Part One – January-June: A Tale of Five Cities.

The Winding Road to World Peace:

The New Year’s Eve of 1918 that hiccupped a welcome to the first year of peace began a long procession of almost hysterically happy crowds which took possession of London on every possible excuse. Life was not yet back to normal (it never got back to whatever ‘normal’ was): food was only beginning to be de-restricted – meat, sugar and butter coupons were no abolished until August; five million men were taking time to demobilize and were not finding jobs easily, and money was short. Any spare money was needed by the country, as the photograph of Trafalgar Square at the top of this article shows. The Victory, or “Peace and Joy” loan brought in forty million pounds in three days, and the smallest amount that could be invested was five pounds. The total collected was seven hundred million. By November 1919 there would be just 900,000 still in ‘khaki’ uniforms. The wounded, like those photographed above, later in the year, were given blue uniforms. More than two million were wounded, and in January one man died as a result of a bullet wound received in 1918.

At the beginning of 1919, “Hang the Kaiser!” was the cry in Britain. The newspapers discussed who would be his judges when he was brought from Holland to the Tower of London, and what they would do with him. Those who suggested that his life should be spared were considered unpatriotic, unless they also argued that, like Napoleon, he should be sent to St. Helena for the rest of his life. Despite an application for his surrender, he remained in the Netherlands. A Daily Express reporter who had first seen him at close quarters before the war said that over the previous four years, his hair had turned completely white.

At 11 a.m. on 3 January, Harold Nicolson (pictured below), a thirty-two-year-old diplomat at the Foreign Office, left Charing Cross station for Paris. He arrived at the Gare du Nord twelve hours later and drove without delay to the Hotel Majestic on the Avenue Kléber, where the British delegation to the Peace Conference was due to be housed.

Alwyn Parker, a Middle East specialist who had been made responsible for the well-being of the British delegates, had instituted a security-conscious, home-cooking environment consistent with sound British standards. Staffed by British domestic servants and reinforced by nameless security agents, the catering standards were, apparently, tasteless in the extreme.

 

Overworked and underpaid, Nicolson served as a technical adviser on the committees that were drawing up the new maps of central Europe and the Balkans. Sketching in fresh boundaries for Czechoslovakia, Romania, Yugoslavia, Hungary, Greece and Turkey consumed his working hours. Although he found the work ‘passionately interesting’, it was not all plain sailing. His letters reveal how at times he was conscience-stricken by the burdens imposed on him:

How fallible one feels here! A map – a pencil – tracing paper. Yet my courage fails at the thought of people whom our errant lines enclose or exclude, the happiness of several thousands of people. … Nobody who has not had experience of Committee work in actual practice can conceive of the difficulty of inducing a Frenchman, an Italian, an American and an Englishman to agree on anything.

Harold Nicolson & Vita Sackville-West at the Paris Peace Conference, 1919.

These committees were not concerned with constructing the framework of the newborn League of Nations, President Wilson’s obsessive brainchild. Still, they stood at the heart of the conference’s deliberations, dealing with the fate of national minorities, reconciling the all-too-often conflicting and exaggerated claims of the great and the small powers. It was approvingly noted that the French Premier, M. Clemenceau, always audible, was equally rude to both. And as the plenary sessions of the conference, the politicians had neither the time nor the knowledge to challenge the recommendations of the ‘experts’, they became, in effect, the arbiters of these disputes, the final court of appeal. It was a responsibility that Harold Nicolson could have done without. Interminable committee meetings, drafting endless position papers, irregular hours, hurried meals, late nights and competing with closed-minded politicians, all put Harold under an intolerable strain. Exhausted, he had reached the point when he found himself reading sentences twice over. He sought advice from Arthur Balfour, the Foreign Secretary, whom he usually found languid in his habits, usually draped over a chair, ‘always affable and benign’, at his apartment in the rue Nitot. Balfour told him to…

… return at once to the Majestic – arrived there, you will go to bed. For luncheon you will drink a bottle of Nuits St George and eat all you can possibly swallow. You will then sleep until four. You will then read some books which I shall lend you. For dinner you will have champagne and foie grás – a light dinner. You repeat this treatment until Sunday at three, when you drive alone to Versailles and back. In the evening of Sunday you dine – again alone, that is essential – at Larue and go to a play. By Monday you will be cured.

He did as he was told and on Monday he noted in his diary that he felt again a young and vigorous man. Refreshed, he returned to his duties which, of course, included faithfully serving Balfour’s needs. Harold worked in close tandem with Allen Leeper, an Australian graduate of Balliol College, Oxford with a working knowledge of French, German, Italian, Spanish, Dutch, Flemish, Russian, Greek, Latin, Hebrew, Serbo-Croatian and Ladino. In keeping with the Zeitgeist, he was in favour of creating compact nation-states, to unite the Poles, Yugoslavs, Romanians, the Arabs and the Greeks, a process which would pave the way for the demise of the old, discredited system ruled by the Great Powers and lead to a new era regulated by the League of Nations and Wilsonianism. To Nicolson, at the time, these ideas were admirable, but later, writing in 1935, he thought they might appear utopian, but added even then that to many of us it still remains the most valid of all our visions.

Thirty nations met at Paris to discuss the post-war world. Bolshevik Russia and the defeated Central Powers were excluded. On the fifth anniversary of the assassination of Archduke Franz Ferdinand and his wife in Sarajevo on 28 June 1914, the Treaty of Versailles was signed. Each of the other four which were signed subsequently was also named after an area or landmark of Paris. The Conference opened officially on 18 January 1919 at the Quai d’Orsay. Raymond Poincaré, the French President, greeted the delegates, but his Prime Minister, Georges Clemenceau soon took command in his typical high-handed, machine-gunning fashion:

“Y a-t-il d’objections? Non? … Adopté!”

Harold Nicolson continued to be absorbed by the minutiae of the territorial commission’s deliberations, niggling questions that at a distance seem esoteric to an extreme, but which at the time took on grave importance. He explained to Balfour why the Italians should not be awarded Fiume, a judgement that was upheld by Wilson and Lloyd George. He was also considered something of a Czech expert and was impressed by Benes, the Czech Foreign Minister (pictured right), whom he described as altogether an intelligent, young, plausible little man with broad views. Benes based his case not so much on securing national rights as on sustaining the stability of central Europe. Nicolson agreed with this view and confidently told the Supreme Council that the historical border of Bohemia and Moravia needed to be respected, in spite of the fact that many Germans would be included. Teschen, Silesia, Oderburg were to be included in the new Czechoslovakia, along with Hungarian Ruthenia.

All the Allies were invited to the Peace Conference which met at Paris in January 1919, but the important decisions were made by the ‘Big Four’, pictured below. The German government had accepted the terms of the Armistice of 11 November 1918 because the Allies made a solemn promise that the principles which US President Woodrow Wilson had set out in the ‘Fourteen Points’ of his War Aims (see the map above) which he, and they, thought would form the basis of the peace settlement.

The ‘Four Big Men’ were (left to right), the British Prime Minister, Lloyd George; the Italian Prime Minister, Signor Orlando; France’s Premier, M.Clemenceau; and Woodrow Wilson, President of the USA. They were the big figures at the Paris Peace Conference.

Wilson’s ideas were, therefore, the hope of victors and vanquished alike, and he was sincerely anxious to carry out his promises. But he lost influence because he had few practical plans to offer upon which his ideas of a just settlement could be built. By the time John Buchan published his account of these events in 1935, many histories of the Peace Conference had already been written in detail in many volumes. Its work had been bitterly criticised, and on it had been blamed most of the later misfortunes of Europe. But, as he observed, …

… it is probable that our successors will take a friendlier view, and will recognise more fully the difficulties under which it achieved. Its position was very different from that of the Congress of Vienna in 1814. Then the victors held most of Europe and had armies ready and willing to carry out their commands: now they were so weary that the further use of force was almost unthinkable. Then a little group of grandees, akin in temper, met in dignified seclusion. Now a multitude of plenipotentiaries sat almost in public, surrounded by hordes of secretaries and journalists, and under the arc-lamp of suspicious popular opinion. 

The difference in the complexity and scale of the two conferences is shown by the resulting treaties. The hundred and twenty articles of the Treaty of Vienna were signed by seventeen delegates; the Treaty of Versailles contained 441 articles and seventy signatures. The business was so vast that the mechanism was constantly changing. At first, the main work was in the hands of a Council of Ten, representing the five great Powers; then it fell to the US President and the European Prime Ministers; at the end, the ‘dictators’ were Wilson, Clemenceau and Lloyd George. Had the three ‘architects of destiny’ been fully in agreement, or had they been men with broader personalities and more open minds, both the peace process and its products might have been better. To be fair to them, however, all three had to take different circumstances into consideration besides the merits of each case.

Wilson, who had been detached from the actual conflict, might have been expected to bring a cool and dispassionate mind to the deliberations, as well as a unique authority. But he found himself, quite literally, on unfamiliar territory, and his political mistakes in his own country had made it doubtful that Americans would ratify his conclusions. In diplomatic skill, he was not the equal of the other statesmen. Because he believed that the establishment of the League of Nations was the only hope of permanent world peace, he soon had to compromise on matters where the views of the practical statesmen conflicted with the ideals of his fourteen points in order to secure their acceptance of the Covenant. Moreover, he had the support of only a small minority of his fellow Americans; those who upheld the traditional policy of non-intervention in European affairs were hostile to him. This hostility back home also weakened his prestige at the Conference. Eventually, the Senate of the USA refused to ratify his work in establishing the League of Nations so that the country did not join the organisation, and at the election following the treaties, he failed to be re-elected. It soon appeared to John Buchan, that Wilson’s was …

… the voice of one crying in the wilderness, and not the creed of a great people. His self-confidence led him to cast himself in too high a part, and he failed to play it … The framers of the Treaty of Vienna a century before were fortunate in that they were simpler men, whose assurance was better based, and who were happily detached from popular passions: “There are times when the finest intelligence in the world is less serviceable than the sound common sense of a ‘grand seigneur’.” (F.S. Oliver, The Endless Adventure: III, 109.)

Georges Clemenceau (left), French Premier & Woodrow Wilson, President of the USA.

As Chairman of the Peace Conference, Georges Clemenceau was a realist and had no faith in Wilson’s ideals. He was also an intense nationalist, whose policy was to give absolute priority to the security of France, and he translated every problem into the terms of an immediate and narrowly conceived national interest. He worked for the interests of France and France alone. He knew exactly what he wanted, which was to crush Germany while he had the chance. He regarded Franco-German hostility as natural and inevitable and wanted revenge not just for the Great War but also for the Franco-Prussian war of 1870-71 in which Paris was occupied and Alsace-Lorraine was surrendered. Had Germany won, he believed, France would not have been spared destruction. Now that Germany had been utterly defeated, he had the opportunity he had desired, to destroy its power to threaten the security of France. He dominated the conference and his uncompromising attitude earned him the epithet, ‘Tiger’.

David Lloyd George (above) was subtler and more far-sighted, taking broader views, but his power was weakened in his colleagues’ eyes by the election he had just fought and won on intransigent terms. Nevertheless, he recognised the need for a peace settlement that would help restore German prosperity as an important trading partner. He, therefore, favoured more moderate terms, but gave only limited support to Wilson’s ideals because Britain was bound by treaties concluded during the war for the satisfaction of her Allies at the expense of the defeated powers, and he was bound by his election pledge by which he had promised to ‘Make Germany Pay’, demanding penalties from the enemy. At least 700,000 British servicemen had perished in the Great War, and a million and a half had been wounded. Another 150,000 were lost to the influenza pandemic of 1918-19. Some 300,000 children had lost at least one parent. One in ten of an entire generation of young men had been wiped out. By 1919, the euphoria of victory was tempered with the reality as ex-servicemen returned to the fields and factories to seek their old jobs. If anything, As Simon Schama has put it, …

… this had to be the moment, perhaps the last, when the conditions that had produced the general massacre were removed. Away with the preposterous empires and monarchs and the tribal fantasies of churches and territories. Instead there would be created a League of Free Nations … This virtual international government, informed by science and motivated by disinterested guardianship of the fate of common humanity, must inaugurate a new history – otherwise the sacrifice the sacrifice of millions would have been perfectly futile, the bad joke of the grinning skull. 

Above: The Menin Road (detail), by Paul Nash, 1919

Fit for Heroes? – Boom-time Britain & the ‘Bolshevists’:

Britain was experiencing a post-war boom in trade, evidenced by the fact that the number of trade unionists rose to an unprecedented figure of almost eight million. As the unions flexed their muscles, thirty-five million days were lost by strikes and lock-outs, the highest figure since 1912. Trade unionists in Belfast and Glasgow fought bravely to reduce the working week to help absorb the demobbed servicemen. In Scotland, their demonstrations, which included (for the first time) serious demands for Home Rule, were viewed as ‘riots’ by the authorities. The demands were fuelled in part by the astonishingly disproportionate numbers of Scots casualties in the War: over a quarter of the 557,000 Scottish servicemen had been killed, compared with a rate of one in eight among the rest of the British army. Ironically, it was the long tradition of being the backbone of the imperial army, from the American Revolution to the Indian Mutiny, that had resulted in them being put in front line positions during the Great War, often in the ‘vanguard’ of some suicidal lurch ‘over the top’.

Despite this contribution, in Glasgow, an eighth of the population was still living in single-room accommodation and the Clydeside economy was especially vulnerable to retrenchment in the shipyards. As men were demobilized, unemployment rose and the unions responded with demands for a shorter working week, to spread the work and wages available as broadly as possible. The campaign for a 40-hour week, with improved conditions for the workers, took hold of organised labour. They also demanded the retention of wage and rent controls. When they were met with stark refusal, a forty-hour general strike was called, culminating on 31 January in a massive rally, organised by the trade unions, which took place on George Square in the city centre of Glasgow. Upwards of ninety thousand took part. A red flag and calls were made, for the first time, for the setting up of a separate Scottish workers’ republic. The police read the ‘Riot Act’ and their lines charged the demonstrators and, mindful of having been caught by surprise in Dublin by the Easter Rising of 1916, the government claimed that the demonstration was a ‘Bolshevist’ uprising, sending twelve thousand troops and six tanks (pictured above) to occupy what became known as ‘Red Clydeside’.

Many of these ‘Red Clydesiders’ soon found themselves ‘victimized’, out of work and on the road to England and its ‘new’ engineering and manufacturing centres. By 1919, for example, Coventry’s population had continued to grow from 130,000 in 1918 to 136,000, partly due to the delayed expansion of the British motor industry, inhibited during the War as manufacturing industry turned its attention to meeting wartime demand. As soon as hostilities were over the production of motor vehicles was again embraced with enthusiasm as both old and new contenders entered the market amongst the heavy competition. In 1919 and 1920 at least forty new car producing firms emerged. Many of these firms later failed and their names disappeared or were taken over by companies like Singer in Coventry, but in 1920 the President of the City’s Chamber of Commerce reflected on its recent growth:

Few towns and cities can point to a growth as quick and extensive as that which has been the lot of Coventry in the last two decades … The way Coventry has moved forward is more characteristic of a new American city fed by immigrants, than of one of the oldest cities in Great Britain.

Growth and immigration were beginning to have an effect on local politics. In 1919, as the city enjoyed its boom, so the fortunes of the Labour movement also prospered, with Labour capturing a third of the seats on the City Council. The short but strong national economic boom funded some, at least, of  Lloyd George’s promise to make ‘a country fit for heroes to live in’. Christopher Addison, the minister of reconstruction, oversaw the building of 200,000 homes, effectively marking the beginning of council house construction in Britain. Again, in 1920, the Coventry Chamber of Commerce was keen to advertise the fact that the Corporation had already, since the war, built a thousand houses for its workers at rates varying from six to ten shillings per week which were regarded as ‘comparatively low’.

Lloyd George’s only obvious rival was Winston Churchill. Having banged away in the 1918 election campaign about making Germany pay through the nose, Churchill then made appeals for greater flexibility and leniency, opposing the continuation of the naval blockade. But his calls to strangle the Russian Revolution at birth seemed to spring from a deep well of sentimental class solidarity with the Russian aristocracy and the Tsars which marked him out, in the view of many, as an aristocratic reactionary himself. Churchill was reckless as well as tireless in calling for a commitment of men and money to try to reverse the communist revolution in Russia by supporting the pro-Tsarist White Army, which was certainly no force for democracy. But if he was deliberately goading British socialists by harping on about the Bolsheviks as dictatorial conspirators, it turned out that his diagnosis of what had actually in Russia in October 1917 was exactly right. There was ample reason to feel gloomy about the fate of liberty in the new Soviet Russia. By 1919, anyone could see that what had been destroyed was not just the Constituent Assembly but any semblance of multi-party democracy in Russia. After the war, British, as well as American troops, occupied parts of Russia. There was disagreement within the Cabinet as well as in the country as to what the British attitude toward Russia ought to be. Lloyd George felt that the perpetuation of the civil war by foreign intervention would give the revolutionary leader, Vladimir Lenin, the perfect pretext to institutionalize his police state and find reinforcements for the Red Army, and he wrote to Churchill pointing this out to him in February 1919:

 Am very alarmed at your… planning war against the Bolsheviks. The Cabinet have never authorised such a proposal. They have never contemplated anything beyond supplying armies in anti-Bolshevik areas in Russia with necessary equipment to enable them to hold their own, and that only in the event of every effort of peaceable solution failing. A military enquiry as to the best method of giving material assistance to these Russian armies is all to the good, but do not forget that it is an essential part of the inquiry to ascertain the cost; and I also want you to bear in mind that the War Office reported to the Cabinet that according to their information intervention was driving the anti-Bolshevik parties in Russia into the ranks of the Bolshevists. 

The Empire – Nationalists Strike Back:

With the evaporation of the authority of the US President in Paris, and the limited tenure of the French wartime prime minister, his fellow peacemakers, it was Lloyd George who grew in stature as the future arbiter of the European settlement and world statesman. While France sought military security, Britain sought naval and commercial superiority through the destruction of the German Empire. The British Empire, as Curzon had boasted the previous year, had never been so omnipotent. But despite Curzon’s complacency, all was not well in the far-flung imperial posts. First of all, however, and closer to home, trouble was brewing again in Ireland. Following the 1918 general election, in which the old Nationalist party disappeared and Sinn Féin won most of the Irish seats. The members of Sinn Féin who had been elected to the Westminster parliament decided to set up their own Irish parliament, called Dáil Éireann, in Dublin, which first met in January 1919. It declared the Irish Republic in defiance of the British Crown for a second time. Eamon de Valera, who had escaped from an English jail, became its President and the King’s writ ceased to run in Ireland. At the same time, the Irish Volunteers, who now called themselves the Irish Republican Army (IRA) became increasingly violent.

In themselves, the pledges Britain made on imperial matters during the war did not determine anything that happened afterwards. Britain gave no one self-government simply because it had promised it to them. If it kept its promise, it was because the promise had raised expectations that could not be denied, making the plaintiffs stronger and even more resolute claimants. But if it had not had this effect, and if Britain could prevaricate or break a promise with impunity, it would. The colonial settlement when it came after the war, and as it was subsequently modified, was determined much more by the conditions of that time; the interests, strengths and weaknesses of different parties then, than by pledges and declarations made, cynically or irresponsibly, in the past. The conditions of 1919 determined that, initially, Britain would get a great deal out of the war for itself. In the first place, the fact that there were outright winners and losers meant that there were, suddenly, a large number of colonies ‘going begging’ in the world, with only Britain, France, Italy, the United States and Japan in a position to ‘snaffle them up’. Japan was satisfied with controlling the north Pacific, America didn’t want colonies and Italy, whose contribution to the Allied victory was seen as negligible, was not thought to deserve any. That left the German colonies in Africa and the Turkish territories in the Middle East as ‘gift horses’ for the British and the French if they wanted them, which they did.

Any British government of that era, of any colour, would probably have wanted its share, but the fact that the coalition government in 1919 was basically the same as the one that had fought the war and was full of imperialists made it even more probable. Balfour, Curzon and Milner (as Colonial Secretary) were not the kinds of men to look gift horses in the mouth and exercise colonial self-restraint, and neither were the Dominions which had fought, represented by Smuts in the Cabinet. Lloyd George himself was not much bothered about the empire either way and put up little resistance to his imperialists’ accepting extra colonies. If he had any qualms, Leopold Amery quieted them by writing to him at the end of the war, that whereas they had fought it over Europe, they would also…

… find ourselves compelled to complete the liberation of the Arabs, to make secure the independence of Persia, and if we can of Armenia, to protect tropical Africa from German economic and military exploitation. All these objects are justifiable in themselves and don’t become less so because they increase the general sphere of British influence. … And if, when all is over, … the British Commonwealth emerges greater in area and resources … who has the right to complain?

In 1919, the British empire seemed secure enough from external threats, but it was more vulnerable than ever to attacks from within. It might be able to deal with one at a time, but what if it were challenged by nationalists on three or four fronts simultaneously? The first of these opened up in North Africa in March, when Egyptian nationalists, inflamed by Britain’s refusal to allow them to put their case for independence to the Paris peace conference and by the arrest and exile of their leaders, began a series of demonstrations, riots, acts of sabotage, and assassinations of British army officers.

M. K. Gandhi

Meanwhile, in India, there was a series of boycotts, walk-outs and massacres led by the lawyer and hero of the campaign against the ‘pass laws’ in South Africa, M. K. Gandhi, who had recently arrived ‘home’. Nearly a million Indian troops had been in service, both in the ‘barracks in the east’ in Asia itself, on the Western Front, and, earlier in the war, in the disastrous campaign in Mesopotamia. Before the war, there had been violence and terrorism, but mainstream colonial nationalism had been represented by Gokhale’s Congress; moderate in its aims, not embracing absolute national independence, and in its aims, which were constitutional. ‘Mahatma’ Gandhi’s movement, however, worked unconstitutionally, outside the system. His distinctive contribution to the nationalist struggle was ‘non-cooperation’. This spelt danger for the empire: danger which even in peace-time it might not be able to contain. In April there was a rash of rebellions in Punjab serious enough to convince General Dyer that the Indian Mutiny was about to be repeated: which persuaded him to open fire on a crowd of unarmed Indians in a public square outside the Sikh ‘Golden Temple’ in Amritsar, and to continue to firing into their backs until his ammunition ran out, killing at least 380 and wounding 1,200. Also in April, the first serious Arab-Jewish clash occurred in Palestine. In May, Britain was at war with Afghanistan, and about to go to war again, it seemed, with Turkey.

Towards the Treaties – The Big Three & The Council of Ten:

As the Paris conference moved forward, Harold Nicolson became increasingly depressed by the self-centred, ill-informed, arrogant behaviour of the world’s leaders who had gathered in Paris.

Ion Bratianu, the Romanian Prime Minister was a bearded woman, a forceful humbug, a Bucharest intellectual, a most unpleasing man who aspired to the status of a Great Power; the Baron Sidney Sonnino, the Italian Foreign Minister, emerged as the evil genius of the piece, obstructing everything with a breathtaking obstinacy and malevolence, while Signor Vittorio Orlando (pictured right), the Italian Prime Minister, was never able to rise to the level of his own intelligence. When the Italians decided to leave Paris in protest at their allies’ refusal to meet them half-way on their demands, Nicolson waved them off with a hearty “good riddance”, but they returned a fortnight later.

During the rest of the conference, Orlando remained interested only in securing an expansion of Italy’s territory and in discussions which concerned the satisfaction of these ambitions. Nicholson soon concluded that the conference was proceeding in a rather irresponsible and intermittent way. For this sorry state of affairs, ‘the Big Three’ were culpable, as far as he was concerned, especially Wilson. Hampered by his spiritual arrogance and the hard but narrow texture of his mind, he appeared conceited, obstinate, nonconformist … obsessed, in fact no better than a presbyterian dominie (schoolmaster/ pedagogue). Nicolson was not alone in this opinion: Wilson’s traits were soon picked up on by the Parisian press. Bitter at these public assaults on his character, Wilson contemplated moving the conference to Geneva, where he hoped to benefit from the more Calvinistic, sober and sympathetic Swiss. Paris was an unfortunate choice for a peace conference, as passions among the people were inflamed by close contact with the War and its miseries. Statesmen could not free themselves from the tense atmosphere that prevailed.

Wilson, Nicolson believed, was also responsible for what he and others regarded as a totally impracticable agenda and timetable. The three main subjects were territorial adjustments, reparations, and the provision of machinery to ensure peace. Under the first, the map of Europe was to be redrawn, and some parts of the map of the world. The Conference did not, of course, with a clean slate; the Austrian Empire had collapsed and fallen into pieces, and Poland and Czechoslovakia had already come into being. A number of treaties, not just that of Versailles, would be needed to lay down the new boundaries – St Germain, Trianon, Neuilly and Sévres. Mandates dealing with territories taken from enemy states were to be settled later by Allied Ministers sitting in the Supreme Council. But instead of giving top priority to the main purpose of the conference, the peace settlement with Germany, Wilson kept his colleagues busy playing word games in drafting the Covenant of the League of Nations, his pet cause, and by fiddling with the maps of central and eastern Europe and Asia Minor.  In this way, the German treaty was effectively put on hold until the end of March, nine weeks after the conference had opened.

David Lloyd George, British Prime Minister in 1919, at the height of his power, the man who won the war. As the head of the Conservative-Liberal-Labour wartime coalition, his government was returned at the General Election in December 1918, with an overwhelming majority of more than three hundred in the House of Commons. The majority in the total of votes was strangely less marked – five million for the government and 4.6 million against.

Neither did Lloyd George escape Nicolson’s criticism. Dressed in a bedint grey suit, the British PM hadn’t the faintest idea of what he is talking about, Nicolson complained. He tried to prime Balfour to protest against his Premier’s ‘madcap schemes’, but Balfour proved ‘infinitely tiresome’ and fobbed him off: Yes, that’s all very well, but what you say is pure aesthetics! But before long, Nicolson came to appreciate Lloyd George’s uphill struggle at the conference against those who were more extreme: Quick as a kingfisher, in Harold’s view, as he saw Lloyd George fending off excessive Italian or French demands, not always with complete success. He fought like a Welsh terrier, he told his father, as Lloyd George strove to modify the ‘punitive’ terms of the German treaty. Invited to attend meetings of ‘the Big Three’ in his capacity as an expert, Nicolson witnessed their capricious handling of affairs, which he recorded in his letters to his wife Vita:

Darling, it is appalling, those three ignorant and irresponsible men cutting Asia Minor to bits as if they were dividing a cake, and with no one there except Hadji … Isn’t it terrible – the happiness of millions being decided in that way?

When he politely protested, Nicolson was condescendingly put down by Clemenceau: “Mais, voyez-vous, jeune homme … il faut aboutir.” But there were opportunities to advise and influence, or educate the three men, usually over a huge map on the carpet of a nearby study. Already dispirited at the way the conference was, or rather was not, proceeding, by mid-February Nicolson was beginning to despair, as he wrote to his father:

The Council of Ten are atrophied by the mass of material which pours in upon them … We are losing the peace rapidly and all the hard work is being wasted. The ten haven’t really finished off anything, except the League of Nations, and what does that mean to starving people at Kishinev, Hermannstadt and Prague? It is despairing.

In a similar vein to Oliver’s statement above, Nicolson added that What we want is a dictator for Europe and we haven’t got one: And never will have! As the conference ‘progressed’, both Europe and the Middle East continued in a state of confusion. The old empires had fallen; new nations had already set up governments. Starvation and disease aggravated the horrors resulting from war. The statesmen were forced to act quickly. They had to consider not only what they believed ought to be done, but also what their electorate demanded. On April Fool’s Day, Harold Nicolson and Leeper left Paris on a special mission headed by General Jan Smuts, the South African member of Britain’s War Cabinet. They were bound for Budapest where Nicolson had spent part of his childhood during his father’s diplomatic posting there and where, on 21 March, a communist revolution led by Béla Kun had taken place; their assignment was to investigate its ramifications. For the world’s leaders gathered in Paris, the spectre of Bolshevism was truly haunting Europe: it threatened widespread starvation, social chaos economic ruin, anarchy and a violent, shocking end to the old order. Harold wrote to his wife, Vita, about how the Germans made use of this threat:

They have always got the trump card, i.e. Bolshevism – and they will go Bolshevist the moment they feel it is hopeless to get good terms.

This was one of the main themes of Lloyd George’s cogently argued but largely ignored Fontainebleau memorandum. Small wonder, then, that Béla Kun’s strike for communism in Hungary registered many anxious moments for the Supreme Council. I have written more about Smuts’ mission to Budapest elsewhere on this site. During Nicolson’s absence from Paris, the prospects for a settlement based on Wilson’s new world order had receded. The French put forward extreme ideas that would extend French sovereignty or influence into the Rhineland. Lloyd George and Wilson hotly opposed these demands, seeing in them the seeds of another war. Eventually, a compromise was worked out that called for an allied occupation of the Rhineland with staged withdrawals, backed by an Anglo-American guarantee of the French frontiers. But Nicolson and many others harboured a ‘ghastly suspicion’ that the United States would not honour the signature of its delegates: it became the ghost at all our feasts, he wrote. From mid-May to mid-June the German treaty hung on a razor’s edge. Word reached Paris that the German government was prepared to sign it but that public opinion would not allow it without allied concessions. Nicolson agreed with the German public:

The more I read (the treaty), the sicker it makes me … If I were the Germans I shouldn’t sign for a moment. … The great crime is the reparations clauses, which were drawn up solely to please the House of Commons.

The peace treaties which resulted reflected the spirit of the conference, in which were represented opposing forces demanding, on the one hand, the rewards of victory, and on the other, the magnanimous settlement of conflicting claims designed to secure permanent peace. The result was a decisive triumph for the victors, but the influence of the need for a permanent peace was not entirely lost. On the one hand, there was no open discussion, and the main points of the settlement were secretly decided and imposed by the ‘Big Three’. The defeated Powers were disarmed, but the victors maintained their military strength.  On the other hand, it may be claimed that the map of Europe was redrawn to correspond with national divisions, to some extent at least and that the ‘Covenant of the League of Nations’ seemed to be a definite step towards the preservation of international peace. It formed the first part of each treaty, followed by territorial changes and disarmament clauses, such as the following from section one of the Treaty of Versailles:

By a date which must not be later than 31 March 1920, the German Army must not comprise more than seven divisions of infantry and three divisions of cavalry. 

By this article, the German Army was limited to a hundred thousand men and committed to the maintenance of order within the territory and to the control of frontiers. The long list of other restrictions included the prohibition of German use of submarines, tanks and poison gas. The disarmament of Germany was to be strictly enforced, but it was combined with a solemn pledge by the other nations themselves to disarm, which promised trouble in the future. In spite of Wilson’s principles, penal clauses were added to the treaties. The penal proposals, which had played so great a part in the ‘khaki’ election in Britain, were reduced more or less to the matter of reparations. Reparations were to be exacted from Germany alone; she had to undertake to pay the cost of the War, as her Allies were bankrupt. John Buchan commented on the futility of this exercise:

No victor has ever succeeded in reimbursing himself for his losses, and a strange blindness seemed on this point to have overtaken the public mind. 

While rich in capital wealth, this could not be ‘extracted’ for its creditors, and its exportable surplus had never been great and was now likely to be very small. It could only pay large sums by borrowing from one or other of the Allies. At Paris, there was no agreement on the total sum of reparations to be paid, but there was much talk about what items should be included in the reparations bill. Smuts, whom Harold Nicolson considered a splendid, wide-horizoned man, now showed that his character, though ‘simple’, was also exceptionally ‘intricate’. Concerned that the bulk of the reparations would go to France, he concocted a creative formula to include separation allowances for soldiers’ families, as well as pensions for widows and orphans. His prescription effectively doubled the potential bill, however, and would not have been to Nicolson’s liking. Yet a special committee of solemn ‘pundits’ in Britain had fixed its capacity to pay at the preposterous figure 24,000 million pounds sterling. The Conference reduced this sum to less than half, and in 1921 a special allied commission whittled it down to 6,600 million, then to two thousand, and in 1932 further payments were dropped. But more unfortunate still was the clause which extorted from Germany a confession of her sole responsibility for the War. This was article 231 of the Treaty, the notorious ‘war guilt’ clause, that compelled Germany and her allies to accept full responsibility for…

… causing all the loss and damage to which the Allied and Associated Governments and their nationals have been subjected as a consequence of the war imposed on them by the aggression of Germany and her allies.  

It was not, Buchan suggested in 1935, …

… the business of any conference to anticipate the judgment of history, and to force a proud nation to confess that her sacrifice had been a crime was a breach of the human decencies. 

The Final Week – Scuttling Ships & Salvaging the Settlement:

Could anyone salvage something from this mess? Surprisingly, perhaps, Nicolson looked to Lloyd George for this. Hitherto, he had been quite critical of Lloyd George’s policies, especially in Asia Minor, which eventually to lead to his downfall. As he sought to scale down the reparations bill, which he saw as ‘immoral and senseless’; to revise the territorial settlement in Silesia to Germany’s advantage; and to grant Germany membership of the League of Nations, Nicolson’s admiration grew, particularly as he fought alone. The French were, quite naturally, furious at him for what they considered to be a betrayal of their interests. By contrast, Wilson’s passivity infuriated Harold, who couldn’t understand why the US President would not take the opportunity to improve the draft treaty. He wrote again to his father, voicing the view of the younger generation of British diplomats:

There is not a single person among the younger people here who is not unhappy and disappointed at the terms. The only people who approve are the old fire-eaters.

After much hesitation, and under the threat of renewed force, the German government accepted the treaty. Despite his disappointment with its terms, Harold Nicolson breathed a huge sigh of relief that there would be no return to hostilities. Exactly a week before the treaty was due to be signed, however, there was a dramatic turn of events when Admiral von Reuter ordered the scuttling of the German fleet blockaded at Scapa Flow off Orkney, eight months after its surrender. This is shown in the pictures above and below. Of the seventy-four warships interned, forty-eight sank within an hour when the German sailors opened the sea-cocks on the Admiral’s order. He said that he was obeying the Kaiser’s orders, given to him before the war, that no German battleship should be allowed to fall into enemy hands, and denied that he was in breach of the Armistice terms, since he had had no notice of its extension beyond 21 June, the day of expiry. The German sailors risked their lives in carrying out von Reuter’s orders. At noon on the 21st, the German ensign was run up, the battleships began to settle, and their crews crowded into boats or swam for it. Some of the British guardships, uncertain of what was happening, opened fire, and there were over a hundred casualties.

The treaty was signed on 28 June 1919 in the Galerie des Glaces (‘Hall of Mirrors’) at the palace of Versailles, where half a century before the German Empire had been founded on the degradation of France. Harold Nicolson witnessed the occasion and recorded it in careful detail. The ‘Galerie’ was crowded, with seats for over a thousand. Clemenceau, small and yellow, orchestrated the proceedings. “Faites entrer les Allemands,” he called out. Dr Hermann Müller and Dr Johannes Bell, heads held high, eyes studying the ceiling, one looking like “the second fiddle” in a string ensemble, the other resembling “a privat-dozent“, were led to the table to sign the treaty. No-one spoke or moved. Having committed Germany to the treaty, they were escorted from the hall “like prisoners from the dock”. Over the “breathless silence”, Clemenceau rasped: “Messieurs, la séance est levée.”  Outside, salvoes were fired, while a squadron of aeroplanes flew overhead. Crowds cheered and yelled, “Vive Clemenceau … Vive l’Angleterre.” After the ceremony Clemenceau, with tears in his eyes, was heard to say: “Oui, c’est une belle journée.” Exhausted at the end of an extraordinary day, Nicolson lamented that it has all been horrible … To bed, sick of life.

General Smuts signed the Versailles Treaty only on the grounds that something of the kind, however imperfect, was needed before the real work of peace-making could begin. But, according to John Buchan, the Treaty proved to be a grave hindrance in that task. For John Maynard Keynes, the British economist, the ‘peace’ was a ‘Carthaginian’ imposition. In The Economic Consequences of the Peace, first published in 1919, he wrote a damning indictment of both the process and product of the Treaty:

Moved by insane delusion and reckless self-regard, the German people overturned the foundations on which we all lived and built. But the spokesmen of the French and British peoples have run the risk of completing the ruin. … Paris was a nightmare. … A sense of impending catastrophe overhung the frivolous scene. … Seated indeed amid the theatrical trappings of the French Saloons of State, one could wonder if the extraordinary visages of Wilson and Clemenceau, with their fixed hue and unchanging characterisation, were really faces at all and not the tragi-comic masks of some strange drama or puppet-show. …

For John Buchan, the hopeful element in what had been signed lay in its prefix – the Covenant of a new League of Nations, the one remnant left of Wilson’s dreams; the hope was that the reaction against the horrors of war might result in an abiding determination for peace. Machinery was provided to give a system to fulfil this desire. Membership of the League was open to any self-governing state which accepted its principles; it required its members to refrain from war until the quarrel had been submitted to its judgement and to take corporate action against any breaker of the peace. It was not a super-state with a military force as its sanction, but a league of states whose effectiveness in a crisis would depend upon how far its members would be prepared to act collectively. There was no abandonment of sovereign rights, except to a very minor extent. It began as a league of the victorious and neutral Powers, but the defeated Powers were given the right of delayed entry.

 

Above (Right): a facsimile of some of the signatures on the Treaty.

Concluding Versailles – A Toothless Treaty? The Covenant & Council of the League of Nations:

From the start, the League was handicapped by the facts that it was widely regarded as the caretaker of the Peace treaties and therefore suspect to those who found them difficult to come to terms with, and by the fact that the USA refused to join, thereby weakening any chance of collective action. But it was the best that could be done at that juncture by way of international cooperation, and even its flawed and modest beginnings were soon seen as an advance in peacemaking and peacekeeping in the world. It was often said in the 1920s and ’30s that a fundamental weakness of the League of Nations that it ‘lacked teeth’, that it was not prepared to threaten potential and actual aggressors with military force. However, the original clauses in the Covenant contradict this contention. They state that in the case of aggression or threat of aggression, the Council of the League should advise upon how this threat should be met: military action was not excluded. Moreover, if any member of the League did resort to war, the Council would recommend to the governments concerned what effective military, naval and air force the members of the League should contribute. Members of the League were expected to permit the passage through their territories of the armed forces of other members of the League. These articles, therefore, totally envisage the possibility of military action by the League in order to deter aggression. Although the requirement of unanimity on the part of the Council could effectively negate these provisions in certain circumstances, the ‘teeth’ were there, if only the principal Powers were willing to put them to work. In his course notes for the Open University, prepared in 1973, Arthur Marwick pointed to the scope of the problems facing the peacemakers in 1919:

A war on such an unprecedented scale obviously left problems of an unprecedented nature. Insulated as we have been in these islands, we can easily forget the immense problems involved in the collapse of old political frontiers, from the mixing of races in particular areas, from the reallocation of territorial boundaries, and from the transfer of populations…

The Treaty of Versailles altogether consists of 440 articles and it takes up 230 pages of Volume LIII of the ‘Parliamentary Papers’ for 1919. From the document itself, we can see the very real complexities and difficulties which faced the peacemakers. From the detail in some parts of the Treaty, we can see what peacemaking is really like, as distinct from the brief text-book accounts which merely summarise the broad principles; we can see what is involved in putting those principles into practice. The Treaty of Versailles expressed certain intentions about settling the map of Europe. But, as with all historical documents, we do learn things from it about the fundamental assumptions of the men who drafted it. And throughout the entire Treaty, there is a good deal of ‘unwitting testimony’ about the political events, social conditions and cultural attitudes in Europe in 1918-19. A rapid glance at the map below will show that a serious attempt was made in 1919 to arrange the frontiers of the states so that the main boundaries coincided with the national divisions of the European peoples. As a result of the treaties, only a small minority, about three per cent, was still under the subjection of other nationalities. In many cases, the peoples themselves had taken the initiative and proclaimed their independence and the peacemakers simply had to accept what had already been accomplished. Their task was ‘simply’ to fix the new boundaries of these ethnic groups. But in doing so, they were responsible for some gross injustices, as the map also shows.

(to be continued).

Cold Shoulder or Warm Handshake?

On 29 March 2019, the United Kingdom of Great Britain and Northern Ireland will leave the European Union after forty-six years of membership, since it joined the European Economic Community on 1 January 1973 on the same day and hour as the Republic of Ireland. Yet in 1999, it looked as if the long-standing debate over Britain’s membership had been resolved. The Maastricht Treaty establishing the European Union had been signed by all the member states of the preceding European Community in February 1992 and was succeeded by a further treaty, signed in Amsterdam in 1999. What, then, has happened in the space of twenty years to so fundamentally change the ‘settled’ view of the British Parliament and people, bearing in mind that both Scotland and Northern Ireland voted to remain in the EU, while England and Wales both voted to leave? At the time of writing, the manner of our going has not yet been determined, but the invocation of ‘article fifty’ by the Westminster Parliament and the UK government means that the date has been set. So either we will have to leave without a deal, turning a cold shoulder to our erstwhile friends and allies on the continent, or we will finally ratify the deal agreed between the EU Commission, on behalf of the twenty-seven remaining member states, and leave with a warm handshake and most of our trading and cultural relations intact.

As yet, the possibility of a second referendum – or third, if we take into account the 1975 referendum, called by Harold Wilson (above) which was also a binary leave/ remain decision – seems remote. In any event, it is quite likely that the result would be the same and would kill off any opportunity of the UK returning to EU membership for at least another generation. As Ian Fleming’s James Bond tells us, ‘you only live twice’. That certainly seems to be the mood in Brussels too. I was too young to vote in 1975 by just five days, and another membership referendum would be unlikely to occur in my lifetime. So much has been said about following ‘the will of the people’, or at least 52% of them, that it would be a foolish government, in an age of rampant populism, that chose to revoke article fifty, even if Westminster voted for this. At the same time, and in that same populist age, we know from recent experience that in politics and international relations, nothing is inevitable…

One of the major factors in the 2016 Referendum Campaign was the country’s public spending priorities, compared with those of the European Union. The ‘Leave’ campaign sent a double-decker bus around England stating that by ending the UK’s payments into the EU, more than 350 million pounds per week could be redirected to the National Health Service (NHS).

A British Icon Revived – The NHS under New Labour:

To understand the power of this statement, it is important to recognise that the NHS is unique in Europe in that it is wholly funded from direct taxation, and not via National Insurance, as in many other European countries. As a service created in 1948 to be ‘free at the point of delivery’, it is seen as a ‘British icon’ and funding has been a central issue in national election campaigns since 2001, when Tony Blair was confronted by an irate voter, Sharon Storer, outside a hospital. In its first election manifesto of 1997, ‘New Labour’ promised to safeguard the basic principles of the NHS, which we founded. The ‘we’ here was the post-war Labour government, whose socialist Health Minister, Aneurin Bevan, had established the service in the teeth of considerable opposition from within both parliament and the medical profession. ‘New Labour’ protested that under the Tories there had been fifty thousand fewer nurses but a rise of no fewer than twenty thousand managers – red tape which Labour would pull away and burn. Though critical of the internal markets the Tories had introduced, Blair promised to keep a split between those who commissioned health services and those who provided them.

Under Frank Dobson, Labour’s new Health Secretary, there was little reform of the NHS but there was, year by year, just enough extra money to stave off the winter crises. But then a series of tragic individual cases hit the headlines, and one of them came from a Labour peer and well-known medical scientist and fertility expert, Professor Robert Winston, who was greatly admired by Tony Blair. He launched a furious denunciation of the government over the treatment of his elderly mother. Far from upholding the NHS’s iconic status, Winston said that Britain’s health service was the worst in Europe and was getting worse under the New Labour government, which was being deceitful about the true picture. Labour’s polling on the issue showed that Winston was, in general terms, correct in his assessment in the view of the country as a whole. In January 2000, therefore, Blair announced directly to it that he would bring Britain’s health spending up to the European average within five years. That was a huge promise because it meant spending a third as much again in real terms, and his ‘prudent’ Chancellor of the Exchequer, Gordon Brown, was unhappy that Blair had not spoken enough on television about the need for health service reform to accompany the money, and had also ‘stolen’ his budget announcements. On Budget day itself, Brown announced that until 2004 health spending would rise at above six per cent beyond inflation every year, …

… by far the largest sustained increase in NHS funding in any period in its fifty-year history … half as much again for health care for every family in this country.       

The tilt away from Brown’s sharp spending controls during the first three years of the New Labour government had begun by the first spring of the new millennium, and there was more to come. With a general election looming in 2001, Brown also announced a review of the NHS and its future by a former banker. As soon as the election was over, broad hints about necessary tax rises were dropped. When the Wanless Report was finally published, it confirmed much that the winter crisis of 1999-2000 had exposed. The NHS was not, whatever Britons fondly believed, better than health systems in other developed countries, and it needed a lot more money. ‘Wanless’ also rejected a radical change in funding, such as a switch to insurance-based or semi-private health care. Brown immediately used this as objective proof that taxes had to rise in order to save the NHS. In his next budget of 2002, Brown broke with a political convention that which had reigned since the mid-eighties, that direct taxes would not be raised again. He raised a special one per cent national insurance levy, equivalent to a penny on income tax, to fund the huge reinvestment in Britain’s health.

Public spending shot up with this commitment and, in some ways, it paid off, since by 2006 there were around 300,000 extra NHS staff compared to 1997. That included more than ten thousand extra senior hospital doctors (about a quarter more) and 85,000 more nurses. But there were also nearly forty thousand managers, twice as many as Blair and Brown had ridiculed the Tory government for hiring. An ambitious computer project for the whole NHS became an expensive catastrophe. Meanwhile, the health service budget rose from thirty-seven billion to more than ninety-two billion a year. But the investment produced results, with waiting lists, a source of great public anger from the mid-nineties, falling by 200,000. By 2005, Blair was able to talk of the best waiting list figures since 1988. Hardly anyone was left waiting for an inpatient appointment for more than six months. Death rates from cancer for people under the age of seventy-five fell by 15.7 per cent between 1996 and 2006 and death rates from heart disease fell by just under thirty-six per cent. Meanwhile, the public finance initiative meant that new hospitals were being built around the country. But, unfortunately for New Labour, that was not the whole story of the Health Service under their stewardship. As Andrew Marr has attested,

…’Czars’, quangos, agencies, commissions, access teams and planners hunched over the NHS as Whitehall, having promised to devolve power, now imposed a new round of mind-dazing control.

By the autumn of 2004 hospitals were subject to more than a hundred inspections. War broke out between Brown and the Treasury and the ‘Blairite’ Health Secretary, Alan Milburn, about the basic principles of running the hospitals. Milburn wanted more competition between them, but Brown didn’t see how this was possible when most people had only one major local hospital. Polling suggested that he was making a popular point. Most people simply wanted better hospitals, not more choice. A truce was eventually declared with the establishment of a small number of independent, ‘foundation’ hospitals. By the 2005 general election, Michael Howard’s Conservatives were attacking Labour for wasting money and allowing people’s lives to be put at risk in dirty, badly run hospitals. Just like Labour once had, they were promising to cut bureaucracy and the number of organisations within the NHS. By the summer of 2006, despite the huge injection of funds, the Service was facing a cash crisis. Although the shortfall was not huge as a percentage of the total budget, trusts in some of the most vulnerable parts of the country were on the edge of bankruptcy, from Hartlepool to Cornwall and across to London. Throughout Britain, seven thousand jobs had gone and the Royal College of Nursing, the professional association to which most nurses belonged, was predicting thirteen thousand more would go soon. Many newly and expensively qualified doctors and even specialist consultants could not find work. It seemed that wage costs, expensive new drugs, poor management and the money poured into endless bureaucratic reforms had resulted in a still inadequate service. Bupa, the leading private operator, had been covering some 2.3 million people in 1999. Six years later, the figure was more than eight million. This partly reflected greater affluence, but it was also hardly a resounding vote of confidence in Labour’s management of the NHS.

Public Spending, Declining Regions & Economic Development:

As public spending had begun to flow during the second Blair administration, vast amounts of money had gone in pay rises, new bureaucracies and on bills for outside consultants. Ministries had been unused to spending again, after the initial period of ‘prudence’, and did not always do it well. Brown and his Treasury team resorted to double and triple counting of early spending increases in order to give the impression they were doing more for hospitals, schools and transport than they actually could. As Marr has pointed out, …

… In trying to achieve better policing, more effective planning, healthier school food, prettier town centres and a hundred other hopes, the centre of government ordered and cajoled, hassled and harangued, always high-minded, always speaking for ‘the people’.  

The railways, after yet another disaster, were shaken up again. In very controversial circumstances Railtrack, the once-profitable monopoly company operating the lines, was driven to bankruptcy and a new system of Whitehall control was imposed. At one point, Tony Blair boasted of having five hundred targets for the public sector. Parish councils, small businesses and charities found that they were loaded with directives. Schools and hospitals had many more. Marr has commented, …

The interference was always well-meant but it clogged up the arteries of free decision-taking and frustrated responsible public life. 

Throughout the New Labour years, with steady growth and low inflation, most of the country grew richer. Growth since 1997, at 2.8 per cent per year, was above the post-war average, GDP per head was above that of France and Germany and the country had the second lowest jobless figures in the EU. The number of people in work increased by 2.4 million. Incomes grew, in real terms, by about a fifth. Pensions were in trouble, but house price inflation soured, so the owners found their properties more than doubling in value and came to think of themselves as prosperous. By 2006 analysts were assessing the disposable wealth of the British at forty thousand pounds per household. However, the wealth was not spread geographically, averaging sixty-eight thousand in the south-east of England, but a little over thirty thousand in Wales and north-east England (see map above). But even in the historically poorer parts of the UK house prices had risen fast, so much so that government plans to bulldoze worthless northern terraces had to be abandoned when they started to regain value. Cheap mortgages, easy borrowing and high property prices meant that millions of people felt far better off, despite the overall rise in the tax burden. Cheap air travel gave the British opportunities for easy travel both to traditional resorts and also to every part of the European continent. British expatriates were able to buy properties across the French countryside and in southern Spain. Some even began to commute weekly to jobs in London or Manchester from Mediterranean villas, and regional airports boomed as a result.

The internet, also known as the ‘World-Wide Web’, which was ‘invented’ by the British computer scientist Tim Berners-Lee at the end of 1989 (pictured right in 2014), was advancing from the colleges and institutions into everyday life by the mid- ‘noughties’. It first began to attract popular interest in the mid-nineties: Britain’s first internet café and magazine, reviewing a few hundred early websites, were both launched in 1994. The following year saw the beginning of internet shopping as a major pastime, with both ‘eBay’ and ‘Amazon’ arriving, though to begin with they only attracted tiny numbers of people.

But the introduction of new forms of mail-order and ‘click and collect’ shopping quickly attracted significant adherents from different ‘demographics’.  The growth of the internet led to a feeling of optimism, despite warnings that the whole digital world would collapse because of the inability of computers to cope with the last two digits in the year ‘2000’, which were taken seriously at the time. In fact, the ‘dot-com’ bubble was burst by its own excessive expansion, as with any bubble, and following a pause and a lot of ruined dreams, the ‘new economy’ roared on again. By 2000, according to the Office of National Statistics (ONS), around forty per cent of Britons had accessed the internet at some time. Three years later, nearly half of British homes were ‘online’. By 2004, the spread of ‘broadband’ connections had brought a new mass market in ‘downloading’ music and video. By 2006, three-quarters of British children had internet access at home.

Simultaneously, the rich of America, Europe and Russia began buying up parts of London, and then other ‘attractive’ parts of the country, including Edinburgh, the Scottish Highlands, Yorkshire and Cornwall. ‘Executive housing’ with pebbled driveways, brick facing and dormer windows, was growing across farmland and by rivers with no thought of flood-plain constraints. Parts of the country far from London, such as the English south-west and Yorkshire, enjoyed a ripple of wealth that pushed their house prices to unheard-of levels. From Leith to Gateshead, Belfast to Cardiff Bay, once-derelict shorefront areas were transformed. The nineteenth-century buildings in the Albert Dock in Liverpool (above) now house a maritime museum, an art gallery, shopping centre and television studio. It has also become a tourist attraction. For all the problems and disappointments, and the longer-term problems with their financing, new schools and public buildings sprang up – new museums, galleries, vast shopping complexes (see below), corporate headquarters in a biomorphic architecture of glass and steel, more imaginative and better-looking than their predecessors from the dreary age of concrete.

Supermarket chains exercised huge market power, offering cheap meat and dairy products into almost everyone’s budgets. Factory-made ready-meals were transported and imported by the new global air freight market and refrigerated trucks and lorries moving freely across a Europe shorn of internal barriers. Out-of-season fruit and vegetables, fish from the Pacific, exotic foods of all kinds and freshly cut flowers appeared in superstores everywhere. Hardly anyone was out of reach of a ‘Tesco’, a ‘Morrison’s’, a ‘Sainsbury’s’ or an ‘Asda’. By the mid-noughties, the four supermarket giants owned more than 1,500 superstores throughout the UK. They spread the consumption of goods that in the eighties and nineties had seemed like luxuries. Students had to take out loans in order to go to university but were far more likely to do so than previous generations, as well as to travel more widely on a ‘gap’ year, not just to study or work abroad.

Those ‘Left Behind’ – Poverty, Pensions & Public Order:

Materially, for the majority of people, this was, to use Marr’s term, a ‘golden age’, which perhaps helps to explain both why earlier real anger about earlier pension decisions and stealth taxes did not translate into anti-Labour voting in successive general elections. The irony is that in pleasing ‘Middle Englanders’, the Blair-Brown government lost contact with traditional Labour voters, especially in the North of Britain, who did not benefit from these ‘golden years’ to the same extent. Gordon Brown, from the first, made much of New Labour’s anti-poverty agenda, and especially child poverty. Since the launch of the Child Poverty Action Group, this latter problem had become particularly emotive. Labour policies took a million children out of relative poverty between 1997 and 2004, though the numbers rose again later. Brown’s emphasis was on the working poor and the virtue of work. So his major innovations were the national minimum wage, the ‘New Deal’ for the young unemployed, and the working families’ tax credit, as well as tax credits aimed at children. There was also a minimum income guarantee and a later pension credit, for poorer pensioners.

The minimum wage was first set at three pounds sixty an hour, rising year by year. In 2006 it was 5.35 an hour. Because the figures were low, it did not destroy the two million jobs as the Tories claimed it would. Neither did it produce higher inflation; employment continued to grow while inflation remained low. It even seemed to have cut red tape. By the mid-noughties, the minimum wage covered two million people, the majority of them women. Because it was updated ahead of rises in inflation rates, the wages of the poor also rose faster. It was so successful that even the Tories were forced to embrace it ahead of the 2005 election. The New Deal was funded by a windfall tax on privatised utility companies, and by 2000 Blair said it had helped a quarter of a million young people back into work, and it was being claimed as a major factor in lower rates of unemployment as late as 2005. But the National Audit Office, looking back on its effect in the first parliament, reckoned the number of under twenty-five-year-olds helped into real jobs was as low as 25,000, at a cost per person of eight thousand pounds. A second initiative was targeted at the babies and toddlers of the most deprived families. ‘Sure Start’ was meant to bring mothers together in family centres across Britain – 3,500 were planned for 2010, ten years after the scheme had been launched – and to help them to become more effective parents. However, some of the most deprived families failed to show up. As Andrew Marr wrote, back in 2007:

Poverty is hard to define, easy to smell. In a country like Britain, it is mostly relative. Though there are a few thousand people living rough or who genuinely do not have enough to keep them decently alive, and many more pensioners frightened of how they will pay for heating, the greater number of poor are those left behind the general material improvement in life. This is measured by income compared to the average and by this yardstick in 1997 there were three to four million children living in households of relative poverty, triple the number in 1979. This does not mean they were physically worse off than the children of the late seventies, since the country generally became much richer. But human happiness relates to how we see ourselves relative to those around us, so it was certainly real. 

The Tories, now under new management in the shape of a media-marketing executive and old Etonian, David Cameron, also declared that they believed in this concept of relative poverty. After all, it was on their watch, during the Thatcher and Major governments, that it had tripled, which is why it was only towards the end of the New Labour governments that they could accept the definition of the left-of-centre Guardian columnist, Polly Toynbee. A world of ‘black economy’ work also remained below the minimum wage, in private care homes, where migrant servants were exploited, and in other nooks and crannies. Some 336,000 jobs remained on ‘poverty pay’ rates. Yet ‘redistribution of wealth’, a socialist phrase which had become unfashionable under New Labour lest it should scare away middle Englanders, was stronger in Brown’s Britain than in other major industrialised nations. Despite the growth of the super-rich, many of whom were immigrants anyway, overall equality increased in these years. One factor in this was the return to the means-testing of benefits, particularly for pensioners and through the working families’ tax credit, subsequently divided into a child tax credit and a working tax credit. This was a U-turn by Gordon Brown, who had opposed means-testing when in Opposition. As Chancellor, he concluded that if he was to direct scarce resources at those in real poverty, he had little choice.

Apart from the demoralising effect it had on pensioners, the other drawback to means-testing was that a huge bureaucracy was needed to track people’s earnings and to try to establish exactly what they should be getting in benefits. Billions were overpaid and as people did better and earned more from more stable employment, they then found themselves facing huge demands to hand back the money they had already spent. Thousands of extra civil servants were needed to deal with the subsequent complaints and the scheme became extremely expensive to administer. There were also controversial drives to oblige more disabled people back to work, and the ‘socially excluded’ were confronted by a range of initiatives designed to make them more middle class. Compared with Mrs Thatcher’s Victorian Values and Mr Major’s Back to Basics campaigns, Labour was supposed to be non-judgemental about individual behaviour. But a form of moralism did begin to reassert itself. Parenting classes were sometimes mandated through the courts and for the minority who made life hell for their neighbours on housing estates, Labour introduced the Anti-Social Behaviour Order (‘Asbo’). These were first given out in 1998, granted by magistrates to either the police or the local council. It became a criminal offence to break the curfew or other sanction, which could be highly specific. Asbos could be given out for swearing at others in the street, harassing passers-by, vandalism, making too much noise, graffiti, organising ‘raves’, flyposting, taking drugs, sniffing glue, joyriding, prostitution, hitting people and drinking in public.

Although they served a useful purpose in many cases, there were fears that for the really rough elements in society and their tough children they became a badge of honour. Since breaking an Asbo could result in an automatic prison sentence, people were sent to jail for crimes that had not warranted this before. But as they were refined in use and strengthened, they became more effective and routine. By 2007, seven and a half thousand had been given out in England and Wales alone and Scotland had introduced its own version in 2004. Some civil liberties campaigners saw this development as part of a wider authoritarian and surveillance agenda which also led to the widespread use of CCTV (Closed Circuit Television) cameras by the police and private security guards, especially in town centres (see above). Also in 2007, it was estimated that the British were being observed and recorded by 4.2 million such cameras. That amounted to one camera for every fourteen people, a higher ratio than for any other country in the world, with the possible exception of China. In addition, the number of mobile phones was already equivalent to the number of people in Britain. With global satellite positioning chips (GPS) these could show exactly where their users were and the use of such systems in cars and even out on the moors meant that Britons were losing their age-old prowess for map-reading.

The ‘Seven Seven’ Bombings – The Home-grown ‘Jihadis’:

Despite these increasing means of mass surveillance, Britain’s cities have remained vulnerable to terrorist attacks, more recently by so-called ‘Islamic terrorists’ rather than by the Provisional IRA, who abandoned their bombing campaign in 1998. On 7 July 2005, at rush-hour, four young Muslim men from West Yorkshire and Buckinghamshire, murdered fifty-two people and injured 770 others by blowing themselves up on London Underground trains and on a London bus. The report into this worst such attack in Britain later concluded that they were not part of an al Qaeda cell, though two of them had visited camps in Pakistan, and that the rucksack bombs had been constructed at the cost of a few hundred pounds. Despite the government’s insistence that the war in Iraq had not made Britain more of a target for terrorism, the Home Office investigation asserted that the four had been motivated, in part at least, by ‘British foreign policy’.

They had picked up the information they needed for the attack from the internet. It was a particularly grotesque attack, because of the terrifying and bloody conditions in the underground tunnels and it vividly reminded the country that it was as much a target as the United States or Spain. Indeed, the long-standing and intimate relationship between Great Britain and Pakistan, with constant and heavy air traffic between them, provoked fears that the British would prove uniquely vulnerable. Tony Blair heard of the attack at the most poignant time, just following London’s great success in winning the bid to host the 2012 Olympic Games (see above). The ‘Seven Seven’ bombings are unlikely to have been stopped by CCTV surveillance, of which there was plenty at the tube stations, nor by ID cards (which had recently been under discussion), since the killers were British subjects, nor by financial surveillance, since little money was involved and the materials were paid for in cash. Even better intelligence might have helped, but the Security Services, both ‘MI5’ and ‘MI6’ as they are known, were already in receipt of huge increases in their budgets, as they were in the process of tracking down other murderous cells. In 2005, police arrested suspects in Birmingham, High Wycombe and Walthamstow, in east London, believing there was a plot to blow up as many as ten passenger aircraft over the Atlantic.

After many years of allowing dissident clerics and activists from the Middle East asylum in London, Britain had more than its share of inflammatory and dangerous extremists, who admired al Qaeda and preached violent jihad. Once 11 September 2001 had changed the climate, new laws were introduced to allow the detention without trial of foreigners suspected of being involved in supporting or fomenting terrorism. They could not be deported because human rights legislation forbade sending back anyone to countries where they might face torture. Seventeen were picked up and held at Belmarsh high-security prison. But in December 2004, the House of Lords ruled that these detentions were discriminatory and disproportionate, and therefore illegal. Five weeks later, the Home Secretary Charles Clarke hit back with ‘control orders’ to limit the movement of men he could not prosecute or deport. These orders would also be used against home-grown terror suspects. A month later, in February 2005, sixty Labour MPs rebelled against these powers too, and the government only narrowly survived the vote. In April 2006 a judge ruled that the control orders were an affront to justice because they gave the Home Secretary, a politician, too much power. Two months later, the same judge ruled that curfew orders of eighteen hours per day on six Iraqis were a deprivation of liberty and also illegal. The new Home Secretary, John Reid, lost his appeal and had to loosen the orders.

Britain found itself in a struggle between its old laws and liberties and a new, borderless world in which the hallowed principles of ‘habeas corpus’, free speech, a presumption of innocence, asylum, the right of British subjects to travel freely in their own country without identifying papers, and the sanctity of homes in which the law-abiding lived were all coming under increasing jeopardy. The new political powers seemed to government ministers the least that they needed to deal with a threat that might last for another thirty years in order, paradoxically, to secure Britain’s liberties for the long-term beyond that. They were sure that most British people agreed, and that the judiciary, media, civil rights campaigners and elected politicians who protested were an ultra-liberal minority. Tony Blair, John Reid and Jack Straw were emphatic about this, and it was left to liberal Conservatives and the Liberal Democrats to mount the barricades in defence of civil liberties. Andrew Marr conceded at the time that the New Labour ministers were ‘probably right’. With the benefit of hindsight, others will probably agree. As Gordon Brown eyed the premiership, his rhetoric was similarly tough, but as Blair was forced to turn to the ‘war on terror’ and Iraq, he failed to concentrate enough on domestic policy. By 2005, neither of them could be bothered to disguise their mutual enmity, as pictured above. A gap seemed to open up between Blair’s enthusiasm for market ideas in the reform of health and schools, and Brown’s determination to deliver better lives for the working poor. Brown was also keen on bringing private capital into public services, but there was a difference in emphasis which both men played up. Blair claimed that the New Labour government was best when we are at our boldest. But Brown retorted that it was best when we are Labour. 

Tony Blair’s legacy continued to be paraded on the streets of Britain,

here blaming him and George Bush for the rise of ‘Islamic State’ in Iraq.

Asylum Seekers, EU ‘Guest’ Workers & Immigrants:

One result of the long Iraqi conflict, which President Bush finally declared to be over on 1 May 2003, was the arrival of many Iraqi asylum-seekers in Britain; Kurds, as well as Shiites and Sunnis. This attracted little comment at the time because there had been both Iraqi and Iranian refugees in Britain since the 1970s, especially as students and the fresh influx were only a small part of a much larger migration into the country which changed it fundamentally during the Blair years. This was a multi-lingual migration, including many Poles, some Hungarians and other Eastern Europeans whose countries had joined the EU and its single market in 2004. When the EU expanded Britain decided that, unlike France or Germany, it would not try to delay opening the country to migrant workers. The accession treaties gave nationals from these countries the right to freedom of movement and settlement, and with average earnings three times higher in the UK, this was a benefit which the Eastern Europeans were keen to take advantage of. Some member states, however, exercised their right to ‘derogation’ from the treaties, whereby they would only permit migrant workers to be employed if employers were unable to find a local candidate. In terms of European Union legislation, a derogation or that a member state has opted not to enforce a specific provision in a treaty due to internal circumstances (typically a state of emergency), and to delay full implementation of the treaty for five years. The UK decided not to exercise this option.

There were also sizeable inflows of western Europeans, though these were mostly students, who (somewhat controversially) were also counted in the immigration statistics, and young professionals with multi-national companies. At the same time, there was continued immigration from Africa, the Middle East and Afghanistan, as well as from Russia, Australia, South Africa and North America. In 2005, according to the Office for National Statistics, ‘immigrants’ were arriving to live in Britain at the rate of 1,500 a day. Since Tony Blair had been in power, more than 1.3 million had arrived. By the mid-2000s, English was no longer the first language of half the primary school children in London, and the capital had more than 350 different first languages. Five years later, the same could be said of many towns in Kent and other Eastern counties of England.

The poorer of the new migrant groups were almost entirely unrepresented in politics, but radically changed the sights, sounds and scents of urban Britain, and even some of its market towns. The veiled women of the Muslim world or its more traditionalist Arab, Afghan and Pakistani quarters became common sights on the streets, from Kent to Scotland and across to South Wales. Polish tradesmen, fruit-pickers and factory workers were soon followed by shops owned by Poles or stocking Polish and East European delicacies and selling Polish newspapers and magazines. Even road signs appeared in Polish, though in Kent these were mainly put in place along trucking routes used by Polish drivers, where for many years signs had been in French and German, a recognition of the employment changes in the long-distance haulage industry. Even as far north as Cheshire (see below), these were put in place to help monolingual truckers using trunk roads, rather than local Polish residents, most of whom had enough English to understand such signs either upon arrival or shortly afterwards. Although specialist classes in English had to be laid on in schools and community centres, there was little evidence that the impact of multi-lingual migrants had a long-term impact on local children and wider communities. In fact, schools were soon reporting a positive impact in terms of their attitudes toward learning and in improving general educational standards.

Problems were posed, however, by the operations of people smugglers and criminal gangs. Chinese villagers were involved in a particular tragedy when nineteen of them were caught while cockle-picking in Morecambe Bay by the notorious tides and drowned. Many more were working for ‘gang-masters’ as virtual, in some cases actual ‘slaves’. Russian voices became common on the London Underground, and among prostitutes on the streets. The British Isles found themselves to be ‘islands in the stream’ of international migration, the chosen ‘sceptred isle’ destinations of millions of newcomers. Unlike Germany, Britain was no longer a dominant manufacturing country but had rather become, by the late twentieth century, a popular place to develop digital and financial products and services. Together with the United States and against the Soviet Union, it was determined to preserve a system of representative democracy and the free market. Within the EU, Britain maintained its earlier determination to resist the Franco-German federalist model, with its ‘social chapter’ involving ever tighter controls over international corporations and ever closer political union. Britain had always gone out into the world. Now, increasingly, the world came to Britain, whether poor immigrants, rich corporations or Chinese manufacturers.

Multilingual & Multicultural Britain:

Immigration had always been a constant factor in British life, now it was also a fact of life which Europe and the whole world had to come to terms with. Earlier post-war migrations to Britain had provoked a racialist backlash, riots, the rise of extreme right-wing organisations and a series of new laws aimed at controlling it. New laws had been passed to control both immigration from the Commonwealth and the backlash to it. The later migrations were controversial in different ways. The ‘Windrush’ arrivals from the Caribbean and those from the Indian subcontinent were people who looked different but who spoke the same language and in many ways had had a similar education to that of the ‘native’ British. Many of the later migrants from Eastern Europe looked similar to the white British but shared little by way of a common linguistic and cultural background. However, it’s not entirely true to suggest, as Andrew Marr seems to, that they did not have a shared history. Certainly, through no fault of their own, the Eastern Europeans had been cut off from their western counterparts by their absorption into the Soviet Russian Empire after the Second World War, but in the first half of the century, Poland had helped the British Empire to subdue its greatest rival, Germany, as had most of the peoples of the former Yugoslavia. Even during the Soviet ‘occupation’ of these countries, many of their citizens had found refuge in Britain.

Moreover, by the early 1990s, Britain had already become both a multilingual nation. In 1991, Safder Alladina and Viv Edwards published a book for the Longman Linguistics Library which detailed the Hungarian, Lithuanian, Polish, Ukrainian and Yiddish speech communities of previous generations. Growing up in Birmingham, I certainly heard many Polish, Yiddish, Yugoslav and Greek accents among my neighbours and parents of school friends, at least as often as I heard Welsh, Irish, Caribbean, Indian and Pakistani accents. The Longman book begins with a foreword by Debi Prasanna Pattanayak in which she stated that the Language Census of 1987 had shown that there were 172 different languages spoken by children in the schools of the Inner London Education Authority. In an interesting precursor of the controversy to come, she related how the reaction in many quarters was stunned disbelief, and how one British educationalist had told her that England had become a third world country. She commented:

After believing in the supremacy of English as the universal language, it was difficult to acknowledge that the UK was now one of the greatest immigrant nations of the modern world. It was also hard to see that the current plurality is based on a continuity of heritage. … Britain is on the crossroads. It can take an isolationist stance in relation to its internal cultural environment. It can create a resilient society by trusting its citizens to be British not only in political but in cultural terms. The first road will mean severing dialogue with the many heritages which have made the country fertile. The second road would be working together with cultural harmony for the betterment of the country. Sharing and participation would ensure not only political but cultural democracy. The choice is between mediocrity and creativity.

Language and dialect in the British Isles, showing the linguistic diversity in many English cities by 1991 as a result of Commonwealth immigration as well as the survival and revival of many of the older Celtic languages and dialects of English.

Such ‘liberal’, ‘multi-cultural’ views may be unfashionable now, more than a quarter of a century later, but it is perhaps worth stopping to look back on that cultural crossroads, and on whether we are now back at that same crossroads, or have arrived at another one. By the 1990s, the multilingual setting in which new Englishes evolved had become far more diverse than it had been in the 1940s, due to immigration from the Indian subcontinent, the Caribbean, the Far East, and West and East Africa. The largest of the ‘community languages’ was Punjabi, with over half a million speakers, but there were also substantial communities of Gujurati speakers (perhaps a third of a million) and a hundred thousand Bengali speakers. In some areas, such as East London, public signs and notices recognise this (see below). Bengali-speaking children formed the most recent and largest linguistic minority within the ILEA and because the majority of them had been born in Bangladesh, they were inevitably in the greatest need of language support within the schools. A new level of linguistic and cultural diversity was introduced through Commonwealth immigration.

Birmingham’s booming postwar economy attracted West Indian settlers from Jamaica, Barbados and St Kitts in the 1950s. By 1971, the South Asian and West Indian populations were equal in size and concentrated in the inner city wards of North and Central Birmingham (see the map above).  After the hostility towards New Commonwealth immigrants in some sections of the local White populations in the 1960s and ’70s, they had become more established in cities like Birmingham, where places of worship, ethnic groceries, butchers and, perhaps most significantly, ‘balti’ restaurants, began to proliferate in the 1980s and ’90s. The settlers materially changed the cultural and social life of the city, most of the ‘white’ population believing that these changes were for the better. By 1991, Pakistanis had overtaken West Indians and Indians to become the largest single ethnic minority in Birmingham. The concentration of West Indian and South Asian British people in the inner city areas changed little by the end of the century, though there was an evident flight to the suburbs by Indians. As well as being poorly-paid, the factory work available to South Asian immigrants like the man in a Bradford textile factory below, was unskilled. By the early nineties, the decline of the textile industry over the previous two decades had let to high long-term unemployment in the immigrant communities in the Northern towns, leading to serious social problems.

Nor is it entirely true to suggest that, as referred to above, Caribbean arrivals in Britain faced few linguistic obstacles integrating themselves into British life from the late 1940s to the late 1980s. By the end of these forty years, the British West Indian community had developed its own “patois”, which had a special place as a token of identity. One Jamaican schoolgirl living in London in the late eighties explained the social pressures that frowned on Jamaican English in Jamaica, but which made it almost obligatory in London. She wasn’t allowed to speak Jamaican Creole in front of her parents in Jamaica. When she arrived in Britain and went to school, she naturally tried to fit in by speaking the same patois, but some of her British Caribbean classmates told her that, as a “foreigner”, she should not try to be like them, and should speak only English. But she persevered with the patois and lost her British accent after a year and was accepted by her classmates. But for many Caribbean visitors to Britain, the patois of Brixton and Notting Hill was a stylized form that was not truly Jamaican, not least because British West Indians had come from all parts of the Caribbean. When another British West Indian girl, born in Britain, was taken to visit Jamaica, she found herself being teased about her London patois and told to speak English.

The predicament that still faced the ‘Black British’ in the late eighties and into the nineties was that, for all the rhetoric, they were still not fully accepted by the established ‘White community’. Racism was still an everyday reality for large numbers of British people. There was plenty of evidence of the ways in which Black people were systematically denied access to employment in all sections of the job market.  The fact that a racist calamity like the murder in London of the black teenager Stephen Lawrence could happen in 1993 was a testimony to how little had changed in British society’s inability to face up to racism since the 1950s. As a result, the British-Caribbean population could still not feel itself to be neither fully British. This was the poignant outcome of what the British Black writer Caryl Phillips has called “The Final Passage”, the title of his novel which is narrated in Standard English with the direct speech by the characters rendered in Creole. Phillips migrated to Britain as a baby with his parents in the 1950s, and sums up his linguistic and cultural experience as follows:

“The paradox of my situation is that where most immigrants have to learn a new language, Caribbean immigrants have to learn a new form of the same language. It induces linguistic shizophrenia – you have an identity that mirrors the larger cultural confusion.”

One of his older characters in The Final Passage characterises “England” as a “college for the West Indian”, and, as Philipps himself put it, that is “symptomatic of the colonial situation; the language is divided as well”.  As the “Windrush Scandal”, involving the deportation of British West Indians from the UK has recently shown, this post-colonial “cultural confusion” still ‘colours’ political and institutional attitudes twenty-five years after the death of Stephen Lawrence, leading to discriminatory judgements by officials. This example shows how difficult it is to arrive at some kind of chronological classification of migrations to Britain into the period of economic expansion of the 1950s and 1960s; the asylum-seekers of the 1970s and 1980s; and the EU expansion and integration in the 1990s and the first decades of the 2000s. This approach assumed stereotypical patterns of settlement for the different groups, whereas the reality was much more diverse. Most South Asians, for example, arrived in Britain in the post-war period but they were joining a migration ‘chain’ which had been established at the beginning of the twentieth century. Similarly, most Eastern European migrants arrived in Britain in several quite distinct waves of population movement. This led the authors of the Longman Linguistics book to organise it into geolinguistic areas, as shown in the figure below:

The Poles and Ukrainians of the immediate post-war period, the Hungarians in the 1950s, the Vietnamese refugees in the 1970s and the Tamils in the 1980s, sought asylum in Britain as refugees. In contrast, settlers from India, Pakistan, Bangladesh and the Caribbean, had, in the main come from areas of high unemployment and/or low wages, for economic reasons. It was not possible, even then, to make a simple split between political and economic migrants since, even within the same group, motivations differed through time. The Eastern Europeans who had arrived in Britain since the Second World War had come for a variety of reasons; in many cases, they were joining earlier settlers trying either to escape poverty in the home country or to better their lot. A further important factor in the discussion about the various minority communities in Britain was the pattern of settlement. Some groups were concentrated into a relatively small geographical area which made it possible to develop and maintain strong social networks; others were more dispersed and so found it more difficult to maintain a sense of community. Most Spaniards, Turks and Greeks were found in London, whereas Ukrainians and Poles were scattered throughout the country. In the case of the Poles, the communities outside London were sufficiently large to be able to sustain an active community life; in the case of Ukrainians, however, the small numbers and the dispersed nature of the community made the task of forging a separate linguistic and cultural identity a great deal more difficult.

Groups who had little contact with the home country also faced very real difficulties in retaining their distinct identities. Until 1992, Lithuanians, Latvians, Ukrainians and Estonians were unable to travel freely to their country of origin; neither could they receive visits from family members left behind; until the mid-noughties, there was no possibility of new immigration which would have the effect of revitalizing these communities in Britain. Nonetheless, they showed great resilience in maintaining their ethnic minority, not only through community involvement in the UK but by building links with similar groups in Europe and even in North America. The inevitable consequence of settlement in Britain was a shift from the mother tongue to English. The extent of this shift varied according to individual factors such as the degree of identification with the mother tongue culture; it also depended on group factors such as the size of the community, its degree of self-organisation and the length of time it had been established in Britain. For more recently arrived communities such as the Bangladeshis, the acquisition of English was clearly a more urgent priority than the maintenance of the mother tongue, whereas, for the settled Eastern Europeans, the shift to English was so complete that mother tongue teaching was often a more urgent community priority. There were reports of British-born Ukrainians and Yiddish-speaking Jews who were brought up in predominantly English-speaking homes who were striving to produce an environment in which their children could acquire their ‘heritage’ language.

Blair’s Open Door Policy & EU Freedom of Movement:

During the 1980s and ’90s, under the ‘rubric’ of multiculturalism, a steady stream of immigration into Britain continued, especially from the Indian subcontinent. But an unspoken consensus existed whereby immigration, while always gradually increasing, was controlled. What happened after the Labour Party’s landslide victory in 1997 was a breaking of that consensus, according to Douglas Murray, the author of the recent (2017) book, The Strange Death of Europe. He argues that once in power, Tony Blair’s government oversaw an opening of the borders on a scale unparalleled even in the post-war decades. His government abolished the ‘primary purpose rule’, which had been used as a filter out bogus marriage applications. The borders were opened to anyone deemed essential to the British economy, a definition so broad that it included restaurant workers as ‘skilled labourers’. And as well as opening the door to the rest of the world, they opened the door to the new EU member states after 2004. It was the effects of all of this, and more, that created the picture of the country which was eventually revealed in the 2011 Census, published at the end of 2012.

The numbers of non-EU nationals moving to settle in Britain were expected only to increase from 100,000 a year in 1997 to 170,000 in 2004. In fact, the government’s predictions for the number of new arrivals over the five years 1999-2004 were out by almost a million people. It also failed to anticipate that the UK might also be an attractive destination for people with significantly lower average income levels or without a minimum wage. For these reasons, the number of Eastern European migrants living in Britain rose from 170,000 in 2004 to 1.24 million in 2013. Whether the surge in migration went unnoticed or was officially approved, successive governments did not attempt to restrict it until after the 2015 election, by which time it was too late.

(to be continued)

Goodbye János Kádár!

By the end of 1988, Mikhail Gorbachev had clearly abandoned the ‘Brezhnev doctrine’ in terms of which the Soviet Union undertook to resort to military force in critical situations in the ‘eastern bloc’ countries. In other words, he intimated that the events of 1956 in Hungary, 1968 in Czechoslovakia and 1981 in Poland, where an invasion was only prevented by the announcement of martial law, would not be repeated. Kádár, the one-time pioneer of reforms in the bloc, was deeply disturbed by Gorbachev’s aspirations, for they now made any depth of reform possible, whereas the ones enacted up to 1985 in Hungary were the maximum he was willing to concede. It was rumoured among the broad segment of reformers in the party rank-and-file, whose expectations were heightened by Glasnost and Perestroika, that Gorbachev’s statements were being censored in Hungary as well as in the more rigid socialist countries. In the final stage of Kádár’s reforms in Hungary, ‘multiple candidacy’ was introduced for future general elections, allowing ‘independent’, non-party candidates to stand, resulting in ten per cent of the new parliament being composed of such deputies in 1985. Any further step in the opening up of the public sphere would have provided a fundamental challenge to the régime’s power base.

Supported by a faceless crowd of yes-men of his own age in the upper echelons of the party hierarchy, Kádár stubbornly denied any allegation that Hungary was in crisis. When he could no longer maintain this facade, in July 1987 he dropped his long-standing Prime Minister György Lázár, replacing him with one of the several vigorous, relatively young figures who were biding their time in the lower echelons. Károly Grósz was the most characteristic representative of the new technocratic cadres which were in favour of going forward with economic reforms without changing the political system. The policy of transition to a mixed economy based on mixed forms of property (state, co-operative and private) was therefore carried forward with the elimination of subsidised prices; the return, after four decades, of a two-level banking system and the introduction of a new tax system, including progressive personal income tax. Grósz also continued the ‘openness’ policy towards the West by abolishing all travel restrictions, winning Gorbachev’s confidence in the process. The Soviet leader had no objection to getting rid of Kádár, who was aged, sick and tired in every sense of the word. As he outlived his days, the stage was set for a succession struggle.

Besides Grósz, the main contenders included Nyers, the architect of the 1968 economic reforms and Imre Pozsgay, whose commitment to reform extended to the political sphere, in favour of democratisation. He was supported by a sizeable reform wing within the party, as well as by a group of social scientists who prepared, under his protection, a scenario for a transition to pluralism in 1986, Turning Point and Reform. In addition, Pozsgay communicated with a segment of the opposition led by ‘populist’ intellectuals. An investigation within the party and the expulsion of four prominent reformist intellectuals from the party in the spring of 1988 were intended by the ‘old guard’ to deter the opposition within the party, but the measure missed its target. Then on 22 May 1988, Kádár’s long rule came to an abrupt end: the party conference elevated him to the entirely impotent post of Party Chairman, electing Grósz as Party Secretary in his place and completely reshuffling the Political Committee. By this time the different opposition groups that had been germinating for a considerable period in the ‘secondary public sphere’ stepped forward into the primary one and started to develop as political parties, presenting the public with analyses of past and present communism, diagnoses of Hungary’s predicament, and antidotes to it, which proved to be more credible than the versions prevented by officialdom.

From its inception in the late 1970s, the opposition that arose as a viable political alternative a decade later was distinguishable from the post-1968 dissidents both by their ideological orientation and their strategy. Instead of grafting pluralism and democracy onto Marxism, which the experience of 1956 had shown to be futile, they drew on the liberal-democratic and Christian national traditions, and instead of the similarly futile effort to represent these endeavours in the ‘primary’ public sphere, whose organs and institutions were dominated by the party, they created and maintained autonomous organisations. At the outset, these initiatives were confined to a few dozen individuals, maintaining contacts with a few hundred others among the intellectuals of research institutes, university departments, editorial offices and student circles. Through these, their views started to infiltrate into the pages of literary and social science journals of the ‘primary’ sphere that were testing the limits of free speech. From the mid-1980s on, some of them also developed contacts with reformers within the party. Of course, the authorities continued to possess detailed and up-to-date information about the activities of opposition and the groups linked with them. But given the developing dialogue with the West and its increasing dependence on western loans, the régime could not afford to show its iron fist. Whenever the opposition made itself visible by coming out on the streets for alternative commemorations of the 1848 and 1956 Revolutions, up to 1988 arrests, detentions and beatings invariably followed. Otherwise, the régime contented itself with occasional harassment: sporadic searches, the confiscation of illegal publications, the rejection of travel permits, censorship of writers and replacement of editorial boards.

Far from being homogeneous, from the outset, there were clear divisions within the opposition, reflecting the old urban-populist divide, although they maintained a co-operative dialogue until the eve of the transition process. The ‘populists’ identified national ‘questions of fate’ as their main commitment, such as the conditions of Hungarian minorities in the neighbouring countries, types of social delinquency, demographic problems, the conditions of the Churches, the loosening of communal ties and the effects of communism on the national consciousness. The neglect of these issues by the government, especially the first, led to the beginning of these ‘populist’ nationalist trends, also at the end of the 1970s. From 1983 Sándor Csoóri became a dominant figure among the ‘populists’, with polemical writings combining the above-mentioned themes with a critique of the morally detrimental effects of socialism. New social service periodicals succeeded in outmaneuvering censorship and discussing in a more objective manner an extensive range of sensitive themes, not just Stalinism and the 1956 Revolution, but also anti-Semitism, the condition of the Roma minority, poverty and the anomalies of the social security system. Both liberal Democrats and populists established links with Hungarian emigré organisations in the West, benefiting in the shape of scholarships from the New York-based Open Society Foundation launched by the Hungarian-American businessman George Soros in 1982, which also opened a registered office in Budapest five years later.

In the first half of the 1980s, the endeavour of anti-communist cooperation dominated the relationship of the two camps of the opposition, so different in outlook. A conference was held at Monor in 1985 in June 1985, whose speakers addressed and analysed the most soaring issues of the then generalised crisis. As the transformation of the system responsible for it came on to the agenda, and programmes started to be worked out, the ways of ‘urbanists’ and ‘populists’ parted. In June 1987 the programme of the democratic opposition was published, entitled ‘Social Contract’. They were uncompromising in claiming that the current political leadership was unsuitable to guide the process. Their document concluded that Kádár must go. This was too radical for the populists, who envisaged a more gradual transition, with an active role for reform communists within it. As a result, the democratic opposition was not invited to the meeting of the ‘populist’ camp which took place at Lakitelek, near Kecskemét, where the Hungarian Democratic Forum (MDF) was founded. This was a recognised movement with the goal of transforming into a political party and was formed in the presence of Pozsgay and other reform Communists, on 27 September 1987.

The Young ‘Liberal’ Democrat, Viktor Orbán, speaking at the re-interment of Imre Nagy in June 1989. These days, neither Liberal Democracy nor Nagy’s Social Democracy are any more fashionable for Orbán and his now ultra-Conservative party and government.

The Alliance of Young Democrats (FIDESZ), established on 30 March 1988, originally as an alternative to the Communist Youth League, endeavoured to supersede the urbanist-populist divide and submitted a programme in which a mixed economy, human rights, political pluralism and national values were given equal emphasis. At the same time, it also identified itself as a radical liberal initiative, and for some time during the ‘Transition’, it remained the closest political ally of the former democratic opposition. The ‘urbanist’ counterpart of the MDF was the Network of Free Initiatives, launched on 1 May 1988 which then developed into the Alliance of Free Democrats (SZDSZ) on 13 November that same year, after their hope of integrating most or all of the democratic opposition became thwarted by the mushroom-like growth of quasi-political organisations, together with professional associations and trade unions in the intervening six months. Shortly afterwards, the ‘historical parties’ reformed themselves: the Independent Smallholder Party re-emerged on 18 November 1988, followed by the Social Democrats in January and the Christian Democrats in April 1989.

Meanwhile, in November 1988, Grósz had passed over the premiership to Miklós Németh who, contrary to expectations, became one of the engineers of transition. He drew reinforcement from the successful manoeuvring of Pozsgay, who arose as an emblematic figure of reform Communist policies by sharpening the divisions within the party through a number of publicly made statements from late 1988 onwards. Pozsgay had avoided getting involved on either side in the 1956 Uprising because he was based in a provincial town at the time. He was an intellectual by instinct and training, who had worked his way up through the system until he and his fellow reformers had been strong enough to vote Kádár, who had once referred to him as ‘impertinent’, out of power in May 1988. It was then that Pozsgay became a member of the Politburo and it was soon after that he, not Grosz, had emerged as the dominant figure in the party leadership. Most notably, his announcements had included breaking the taboo of 1956: the redefinition of the ‘counter-revolution’ was as a ‘popular uprising’, and the urging of the introduction of a multi-party system. This was ratified by the legislature on 11 January, and acknowledged by the party on February 11, 1989. Through a cabinet reshuffle in May 1989, the followers of Grósz were replaced in most posts by pragmatic reformers like Németh himself. This did much to undermine hard-liner positions in the party and to push it to disintegration. The founder of the party did not live to see it. In early May 1989, Kádár was relieved of his offices, and died on 6 July, the same day that Imre Nagy was officially rehabilitated.

Even before his total removal from power, it was already being openly said that the Kádár period had come to an end. What had come into existence under his aegis was now in ruins economically. The attempts of the régime at reform had won excessive, flattering judgements in the West, making it more suspect within the Eastern Bloc. But the end of the third decade of Kádár’s rule was overshadowed by the previously whispered, but later admitted, information that Hungary had accumulated a foreign debt of twenty billion dollars, most of it in a couple of years of recklessness. This was where the contradictory, limited national consensus had ended up, in a cul-de-sac of national bankruptcy; this was what the divergence of production of production and consumption, the maintenance of a tolerable standard of living, and the erroneous use of the loans received had amounted to. The heavy interest burden on these debts alone was to have its effects for decades, crippling many early attempts at renewal.

By July 1989, Hungary had become a de facto multi-party democracy again. Although these parties, new or old, were not mass parties with large numbers of activists, they were able to show that Grósz was wrong to suggest, as he once did at the end of 1988, that the streets belong to us. There were few mass demonstrations during this period, but those that did take place were organised by the opposition and were effective in conveying clear messages. They included mass protests over Ceausescu’s treatment of the Hungarian minority in Transylvania, reminding the Communists of their neglect of nationalist issues, and against the proposed construction of the hydro-electric dam system on the Danube Bend, which called attention to the ecological spoliation of communism. On 15 March, the anniversary of the 1848 Revolution, there was a keen competition to dominate the commemorative events in which the opposition scored a sweeping triumph; its main message was that the hundred-and-forty years of demands for civil liberty and representative government was still on the national agenda.

Above: The Danube Bend at Visegrád, where the river, hemmed in by the Börzöny and Pilis Hills, meanders beneath the castle at Visegrád. After the foundation of the Hungarian State, Visegrád was one of the first ecclesiastical centres, as well as being a royal estate and a county seat. After the Turkish Conquest in the sixteenth century. the ‘Hungarian Versailles’ was laid low and almost completely raised to the ground. In the 1980s the area was again brought to the forefront of public attention. Czechoslovakia and Hungary long ago planned the building of a dam, of which the main Slovak installation would be at Bős and the main Hungarian installation at Nagymaros, north of Visegrád, in close proximity to the Royal castle and palace. But in East Central Europe during the 1980s growing political dissatisfaction and civic opposition found an object of focus in this gigantic project. In this, ecological and environmental considerations played a major part, with national and international ramifications.  The Hungarian domestic opposition had two main areas of activity: the publication and distribution of pamphlets and the struggle against the Danube dam. In response to this, the new Hungarian government elected in 1990 stopped all construction work on its side of the river and started to restore the bank to its natural state. Later, the ‘Visegrád’ group of four neighbouring countries was formed at the palace.   

The most dramatic of all the public demonstrations was the official re-burial of the remains of Imre Nagy and his fellow ‘martyrs’ on the anniversary of their execution, 16 June 1989, which amounted to a public confession that in its origins the régime was built on terror and injustice. Nagy’s body, along with the others executed in 1958 was found in the waste ground at the Újköztemető (cemetery), wrapped in tar paper. After its exhumation, Nagy’s coffin lay in state in Heroes’ Square before being formally reburied. Over three hundred thousand citizens paid their respects to the martyrs of 1956, together with the tributes of government ministers. The fact that only a year beforehand police had used force to disperse a group of a few hundred demonstrators commemorating the martyrdom illustrates the rapid erosion of the régime’s authority and the simultaneous occupation of the public space by the opposition by the middle of 1989.

The Hole in the Curtain:

At last Hungary had come to terms with its past. Its future was determined by a decision taken by the Central Committee of the HSWP, to put the rapidly developing multi-party system on an official basis. Pozsgay’s own position had often seemed closer to that of the opposition Hungarian Democratic Forum (MDF) than to that of his own party. In the midst of these preparations for a peaceful transition of power and democratic elections, Kádár’s successors surprised the world at large. The summer of the annus mirabilis continued with its internationally most immediately conspicuous achievement: the dismantling of the ‘iron curtain’, the barbed-wire fence on the Austrian frontier, a process which had begun in May. On 23 August, the Foreign Minister Gyula Horn spent a sleepless night worrying about the changes going on around him and the irritated reactions of Hungary’s Warsaw Pact allies to them. He had been telephoned by the East German Foreign Minister, determined to know what was happening to Hungary’s border with Austria. He had assured him that sections had been removed for repair and would shortly be replaced.

Again at Pozsgay’s instigation, the border gates were opened to allow for a ‘pan-European picnic’ in the woods on the Austrian side, which several hundred East Germans (‘holidaying’ at Lake Balaton) were able to stream through (pictured above). Hungarian citizens already had the right to visa-free travel to the West, but thousands of disenchanted East Germans, hearing from compatriots of the ‘hole’ in the curtain, had been making their way into Hungary via Czechoslovakia to escape from their own unpopular hard-line régime. Hungary had signed a treaty with East Germany in 1968 pledging not to allow East Germans to leave for the West through its territory. Horn sounded out Moscow as for a reaction as to whether the Soviet leadership would object if Hungary abandoned this undertaking. This was an urgent practical problem for the Hungarians, as about twenty thousand citizens from the DDR were seeking refuge at the FRG Embassy in Budapest. The Soviets did not object, so Horn resolved to open the main border crossings on the roads to the West. He said later that…

… It was quite obvious to me that this would be the first step in a landslide-like series of events. 

Above: (left) Demonstrators in Budapest keep up the momentum; (right and below) East Germans, holidaying in Hungary, cross the border and head West, to the fury of their government, and to their own freedom.

On 10 September, despite strenuous objections from the East German government, Hungary’s border with Austria was opened to the East German refugees. Within three days, thirteen thousand East Germans, mostly young couples with children, had fled west. This was the biggest exodus across the ‘iron curtain’ since the Berlin Wall was built in 1961, and it was only the beginning. Eschewing its erstwhile role as ‘gendarme’, still expected of it within the Eastern camp, Hungary decided to let the refugees go West without exit visas, thereby playing the role of catalyst in the disintegration of the whole Soviet bloc. Over the next few months the international situation was transformed. Liberalisation in Hungary had led directly to the collapse of the Húsak régime in Prague and the breaching of the Berlin Wall in November 1989. Writing in 1990, the historian István Lázár commented:

Naturally, all this can, or should, be seen in connection with the rise of Mikhail Gorbachev in the Soviet Union, even if in history questions of cause and effect are not entirely settled. However the question of what went before and what happened afterwards is constantly debated in history. Hungary, desperate and euphoric at the same time, turning away from the road followed for almost a half century and hardly able to see the path of the future … took  state, national and political risks with some of its decisions in 1989 in a context of a rather uncertain international situation which was not moving towards stability. This is how we arrived at the 1990s. 

Queues on the road to Sopron and the border, with cardboard Trabants and boxes.

Tradition and Transition:

Simultaneously, the scenario worked out by the opposition and Németh’s pragmatists to facilitate an orderly transition was launched. Between June and September 1989, representatives of the HSWP, the Opposition ‘Round Table’ (established in March by eight organisations) and the ‘third side’ (the Patriotic Popular Front and the trade unions) discussed the central issues of the transition process at national meetings. By the time President Bush visited Budapest in July (11-13), Hungary had effectively ceased to be a Communist country or a Soviet satellite state. I have written elsewhere on this site about this first ever visit by a US President, its importance and its outcomes. John Simpson, the BBC’s correspondent was standing on the balcony of a flat overlooking Kossúth Square where the President was due to make a speech. The owner of the flat was an Anglophile in his mid-forties from a wealthy background. There were English touches on the walls: mementoes of visits by at least two generations of the family. From his balcony they looked down on the enthusiastic crowds that were starting to gather:

“These little Communists of ours are acting like real politicians”, he said; “they’re giving people what they want, instead of what they ought to want. The trouble is, they can never give us so much that we can forget that they are Communists”. …

… He was right about the fundamental unpopularity of the Party. I went to see Imre Pozsgay a few days later and asked him whether he and his colleagues would really be the beneficiaries of the changes they were introducing.

“Who can say? Naturally I hope so. That’s why we’re doing these things. But to be honest with you, there’s nothing else we can do. Even if others win the elections, there’s no serious alternative to doing what we have done”.

On 18 September, an agreement was signed which emphasised a mutual commitment to the creation of the legal and political conditions under which a multi-party democracy could be established and the rule of law upheld. In addition, it put forward plans for surmounting the ongoing economic crisis. It required the amending of the communist constitution of 1949, the establishment of a constitutional court and the re-regulation of the order of national elections, legislation on the operation and finances of political parties and the amendment of the penal code. The two ‘liberal’ parties, the SZDSZ and FIDESZ refused to sign the agreement because it stipulated the election of a head of state before the elections, which they thought would benefit the only obvious candidate and most popular reform-politician, Imre Pozsgay. They also hoped to drive a wedge between the reform Communists and the MDF by insisting on a referendum on the issue, the result of which went in their favour. It was a sure sign of what was to come the following spring.

On 6 October, Gorbachev began a two-day visit to East Germany to celebrate the fortieth anniversary of the German Democratic Republic (DDR). The government there, led for almost half of its life by the now seventy-four-year-old Erich Honecker, remained perhaps the most repressive régime in Eastern Europe. Only four days earlier, it had sealed its border with Czechoslovakia to prevent its people from voting with their feet and flooding to the West through Hungary. When Gorbachev suggested that a more permanent solution might be for the DDR to introduce a version of perestroika to satisfy people’s material needs and demands, Honecker refused to listen. He pointed out that on his last visit to Moscow, he had been shocked by the empty shops. How dare Gorbachev tell the leader of what many believed was the most prosperous country in the socialist world how he should run his economy! But Gorbachev persisted, telling a large rally that East Germany should introduce Soviet-style reforms, adding that the country’s policies should, however, be determined “not in Moscow, but in Berlin”. Two days after he left, Honecker was ousted within the DDR’s Politburo and replaced by Egon Krenz, who represented himself as the East German Gorbachev.

The crowds outside the Parliament welcoming the proclamation of the institution of a Liberal Democratic Constitution for the new ‘Republic of Hungary’, October 1989.

Meanwhile, meeting in Budapest, the Fourteenth Congress of the HSWP also proved to be its last. It officially abandoned Leninism. On the 7th, the vast majority of its deputies voted in favour of creating a new Hungarian Socialist Party (MSZP), which defined its aims in terms akin to those of Western European socialist parties. Out of seven hundred thousand Communist Party members, only fifty thousand transferred their membership to the new Socialist Party, before the first free elections of March 1990. Shortly after the dissolution of the HSWP, the party’s paramilitary organisation, the Workers’ Guard was also disbanded. In another ‘gesture’ to the memory of 1956, reparation payments were authorized by Parliament to those imprisoned after the Uprising. On the anniversary of Uprising, 23 October, Acting President Mátyás Szűrös proclaimed the new “Republic of Hungary” on the thirty-third anniversary of the Revolution. The “People’s Republic” created forty years earlier, had ceased to exist.

Parliament had changed eighty per cent of the 1949 constitution in the interim one that replaced it. It defined the peaceful transition to a market economy and the rule of law as the goal of the state. Its fundamental principles were defined as ‘civil democracy’ and ‘democratic socialism’. It guaranteed civil and human rights, declared the establishment of a multi-party system, not only eliminating the clause referring to the leading role of the Marxist-Leninist party of the working class but also outlawed the exercise of power by any single party. It was the first time that a ruling Communist Party anywhere had rejected its ideological faith and authorised a shift to liberal democracy and capitalism. Shortly after the promulgation and proclamation of the new constitution both inside and outside parliament (see the picture below), the red star was removed from the top of the building, demonstrating the end of the system of state socialism.

Yet now the full vulnerability of the economy was already being revealed, and the necessary decrease in consumption had to be forced on a society which was expecting a contrary shift. The past, both the pre-1949 and the post-1958 periods, began to be viewed with nostalgia, as ‘old-new’ ideas resurfaced alongside ‘brand-new’ ones. On the political scene, in both parliamentary and extra-parliamentary spheres, a faltering democracy continued to develop amidst struggles of bitter and frequently depressing content and form. In the meantime, both Eastern and Western visitors to Hungary at the beginning of the 1990s found the country more affluent and resourceful than did its own citizens, who saw it being forced into worrying straits. Eastern visitors were influenced by their own, often more miserable position, while Westerners found things better than their out-dated stereotypes of life behind the iron curtain would have led them to expect. This was Hungary’s paradox: almost every outside observer values the apparent dynamism of the country greatly, but unless they became inhabitants themselves, as some of us did, did they begin to see the burdens of ‘the changes’ born by ‘ordinary’ Hungarians and understood their caution and pessimism.

Above: The famous MDF (Hungarian Democratic Forum) poster from the 1990 Election Campaign: Comrades Go Home!

On 2 November, as Minister of State, Imre Pozsgay met President Bush in Washington to discuss Hungary’s transition to democracy, a week before the fall of the Berlin Wall. The following January, Hungary announced its withdrawal from the Warsaw Pact, at the same time as Czechoslovakia and Poland, at a meeting of Foreign Ministers in Budapest, with effect from 1 July. In February, the United States signed an agreement providing for a Peace Corps Program in Hungary, to begin the following September. In March, the Soviet Union reached an agreement to remove all Soviet troops from Hungary by July 1991, two-thirds of them by the end of 1991. John Simpson’s friend in Budapest had promised his father that he would not drink the bottle of Bell’s Scotch Whisky he had placed in the cupboard in 1947 until the day the Soviet troops left Budapest. That day was now approaching. When the final round of elections took place on 8 April 1990, the reform Communists won only eight per cent of the seats, and Pozsgay and his colleagues were out of office. A centre-right government came to power, led by the MDF. They had won 164 out of the 386 seats. Looking back from later in 1990, John Simpson commented:

As in 1918, Hungary had emerged from and empire and found itself on its own; though this time, unlike the violence and destruction which followed the abortive Communist republic of Béla Kun in 1919, the transition was peaceable and relaxed. Hungary’s economy and environment had been horribly damaged by thirty-three years of Marxism-Leninism; but now, at least, it had shown the way to the rest of Central and Eastern Europe. There are dozens of men and women … who had a part in encouraging the revolutions (which followed) … But the stout figure of Imre Pozgay, who now stays at home and cooks for his family while he tries to work out what to do next, is one of the more important of them.

Rather than bringing stability and calm, however, the 1990s in Hungary were a time of intensive movement across the political spectrum from right to left and back again, with a minority persisting on both extremes and an undercurrent of the old ‘populist-urbanist’ divide surfacing from time to time to emphasise patriotism over cosmopolitanism. Of the sixty-five parties formed in 1988-89, only twelve could run a national list at the elections of March-April 1990, and the four per cent ‘threshold’ required to make it into parliament eliminated half of them. Of the six parties that surpassed this, the highest-scoring MDF invited the Smallholders and the Christian Democrats to form a centre-right coalition. József Antall, a historian and museum curator who had become President of the MDF the previous year, became Hungary’s first prime minister in the new democratic era. Pledging itself to uphold Christian and national values besides democracy and the market economy, the coalition enjoyed a comfortable sixty per cent majority. The opposition consisted of the two liberal parties, the SZDSZ, which came second in the elections, and FIDESZ. The Socialists struggled hard to emerge from the isolation the past had thrown them into. Based on a ‘pact’ between Antall and the SZDSZ leadership, the prominent writer, translator and victim of the 1956 reprisals, Árpád Göncz, was elected by parliament as its Speaker and the President of the Republic. Over the next four years, he made periodic use of his limited powers to act as a counterweight to governmental power. He was re-elected in 1995.

As a result of the first free elections after the fall of state socialism, there was a comprehensive change in the highest echelons of the political élite: ninety-five per cent of the MPs were new in that position. Nearly as dramatic was the change in their social and cultural backgrounds. The first setback for the coalition government came in the municipal elections of the autumn of 1990. In the larger settlements, the two liberal parties scored much better than the government parties. The prominent SZDSZ politician, Gábor Demszky became Mayor of Budapest and was subsequently re-elected four times, becoming the most successful politician in post-1989 Hungary.  Following a protracted illness in late 1993, József Antall died. His funeral, in December 1993, was attended by world leaders including US Vice President Albert Gore. He was replaced by Peter Boross, his Minister of the Interior. With Antall’s untimely death, the MDF lost a politician whose stature was unparalleled among its inexperienced ranks.

It was not only a shift in political sympathies among a considerable proportion of voters that started well before the parliamentary elections of 1994, the outcome of which astounded many people from more than one point of view. A recasting of roles and ideological commitments accompanied a realignment of partnerships among the parties from roughly halfway through the electoral cycle. The MDF had first emerged as a grassroots democratic movement and had advocated a ‘third way’ between capitalism and communism. It had also been open towards ‘democratic socialism’. In government, it had adjusted itself to the personality of Antall, a ‘conservative liberal’, and had had to work hard to purge itself of its radical nationalist right-wing, which seceded in 1993 as the Party of Hungarian Justice and Life (MIÉP) led by the writer István Csurka. After its 1990 electoral victory, the MDF had indulged in militantly anti-communist rhetoric. This contrasted with the trajectory of the SZDSZ, which had initially tried to undermine the MDF’s credibility with allegations of collaboration with the former communists. Following the ‘media war’ which broke out between the two major parties, while the SZDSZ refused to abandon its core liberal values of upholding human rights, civil liberties and multi-culturalism, it re-evaluated its policies towards the left. This enabled the MSZP to re-emerge from the shadows and paved the way for the Democratic Charter, an initiative by intellectuals from both parties to counter the tide of radical nationalism that was threatening to engulf Hungarian political life.

Viktor Orbán in the mid-1990s, looking Right.

In these circumstances, the earlier affinity and sometimes close collaboration between the SZDSZ and FIDESZ began to unravel as the inherent differences between them became ever more obvious. Of FIDESZ’s initial platform – anti-communism, youth culture and political liberalism – only the first was entirely preserved, while the second was quickly abandoned and the third was increasingly modified by an emphasis on Christian values, conservative traditions and strong central government. By 1994, FIDESZ had thus redefined itself as a party of the centre-right, with the ambition to become the dominant and integrative force of that segment of the political spectrum. This process was cemented in the public eye by the addition of the title Hungarian Civic Party (MPP) to its name. In 1999, it resigned from the ‘Liberal International’ and joined the ‘European People’s Party’, the conservative-Christian Democrat alliance in the EU. But in 1994, there was a general recovery in the fortunes of European socialists and social democrats, and the pledges of the MSZP to the values of social democracy looked credible enough to earn it widespread respectability in Europe and admission to the ‘Socialist International’. Its pragmatism and its emphasis on modernisation and technological development won it a landslide victory in an election which showed that the country was tired of ideological strife and disappointed with the lack of progress in the economic transition. Although the Socialists won over fifty per cent of the seats in parliament, the SZDSZ accepted the offer of Gyula Horn, MSZP chairman, to join a coalition. The other four parties of the previous parliament constituted the opposition. The Socialist-Liberal coalition government faced urgent economic tasks.

In the early to mid-nineties, Western corporations and investors came to Hungary hoping, in the long run, for a strong revival from the Hungarian economy. They procrastinated over possible investment, however, due to the threat of uncontrolled inflation. In an economy which was rapidly polarising society, with increasing unemployment and poverty while the rich got visibly richer, Hungarian citizens were already gloomy when they looked around themselves. According to the journalist Paul Lendvai, between 1988 and 1993 GDP fell by twenty per cent, twelve per cent alone in 1991; in 1990-91 real wages fell by twelve per cent, while inflation was thirty-five per cent in 1991, twenty-three per cent in 1992 and only sank below twenty per cent in 1993. Unemployment had risen sharply as thousands of firms were liquidated and half a million jobs disappeared. If they contemplated, beyond the borders, a crisis-ridden Eastern Europe beset by nationality problems and compelled to starve before the much-promised economic upturn, they were gloomier still. As Lázár commented:

Looking at the recent changes, perhaps ungratefully, this is how we stand in East Central Europe in the middle of Carpathian Basin, before the 1100th anniversary of the Hungarian Conquest, which, in five years time, will be followed by the opening of the third millennium…

In spite of the differences in their fundamental values, socialist and liberal, the MSZP and SZDSZ had similar policies on a number of pressing transitional tasks, such as Hungary’s Euro-Atlantic integration and monetarist reform, providing a wide scope for collaboration between them. In both of these priorities, they were successful, but none of these did much to assuage the resentment many voters felt towards the post-1989 politicians in general. In addition, many SZDSZ supporters were puzzled by the party’s reconciliation with the Socialists which they felt had robbed the party of its original liberal character. In the light of this, it is perhaps unsurprising that the SZDSZ followed the other great party of the 1990 régime change, the MDF, into relative obscurity following the 1998 general election. The remodelled FIDESZ-MPP attracted growing support during the second part of the election cycle, capitalising on mistakes made by the Socialists. While the latter maintained much of their popularity, FIDESZ-MPP won the election narrowly on the platform of a ‘civic Hungary’ in which the post-communist heritage would be forever buried while the state would accept greater responsibility in supporting the growth of a broad middle-class following Christian-nationalist values.

To obtain a secure parliamentary majority, the FIDESZ chairman and new PM, Viktor Orbán, formed a coalition with the MDF and the Independent Smallholder Party (FKGP). While the historic FKGP had a respectable place in the liberal democratic endeavour in post-1945 Hungary, its reincarnation was an anti-élitist, populist force, notorious throughout the 1990s for its stormy internal relations. In addition, although not part of the government, the radical-nationalist MIÉP – anti-communist, anti-capitalist, anti-liberal, anti-globalist and anti-Semitic, frequently lent its support to the first Orbán government. On the other extreme of the political palette, the radical remnant of the HSWP, the Workers’ Party, openly cherished the heritage of the Kádár era and remained a part of the extra-parliamentary opposition throughout the post-1989 period. Whereas a fairly constant proportion of the electorate has supported a traditional conservative-liberal line with national and Christian commitments, in whichever of the pirouetting parties it appeared at any given election, the values and endeavours of the Socialists also continued to break through until recent elections. On the other hand, those associated with the Liberals fell to a level equal to the radical Right, a picture not very different from some Western European countries.

With regard to European integration, all significant political forces except MIÉP were in favour of it. Although the Council of Europe responded to the Hungarian application as early as November 1990, and Hungary became an associate member in December 1991, the ensuing process was considerably longer than optimistically hoped for. Alongside the Czech Republic, Estonia, Poland and Slovenia, Hungary gained full membership of the European Union on 1 May 2004. By this time, public opinion in the West was increasingly sceptical about both the broadening and deepening of the EU. I have written extensively about Hungary’s more rapid progression into NATO membership elsewhere on this site, but its involvement in peacekeeping in former Yugoslavia, from 1994-1999, undoubtedly aided its process of accession to the EU. In an atmosphere of growing anxiety for global safety, neither the requirements concerning border security nor other developments caused a further postponement.

(to be continued…)

Moments of Régime Change, Budapest (2009): Volt Produkció.

The Expropriation of 1956:

Twenty-five years ago, Árpád Göncz (pictured right), then President of the Republic of Hungary and a former prisoner of the Kádár régime, delivered a speech on the anniversary of the execution of Imre Nagy in 1958 in which he made the following observation on the 1956 Revolution:

“Everyone has the right to interpret 1956. But no one has the right to expropriate 1956. Only the knowledge of the undistorted truth can mellow the one-time confrontation into peace.”

Just the use of the noun ‘Revolution’ involves interpretation, which is why some historians still prefer to refer to it as an ‘Uprising’. István Bart places it next to the events of 1848-49 and 1918-19 as, in Hungarian, a ‘forradalom’ (revolution). He defines it in the following terms:

… the bitter, desperate uprising against the Soviet Empire was one of the few events in the history of Hungary that was also of importance to the history of the world as a whole; the euphoric experience of the precious few days of freedom that followed the rapid, overnight collapse of an oppressive régime could never be forgotten, despite the … strict taboo against any mention of it; its defeat left an equally deep mark on the nation’s consciousness, as did the painful realization that Hungary’s fate was decided by the Great Powers, and not by the bloody fighting on the streets of Budapest; none the less, the events that led to the change in régime (>’rendszerváltás’) became irreversible (with every Hungarian citizen realizing this full well) when it was openly declared that what had happened in Hungary in 1956 was a revolution and not a “counter-revolution”.

Margaret Rooke, in her Case Study on The Hungarian Revolt of 1956 (1986), (intriguingly sub-titled János Kádár: traitor or saviour?) attached a glossary in which she defined ‘liberal democratic’ as a form of government in which several parties of both Right and Left compete for power in free elections; freedom of expression, organisation etc. Based on the variety of sources she consulted for this study, she described the government of Imre Nagy in these terms. She also defined the Petöfi Circle as a ‘Liberal and nationalist’ student society, named after the nationalist poet of the 1848 Revolution, Sándor Petöfi. The circle sponsored public debates and became a focal point for discussion within the wider press in Hungary.

In 1972, János Kádár gave a speech to his Communist Party colleagues at his sixtieth birthday celebration in which he addressed the problem of the nomenclature of the events of the autumn of 1956:

In 1956 a grave and critical situation arose, which is called counter-revolution by historians. We know that this is the learned definition of what happened in 1956. But there is also another name for it that we can all accept; it was a national tragedy. A tragedy for the Party, the working-class, for the people as a whole and for individuals as well! It was a wrong turning, and this resulted in tragedy. And if we are now past it – and we can safely say we are – it is a very great thing indeed.  

What Kind of Revolution?:

But we also need to consider the adjectives which are often used to ‘appropriate’ the revolution. Sixty years on, Hungarians can certainly agree with Kádár that it was a national tragedy which needs to be commemorated as such, but as a historical event, if we accept that it was not simply a spontaneous ‘insurrection’,’uprising’ or ‘revolt’, but that it was a revolution, was it a socialist one, or was it liberal or nationalist in its ideological origins?

Imre Nagy became a focal point as both Communist reformers and liberal intellectuals supported him. In April 1955 Nagy had lost power as PM and was expelled from the Hungarian Workers’ Party (Communist Party) in the wake of Khrushchev’s consolidation in Moscow. But following the new Soviet leader’s “secret speech” to the Twentieth Communist Party Congress in February 1956, Hungarian party boss Mátyás Rákosi announced in March that Lászlo Rajk, who had been convicted of spying for the CIA and executed in 1949, would be posthumously exonerated and rehabilitated. At the same time, however, Rákosi forced more collectivisation of agriculture and cracked down on the private sector and the arts.

The US Legation reported that…

… his removal or retirement… would be interpreted… by the general population as a victory for passive resistance.

On 19 June, Rajk’s widow made a speech to the Petöfi Circle in which she made it clear that this conflict could not be resolved except by the latter tendency gaining the upper hand over the hard-liners:

Comrades, there are no words with which to tell you how I feel facing you after cruel years in jail, without a word, … a letter, or a sign of life reaching me from the outside, living in despair and hopelessness. When they took me away, I was nursing my five-month old infant. For five years I had no word of my baby.

You not only killed my husband, but you killed all decency in our country. You destroyed Hungary’s political, economic and moral life. Murderers cannot be rehabilitated. They must be punished!

Where were the members of the Party while these things were happening? How could they allow such degeneration to take place without rising in wrath against the guilty?

Comrades, stand by me in this fight!

Then the unbelievable happened. Along with the audience, the Communist officials on the rostrum stood and gave the widow a standing ovation. In July, Soviet leaders in Moscow ordered a reorganisation of the HWP, hoping the move would avert an insurrection like the unrest which had flared in Poland the previous month. Rákosi was sacked as Party First Secretary and Ernő Gerő, his long-term hardline accomplice replaced him, while János Kádár, a ‘homegrown’ reformer, became Secretary of the Politburo. Kádár was well-known, first as a tool of Stalinism, then as a victim. To most people, he seemed an ordinary rehabilitated Party bureaucrat, a few steps down from the top, but with a past that did not differ from that of many others. Yet he was both friend and betrayer of Rajk, whom he then helped to frame when he was imprisoned in the 1949 purges. He is reported to have persuaded Rajk to confess to being an ‘imperialist spy’ by telling him:

Of course we all know that you are innocent. … The Party has chosen you for the role of traitor; you must sacrifice yourself for the Party. This is terrible but after all you are an old militant and cannot refuse to help the Party. 

Rajk had been a comparatively ‘nation-minded’ Communist who had been moved from the Ministry of the Interior to the Ministry of Foreign Affairs before his public destruction. His trial, ‘confession’ to being a Titoist and imperialist spy had been followed by his execution as his wife listened from her own nearby cell. Kádár had also been imprisoned at that time, and his brief moment of notoriety had seemed to be over. But now, with Rákosi’s replacement, Kádár quickly rose to the top of a violently changing and increasingly discontented Communist Party. Its top ranks had melted away around him and he was left almost alone. Gerő was far too closely identified with Rákosi to be able to implement the slow economic and political liberalisation that Moscow hoped for.

In August, the US Legation reported that the Government was making an effort to gain support from Nagy’s adherents within the Party, and from non-Communist elements, and that…

… the basic conflict continues between those wishing to cushion the effect of the Twentieth Congress in Hungary and those wishing to permit a more natural development of ideological thought and practice (within limits).

 

Nagy was reinstated to the Hungarian Workers’ Party (HWP) at the beginning of October when an estimated 200,000 people demonstrated against Stalinism, inspired by the ceremonial reburial of Lászlo Rajk and other victims of the 1949 purges. Political opposition groups continued to meet in universities in Szeged, Sopron and Budapest, formulating their demands. On 16 and 23 October, two groups of students met and made the first open Hungarian demands for the removal of Soviet troops. Hungarian newspapers covered the meetings and the students continued to meet and organise openly. In his recent article for the Hungarian Review, Gyula Kodolányi has pointed to the evidence that some planning did go into the events which followed. The political police fired into the unarmed crowd at the Hungarian Radio Station on the evening of the 23rd when the demonstrators pressed for the proclamation of the Hungarian youth, with its list of their political demands, to be broadcast. Armed conflict broke out at the block of buildings next to the Radio building. Hungarian troops ordered to the spot by Gerő’s ‘Military Committee’ handed their weapons over to the demonstrators, some of them also participating in the siege of the Radio Station themselves.

At the same time, another huge cheering crowd toppled the enormous Stalin statue in City Park and hauled its several pieces through the centre of the city. With this, the Hungarian Revolution, apparently unplanned and without leaders, had started.  There is some evidence that hard-liners in Moscow and Budapest decided in the summer to ignite a small-scale conflict, in order to finally do away with the Imre Nagy faction of the Party and to teach a lesson to the ‘hot-headed Hungarians’. Kodolányi has concluded from this and other scraps of evidence that:

Provocation was certainly an element in igniting the spirits of Hungarians – but the outcome, an armed revolution that humbled the Soviet Army units stationed in Hungary was certainly not in the calculations of the masterminds of the Kremlin and Gerő. 

As a source for other elements of the 1956 events, Hannah Arendt’s Reflections on the Hungarian Revolution is often referred to as a positive appreciation of the 1956 events. She argued that the Revolution itself was not a mere response to probable provocation, but an immense surge of soul and community wisdom in a whole nation, an event that remained unique in modern history.

In search of a political solution, Gerő and his friends brought in Imre Nagy on the night of 23 October to become Prime Minister for a second time. That was certainly unplanned, as Nagy was on holiday at the time and was pathetically out of touch with the situation, addressing the hundreds of thousands waiting to hear him on Kossúth Square in the late evening with “Comrades!” They booed him for this, but Nagy was not yet ready to accept the leadership of a non-Communist Revolution, and certainly not an anti-Soviet one, despite strong pressure from some intellectuals.

Indeed, a report written by Sefton Delmer which appeared in the Daily Express on 24 October emphasised the seemingly ‘orthodox’ nature of the demonstrations on 23 October:

The fantastic, and to my mind, really super-ingenious nature of this national rising against the ‘Hammer and Sickle’, is that it is carried out under the protective red mantle of pretended communist orthodoxy. Gigantic portraits of Lenin are being carried at the head of the marchers. The purged ex-premier Imre Nagy, who only in the last couple of weeks has been re-admitted to the Hungarian Communist Party, is the rebels’ chosen champion and the leader whom they demand must be given charge of a new, free and independent Hungary. Indeed the socialism of this ex-Premier and – this is my bet – Premier soon to be again, is no doubt genuine enough. But the youths in the crowd, to my mind, were in the vast majority as anti-Communist as they were anti-Soviet, that is, if you agree that calling for the removal of the Red Army is anti-Soviet.

In a BBC broadcast made in 1962, the revolutionary refugee Pál Ignotus recalled that…

Even those who feel strongly against the present régime … would all agree that nothing of the sort of the semi-feudalist capitalism of pre-war Hungary … should be restored. Those who sparked off the 1956 Revolution were against the then existing régime, not because they found it too socialist, but because they did not find it genuinely Socialist.

Béla Kovács, minister of agriculture in the Nagy government as a member of the Smallholder Party commented at the time:

No one should dream of going back to the world of aristocrats, bankers and capitalists. That world is definitely gone!

Bob Dent, the Budapest-based writer, having researched all the documents recently published in English on the events of 1956, has supported this view:

The attacks on the Party were attacks on its monopoly of power, not on the ideal of socialism or workers’ power as such. … It is even more difficult to find substantive evidence showing that the overall orientation was towards a capitalist restoration.

On the contrary, Dent has pointed out that the crucial role of factory workers, both in Budapest and in other towns, has been underestimated until  recent research uncovered it:

The first workers’ council to appear was established outside the capital at the … iron and steel works in Diósgyőr in the industrial north-east, … on 22 October, the day before the events are usually regarded as having begun. This and similar bodies represented a form of direct democracy somewhat different from the forms of multi-party parliamentary system and from the classic Soviet-style, one-party system.

He has demonstrated how these councils outlived the crack-down by Kádár’s government and survived the initial repression which destroyed the Revolution elsewhere, on the streets and in the universities. Even Kádár himself, in a radio broadcast on 24 October, before he first joined Nagy’s revolutionary government and then formed his own with Soviet backing, recognised that the Revolution had begun ‘innocently’ enough, but was then taken over by reactionaries:

The demonstration of university youth, which began with the formulation of, on the whole, acceptable demands, has swiftly degenerated into a demonstration against our democratic order; and under cover of this demonstration an armed attack has broken out. It is only with burning anger that we can speak of this attack by counter-revolutionary reactionary elements against the capital of our country …

The fight is being waged chiefly by the most loyal unite of our People’s Army, by members of the internal security forces and police, who are displaying heroic courage, and by former partisans with the help of our brothers and allies, the Soviet soldiers. 

On the following day, 25th, Ernő Gerő disappeared permanently. Kádár made another radio broadcast announcing that the Politburo had ‘entrusted’ him with the post of First Secretary of the HWP in a grave and difficult situation. He warned that the Nagy Government must conduct negotiations with the Soviet Union in a spirit of complete equality between Hungary and the Soviet Union. Over the next few days, however, with Gerő out-of-the-way, Kádár’s attitude towards the Revolution and the Government seemed to soften considerably, resulting in his joining the multi-party cabinet less than a week later. Meanwhile, Nagy kept reshuffling his government, consulting with the two ‘liberal’ emissaries of the Kremlin, Mikoyan and Suslov, who were in constant transit between Moscow and Budapest. He tried to persuade them that concessions, the admission of the most urgent national demands, would appease the fighters and open a peaceful way out of the conflict.

Turning Points & Days of Change:

Peter Unwin, the British diplomat and envoy in Budapest during the Revolution and Kádár era, and wrote a monograph of Imre Nagy, Voice in the Wilderness (1992). He wrote that of how 28-29 October represented a turning point in Nagy’s thinking, and therefore in the Revolution. On 28th, Nagy made the most significant of his radio broadcasts to date, announcing a ceasefire and the immediate withdrawal of Soviet troops from Budapest: negotiations would start about their complete withdrawal from Hungary. As soon as order was restored, the security police would be abolished. Budapest Radio also announced that the Central Committee had approved the declaration promising the end of the one-party system made by the new Hungarian Government. On 29th he fulfilled this later promise with immediate effect. With these measures, he gained attention, closing the gap between the reform communist leadership and the insurgent street-fighters.

On 30 October, it looked as if the Revolution had triumphed. A further announcement confirmed that Kádár and the Central Committee (Politburo) of the Hungarian Workers’ Party had backed the cabinet’s decision to abolish the one-party system and to place the country’s government on the basis of democratic cooperation between coalition parties as they existed in 1945. This effectively meant a return to multi-party free elections. Under these terms, Kádár became an ex-officio member of Nagy’s Government. On the 30th, Mikoyan and Suslov spent the whole day in Budapest, and when they left Budapest to return to Moscow, according to Unwin, they remained committed to supporting Nagy’s interim government and its decision to concede a more multi-party government.

Therefore, breaking with the confines of a reform communist programme, Nagy had embraced the multi-party system. The Soviet-backed Government had at first sent tanks in, then yielded and prepared to allow some freedom to the Hungarian people, within the limits of the one-party state. But Hungarians of all classes had had enough. These limits were precisely what they wanted to get rid of. The continuing disturbances and the distribution of leaflets calling for a multi-party system drove Nagy to swing away from an exclusively Communist state and to break all the guarantees of Russian security within the Warsaw Pact. “Russians go home!” was the universal cry. Kádár also had to echo it, but this was just what the Russians dared not do, and the dramatic reversal of the Kremlin’s behaviour took place on that night as the Soviet envoys were flying home.

By the time Mikoyan and Suslov arrived in Moscow, the balance in the Politburo had already tipped towards the hardliners and the Army leaders who clamoured for revenge for their humiliating losses on the streets of Budapest. Unwin summed up that it was decided that the Hungarian Revolution must be destroyed by force. It may also have been thought that Nagy could be detached from the revolutionary leaders and perhaps even put in charge of an administration that would follow Soviet orders. As it turned out, the man who could be detached was János Kádár. Imre Nagy did not move when he heard the news of new troops pouring into the country from 30 October, and began his journey towards martyrdom.

Also on 30 October, Cardinal Mindszenty was released from his life imprisonment, which had begun in December 1948. He had been badly treated while in custody. In his own account, he said that his guards had a meeting and decided to leave their watch duties, leaving him free. The following morning, he was escorted by armed civilian units to his residence in Buda’s Castle District. A crowd of well-wishers and journalists was waiting outside the building, where the Hungarian tricolour and the papal colours were flying. Although both American magazine reports and the records of the Kádár régime claim that the cardinal blessed the weapons of the freedom fighters and called for foreign intervention, the mainstream Hungarian newspapers that covered the cardinal’s arrival in detail reported no details of a statement of this kind. They simply stated that Mindszenty gave a few words of greeting to the crowd from the balcony. In his own memoirs, he said that he blessed the kneeling crowds and then entered the building he had not seen for years. He showed that he didn’t approve of the idea, expressed in slogans painted on the streets calling for a “Mindszenty government”.

The following day, 1 November, Mindszenty made it clear that he had called for the formation of a Christian Democratic Party as his price for supporting the Nagy Government. The same day he released a short press statement, broadcast on the radio, in which he said that he felt “no hatred in his heart” after his years of imprisonment. Calling the “struggle for freedom” which had taken place “unparalleled in world history”, he greeted the Hungarian youth and called for prayers for the victims. Two days later, on 3 November, the primate held a press conference at his residence in the morning before making his famous live radio broadcast that evening. In the press conference, he made it clear, to the point of irritation, that he had no intention of heading a government. However, different people interpreted his radio address in differing ways. The ‘official’ view of the Kádár régime, established the next day, was that was that Mindszenty’s radio address was a clear-cut expression of reaction and counter-revolution. János Bercz, in a work published in English at the end of the era, thirty years later, still felt able to write that in the speech Mindszenty presented his programme for the restoration of capitalism, though he didn’t quote anything from it as supporting evidence of this assertion. What Mindszenty actually said, at least according to his own memoirs, was:

“We desire to live in friendship with every people and with every country. … The old-fashioned nationalism must be revalued (‘re-evaluated?’) everywhere. … we give the Russian empire no cause for bloodshed. … We have not attacked Russia and sincerely hope that the withdrawal of Russian military force from our country will soon occur.”

After calling for a general return to work, echoing the Nagy Government, he stated that the uprising was “not a revolution, but a fight for freedom”. The post-1948 régime had been forced on the country, he said, but now had been swept away by the entire Hungarian people…

“because the nation wanted to decide freely on how it should live. It wants to be free to decide about the management of its state and the use of its labour.”

Declaring his own independence from any party, the cardinal called for fresh elections under international control in which every party would be free to nominate. But then he immediately warned everyone not to give way to internecine struggle, even adding that the country needed “as few parties and party leaders as possible”. On political and social matters in general, he affirmed that Hungary was…

“… a constitutional state, in a society without classes and … democratic achievements. We are for private property rightly and justly limited by social interests … we do not oppose the direction of former progress.

As for church matters, Mindszenty called for the immediate granting of Christian religious instruction the restoration of the institutions and associations of the Catholic Church. Towards the end of his broadcast, he asserted that what he had said was “clear and sufficient”. However, for many, it was neither clear nor sufficient. On the question of the return of church lands, for example, in his memoirs, he tried to clarify that he had meant that would be no opposition to the state of affairs which has already been proven right by the course of history, yet this addendum was far from clear either. The speech itself greatly disturbed some supporters of the Nagy government, especially his characterisation of it as “the successors of a fallen régime”. They suspected that he would like to see the government fall too, or at least the communist elements in it. If they suspected that at the time, it is hardly surprising that his words could so easily be misinterpreted and twisted by Kádár’s supporters in the days and years that followed.

Meanwhile, on 1 November, the radio had announced that the revolution had been declared a success, having shaken off the Rákosi régime and achieved freedom for the people and independence for the country. Significantly, it added that without this there can be no socialism and that the ideological and organisational leaders who prepared this uprising were recruited from a range of Communist writers, journalists, university students and members of the Petöfi Circle, as well as from thousands of workers, peasants and political prisoners. The foundation of the new Hungarian Workers’ Party was being established by János Kádár, and the announcement went on to declare that:

Either the Hungarian democratic parties will have enough strength to stabilize our achievements or we must face an open counter-revolution.

The same day, Kádár gave an interview to an Italian journalist, who asked him what type of communism he represented. His reply was: the new type, which emerged from the Revolution and which does not want anything in common with the Communism of the Rákosi-Hegedüs-Gerő group. Asked if it had anything in common with the Yugoslav or Polish type, he responded…

“… our Communism is Hungarian. It is a sort of “third line” with no connection to Titoism or to Gomulka’s Communism. It is Marxism-Leninism, adapted to the particular requirements of our country, to our difficulties and to our national problem. It is not inspired by the USSR nor by any other type of Communism, … it is Hungarian National Communism.”

As to whether this form of Communism would be developed along democratic lines, Kádár assured his interlocutor that there would be no dictatorship and that the opposition would be heard because it would have the national interests of Hungary at heart and not those of international Communism. A further brief announcement was made later the same day, by Nagy himself, informing the Hungarian population that the new government had renounced the Warsaw Pact. Apparently, in the meeting which decided on the withdrawal, Kádár had dramatically offered to fight the Russians with his ‘bare hands’. After the meeting, however, Kádár suddenly and mysteriously disappeared from Budapest. Up until that point, he had seemed to be in favour of the dramatic swing towards Hungary becoming a pluralistic, democratic state.

Nagy continued to negotiate with the democratic coalition parties on the composition of a new representative government, and with representatives of various social groups and revolutionary councils bent on establishing a new order, while General Béla Király united and consolidated the insurgent forces in a newly created National Guard. The following day, the 2nd, Nagy announced that his new government included three Smallholder members, three Social Democrats, two National Peasant Party and two Communist Party ministers, thus resembling the cabinet which resulted from the November 1945 free elections. Pál Maléter was named Minister of Defence, quickly re-establishing control of the streets. The new government was announced on the radio on the 3rd. That day, Hungary became a liberal democracy again for the first time since 1948, but it was to last only until the next morning.

Operation Whirlwind – The Empire Strikes Back:

At dawn on Sunday 4 November, Soviet forces started Operation Whirlwind, a general attack on the country and its capital, with an armoured force bigger than that of the Red Army which ‘liberated’ Budapest from Nazi occupation in 1944 and more troops than those of the Nazis who occupied Paris in 1940. The invasion marked the beginning of the end of the Revolution, almost as soon as it had succeeded. The announcement of Kádár’s new Hungarian Revolutionary Worker-Peasant Government was made later that same day from the Soviet-Hungarian border:

“… Exploiting mistakes committed during the building of our people’s democratic system, the reactionary elements have misled many honest workers, and in particular the major part of our youth, which joined the movement out of honest and patriotic intentions …

The Hungarian Revolutionary Worker-Peasant Government, acting in the interest of our people … requested the Soviet Army Command to help our nation smash the sinister forces of reaction and restore order and calm in the country.”

I have given more detailed accounts of these events in a series of articles elsewhere on this site. Here, I am more concerned to establish the extent to which the leadership of the Revolution was either non-Communist or anti-Communist. However, the life of the Hungarian Revolution had just blossomed in that fateful moment. Over the following months, the revolutionaries tried all forms of armed and peaceful resistance, of tough negotiation, of demonstrations and protest against the Kádár régime that only slowly consolidated itself by the spring of 1957. As Kodalányi commented:

The life of the revolution blossomed out in all of us Hungarians who lived through it, and in everyone in the wide world who sensed its essence together with us. A flower of spiritual life that would not fade.

One of the earliest accounts of the Revolution, The Tragedy of Central Europe, written by Stephen Borsody in 1960 (revised in 1980), summarised what happened next and how the Soviet leaders justified their action:

Upon reconquering Hungary, the Soviets installed a puppet government under János Kádár, a renegade national Communist, and re-instituted a rule of terror reminiscent of the Stalin era. To justify their bloody deed, the Soviet leaders branded the Hungarian Revolution as a ‘counter-revolution’ launched by ‘Western imperialist circles’ and led by Horthyite Fascists and aristocrats.

Contrary to this ‘branding’, writing in 1977, Domokos Szent-Iványi, one of those ‘liberal’ aristocrats, claimed that he had actually succeeded in preventing the clandestine Hungarian Independence Movement (MFM) from taking part in the Revolution. This was important to him because the pro-Rákosi Communist Party and Press had already shown their determination to put the “blame on ex-prisoners”, in particular on the so-called “Conspirators” for the fighting in Budapest and the country. Even the secret police, the ÁVH had to admit that none of the ‘Conspirators’ had actively participated. The ‘provocations’ of the Rákosi-Hegedüs-Gerő gang greatly contributed to the success of the Kádár régime in this respect, he claimed. The last meeting of a group of eight of them had taken place on 3 November, the date on which Nagy’s Government was announced, along with the declaration of neutrality. At the meeting, Szent-Iványi had outlined the current situation as he viewed it, and gave his opinion about coming events. Many of the leading members, including István Szent-Miklósy, former Major of the General Staff, and László Veress, former diplomat and press officer for the Prime Minister’s Office during the war, left Hungary within a few days of the Soviet invasion on 4 November. Clearly, the Hungarian Independence Movement, the remnant of the aristocratic Horthyite ‘liberals’, did not play a major role in the events of 1956, and deliberately so. Albeit with the benefit of hindsight, Szent-Iványi concluded that…

… As in the past… Hungary was once more abandoned in 1956 by the West Powers which believed that their interests had to be defeated around the borders of Suez and Israel and not on the Eastern bulwark of European Civilization. … Hungary must… try to arrive at some peaceful settlement and cooperation with her most powerful eastern neighbour, the Soviet Union.

Before the Soviet takeover, on the 2nd, Anna Kéthely (pictured right), President of the hurriedly reorganised Social Democratic Party, had become Minister of State in Imre Nagy’s government. Two days later, she was in Vienna attending a meeting of the Socialist International when the Soviet invasion of Hungary began. Unable to return to Hungary without facing certain imprisonment, she was given the mission by the Nagy Government of protesting to the United Nations. She testified against the invasion at the UN’s HQ in New York on 30 January 1957, as shown in the picture.

By then, of course, Nagy was a prisoner of the Soviets, tricked into leaving the Yugoslav Embassy on 22 November, where he and many members of his government had been taking refuge since the 4th, before being transported to Romania. Kéthely told the UN that she could not believe that he would have accepted his part voluntarily. Protests were made from throughout the world in the period 1956-58. In a letter to the editor of Pravda, written in January 1957, members of the British Parliamentary Labour Party, including Barbara Castle and Tony Benn, questioned the Soviet Government’s justification for its intervention in Hungary as it had appeared in the newspaper:

… your newspaper has portrayed the Hungarian uprising as ‘counter-revolutionary’. May we ask exactly what is meant by this expression? Does it include all systems of government which permit political parties whose programmes are opposed to that of the Communist Party? If, for example, the Hungarian people were to choose a parliamentary system similar to those in Finland or Sweden, would you regard that as counter-revolutionary?

… you have said that the Hungarian uprising was planned long in advance by the West and you have in particular blamed Radio Free Europe. Are you seriously suggesting that masses of Hungarian workers and peasants were led by these means into organising mass strikes aimed at restoring the power of feudal landlords and capitalists?

The philosopher Albert Camus was ostracised by Jean Paul-Sartre and his friends for his unflinching condemnation of Soviet aggression and of the West’s moral and political failure to do what could have been done on behalf of the revolutionaries and the country. In her detailed analysis of the Hungarian Revolution, Origins of Totalitarianism, recorded in 1957, the ‘libertarian socialist’ Hannah Arendt wrote:

This was a true event whose stature will not depend on victory or defeat: its greatness is secure in the tragedy it enacted. What happened in Hungary happened nowhere else, and the twelve days of the revolution contained more history than the twelve years since the Red Army had ‘liberated’ the country from Nazi domination.

Freedom and Truth – The Libertarian Legacy of 1956:

Arendt marvelled at the way in which the Revolution was initiated by the prime objects of indoctrination, ‘the over-privileged’ of the Communist system: intellectuals of the left, university students, and workers, the Communist ‘avant-garde’:

Their motive was neither their own nor their fellow-citizens’ material misery, but exclusively Freedom and Truth. …an ultimate affirmation that human nature is unchangeable, that nihilism will be futile, that … a yearning for freedom and truth will rise out of man’s heart and mind forever.

In the same spirit of optimism, she also reflected on how, ever since the European revolutions of 1848, a new order was immediately created by a freely convened gathering of citizens. The wonder of the restrained and resourceful operation of Hungary’s spontaneously formed revolutionary and workers’ councils, already referred to above, was one of the great social achievements of the Revolution of 1956. Although by their own admission, there was no direct involvement of the ‘centrist’ liberals in initiating the events of 1956, there was an unmistakable historical thread running through from the reform movements of the 1930s to the clandestine anti-Nazi resistance of 1944, to the democratic parties of the reconstruction between 1945 to 1948 and, with the memory of 1956 in their minds, to the new liberal democracy of 1989-90, despite the stupefying thirty years of János Kádár’s ‘liberal’ socialism. Arendt also observed as a unique trait of the Hungarian Revolution the unanimity of the nation in the spirit of the uprising:

 The amazing thing about the Hungarian revolution is that there was no civil war. For the Hungarian Army disintegrated in hours and the dictatorship was stripped of all power in a couple of days. No group, no class in the nation opposed the will of the people once it had become known and its voice had been heard in the market place. For the members of the ÁVH, who remained loyal to the end, formed neither group nor class, the lower echelons having been recruited from the dregs of the population: criminals, nazi agents, highly compromised members of the Hungarian fascist party, the higher ranks being composed of Moscow agents, Hungarians with Russian citizenship under the orders of NKVD officers.

Echoing the United Nations Special Report of the same year, 1957, this analysis carries weight because of the widely acknowledged integrity of its author. It carries a special significance because of the Soviet propaganda, also spouted by the Kádár régime, which from its very beginning branded the events as a rebellion of fascists, anti-Semites, reactionaries and imperialists.

Nagy was eventually executed, along with Pál Maleter and Miklós Gimes, on the orders of the Russians in 1958 to appease the hard-line Chinese. In his last speech to the Court, on 14 June, Imre Nagy was determined to demonstrate his reasons for backing and then leading the Revolution:

“Twice I tried to save the honour of the word ‘socialism’ in the Danube River valley: in 1953 and 1956. The first time, I was thwarted by Rákosi, the second time by the armed might of the Soviet Union. Now I must give my life for my ideas. I give it willingly. After what you have done with it, it’s not worth anything any more. I know that History will condemn my assassins. There is only one thing that would disgust me: if my name were rehabilitated by those who killed me.” 

Margaret Rooke concluded that the Revolution represented a huge swing of the political pendulum. For ten years the hand had been held by force at the extreme of Rákosi’s one-party rule, directed by the Soviet Communist Party. Suddenly it was released and immediately it swung back through the various stages of Communism past the vital point of permitting other parties to function. But when it swung up in the direction opposite to Communism, from multi-party social democracy, through social democracy to liberal democracy, that was a swing too far for the Soviet system to accommodate. The hand was stopped and then made to swing back, not being allowed to swing again for another thirty years and more. The immediate aftermath of the Revolt was repression. The writers, whose onslaught had fatally undermined Rákosi, were almost silenced. Cardinal Mindszenty, the Catholic primate, was compelled to seek asylum in the US Embassy. In 1958, the year of the trial and executions of Imre Nagy and Pál Maleter, the exile Tibor Meray wrote Thirteen Days that Shook the Kremlin, commemorating Nagy’s life and death, in which he observed:

To say that Hungary’s history had never known a leadership more thoroughly detested than this ‘Revolutionary Workers’ and Peasants’ Government’ would be in no way an exaggeration … Little by little the rule of the Rákosi-Gerő clique was restored … The activities of Kádár Government soon gave the lie to the glowing promises with which it assumed power.

However, there was virtually no Communist Party with which Kádár could run the country; it had sunk in numbers from 900,000 to 96,000, most of them being Stalinists and/or careerists hated by their fellow Hungarians, who were therefore unreliable supporters of Kádár. After 1961, he could afford to relax rigid controls, and although collectivisation was eventually insisted on, the collective farms were more like state-controlled co-operatives, with working shareholders running them. Entrance to university was no longer confined to the children of workers, peasant and Communist intellectuals. George Lukács, the country’s greatest philosopher, was again allowed to publish his works. An agreement with the Churches, to which sixty per cent of the population belonged, was reached. An amnesty was declared for all 1956 refugees. In 1962, George Páloczi-Horváth, an exile from 1956, broadcast this on the BBC:

When we were marching on that revolutionary protest march, if anyone had told us that in five or six years life would be in Hungary as it is now, we would have been very pleased, because it would have accomplished a great deal, if not everything we wanted to achieve.

In 1968 the New Economic Mechanism officially introduced private incentive and individual enterprise into the economy. A degree of pluralism was re-introduced when trade unions were given more power and non-Party candidates were allowed to stand in parliamentary elections. However, only the Communist-dominated Fatherland Front was allowed to exist. But 1968 also showed the realities of power under the layers of growing prosperity and individual freedom. Hungary was compelled to send some its forces to Czechoslovakia in support of the Soviet intervention there against Dubcek’s liberalisation (see the picture below).

The cage may have been made more comfortable, but the bars were still there and the keeper kept his eyes open. In the 1970s, Hungary enjoyed a massive rise in living standards. The new co-operatives made peasants’ incomes higher than workers’ ones. Hungary had ‘weekend cottage socialism’.

 

In a material sense, and in terms of the personal and national autonomy of Hungarians, Kádár had succeeded, even if at the expense of the alleged results of prosperity – apathy, lack of high ideals, money-grubbing and high rates of divorce, abortion and suicide. In 1974, William Shawcross wrote Crime and Compromise, in which he summed up Kádár’s position in Hungary:

Out of the rubble of the Revolution which he himself had razed, he has somehow managed to construct one of the most reasonable, sane and efficient Communist states in the world. Hungarians now speak, not only ironically, of their country as the ‘gayest barracks in the Socialist camp’ and praise Kádár for making it so. … Hungary today is personified by Kádár and many Hungarians are convinced that without him their country would be a very different and probably far worse place to live.

Writing in 1977, Domokos Szent-Ivanyi commented that…

… from 1956, the Kádar régime was able to win the confidence both of the Hungarian people and of the Soviet Union and has brought peace to the country and its inhabitants.

Nevertheless, for many intellectuals, the continuing limitations on freedom of speech and action reminded them that there were still taboos in place. The first of these concerned Hungary’s links with the Soviets and foreign policy questions itself. It was generally well-known that it was Nagy’s announcement on Hungary’s neutrality, detailed above, that had changed the stakes in the Revolution itself, rather than the previous announcement of a multi-party government and promise of free elections. Secondly, it was forbidden to criticise the armed forces in any way, as well as the judiciary and the internal security organs. Thirdly, it was not permitted to criticise any living individual by name. The reason for this was the need for ‘cadre responsibility’ so that no-one needed to worry about being attacked from outside the Party. Fourthly, certain facts and subjects could not be subjected to sharp criticisms. These could be made in anecdotes, satire or by means of technical analysis, but not in a direct, radical manner.

In October 1981, Gordon Brook-Shepherd wrote an article for the Sunday Telegraph in commemoration of the twenty-fifth anniversary of the Revolt. He travelled beyond Budapest to hear survivors from a feudal world … declare that, although Communists were all atheists, Kádár himself was ‘a good man’. Moreover, things were better then than they used to be, This verdict came from a family who had made their daughter break off her engagement to a purely because the fiancé was the son of a local party boss. Brook-Shepherd found that for many ‘ordinary’ Hungarians, much of the ‘fine talk’ about ‘freedom’ was an irrelevance:

Freedom for them today is defined as a weekend house, a better apartment in the city, a shorter wait for a better car, more frequent foreign travel and for the intellectuals (as one of them put it to me), ‘the privilege to go on censuring ourselves’. If you do not get what you like, you eventually like what you get. 

In 1986, the English Language version of Sándor Kopácsi’s In the Name of the Working Class was published in Toronto. As Budapest’s Chief of Police, Kopácsi was ordered to suppress the uprising, but the former Communist partisan defied the Stalinist authorities and then joined the Revolution under Imre Nagy. He was given a sentence of life imprisonment by the same Court which sentenced Nagy, Maléter and Gimes to hang. Kopácsi’s book makes it evident that the Revolution was initially a Communist uprising, as other sources quoted here suggest, begun not to deny but to fulfil what its participants believed to be true Marxist-Leninist ideas. But in his 1986 Foreward, George Jonas admitted that…

It is hard to say whether originators of the uprising realized at the time that events might carry political reform in Hungary much further, not in the direction of ‘fascism’ – this was simply not on the cards in 1956 – but in the direction of liberal democracy. It is hard to say whether the reformists considered at the time (as the Kremlin certainly did) that if the revolution succeeded Hungary could end up as a genuinely non-aligned parliamentary democracy whose freely elected governments might include no Marxist parties at all.

In fact, even János Kádár, according to a broadcast on Budapest Radio on 15 November 1956, had admitted that, while his Government hoped to regain the confidence of the people, it had to take into account the possibility that we might be thoroughly beaten at the election. Of course, that election was never held because Khrushchev and the Politburo saw ‘democratic Communism’ as a contradiction in terms. They knew, as did Kádár, that Communism and real political freedom were not compatible for the simple reason that, if free to choose, the people in European countries such as Hungary, were not likely to choose Communism. The Soviet leaders were not willing to risk this, nor even an independent Communist régime. One Tito was quite enough, as far as they were concerned. Idealist reform-communists like Imre Nagy identified the dangers differently. They argued that a thaw in the icy grip of the Soviet Union was necessary to avoid a complete popular rejection of the Communist model. Nagy and his collaborators supported the Uprising in Hungary in order prevent one. As Jonas points out:

Nagy and his followers wanted to rescue the system. They believed that allowing events to take their course, following the clear desires of the Hungarian students, workers, soldiers and intellectuals was the best way to rescue it. They also hoped that the Soviet Union might permit this to happen. They were probably wrong in their first belief and undoubtedly wrong in their second. 

… In our century the cause of the Marxist-Leninist state – unlike fascism or other totalitarian movements – succeeded in attracting many humane and intelligent people such as Colonel Kopácsi or Imre Nagy. In a sense, therein lies the tragedy of Communism; in a sense, therein lies its danger…

On 23 October 1988, we heard an announcement by the HSWP that the events of 1956 were no longer to be viewed as a ‘counter-revolution’. The following spring, a commission of historians agreed that the term, ‘people’s uprising’ was appropriate, and this was a signal factor in sparking the series of ‘liberalisations’ which followed in 1989. Bob Dent has commented on the connections between the events of 1956 and those of 1989:

… there were overlaps between the goals of 1956 and 1989-90: the idea of national independence, the demand for a multi-party system, a free press and the end of all forms of dictatorship. But … in some significant respects, 1989-90 … was simultaneously both more and less than 1956. … it involved elements not present thirty-three years previously and omitted others which were.

Authors have rarely reflected deeply themselves on Hannah Arendt’s comments about the ‘direct democracy’ of the workers’ councils as being at the core of what was positive. Bob Dent has pointed out that:

For ‘the West’, the workers’ councils did not fit neatly into any ‘acceptable’ category. In so far as they were ‘anti-Soviet’ or ‘anti-communist’, or perceived as such, that was fine. If they were in favour of liberal reforms such as the introduction of free speech, a multi-party system and parliamentary elections, that was also fine. But it was not quite ‘acceptable’ if they were, as they actually were, ‘anti-capitalist’ and ‘pro-socialist’, even ‘revolutionary’ in the sense that they were firmly in favour of maintaining social ownership of property and putting it under workers’ management. … The Hungarian workers’ councils have been neatly described as ‘anti-Soviet soviets’, and for many that apparently contradictory notion has not been easy to digest, neither in post-1989 Hungary nor indeed elsewhere – therefore easiest, perhaps, to ignore them.

On the other hand, the events of 1989-90 clearly went far beyond those of 1956 in the popular desire to accelerate privatisation and develop a free-market economy. Ideas of ‘rejoining Europe’ in 1989 were not part of the objectives of 1956, nor was the idea of joining NATO – the demand in 1956 was simply for neutrality, but at that time it proved to be an impossible demand. But Gyula Kodolányi, as Senior Adviser to the first freely elected Prime Minister of Hungary in 1990, József Antall, heard the democratic legacy of 1956 frequently referred to by leaders such as Chancellor Kohl, President Chirac and President Havel: the Hungarian Revolution of that year had made an indelible mark in their political development. They immediately trusted the reformers of 1989-90 as inheritors of that tradition, and that aura made a favourable climate which made the process of Hungary’s return to Europe a matter of continuing the course set in 1956. Thus, the achievements of that autumn formed a ‘spiritual constellation’ which guaranteed the régime change of the later years, not just in Hungarian hearts and minds, symbolised by the reburial of its ‘martyrs’, but in international relations too. In 1989-90, world leaders recognised the significance of the Revolutions of that year because of their own initiation into the idea of freedom by the Hungarian Revolution of 1956.

 

Sources:

Bob Dent (2006), Budapest 1956: Locations of Drama. Budapest: Európa Könyvkiadó.

Bob Dent (2008), Inside Hungary from Outside. Budapest: Európa Könvkiadó.

Margaret Rooke (1986), The Hungarian Revolt of 1956: János Kádár – traitor or saviour? York: Longman Group.

Sándor Kopácsi (1986) (Translated by Daniel & Judy Stoffman, with a foreword by George Jonas), In the Name of the Working Class. Toronto & London: Fontana.

Marc J Susser (2007), The United States & Hungary: Paths of Diplomacy, 1848-2006. Washington: US Department of State Bureau of Public Affairs.

István Bart (1999), Hungary & The Hungarians: The Keywords – a Concise Dictionary of Facts and Beliefs, Customs, Usage & Myths. Budapest: Corvina.

Gyula Kodolányi (2016), ‘ “With Nine Million Fascists” – On the Origins and Spirit of the Hungarian Revolution’ in Hungarian Review, Vol. VII, No. 6, November 2016. Budapest: György Granasztói/ Danube Institute.

 

Unionists & Nationalists – The Shape of Things to Come:

In Northern Ireland, optimism was the only real force behind the peace process. Too often, this is remembered by one of Blair’s greatest soundbites as the talks reached their climax: This is no time for soundbites … I feel the hand of history on my shoulder. Despite the comic nature of this remark, it would be churlish not to acknowledge this as one of his greatest achievements. Following the tenacious efforts of John Major to bring Republicans and Unionists to the table, which had resulted in a stalemate. Tony Blair had already decided in Opposition that an Irish peace settlement would be one of his top priorities in government. He went to the province as his first visit after winning power and focused Number Ten on the negotiations as soon as the IRA, sensing a fresh opportunity, announced a further ceasefire. In Mo Mowlem, Blair’s brave new Northern Ireland Secretary, he had someone who was prepared to be tough in negotiations with the Unionists and encouraging towards Sinn Feiners in order to secure a deal. Not surprisingly, the Ulster Unionist politicians soon found her to be too much of a ‘Green’. She concentrated her charm and bullying on the Republicans, while a Number Ten team dealt with the Unionists. Blair emphasised his familial links with Unionism in order to win their trust.

There were also direct talks between the Northern Irish political parties, aimed at producing a return of power-sharing in the form of an assembly in which they could all sit. These were chaired by former US Senator George Mitchell and were the toughest part. There were also talks between the Northern Irish parties and the British and Irish governments about the border and the constitutional position of Northern Ireland in the future. Finally, there were direct talks between London and Dublin on the wider constitutional and security settlement. This tripartite process was long and intensely difficult for all concerned, which appeared to have broken down at numerous points and was kept going mainly thanks to Blair himself. He took big personal risks, such as when he invited Gerry Adams and Martin McGuinness of Sinn Fein-IRA to Downing Street. Some in the Northern Ireland office still believe that Blair gave too much away to the Republicans, particularly over the release of terrorist prisoners and the amnesty which indemnified known terrorists, like those responsible for the Birmingham bombings in 1974, from prosecution. At one point, when talks had broken down again over these issues, Mo Mowlem made the astonishing personal decision to go into the notorious Maze prison herself and talk to both Republican and Loyalist terrorist prisoners. Hiding behind their politicians, the hard men still saw themselves as being in charge of their ‘sides’ in the sectarian conflict. But Blair spent most of his time trying to keep the constitutional Unionists ‘on board’, having moved Labour policy away from support for Irish unification. In Washington, Blair was seen as being too Unionist.

Given a deadline of Easter 1998, a deal was finally struck, just in time, on Good Friday, hence the alternative name of ‘the Belfast Agreement’. Northern Ireland would stay part of the United Kingdom for as long as the majority in the province wished it so. The Republic of Ireland would give up its territorial claim to the North, amending its constitution to this effect. The parties would combine in a power-sharing executive, based on a newly elected assembly. There would also be a North-South body knitting the two political parts of the island together for various practical purposes and mundane matters. The paramilitary organisations would surrender or destroy their weapons, monitored by an independent body. Prisoners would be released and the policing of Northern Ireland would be made non-sectarian by the setting up of a new police force to replace the Royal Ulster Constabulary (RUC), whose bias towards the Unionist community had long been a sore point for Nationalists. The deal involved a great deal of pain, particularly for the Unionists. It was only the start of a true peace and would be threatened frequently afterwards, such as when the centre of Omagh was bombed only a few months after its signing by a renegade splinter group of the IRA calling itself ‘the Real IRA’ (see the photo below). It murdered twenty-nine people and injured two hundred. Yet this time the violent extremists were unable to stop the rest from talking.

Once the agreement had been ratified on both sides of the border, the decommissioning of arms proved a seemingly endless and wearisome game of bluff. Though the two leaders of the moderate parties in Northern Ireland, David Trimble of the Ulster Unionists and John Hume of the Nationalist SDLP, won the Nobel Prize for Peace, both these parties were soon replaced in elections by the harder-line Democratic Unionist Party led by Rev. Dr Ian Paisley, and by Sinn Fein, under Adams and McGuinness. Initially, this made it harder to set up an effective power-sharing executive at Stormont (pictured below). Yet to almost everyone’s surprise, Paisley and McGuinness sat down together and formed a good working relationship. The thuggery and crime attendant on years of paramilitary activity took another decade to disappear. Yet because of the agreement hundreds more people are still alive who would have died had the ‘troubles’ continued. They are living in relatively peaceful times. Investment has returned and Belfast has been transformed into a busier, more confident city. Large businesses increasingly work on an all-Ireland basis, despite the continued existence of two currencies and a border. The fact that both territories are within the European Union enables this to happen without friction at present, though this may change when the UK leaves the EU and the Republic becomes a ‘foreign country’ to it for the first time since the Norman Conquest. Tony Blair can take a sizeable slice of credit for this agreement. As one of his biographers has written:

He was exploring his own ability to take a deep-seated problem and deal with it. It was a life-changing experience for him.

If the Good Friday Agreement changed the future relationship of the UK and Ireland, Scottish and Welsh devolution changed the future political shape of Great Britain. The relative indifference of the eighteen-year Tory ascendancy to the plight of the industrial areas of Scotland and Wales had transformed the prospects of the nationalist parties in both countries. Through the years of Tory rule, the case for a Scottish parliament had been bubbling under north of the border. Margaret Thatcher had been viewed as a conspicuously English figure imposing harsh economic penalties on Scotland, which had always considered itself to be inherently more egalitarian and democratic. The Tories, who had successfully played the Scottish card against centralising Labour in 1951, had themselves become labelled as a centralising and purely English party. Local government had already been reorganised in Britain and Northern Ireland in the early 1990s with the introduction of ‘unitary’ authorities.

Scotland had a public culture further to the left than that of southern England, and therefore the initiatives on devolution came from the respectable middle-classes. A group of pro-devolution activists, including SNP, Labour and Liberal supporters, churchmen, former civil servants and trade unionists to found the Campaign for a Scottish Assembly. In due course, this produced a Constitutional Convention meant to bring in a wider cross-section of Scottish life behind their ‘Claim of Right’. It argued that if Scots were to stand on their own two feet as Mrs Thatcher had insisted, they needed control over their own affairs. Momentum increased when the Scottish Tories lost half their remaining seats in the 1987 election, and, following the poll tax rebellion, the Convention got going in March 1989, after Donald Dewar, Labour’s leader in Scotland, decided to work with other parties. The Convention brought together the vast majority of Scottish MPs, all but two of Scotland’s regional, district and island councils, the trade unions, churches, charities and many other organisations, in fact almost everyone except the Conservatives, who were sticking with the original Union, and the SNP, who wanted full independence.

Scottish Tories, finding themselves increasingly isolated, fought back vainly. They pointed out that if a Tory government, based on English votes, was regarded as illegitimate by the Scots, then in future a Labour government based on Scottish votes might be regarded as illegitimate by the English. In a 1992 poll in Scotland, fifty per cent of those asked said they were in favour of independence within the European Union. In the 1992 election, John Major had made an impassioned appeal for the survival of the Union. Had the four countries never come together, he argued, their joint history would have never been as great: Are we, in our generation, to throw all that away?  He won back a single Scottish seat. Various minor sops were offered to the Scots during his years in office, including the return of the Stone of Destiny, with much ceremony. However, the minor Tory recovery in 1992 was wiped out in the Labour landslide of 1997, when all the Conservatives seats north of the border, where they had once held the majority of them, were lost, as they were in Wales. Formerly just contestants in middle-class, rural and intellectual constituencies, in 1997 Scottish and Welsh nationalists now made huge inroads into former Conservative areas, and even into the Labour heartlands, and the latter despite the Labour leadership being held consecutively by a Welshman and a Scot.

By the time Tony Blair became the party leader, Labour’s commitment to devolution was long-standing. Unlike his predecessor, he was not much interested in devolution or impressed by it, particularly not for Wales, where support had been far more muted. The only thing he could do by this stage was to insist that a Scottish Parliament and Welsh Assembly would only be set up after referenda in the two countries, which in Scotland’s case would include a second question as to whether the parliament should be given the power to vary the rate of income tax by 3p in the pound. In September 1997, Scotland voted by three to one for the new Parliament, and by nearly two to one to give it tax-varying powers. The vote for the Welsh Assembly was far closer, with a wafer-thin majority secured by the final constituency to declare, that of Carmarthen. The Edinburgh parliament would have clearly defined authority over a wide range of public services – education, health, welfare, local government, transport and housing – while Westminster kept control over taxation, defence, foreign affairs and some lesser matters. The Welsh assembly in Cardiff would have fewer powers and no tax-raising powers. The Republic of Ireland was similarly divided between two regional assemblies but unlike the assemblies in the UK, these were not elected.

In 1999, therefore, devolved governments, with varying powers, were introduced in Scotland, Wales and, following the ratification referendum on the Belfast Agreement, in Northern Ireland. After nearly three hundred years, Scotland got its parliament with 129 MSPs, and Wales got its assembly with sixty members. Both were elected by proportional representation, making coalition governments almost inevitable. In Scotland, Labour provided the first ‘first minister’ in Donald Dewar, a much-loved intellectual, who took charge of a small group of Labour and Liberal Democrat ministers. To begin with, Scotland was governed from the Church of Scotland’s general assembly buildings. The devolution promised by John Smith and instituted by Tony Blair’s new Labour government in the late 1990s did, initially, seem to take some of the momentum out of the nationalist fervour, but apparently at the expense of stoking the fires of English nationalism, resentful at having Scottish and Welsh MPs represented in their own assemblies as well as in Westminster. But there was no early crisis at Westminster because of the unfairness of Scottish and Welsh MPs being able to vote on England-only business, the so-called Midlothian Question, particularly when the cabinet was so dominated by Scots. But despite these unresolved issues, the historic constitutional changes brought about by devolution and the Irish peace process reshaped both Britain and Ireland, producing irrevocable results. In his television series A History of Britain, first broadcast on the BBC in 2000, Simon Schama argued that…

Histories of Modern Britain these days come not to praise it but to bury it, celebrating the denationalization of Britain, urging on the dissolution of ‘Ukania’ into the constituent European nationalities of Scotland, Wales and England (which would probably tell the Ulster Irish either to absorb themselves into a single European Ireland or to find a home somewhere else – say the Isle of Man). If the colossal asset of the empire allowed Britain, in the nineteenth and early twentieth century, to exist as a genuine national community ruled by Welsh, Irish and (astonishingly often) Scots, both in Downing Street and in the remote corners of the empire, the end of that imperial enterprise, the theory goes, ought also to mean the decent, orderly liquidation of Britannia Inc. The old thing never meant anything anyway, it is argued; it was just a spurious invention designed to seduce the Celts into swallowing English domination where once they had been coerced into it, and to persuade the English themselves that they would be deeply adored on the grouse moors of the Trossachs as in the apple orchards of the Weald. The virtue of Britain’s fall from imperial grace, the necessity of its European membership if only to avoid servility to the United States, is that it forces ‘the isles’ to face the truth: that they are many nations, not one.

However, in such a reduction of false British national consciousness to the ‘true’ identities and entities of Scotland, Wales and England, he argued, self-determination could go beyond the ‘sub-nations’, each of which was just as much an invention, or a re-invention, as was Britain. Therefore an independent Scotland would not be able to resist the rights to autonomy of the Orkney and Shetland islands, with their Nordic heritage, or the remaining Gallic-speaking isles of the Outer Hebrides. Similarly, the still primarily Anglophone urban south-Walians and the inhabitants of the Welsh borders and south coast of Pembrokeshire might in future wish to assert their linguistic and cultural differences from the Welsh-speakers of the rural Welsh-speakers of West and North Wales. With the revival of their Celtic culture, the Cornish might also wish to seek devolution from a country from which all other Celts have retreated into their ethnolinguistic heartlands. Why shouldn’t post-imperial Britain undergo a process of ‘balkanization’ like that of the Former Yugoslavia?

Well, many like Schama seemed to answer at that time, and still do today, precisely because of what happened due to ethnonationalism in the Balkans, especially in Bosnia and Kosovo, where the conflicts were only just, in 1999, being brought to an end by air-strikes and the creation of tides of refugees escaping brutal ethnic cleansing. The breaking up of Britain into ever smaller and purer units of pure white ethnic groups was to be resisted. Instead, a multi-national, multi-ethnic and multi-cultural Britain was coming into being through a gradual and peaceful process of devolution of power to the various national, ethnic and regional groups and a more equal re-integration of them into a ‘mongrel’ British nation within a renewed United Kingdom.

Economic Development, the Regions of Britain & Ireland and the Impact of the EU:

The late twentieth century saw the transformation of the former docklands of London into offices and fashionable modern residential developments, with a new focus on the huge Canary Wharf scheme (pictured above) to the east of the city. The migration of some financial services and much of the national press to the major new developments in London’s Docklands prompted the development of the Docklands Light Railway and the Jubilee line extension. The accompanying modernisation of the London Underground was hugely expensive in legal fees and hugely complex in contracts. Outside of London, improvements in public transport networks were largely confined to urban and suburban centres with light railway networks developed in Manchester, Sheffield and Croydon.

Beyond Canary Wharf to the east, the Millennium Dome, which Blair’s government inherited from the Tories, was a billion pound gamble which Peter Mandelson and ‘Tony’s cronies’ decided to push ahead with, despite cabinet opposition. Architecturally, the dome was striking and elegant, a landmark for London which can be seen from by air passengers arriving in the capital. The millennium was certainly worth celebrating but the conundrum ministers and their advisers faced was what to put in their ‘pleasure’ Dome. It would be magnificent, unique, a tribute to British daring and ‘can-do’. Blair himself said that it would provide the first paragraph of his next election manifesto. But this did not answer the current question of what it was for, exactly. When the Dome finally opened at New Year, the Queen, Prime Minister and celebrities were treated to a mish-mash of a show which embarrassed many of them. When it opened to the public, the range of mildly interesting exhibits was greeted as a huge disappointment. Optimism and daring, it seemed, were not enough to fill the people’s expectations. Later that year, Londoners were given a greater gift in the form of a mayor and regional assembly with powers over local planning and transport. This new authority in part replaced the Greater London Council abolished by the Thatcher government in 1986.

However, there were no signs that the other conurbations in the regions of England wanted regionalisation, except for some stirrings in the Northeast and Cornwall. The creation of nine Regional Development Agencies in England in 1998-99 did not seek to meet a regionalist agenda. In fact, these new bodies to a large extent matched the existing structures set up since the 1960s for administrative convenience and to encourage inward investment. Improving transport links were seen as an important means of stimulating regional development and combating congestion. Major Road developments in the 1990s included the completion of the M25 orbital motorway around London and the M40 link between London and Birmingham. However, despite this construction programme, congestion remained a problem: the M25, for example, became the butt of jokes labelling it as the largest car park on the planet, while traffic speeds in central London continued to fall, reaching fifteen kilometres per hour by 1997, about the same as they had been in 1907. Congestion was not the only problem, however, as environmental protests led to much of the road-building programme begun by the Tory governments being shelved after 1997. The late nineties also saw the development of some of the most expensive urban motorways in Europe.

In the Sottish Highlands and Islands, the new Skye road bridge connected the Isle of Skye to the mainland. A group led by the Bank of America built and ran the new bridge. It was one of the first projects built under a ‘public finance initiative’, or PFI, which had started life under Tory Chancellor Norman Lamont, five years before Labour came to power when he experimented with privatising public projects and allowing private companies to run them, keeping the revenue. Although the basic idea was simple enough, this represented a major change in how government schemes were working, big enough to arouse worry even outside the tribes of political obsessives. There were outraged protests from some islanders about paying tolls to a private consortium and eventually the Scottish Executive bought the bridge back. At the opposite corner of the country, the Queen Elizabeth II road bridge was built joining Kent and Essex across the Thames at Dartford, easing congestion on both sides of the Dartford tunnel. It was the first bridge across the river in a new place for more than half a century and was run by a company called ‘Le Crossing’, successfully taking tolls from motorists.

Undoubtedly the most important transport development was the Channel Tunnel rail link to France, completed in 1994. It was highly symbolic of Britain’s commitment to European integration, and millions of people and vehicles had travelled from London to Paris in under three hours by the end of the century. The town of Ashford in Kent was one of the major beneficiaries of the ‘Chunnel’ rail link, making use of railway links running through the town. Its population grew by over ten per cent in the 1990s. By the end of that decade, the town had an international catchment area of some eighty-five million people within a single day’s journey. This and the opening of Ashford International railway station as the main terminal in the rail link to the continent attracted a range of engineering, financial, distribution and manufacturing companies to the town. In addition to the fourteen business parks that were established in the town, new retail parks were opened. Four green-field sites were also opened on the outskirts of the town, including a science park owned by Trinity College, Cambridge. Ashford became closer to Paris and Brussels than it was to Manchester and Liverpool, as can be seen on the map below. In addition to its international rail link, the town’s position at the hub of a huge motorway network was in a position to be an integral part of a truly international transport system.

Modern-day affluence at the turn of the century was reflected in the variety of goods and services concentrated in shopping malls. They are now often built on major roads outside towns and cities to make them accessible to the maximum number of people in a region.

Economic change was most dramatic in the Irish Republic, which enjoyed the highest growth rates in Europe in the 1990s. The so-called ‘Celtic Tiger’ economy boomed, aided by inward investment so that by the end of the decade GDP per capita had surpassed that of the UK. Dublin, which remained if anything more dominant than London as a capital city, flourished as a result of a strong growth in the service industries. Growth rates for the ‘new economy’ industries such as information and communications technology were among the highest in the world. Generous tax arrangements and the city’s growing reputation as a cultural centre meanwhile helped to encourage the development of Dublin’s ‘rockbroker belt’. Even agriculture in the Irish Republic, in decline in the early 1990s, still contributed nine per cent of Ireland’s GDP, three times the European average. In the west of Ireland, it was increasingly supplemented by the growth of tourism.

Nevertheless, while the expansion of Ireland’s prosperity lessened the traditional east-west divide, it did not eliminate it. Low population density and a dispersed pattern of settlement were felt to make rail developments unsuitable. Consequently, Ireland’s first integrated transport programme, the Operational Programme for Peripherality, concentrated on improving: the routes from the west of Ireland to the ferry port of Rosslare; the routes from Belfast to Cork; Dublin and the southwest; east-west routes across the Republic. Many of these improvements benefited from EU funding. The EU also aided, through its ‘peace programme’, the development of transport planning in Britain, with infrastructure projects in, for example, the Highlands and Islands of Scotland. In 1993, the EU had decided to create a combined European transport network. Of the fourteen projects associated with this aim, three were based in Britain and Ireland – a rail link from Cork to Larne in Northern Ireland, the ferry port for Scotland; a road link from the Low Countries across England and Wales to Ireland, and the West Coast mainline railway route in Britain.

The old north-south divide in Britain reasserted itself with a vengeance in the late 1990s as people moved south in search of jobs and prosperity as prices and wages rose. Even though the shift towards service industries was reducing regional economic diversity, the geographical distribution of regions eligible for European structural funds for economic improved the continuing north-south divide. Transport was only one way in which the EU increasingly came to shape the geography of the British Isles in the nineties. It was, for example, a key factor in the creation of the new administrative regions of Britain and Ireland in 1999. At the same time, a number of British local authorities opened offices in Brussels for lobbying purposes and attempts to maximise receipts from European structural funds also encouraged the articulation of regionalism. Cornwall, for instance, ‘closed’ its ‘border’ with Devon briefly in 1998 in protest at not receiving its EU social funds, while the enthusiasm for the supposed economic benefits that would result from ‘independence in Europe’ helped to explain the revival of the Scottish Nationalist Party following devolution. ‘Silicon Gen’ in central Scotland was, by the end of the decade, the largest producer of computing equipment in Europe.

The European connection was less welcome in other quarters, however. Fishermen, particularly in Devon and Cornwall and on the North Sea Coast of England, felt themselves the victims of the Common Fisheries Policy quota system. There was also a continuing strong sense of ‘Euroscepticism’ in England, fuelled at this stage by a mixture of concerns about ‘sovereignty’ and economic policy, which I will deal with in a separate article. Here, it is worth noting that even the most enthusiastic Europhiles, the Irish, sought to reject recent EU initiatives which they felt were not in their interests in their 2001 referendum on the Treaty of Nice. Nevertheless, the growth of physical links with Europe, like the Channel Tunnel, the connections between the British and French electricity grids, and the development of ‘budget’ airlines, made it clear that both of the main ‘offshore’ islands, Britain and Ireland were, at the turn of the century, becoming increasingly integrated, both in economic and administrative terms, with the continent of Europe.

At the beginning of 1999, however, a debate began over British membership of the euro, the single currency which was finally taking shape within the EU. Though he was never a fanatic on the subject, Blair’s pro-European instincts and his desire to be a leading figure inside the EU predisposed him to announce that Britain would join, not in the first wave, but soon afterwards. He briefed that this would happen. British business seemed generally in favour, but the briefing and guesswork in the press were completely baffling. For Gordon Brown, stability came first, and he concluded that it was not likely that Britain could safely join the euro within the first Parliament. When he told Blair this, the two argued and then eventually agreed on a compromise. Britain would probably stay out during the first Parliament, but the door should be left slightly ajar. Pro-European business people and those Tories who had lent Blair and Brown their conditional support, as well as Blair’s continental partners, should be kept on board, as should the anti-Euro press. The terms of the delicate compromise were meant to be revealed in an interview given by Brown to The Times. Being more hostile to entry than Blair, and talking to an anti-euro newspaper, his team briefed more strongly than Blair would have liked. By the time the story was written, the pound had been saved from extinction for the lifetime of the Parliament. Blair was aghast at this.

The chaos surrounding this important matter was ended and the accord with Blair patched up by Brown and his adviser Ed Balls, who quickly produced five economic tests which would be applied before Britain would enter the euro. They required more detailed work by the Treasury; the underlying point was that the British and continental economies must be properly aligned before Britain would join. Brown then told the Commons that though it was likely that, for economic reasons, Britain would not join the euro until after the next election, there was no constitutional or political reason not to join. Preparations for British entry would therefore begin. This gave the impression that once the tests were met there would be a post-election referendum, followed by the demise of sterling.

In 1999, with a full-scale launch at a London cinema, Blair was joined by the Liberal Democrat leader Charles Kennedy and the two former Tory cabinet ministers Ken Clarke and Michael Heseltine to launch ‘Britain in Europe’ as a counter-blast to the anti-Euro campaign of ‘Business for Sterling’. Blair promised that together they would demolish the arguments against the euro, and there was alarmist media coverage about the loss of eight million jobs if Britain pulled out of the EU. But the real outcome of this conflict was that the power to decide over membership of the euro passed decisively from Blair to Brown, whose Treasury fortress became the guardian of the economic tests. Brown would keep Britain out on purely economic grounds, something which won him great personal credit among Conservative ‘press barons’. There was to be no referendum on the pound versus euro, however much the Prime Minister wanted one.

Very little of what New Labour had achieved up to 1999 was what it was really about, however, and most of its achievements had been in dealing with problems and challenges inherited from previous governments or with ‘events’ to which it had to react. Its intended purpose was to deliver a more secure economy, radically better public services and a new deal for those at the bottom of British society. Much of this was the responsibility of Gordon Brown, as agreed in the leadership contest accord between the two men. The Chancellor would become a controversial figure later in government, but in his early period at the Treasury, he imposed a new way of governing. He had run his time in Opposition with a tight team of his own, dominated by Ed Balls, later an MP and Treasury minister before becoming shadow chancellor under Ed Miliband following the 2010 general election. Relations between Team Brown and the Treasury officials began badly and remained difficult for a long time. Brown’s handing of interest control to the Bank of England was theatrical, planned secretly in Opposition and unleashed to widespread astonishment immediately New Labour won. Other countries, including Germany and the US, had run monetary policy independently of politicians, but this was an unexpected step for a left-of-centre British Chancellor. It turned out to be particularly helpful to Labour ministers since it removed at a stroke the old suspicion that they would favour high employment over low inflation. As one of Brown’s biographers commented, he…

 …could only give expression to his socialist instincts after playing the role of uber-guardian of the capitalist system.

The bank move has gone down as one of the clearest achievements of the New Labour era. Like the Irish peace process and the devolution referenda, it was an action which followed on immediately after Labour won power, though, unlike those achievements, it was not something referred to in the party’s election manifesto. Brown also stripped the Bank of England of its old job of overseeing the rest of the banking sector. Otherwise, it would have had a potential conflict of interest if it had had to concern itself with the health of commercial banks at the same time as managing interest rates. As a result of these early actions, New Labour won a reputation for being economically trustworthy and its Chancellor was identified with ‘prudent’ management of the nation’s finances. Income tax rates did not increase, which reassured the middle classes. Even when Brown found what has more recently been referred to as ‘the magic money tree’, he did not automatically harvest it. And when the ‘dot-com bubble’ was at its most swollen, he sold off licenses for the next generation of mobile phones for 22.5 bn, vastly more than they were soon worth. The produce went not into new public spending but into repaying the national debt, 37 bn of it. By 2002 government interest payments on this were at their lowest since 1914, as a proportion of its revenue.

Despite his growing reputation for prudence, Brown’s introduction of ‘stealth taxes’ proved controversial, however. These included the freezing of income tax thresholds so that an extra 1.5 million people found themselves paying the top rate; the freezing of personal allowances; rises in stamp duties on houses and a hike in national insurance. In addition, some central government costs were palmed off onto the devolved administrations or local government, so that council tax rose sharply, and tax credits for share dividends were removed. Sold at the time as a ‘prudent’ technical reform, enabling companies to reinvest in their core businesses, this latter measure had a devastating effect on the portfolios of pension funds, wiping a hundred billion off the value of retirement pensions. This was a staggering sum, amounting to more than twice as much as the combined pension deficits of Britain’s top 350 companies. Pensioners and older workers were angered when faced with great holes in their pension funds. They were even more outraged when Treasury papers released in 2007 showed that Brown had been warned about the effect this measure would have. The destruction of a once-proud pension industry had more complex causes than Brown’s decision; Britain’s fast-ageing population was also a major factor, for one. But the pension fund hit produced more anger than any other single act by the New Labour Chancellor.

Perhaps the most striking long-term effect of Brown’s careful running of the economy was the stark, dramatic shape of public spending. For his first two years, he stuck fiercely to the promise he had made about continuing the Major government’s spending levels. These were so tight that even the man who set these levels, Kenneth Clarke, said that he would not actually have kept to them had the Tories been re-elected and had he been reappointed as Chancellor. Brown brought down the State’s share of public spending from nearly 41% of GDP to 37.4% by 1999-2000, the lowest percentage since 1960 and far below anything achieved under Thatcher. He was doing the opposite of what previous Labour Chancellors had done. On arriving in office, they had immediately started spending, in order to stimulate the economy in classical Keynesian terms. When they had reached their limits, they had then had to raise taxes. He began by putting a squeeze on spending and then loosening up later. There was an abrupt and dramatic surge in public spending, particularly on health, back up to 43%. The lean years were immediately followed by the fat ones, famine by the feast. But the consequence of the squeeze was that the first New Labour government of 1997-2001 achieved far less in public services than it had promised. For example, John Prescott had promised a vast boost in public transport, telling the Commons in 1997:

I will have failed if in five years’ time there are not many more people using public transport and far fewer journeys by car. It’s a tall order, but I urge you to hold me to it.

Because of ‘Prudence’, and Blair’s worries about being seen as anti-car, Prescott had nothing like the investment to follow through and failed completely. Prudence also meant that Brown ploughed ahead with cuts in benefit for lone-parent families, angering Labour MPs and resulting in a Scottish Labour conference which labelled their Westminster government and their own Scots Chancellor as economically inept, morally repugnant and spiritually bereft. Reform costs money and without money, it barely happened in the first term, except in isolated policy areas where Blair and Brown put their heads down and concentrated. The most dramatic programme was in raising literacy and numeracy among younger children, where Number Ten worked closely with the Education Secretary, David Blunkett, and scored real successes. But unequivocally successful public service reforms were rare.

At first, Labour hated the idea of PFIs, which were a mixture of two things associated with Thatcherite economic policies, the privatisation of capital projects, with the government paying a fee to private companies over many years, and the contracting out of services – waste collection, school meals, cleaning – which had been imposed on unwilling socialist councils from the eighties. Once in power, however, Labour ministers began to realise that those three little letters were political magic because they allowed them to announce and oversee exciting new projects and take the credit for them in the full knowledge that the full bill would be left for the taxpayers of twenty to fifty years hence. In this way, spending and funding of new hospitals or schools would be a problem for a future health or education minister.

PFIs were particularly attractive when other kinds of spending were tightly controlled by ‘Prudence’. Large amounts of capital for public buildings were declared to be ‘investment’, not spending, and put to one side of the public accounts. The justification was that private companies would construct and run this infrastructure so much more efficiently than the State and that profits paid to them by taxpayers would be more than compensated for. Ministers replied to criticisms of these schemes by pointing out that, without them, Britain would not get the hundreds of new school buildings, hospitals, health centres, fire stations, army barracks, helicopter training schools, prisons, government offices, roads and bridges that it so obviously needed by the nineties. Significantly, the peak year for PFIs was 1999-2000, just as the early Treasury prudence in conventional spending had bitten hardest and was being brought to an end.

Sources:

Andrew Marr (2008), A History of Modern Britain. Basingstoke: Pan Macmillan.

Simon Schama (2000), A History of Britain: The Fate of Empire, 1776-2000. London: BBC Worldwide.

Peter Catterall (et. al.) (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

The ‘Iron Lady’ at the peak of her powers, with tank and flag, in 1986.

The Brighton Bombing:

During the 1984 Conservative Conference, an IRA bomb partly demolished the Grand Hotel in Brighton, almost killing the Prime Minister and a number of her cabinet. The action was intended as a response to Mrs Thatcher’s hard-line at the time of the 1981 Hunger Strike at the Maze Prison in Northern Ireland. The plot had been to assassinate her and the whole of the cabinet in order to plunge the country into political chaos, resulting in withdrawal from Northern Ireland. When the bomb went off at 2.50 a.m., Margaret Thatcher was working on official papers, having just finished her conference speech. The blast scattered broken glass on her bedroom carpet and filled her mouth with dust. She soon learned that the bomb had killed the wife of cabinet minister John Wakeham, he himself narrowly escaping; killed the Tory MP Anthony Berry and had badly injured Norman Tebbit, paralysing his wife. After less than an hour’s fitful sleep, she rewrote her speech and told the stunned conference that they had witnessed an attempt to cripple the government, commenting that…

… the fact that we are gathered here now, shocked but composed and determined, is a sign not only that this attack has failed, but that all attempts to destroy democracy by terrorism will fail.

The final death toll from Brighton was five dead and several more seriously injured, but its consequences for British politics, which could have been momentous, turned out to be minimal. If the IRA could not shake her, could anything else?

The Gorbachevs in London:

In November 1984, Mikhail Gorbachev arrived at the VIP terminal at Heathrow airport, together with his wife, Raisa. The British had spotted him first, in the summer of that year, if not earlier. He was a lawyer by training, which he had done at the end of the Stalin period. So, while he accepted there were rules to be obeyed, he also knew that they were only really there to be bent. He and Raisa did a great deal in their few days in London, but they did not perform the obligatory ceremony of laying a wreath on Marx’s tomb in Highgate Cemetery. Instead, they paid impromptu visits to Westminster Abbey and Number Ten Downing Street. The Foreign Office arranged a formal lunch for the Gorbachev at Hampton Court Palace, to which they invited a couple of hundred worthies, including BBC journalist John Simpson. He was seated next to a man from Moscow who was to become Gorbachev’s most senior advisors. Simpson asked him whether Gorbachev would really be able to make a difference to the Soviet Union. The Russian replied:

“He will have to,” he said. I noticed he didn’t trouble to question my assumption that Gorbachev would get the top job.

“Why?”

“Because a great deal has to be done. Much, much, more, I think, than you in the West realize.”

The Thatcher Revolution at Home – “Don’t tell Sid!”:

If Labour had been accused of creating a giant state sector whose employees depended on high public spending and could, therefore, be expected to become loyal Labour voting-fodder, then the Tories were intent on creating a property-owning democracy. The despair of Labour politicians as they watched it working was obvious. By the end of the 1980s, there was a large and immovable private sector in Britain of share-owners and home-owners, probably working in private companies, SMEs (small and medium enterprises) and increasingly un-unionised. The proportion of adults holding shares rose from seven per cent to twenty-five per cent during Thatcher’s years in power. Thanks to the ‘right to buy’ policy for council tenants, more than a million families purchased the hoses they lived in, repainting and refurbishing them and then watching their value shoot up, particularly as they had been sold them at a discount of between a third and a half of market value. The proportion of owner-occupied homes rose from fifty-five per cent in 1979 to sixty-seven per cent in 1989. In real terms, total personal wealth rose by eighty per cent in the eighties.

Looking below the surface, however, the story becomes more complex. Of the huge rise in wealth, relatively little was accounted for by shares. The increase in earnings and the house-price boom were much more important. The boom in shareholdings was fuelled by the British love of a bargain than by any deeper change in the culture. There was always a potential conflict between the government’s need to raise revenue and it hopes of spreading share ownership. In the early eighties, ministers erred on the side of the latter. The breakthrough privatization was that of fifty-two per cent of British Telecom in November 1984, which raised an unprecedented 3.9 billion. It was the first to be accompanied by a ‘ballyhoo’ of television and press advertising and was easily oversubscribed. In the event, two million people, or five per cent of the adult population bought ‘BT’ shares, almost doubling the total number of shareholders in a single day. After this came British Gas, as natural gas fields had been supplying Britain from the North Sea since the late sixties, pumping ashore at Yarmouth and Hull, replacing the coal-produced system. With its national pipe network and showrooms, natural gas had become the country’s favourite source of domestic energy and was, therefore, a straightforward monopoly. The government prepared for the sale with another TV campaign featuring a fictitious neighbour who had to be kept in the ‘dark’ about the bargain sale – “Don’t tell Sid!” This raised 5.4 billion, the biggest single privatization.

With the equally bargain-price shares offered to members of building societies when they de-mutualised and turned into banks, Britain developed a class of one-off shareholders, ‘kitchen capitalists’. They soon sold off their shares at a profit, few of them developing into long-term stock market investors, as had been hoped. Those who kept their shares did not go on to buy more, and rarely traded the ones they had acquired as a result of the privatizations, demutualisations and former employment options. The long-term failure to nurture a deeply rooted shareholding democracy has added to the contemporary criticism that public assets were being sold off too cheaply. The then Chancellor, Nigel Lawson later admitted that wider share ownership was an important policy objective and we were prepared to pay a price for it. The failure, ultimately, to achieve that objective showed that there were limits to the Thatcher Revolution. The most successful privatizations were the ones where the company was pushed into full competition, as with British Airways, Rolls-Royce and British Aerospace. The utilities – gas, electricity, water – were always different, because they were natural monopolies. Yet without competition, where would the efficiency gains come from? This question was left as a rhetorical one, unanswered until decades later. The water and electricity companies were split up in order to create regional monopolies, with power generation split into two mega-companies, National Power and Powergen. In reality, few people outside the ‘Westminster village’ cared who owned the companies they depended on, so long as the service was acceptable. Britain was becoming a far less ideological country and a more aggressively consumerist one.

Heseltine and the Helicopters:

In the winter of 1984-85, the great Westland Helicopter crisis that broke over the Thatcher government was a battle between ministers about whether a European consortium of aerospace manufacturers or and American defence company, working with an Italian firm should take over a struggling West Country helicopter maker. While this was a government that claimed to refuse to micro-manage industry, yet the fight about the future of the Yeovil manufacturer cost two cabinet ministers’ jobs and pitted Thatcher against the only other member of her cabinet with real charisma, Nigel Heseltine. The small storm of Westland gave early notice of the weaknesses that would eventually destroy the Thatcher government, though not for another five years.

One weakness was the divide throughout the Tory Party over Britain’s place in the world. By the 1980s, helicopters were no longer a marginal defence issue. They would become crucial to Britain’s capabilities, the new army mule for hauling artillery over mountains and across stretches of water. United Technologies, the US company whose Sikorsky subsidiary built the Black Hawk helicopter, wanted to gain control over part of Britain’s defence industry. Alexander Haig, Reagan’s Secretary of State who had been so helpful to Mrs Thatcher during the Falklands Campaign was now back at his old company and ‘called in his markers’ for the American bid. Adopting a position of outward neutrality would probably have favoured it anyway as a further strengthening of the Special Relationship between the UK and the US. But on the other side, supporting the European consortium, were those who felt that the EC had to be able to stand alone in defence technology. Michael Heseltine and his business allies thought this was vital to protect jobs in the cutting-edge science-based industries. The US must not be allowed to dictate prices and terms to Europe. So the conflict was concerned with whether Britain stood first with the US or with the EC. It was a question which would continue to grow in importance throughout the eighties until, in the nineties, it tore the Conservatives apart.

The second weakness exposed by the Westland Affair was the Thatcher style of government, which was more presidential and more disdainful of the role of cabinet ministers than any previous government. The Prime Minister was conducting more and more business in small committees or bilaterally, with one minister at a time, ensuring her near absolute predominance. She gathered a small clique of trusted advisors around her. Just before her fall, Nigel Lawson concluded that she was taking her personal economic advisor, Sir Alan Walters, more seriously than she was taking him, her next door neighbour in No 11, her Chancellor of the Exchequer. She used her beloved press officer, Bernard Ingham to cut down to size any ministers she had fallen out with, briefing against them and using the anonymous lobby system for Westminster journalists to spread the message.  In his memoirs, Ingham angrily defends himself against accusations of the improper briefing of the press, yet there are too many witnesses who found the Thatcher style more like that of the court of Elizabeth Tudor than that of a traditional cabinet, a place which demanded absolute loyalty and was infested with sycophantic favourites. In the mid-eighties, this was a new way of doing the business of government and to ministers on the receiving end, it was freshly humiliating.

But if there was one minister unlikely to take such treatment for long, it was Michael Heseltine (pictured below at a Conservative Party Conference). He was the only serious rival to Thatcher as the ‘darling of the party’ and media star, handsome, glamorous, rich and an excellent public speaker. He was said by his friend, fellow Tory MP and biographer, Julian Critchley, to have mapped out his future career on the back of an envelope, while still a student at Oxford, decade by decade, running through making his fortune, marrying well, entering Parliament and then, 1990s, Prime Minister. Though Heseltine commented that he could not remember doing this, it was in character. As a young man, he had flung himself into the characteristic sixties businesses of property investment and magazine publishing. A passionate anti-socialist, he had won a reputation for hot-headedness since once picking up the Mace, the symbol of Parliamentary authority, during a Commons debate about steel nationalization, and waving it at the Labour benches in such a violent manner as to earn himself the nickname ‘Tarzan’. His speeches to Tory Party conferences were full of blond hair-tossing, hilarious invective and dramatic gestures. In her memoirs, Thatcher portrayed Heseltine as a vain, ambitious man who flouted cabinet responsibility. The Westland crisis was, in her view, simply about his psychological flaws. However, they agreed about much, but was a more committed anti-racialist than she was and more deeply in favour of the EC, and she always regarded him as a serious and dangerous rival.

The two bigger beasts of the Tory Party in the eighties went to war on behalf of the two rival bidders for Westland. She was livid that he was using his position as Defence Secretary to warn the company’s shareholders about the dangers of going with the Americans, potentially shutting out European business. She thought he was tipping the scales against Sikorsky, despite Westland’s preference for them. Certainly, Heseltine repeatedly made it clear that the Ministry of Defence would not be buying their Black Hawk helicopter and did much to rally the European consortium. Thatcher, meanwhile, was deploying the public line that she was only interested in what was best for the shareholders while trying to make sure the Americans were kept in the race, ahead of the Europeans. Eventually, she sought advice from the government law officers about whether Heseltine had been behaving properly. A private reply was leaked in order to weaken his case. Furious about this wholly inappropriate act which he suspected was the responsibility of Thatcher and Ingham, Heseltine demanded a full inquiry. During a meeting of the cabinet, she counter-attacked, trying to rein him in by ordering that all future statements on Westland must be cleared first by Number Ten. Hearing this attempt to gag him, Heseltine calmly got up from the cabinet table, announced that he must leave the government, walked into the street and told a solitary reporter that he had just resigned.

The question of exactly who had leaked the Attorney General’s legal advice in a misleadingly selective way to scupper the European bid then became critical. The leaking of private advice broke the rules of Whitehall confidentiality, fairness and collective government. The instrument of the leak was a comparatively junior civil servant to the Trade Secretary, Leon Brittan. But it was unclear as to who had told Colette Brown to do this, though many assumed it was her boss, Bernard Ingham. He denied it, and Mrs Thatcher also denied any knowledge of the leak. After dramatic Commons exchanges during which she was accused of lying to the House, she pulled through, while Leon Brittan was made a scapegoat. Some of Thatcher’s greatest business supporters such as Rupert Murdoch then weighed in on the side of the American bid. Eventually, amid accusations of arm-twisting and dirty tricks, the company went to Sikorsky and the storm subsided. But it had revealed the costs of the Thatcher style of government. Getting the better of foreign dictators and militant trade union leaders was one thing, but behaving the same way with senior members of the cabinet and the Tory Party was quite another. Heseltine wrote later:

I saw many good people broken by the Downing Street machine. I had observed the techniques of character assassination; the drip, drip, drip, of carefully planted, unattributable stories that were fed into the public domain, as colleagues became marked as somehow “semi-detached” or “not one of us”.

‘Shadowing’ the Deutschmark & ‘Diva’ Diplomacy:

There were also debates and rows about economic policy in relation to the EC. The Chancellor, Nigel Lawson, wanted to replace the old, rather wobbly system of controlling the money supply targets, the Medium Term Financial Strategy, with a new stratagem – tying the pound to the German mark in the European Exchange Rate System (ERM). This was an admission of failure; the older system of measuring money was useless and in the world of global fast money. Linking the pound to the Deutschmark was an alternative, with Britain subcontracting her anti-inflation policy to the more successful and harder-faced disciplinarians of the West German Central Bank. Lawson was keen on this alternative ‘shadowing’ method; in effect, he was looking for somewhere firm to plant down policy in the context of the new global financial free-for-all. Thatcher disagreed, arguing that currencies should be allowed to float freely, but at the time little of this debate was known beyond the specialist financial world.

Other ‘Europe’- related debates were conducted more openly in general political life. The mid-eighties were years of Thatcherite drift over Europe. Jacques Delors, later her great enemy as President of the European Commission, had begun his grand plan for the next stages of ‘the union’. Thatcher knew that the ERM was intended one day to lead to a single European currency, part of Delors’ plan for a freshly buttressed European state. Lawson ignored her objections and shadowed the Deutschmark anyway. But when the cost of her Chancellor’s policy became excessive, she ordered him to stop which, under protest, he did. However, the Single European Act, which smashed down thousands of national laws preventing free trade inside the EC, promised free movement of goods, capital, services and people, and presaging the single currency, was passed with her enthusiastic support. She rejected the sceptics’ view that when the continental leadership talked of an economic and political union, they really meant it.

Back in the mid-eighties, personal relationships mattered as much in modern diplomacy as they had in Renaissance courts, and the Thatcher-Gorbachev courtship engaged her imagination and human interest. She was becoming the closest ally of Ronald Reagan, in another international relationship which was of huge emotional and political significance to her. In these years she became an ‘international diva’ of conservative politics, feted by crowds from Russia and China to New York. Her wardrobe, coded depending on where an outfit had been first worn, told its own story: Paris Opera, Washington Pink, Reagan Navy, Toronto Turquoise, Tokyo Blue, Kremlin Silver, Peking Black. Meanwhile, she was negotiating the hard detail of Hong Kong’s transitional status before it was handed over to Communist China in 1997. She got a torrid time at Commonwealth conferences for her opposition to sanctions against the apartheid régime in South Africa. At home, the problem of persistently high unemployment was nagging away, though it started to fall from the summer of 1986 seemed to fall.

The Bombing of Libya and ‘BBC Bias’:

Then there was the highly unpopular use of British airbases for President Reagan’s attack on Libya in 1986. This provoked a controversy, not for the first time, between the BBC and the Thatcher government. The PM’s supporters on the right of the Tory Party had long been urging her to privatize the BBC and she herself appeared to believe that it was biased against her government; by which she meant that it was too independent. She still remembered the irritation she felt at some of the phrases its leading broadcasters had used back in the Falklands War: if we are to believe the British version, etc.  Her view was that as the British Broadcasting Corporation, a public service broadcaster supported by the television license fee, it should give the British government’s view without questioning it. Yet it was perfectly obvious that the reason the BBC was so respected both in Britain and abroad was that it was genuinely independent of the British government. The BBC was legally obliged by its Charter to remain independent of party political control. Lord Reith, its first Director-General, had successfully resisted Churchill’s attempt to take over its radio service for government propaganda during the General Strike of 1926. It was one of the few great organs of state which Margaret Thatcher was not able to dominate in some way, a constitutional reality which made her visibly restless on occasions.

Because the American aircraft which bombed Libya took off from bases in Britain, that made it a British issue. The pretext for the attack was a terrorist attack on a Berlin nightclub used by American servicemen, but far from being the work of Libyan agents, it proved to have been carried out by a group linked to the Syrian government. There was a good deal of public disquiet about it, especially since it was strongly suspected that the Reagan administration was primarily bombing Libya to teach bigger and more formidable countries, chiefly Iran, a lesson. Libya was a feeble, though intermittently nasty little dictatorship which could never organise significant acts of state terrorism. The real battle was a propaganda one. Colonel Gaddafi (pictured below in 1979) claimed that his daughter had been killed in the raid, and showed her body to the journalists in Tripoli at the time. It wasn’t until some time later that it became clear that he had adopted the little girl as she lay dying from her injuries. But whoever’s daughter she was, she was certainly killed by the American bombing.

The British government was rather rattled by the hostility which sections of the public were starting to show over the bombing; and since, at the times of crisis, people tend to turn to the BBC for their information, some senior ministers felt that this public opposition was the fault of the BBC and wanted it to be taught a lesson. The chairman of the Conservative Party, Norman Tebbit, announced that he would be investigating the BBC’s coverage of the raid. The BBC allowed itself to seem rattled by the threats he and his party made, which made him feel justified in his approach. John Simpson, the BBC’s World Affairs Editor recalled sitting with a few journalists in the canteen at the Television Centre when the tannoy went:

‘PBX. Calling Mr John Simpson.’

I hurried over to the phone. The deputy editor of television news was on the other end.

“We’ve just had Tebbit’s report,” he said. “It’s serious. The editor would be grateful if you could get up here.”

I finished my fish and went up. A small group of worried-looking people were sitting round in the editor’s office. The editor handed me a copy of the document Tebbit and his researchers at Conservative Central Office had compiled. I looked through it rather nervously, anxious to see what it had to say about my own reporting of the attack. It made a few neutral comments, then one which was rather complimentary; that was all.

“That’s all OK,” I blurted out, voicing my own relief. Nothing much there.” 

The editor turned to me. I could see a faint ray of hope was glimmering for the first time.

“You think so?”

I realised that I had been speaking purely for myself. But it seemed unkind and unreasonable to destroy his only cause for optimism. He must have felt that his career was on the line.

“Oh sure, it’s full of loopholes. Just go through it carefully and you’ll find them all,” I said.

I hadn’t read it carefully enough to know if that were true, but I have never yet read a long document that you couldn’t pick holes in.

Chris Cramer, a tough character who was the news editor at the time… agreed. Cramer and I were both affronted by the idea that in a free society the government should presume to dictate to the broadcasters and try to make them report only what the government wanted. Maybe we were both chancers too.

“John’s right,” he said. “We should go through this with a fine-tooth comb. We’ll find lots of things wrong with it.”

Which is what happened. We divided the Conservative Central Office document up between us, and spent the next couple of days going through it point by point. The document compared the BBC’s coverage of the raid unfavourably with ITN’s, and tried to make the case that the BBC had been deliberately biased. Some of the individual points it made were reasonable enough: the news presenter on the night of the bombing had added various inaccuracies to the sub-editors’ scripts. (Soon afterwards she left the BBC.)

But it was silly to try to pretend that there was some underlying bias. I have never yet found a senior Conservative who really believed that…  

It hadn’t occurred to Norman Tebbit that the BBC would stand its ground since in the past it had fallen over itself with nervousness at the mere suggestion that the government of the day was upset with it. When it issued its response there was a big wave of public support for the BBC, partly because Kate Adie had established herself in the public eye as a brave, serious reporter, staying in Tripoli when the bombs were falling. Previously, women reporters had tended to be given social affairs to report on. Here was a woman who had become a war correspondent; something unprecedented on British television at that time, though there have been many equally brave successors since. But there was also public support for the BBC because, for all its failings, the BBC was considered to be as British an institution as any other in the country, and ninety per cent of the population had some contact with it each week in the pre-internet era. Norman Tebbit had failed to realise the British people did not like party political attacks on ‘Auntie’. An opinion poll taken shortly afterwards indicated that Conservative voters supported ‘the Beeb’ on almost the same scale as voters for other parties. Thatcher, aware that she would have to call a general election within the next year or so, quickly distanced herself from her erstwhile lieutenant’s campaign, leading to the first rift between the two of them. On the night she won the 1987 election, Simpson tried to interview her by the railings of St John’s, Smith Square, next to Conservative Central Office, amid rabid Young Conservatives chanting calls for the privatisation of the BBC:

Transcript of interview with Prime Minister, 18.6.87:

Speakers: Rt Hon Margaret Thatcher, PC MP (non-staff), John Simpson (contract)…

JS: The crowd here seem to want you to privatise the BBC. Are you planning to do that?

MT: Well, I think… Well, you know, I must really go and speak to them.

Of course, she never again considered doing so, even if she had been temporarily persuaded by Tebbit’s arguments. She knew what people would stand for, and what they wouldn’t; it was when this instinct finally deserted her that her decline and fall began.

The ‘Poll Tax’ and the Peasants:

After the election, a wider dilemma emerged right across domestic policy, from the inner cities to hospitals, schools to police forces. Thatcher believed that government should set the rules, deliver sound money and then stand back and let other people get on with providing services. In practice, she often behaved differently, always more pragmatic and interventionist than her image suggested. At least, however, the principle was clear. But when it came to the public services there was no similar principle. She did not have the same respect for independent ‘movers and shakers’ in the hospitals, schools and town halls as she had for entrepreneurs and risk takers she admired in business. Before the Thatcher revolution, the Conservatives had been seen, on balance, defenders of local democracy. They had been strongly represented on councils across the country and had been on the receiving end of some of the more thuggish threats from Labour governments intent, for instance, on abolishing grammar schools. The town and county hall Conservatives had seen local representatives on hospital boards and local education authorities as bulwarks against socialist Whitehall. Margaret Thatcher herself had begun her political apprenticeship doing voluntary public work for her father, Alderman Roberts, sitting on various unpaid committees.

Yet in power, Thatcher and her ministers could not trust local government, or any elected and therefore independent bodies at all. Between 1979 and 1994, an astonishing 150 Acts of Parliament were passed removing powers from local authorities and switched to unelected quangos. The first two Thatcher governments transferred power and discretion away from people who had stood openly for election, and towards the subservient agents of Whitehall, often paid-up Tory party members. Despite his apparent love for Liverpool before the Militant takeover, Michael Heseltine attacked the whole of local government with new auditing with new auditing arrangements, curbs on how much tax they could raise, and spending caps as well. In the health service, early attempts to decentralize were rapidly reversed and a vast top-down system of targets and measurements was put in place, driven by a new planning organisation. It cost more and the service, undoubtedly, got worse. Similar centralist power-grabs took place in urban regeneration, where unelected Urban Development Corporations, rather than local councils, were given money to pour into rundown cities. The biggest city councils, most notably the Greater London Council, were simply abolished. Its powers were distributed between local borough councils and an unelected central organisation controlled by Whitehall. By 1990 there were some twelve thousand appointed officials running London compared with just 1,900 elected borough councillors. Housing Corporations took ninety per cent of the funds used by housing associations to build new cheap homes. In the Thatcher years, their staff grew sevenfold and their budgets twenty-fold.

Margaret Thatcher would say the poll tax, the name associated with the tax per head which was the catalyst for the bloody Peasants’ Revolt of 1381, was actually an attempt to save local government. Like schools, hospitals and housing, local councils had been subjected to a barrage of ministers trying to stop them spending money, or raising it, except as Whitehall wished. Since 1945, local government had been spending more, but the amount of money it raised independently still came from a relatively narrow base of people, some fourteen million property-owners. Thatcher had been prodded by Edward Heath into promising to replace this tax, ‘the rates’, as early as 1974, but nobody had come up with a plausible and popular-sounding alternative. She had always disliked the rates system intensely, regarding them as an attack on self-improvement and other Tory values, and in government, the problem nagged away at her. Once, local elections were not national news; they were about who was best suited to run towns and counties, but in the late sixties and seventies they became national news, a regular referendum on the central government. Under Thatcher, the Conservatives lost swathes of local councils, resulting in more Labour-controlled councils which were even more distrusted by the central government, resulting in more powers away from them. The elections became even less relevant, fuelling more protest voting, and it soon became clear to government ministers that more councils were aping Liverpool by pursuing expensive hard-left policies partly because so few of those who voted for them were actually ratepayers themselves, therefore feeling no personal ‘pinch’.

One way of correcting this anomaly would be to make all those who voted for local councils pay towards their cost. This was the origin of the poll tax or community charge as it was officially called, a single flat tax for everybody. It would mean lower bills for many homeowners and make local councils more responsive to their voters. On the other hand, it would introduce a new, regressive tax for twenty million people, with the poorest paying as much as the richest. This broke a principle which stretched back much further back than the post-war ‘consensus’ to at least the 1920s and the replacement of the Poor Law. But Public Assistance or social security as it was now known, was no longer charged or administered locally so that there was some logic in the change to a flat, universal charge. This proposal was sold to the Prime Minister by Kenneth Baker at a seminar at Chequers in 1985, along with the nationalisation of business rates. Nigel Lawson tried to talk the Prime Minister out of it, telling her it would be completely unworkable and politically catastrophic. The tax was discussed at the same cabinet meeting that Michael Heseltine walked out of over the Westland affair. It might have worked if it had been brought in gradually over a whole decade, as was first mooted, or at least four, as was planned at that meeting.

But at the 1987 Tory Conference, intoxicated by the euphoria of the recent third election victory, party members urged Thatcher to bring it in at once. She agreed since there was some urgency resulting from the dramatic increase in property prices in the eighties. Rates, like the subsequent council tax, were based on the relative value of houses across Britain, changing with fashion and home improvement. This meant that, periodically, there had to be a complete revaluation in order to keep the tax working. Yet each revaluation meant higher rates bills for millions of households and businesses, and governments naturally tried to procrastinate over them. In Scotland, however, a different law made this impossible and a rates revaluation had already happened, causing political mayhem. As a result, Scottish ministers begged Thatcher to be allowed the poll tax first, and she also agreed to this. Exemptions were made for the unemployed and low paid, but an attempt, by nervous Tory MPs, to divide the tax into three bands so that it bore some relation to people’s ability to pay was brushed aside despite a huge parliamentary rebellion. When the tax was duly introduced in Scotland, it was met by widespread protest. In England, the estimates of the likely price of the average poll tax kept rising. Panicking ministers produced expensive schemes to cap it, and to create more generous exemptions, undermining the whole point of the new tax. Capping the tax would remove local accountability; the more exemptions there were, the lesser the pressure would be on the councils from their voters. Yet even the PM grew alarmed as she was told that over eighty per cent of voters would be paying more. Yet she pushed ahead with the introduction of the tax, due to take effect in England and Wales on 1st April 1990.

Bruges Bluntness & Madrid Madness:

The poll tax was one of the causes of her downfall in that following year, the other being Europe. This factor began to be potent in 1988, when turned against Jacques Delors’ plans and went to Bruges in Belgium to make what became her definitive speech against the federalist tide which was now openly advancing towards her. The Foreign Office had tried to soften her message, but she had promptly pulled out her pen and written the barbs and thorns back in again. She informed her audience that she had not…

… successfully rolled back the frontiers of the state in Britain only to see them reimposed at a European level, with a European super-state exercising a new level of dominance from Brussels.

There was much else besides. Her bluntness much offended continental politicians as well as her own Foreign Secretary, Sir Geoffrey Howe. Next, she reappointed her monetarist economic advisor, Sir Alan Walters, who was outspokenly contemptuous of Lawson’s exchange rate policy. So, she was taking on two big cabinet beasts with great Offices of State at the same time, creating a serious split at the top of government. Then, Jacques Delors, the determined French socialist re-entered the story, with a fleshed-out plan for an economic and monetary union, which would end with the single currency, the euro. To get there, all EU members would need to put their national currencies into the ERM, which would draw them increasingly tightly together, which was just what Lawson and Howe wanted and just what Thatcher did not. Howe and Lawson ganged up, telling her that she must announce that Britain would soon join the ERM, even if she left the question of the single currency to one side for the time being. On the eve of a summit in Madrid where Britain was due to announce its view the two of them visited Thatcher together in private, had a blazing row with her and threatened to resign together if she did not give way. She did, and, for the time being, the crisis abated.

Piper Alpha – The Price of Oil and Who Profited?

In June 1988, 185 men were burned or blown to death in the North Sea when an oil platform, Piper Alpha, blew up, yet there has been little commemoration of the tragic event over the past thirty years, in popular memorials (as contrasted with earlier coal-mining disasters of a similar scale), political memoirs or the general media. In the case of oil, the great adventure was lived out at the margins of British experience, halfway to Scandinavia, with its wild scenes played out in the bars of Aberdeen and Shetland, far removed from the media in Glasgow, never mind London. Exploration, equipment and production were also largely controlled by American companies. The number of British refineries actually fell in the eighties, the peak decade for oil production, from twenty-one to thirteen, and forty per cent of those were also owned by US-based companies. According to Nigel Lawson, the revenues from oil taxes gave ‘a healthy kick-start’ to the process of cutting the government deficit, though he always argued that the overall impact of North Sea oil was exaggerated, especially by the Scottish Nationalists (SNP). Ireland also benefited greatly from new investment from the United States in the search for new sources of oil and gas in Irish waters from the 1970s, and their exploitation in the eighties. In addition, as a poorer member state of the EU, the Republic gained a disproportionately larger share of the EU budget than the UK as a whole, so that by the end of the decade the Irish economy was expanding rapidly and the long-term pattern of Irish emigration was being reversed. Both British and Irish trade with the EU increased, and Ireland’s economy became less dependent on Britain’s.

Birt, the BBC & Beijing:

Following its own battles with Margaret Thatcher and Norman Tebbit following the bombing of Libya, by the end of the eighties the BBC went on to become the biggest newsgathering organisation in the world and its reputation for accurate, impartial reporting continued to grow around the globe. In 1988, John Birt joined the Corporation as head of news and current affairs, reforming and revitalising that area before going on to become director-general. Under his leadership, there was a five-fold expansion. The foreign affairs unit grew to eleven people, and Simpson was made the head of it. The expansion came just in time considering how much the world was to change in the following year, in a series of seismic upheavals which affected almost every country on earth. In May 1989, Simpson and Adie teamed up in Beijing, covering the infamous massacre in Tiananmen Square:

In the BBC’s offices I found the redoubtable Kate Adie. She had been out in the streets all night with her camera team, and was in bad shape. A man had been killed right beside her, and her arm had been badly grazed in the incident. Together we assembled our reports. There was no time to edit words to pictures, nor even of seeing the pictures. All we could do was write our scripts, record them, and send them off to Hong Kong with the cassettes.

I sat at the computer, numbed by everything I had seen and determined not to get too emotional about it. I’d made real friends among the students in Tiananmen Square. The thought that they might now be dead or injured, that one of their best and most decent manifestations of recent times had been snuffed out in front of me was too disturbing and too painful for me to deal with. And so I took refuge in the old BBC concepts of balance and objectivity; there wasn’t an ounce of emotion in my script.

Kate’s report was very different. It was full of emotion. Six months later, when I finally watched the two reports side by side, I thought that while mine was perfectly accurate it had nothing to do with the real feeling of what had taken place. Hers did. I suppose the two were complimentary, and they were certainly used side by side on the news in Britain. 

Above. The Morning of 20 May in Tiananmen Square.

A Tale of Two Cities – a Hell of a Dickens:

On 14th July 1989, Simpson was in Paris, reporting on the meeting of the ‘G7′, the leaders of the West’s seven leading capitalist powers, hosted by Francois Mitterrand, the French President. With hindsight, the two hundredth anniversary of the French Revolution was perhaps the single moment which best reflected the triumph of liberal democracy over all rival systems of government. The wealth, the grandeur, the personal liberty, the prestige and power which were on display were greater than the world had seen before. Soon, however, the decline in the power of the United States became more obvious. Margaret Thatcher still seemed unassailable as Britain’s prime minister, but would be politically vulnerable within a few months. While President Bush handed over the key to the Bastille which Lafayette had taken with him to America shortly after the Revolution, her gift to Mitterand was a first edition copy of Dickens’ Tale of Two Cities: inexpensive, and not very good as history. It was a grudging, insular gesture, typical of British attitudes towards France in the 1980s, which had chosen to follow an economic policy which was the exact opposite of Thatcherism. She disapproved not just of France, but of the occasion and the whole business of celebrating revolution. Her view was that evolution was greatly preferable to revolution, which was of little use to those, in 1789 or 1989, who lived under an autocracy which refuses to evolve. Although Mrs Thatcher may have helped to persuade Ronald Reagan that Mikhail Gorbachev was ‘a man to do business with’, according to John Simpson…

It wasn’t Mrs Thatcher’s economic principles which caused the changes in the Soviet bloc, but the simple, verifiable fact that Western capitalist society was effective, rich and reasonably free, while the countries of the communist bloc were manifestly not.

In the same month, four weeks after her climb-down at the Madrid summit, Thatcher hit back at her Chancellor and Foreign Secretary. Back in London, she unleashed a major cabinet reshuffle, compared at the time to Macmillan’s ‘night of the long knives’ in 1962. Howe was demoted to being Leader of the Commons, though she reluctantly agreed to him having the face-saving title of Deputy Prime Minister, a concession rather diminished when her press officer, Bernard Ingham, instantly told journalists that it was a bit of a non-job. Howe was replaced by the relatively unknown John Major, the former chief secretary. Lawson survived only because the economy was weakening and she thought it too dangerous to lose him just at that point. He was having a bad time on all sides, including from the able shadow chancellor John Smith. When Walters had another pop at his ERM policy, he decided that enough was enough and resigned on 26 October, telling the PM she should treat her ministers better. He was replaced by the still relatively unknown John Major.

Budapest, Berlin & Bucharest: Falling Dominoes of 1989:

Meanwhile, all around them, the world was changing. On 23rd October I was in Hungary on a third, personal visit, when the country changed its name and constitution. It had dropped the word ‘People’s’ from its title and was henceforth to be known simply as the Republic of Hungary. My first visit, an ‘official’ one, as a member of a British Quaker delegation, had been exactly a year earlier, when the withdrawal of Soviet troops had been announced, along with the decision of the then communist government that the 1956 Revolution, which had begun on the same day, would no longer be referred to by them as a ‘counter-revolution’. A few days later in 1989, East Germany announced the opening of its borders to the West and joyous Berliners began hacking at the Berlin Wall.

Then the communists in Czechoslovakia fell, and at Christmas the Romanian dictator Ceaucescu was dragged from power and shot, along with his wife. According to John Simpson, who also witnessed all these events, including those in Bucharest at close quarters (as pictured above), found among the dictators’ possessions was a Mont Blanc pen given to him by the British Labour Party, presumably during the couple’s visit to London in 1978. This was instigated by the then Foreign Secretary, Dr David Owen who, along with James Callaghan, persuaded the Queen against her will that the Ceaucescus should be invited. The pictures below show them riding in State along the Mall. But I have written about all these events elsewhere.  Suffice it to say, just here, that, since the early seventies, politicians of all persuasions were prepared to overlook Ceaucescu’s increasing megalomania and the unpleasantness of the government he controlled because he represented an independent voice within the Warsaw Pact, refusing to send Romanian forces to crush the ‘Prague Spring’ in 1968. As early as 1972, a left-wing Labour MP had written:

As a result of unconditional acceptances of the past abuses of the legal system, Ceaucescu has declared that steps must be taken to ensure that such injustices can never occur in the future. The importance of democracy is therefore being increasingly stressed and… there is no question of rigging trials as occurred in the past. … Interference by anyone, no matter how important, is unacceptable in Ceaucescu’s view. 

The not-so-beautiful relationship which came to an end with the shooting of the ‘Tsar and Tsarina’ who built their own palace (below) in Bucharest after visiting Buckingham Palace.  It was due to be completed just weeks after their overthrow.

After meeting Ceaucescu on his state visit in 1978, Margaret Thatcher, then the leader of the opposition, commented:

I was impressed by the personality of President Ceaucescu … Romania is making sustained efforts for consolidating peace and understanding.  

The ‘domino’ events of the Autumn and Winter of 1989 in the eastern part of the continent, in which Margaret Thatcher had played a ‘bit part’ alongside Reagan and Gorbachev, would have a ripple effect on her own fall from power the following year. That was not something many of us involved in East-West relations anticipated even at the end of that year.

Sources:

Andrew Marr (2008), A History of Modern Britain. Basingstoke: Macmillan Pan.

John Simpson (1998), Strange Places, Questionable People. Basingstoke: Macmillan Pan.

John Simpson (1990), Despatches from the Barricades: An Eye-Witness Account of the Revolutions that Shook the World, 1989-90. London: Hutchinson.