’), The Lord Rhys, Justiciar of the King, who exercised some shadowy, theoretical authority over every lord in Wales, whether Welsh or Norman, and whose eminence endowed the Welsh language and its poetry with prestige. This was the age of the gogynfeirdd, the court poets, when every court and many a sub-court had its official pencerdd, the master-poet who sat next to the prince’s heir in hall, and its bardd teulu, the household poet. The poets had official functions and were the remembrancers to dynasties and their people. They evolved a complex, difficult and powerful tradition which, in the thirteenth century, involved a renaissance influence; princes like Owain Cyfeiliog were themselves poets. Most, like the great Cynddelw in the twelfth century, saw themselves as being in the service of a mission, rather than a simply the servants of a particular prince. Norman lords also succumbed to the charms of the court poets, harpists and singers. Giraldus Cambrensis made a special note of the harmonies he heard:

… when a choir gathers to sing, which happens often in this country, you will hear as many different parts and voices as there are performers, all joining together in the end to produce a single organic harmony and melody in the soft sweetness of the B-flat…

However, this was a period of temporary truce rather than permanent peace, and in the face of Welsh resistance and counter-attack, the marcher lords’ conquests were far from secure; their lands increased and decreased in area. Nevertheless, by 1200 much of eastern, southern and south-western Wales was under Anglo-Norman control. As the twelfth century progressed, there had also been a continuing and accelerated opening up of the land along the Border, many of the great woodland areas being cleared to make way for agriculture, and to provide timber for housing, fuel and ships. In addition, these subsequent decades saw the growth of townships around the Norman castles. Today the Border contains a fascinating variety of towns, while a number of the motte and bailey castles are now no more than mounds, like Nantcribbau near Montgomery. At White Castle, a township never developed at all, while at Grosmont the beginnings of a town are clear. Monmouth is a township which grew into a market town, while Oswestry grew into an important sub-regional centre. It was during this period the parts of Wales under Anglo-Norman control came to be known as marchia Wallie, the March of Wales, whilst ‘independent Wales’ governed by its native rulers was known as Wallia or pura Wallia. With the ebb and flow of conquest and the periodic recovery of lands by the Welsh, the boundaries of the March were constantly changing; the medieval ‘March’ as a geographical term, therefore, had a very different meaning from the early modern ‘March’ which Tudor government used to describe the Anglo-Welsh border counties.

The Fate of Princely Wales & Plantagenet Hegemony:

Within a few years of the beginning of the thirteenth century, Llywelyn ap Iorwerth (‘the Great’), Prince of Gwynedd, had united all the Welsh princes under his overlordship and was also supported by the English barons against King John. With the help of his allies, he had recovered much of the March for the Welsh, including the Mortimer lordships of Maelienydd and Gwerthrynion. In 1234, the ‘Treaty of the Middle’ brought about an uneasy peace between Henry III, the marcher lords and Llywelyn. His triumphs, and those of his grandson, Llywelyn ap Gruffydd, further inspired the renaissance of Welsh poetry, which did much to keep alive the desire for independence. However, on the death of the ‘Great’ Welsh Prince in April 1240, the king refused to recognise the rights of his heir, Dafydd (David), to his father’s conquests. Instead, Henry appears to have encouraged the marcher lords to recover ‘their’ lost lands by ordering the sheriff of Herefordshire to transfer possession of Maelienydd to Ralph (II) Mortimer. During the following summer of 1241, Ralph recovered the lordship by force and agreed a truce with the local Welsh lords. Earlier that year, however, they had met Henry III at Worcester, formally submitting to his kingship. In return, he had endorsed their right to resume hostilities with Ralph Mortimer after their truce had expired. In other words, it was not the king’s business to involve himself in disputes between the Welsh lords and the marcher lords.

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Fifty years later, Edward I did intervene decisively in the March, determined to demonstrate that affairs there were his business and that he was the overlord of the marcher lords. In 1267, Llywelyn ap Gruffydd had been recognised as Prince of Wales by Henry III (that is, overlord of the native princedoms beyond the March), but Llewelyn proved reluctant to fulfil his side of the bargain and accept, in turn, the feudal overlordship of the Plantagenets over the whole of England and Wales. Llewelyn had taken advantage of Henry’s problems with his English barons, which culminated in civil war in 1264-5, to expand his territories both at the rival Welsh princes and the English marcher barons: his success made him overconfident, however, and needlessly provocative. In the Statute of Westminster of 1275, Edward declared that he would do right by the March, and anywhere else where his writ did not run, seeking fairness and justice for all complainants. Meanwhile, Llywelyn ap Gruffudd, who had inherited his grandfather’s Principality of Gwynedd, and had been an ally of the English rebel Simon de Montfort, refused to pay homage to Edward I. In 1277, determined to subdue Llywelyn and bring him to heel, Edward proceeded by land via Chester, Flint and Rhuddlan, and sent a fleet to cut off food supplies from Anglesey, so that the Welsh prince was forced to accept a negotiated peace. The terms were harsh for the Welsh prince: he was forced to surrender the area known as ‘the four cantrefs’ between Chester and the River Conwy, which Edward then used to create a new series of powerful marcher lordships. Edward also imposed a potentially crippling war indemnity of fifty thousand pounds. It is hard to see how Gwynedd could ever have raised such a sum, but the waiving of the demand was a means by which Edward demonstrated the control he now had over Llywelyn.

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It was Edward I’s single-minded concentration of the kingdom’s resources and his shrewd use of his armies and his navy (to supply them) that brought Welsh independence to an end in 1282 after a second rebellion was suppressed. Llewelyn’s brother Dafydd launched a revolt against the English from his lands in Gwynedd. Ironically, he had been an ally of the English crown but felt aggrieved at the lack of reward for his former services by Edward. Dafydd’s rebellion forced Llewelyn’s hand; instead of crushing the rebellion, he joined it. Edward’s response was to launch a full-scale war of conquest. Proceeding along the north Wales coast as he had done five years before, but now through what was friendly territory, his forces took Anglesey and pushed Llywelyn back into the fastnesses of Snowdonia. Llywelyn then attempted to move south, but was ambushed at Irfon Bridge near Builth, and killed. His brother, Dafydd, was eventually captured by Edward’s forces, possibly through treachery, in June 1283, and hideously executed at Shrewsbury. All of Dafydd and Llywelyn’s lands in Gwynedd were confiscated by the English Crown.

Independent Gwynedd was obliterated along with all insignia and other symbols which might be used to revive the cause. Chief among these were the courtly poets, whose martyrdom was later recorded by the Hungarian poet János Arány to serve as a parable of resistance to another Empire after the ‘heroic’ uprising and war of independence of 1848-49. Arány’s poem, Walesi Bardok (‘The Bards of Wales’; see the link below) is learnt and recited today by every school child in Hungary. It is also available in an English translation. Gwyn Williams wrote of how, with the fall of the house of Aberffraw, the epoch of the Wales of the Princes came to an end:

The Welsh passed under the nakedly colonial rule of an even more arrogant, and self-consciously alien, imperialism. Many historians, aware that the feudal principalities and princes have elsewhere made nations, have largely accepted the verdict of nineteenth-century Welsh nationalism and identified the hose of Aberffraw as the lost and legitimate dynasty of Wales. Llywelyn ap Gruffydd has become Llywelyn the Last. In fact, Wales of the Princes had to die before a Welsh nation could be born. That Welsh nation made itself out of the very tissue of contradictions which was the colonialism which choked it.

The Plantagenet hold on Wales, now extending over the north and west of the country, was accompanied by a second great phase of castle building. Edward rebuilt the castles at Caernarfon, Flint and Rhuddlan and built new concentric ones at Harlech, Conwy, Beaumaris and Criccieth, to overawe the Welsh, standing both as bastions and as symbols of Plantagenet rule. Important market towns grew up around the new castles. But the military occupation of the north-west was also followed up by a constitutional settlement, imposed and established by the 1284 Statute of Rhuddlan. By this, the former principality was placed under the direct jurisdiction of the English crown and Anglo-Norman law. Both Gwynedd and Deheubarth were divided into shires, like in England, and English courts of justice were introduced. Further revolts, in 1287 and 1294 were ruthlessly suppressed, and in 1295 the Earl of Warwick defeated the North Welsh rebel leader, Madog ap Llewelyn, at Maes Madog, in an engagement which presaged the tactical use of ‘mixed formations’ of archers and dismounted men-at-arms in the Hundred Years War.

The king then undertook a great circular progress through Wales to reinforce his authority. Although there was no drastic change in the customs of the people, and the tribal and clan groupings still existed, these slowly broke down over the following centuries. In 1301 Edward granted all the English Crown lands in Wales to his eldest son, ‘Edward of Carnarvon’, now called the Prince of Wales in what some have presented as an attempt to appease the Welsh people. In reality, however, it was a powerful reminder that the days of the native princes were over. Half of Wales became a unified Principality, to be ruled directly through statute by the English king. Gradually, too, there was a resulting decline in the power of the Marcher lordships. The king, concerned at their level of autonomy, had now acquired his own Welsh lands.

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The March of Wales in the Later Middle Ages:

Nevertheless, the forty or so marcher lordships, comprising the other half of the country, were left intact and remained in existence until 1536. Throughout the fourteenth century, strong undercurrents of discontent needed only the emergence of a strong leader to unite Wales in rebellion. Exactly how the marcher lords acquired and were able to hold on to their special constitutional status in Wales has been the subject of continual debate. It is argued on the one hand that they simply acquired the regal powers of the Welsh princes they dispossessed. The basic units of Welsh territory and administration within the gwlad (the territory of a single prince) were the cantrefi consisting of two or more cymydau which can be loosely equated to the English Hundreds. By annexing a relatively small cantref or cymyd, with its llys or administrative court, an invading lord stepped into the shoes of the local Welsh prince or lord, just as if one Welsh prince had defeated another and annexed his territory. On the other hand, the lords’ powers were openly or tacitly granted by the king as rewards for carrying out their conquests on the Crown’s behalf. The March of Wales was not, however, a homogeneous region, subject to a uniform style of conquest and administration. It was through a diversity of circumstances that the lords of the March won the prerogatives which were later collected into a set of privileges recognised by thirteenth-century lawyers.

After his conquest of Wales and the partition of the country into Crown lands and the March, Edward, with his passion for law and order, would have considered the divided administration of the country, the relative independence of the rulers of much of it and its fragmented judicial system as an anathema; but the marchers with their jealously guarded immunities were difficult to dislodge, and although Edward flexed his muscles towards them, he seems to have accepted the political reality of the March, provided his authority as monarch was recognised.  Whilst the king acknowledged that his writ did not run in the March, in the last resort he reserved his authority over the Lords Marcher as tenants-in-chief, especially in the case of disputed titles to lordships. In 1290, Gilbert de Clare, Earl of Gloucester and lord of Glamorgan and Humphrey de Bohun, Earl of Hereford and lord of Brecon were at loggerheads, mainly over a disputed debt. In 1291 the two earls were summoned in their capacities as lords of the March and arraigned before the king and council at Abergavenny, and the following January before parliament at Westminster. Gilbert de Clare was found guilty of waging war after the king’s injunction and Humphrey de Bohun of defying the king by claiming that he was entitled to act in the March of Wales in a way he could not do in England. The two lords were sentenced to imprisonment and forfeiture of their marcher lordships during their lifetimes; but the king soon relented and commuted their sentences to fines, which they seem never to have paid.

King Edward’s masterful management of this affair and the severe penalties meted out to two prominent marcher lords must have had a traumatic effect on their peers. What the lords had considered to be prerogatives, the king and his council now considered to be privileges, and the extent to which the king could interfere constitutionally in the affairs of the March was to prove a running sore between strong and ambitious kings and the marchers. The cherished symbol of their status, the right to wage war, had been abolished by a royal proclamation. Edward I’s intervention of 1291-92 constituted a precedent and a turning point in the standing of the marcher lords, especially as he had demonstrated that he had even been prepared to humiliate the two lords. In the same year, 1292, he persuaded the marcher lords to pay a tax on their lands in Wales as a contribution towards a subsidy granted to him by parliament two years previously. On one occasion, the king confiscated Wigmore Castle when Edmund Mortimer executed an inhabitant of the royal lordship of Montgomery, thereby encroaching on the king’s rights, and Edmund was only able to recover it after payment of a fine of a hundred marks and providing a straw effigy of the man to be hung on the gallows in the town of Montgomery. In 1297, the men of the Mortimer lordship of Maelienydd submitted a list of grievances to the king who seems to have induced Edmund to grant the men of the lordship charters of their liberties, another example of royal interference in the administration of the March.

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The position was further complicated by the fact that the marcher lords also held lands in England by normal feudal tenure; by the end of Edward’s reign in 1307, seven out of ten of them. A specific instance of the marchers’ autonomy related to castle-building; the earls of Hereford would have had, at least in theory, to obtain a licence to build a castle in Herefordshire, but in their marcher lordship of Brecon, they could have built one without reference to the Crown. The marcher lordships were to exist for more than another two centuries but their constitutional status would never again be as secure as it had been before the reign of Edward I. Furthermore, the conquest of Gwynedd and the de facto unification of England and Wales had rendered obsolete the justification for the very existence of the marcher lordships, namely the suppression of any threat to England. Although the marchers were conspicuously involved in the civil strife of Edward II’s reign, during the rest of the fourteenth century they were, by and large, left to their own devices at home. Edward III needed the support of his barons, many of whom held lands in the March of Wales, during the Hundred Years War with France, especially since it was from their domains that many of the Welsh archers and spearmen were recruited for the king’s armies. In 1354, when there was a possibility of a French invasion of Wales, Edward emphasised that the loyalties of the marchers must be to the Crown. The March of Wales and the borderlands were still viewed with suspicion; they remained territories in which it was difficult to exercise royal supervision and for the Crown to intervene militarily. Throughout the Middle Ages, the marcher lordships were a refuge for rebellious barons, criminals and anyone else who wanted to ‘disappear’.

The English exploitation of Wales and exporting of its wealth, particularly by the late fourteenth century, was a primary cause of intermittent national and regional rebellions. In 1387, eleven archers escorted a convoy of treasure worth close on a million pounds in today’s money from Wigmore to London, which had presumably been ‘milked’ from Wales. A particular cause of Welsh resentment was the status and privileges of the boroughs ‘planted’ in Wales, which often extended miles beyond the town’s actual boundaries. Newtown was a case in point, established by Roger Mortimer (III) in the 1270s, which, with its commercial advantages from which he would benefit, supplanted a nearby Welsh town.

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Much has been written for and against Owain Glyndwr, who appeared as the leader of the Welsh in 1400. I have also written an article about him, published on this site (see the links below). That the catalyst for the national revolt was a boundary dispute between Glyndwr and Lord Grey of Ruthin demonstrates the importance of marking borders along what was now ‘the March’. It left behind widespread destruction on both sides and a country broken by demands for lost revenues. Glyndwr was strongly backed by ‘English’ elements, including Edmund Mortimer, who married Catherine Glyndwr. Many others were hostile to Henry IV’s usurpation of the throne from Richard II. The very public failure of the marchers to contain the Glyndwr rebellion inevitably called into question their continuing utility as a group and reinforced calls for reform of the administration of the March. This demand faltered in the face of England’s preoccupation with the renewal of the French Wars in 1415.

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Rebellion would be followed by repression and by ‘ethnic cleansing’ which was particularly severe in both the Principality and the March after the suppression of Owain Glyndwr’s rebellion. Glyndwr himself disappeared into Herefordshire’s Golden Valley (perhaps to his son-in-law’s manor at Monnington Straddel), so-called because the Anglo-Normans confused the Welsh word for water, dwr, giving its name to the River Dore, with the French word d’or. This misunderstanding was perhaps symptomatic of the continued disjunction between the Cambrian and Anglo-Norman cultures. Welsh hatred re-focused on the marcher lords as the mistrusted agents of English rule. Like Arthur, Glyndwr could not die and Henry V, born in Monmouth, would have had no desire to make a Welsh martyr of him. In 1415, he was to need his men of Monmouth, skilled bowmen, on the field at Agincourt. The outlaw prince was left to live out his days in seclusion, too proud to accept Henry’s twice-offered pardon, but his remaining son was taken into the king’s own service. Arthur would come again in the form of the grandson of Owen Tudor.

(to be continued…)

Posted July 1, 2018 by TeamBritanniaHu in Anglo-Saxons, Archaeology, Britain, British history, Britons, Castles, Celtic, Celts, Christian Faith, Christianity, Church, clannishness, Colonisation, Conquest, Dark Ages, English Language, Ethnic cleansing, Europe, Footpaths, Genocide, guerilla warfare, Humanities, Hungarian History, Hungary, Imperialism, Integration, Ireland, Linguistics, Literature, Mercia, Midlands, Narrative, Nationality, Normans, Old English, Papacy, Plantagenets, Population, Remembrance, Renaissance, Saxons, Statehood, Suffolk, Uncategorized, Wales, War Crimes, Warfare, West Midlands

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1536-1572: The Reformers and Pacifist-Anabaptists   Leave a comment

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Luther’s Last Decade and His Legacy:

In the final decade of his life, Luther became even more bitter in his attitude towards the papists. He was denied another public hearing such as those at Worms and Speyer, and he managed to avoid the martyrdom which came to other reformers, whether at the stake or, in the case of Zwingli, in battle (at Kappel in 1531). He compensated by hurling vitriol at the papacy and the Roman Curia. Towards the end of his life, he issued an illustrated tract with outrageously vulgar cartoons. In all of this, he was utterly unrestrained. The Holy Roman Empire was a constitutional monarchy, and the emperor had sworn at his coronation that no German subject should be outlawed unheard and uncondemned. Although this clause had not yet invoked to protect a monk accused of heresy, yet when princes and electors came to be involved the case was altered. If Charles V were faithless to that oath, then he might be resisted even in arms by the lower magistrates. The formula thus suggested by the jurists to Luther was destined to have a very wide an extended vogue. The Lutherans employed it only until they gained legal recognition at Augsburg in 1555. Thereafter the Calvinists took up the slogan and equated the lower magistrates with the lesser nobility in France. Later historians were accustomed to regard Lutheranism as politically subservient and Calvinism as intransigent, but the origin of this doctrine was in the Lutheran soil.

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Martin Luther was made for the ministry. During his last years, he continued to attend faithfully to all the obligations of the university and his parish. To the end he was preaching, lecturing, counselling and writing. At the end of his life, he was in such a panic of disgust because the young women at Wittenberg were wearing low necks that he left home declaring that he would not return. His physician brought him back, but then came a request from the counts of Mansfeld for a mediator in a dispute. Melanchthon was too sick to go, and though Luther was also very ill, he went, reconciled the counts and died on the way home.

His later years should not, however, be written off as the splutterings of a dying flame. If in his polemical tracts he was at times savage and course, in the works which really counted in the cannon of his life’s endeavour he grew constantly in maturity and artistic creativity. Improvements in the translation of the Bible continued to the very end. The sermons and biblical commentaries reached superb heights. Many of the passages quoted to illustrate Luther’s religious and ethical principles are also from this later period.

When historians and theologians come to assess his legacy, there are three areas which naturally suggest themselves. The first is his contribution to his own country. He called himself the German prophet, saying that against the papist assess he must assume so presumptuous a title and he addressed himself to his beloved Germans. The claim has been made frequently that no individual did so much to fashion the character of the German people. He shared their passion for music and their language was greatly influenced by his writings, not least by his translation of the Bible. His reformation also profoundly affected the ordinary German family home. Roland Bainton (1950) commented:

Economics went the way of capitalism and politics the way of absolutism, but the home took on that quality of affectionate and godly patriarchalism which Luther had set as the pattern of his own household.

Luther’s most profound impact was in their religion, of course. His sermons were read to the congregations, his liturgy was sung, his catechism was rehearsed by the father of the household, his Bible cheered the faint-hearted and consoled the dying. By contrast, no single Englishman had the range of Luther. The Bible translation was largely the work of Tyndale, the prayer-book was that of Cranmer, the Catechism of the Westminster Divines. The style of sermons followed Latimer’s example and the hymn book was owed much to George Herbert from the beginning. Luther, therefore, did the work of five Englishmen, and for the sheer richness and exuberance of vocabulary and mastery of style, his use of German can only be compared with Shakespeare’s use of English.

In the second great area of influence, that of the Church, Luther’s influence extended far beyond his native land, as is shown below. In addition to his influence in Germany, Switzerland, Hungary and England, Lutheranism took possession of virtually the whole of Scandinavia. His movement gave the impetus that sometimes launched and sometimes gently encouraged the establishment of other varieties of Protestantism. Catholicism also owes much to him. It is often said that had Luther not appeared, an Erasmian reform would have triumphed, or at any rate a reform after the Spanish model. All this is, of course, conjectural, but it is obvious that the Catholic Church received a tremendous shock from the Lutheran Reformation and a terrific urge to reform after its own pattern.

The third area is the one which mattered most to Luther, that of religion itself. In his religion, he was a Hebrew, Paul the Jew, not a Greek fancying gods and goddesses in a pantheon in which Christ was given a niche. The God of Luther, as of Moses, was the God who inhabits the storm clouds and rides on the wings of the wind. He is a God of majesty and power, inscrutable, terrifying, devastating, and consuming in his anger. Yet he is all merciful too, like as a father pitieth his children, so the Lord… 

Lutherans, Calvinists, Anglicans and Pacifists:

The movement initiated by Luther soon spread throughout Germany. Luther provided its chief source of energy and vision until his death in 1546. Once Luther had passed from the scene, a period of bitter theological warfare occurred within Protestantism. There was controversy over such matters as the difference between ‘justification’ and ‘sanctification’; what doctrine was essential or non-essential; faith and works; and the nature of the real presence at the Eucharist. This is the period when Lutheranism developed, something which Luther himself predicted and condemned. The Schmalkald Articles had been drawn up in 1537 as a statement of faith. The Protestant princes had formed the Schmalkald League as a kind of defensive alliance against the Emperor. The tragic Schmalkald War broke out in 1547 in which the Emperor defeated the Protestant forces and imprisoned their leaders. But the Protestant Maurice of Saxony fought back successfully and by the Treaty of Passau (1552), Protestantism was legally recognised. This settlement was confirmed by the Interim of 1555. It was during this period that some of the Lutheran theologians drove large numbers of their own people over to the Calvinists through their dogmatism.

The Battle of Kappel, in which Zwingli was killed, had brought the Reformation in Switzerland to an abrupt halt, but in 1536 John Calvin (1509-64) was unwillingly pressed into reviving the cause in French-speaking Switzerland. Calvin was an exiled Frenchman, born in at Noyon in Picardy, whose theological writings, especially the Institutes of the Christian Religion and numerous commentaries on the Bible, did much to shape the Reformed churches and their confessions of faith. In contrast to Luther, Calvin was a quiet, sensitive man. Always a conscientious student, at Orléans, Bourges and the University of Paris, he soon took up the methods of humanism, which he later used ‘to combat humanism’. In Paris, the young Calvin had encountered the teachings of Luther and in 1533, he had experienced a sudden conversion:

God subdued and brought my heart to docility. It was more hardened against such matters than was to be expected in such a young man.

After that, he wrote little about his inner life, content to trace God’s hand controlling him. He next broke with Roman Catholicism, leaving France to live as an exile in Basle. It was there that he began to formulate his theology, and in 1536 published the first edition of The Institutes. It was a brief, clear defence of Reformation beliefs. Guillaume Farel, the Reformer of Geneva, persuaded Calvin to help consolidate the Reformation there. He had inherited from his father an immovable will, which stood him in good stead in turbulent Geneva.  In 1537 all the townspeople were called upon to swear loyalty to a Protestant statement of belief. But the Genevans opposed Calvin strongly, and disputes in the town, together with a quarrel with the city of Berne, resulted in the expulsion of both Calvin and Farel.

Calvin went to Strasbourg, where he made contact with Martin Bucer, who influenced him greatly. Bucer (1491-1551) had been a Dominican friar but had left the order and married a former nun in 1522. He went to Strasbourg in 1523 and took over leadership of the reform, becoming one of the chief statesmen among the Reformers. He was present at most of the important conferences, or colloquies of the Reformers, and tried to mediate between Zwingli and Luther in an attempt to unite the German and Swiss Reformed churches. His discussions with Melanchthon led to peace in the debate over the sacraments at the Concord of Wittenberg. He also took part in the unsuccessful conferences with the Roman Catholics at Hagenau, Worms and Ratisbon.

In 1539, while in Strasbourg, Calvin published his commentary on the Book of Romans. Many other commentaries followed, in addition to a new, enlarged version of the Institutes. The French Reformer led the congregation of French Protestant refugees in Strasbourg, an experience which matured him for his task on returning to Geneva. He was invited back there in September 1541, and the town council accepted his revision of the of the city laws, but many more bitter disputes followed. Calvin tried to bring every citizen under the moral discipline of the church. Many naturally resented such restrictions, especially when imposed by a foreigner. He then set about attaining of establishing a mature church by preaching daily to the people. He also devoted much energy to settling differences within Protestantism. The Consensus Tigurinus, on the Lord’s Supper (1549), resulted in the German-speaking and French-speaking churches of Switzerland moving closer together. Michael Servetus, a notorious critic of Calvin, and of the doctrine of the Trinity, was arrested and burnt in Geneva.

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John Calvin, caricatured by one of his students, during an idle moment in a lecture.

Calvin was, in a way, trying to build a more visible ‘City of God’ in Europe, with Geneva as its base and model. In his later years, Calvin’s authority in Geneva was less disputed. He founded the Geneva Academy, to which students of theology came from all parts of western and central Europe, particularly France. Calvin systemised the Reformed tradition in Protestantism, taking up and reapplying the ideas of the first generation of Reformers. He developed the Presbyterian form of church government, in which all ministers served at the same level, and the congregation was represented by lay elders. His work was characterised by intellectual discipline and practical application. His Institutes have been a classic statement of Reformation theology for centuries, as is evident from the following extracts:

Wherever we find the Word of God surely preached and heard, and the sacraments administered according to the Institution of Christ, there, it is not to be doubted, is a church of God.

We declare that by God’s providence, not only heaven and earth and inanimate creatures, but also the counsels and wills of men are governed so as to move precisely to that end destined by him.   

Lutheranism strongly influenced Calvin’s doctrine. Like Luther, Calvin was also a careful interpreter of the Bible. He intended that his theology should interpret Scripture faithfully, rather than developing his own ideas. For him, all knowledge of God and man is to be found only in the Word of God. Man can only know God if he chooses to make himself known. Pardon and salvation are possible only through the free working of the grace of God. Calvin claimed that even before the creation, God chose some of his creatures for salvation and others for destruction. He is often known best for this severe doctrine of election, particularly that some people are predestined to eternal damnation. But Calvin also set out the way of repentance, faith and sanctification for believers. In his doctrine, the church was supreme and should not be restricted in any way by the state. He gave greater importance than Luther to the external organisation of the church. He regarded only baptism and communion as sacraments. Baptism was the individual’s initiation into the new community of Christ. He rejected Zwingli’s view that the communion elements were purely symbolic, but also warned against a magical belief in the real presence of Christ in the sacrament.

The Calvinists went further than the Lutherans in their opposition to traditions which had been handed down. They rejected a good deal of church music, art, architecture and many more superficial matters such as the use of the ring in marriage, and the signs of devotional practice. But all the Reformers rejected the authority of the pope, the merit of good works, indulgences, the mediation of the Virgin Mary and the saints, and all the sacraments which had not been instituted by Christ. They rejected the doctrine of transubstantiation (the teaching that the bread and wine of the communion became the body and blood of Christ when the priest consecrated them), the view of the mass as a sacrifice, purgatory and prayers for the dead, private confession of sin to a priest, celibacy of the clergy, and the use of Latin in the services.They also rejected all the paraphernalia that expressed these ideas, such as holy water, shrines, chantries, images, rosaries, paternoster stones and candles.

Meanwhile, in 1549 Bucer was forced to leave Strasbourg for Cambridge, and while in England, he advised Cranmer on The Book of Common Prayer. He had a great impact on the establishment of the Church of England, pointing it in the direction of Puritanism. Although he died in 1551, his body was exhumed and burned during the Catholic reaction under Queen Mary. Bucer wrote a large number of commentaries on the Bible and worked strenuously for reconciliation between various religious parties. In France, the pattern of reform was very different. Whereas in Germany and Switzerland there was solid support for the Reformation from the people, in France people, court and church provided less support. As a result, the first Protestants suffered death or exile. But once the Reformed faith had been established in French-speaking Switzerland and in Strasbourg, Calvinists formed a congregation in Paris in 1555. Four years later, over seventy churches were represented at a national synod in the capital.

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Henry VIII may have destroyed the power of the papacy and ended monasticism in England, but he remained firmly Catholic in doctrine. England was no safe place for William Tyndale to translate the Bible into English, as Henry and the bishops were more concerned to prevent the spread of Lutheran ideas than to promote the study of Scripture. Tyndale narrowly escaped arrest in Cologne but managed to have the New Testament published in Worms in 1525. He was unable to complete the Old Testament because he was betrayed and arrested near Brussels in 1535. In October 1536 he was strangled and burnt at the stake. His last words were reported as, Lord, open the king of England’s eyes. In the meantime, Miles Coverdale completed the translation, which became the basis for later official translations.

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The title page of the first Bible to be printed in English: Miles Coverdale’s translation (1535). Coverdale had helped Tyndale to revise his translation of the Pentateuch.

Though the king’s eyes were not immediately opened, a powerful religious movement towards reform among his people was going on at the same time. Despite the publication of the Great Bible in 1538, it was only under Edward VI (1547-53) that the Reformation was positively and effectively established in England. The leading figure was the Archbishop of Canterbury, Thomas Cranmer, supported by the scholar, Nicholas Ridley and the preacher, Hugh Latimer. Cranmer (1489-1556) was largely responsible for the shaping the Protestant Church of England. Born in Nottinghamshire, he was educated at Cambridge until he was suddenly summoned to Canterbury as Archbishop in 1532, as a result of Henry VIII’s divorce crisis. There he remained until he was deposed by Mary and burnt as a heretic at Oxford in 1556. He was a godly man, Lutheran in his theology, well read in the Church Fathers, a gifted liturgist with an excellent command of English. He was sensitive, cautious and slow to decide in a period of turbulence and treachery. He preferred reformation by gentle persuasion rather than by force, and, unlike Luther, also sought reconciliation with Roman Catholicism. Like Luther, however, he believed firmly in the role of the ‘godly prince’ who had a God-given task to uphold a just society and give free scope to the gospel.

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Archbishop Cranmer (pictured above) was responsible for the Great Bible (1538) and its prefaces; the Litany (1545) and the two Prayer Books (1549, 1552). The driving force of Cranmer’s life was to restore to the Catholic Church of the West the faith it had lost long ago. When the Church of Rome refused to reform, Cranmer took it upon himself to reform his own province of Canterbury. He then sought an ecumenical council with the Lutherans and Calvinists, but Melanchthon was too timid. His second great concern was to restore a living theology based on the experience of the person and work of Christ. Thirdly, he developed the doctrine of the Holy Spirit which lay behind his high view of scripture and tradition, and the meaning of union with Christ. He was brainwashed into recanting, but at his final trial in 1556 he put up a magnificent defence and died bravely at the stake, thrusting the hand that had signed the recantations into the fire first. The Martyrs’ Memorial at Oxford commemorates his death, together with those of Ridley and Latimer whose deaths he had witnessed from prison a year earlier.

Several European Reformers also contributed to the Anglican Reformation, notably Martin , exiled from Strasbourg. These men, Calvinists rather than Lutherans, Bucerbecame professors at the universities of Oxford and Cambridge. Under the Counter-Reforming Catholic Queen Mary (1553-58), with Cardinal Pole as Archbishop of Canterbury, about two hundred bishops, scholars, ministers and preachers were burnt at the stake. Many Protestant reformers fled to the continent and became even more Calvinist in their convictions, influencing the direction of the English Reformation when they returned at the beginning of Elizabeth I’s reign. The young Queen gradually replaced the Catholic church leaders with Protestants, restored the church Articles and Cranmer’s Prayer Book. She took the title of Supreme Governor of the Church of England. Her Anglican church kept episcopal government and a liturgy which offended many of the strict Protestants, particularly those who were returning religious refugees who had been further radicalised in Calvinist Switzerland or France.

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Scotland was first awakened to Lutheranism by Patrick Hamilton, a student of Luther, who had been burned for his faith in 1528. George Wishart and John Knox (1505-72) continued Hamilton’s work, but Knox was taken prisoner by the French in 1547 and forced to serve as a galley-slave. When freed, he studied under Calvin at Geneva and did not return to Scotland until 1559, when he fearlessly launched the Reformation. He attacked the papacy, the mass and Catholic idolatry. The Catholic Mary Queen of Scots opposed Knox, but was beaten in battle. Knox then consolidated the Scots reformation by drawing up a Confession of Faith (1560), a Book of Discipline (1561) and the Book of Common Order (1564). While the Scottish Reformation was achieved independently from England, it was a great tragedy that it was imposed on Ireland, albeit through an Act of Uniformity passed by the Irish Parliament in 1560 which set up Anglicanism as the national religion. In this way, Protestantism became inseparably linked with English rule of a country which remained predominantly Catholic.

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Western Europe during the Wars of Religion, to 1572.

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The Empire of Charles V in 1551 (inset: The Swiss Confederation)

In Hungary, students of Luther and Melanchthon at Wittenberg took the message of the Reformation back to their homeland in about 1524, though there were Lollard and Hussite connections, going back to 1466, which I’ve written about in previous posts. As in Bohemia, Calvinism took hold later, but the two churches grew up in parallel. The first Lutheran synod was in 1545, followed by the first Calvinist synod in 1557. In the second half of the sixteenth century, a definite interest in Protestant England was already noticeable in Hungary. In contemporary Hungarian literature, there is a long poem describing the martyr’s death of Thomas Cranmer (Sztáray, 1582).  A few years before this poem was written, in 1571, Matthew Skaritza, the first Hungarian Protestant theologian made his appearance in England, on a pilgrimage to ‘its renowned cities’ induced by the common religious interest.

Protestant ministers were recruited from godly and learned men. The Church of England and large parts of the Lutheran church, particularly in Sweden, tried to keep the outward structure and ministry of their national, territorial churches. Two brothers, Olav and Lars Petri, both disciples of Luther, inaugurated the Reformation in Sweden. The courageous King Gustavus Vasa, who delivered Sweden from the Danes in 1523, greatly favoured Protestantism. The whole country became Lutheran, with bishops of the old church incorporated into the new, and in 1527 the Reformation was established by Swedish law. This national, state church was attacked by both conservative Catholics and radical Protestants.

The Danish Church, too, went over completely to Protestantism. Some Danes, including Hans Tausen and Jörgen Sadolin, studied under Luther at Wittenberg. King Frederick I pressed strongly for church reform, particularly by appointing reforming bishops and preachers. As a result, there was an alarming defection of Catholics and in some churches no preaching at all, and a service only three times a year. After this, King Christian III stripped the bishops of their lands and property at the Diet of Copenhagen (1536) and transferred the church’s wealth to the state. Christian III then turned for help to Luther, who sent Bugenhagen, the only Wittenberger theologian who could speak the dialects of Denmark. Bugenhagen crowned the king and appointed seven superintendents. This severed the old line of bishops and established a new line of presbyters. At the synods which followed church ordinances were published, and the Reformation recognised in Danish law. The decayed University of Copenhagen was enlarged and revitalised. A new liturgy was drawn up, a Danish Bible was completed, and a modified version of the Augsburg Confession was eventually adopted.

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Heddal Stave church, Norway.

This form of construction is characteristic of this part of Scandinavia

The Reformation spread from Denmark to Norway in 1536. The pattern was similar to that of Denmark. Most of the bishops fled and, as the older clergy died, they were replaced with Reformed ministers. A war between Denmark and Norway worsened social and political conditions. When the Danish Lutherans went to instruct the Norwegians, they found that many of the Norwegians spoke the incomprehensible old Norse, and communications broke down. In Iceland, an attempt to impose the Danish ecclesiastical system caused a revolt. This was eventually quelled and the Reformation was imposed, but with a New Testament published in 1540.

Calvinists held an exalted and biblical view of the church as the chosen people of God, separated from the state and wider society. They, therefore, broke away from the traditional church structures as well as the Roman ministry. The spread of Calvinism through key sections of the French nobility, and through the merchant classes in towns such as La Rochelle alarmed Catherine de Medici, the French Regent, resulting eventually in the St Bartholomew’s Day Massacre of 1572. Philip II faced a similarly strong Calvinist challenge in the United Provinces of the Netherlands. In 1565, an outbreak of anti-Catholic rioting could not be contained because all the available forces were deployed in the Mediterranean to defend southern Italy from the Turks and to lift the siege of Malta. The spread of Calvinism was a coral growth in ports and free cities, compared with the territorial growth of Lutheranism which was dependent on earthly principalities and powers.

In this, the free churches later followed them. These churches were mainly fresh expressions of Calvinism which started to grow at the beginning of the next century, but some did have links to, or were influenced by, the churches founded in the aftermath of the Radical Reformation. Only three groups of Anabaptists were able to survive beyond the mid-sixteenth century as ordered communities: the ‘brethren’ in Switzerland and southern Germany, the Hutterites in Moravia and the Mennonites in the Netherlands and northern Germany.

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In the aftermath of the suppression of Münster, the dispirited Anabaptists of the Lower-Rhine area were given new heart by the ministry of Menno Simons (about 1496-1561). The former priest travelled widely, although always in great personal danger. He visited the scattered Anabaptist groups of northern Europe and inspired them with his night-time preaching. Menno was an unswerving, committed pacifist. As a result, his name in time came to stand for the movement’s repudiation of violence. Although Menno was not the founder of the movement, most of the descendants of the Anabaptists are still called ‘Mennonites’. The extent to which the early Baptists in England were influenced by the thinking of the Radical Reformation in Europe is still hotly disputed, but it is clear that there were links with the Dutch Mennonites in the very earliest days.

Reformers, Revolutionaries and Anti-Semites:

Luther had early believed that the Jews were a stiff-necked people who rejected Christ, but that contemporary Jews could not be blamed for the sins of their fathers and might readily be excused for their rejection of Christianity by reason of the corruption of the Medieval Papacy.  He wrote, sympathetically:

If I were a Jew, I would suffer the rack ten times before I would go over to the pope.

The papists have so demeaned themselves that a good Christian would rather be a Jew than one of them, and a Jew would rather be a sow than a Christian.

What good can we do the Jews when we constrain them, malign them, and hate them as dogs? When we deny them work and force them to usury, how can that help? We should use towards the Jews not the pope’s but Christ’s law of love. If some are stiff-necked, what does that matter? We are not all good Christians.

Luther was sanguine that his own reforms, by eliminating the abuses of the papacy, would accomplish the conversion of the Jews. But the coverts were few and unstable. When he endeavoured to proselytise some rabbis, they undertook in return to make a Jew out of him. The rumour that a Jew had been authorised by the papists to murder him was not received with complete incredulity. In his latter days, when he was more easily irritated, news came that in Moravia, Christians were being induced to become Judaic in beliefs and practice. That was what induced him to come out with his rather vulgar blast in which he recommended that all Jews be deported to Palestine. Failing that, he wrote, they should be forbidden to practice usury, should be compelled to earn their living on the land, their synagogues should be burned, and their books, including The Torah, should be taken away from them.

The content of this tract was certainly far more intolerant than his earlier comments, yet we need to be clear about what he was recommending and why. His position was entirely religious and not racially motivated. The supreme sin for him was the persistent rejection of God’s revelation of himself in Jesus Christ. The centuries of persecution suffered by the Jews were in themselves a mark of divine displeasure. The territorial principle should, therefore, be applied to the Jews. They should be compelled to leave and go to a land of their own. This was a programme of enforced Zionism. But, if this were not feasible, Luther would recommend that the Jews be compelled to live from the soil. He was, perhaps unwittingly, proposing a return to the situation which had existed in the early Middle Ages, when the Jews had worked in agriculture. Forced off the land, they had gone into commerce and, having been expelled from commerce, into money-lending. Luther wished to reverse this process and to accord the Jews a more secure, though just as segregated position than the one they had in his day, following centuries of persecutions and expulsions.

His advocacy of burning synagogues and the confiscation of holy books was, however, a revival of the worst features of the programme of a fanatical Jewish convert to Christianity, Pfefferkorn by name, who had sought to have all Hebrew books in Germany and the Holy Roman Empire destroyed. In this conflict of the early years of the Reformation, Luther had supported the Humanists, including Reuchlin, the great German Hebraist and Melanchthon’s great-uncle. Of course, during the Reformation throughout Europe, there was little mention of the Jews except in those German territories, like Luther’s Saxony, Frankfurt and Worms, where they were tolerated and had not been expelled as they had been from the whole of England, France and Spain. Ironically, Luther himself was very Hebraic in his thinking, appealing to the wrath of Jehovah against any who would impugn his picture of a vengeful, Old Testament God. On the other hand, both Luther and Erasmus were antagonistic towards the way in which the Church of their day had relapsed into the kind of Judaic legalism castigated by the Apostle Paul. Christianity, said Erasmus, was not about abstaining from butter and cheese during Lent, but about loving one’s neighbour. This may help to explain Luther’s reaction to the Moravian ‘heresy’ in terms which, nevertheless, only be described as anti-Semitic, even by the standards of his time.

The story told in Cohn’s great book Pursuit of the Millennium, originally written six decades ago, is a story which began more than five centuries ago and ended four and a half centuries ago. However, it is a book and a story not without relevance to our own times. In another work, Warrant for Genocide: the myth of the Jewish World Conspiracy and the Protocols of the Elders of Zion, published in 1967, Cohn shows how closely the Nazi fantasy of a world-wide Jewish conspiracy of destruction is related to the fantasies that inspired millenarian revolutionaries from the Master of Hungary to Thomas Müntzer.  The narrative is one of how mass disorientation and insecurity have fostered the demonisation of the misbelievers, especially the Jews, in this as much as in previous centuries.

We can also reflect on the damage wrought in the twentieth century by left-wing revolutions and revolutionary movements, which are just as capable of demonising religious and ethnic groups, including Jews, through their love of conspiracy theories and narratives. What is most curious about the popular Müntzer ‘biopic’, for example, is the resurrection and apotheosis which it has undergone during the past hundred and fifty years. From Engels through to the post-Marxist historians of this century, whether Russian, German or English-speaking, Müntzer has been conflated into a giant symbol, a prodigious hero in the history of ‘class warfare’. This is a naive view and one which non-Marxist historians have been able to contradict easily by pointing to the essentially mystical nature of Müntzer’s preoccupations which usually blinded him to the material sufferings of the poor artisans and peasants. He was essentially a propheta obsessed by eschatological fantasies which he attempted to turn into reality by exploiting social discontent and dislocation through revolutionary violence against the misbelievers. Perhaps it was this obsessive tendency which led Marxist theorists to claim him as one of their own.

Just like the medieval artisans integrated in their guilds, industrial workers in technologically advanced societies have shown themselves very eager to improve their own conditions; their aim has been the eminently practical one of achieving a larger share of economic security, prosperity and social privilege through winning political power. Emotionally charged fantasies of a final, apocalyptic struggle leading to an egalitarian Millennium have been far less attractive to them. Those who are fascinated by such ideas are, on the one hand, the peoples of overpopulated and desperately poor societies, dislocated and disoriented, and, on the other hand, certain politically marginalised echelons in advanced societies, typically young or unemployed workers led by a small minority of intellectuals.

Working people in economically advanced parts of the world, especially in modern Europe, have been able to improve their lot out of all recognition, through the agency of trade unions, co-operatives and parliamentary parties. Nevertheless, during the century since 1917 there has been a constant repetition, on an ever-increasing scale, of the socio-psychological process which once connected the Táborite priests or Thomas Müntzer with the most disoriented and desperate among the poor, in fantasies of a final, exterminating struggle against ‘the great ones’; and of a perfect, egalitarian world from which self-seeking would be forever banished.  We are currently engaged in yet another cycle in this process, with a number of fresh ‘messiahs’ ready to assume the mantles of previous generations of charismatic revolutionaries, being elevated to the status of personality cults. Of course, the old religious idiom has been replaced by a secular one, and this tends to obscure what would otherwise be obvious. For it is a simple truth that stripped of its original supernatural mythology, revolutionary millenarianism is still with us.

Sources:

John H. Y. Briggs (1977), The History of Christianity. Berkhamsted: Lion Publishing.

Sándor Fest (2000), Skóciai Szent Margittól, A Walesi Bárdokig: Magyar-Angol történeti és irodalmi kapcsalatok. 

Norman Cohn (1970), The Pursuit of the Millennium: Revolutionary Millenarians and Mystical Anarchists of the Middle Ages. St Albans: Granada Publishing.

Roland H. Bainton (1950), Here I Stand: A Life of Martin Luther. Nashville, USA: Abingdon Press.

András Bereznay (1994, 2001), The Times Atlas of European History. London: HarperCollins.

 

 

 

Posted February 4, 2018 by TeamBritanniaHu in Anabaptism, Anglican Reformation, anti-Semitism, Apocalypse, Austria-Hungary, Britain, British history, Christian Faith, Church, Commemoration, Early Modern English, Egalitarianism, Empire, English Language, Europe, France, Germany, Henry VIII, History, Humanism, Hungarian History, Hungary, Ireland, Irish history & folklore, Jews, Linguistics, Lutheranism, Martin Luther, Medieval, Mediterranean, Messiah, Middle English, Migration, Millenarianism, Monarchy, Music, Mysticism, Mythology, Narrative, nationalism, New Testament, Old Testament, Papacy, Reformation, Remembrance, Shakespeare, Switzerland, theology, Tudor England, Uncategorized, Warfare, Zionism

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part Six   Leave a comment

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Part Six – Zwingli, Luther and the Anabaptists, 1525-35:

The Lutheran Reformation had been accompanied by certain phenomena which, though they appalled Luther and his associates, were so natural as to appear in retrospect. As against the authority of the Church of Rome, the Reformers appealed to the text of the Bible. But once men were able to read the Bible for themselves, in their own language, they began to interpret it for themselves; their own interpretations did not always accord with those of the Reformers. Wherever Luther’s influence extended the priest lost much of his traditional prestige as a mediator between the layman and God. Once the layman could stand face to face with God and rely for guidance on his individual conscience, it was inevitable that some laymen should claim divine promptings which ran as much counter to the new as to the old orthodoxy.

For many centuries, the Church of Rome, whatever its failings, had been fulfilling a very important normative function in European society. Luther’s onslaught, precisely because it was so effective, seriously disturbed that function. As a result, it produced, along with a sense of liberation, a sense of disorientation which was just as widespread. Moreover, the Lutheran Reformation could not itself master all the anxieties which it had released in the population. Partly because of the content of his doctrine of salvation, partly because of his alliance with the established secular powers, Luther failed to hold the allegiance of great multitudes of the common people. Amongst the perturbed, disoriented masses there grew up, in opposition to both Lutheranism and Roman Catholicism, the movement to which its opponents gave the name of Anabaptism – in many ways a successor to the medieval sects, but a far larger movement which spread over most of west and central Europe.

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By 1525, Zurich was the seat of a new variety of the Reformation which was to be set over against that of Wittenberg and characterised as the Reformed. The leader was Huldreich Zwingli who had received a Humanist training as a Catholic priest, and on the appearance of Erasmus’ New Testament he committed the epistles to memory in Greek and affirmed in consequence that Luther had been able to teach him nothing about the understanding of Paul. But what Zwingli selected for emphasis in Paul was the text: The letter killeth, but the spirit giveth life, which he coupled with a Johannine verse; The flesh profiteth nothing. By ‘flesh’ Zwingli meant the body in the Platonic sense, whereas Luther took it to mean, in the Hebraic sense, the ‘evil heart’. Zwingli, therefore, made a characteristic deduction from his disparagement of the body that art and music were inappropriate as the ‘handmaids of religion’ though he himself was an accomplished musician.

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His next logical step was to deny the ‘real presence’ of Christ in the Eucharistic, reducing the sacrament to a symbolic commemoration of the crucifixion, just as the Passover meal had been a memorial to the escape of the Hebrews from Egypt. Jesus’ words, this is my body… this is the new testament in my blood… could just as easily be translated as this signifies… Luther sensed at once the affinity between these views and those of Carlstadt whom he had effectively banished from Wittenberg for his support of iconoclasm. Luther also recognised a similarity with the views of Müntzer in Zwingli, in particular his willingness to turn to politics and even to countenance the use of the sword in the name of the faith. Zwingli was a Swiss patriot, and in translating the twenty-third psalm he rendered the second verse as… He maketh me to lie down in an Alpine meadow. But there he could find no still waters, but only fast-flowing streams. The evangelical issue threatened to disrupt his beloved confederation, for the Catholics turned to the traditional enemy, the House of Habsburg. Ferdinand of Austria was instrumental in the calling of the assembly of Baden to discuss Zwingli’s theory of the sacrament.

This was the Swiss reformer’s Diet of Worms and he became convinced that the gospel could only be saved in Switzerland and the Confederation if the Catholic League with Austria were countered by an evangelical league with the German Lutherans, ready if need be to use the sword. The very notion of a military alliance for the defence of the gospel reminded Luther of Thomas Müntzer. Not only that, but the ‘home’ sphere of Luther’s activity was constantly being encroached upon. The Catholics, both clerical and lay, were determined to launch their counter-reformation. The Swiss, the south German Protestant cities and the Anabaptists had all developed divergent forms of the reformed faith. Even Wittenberg had experienced its radical moments and might not be free from fresh infiltrations from the sectaries. But Luther was more determined than ever to carve out enough space in between for his territorial church, working with the ‘godly princes’. He made a clear-cut division between the concerns and responsibilities of the church and state.

The radicals, sometimes called ‘enthusiasts’, wanted to carry out a complete spiritual transformation of the church, and expected Christians to live by the standards and teachings of Scripture. Their reform programme was, however, more far-reaching than most people were prepared to accept, especially in the rural areas where the activism of Müntzer and the peasants had led to such indescribable misery following the massacres, mass executions,  destruction of farms, agricultural implements and livestock. However, Anabaptism was not a homogeneous movement and was never centrally organised. There existed some forty independent sects of Anabaptists, each grouped around a leader who claimed to be a divinely inspired prophet or apostle, following in the apostolic succession. These sects, often clandestine, constantly threatened with extermination, scattered throughout the German-speaking lands, developed along the separate lines which the various leaders set. Nevertheless, certain tendencies were common to the movement as a whole.

In some parts of the Anabaptist movement which spread far and wide during the years following the Peasants’ War, Müntzer’s memory was venerated, even though he had never called himself an Anabaptist. Other parts of rejected his legacy. Again, this was because they did not, at first, emerge as a single, coherent organisation, but as a loose grouping of movements. All of these rejected infant baptism and practised the baptism of adults upon confession of faith. They themselves never accepted the label ‘Anabaptist’ (meaning ‘rebaptizer’), a term of reproach coined by their opponents, since they objected to the implication that the ceremonial sprinkling which they had received as infants had in fact been a valid baptism. They denied that their baptism of believing adults was arrogant and superfluous. They also soon discovered that the term gave the authorities a legal pretext for persecuting and executing them, based on Roman laws harking back to the fifth century.

For the ‘Anabaptists’ themselves, however, baptism was not the fundamental issue involved in their sectarianism. More basic was their growing conviction about the role the civil government should play in the reformation of the church. Late in 1523 intense debate broke out in Zürich.  At that time it became clear that the city council was unwilling to bring about the religious changes that the theologians believed were called for by Scripture. Zwingli believed that the reformers should wait and attempt to persuade the authorities by preaching. The ‘Anabaptists’ believed that the community of Christians, the corpus Christianum, should follow the leading of the Holy Spirit and initiate Scripture-based reforms regardless of the views of the council. Despite continuing efforts to discuss the matters in dispute between the reformists and the radicals – the mass, baptism and tithes – the gap between the two parties widened. Finally, on 21 January 1525, came a complete rupture. On that day the city council forbade the radicals to assemble or disseminate their views. That evening, in the neighbouring village of Zollikon, praying that God would grant them to do his divine will and that he would show them mercy, the radicals met, baptized each other, and so became the first free church of modern times.

Their point of departure from the ‘mainstream’ reformers was another aspect of Erasmus’ programme and a point which was also important to Zwingli himself. This was the restoration of primitive Christianity, which they took to mean the adoption of the Sermon on the Mount as a literal code for all Christians, who should renounce oaths, the use of the sword whether in war or civil government, private possessions, bodily adornment, revelling and drunkenness. Pacifism, religious communitarianism, simplicity and temperance marked their communities. The church should consist only of the twice-born, committed to the covenant of discipline. Here again was the concept of ‘the Elect’, discernible by the two tests of spiritual experience and moral achievement. The Church should not rest on the baptism administered in infancy, but on regeneration, symbolised by baptism during or after ‘the years of discretion’. Every member should be a priest, a minister, and a missionary prepared to embark on evangelistic tours. Such a Church, though seeking to convert the world and not to exclude anyone from hearing the gospel message, could never embrace the unconverted community, however. Since the State comprised all the inhabitants, the Church would need to separate itself from its control and free itself from all magisterial constraint.

Zwingli was aghast to see the medieval unity of Church and State shattered and in panic invoked the arm of the state. In 1525 the Anabaptists in Zürich were subjected to the death penalty. Luther was not yet ready for such savage expedients, but he too was appalled by what to him appeared to be a reversion to the monastic attempt to win salvation by a higher righteousness. The leaving of families for missionary expeditions was in his eyes a sheer desertion of domestic responsibilities, and the repudiation of the sword prompted him to a new vindication of the divine calling alike of the magistrate and the soldier. But he was very much conflicted over the whole matter of the executions. In 1527, he wrote:

 It is not right, and I am deeply troubled that the poor people are so pitifully put to death, burned, and cruelly slain. Let everyone believe what he likes. If he is wrong, he will have punishment enough in hell fire. Unless there is sedition, one should oppose them with Scripture and God’s Word. With fire you won’t get anywhere. 

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This did not mean, however, that Luther considered one faith as good as another. Most emphatically he believed that the wrong faith would entail hell-fire; although the true faith could not be created by coercion, it could be relieved of impediments. The magistrate should certainly not suffer the faith to be blasphemed. Unlike the ‘mainstream’ reformers, the Anabaptists were not committed to the notion that ‘Christendom’ was Christian. From the beginning, they saw themselves as missionaries to people of lukewarm piety, only partly obedient to the gospel. The Anabaptists systematically divided Europe into sectors for evangelistic outreach and sent missionaries out into them in twos and threes. Many people were bewildered by their message; others pulled back when the cost of Anabaptist discipleship became clear. But others heard them gladly.

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In general, the Anabaptists attached relatively little importance either to theological speculations or formal religious observances. In place of such practices as daily church-going, they set a meticulous, literal observance of the precepts that they thought they found in the New Testament. In place of theology, they cultivated the Bible, which they were apt to interpret in the light of the direct inspirations which they believed they received from God. Their values were primarily ethical; for them, religion was above all a matter of active brotherly love. Their communities were modelled on what they supposed to have been the practice of the early Church and were intended to realise the ethical ideal propounded by Christ.

The diverse backgrounds of their leaders and the absence of any ecclesiastical authority to control them were enough to ensure diversity of belief and practice. They did, however, attempt to agree upon a common basis. In 1527 at Schleitheim, on today’s Swiss-German border near Schaffhausen, the Anabaptists called the first ‘synod’ of the Protestant Reformation. The leading figure at this meeting was the former Benedictine prior, Michael Sattler, who, four months later, was burned at the stake in nearby Rottenberg-am-Neckar. The ‘Brotherly Union’ adopted at Schleitheim was to be a highly significant document. During the next decade, most Anabaptists in all parts of Europe came to agree with the beliefs which it laid down.

It was in their social Attitudes that the Anabaptist were most distinct. These sectarians tended to be uneasy about private property and to accept community of goods as an ideal. If in most of the groups little attempt was made to introduce common ownership, Anabaptists certainly did take seriously the obligations of charitable dealing and generous mutual aid. On the other hand Anabaptist communities, facing continual persecution, often showed a marked exclusiveness. Within each group, there was great solidarity, but the attitude towards society at large tended to be one of rejection.

In particular, Anabaptists regarded the state with suspicion, as an institution which, though no doubt necessary for the unrighteous, was unnecessary for true Christians. Though they were willing to comply with many of the state’s demands, they refused to let it invade the realm of faith and conscience; in general, they preferred to minimise their dealings with it. Most Anabaptists refused to hold an official position in the state, or to invoke the authority of the state against a fellow Anabaptist, or to take up arms on behalf of the state. The attitude towards private persons who were not Anabaptists was equally aloof; Anabaptists commonly avoided all social intercourse outside their own community. Many regarded themselves as the only Elect and their communities as being alone under the immediate guidance of God; small islands of righteousness in an ocean of iniquity. But the history of the movement was punctuated by schisms over this obsession with exclusive election, which some were more obsessed with than others.

The movement spread from Switzerland into Germany. Mysticism, late-medieval asceticism and the disillusionment which followed the Peasants’ War of 1525 had prepared the way for them. Most Anabaptists were peaceful folk who in practice were quite willing, except in matters of conscience and belief, to respect the authority of the state. Certainly, the majority had no thought of social revolution. But the rank-and-file were recruited almost entirely from the ranks of peasants and artisans; after the Peasants’ War, the authorities were nervous of these classes. Even the most peaceful Anabaptists were therefore ferociously persecuted and many thousands of them were killed.

By 1527, the German Reformers and their princely allies had determined to use all necessary means to root out Anabaptism. They were joined in this determination by the Catholic authorities. To Protestants and Catholics alike, the Anabaptists seemed not only to be dangerous heretics; they also seemed to threaten the religious and social stability of Christian Europe. Their growth constituted a very real problem to the territorial church since, despite the decree of death visited upon them at the Diet of Speyer in 1529 with the concurrence of the Evangelicals, the fearlessness and saintliness of the martyrs had enlisted converts to the point of threatening to depopulate the established churches. Philip of Hesse observed more improvement of life among the sectaries than among the Lutherans, and a Lutheran pastor who wrote against the Anabaptists testified that they went in among the poor, appeared very lowly, prayed much, read from the Gospel, talked especially about the outward life and good works, about helping the neighbour, giving and lending, holding goods in common, exercising authority over none, and living with all as brothers and sisters. Such were the people executed by Elector John in Saxony. In the carnage of the next quarter-century, thousands of Anabaptists were put to death; thousands more saved their skins by recanting.

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But the blood of the martyrs proved again to be the seed of the church. This persecution, in the end, created the very danger it was intended to forestall. It was not only that the Anabaptists were confirmed in their hostility to the state and the established order, but that they also interpreted their sufferings in apocalyptic terms, as the last great onslaught of Satan and Antichrist against the Saints, as those ‘messianic woes’ which were to usher in the Millennium. Many Anabaptists became obsessed with imaginings of a day of reckoning when they themselves would arise to overthrow the mighty and, under a Christ who had returned at last, establish a Millennium on earth. The situation within Anabaptism now resembled that which had existed within the heretical movements of previous centuries, like the Waldesians. The bulk of the Anabaptists continued in their tradition of peaceful and austere dissent. But alongside it there was growing up in Anabaptism of another kind, in which the equally ancient tradition of militant millenarianism was finding a new expression.

The first propagandist of this new Anabaptism was an itinerant bookbinder called Hans Hut, a former follower and disciple of Müntzer and like him a native of Thuringia. He claimed to be a prophet sent by God to announce that at Whitsuntide, 1528, Christ would return to earth and place the two-edged sword of justice in the hands of the rebaptised Saints. They would then hold judgement on the priests and pastors for their false teaching and, above all, on the great princes of the earth for their persecutions; kings and nobles would be cast into chains. Finally, Christ was to establish a Millennium which, it seems, was to be characterised by free love and community of goods. Hut was captured in 1527 and imprisoned at Augsburg, where he died or was killed in prison; but not before he had made some converts in the towns of southern Germany. In the professions of faith of Hut’s followers can be recognised the doctrines of John Ball and the radical Táborites, repeated almost verbatim:

Christ will give the sword and revenge to them, the Anabaptists, to punish all sins, stamp out all governments, communise all property and slay those who do not permit themselves to be rebaptised… The government does not treat poor people properly and burdens them too heavily. When God gives them revenge they want to punish and wipe out the evil…

Hut himself expected all this to happen only when ‘Christ came on the clouds’, but his disciples were not so patient: at Esslingen on the Neckar in 1528, Anabaptists seem to have planned to set up the Kingdom of God by force of arms. Among these militant millenarians, the ideal of communal ownership clearly possessed a revolutionary significance; it was no doubt with some justification that the town authorities at Nürnberg warned those at Ulm that the Anabaptists were aiming at overthrowing the established order and abolishing private property. It is true that in south Germany revolutionary Anabaptism remained a small and ineffective force and that it was crushed out of existence by 1530. But by this time, Anabaptist-like groups also sprang up spontaneously in various parts of Europe. By the late 1520s, Anabaptism was to be found as far afield as Holland and Moravia, the Tyrol and Mecklenburg.

The early missionary who took the message along the Alps was Jörg Cajacob (‘Blaurock’), who had been the first adult to be baptized in Zürich in 1525. When the Tyrolean Catholic authorities began to persecute them intensely, many of the Anabaptists found refuge on the lands of some exceptionally tolerant princes in Moravia. There they founded a very long-standing form of an economic community called the Bruderhof. In part, they aimed to follow the pattern of the early apostolic community, but they sought community for practical reasons as well, as a means of group survival under persecution. Their communities attempted to show that brotherhood comes before self in the kingdom of God. Consolidated under the leadership of Jakob Hutter (died 1536), these groups came to be known as ‘Hutterites’.

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In 1530 Luther advanced the view that the two offences of sedition and blasphemy should be penalised even with death. The emphasis was thus shifted from holding incorrect beliefs, or heresy in itself, to its public manifestation by word and deed. This was, however, no great gain for liberty, because Luther construed mere abstention from public office and military service as sedition and a rejection of an article from the Apostles’ Creed as blasphemy. In a memorandum of 1531, composed by Melanchthon and signed by Luther, a rejection of the ministerial office was described as insufferable blasphemy and the disintegration of the Church as sedition against the ecclesiastical order. In order to understand Luther’s position, we need to bear in mind that Anabaptism was not in every instance socially innocuous. The year in which he signed a memorandum counselling death even for the peaceful Anabaptists was also the year in which a group of them ceased to be peaceful. Goaded by ten years of persecution, in 1534 bands of fanatics in the extreme north-west of Germany claimed to have received a revelation from the Lord that they should no more be sheep for the slaughter but rather as the angel with the sickle to reap the harvest.

The results of this so-called ‘revelation’ gripped the attention of the whole of Europe. North-west Germany at the beginning of the sixteenth century consisted mainly of a number of petty ecclesiastical states, each with a prince-bishop as its sovereign. Usually, such a state was torn by fierce social conflicts. The government of the state was in the hands of the prince-bishop and of the chapter of the diocese, which elected him and to a large extent controlled his policy. The members of the chapter were recruited solely from the local aristocracy – a coat of arms with at least four quarterings was commonly an indispensable qualification – and they often chose one of their own number as bishop. This group of aristocratic clerics was not subject any control by a higher authority; in the regional diet they were powerfully represented and could always rely on the support of the knighthood. They, therefore, tended to govern solely in the interests of their own class and of the clergy in the diocese. In an ecclesiastical state, the clergy were not only very numerous but also highly privileged.

In the bishopric of Münster, there were some thirty ecclesiastical centres, including four monasteries, seven convents, ten churches, a cathedral and, of course, the chapter itself. Members of the chapter enjoyed rich prebends and canonries. The monks were permitted to carry on secular trades and handicrafts. Above all, the clergy as a whole were almost entirely exempt from taxation. But the power of the clerical-aristocratic stratum in an ecclesiastical state seldom extended very effectively to the capital city. In these states as elsewhere, the development of commerce and a money economy had given an even greater importance to the towns. The state governments were in constant need of money and by the usual method of bargaining over taxes the towns had gradually won concessions and privileges for themselves. This was particularly true in the bishopric of Münster, the largest and most important of the ecclesiastical states. From the beginning of the fourteenth century, the town had enjoyed a large measure of self-government and the power of the bishop, who seldom resided there, had been much restricted.

In Münster in the 1530s, the bishop was simply a secular lord who had not even been ordained. Moreover, the taxes imposed by the prince-bishop were commonly heavy and the whole burden fell on the laity, who benefited least from the administration. In addition, as citizens of an ecclesiastical state, they had to pay vast sums to the Roman Curia each time a new bishop was elected; Münster did so three times between 1498 and 1522. It is not surprising, therefore, that the immunity of the clergy from taxation was bitterly resented and that tradesmen and artisans also objected to the competition they faced from monks engaged in commerce and industry. The monks had no families to maintain, no military service to perform or provide, and no guild regulations to observe.

By the beginning of the sixteenth century, the resistance to the power of the bishop and clergy came, not from the town council, which had become a staid and relatively conservative body, but from the guilds. This was certainly the case in Münster. As the town, in the course of the fifteenth century, became an important commercial centre and a member of the Hanseatic League, the guilds obtained great political power. Organised in one great guild, which in the sixteenth-century contained no less than sixteen separate guilds, they could at a suitable opportunity rouse and lead the whole population against the clergy. One such opportunity was offered by the Peasants’ War. It is a striking fact that when the revolutionary excitement which spread from the south of Germany reached the north-west, it was neither the peasantry nor the towns in the secular states which rose in revolt, but solely the capitals of the states: Osnabrück,  Utrecht, Paderborn and Münster. In Münster, the guilds led an attack on a monastery which had entered into commercial competition with them and they also demanded a general restriction on the privileges of the clergy; the chapter was forced to make very considerable concessions.

On that occasion, the triumph of the guilds was short-lived, at Münster and in all its sister towns. As soon as the princes had dealt with peasants in the south, the chapters in the northern bishoprics were able to regain whatever powers they had conceded. They crushed every attempt at reform and did all they could to humiliate the rebellious towns. By 1530 the old system of government was re-established in all the ecclesiastical states. Nevertheless, the townsmen now resented the ascendancy of the clergy and nobles even more than they had done before; they had felt their own strength and now simply waited for another occasion on which to deploy it more successfully. In 1529 an outbreak of Black Death devastated Westphalia and at the same time, the crops failed. Finally, in 1530 an extraordinary tax was levied to finance resistance to the Turkish invasion of the eastern territories of the Empire. As a result of these factors, the distress in north-west Germany was exceptional, and it was therefore only to be expected that in one or other of the ecclesiastical states there would be outbreaks of serious disorder.  When in 1530 the Bishop of Münster tried to sell his bishopric to the Bishop of Paderborn and Osnabrück, these disorders did indeed break out.

In 1531 an eloquent young chaplain called Bernt Rothmann, a blacksmith’s son whose remarkable gifts had won him a university education, began to attract vast congregations in Münster. Very soon he became a Lutheran and put himself at the head of a movement, dating back to 1525, which aimed to bring the town into the Lutheran fold. He found support in the guilds and a patrician ally in a rich cloth-merchant named Bernt Knipperdollinck. The movement was further facilitated by the resignation of one bishop followed by the death of his successor. In 1532 the guilds, supported by the populace, became once more masters of the town, able to force the Council to install Lutheran preachers in all churches. The new bishop was unable to make the town abandon its faith and early in 1533, he recognised Münster as officially Lutheran. It did not remain so for long, however, as in the neighbouring Duchy of Julich-Cleves Anabaptist preachers had for some years enjoyed freedom of propaganda such as existed hardly anywhere else. But in 1532 they were expelled and a number of them sought refuge in Münster.

In the course of 1533, more Anabaptists arrived from the Netherlands, followers of Melchior Hoffman, a celebrated visionary who had wandered through Europe as an itinerant preacher of the Second Coming and the  Millennium. He had joined the Anabaptist movement in 1529 and within a year a new wing of the movement, profoundly influenced by his ideas, had developed in the northern provinces of the Netherlands. According to Hoffman, the Millennium was to begin, after a period of ‘messianic woes’ and many signs and wonders, in the year 1533. In that year, the millenarian fantasy which Hoffman’s supporters brought with them into Münster rapidly turned into a mass obsession, dominating the whole life of the poorer classes in the town.  Meanwhile, Rothmann had abandoned Lutheranism and became an Anabaptist himself, breathing new life into the movement’s preaching. By October 1533 he was holding up the supposed communitarianism of the primitive Church as the ideal for a truly Christian community. In sermons and tracts, he declared that the true believers ought to model their lives minutely on the lives of the first Christians and that this involved holding all things in common.

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Albrecht Dürer’s powerful woodcut, The Four Horsemen of the Apocalypse. Death is on a bony horse, Want flourishes scales, Sickness waves his sword and War draws his bow. The people are trodden underfoot.

Expecting the Millennium, the Anabaptists, many of them from Holland, took over Münster and there inaugurated the reign of the saints, of which Thomas Müntzer had dreamed. The more prosperous burghers of the town were much perturbed. If most of them had rejoiced at the defeat of the Bishop and Chapter and the victory of the Lutheran cause, a powerful Anabaptist movement supported by a mass of unemployed and desperate foreigners held obvious and grave dangers for all of them alike. In the face of this threat, Lutherans and Roman Catholics closed ranks and came together to suppress this reign of the new Daniels and Elijahs. Towards the end of the year the Council several times tried to silence or expel Rothmann but, secure in the devotion of his followers, he was always able to defy it. The other Anabaptist preachers were indeed expelled and replaced by Lutherans, but before long they returned and the Lutherans were hounded from the churches. Week by week excitement in the town increased until, in the first days of 1534, the men arrived who were to direct it towards a specific aim.

Melchior Hoffman, who believed that the Millennium would dawn in Strasbourg, had been arrested in that town and imprisoned inside a cage in a tower; and there he spent the rest of his days. The prophetic mantle descended on a Dutch Anabaptist, the baker Jan Matthys of Haarlem. This change of leadership changed the whole tone of the movement. Hoffmann was a man of peace who had taught his followers to await the coming of the Millennium in quiet confidence, avoiding all violence. Matthys, however, was a revolutionary leader who taught that the righteous must themselves take up the sword and actively prepare the way for the Millennium by wielding it against the unrighteous. It had, he proclaimed, been revealed to him that he and his followers were called to cleanse the earth of the ungodly. In the first days of 1534, two of his Dutch apostles reached Münster, where their arrival at once produced a contagion of enthusiasm. Rothmann and the other Anabaptist preachers were rebaptised, followed by many nuns and well-to-do laywomen and then by a large part of the population. It is said that within a week the number of baptisms reached 1,400.

The first apostles moved on, but they were then replaced by two more, who were taken at first to be Enoch and Elijah, the prophets who according to traditional eschatology were to return to earth as the two ‘witnesses’ against Antichrist and whose appearance was to herald the Second Coming. One of the newcomers was Jan Bockelson, better known as John of Leyden, a young man of twenty-five who had been baptised by Matthys only a couple of months before. It was he who was to give to Anabaptism in Münster a fierce militancy such as it possessed nowhere else and who was to stimulate an outbreak or revolutionary millenarianism which startled the whole of Europe.

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During February 1534, the power of the Anabaptists in Münster increased rapidly. Bockelson at once established good relations with the leader of the guilds and patron of the Anabaptists, the cloth-merchant Knipperdollinck. On 8 February these two men ran wildly through the streets, summoning all the people to repent of their sins. It was in this millenarian atmosphere that they made their first armed rising, occupying the town hall and the market-place. They were still only a minority and could have been defeated if the Lutheran majority had been willing to use the armed force at its disposal. But the Anabaptists had allies on the Council, and the outcome of the rising was official recognition of the principle of liberty of conscience. The number of Anabaptist immigrants grew even beyond that of Lutheran emigrants, so that in the annual election for the Town Council on 23 February an overwhelmingly Anabaptist body was elected. In the following days monasteries and churches were looted and in a nocturnal orgy of iconoclasm the sculptures, paintings and books of the cathedral were destroyed. Meanwhile, Jan Matthys himself had arrived, and together with Bockelson he quickly dominated the town. On 27 February armed bands rushed through the streets driving multitudes of the ‘godless’ from the town in the bitter cold, without spare clothes and possessions. Those who remained were rebaptised in the market-place in a ceremony which lasted for three days. After that, it became a capital offence to be unbaptised and by 3 March there were no ‘misbelievers’ left in the town.

When the bishop massed his troops to besiege the city, the Anabaptists defended themselves by arms. As the siege progressed, even more, extreme leaders gained control. These Münsterite leaders, besides claiming prophetic authority to receive new revelations, also claimed that the Old Testament ethics still applied, and so felt justified in reintroducing polygamy. They even crowned a ‘King David’ of ‘the New Jerusalem’ in Bockelson. Terror, long a familiar feature of life in the New Jerusalem, was intensified during Bockelson’s reign. Within a few days of his proclamation, it was announced that in future all those who persisted in sinning against the truth must be brought before the king and sentenced to death. A couple of days later, executions began. The first victims were women: one was beheaded for denying her husband his marital rights, and another for bigamy, since the practice of polygamy was a male prerogative, and a third for insulting a preacher and mocking his doctrine. As the Bishop intensified his efforts to reduce the town through a blockade which began in January 1535, Bockelson declared that any man plotting to leave the town, or who was found to have helped someone else to leave was to be at once beheaded, as was anyone who was overheard criticising the ‘king’ or his policy.

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The Anabaptists of Münster under siege. The combined forces of the Catholics and Lutherans were intent on destroying the Anabaptists’ threat to the established order. The defenders were butchered after the final assault; their leaders cruelly tortured to death.

Rather than surrender the town, Bockelson would doubtless have let the entire population starve to death; but in the event, the siege was brought abruptly to a close. Two men escaped by night from the town and indicated to the besiegers certain weak spots in the defences. On the night of 24 June 1535, they launched a surprise attack and penetrated into the town. After some hours of desperate fighting the last two or three hundred surviving Anabaptists accepted an offer of safe-conduct, laid down their arms and dispersed to their homes. , only to be killed one by one and almost to the last man, in a massacre lasting several days. All the leaders of Anabaptism in the town perished. Rothmann is believed to have died fighting, and Bockleson, at the Bishop’s command was for some time led about on a chain and exhibited like a performing bear. In January 1536 he was brought back to Münster, where he, Knipperdollinck and another leading Anabaptist were publicly tortured to death with red-hot irons. After the execution the three bodies were suspended from a church-tower in the town centre, in cages which are still seen there today.

For centuries, churches and governments have exploited the excesses of these months prior to the fall of the city in June 1535 to make ‘Anabaptism’ an all-embracing byword for fanaticism and anarchy. Certainly, at the time, the whole episode did incalculable harm to the reputation of the Anabaptists, who before and after it were peaceable folk. This one episode of rebellion engendered the fear that sheep’s clothing concealed wolves who might better be dealt with before they threw off the disguise. In Luther’s case, it should be further remembered that the leading Anabaptist in Thuringia was Melchior Rink, who had been with Thomas Müntzer at the Battle of Frankenhausen in 1525. Yet when all these attenuating circumstances are taken into account, it is still difficult to ignore the fact that Melanchthon’s memorandum justified the eradication of the peaceful, not because they were clandestine revolutionaries, but on the grounds that even a peaceful renunciation of the state still constituted sedition.

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Besides this view of the role of the State, both Luther and Melanchthon were convinced that the truth of God could be known and that being known it lays supreme obligations on mankind to preserve it. To them, the Anabaptists were corrupters of souls. Luther’s leniency toward them is more deserving of comment than is his ultimate severity. He was consistent to the end in insisting that faith could not be forced; that in private a man might believe what he would; that only open revolt or public attacks on ordained preachers should be penalised; and that only sedition and blasphemy, rather than heresy, should be subject to constraint.

It is also striking that many of the major principles of the Anabaptists of Münster – the linking of church and state; the validity of Old Testament social patterns; the right of Christians to take up arms – were more typical of the ‘official’ churches of the time than they were of the Anabaptists in general. In its original, pacific form, Anabaptism has survived to the present day in communities such as the Mennonites, the Hutterite Brethren and, of course, the Baptists themselves. But militant, millenarian Anabaptism rapidly declined as a movement and though there was an attempt to revive it in Westphalia thirty years later, the band of terrorists which gathered around a cobbler-‘messiah’ called Jan Willemsen were eventually captured and executed.

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