Above: NAZI GERMANY & ITS ALLIED/ OCCUPIED TERRITORIES IN 1945

The Aftermath of the Ardennes Offensive:

The German army’s losses in 1944 were immense, adding up to the equivalent of more than a hundred divisions. Nevertheless, during this period Hitler managed to scrape up a reserve of twenty-five divisions which he committed in December to a re-run of his 1940 triumph in France, an offensive in the Ardennes, the so-called Battle of the Bulge. For a few days, as the panzers raced towards the Meuse, the world wondered if Hitler had managed to bring it off. But the Allies had superior numbers and the tide of battle soon turned against the Germans, who were repulsed within three weeks, laying Germany open for the final assault from the West. For this, the Allies had eighty-five divisions, twenty-three of which were armoured, against a defending force of twenty-six divisions. Rundstedt declared after the war:

I strongly object to the fact that this stupid operation in the Ardennes is sometimes called the “Rundstedt Offensive”. This is a complete misnomer. I had nothing to do with it. It came to me as an order complete to the last detail. Hitler had even written “Not to be Altered”.

In the Allied camp, Montgomery told a press conference at his Zonhoven headquarters on 7 January that he saluted the brave fighting men of America:

 … I never want to fight alongside better soldiers.  … I have tried to feel I am almost an American soldier myself so that I might take no unsuitable action to offend them in any way.

However, his sin of omission in not referring to any of his fellow generals did offend them and further inflamed tensions among the Anglo-American High Command. Patton and Montgomery loathed each other anyway, the former calling the latter that cocky little limey fart, while ‘Monty’ thought the American general a foul-mouthed lover of war. As the US overhauled Britain in almost every aspect of the war effort, Montgomery found himself unable to face being eclipsed and became progressively more anti-American as the stars of the States continued to rise. So when censorship restrictions were lifted on 7 January, Montgomery gave his extensive press briefing to a select group of war correspondents. His ineptitude shocked even his own private staff, and some believed he was being deliberately offensive, especially when he boasted:

General Eisenhower placed me in command of the whole northern front. … I employed the whole available power of the British group of armies. You have this picture of British troops fighting on both sides of American forces who had suffered a hard blow. This is a fine Allied picture.

Although he spoke of the average GIs as being ‘jolly brave’ in what he called ‘an interesting little battle’, he claimed he had entered the engagement ‘with a bang’, and left the impression that he had effectively rescued the American generals from defeat. Bradley then described Montgomery to Eisenhower as being all out, right-down-to-the-toes-mad, telling ‘Ike’ that he could not serve with him, preferring to be sent home to the US. Patton immediately made the same declaration. Then Bradley started holding court to the press himself and, together with Patton, leaked damaging information about Montgomery to American journalists. Montgomery certainly ought to have paid full tribute to Patton’s achievement in staving off the southern flank of the Ardennes offensive, but the US general was not an attractive man to have as a colleague. He was a white supremacist and an anti-Semite, and his belief in the Bolshevik-Zionist conspiracy remained unaffected by the liberation of the concentration camps which was soon to follow. Whatever the reasons for Montgomery’s dislike of Patton, as Andrew Roberts has pointed out:

The British and American generals in the west from 1943 to 1945 did indeed have a special relationship: it was especially dreadful.

Despite their quarrelling, by 16 January, the Allies had resumed their advance as the British, Americans and French gradually forced their way towards the Rhine. The German order to retreat was finally given on 22nd, and by 28th there was no longer a bulge in the Allied line, but instead, a large one developing in that of the Germans.

The Oder-Vistula Offensive & Hitler’s ‘Bunker’ Mentality:

Meanwhile, the Red Army had burst across the Vistula and then began clearing Pomerania and Silesia. The 12th January had seen the beginning of a major Soviet offensive along the entire front from the Baltic Sea in the north to the Carpathian mountains in the south, against what was left of the new German Central front, made up of the seventy divisions of Army Group Centre and Army Group A. The Red Army first attacked from the Baranov bridgehead, demolishing the German Front of the Centre sector. Planned by Stalin and the ‘Stavka’, but expertly implemented by Zhukov, this giant offensive primarily comprised, from the south to the north, as shown on the map above: Konyev’s 1st Ukrainian, Zhukov’s 1st Belorussian, Rokossovsky’s 2nd Belorussian, Chernyakovsky’s 3rd Belorussian, Bagryan’s 1st Baltic and Yeremenko’s 2nd Baltic Fronts, so no fewer than two hundred divisions in all.

Faced with this onslaught, wildly outnumbered and outgunned, the Germans conducted an impressive fighting retreat of almost three hundred miles, losing Warsaw on 17 January and leaving isolated garrisons at Thorn, Poznan and Breslau that had no real hope of relief. The Polish territories which remained under occupation were lost, as was Upper Silesia with its undamaged industrial area and Lower Silesia east of the Oder. Almost one million German citizens were sheltering in or around the city of Breslau in Lower Silesia, which was not a fortress in the conventional sense despite attempts following August 1944 to build a defensive ring at a ten-mile radius from the city centre. On 20 and 21 January, Women and children were told through loudspeakers to leave the city on foot and proceed in the direction of Opperau and Kanth. This effectively expelled them into three-foot snowdrifts and temperatures of -20 Celsius. The babies were usually the first to die, the historian of Breslau’s subsequent seventy-seven-day siege recorded. Ammunition and supplies were parachuted in by the Luftwaffe, but these often fell into the Oder or behind the Russian lines. The city did not surrender until 6 May and its siege cost the lives of 28,600 of its 130,000 soldiers and civilians.

During the first two months of 1945, Hitler was living in a world of self-delusion, while continuing to direct operations from his bomb-proof bunker deep beneath the Chancellory in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. It’s impossible to tell, even from the verbatim reports of Hitler’s briefings of the Reich’s most senior figures, when exactly he realised that he was bound to lose the war, and with it his own life. It possibly came at the end of the ‘Battle of the Bulge’ at the close of 1944, or in the first week of 1945, for on 10 January he had the following conversation with Göring over the problems with the production of secret weaponry:

HITLER: It is said that if Hannibal, instead of the seven or thirteen elephants he had left as he crossed the Alps … had had fifty or 250, it would have been more than enough to conquer Italy.

GÖRING: But we did finally bring out the jets; we brought them out. And they most come in masses, so we keep the advantage.

HITLER: The V-1 can’t decide the war, unfortunately.

GÖRING: … Just as an initially unpromising project can finally succeed, the bomber will come too, if it is also –

HITLER: But that’s still just a fantasy!

GÖRING: No!

HITLER: Göring, the gun is there, the other is still a fantasy!

Although there were often up to twenty-five people in the room during these Führer-conferences, Hitler usually had only two or three interlocutors. It was after one such conference in February that Albert Speer tried to explain to Admiral Dönitz how the war was certainly lost, with the maps there showing a catastrophic picture of innumerable breakthroughs and encirclements, but Dönitz merely replied with an unwonted curtness that he was only there to represent the Navy and that the rest was none of his business. The Führer must know what he is doing, he added. Speer believed that if Dönitz, Göring, Keitel, Jodl, Guderian and himself had presented the Führer with an ultimatum, and demanded to know his plans for ending the war, then Hitler would have had to have declared himself. Yet that was never going to happen, because they suspected, not without justification as it turned out, that by then there was soon only to be a rope at the end of it. When Speer approached Göring at Karinhall soon after he had spoken to Dönitz, the Reichsmarschall readily admitted that the Reich was doomed, but said that he had:

… much closer ties with Hitler; many years of common experiences and struggles had bound them together – and he could no longer break loose.

By the end of January, the military situation both in the west and the east was already quite beyond Hitler’s control: the Rhine front collapsed as soon as the Allies challenged it, and leaving the last German army in west locked up in the Ruhr, the British and Americans swept forward to the Elbe. Hitler’s dispositions continued to make Germany’s strategic situation worse. Guderian recalled after the war that the Führer had refused his advice to bring the bulk of the ‘Wehrmacht’ stationed in Poland back from the front line to more defensible positions twelve miles further back, out of range of Russian artillery. Disastrously, Hitler’s orders meant that the new defensive line, only two miles behind the front, were badly hit by the Soviet guns, wrecking any hopes for a classic German counter-attack. A historian of the campaign has remarked that this was an absolute contradiction of German military doctrine. Hitler’s insistence on personally authorising everything done by his Staff was explained to Guderian with hubristic words:

There’s no need for you to try and teach me. I’ve been commanding the Wehrmacht in the field for five years and during that time I’ve had more practical experience than any gentlemen of the General Staff could ever hope to have. I’ve studied Clausewitz and Moltke and read all the Schlieffen papers. I’m more in the picture than you are!

A few days into the great Soviet offensive in the east, Guderian challenged Hitler aggressively over his refusal to evacuate the German army in Kurland, which had been completely cut off against the Baltic. When Hitler refused the evacuation across the Baltic, as he always did when asked to authorise a retreat, according to Speer, Guderian lost his temper and addressed his Führer with an openness unprecedented in this circle. He stood facing Hitler across the table in the Führer’s massive office in the Reich Chancellery, with flashing eyes and the hairs of his moustache literally standing on end saying, in a challenging voice: “It’s simply our duty to save these people, and we still have time to remove them!”Hitler stood up to answer back: “You are going to fight on there. We cannot give up those areas!” Guderian continued, “But it’s useless to sacrifice men in this senseless way. It’s high time! We must evacuate these soldiers at once!” According to Speer, although he got his way, …

… Hitler appeared visibly intimidated by this assault … The novelty was almost palpable. New worlds had opened out.

As the momentum of the Red Army’s Oder-Vistula offensive led to the fall of Warsaw later that month, three senior members of Guderian’s planning staff were arrested by the Gestapo and questioned about their apparent questioning of orders from the OKW. Only after Guderian spent hours intervening on their behalf were two of them released, though the third was sent to a concentration camp. The basis of the problem not only lay in the vengeful Führer but in the system of unquestioning obedience to orders which had been created around him, which was in fundamental conflict with the General Staff’s system of mutual trust and exchange of ideas. Of course, the failed putsch had greatly contributed to Hitler’s genuine distrust of the General Staff, as well as to his long-felt ‘class hatred’ of the army’s aristocratic command. On 27 January, during a two-and-a-half-hour Führer conference, starting at 4.20 p.m., Hitler explained his thinking concerning the Balkans, and in particular, the oilfields of the Lake Balaton region in Hungary. With Göring, Keitel, Jodl, Guderian and five other generals in attendance, together with fourteen other officials, he ranged over every front of the war, with the major parts of the agenda including the weather conditions, Army Group South in Hungary, Army Group Centre in Silesia, Army Group Centre in Silesia, Army Group Vistula in Pomerania, Army Group Kurland, the Eastern Front in general, the west and the war at sea. Guderian told Hitler that our main problem is the fuel issue at the moment, to which Hitler replied, who replied: That’s why I’m concerned, Guderian. Pointing to the Balaton region, he added:

… if something happens down there, it’s over. That’s the most dangerous point. We can improvise everywhere else, but not there. I can’t improvise with the fuel. 

The Sixth Panzer Army, reconstituted after its exertions in the Ardennes offensive was ordered to Hungary, from where it could not be extracted. ‘Defending’ Hungary, or rather its oilfields, accounted for seven out of the eighteen Oder-Neisseanzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment. In January, Hitler had only 4,800 tanks and 1,500 combat aircraft in the east, to fight Stalin’s fourteen thousand tanks and fifteen thousand aircraft. Soon after the conference, Zhukov reached the Oder river on 31 January and Konyev reached the Oder-Neisse Line a fortnight later, on the lower reaches of the River Oder, a mere forty-four miles from the suburbs of Berlin. It had been an epic advance but had temporarily exhausted the USSR,  halting its offensive due to the long lines of supply and communications. On 26 February, the Soviets also broke through from Bromberg to the Baltic. As a consequence, East Prussia was cut off from the Reich. Then they didn’t move from their positions until mid-April.

Below: The Liberation of Europe, East & West, January 1944 – March 1945

About twenty million of the war dead were Russians by this stage, together with another seven million from the rest of the USSR, rather more of them civilians than Red Army soldiers. The vast majority of them had died far from any battlefield. Starvation, slave-labour conditions, terror and counter-terror had all played their part, with Stalin probably responsible for nearly as many of the deaths of his own people as Hitler was. However, the Nazis were guilty of the maltreatment of prisoners-of-war, with only one million of the six million Russian soldiers captured surviving the war, as well as millions of Russian Jews. Yet despite their exhaustion, the proximity of Stalin’s troops to the German capital gave their Marshal and leader a greatly increased voice at the Yalta Conference in the Crimea, called to discuss the ‘endgame’ in Europe, and to try to persuade the Soviets to undertake a major involvement in the war against Japan.

The ‘Big Three’ at the Yalta Conference, 4-11 February:

Franklin Roosevelt and Josef Stalin met only twice, at the Tehran Conference in November 1943 and the Yalta Conference in February 1945, although they maintained a very regular correspondence. Roosevelt’s last letter to the Soviet leader was sent on 11 April, the day before he died. By the time of Yalta, it was Roosevelt who was making all the running, attempting to keep the alliance together. With the Red Army firmly in occupation of Poland, and Soviet troops threatening Berlin itself when the conference opened, there was effectively nothing that either FDR or Churchill could have done to safeguard political freedom in eastern Europe, and both knew it. Roosevelt tried everything, including straightforward flattery, to try to bring Stalin round to a reasonable stance on any number of important post-war issues, such as the creation of a meaningful United Nations, but he overestimated what his undoubted aristocratic charm could achieve with the genocidal son of a drunken Georgian cobbler. A far more realistic approach to dealing with Stalin had been adopted by Churchill in Moscow in October 1944, when he took along what he called a naughty document which listed the proportional interest in five central and south-east European countries. Crucially, both Hungary and Yugoslavia would be under ’50-50′ division of influence between the Soviets and the British. Stalin signed the document with a big blue tick, telling Churchill to keep it, and generally stuck to the agreements, the exception being Hungary.

In preparation for the conference, Stalin tried to drum up as much support as he could for his puppet government in Poland. It was a subject, for example, that had dominated the visit of General de Gaulle to Moscow in December 1944. It was against the diplomatic background of this meeting with De Gaulle and in the knowledge that the war was progressing towards its end, that Stalin boarded a train from Moscow for the Crimea in February 1945. He had just learnt that Marshal Zhukov’s Belorussian Front had crossed into Germany and were now encamped on the eastern bank of the Oder. In the West, he knew that the Allies had successfully repulsed Hitler’s counter-attack in the Ardennes, and in the Far East that General Douglas MacArthur was poised to recapture Manila in the Philippines, the British had forced the Japanese back in Burma, and the US bombers were pounding the home islands of Japan. Victory now seemed certain, though it was still uncertain as to how soon and at what cost that victory would come.

The conference at Yalta has come to symbolise the sense that somehow ‘dirty deals’ were done as the war came to an end, dirty deals that brought dishonour on the otherwise noble enterprise of fighting the Nazis. But it wasn’t quite the case. In the first place, of course, it was the Tehran Conference in November 1943 that the fundamental issues about the course of the rest of the war and the challenges of the post-war world and the challenges of the post-war world were initially discussed and resolved in principle. Little of new substance was raised at Yalta. Nonetheless, Yalta is important, not least because it marks the final high point of Churchill and Roosevelt’s optimistic dealings with Stalin. On 3 February, the planes of the two western leaders flew in tandem from Malta to Saki, on the flat plains of the Crimea, north of the mountain range that protects the coastal resort of Yalta. They, and their huge group of advisers and assistants, around seven hundred people in all, then made the torturous drive down through the high mountain passes to the sea.

The main venue for the conference was the tsarist Livadia Palace, where  FDR stayed and where the plenary sessions took place. The British delegation stayed at the Vorontsov Villa Palace overlooking the Black Sea at Alupka, twelve miles from the Livadia Palace. The Chiefs of Staff meetings were held at Stalin’s headquarters, the Yusupov Villa at Koreiz, six miles from the Livadia Palace. Churchill, who had cherished the hope that the United Kingdom would be chosen as the site of the conference, was not enthusiastic about the Crimea. He later described the place as ‘the Riviera of Hades’ and said that…

 … if we had spent ten years on research, we could not have found a worse place in the world.

But, as in so much else, the will of Stalin had prevailed, and none of the Western Allies seemed aware of of the bleak irony that his chosen setting was the very location where eight months previously Stalin his own peculiar way of dealing with dissent, real or imagined, in deporting the entire Tatar nation. Yet it was here in the Crimea that the leaders were about to discuss the futures of many nationalities and millions of people. One of these leaders, President Roosevelt, had, according to Churchill’s doctor, Lord Moran, gone to bits physically. He doubted whether the President was fit for the job he had to do at Yalta. Hugh Lunghi, who went to the military mission in Moscow, remembers seeing the two leaders arrive by plane, and he too was surprised by the President’s appearance:

Churchill got out of his aircraft and came over to Roosevelt’s. And Roosevelt was being decanted, as it were – it’s the only word I can use – because of course he was disabled. And Churchill looked at him very solicitously. They’d met in Malta of course, so Churchill, I suppose, had no surprise, as I had – and anyone else had who hadn’t seen Roosevelt previously – to see this gaunt, very thin figure with his black cape over his shoulder, and tied at his neck with a knot, and his trilby hat turned up at the front. His face was waxen to a sort of yellow … and very drawn, very thin, and a lot of the time he was sort of … sitting there with his mouth open sort of staring ahead. So that was quite a shock.

Roosevelt was a dying man at Yalta, but whether his undoubted weakness affected his judgement is less easy to establish, with contemporary testimony supporting both sides of the argument. What is certain, though, is that Roosevelt’s eventual accomplishments at Yalta were coherent and consistent with his previous policies as expressed at Tehran and elsewhere. His principal aims remained those of ensuring that the Soviet Union came into the war against Japan, promptly, once the war in Europe was over and gaining Soviet agreement about the United Nations. The intricacies of the borders of eastern Europe mattered much less to him. Addressing Congress in March 1945, Roosevelt reported that Yalta represented:

… the end of the system of unilateral action, the exclusive alliances, the spheres of influence, the balance of power, and all the other expedients that have been tried for centuries, and have always failed.

This was an idealistic, perhaps naive, way to have interpreted the Yalta conference, but it is quite possible that Roosevelt believed what he was saying when he said it, regardless of disability and illness. Whilst Roosevelt’s physical decline was obvious for all present to see, just as obvious was Stalin’s robust strength and power. As the translator at the Conference, Hugh Lunghi saw him:

Stalin was full of beans … He was smiling, he was genial to everyone, and I mean everybody, even to junior ranks like myself. He joked at the banquets more than he he had before.

In his military uniform, Stalin cut an imposing figure, and, in the head of the British Foreign Office, Sir Alexander Cadogan’s words, he was quiet and restrained, with a very good sense of humour and a rather quick temper. But, more than that, the Allied leaders felt that Stalin at Yalta was someone they could relate to on a personal level and could trust more than they had been able to do previously. Certainly, Churchill and Roosevelt remained anxious to believe in Stalin the man. They clung to the hope that Stalin’s previous statements of friendship meant that he was planning on long-term co-operation with the West. By the time of Yalta, Churchill could point to the fact that the Soviets had agreed to allow the British a free hand in Greece. In any case, the future peace of the world still depended on sustaining a productive relationship with Stalin. The two Western leaders remained predisposed to gather what evidence they could in support of their jointly agreed ‘thesis’ that Stalin was a man they could ‘handle’. At the first meeting of all three leaders, in the Livadia Palace, the former holiday home of the imperial family, Roosevelt remarked:

… we understand each other much better now than we had in the past and that month by month that understanding was growing.

It was Poland which was to be the test case for this assertion, and no subject was discussed more at Yalta. Despite the protests of the Polish government in exile, both Roosevelt and Churchill had already agreed that Stalin could keep eastern Poland. What mattered to both leaders was that the new Poland, within its new borders, should be ‘independent and free’. They knew only too well, of course, that only days after Hitler’s ‘brutal attack’ from the West, the Soviet Union had made their own ‘brutal attack’ from the East. It was the results of this ‘land grab’ that Churchill now agreed, formally, to accept. But he also explained that Britain had gone to war over Poland so that it could be “free and sovereign” and that this was a matter of “honour” for Britain. Stalin pointed out that twice in the last thirty years, the USSR had been attacked through the “Polish corridor”, and he remarked:

The Prime Minister has said that for Great Britain the question of Poland is a question of honour. For Russia it is not only a question of honour but also of security … it is necessary that Poland be free, independent and powerful. … there are agents of the London government connected with the so-called underground. They are called resistance forces. We have heard nothing good from them but much evil.

Stalin, therefore, kept to his position that the ‘Lublin Poles’, who were now in the Polish capital as ‘the Polish government’ had as great a democratic base in Poland as de Gaulle has in France and that elements of the ‘Home Army’ were ‘bandits’ and that the ex-Lublin Poles should be recognised as the legitimate, if temporary, government of Poland. Unlike at Tehran, where he had remained silent in the face of Stalin’s accusations about the Polish resistance, Churchill now made a gentle protest:

 I must put on record that the British and Soviet governments have different sources of information in Poland and get different facts. Perhaps we are mistaken but I do not feel that the Lublin government represents even one third of the Polish people. This is my honest opininion and I may be wrong. Still, I have felt that the underground might have collisions with the Lublin government. I have feared bloodshed, arrests, deportation and I fear the effect on the whole  Polish question. Anyone who attacks the Red Army should be punished but I cannot feel the Lublin government has any right to represent the Polish nation.

As Churchill and Roosevelt saw it, the challenge was to do what they could to ensure that the government of the newly reconstituted country was as representative as possible. So Roosevelt sent Stalin a letter after the session that he was concerned that people at home look with a critical eye on what they consider a disagreement between us at this vital stage of the war. He also stated categorically that we cannot register the Lublin government as now composed. Roosevelt also proposed that representatives of the ‘Lublin Poles’ and the ‘London Poles’ be immediately called to Yalta s that ‘the Big Three’ could assist them in jointly agreeing on a provisional government in Poland. At the end of the letter, Roosevelt wrote that:

… any interim government which could be formed as a result of our conference with the Poles here would be pledged to the holding of free elections in Poland at the earliest possible date. I know this is completely consistent with your desire to see a new free and democratic Poland emerge from the welter of this war.

This put Stalin in something of an awkward spot because it was not in his interests to have the composition of any interim government of Poland worked out jointly with the other Allied leaders. He would have to compromise his role, as he saw it, as the sole driver of events if matters were left until after the meeting disbanded. So he first practised the classic politicians’ ploy of delay. The day after receiving Roosevelt’s letter, 7 February, he claimed that he had only received the communication ‘an hour and a half ago’. He then said that he had been unable to reach the Lublin Poles because they were away in Kraków. However, he said, Molotov had worked out some ideas based on Roosevelt’s proposals, but these ideas had not yet been typed out. He also suggested that, in the meantime, they turn their attention to the voting procedure for the new United Nations organisation. This was a subject dear to Roosevelt’s heart, but one which had proved highly problematic at previous meetings. The Soviets had been proposing that each of the sixteen republics should have their own vote in the General Assembly, while the USA would have only one. They had argued that since the British Commonwealth effectively controlled a large number of votes, the Soviet Union deserved the same treatment. In a clear concession, Molotov said that they would be satisfied with the admission of … at least two of the Soviet Republics as original members. Roosevelt declared himself ‘very happy’ to hear these proposals and felt that this was a great step forward which would be welcomed by all the peoples of the World. Churchill also welcomed the proposal.

Then Molotov presented the Soviet response on Poland, which agreed that it would be desirable to add to the Provisional Polish Government some democratic leaders from the Polish émigré circles. He added, however, that they had been unable to reach the Lublin Poles, so that time would not permit their summoning to Yalta. This was obviously a crude ruse not to have a deal brokered between the two Polish ‘governments’ at Yalta in the presence of the Western leaders. Yet Churchill responded to Molotov’s proposal only with a comment on the exact borders of the new Poland, since the Soviet Foreign Minister had finally revealed the details of the boundaries of the new Poland, as envisaged by the Soviets, with the western border along the rivers Oder and Neisse south of Stettin. This would take a huge portion of Germany into the new Poland, and Churchill remarked that it would be a pity to stuff the Polish goose so full of  German food that it got indigestion. This showed that the British were concerned that so much territory would be taken from the Germans that in the post-war world they would be permanently hostile to the new Poland, thus repeating the mistakes made at Versailles in 1919 and forcing the Poles closer to the Soviets.

At this conference, Churchill couched this concern as anxiety about the reaction of a considerable body of British public opinion to the Soviet plan to move large numbers of Germans. Stalin responded by suggesting that most Germans in these regions had already run away from the Red Army. By these means, Stalin successfully dodged Roosevelt’s request to get a deal agreed between the Lublin and London Poles. After dealing with the issue of Soviet participation in the Pacific War, the leaders returned once more to the question of Poland. Churchill saw this as the crucial point in this great conference and, in a lengthy speech, laid out the immensity of the problem faced by the Western Allies:

We have an army of 150,000 Poles who are fighting bravely. That army would not be reconciled to Lublin. It would regard our action in transferring recognition as a betrayal. 

Above: Stalin & Churchill at Yalta 

Churchill acknowledged that, if elections were held with a fully secret ballot and free candidacies, this would remove British doubts. But until that happened, and with the current composition of the Lublin government, the British couldn’t transfer its allegiance from the London-based Polish government-in-exile. Stalin, in what was a speech laced with irony, retorted:

The Poles for many years have not liked Russia because Russia took part in three partitions of Poland. But the advance of the Soviet Army and the liberation of Poland from Hitler has completely changed that. The old resentment has completely disappeared … my impression is that the Polish people consider this a great historic holiday.

The idea that the members of the Home Army, for example, were currently being treated to a ‘historic holiday’ can only have been meant as ‘black’ humour. But Churchill made no attempt to correct Stalin’s calumny. In the end, the Western Allies largely gave in to Stalin’s insistence and agreed that the Soviet-Polish border and, in compensation to Poland, that the Polish-German border should also shift westward. Stalin did, however, say that he agreed with the view that the Polish government must be democratically elected, adding that it is much better to have a government based on free elections. But the final compromise the three leaders came to on Poland was so biased in favour of the Soviets that it made this outcome extremely unlikely. Although Stalin formally agreed to free and fair elections in Poland, the only check the Western Allies secured on this was that ‘the ambassadors of the three powers in Warsaw’ would be charged with the oversight of the carrying out of the pledge in regard to free and unfettered elections. On the composition of the interim government, the Soviets also got their own way. The Western Allies only ‘requested’ that the Lublin government be reorganised to include ‘democratic’ leaders from abroad and within Poland. But the Soviets would be the conveners of meetings in Moscow to coordinate this. It’s difficult to believe that Roosevelt and Churchill could have believed that this ‘compromise’ would work in producing a free and democratic Poland, their stated aim. Hugh Lunghi later reflected on the generally shared astonishment:

Those of us who worked and lived in Moscow were astounded that a stronger declaration shouldn’t have been made, because we knew that there was not a chance in hell that Stalin would allow free elections in those countries when he didn’t allow them in the Soviet Union.

This judgement was shared at the time by Lord Moran, who believed that the Americans at Yalta were ‘profoundly ignorant’ of ‘the Polish problem’ and couldn’t fathom why Roosevelt thought he could ‘live at peace’ with the Soviets. Moran felt that it had been all too obvious in Moscow the previous October that Stalin meant to make Poland ‘a Cossack outpost of Russia’. He saw no evidence at Yalta that Stalin had ‘altered his intention’ since then. But on his first observation, he was wrong in respect to Roosevelt, at least. The President no longer cared as much about Poland as he had done when needing the votes of Polish Americans to secure his third term. He now gave greater priority to other key issues, while paying lip-service to the view that the elections in Poland had to be free and open. He told Stalin, …

… I want this election to be the first one beyond question … It should be like Caesar’s wife. I didn’t know her but they say she was pure.

Privately, the President acknowledged that the deal reached on Poland was far from perfect. When Admiral Leahy told him that it was so elastic that the Russians can stretch it all the way from Yalta to Washington without ever technically breaking it, Roosevelt replied: I know, Bill, but it is the best I can do for Poland at this time. The ‘deal’ was the best he could do because of the low priority he gave to the issue at that particular time. What was most important for Roosevelt overall was that a workable accommodation was reached with Stalin on the key issues which would form the basis for the general post-war future of the world. He did not share the growing consensus among the Americans living in Russia that Stalin was as bad as Hitler. Just before Yalta, he had remarked to a senior British diplomat that there were many varieties of Communism, and not all of them were necessarily harmful. As Moran put it, I don’t think he has ever grasped that Russia is a Police State. For the equally hard-headed Leahy, the consequences of Yalta were clear the day the conference ended, 11 February. The decisions taken there would result in Russia becoming …

… the dominant power in Europe, which in itself carries a certainty of future international disagreements and the prospects of another war.

But by the end of the conference, the leaders of the Western Allies and many of their key advisers were clearly putting their faith ever more firmly in the individual character of Stalin. Cadogan wrote in his journal on 11th that he had …

… never known the Russians so easy and accommodating … In particular, Joe has been extremely good. He is a great man, and shows up very impressively against the background of the other two ageing statesmen.

Churchill remarked that what had impressed him most was that Stalin listened carefully to counter-arguments and was then prepared to change his mind. And there was other evidence of a practical nature that could be used to demonstrate Stalin’s desire to reach an accommodation with the West – his obvious intention not to interfere in British action in Greece, for example. But above all, it was the impact of his personality and behaviour during the conference that was crucial in the optimism that prevailed straight after Yalta. This was evident in the signing of the ‘somewhat fuzzy’ Declaration on Liberated Europe, which pledged support for reconstruction and affirmed the right of all peoples to choose the form of government under which they will live. There was, at least in public, a sense that the ideological gap between the West and the Soviet Union was closing, with renewed mutual respect. Drained by long argument, the West, for now at least, took Stalin at his word. At the last banquet of the conference, Stalin toasted Churchill as the bravest governmental figure in the world. He went on:

Due in large measure to to Mr Churchill’s courage and staunchness, England, when she stood alone, had divided the might of Hitlerite Germany at a time when the rest of Europe was falling flat on its face before Hitler. … he knew of few examples in history where the courage of one man had been so important to the future history of the world. He drank a toast to Mr Churchill, his fighting friend and a brave man.

Verdicts on Yalta & Reactions in Britain and the USA:

In his ‘ground-breaking’ TV series on ‘the Cold War’, Jeremy Isaacs considered that:

The Yalta Conference represented the high-water mark of Allied wartime collaboration … But Yalta was also the beginning of the post-war world; the divisions between East and West became apparent. …

Stalin was apprehensive that the new United Nations might be controlled by the United States and Britain, and that the Soviet Union would be outnumbered there. It was agreed that two or three Soviet republics would be admitted as members and that each of the great powers should have a veto over resolutions of the Security Council.

However, the Western powers might have bargained differently and more effectively at Yalta. The Americans never used their considerable economic power to try to pressurise the Soviets to be more accommodating. The Soviets wanted a $6 billion line of credit to buy American equipment after the war, as well as an agreement on the amount of reparation they could take from Germany to pay for the conflict. They saw this partly as compensation for the vast destruction caused by the Nazis, partly as a means of punishing the German people for following them and partly as a symbol of victor’s rights. Britain and the United States were opposed to reparations; they had caused havoc after the First World War and could now hinder Germany from recovering following the Second. Eventually, after Yalta, they did agree to them, and Roosevelt compromised on a figure of $20 billion, to be paid in goods and equipment over a reasonable period of time. Neither of these issues was properly discussed at Yalta, however, not least because most people involved thought that there would be a formal peace conference at the end of the war to resolve all the key issues once and for all. But such a conference would never take place. According to Jeremy Isaacs, …

Yalta revealed cracks in the Grand Alliance. Only the common objective of defeating Hitler had kept it together; that and the personal trust, such as it was, among the three leaders.

After Yalta, the relationship between Roosevelt and Stalin would be the key to co-operation. With victory in sight, on 12 April, having defused another dispute with Stalin, the president drafted a cable to Churchill: I would minimise the general Soviet problem. Later the same day, and a little over two months after Yalta, Roosevelt collapsed, and a few hours later he was dead.

For the most part, the three statesmen were pleased with what had been accomplished at the Yalta Conference. As well as the agreements on Poland, albeit without the consent of the Polish people themselves or the Polish government-in-exile, the demarcation zones for occupied Germany had been fixed, with the French being granted an area of occupation alongside the British, Americans and Soviets. Yet, notwithstanding the discussions of the subject at the conferences held at both Tehran and Yalta, there was no unified conception of the occupying forces regarding the future treatment of Germany before its surrender. What was ‘tidied up’ on the conference fringe were the military plans for the final onslaught on Nazi Germany. It was also agreed that German industry was to be shorn of its military potential, and a reparations committee was set up. Also, major war criminals were to be tried, but there was no discussion of the programme of ‘denazification’ which was to follow. Neither did Stalin disguise his intention to extend Poland’s frontier with Germany up to the Oder-Neisse line, despite the warnings given by Churchill at the conference about the effects this would have on public opinion in the West.

However, the initial reactions in Britain were concerned with Poland’s eastern borders. Immediately after the conference, twenty-two Conservative MPs put down an amendment in the House of Commons remembering that Britain had taken up arms in defence of Poland and regretting the transfer of the territory of an ally, Poland, to ‘another power’, the Soviet Union; noting also the failure of the to ensure that these countries liberated by the Soviet Union from German oppression would have the full rights to choose their own form of government free from pressure by another power, namely the Soviet Union. Harold Nicolson, National Labour MP and former Foreign Office expert, voted against the amendment: I who had felt that Poland was a lost cause, feel gratified that we had at least saved something. Praising the settlement as the most important political agreement we have gained in this war, he considered the alternatives. To stand aside, to do nothing, would be ‘unworthy of a great country’.   Yet to oppose the Russians by force would be insane. The only viable alternative was ‘to save something by negotiation’. The Curzon Line, delineated after ‘a solid, scientific examination of the question’  at the Paris Peace Conference was, he claimed, ‘entirely in favour of the Poles’. Should Poland advance beyond that line, ‘she would be doing something very foolish indeed’. Churchill and Eden came in for the highest praise:

When I read the Yalta communiqué, I thought “How could they have brought that off? This is really splendid!”

Turning the dissident Conservatives’ amendment on its head, Harold Nicolson revealed Yalta’s most lasting achievement. Russia, dazzled by its military successes, revengeful and rapacious, might well have aimed to restore its ‘old Tsarist frontiers’. It had not done so and instead had agreed to modify them permanently. Harold Nicolson spoke with conviction in the Commons, but then to salute Stalin’s perceived altruism in the Polish matter rendered his reasoning contrived and decidedly off-key. The truth, as Churchill would tell him on his return from Yalta, was much more prosaic. Stalin had dealt himself an unbeatable hand, or, as two Soviet historians in exile put it: The presence of 6.5 million Soviet soldiers buttressed Soviet claims. But then, Churchill’s own rhetoric was not all it seemed to be. Although in public he could talk about the moral imperative behind the war, in private he revealed that he was a good deal less pure in his motives. On 13 February, on his way home from Yalta, he argued with Field Marshal Alexander, who was ‘pleading’ with him that the British should provide more help with post-war reconstruction in Italy. Alexander said that this was more or less what we are fighting this war for – to secure liberty and a decent existence for the peoples of Europe. Churchill replied, Not a bit of it! We are fighting to secure the proper respect for the British people!

Nicolson’s warm support of the Yalta agreement rested on the rather woolly ‘Declaration on Liberated Europe’ promising national self-determination, of which he said:

No written words could better express the obligation to see that the independence, freedom and integrity of Poland of the future are preserved.

He also thought that Stalin could be trusted to carry out his obligations since he had demonstrated that he is about the most reliable man in Europe. These sentiments, to a generation born into the Cold War, and especially those brought up in the ‘satellite’ states of eastern-central Europe, must sound alarmingly naive, but at that time he was in good company. On returning from Yalta, Churchill reported to his Cabinet. He felt convinced that Stalin ‘meant well in the world and to Poland’ and he had confidence in the Soviet leader to keep his word. Hugh Dalton, who attended the Cabinet meeting, reported Churchill as saying:

Poor Neville Chamberlain believed he could trust Hitler. He was wrong. But I don’t think I’m wrong about Stalin.

Opposition to Yalta was muted, confined mainly to discredited ‘Munichites’ who now sprang to the defence of Poland. In the Commons on 27 February Churchill continued to put the best gloss he could on the conference, and said he believed that:

Marshal Stalin and the Soviet leaders wish to live in honourable friendship and equality with the Western democracies. I feel also that their word is their bond.

When the Commons voted 396 to 25 in favour of Churchill’s policy, the PM was ‘overjoyed’, praising Nicolson’s speech as having swung many votes. Churchill’s faith in Stalin, shared by Nicolson, proved right in one important respect. The ‘percentages agreement’ he had made with Stalin in Moscow by presenting him with his ‘naughty document’, which had been signed off at Yalta, was, at first, ‘strictly and faithfully’ adhered to by Stalin, particularly in respect of Greece.

Roosevelt’s administration went further. In Washington, the President was preceded home by James Byrnes, then head of the war mobilization board and later Truman’s Secretary of State, who announced not only that agreement had been reached with at Yalta about the United Nations, but that as a result of the conference, ‘spheres of influence’ had been eliminated in Europe, and the three great powers are going to preserve order (in Poland) until the provisional government is established and elections held. This second announcement was, of course, very far from the truth which was that degrees or percentages of influence had been confirmed at Yalta. Roosevelt had wanted the American public to focus on what he believed was the big achievement of Yalta – the agreement over the foundation and organisation of the United Nations. The President, well aware that he was a sick man, wanted the UN to be central to his legacy. He would show the world that he had taken the democratic, internationalist ideals of Woodrow Wilson which had failed in the League of Nations of the inter-war years, and made them work in the shape of the UN.

The ‘gloss’ applied to the Yalta agreement by both Roosevelt and Byrnes was bound to antagonise Stalin. The Soviet leader was the least ‘Wilsonian’ figure imaginable. He was not an ‘ideas’ man but believed in hard, practical reality.  What mattered to him was where the Soviet Union’s borders were and the extent to which neighbouring countries were amenable to Soviet influence. The response of Pravda to Byrnes’ spin was an article on 17 February that emphasised that the word ‘democracy’ meant different things to different people and that each country should now exercise ‘choice’ over which version it preferred. This, of course, was a long way from Roosevelt’s vision, let alone that of Wilson. In fact, the Soviets were speaking the language of ‘spheres of influence’, the very concept which Byrnes had just said was now defunct. Stalin had consistently favoured this concept for the major powers in Europe and this was why he was so receptive towards Churchill’s percentages game in October 1944.

But it would be a mistake to assume that Stalin, all along, intended that all the eastern European states occupied by the Red Army in 1944-45 should automatically transition into Soviet republics. What he wanted all along were ‘friendly’ countries along the USSR’s border with Europe within an agreed Soviet ‘sphere of influence’. Of course, he defined ‘friendly’ in a way that precluded what the Western Allies would have called ‘democracy’. He wanted those states to guarantee that they would be close allies of the USSR so that they would not be ‘free’ in the way Churchill and Roosevelt envisaged. But they need not, in the immediate post-war years, become Communist states. However, it was Churchill, rather than the other two of the ‘Big Three’ statesmen, who had the most difficulty in ‘selling’ Yalta. That problem took physical form in the shape of General Anders, who confronted Churchill face to face on 20 February. The Polish commander had been outraged by the Yalta agreement, which he saw as making a ‘mockery of the Atlantic Charter’. Churchill said that he assumed that Anders was not satisfied with the Yalta agreement. This must have been heard as a deliberate understatement, as Anders replied that it was not enough to say that he was dissatisfied. He said: I consider a great calamity has occurred. He then went on to make it clear to Churchill that his distress at the Yalta agreement was not merely idealistic, but had a deeply practical dimension as well. He protested:

Our soldiers fought for Poland. Fought for the freedom of their country. What can we, their commanders, tell them now? Soviet Russia, until 1941 in close alliance with Germany, now takes half our territory, and in the rest of it she wants to establish her power.

Churchill became annoyed at this, blaming Anders for the situation because the Poles could have settled the eastern border question earlier. He then added a remarkably hurtful remark, given the sacrifice made by the Poles in the British armed forces:

We have enough troops today. We do not need your help. You can take your divisions. We shall do without them.

It is possible to see in this brief exchange not only Churchill’s continuing frustration with the Poles but also the extent to which he felt politically vulnerable because of Yalta. His reputation now rested partly on the way Stalin chose to operate in Poland and the other eastern European countries. To preserve intact his own wartime record, he had to hope Stalin would keep to his ‘promises’. Unfortunately for the British Prime Minister, this hope would shortly be destroyed by Soviet action in the territory they now occupied. Anders (pictured on the right after the Battle of Monte Casino) talked to Field Marshal Sir Alan Brooke, Chief of the Imperial General Staff. In his diary entry for 22 February, the latter recorded what Anders told him, explaining why the Polish leader takes this matter so terribly hard:

After having been a prisoner, and seeing how Russians could treat Poles, he considered that he was in a better position to judge what Russians were like than the President or PM. … When in a Russian prison he was in the depth of gloom but he did then always have hope. Now he could see no hope anywhere. Personally his wife and children were in Poland and he could never see them again, that was bad enough. But what was infinitely worse was the fact that all the men under his orders relied on him to find a solution to this insoluble problem! … and he, Anders, saw no solution and this kept him awake at night. 

It soon became clear that Anders’ judgement of Soviet intentions was an accurate one, as Stalin’s concept of ‘free and fair elections’ was made apparent within a month. But even before that, in February, while the ‘Big Three’ were determining their future of without them and Churchill was traducing their role of in the war, the arrests of Poles by the Soviets continued, with trainloads of those considered ‘recalcitrants’ sent east, including more than 240 truckloads of people from Bialystok alone.

The Combined Bombing Offensive & the Case of Dresden:

Meanwhile, from the beginning of February, German west-to-east troop movements were being disrupted at the Russians’ urgent request for the Western Allies to bomb the nodal points of Germany’s transportations system, including Berlin, Chemnitz, Leipzig and Dresden. But it was to be the raid on Dresden in the middle of the month that was to cause the most furious controversy of the whole Combined Bomber Offensive (CBO), a controversy which has continued to today. During the Yalta Conference of 4 to 11 February, Alan Brooke chaired the Chiefs of Staff meetings at the Yusupov Villa the day after the opening session when the Russian Deputy Chief of Staff Alexei Antonov and the Soviet air marshal Sergei Khudyakov pressed the subject of bombing German lines of communication and entrainment, specifically via Berlin, Leipzig and Dresden. In the view of one of those present, Hugh Lunghi, who translated for the British Chiefs of Staff during these meetings with the Soviets, it was this urgent request to stop Hitler transferring divisions from the west to reinforce his troops in Silesia, blocking the Russian advance on Berlin that led directly to the bombing of Dresden only two days after the conference ended.

The massive attack on Dresden took place just after ten o’clock on the night of Tuesday, 13 February 1945 by 259 Lancaster bombers from RAF Swinderby in Lincolnshire, as well as from other nearby airfields, flying most of the way in total cloud, and then by 529 more Lancasters a few hours later in combination with 529 Liberators and Flying Fortresses of the USAAF the next morning. It has long been assumed that a disproportionately large number of people died in a vengeance attack for the November 1940 ‘blanket bombing’ of Coventry and that the attack had little to do with any strategic or military purpose. Yet though the attack on the beautiful, largely medieval city centre, ‘the Florence of the Elbe’, was undeniably devastating, there were, just as in Coventry, many industries centred in this architectural jewel of southern Germany.

The 2,680 tons of bombs dropped laid waste to over thirteen square miles of the city, and many of those killed were women, children, the elderly and some of the several hundred thousand refugees fleeing from the Red Army, which was only sixty miles to the east. The military historian Allan Mallinson has written of how those killed were suffocated, burnt, baked or boiled. Piles of corpses had to be pulled out of a giant fire-service water-tank into which people had jumped to escape the flames but were instead boiled alive. David Irving’s 1964 book The Destruction of Dresden claimed that 130,000 people died in the bombing, but this has long been disproven. The true figure was around twenty thousand, as a special commission of thirteen prominent German historians concluded, although some more recent historians have continued to put the total at upwards of fifty thousand. Propaganda claims by the Nazis at the time, repeated by neo-Nazis more recently, that human bodies were completely ‘vaporised’ in the high temperatures were also shown to be false by the commission.

Certainly, by February 1945, the Allies had discovered the means to create firestorms, even in cold weather very different from that of Hamburg in July and August of 1943. Huge ‘air mines’ known as ‘blockbusters’ were dropped, designed to blow out windows and doors so that the oxygen would flow through easily to feed the flames caused by the incendiary bombs. High-explosive bombs both destroyed buildings and just as importantly kept the fire-fighters down in their shelters. One writer records:

People died not necessarily because they were burnt to death, but also because the firestorm sucked all the oxygen out of the atmosphere.

In Dresden, because the sirens were not in proper working order, many of the fire-fighters who had come out after the first wave of bombers were caught out in the open by the second. Besides this, the Nazi authorities in Dresden, and in particular its Gauleiter Martin Mutschmann, had failed to provide proper air-raid protection. There were inadequate shelters, sirens failed to work and next to no aircraft guns were stationed there. When Mutschmann fell into Allied hands at the end of the war he quickly confessed that a shelter-building programme for the entire city was not carried out because he hoped that nothing would happen to Dresden. Nonetheless, he had two deep reinforced built for himself, his family and senior officials, just in case he had been mistaken. Even though the previous October 270 people had been killed there by thirty USAAF bombers, the Germans thought Dresden was too far east to be reached, since the Russians left the bombing of Germany almost entirely to the British and Americans. Quite why Mutschmann thought that almost alone of the big cities, Dresden should have been immune to Allied bombing is a mystery, for the Germans had themselves designated it as a ‘military defensive area’.

So the available evidence does not support the contemporary view of Labour’s Richard Stokes MP and Bishop George Bell as a ‘war crime’, as many have since assumed that it was. As the foremost historian of the operation, Frederick Taylor has pointed out, Dresden was by the standards of the time a legitimate military target. As a nodal point for communications, with its railway marshalling yards and conglomeration of war industries, including an extensive network of armaments workshops, the city was always going to be in danger once long-range penetration by bombers with good fighter escort was possible. One historian has asked: Why is it legitimate to kill someone using a weapon, and a crime to kill those who make the weapons? However, Churchill could see that the ‘CBO’ would provide a future line of attack against his prosecution of the war, and at the end of March, he wrote to the Chiefs of Staff to put it on record that:

… the question of bombing German cities simply for the the sake of increasing the terror, though under other pretexts, should be reviewed. Otherwise we shall come into control of an utterly ruined land. We shall not, for instance, be able to get housing materials out of Germany for our own needs because some temporary provisions would have to be made for the Germans themselves. The destruction of Dresden remains a serious query against the conduct of Allied bombing … I feel the need for more precise concentration upon military objectives … rather than on mere acts of terror and wanton destruction, however impressive.

This ‘minute’ has been described as sending a thunderbolt down the corridors of Whitehall. ‘Bomber’ Harris, who himself had considerable misgivings about the operation because of the long distances involved, was nonetheless characteristically blunt in defending the destruction of a city that once produced Meissen porcelain:

The feeling, such as there is, over Dresden could be easily explained by a psychiatrist. It is connected with German bands and Dresden shepherdesses. Actually Dresden was a mass of munition works, an intact government centre and a key transportation centre. It is now none of those things.

One argument made since the war, that the raid was unnecessary because peace was only ten weeks off, is especially ahistorical. With talk of secret weaponry, a Bavarian Redoubt, fanatical Hitler Youth ‘werewolf’ squads and German propaganda about fighting for every inch of the Fatherland,  there was no possible way of the Allies knowing how fanatical German resistance would be, and thus predict when the war might end. The direct and indirect effects of the bombing campaign on war production throughout Germany reduced the potential output of weapons for the battlefields by fifty per cent. The social consequences of bombing also reduced economic performance. Workers in cities spent long hours huddled in air-raid shelters; they arrived for work tired and nervous. The effects of bombing in the cities also reduced the prospects of increasing female labour as women worked to salvage wrecked homes, or took charge of evacuated children, or simply left for the countryside where conditions were safer. In the villages, the flood of refugees from bombing strained the rationing system, while hospitals had to cope with three-quarters of a million casualties. Under these circumstances, demoralisation was widespread, though the ‘terror state’ and the sheer struggle to survive prevented any prospect of serious domestic unrest.

The Reich fragmented into several self-contained economic areas as the bombing destroyed rail and water transport. Factories lived off accumulated stocks. By the end of February, the economy was on the verge of collapse, as the appended statistics reveal. Meanwhile, German forces retreated to positions around Berlin, preparing to make a last-ditch stand in defence of the German capital.

 

Statistical Appendix: The Social & Economic Consequences of the Bombing Campaign in Germany:

Sources:

Published in 2008, by BBC Books, an imprint of Ebury Books, London.

Andrew Roberts (2009), The Storm of War: A New History of the Second World War.  London: Penguin Books.

Norman Rose (2005), Harold Nicolson. London: Pimlico.

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Herman Kinder & Werner Hilgemann (1978), The Penguin Atlas of World History, volume two. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Jeremy Isaacs & Taylor Downing (1998), Cold War: For Forty-five Years the World Held Its Breath. London: Transworld Publishers.

‘Red Walls’, ‘Heartlands’ & ‘Little Moscows’:

We may well ask, in borrowing and adapting the title of Richard Llewellyn’s famous 1939 novel, whether Britain’s industrial valleys and towns were really quite so ‘red’ as some made them out to be at the time and over the decades since the Thirties. The myth of Maerdy in the Rhondda as a ‘little Moscow’ has remained a potent one, and has been used to justify the political hegemony of Labour in its ‘heartlands’ and, most recently, to explain the victory of the Conservatives beyond the ‘Red Wall’ of the ‘Northern’ constituencies in the 2019 General Election. In Wales, the metaphor of bridges seems more appropriate, since the Bridgend constituency, in the geographical heart of the region and on the edge of the Coalfield below the Llynfi, Garw and Ogmore valleys, was taken by the Tories (the town and the three valleys make up the County Borough of Bridgend). Maerdy became a myth because it was the base of Arthur Horner, Communist and future leader of the South Wales Miners’ Federation. As such, the intransigence of its miners’ lodge, which it shared with other pit villages, was deliberately channelled by the militants in the ‘Fed’ and the NUWM, giving it a longer life as a ‘little Moscow’. Its styles were present wherever there were some everywhere in the valleys. In the face-to-face conflict with the Labour Party nationally enjoined by the Comintern’s Class Against Class policy between 1929 and 1934, the CPGB took over the Rhondda Labour Party, stood Horner as a parliamentary candidate in 1933 and got within three thousand votes of getting him elected. Horner then renewed working with other left-wing organisations ahead of the ‘Popular Front’ policy adopted by the Communist International the following year.

In the Thirties, as the expansion of the Social Service movement sought to ‘irrigate’ the South Wales Coalfield, it was accused by the ‘Left’ in general and Communists in particular, of becoming a form of ‘dope’ for the unemployed, contributing to the process of ‘demoralisation’ in coalfield communities, rather than alleviating it. Allen Hutt took this view, making no differentiation between the efforts of the churches, the Quakers, the ‘social service ladies and gentlemen and other charity mongers’. Wal Hannington, Communist leader of the NUWM, also argued that those who, by word or deed, divert the unemployed from the struggle against the Government were, whether they knew it or not, leading them into demoralisation rather than rescuing them from it, and in so doing, were acting as instruments of government policy. He pointed out that the word ‘demoralisation’ did not only refer to behaviour involving corrupt practices and indulging in mean and contemptible acts but could also be applied to a person being deprived of courage and self-reliance. Both the government and the movement itself remained extremely sensitive to this accusation which was echoed by Labour MPs and therefore could not be dismissed as the babbling of a militant minority. The 1934 Pilgrim Trust Report had suggested that the ‘generous impulse’ of the Nation had gone far to soften the bitterness of spirit that would brook no palliatives and Wyndham Portal stated that, whilst there was…

… no doubt that men were averse … to associating themselves with a club which was subsidised by Government monies, opposition was ‘gradually dying down’. 

However, while the hostility may have gone, the apathy had not, as his own report revealed that though there were a hundred and fifty unemployed clubs throughout the region, they involved only about twelve per cent of the total unemployed. Portal suggested that there should be a settlement with a warden and his wife carefully vetted to ensure that the ‘right type’ of people were appointed who would operate the occupational centres ‘on appropriate lines’. Firstly, they were to encourage transference by fostering a wider sense of ‘citizenship’, breaking down loyalties to class and locality. Secondly, they were to seek out and develop the right sort of leadership for the communities in which they settled. However, those who knew the valleys better could see the contradictions involved in this strategy. Captain Geoffrey Crawshay, the Honorary Secretary of SWMCSS expressed this concern in the Second Annual Report of the Council:

… Leaders in Churches and Sunday Schools, Trade Union Lodges and Workmen’s Institutes, Unemployed Men’s Clubs and Boys’ Clubs change with every month, while ‘Transference’ skims the cream from our community and leaves it with the same burdens of maintenance and ever-deepening problems of social leadership. … The flower of our young manhood, with all its potentialities for leadership is leaving us in a steady flow. 

Several less ‘official’ surveys confirmed that many of the younger unemployed ‘kept away’ from the centres for a variety of reasons. Apart from the obvious association of them with activities preferred by older men such as boot-repairing and upholstery, it soon became apparent that these institutions were not, as they claimed, run in the best traditions of democratic organisation which were the norm in coalfield society. In his survey conducted for the Carnegie Trust in the Pontypridd area, A. J. Lush found that, out of the ten occupational clubs in the area, only two allowed members ‘a fair measure of responsibility for control and management’ and that many of the organisers were ‘stalwart conservative zealots’, chiefly concerned to provide ‘strong moral leadership’ and often ‘terribly ignorant on the most vital subjects inherent in the work… .’ Their lack of understanding of the needs of the unemployed would lead them to organise programmes of lectures which had little or no relevance to their audience. One unemployed miner remarked to James Hanley that ‘these places’ were run like ‘a kind of honest British Working Men’s Club’. Communists were often excluded because it was feared that they might spread dissent and division:

… the Social Centre is not very keen on having you if you’re a Communist. They’re very worried about us, … and they’ll have to worry a lot more soon, for the whole valley is turning that way as time goes on…

Certainly, what one American sociologist, Eli Ginzberg described as ‘mendacious propaganda’ did contribute to the failure of settlement houses and clubs, which were constantly under attack from the ‘Left’. Percy Watkins, of the NCSS, encountered considerable opposition when he visited Rhydyfelin to suggest the setting up of an occupational club in Taff Vale. Communists regularly referred to settlement houses as ‘dope houses’ where injections were administered to the unemployed so that they might more willingly bear their lot. Referring to the Brynmawr Settlement, Ginzberg noted widespread resentment at the statement that Mr Peter Scott, who had first arrived there with the support and under the direction of the Society of Friends’ Coalfield Distress Committee, had taken this little town under his wing. This had led to a deep distrust, not just of the National Government, but also of the Society of Friends and the Council of Social Service, both of which were perceived as being under government control, so that when the populace learned that the Government was actually giving financial support to the Council, its distrust turned into hostility. Another American Sociologist visiting the coalfield, G. H. Armbruster, found a similar antagonism in the Eastern Valley of Monmouthshire:

Passionately class conscious, the population resents the charitable features of the institutions and their origin from the benevolence or deception of a class that tradition has taught them to hate.  ‘They are here to keep us quiet’ is a common oobservation … Individuals  who had long taken advantage of the facilities offered remarked that they initially had to face the derision of and open antagonism of their fellows. ‘Aye, you’d a thought we were blacklegs’ one man saidwho had largely been responsible for the start of construction of an unemployed men’s clubin his community told me. … The trades unions and the Labour Party also initially fed this opposition.

This antagonism was amplified by the way that the new institutions were seen to be in open competition with the miners’ institutes, despite the latter’s acceptance of financial support from the NCSS. Many older unemployed miners would have nothing to do with new Centres because they saw them as weapons in an ‘underground war’ to destroy the institutes. Some Hanley’s witnesses went into flights of rhetorical language on this issue:

Now a lot of miners don’t like the look of things at present, the way these centres and camps are spreading about. And I ask you – why will they bring these damned centres right on top of our own institutes? Many men think they’re out to break the Miners’ Institutes.

Even those who attended the clubs shared this scepticism and explained their participation by suggesting that they had every right to whatever ‘crumbs’ they could snatch. Philip Massey, in his survey of Blaina and Nantyglo, concluded that the acceptance of these small benefits did not make people content with their conditions. Indeed, several of the activities started through social service grants were being run by men with firm left-wing views. They had decided that, by the mid-thirties, it was too late to start boycotting the centres and that, though the Social Service movement was ‘a farce’ and ‘a sop’, they should take advantage of the resources available and use them for their own ends. Others, however, continued to feel that the centres were a continual and humiliating reminder of their dependence on this damned charity and that damned charity and that they conditioned the unemployed to accept their worklessness:

… All the Centres have done so far as I can see is to create a lot of jobs for people who don’t really need them. They travel about in cars and ask us how we’re getting on, and we go on mending boots and making tables, and not a thought about work in the air at all.

It is evident from these responses that the majority of the unemployed, both young and old, saw the settlement movement as a further intervention by the State. It was not easy for communities already at the mercy of the means test and transference measures to interpret the actions of these alien social workers in any other way than those of a quasi-official group of officials who had been sent to bring further demoralising pressure to that which they already felt. Referring to the Tonypandy ‘riots’ of 1910, one miner suggested to Hanley that the intention of the government was the same as it had been back then – to break the miners’ spirit. It was this belief that conditioned many of the responses of these communities, families and individuals to unemployment and impoverishment. That is why it is important that one of the major responses ‘from below’, that of voluntary migration, should not be confused with the dominant official response to unemployment, that of ‘Transference’. The migration response has been too readily characterised as one of acquiescence and defeatism rather than one of resistance to, and escape from, the web of state intervention in the coalfield.

Equally, it has been too easily assumed that the extent of resistance to state intervention from within the coalfield itself can best be measured by reference to the number and nature of demonstrations and the level of political action within its institutions and organisations. However, it is important to see both migration and militancy as complex responses in the context of the wider political and cultural traditions of coalfield communities, rather than simply assuming that the processes of immiseration led automatically either to widespread and uniform demonstrative action or to abject surrender. Given the diverse conditions of unemployment which existed in different communities, it is understandable that the ‘militant’ response should have been more detectable in some communities compared with others. The older coalfield communities which endured higher levels of long-term unemployment throughout the decade from 1929 to 1939 were those with the greatest propensity to direct political action. Although these ‘eruptions’ were the products of latent frustrations and resentment, they were sporadic events which occurred in response to specific grievances in the local operation of government policy and, although dramatic both in their nature and effects, they were rarely part of a broader political strategy. Therefore, the crude causal analysis of contemporary propagandists such as Donovan Brown when they wrote about the 1935 demonstrations against the new UAB scales, need to be treated with considerable scepticism:

There has always been in South Wales a tradition of militant struggle and extreme radicalism. English bourgeois standards have never penetrated deeply into the villages of the Welsh mining valleys. Steadily worsening conditions have replaced the spontaneous native culture of of the days when miners taught their apprentices the perfection of the Welsh metre, with a vigorous political consciousness. The village forms a perfect unit for unit for militant organisation around the pit; there class consciousness has arisen quite naturally, while the coal owners live many miles away in beautiful manors – we are reminded of the Chartist days when the Welsh mining villages constituted enemy territory  … poverty, and the traditional militancy of the Welsh workers, naturally produced a vigorous opposition … Ceaseless activity has also continued among the unemployed … Marches and demonstrations all over the area had previously been taking place … South Wales is ablaze with indignation.

Whilst the broad brushstrokes of this assessment provide a colourful backdrop to a portrait of coalfield society, historians must painstakingly pick out the details for themselves. Otherwise, they will leave us with stereotypical and distorted images of the communities that composed it. Whilst it is clear that the Communists had been active organisers among the unemployed for some years before the 1935 demonstrations, they did not seem to benefit from this in terms of membership and support for their ‘Class Against Class’ policy. Even when they discarded this policy in 1934, and despite Wal Hannington’s well-known efforts with the NUWM, he still failed to attract any substantial support from the voters of Merthyr Tydfil in the by-election of that year.

However, this evidence of a lack of support for revolutionary socialism should not lead us to the conclusion that ‘the unemployed’ of Merthyr were acquiescent about their condition. In fact, they were far from apathetic, but whilst espousing socialist views, had practical priorities and commitments, like ‘GSW’ (the need to demonstrate to labour exchange officials that they were genuinely seeking work) which would simply not allow time for a marked degree of participation in demonstrations and other forms of political action. Though many had to wait at home for hours waiting for a call to work for three days at their collieries, they were also far from physically or mentally idle, dividing their time between the Miners’ Institutes and their allotments, the latter providing a vital supplementary food supply for their families. J. J. Williams, the local correspondent of the Glamorgan Gazette, commented on the juggling of priorities in the Garw valley:

The new Pantygog Allotments have already become known as ‘the little Moscow’, perhaps as a direct challenge to the old Sunday Market. One member who in debates often talks of ‘taking the gloves off to get down to concrete facts’ never touches the spade unless his hands are gloved.

There were many short-lived ‘little Moscows’, wherever the demands of struggle became so intense that a counter-community became necessary. At the height of the battle against non-unionism, described below, Bedlinog, which Gwyn Williams famously characterised as one of those villages where you need magnets in your boots to stand upright, at one time elected a Communist Chamber of Commerce.

Green or Red? Re-painting the Valleys in the Thirties:

Graph showing the relationship between average annual unemployment and net out-migration (in black) in given years (July-June).

For Dai Smith pointed out in his book Wales! Wales? (1984), the thirties were ‘laundered’ in the post-war liberal mind to such an extent that their image of ‘passivity and pity’ has obscured the ‘sustaining humour and collective struggle’ that can be found, for example in the autobiographical stories of Gwyn Thomas or in the local newspaper columns of J. J. Williams. For many on the ‘liberal-left’, South Wales became a ‘case-study’. The American sociologist Eli Ginzberg spent some years in the 1930s investigating the social deprivation and institutional response in South Wales for his book, Grass on the Slag Heaps, published in 1942, his title perhaps picking up on the ‘green’ theme from Llewellyn’s novel, published three years earlier. Ginzberg concluded his book with the observation:

It is difficult to help people who will not help themselves, and many of the tragedies that befell the Welsh during the the postwar decades can be traced to their own shortcomings and the shortcomings of their allies, the trade union movement and the Labour party … As early as 1934 Lord Portal called attention to the fact that the leaders of South Wales were noticeably inept, a result of the fact that the most virile and able people had migrated. This kindly interpretation of the ineptitude of Welsh leaders cannot, however, explain … such stupid practices in sending trade union leaders to Parliament as a reward for faithful services to the Federation.

The preface to Ginzberg’s book was written by Thomas Jones (1870-1955),  the arch-druid of the ‘Cymric’ liberals, who in the 1930s, with increasing success, began to fill the gap left by the collapse of independent working-class education and the decline of the Miners’ Institutes. The ‘Marxist’ Central Labour College and its offshoot of ‘Plebs League’ classes in the coalfield could no longer be sustained by the Miners’ Federation, much reduced in wealth and self-confidence. As Secretary of the Pilgrim Trust, Jones acted as dispenser-in-chief of aid to the stricken South Wales valleys and Percy Watkins became head of the Welsh section of the NCSS. Between them, they controlled the intersection between social service, educational provision and public guidance. In his memoirs, Watkins wrote of his puzzlement and irritation at the reception given to their attempts to restore ‘standards’ and ‘authority’ in the valleys:

It is a strange thing that these honest efforts of ours to bring cultural opportunities within the reach of the unemployed in the days of their helplessness and hopelessness did not receive the encouragement and support that might have been especially expected from the political side of the Labour movement and from the trade unions. The former preferred to regard the motives of our movement as nothing more than an attempt to provide ‘dope’.

Marching in Step Against the Means Test:

The ‘dope’ was not intended to smother working-class militancy, which was patchy in any case, or their institutions, despite the rumours to the contrary. Where these were challenged directly, it was by victimisation, company unions, mass unemployment and mass policing. All of these ultimately failed to control the coalfield communities. The reorganisation and recovery of the  SWMF, the continued agitation of the NUWM, and the fact that more national political and public attention was focused on the contrast between the increasingly prosperous areas and the depressed areas within Britain, all meant that by 1934 protest could be better organised and could produce results. Massive demonstrations against the 1934 Unemployment Act took place when the previously abstract idea of ‘popular front’ politics became a living reality in South Wales in January and February of 1935, as hundreds of thousands of people demonstrated within their valleys. The protest marches were directed against new government regulations that would have reduced unemployment assistance in addition to operating the humiliation of the means test.

On Sunday, 3 February, knots of people gathered around banners: local committees of action, churches, chapels, co-operatives, women’s groups, the Salvation Army and the British Legion, Sunday schools, shopkeepers, shop-assistants, teachers, printers, ministers, the miners, the unemployed, women and children, all brought out onto the streets in a collective cry of anger against the continuing injustice of the unemployment allowance rates and the means test. The defiance was that of a whole community. In and about them moved their organisers, Labour and Communist and ILP, the NUWM, political opponents who had denounced each other endlessly in the previous six years. Bands formed up. Lewis Jones, the Communist spokesman for the NUWM, captured the moment in his ‘documentary’ novel, We Live, based on ‘Cwmardy’, based on the Rhondda:

At the bottom of the hill, before turning into the square which led to the rubbish dump, where the other contingents of the Combine were waiting. Len looked back. His eyes glowed with what he saw. The street behind him looked like a flowing river of human beings on which floated innumerable scarlet banners and flags … Although directly in front of the band, he heard running beneath its thrumming wails the deep monotone of countless boots  tramping rhythmically on the hard road … When the front of the demonstration was two miles advanced  and on the summit of the hill to the east of Cwmardy, people were still pouring into the assembling field. Len lifted his head shaply into the air when he fancied he heard the distant strain of music in the direction left of the demonstration. He turned to Mary and the workman next to her. ‘Can you hear anything?’ he asked. They both looked simultaneously past Len and he, seeing their amazement, turned his head to look in the same direction. He drew his breath sharply and his perspiring face went a shade whiter. The mountain which separated Cwmardy from the other valleys looked like a gigantic  ant-hill covered with a mass of black, waving bodies. ‘Good God,’ the man next to Mary whispered, ‘the whole world is on the move …’ 

On that Sunday, the whole population of South Wales seemed to have turned out on to the streets. There were sixty to seventy thousand in the Rhondda marching to Tonypandy; Aneurin Bevan spoke to thousands at Blackwood; Pontypool saw the biggest meeting it had ever had, twenty thousand listening to Ernest Bevin. There were marches and meetings in Neath, Briton Ferry, Merthyr, even in Barry. Down the Aberdare Valley, fifty thousand people marched to Mountain Ash in a procession two and a half miles long through wind and rain. Men and women wore their Sunday best as if at a ‘Gymanfa Ganu’ (Community Song Festival) George Dugger MPor a Sunday School rally, a cry from humanity for humanity, as a local journalist reported, adding the government cannot refuse to listen. Something of the order of 300,000 people marched that day. One person out of seven of the entire population of Wales was out in those valleys. It was the greatest demonstration Wales has ever known, before or since.

The marches were at their strongest and sometimes most violent at the heads of the valleys, especially in Merthyr and the Ebbw Fach Valley, which by this time had learnt to live with long-term unemployment and had come to regard benefit and relief as due by right, rather than as charity. Nowhere was the latent resentment of the effects of state intervention more visibly expressed than in Merthyr, where the UAB offices were ransacked, despite the imprecations of the previously well-respected Quaker, John Dennithorne. They shouted at him, Come down, Old Bug Whiskers! They would listen only to Ceridwen Brown from Aberdare and a local hero everyone knew as Jack Williams, the Communist from Dowlais. The smashing of the UAB offices horrified even the fiery radical, S O Davies, the Labour MP for the borough. His opinions were such that the Communist Party stood little chance of unseating him. On this occasion, however, he denounced the demonstrators as a rabble and was shouted down by Communists and ILP-ers.

Over in Blaina, the demonstrations also blew up into violence. The children of Nantyglo refused to go to school and the shopkeepers shut up shop. Take all necessary measures, their Labour MP George Dugger told them. In the Ebbw Fach Valley, there were seventy in the Communist Social Club and fifty in the Communist Women’s Club; the valley had Communist district and county councillors. The people unleashed a guerilla war against a tough police force and marched on Abertillery singing We’ll make Queen Mary do the washing for the boys! and Who’s afraid of the big bad wolf? at Superintendent Baker. A big demonstration was planned for the offices at Blaina when the after the authorities had refused to listen to the Communist councillor Phil Abrahams. The Brynmawr and Nantyglo contingents met up with the Blaina and Abertillery squads near the Blaina Inn. The police came out of it flailing batons, and there were guerilla battles all over the heads of the valleys. At the ensuing trial, six of the rioters got six months in jail, three Communists in the NUWM got nine months and Phil Abrahams was stripped of his civic rights for ten years. In South Wales as a whole, three hundred thousand were estimated to have come out for demonstrations on three successive weekends. In Lancashire, Yorkshire, Durham and in the other old centres of Britain’s industrial revolution, the same emotion filled the streets.

The National Government was forced to listen. In the Commons, Oliver Stanley announced a stand-still order on their regulations. They did not come into effect for eighteen months, and then in modified forms. It was in the heads-of-the-valleys communities that the unemployed stood to lose the most through the new regulations. This was the only known occasion in the thirties when popular protest, aligned with parliamentary opposition, led most memorably by Aneurin Bevan, actually stopped the National Government in its tracks. South Wales had been at the forefront, and from that moment, despite the continuing horrors, there was a sudden lift in morale in the coalfield communities. Bevan later commented: Silent pain evokes no response.

Staying Down, Striking Back & Reaching Out:

Aneurin Bevan had been elected as MP for Ebbw Vale in 1929, finding himself in a Parliament in which thirteen of the fifteen Welsh Labour MPs had had, like him, an official connection with the SWMF, the miners’ ‘Fed’. During 1933-34, Bevan proposed the formation of worker self-defence militias against the small, scattered pockets of fascists who took root in south Wales. An eccentric Communist in Merthyr had a strong following among the most isolated and depressed communities and became something of a local hero to them and there were regular clashes around the town. There was some drilling of the militias around Bevan’s home town of Tredegar, and the Communists also organised their own vigilantes, but all such initiatives were smothered by the Labour Party.

Towards the end of 1935, a series of stay-down strikes erupted in pits where non-unionists and company-unionists were ensconced. These ‘stay-downs’ fired the imagination; they were a weapon of repossession. Hundreds of men remained underground in their pits across all the valleys of South Wales in an act of collective defiance that ultimately ensured the demise of company unionism. It was a desperate, tough fight to unhinge the ‘non-political’ union, regain members, and establish credibility among the unemployed in an industry being driven by utterly intransigent coal-owners. Gwyn Williams (1985) wrote of this:

It is a story of infinite patience, persistence, care, resolution, and where necessary ruthlessness in what had the makings of a civil war. It is a story of remarkable leadership … with the genius of Horner in the van. The ritual was endlessly repeated, the strikes and arguments, the brass bands, marching crowds, women in the lead everywhere, the police charges, the court cases, the pilgrimage of political prisoners, the banners … The process climaxed in those dramatic stay-downs which caught the imagination of a generation, the long, wretched hours underground, the drama at the pit-head, the upcoming to a triumph.

From 1934 onwards the Fed was reorganised with a rank and file executive, unemployed lodges and a more effective structure. It successfully harnessed the community to its purpose and, in its somewhat shrunken industry, it won. This was one essential core around which the popular mobilisation of 1935 formed. But that mobilisation also demonstrated the limits of the Communist initiative. The CP, with its new Daily Worker offering powerful support for a Popular Front, and a dedicated membership approaching three thousand, moved forward, in the words of Gwyn Williams, with its intelligent, learned, hardened, crusading yet earthily practical men and women with all its dependent organisations, only to run into a brick wall of Labour hostility. The reaction of the Labour party nationally put a brake on the shift towards the popular front in Wales. There was a major rally of the social democratic faithful with the chapels, in particular, setting themselves against the threat of atheistic Communism in the valleys. Following the early months of unity against the UAB and the National Government, throughout the rest of 1935, there was a marked hardening of the Labour position in south Wales. At the General Election of 1935, the Communist candidate in the Rhondda fell well back in the poll.

From the summer of 1936, the Communists in the valleys went on to develop their support for the popular front in the context of the outbreak of civil war in Spain between the populist left-wing Republican government and the Fascist supporters and militias of Franco. In all, 174 volunteers from Wales fought with the International Brigade; thirty-three of them died. The majority of them were South Wales miners, 122 of them, with a further thirty-four of them hailing from the coal ports. Nearly all of them were members or supporters of the CP, for whom serving in Spain was as much a badge of honour as having gone to jail for ‘the cause’. Lodges in the ‘Fed’ raised money and goods for the Republicans and took Basque children into sanctuary. Lewis Jones, the writer of We Live, spent his energies on the cause, dropping dead from exhaustion after addressing over thirty street meetings in support of it in the week that Barcelona fell.

A Royal Command or an Indicative Promise?:

In October 1936, the nervousness created by the mass demonstrations and strikes prompted Captain Ellis at the NCSS to warn against the Royal Visit to South Wales, due to take place in November, at the same time as the revised code of regulations for men on transitional benefits was to take effect. Although the two-day visit to the Rhondda, Merthyr Tydfil and the Monmouthshire Valleys had been planned for some time, on 12 October, Ellis wrote anxiously to Godfrey Thomas at Buckingham Palace:

I feel bound to say first that I think the day is ill-chosen. The new UAB regulations come into force on October 16th. On the whole they tend to affect South Wales more than most places, and it is extremely likely that between the 16th and 19th, which is the first day, there will be a great deal of demonstration against them. It seems to me that if that time is chosen for a visit of the King, the agitators will say that his visit is intended to distract attention from the regulations, and to mark by royal approval what is being done by the Ministry of Labour and other bodies. His visit will then be given a political significance … When Tom Jones saw the announcement of the date in the paper, he asked me to tell you that he felt very strongly that the King should not be taken to South Wales during that week.

There was some basis in evidence for these apprehensions. In August, the Merthyr Unemployed Lodge of the SWMF had demanded that there should be a one-day strike, a march on London and a ‘monster petition’ of the whole of South Wales in the campaign against the new regulations. Later that month, the Dowlais Unemployed Lodge had decided to support the boycott of the Coronation, due to take place in the New Year. However, refusing to heed even the warnings of Tom Jones, Edward VIII chose to go ahead with the visit, albeit a month later than planned, on 18-19 November and, ironically, it was in Dowlais, during a tour of the derelict steelworks (that once employed nine thousand), that he made his (oft-misquoted) remark, terrible, terrible, something will be done about this. … to find them work. This may well have been an attempt to head off the kind of criticism which Ellis had suggested might accompany the King’s visit, rather than an attempt to embarrass the Cabinet, as some interpreted it. Whatever the case, his visit did indeed acquire a political significance and certainly did not earn him any friends in a government which was already beginning to call for his abdication. Desperately hungry men and women grasped at the words of the monarch but, on the Welsh Labour ‘left’, as the MP for Ebbw Vale, Aneurin Bevan, was furious. It was an outrage, he said, …

… to organise an expedition to Wales as if it were an unknown, barbarous and distant land, much in the same way as you might go to the Congo.

He said that the King was being used to mask persecution and that Ernest Brown, the Minister of Labour who accompanied him,  was the instrument of that persecution. Brown was an unpopular politician, especially in an area that had seen rioting against the Means Test the year before. To counterbalance him and the Minister of Health, Sir Kingsley Wood, the King commanded that Malcolm Stewart, the Commissioner for the Special Areas, dine with him on his train that evening. Stewart had just resigned in frustration at the government’s failure to back him over the introduction of new industries into the special areas. Chamberlain, in particular, was opposed to these measures. Shortly before his resignation, Stewart had published a damning report on the feebleness of existing measures to tackle unemployment. Even before he stepped off the train, therefore, Edward was ‘walking’ into an area of acute political sensitivity. This was made more acute when, visiting a farming co-operative at Boverton in the Vale of Glamorgan, he remarked to an ex-miner working on the farm who said he would prefer to return to the valleys if there were work available, Yes, it is a great pity that something more can’t be done about it. As the tour continued past disused collieries, through maternity and child welfare clinics, into local housing estates, Edward was asked by everyone he met: tell Whitehall to do something for the valleys. The significance of his visit lay in the feeling that someone of importance actually cared.

From Merthyr Tydfil, the King’s party made its ill-fated detour to the Bessemer Steelworks in Dowlais, shut down six years earlier. Just as the closure of Palmer’s shipyards at Jarrow had blighted that town, its plight just highlighted by its well-publicised ‘Crusade’ to London, so the ending of steelworking in Dowlais had ruined that community. Coal mines could be kept running on ‘short’ time work, with miners working three shifts a week, but once a steelworks closed it very quickly became derelict with all its workers permanently laid off. As a result, in 1936, three-quarters of the town’s population was permanently unemployed. Two thousand came out and streamed along the pavements to greet the King on this unscheduled and highly improvised sojourn, and though many of them were radicals supporting the NUWM, they were intrigued to see him and raised their caps, even if they also raised clenched fists. He stood by the defunct blast furnace surveying the scene of desolation, his face drawn and grave, his bowler hat removed as a sign of respect. As he looked on, some of the men, quite spontaneously, started to sing the solemn but beautiful Welsh hymn, Crygybar. The King visibly moved, turned to those next to him and is reported to have said …

These steelworks brought the men hope. Something will be done to see that they stay here – working.

But it was the four words, ‘something must be done’ echoed around the country. Of course, in grammatical terms, there is an important difference between the use of ‘will’ and ‘must’ in his sentence, or phrase, regardless of the context, but perhaps the most important point is that it is expressed in the ‘passive voice’ so that no ‘person’ is specified as the agent of the promised action. Added to this, ‘will’ is expressed in an ‘indicative mood’ as a ‘promise’ and is not an imperative, or a command. It is not the same as ‘shall’ which, when used in the third person or in the passive is emphatic and fulfils the function of an ‘auxiliary verb’. ‘Must’ is a ‘modal’ verb which expresses an ‘imperative’ mood to refer to an obligation, and an internalised one. However, it could only be expressed as a ‘command’ by using ‘have’, as in ‘has to be done’ or, even stronger, ‘will have to be done’. In any case, ‘something must be done’ was a misinterpretation, deliberate or otherwise, of what the King actually said, resulting in an important, if subtle, change in the message he was trying to send out.

These four words, as they appeared in newspaper headlines, became a refrain taken up by those of all political parties who felt that the government had done too little to alleviate the suffering of the poor and unemployed. In fact, in his earlier visit to Boverton, Edward had been careful to avoid appearing to criticise the action already taken by the government and the social movement which, as the patron of the NCSS, he was already well aware of. The King’s words, like the Jarrow March, just ended, gained a significance that transcended the immediacy of the plight to which they referred. His intervention simply reflected the growing consensus that something had to be done to create a more just and fair society by bringing jobs to the ‘Special Areas’. As the King, he was expressing the national mood, and although he had told Baldwin the day before that he was prepared to abdicate rather than give up Mrs Simpson, he was now, buoyed up by the success of his visit, beginning to think that it was part of his destiny to put up a fight both for the people and the woman he loved.

Aneurin Bevan declined an intervention to meet the King at Rhymney the next day, saying that he could not associate himself with a visit which appeared to support the notion that private charity has made, or can ever make a contribution of any value to the solution of the problem of South Wales. But the whole event was turned into another mass demonstration by the coalfield communities visited. The visit to South Wales had demonstrated his immense popularity and ability to empathise with the sufferings of his people. When combined with the politics of long-term unemployment, it made for a heady brew. The King’s opponents became concerned. These escapades should be limited, Ramsay MacDonald commented sternly in his diary, they are an invasion into the field of politics and should be watched constitutionally. Geoffrey Dawson, writing in The Times, called the reported four-word comment of the King, monstrous. He penned a letter in which he dismissed it as a constitutionally dangerous proceeding that would threaten, if continued, to entangle the Throne in politics. The Daily Mail, under the title ‘The King Edward Touch’, praised his visit:

Never has the magic of personal leadership been better shown than by the King’s visit to south Wales. … As few Ministers have done, the Sovereign examined their plight and drew from (the unemployed) the tale of their trouble.

Edward later reflected that his words to the people of Dowlais were the minimum humanitarian response that he could have made to the suffering he had seen. The episode made him all too aware that the modern world had made it almost impossible for a monarch to continue to play the role of the Good King, free to move unhindered among his subjects and speak what is in his mind. His subjects in South Wales certainly did not object to the political tone of his comment. The Royal Archives at Windsor are the repository of thousands of letters addressed to the King during this crucial period, the vast majority of which are positive.  The following sentiments were shared and expressed by many:

You could profess concern and interest and yet stay stay away … but that you do not do, and may God bless you for it.

We like you for the concern you have for the welfare of the poorest and most unfortunate of your subjects. No other King has gone among them as you have done, or shown signs of appreciating their distress in the way you do.

With hindsight, there can be little doubt that the publicity given to the King’s visit and his spontaneous remarks had an important impact in quickening the process of industrial redevelopment. But it took a world war to bring work to South Wales and by then Edward VIII had become the Duke of Windsor and was leading the life of a useless aristocrat in France.

Today We Live: Re-making the Images of the Coalfield.

Rumours that the South Wales Miners were planning a march on London to restore Edward to the throne in 1937 turned out to be just that. These had been heard by David Alexander, who had first gone to South Wales as a Cambridge undergraduate to shoot a miners’ strike, and returned that year to produce a film called Eastern Valley, dealing with the relief work organised by the Quakers at the top of the Monmouthshire Valleys. In this short film, one unemployed miner explains that he was working now not for a boss but for myself and my butties, whilst an ‘old timer’  admits that although mistakes had been made, a new interest in life had been generated by the Quakers.

The best known Welsh documentary was Today We Live, made in the same year for the NCSS. The Welsh scenes in this film were directed by Ralph Bond and they told a story in which the unemployed miners of Pentre in the Rhondda debate whether or not to co-operate with the voluntary relief agencies. It is obvious that these unemployed miners had been coached: they were told of the gist of what they had to say but put it into their own words. But although, therefore, a dramatised documentary, the difficulty of living on a shilling a day is movingly conveyed and it is not surprising that the film was so well received in the art-houses of London and New York. It was rare to hear the unemployed speak so authentically, but besides the dialogue, the film was also commended for its stunning images of life in the depressed valleys.

Donald Alexander was Bond’s assistant on the film and his shot of the unemployed searching for waste coal on the slag heaps, no doubt prompted by his earlier experiences in the Coalfield, was destined to become the most famous image of the Depression years in Britain. The sequence was ‘cannibalised’ in many later documentaries. Alexander’s slag-heap shots became an iconic image of proletarian hardship and played some part for British intellectuals as Dorothea Lange’s monochrome still-photographs of the ‘Oakie’ migrants to California. As the Socialist cause strengthened towards the end of the decade, several groups attempted to challenge the commercial cinema by producing independent films and by arranging their release through independent outlets. In particular, the Communist Party attempted to make its own newsreels to accompany screenings of Soviet classic features. However, these were rarely shown in Welsh halls or even outside London and had little impact on the working classes. Also, they were mostly composed of badly-shot silent sequences of marches and demonstrations.

Pursuing a Millenarianism of the Oppressed:

At the same time as all this was going on, the ‘Left unity’ of the early months of 1935 was wearing thin by the middle of 1936. At the Merthyr Conference against the Means Test held in July, the claim for direct representation by the NUWM was defeated and in the Autumn the Trades Council reject the request from the Communist Party for affiliation. Relations between the Dowlais Unemployed Lodge and the CPGB were not good either, even where the issue of Spanish Aid was concerned. In the Garw Valley, however, the Communist Party seems to have garnered much of its support through the role the party played in rebuilding the SWMF in the second half of the decade. It is significant that the peak to that support came in the year in which those communities began to recover, fairly rapidly, from the Depression. Linked with this, it is apparent that whilst the Party had failed to attract any significant support for J R Campbell, a well-known figure who stood as a candidate for them in the 1931 parliamentary election, the Glamorgan Gazette reported how, in the 1937 Council election, the people of Pontycymmer were prepared to vote for a respected local Communist and miner:

The declaration of the poll in Ogmore and Garw Council elections took place amid scenes of enthusiasm on Monday night, culminating in the singing of the ‘Red Flag’ when Communist candidate for the Pontycymmer ward, Mr James Redmond, miner, was announced as having gained the large total of 899 votes, and topped the poll. Edward John Evans (Soc) Schoolmaster, gained the other seat with 830 votes. Mr Daniel Davies (Soc) who has served upon the Council for eighteen years loses his seat, the number of votes in his favour being 814. Mr Redmond is the first Communist to be elected in the Garw Valley … After the declaration the crowd became most excited, and the election proved to be the most enthusiastic and keenly followed for years. 

Redmond’s election came in the same week that a new wages agreement between the SWMF and the coalowners was signed, giving increases in wages of between 2s.2d. and 10s. per week, and at a time when it looked as if the decade-long struggle against company unionism and non-unionism in the valley had finally secured almost a hundred per cent membership of the Federation. It is probable that these ‘victories’ and Redmond’s association with them, played a major part in his success. As in other parts of the coalfield, the growth in the electoral strength of the Party was not primarily a response to conditions of poverty and did not reflect widespread avowal of revolutionary socialism, but was a recognition of the organisational ability of its local leaders in helping the community to regain much of its self-confidence. However, in institutional terms, it was still excluded, as in Merthyr, from the official organisation of the unemployed. In November 1937, a series of protest meetings against the Means Test was organised by the Garw Valley Unemployed Lodge and the Pontycymmer Labour Party, with the CP excluded from these events.

Despite these activities, evidence of the existence of widespread apathy on political matters, particularly among the young unemployed, is found in the social surveys of other valley communities. For example, A. J. Lush’s Carnegie Trust Survey was based on interviews with five hundred young unemployed men in Cardiff, Newport and Pontypridd. Of these, only three per cent had any affiliation to a political party or organisation and in Pontypridd, apart from one Communist who was inexorably certain of the facts of the class war, there was evidence of vagueness about the election which was taking place at that time. Lush found no evidence of a swing either to the Right or the Left. The achievements of the Communists among the unemployed in South Wales have tended to be exaggerated by their own contemporary literature, the content of which exists in sharp contrast to that of the Social Service Trusts. Thus, although the NUWM existed in Pontypridd, a ‘coalfield town’, it showed no great success in organising the unemployed and was, in fact, quite reluctant to recruit the long-term unemployed to their ‘ranks’. As other organisers had ‘discovered’, the  physical and mental conditions of these men, old and young alike, would often prove a handicap to organisations based on active protest, including long-distance marches:

It has perhaps been assumed too readily by some that because people are unemployed, their natural discontent will express itself in some revolutionary attitude. It cannot be reiterated too often that unemployment is not an ‘active’ state; its keynote is boredom – a continuous sense of boredom. Consequently, unless a sense of subjective urgency can be expressed by objective political activity, politics can mean little … These young men, products of continuous uemployment, are not likely to believe that an active participation by themselves in affairs will permanently affect an order of things that has already, in the most impressionable years of their lives, shown itself to be so powerful and so devastating.

It is clear that, from Lush’s interviews and other interviews with ‘coalfield people’, including those conducted by this researcher, that there was no sustained militant response to the conditions of unemployment and impoverishment which involved significant numbers of people in any of the valley communities during the Thirties. The popular image, transmitted by contemporary propaganda newsreels and photographs of coalfield society continually on the march, is a myth. Demonstrative action was sporadic, localised and uneven and, where it involved large numbers, was motivated by immediate concerns and basic frustrations and resentments. These feelings could just as easily, and regularly did, produce a somewhat cynical withdrawal from political action. The unemployed did not adopt a revolutionary or militant outlook as a means of confronting their condition. Nevertheless, the determination of the SWMF leadership in the battle against its rival, the South Wales Miners’ Industrial Union and against non-unionism; of minority organisations such as the NUWM in its continual agitation, and of the general leadership of the institutional life of the coalfield communities, enabled a partial recovery of working-class life from the mid-thirties onwards. The ‘United Front’ which emerged from this, though precarious and transitory in many communities, enabled the people of the coalfield quite literally to find both their feet and their voices in a massive demonstration of their collective resistance to state intervention in their lives from the early months of 1935 onwards.

When Bevan and his colleagues in the ‘Socialist League’ were expelled from the Labour Party in 1938 for their advocacy of the ‘United Front’, the ‘Fed’ came to his defence. Bevan told a meeting in the Rhondda that the Welsh miners were the most class-conscious, the most advanced, the most democratic section of the working class. By then, the power and limits of the Communist Party had already passed its peak in the years of the Popular Front. Its base was the ‘Fed’ which by 1939 represented some 135,000 miners, sponsoring thirteen MPs and maintaining a presence in most local authorities. Its executive council was more powerful than that of the local Labour Party. Communists were entrenched within it; Arthur Horner became its President in 1936, proving highly effective. They had their own miners’ journal. In a wider social context, they also had a presence through their classes, their subordinate organisations, like the NUWM and their activism. They charged the atmosphere around the Labour movement in south Wales with their internationalism and within their own society, they had become a distinctive subculture, hated by many, admired by many others, tolerated as a dynamic force by most. The great majority in the Coalfield remained loyal to the Labour Party, but despite the isolation of the Communists during the period of the Nazi-Soviet Pact of 1939-41, the surge of pro-Soviet feeling during and after the siege of Stalingrad nearly carried Harry Pollitt to parliamentary victory in 1945. Bill Paynter, its post-war President, later explained the link between Union, politics and society:

The Miners’ Federation Lodges were pillars of the communities because the Miners’ Institutes and Welfare Halls provided places for the social and cultural activity, and their domination of the local Labour Parties decisively influenced local politics. It is not surprising, therefore, that this kind of background produces a loyalty to the Union so strong that the Union is regarded as a substitute for a political organisation. …

… It has often been said of me that I was a miner and trade unionist first and a Communist second. … I have to admit that it has a great deal of truth in it. … It was true, too, of Arthur Horner and most leaders who have lived and worked in the mining valleys of South Wales.

Even though many self-styled revolutionaries were directing this ‘fight-back’ and even though the Baldwin and Chamberlain governments were clearly fearful of the potential for serious and widespread disorder, the successes of this leadership were rewards for their dedication as members of mining communities rather than the products of a ‘millenarianism of the oppressed’. In the longer-term, the acceptance of political reality was made palatable by the installation of ‘Labourism’ as an administrative necessity for an unreconstructed economy and society. The objection to the ‘dope’ perceived in the offerings of the ‘charity-mongers’ was partly a residual mistrust of those who elevated ‘citizenship’ above ‘class’. The assumption of the ‘Cymric’ liberal élite was that they could translate the mutuality of these one-class communities into institutional forms ‘better’ served by administering politicians and public servants rather than visionary class warriors. Liberalism shaded into Labourism and the latter became bound by a social and cultural consensus that was addicted to the development of a meritocratic society through education. Neither revolutionary socialism and left-wing social democracy on the one hand nor reactionary nationalism on the other was able to contend politically because they did not see the Depression years as a fall from grace. Those who did were more in tune with popular conceptions and they demonstrated that despite the communal collapse, something could be done. As Dai Smith has put it:

The meaning of the rise and fall of the coalfield society as a collective society was thus undermined from within by a policy of piecemeal accommodation and overlaid by a mythology whose potency derived from its universality as a parable.

Regaining Consciousness… To migrate or remain?

Research into contemporary qualitative sources reveals that a complex of economic, social, industrial, political and cultural factors determined the extent, nature and direction of the migration ‘streams’. Not least among these factors was the effect of state intervention. Besides political action, resistance to this intervention was expressed by a refusal to participate in government training and transference schemes and a wider rejection of the demoralisation involved in the invasion of the lives of individuals and families by a host of bureaucrats and social workers. Migration was an effective expression of resistance to this form of demoralisation. Thus, while similar factors influenced both transference and voluntary migration, and although contemporary propagandists frequently confused the two, the latter was far from being an acquiescent response to unemployment for many individuals and families. Their choice was partly determined by these factors and partly by the nature of voluntary migration contrasted with the provisions of the Transference Scheme. The sense of the retention of autonomy through migration was well expressed by one of the older unemployed of the Rhondda in a written statement to the Pilgrim Trust:

For an outsider, who views the situation from the angle of the people in the abyss, or the slum worker out of work, the idea he gets of the depressed areas or Special Areas may be totally wrong. … I want to suggest that our people are fully conscious of the economic principles which have brought change to the valleys. The question is, to migrate or remain? I have chosen to remain. …

Migration thus deserves to be treated as far more than a simple knee-jerk response to economic conditions; it was a class-conscious response for the hundreds of thousands who undertook it. The fact that tens of thousands of Welsh migrants were to be found in Coventry and Oxford in the late 1930s, by which time they formed a significant proportion of the populations of these cities, was not simply due to a series of ‘push’ factors operating upon or from within coalfield society. It is still accepted, of course, that the primary causes of migration between the wars were connected with social and economic conditions. Historians of Wales and British historians on the left have continued to follow what might be called the ‘propagandist’ view of migration, i.e. that people were driven out of the depressed areas by unemployment. For instance, John Stevenson argued that miners left the pit villages in Durham and South Wales for no other reason than that they were desperate to find work. However, the sources show that unemployment was not the sole cause of migration, even if we regard it as the major factor.

Certainly, it is unimaginable that migration would have taken place on the scale which it did, had it not been for the onset of mass unemployment in the coalfield. However, other factors were at work in the period which played a significant part in providing the motivation to relocate. These factors were the general increase in geographical and social mobility; the expansion of new forms transport and communications, including wireless radio; increasing expectations among working-class people in terms of wages, working and living standards, especially better housing; the break-up of the ‘coal complex’, i.e. the acceptance of coal mining as the major means of employment. In addition to these factors, there were many secondary social and cultural factors which played significant roles in the nature, extent and direction of migration, including the decline in health standards in the depressed areas, the role of government and voluntary agencies, the growth of a ‘national’ British culture and the dissolution of the ‘Celtic complex’ concerning Welsh language culture, and the impact of fashion. Thirdly, there were several catalysts, including the decisions of friends and relatives, the attainment of insurable age, victimisation and marital status.

Indeed, given the strength of the practical obstacles to migration which also existed in coalfield society, there needed to be strong compensatory factors at work from within the recipient areas. These obstacles included family loyalties, local patriotism – the sense of belonging to a particular community, region and/ or nationality, house ownership (especially in the older coalfield communities), the sense of loss of skill and trade union traditions as a collier, the loss of the sub-economy of the coalfield. Besides these, there were also obstacles in the recipient communities to overcome; the problems of seasonal unemployment in the ‘new’ industries, homesickness, the shortage and cost of suitable accommodation. Besides, psychological resistance to intervention by state and voluntary agencies and the consequent process of demoralisation was also an obstacle to the success of the official transference scheme. These obstacles were overcome by the careful, autonomous organisation of migration networks which were able to supply information and practical support at every stage of the process.

A National Tragedy?

The cultural gap between the ‘old’ coalfield communities and the ‘new’ industrial centres was not, in any case, as wide as was often portrayed, but it was also bridged by the collective retention of the distinctive traditions and institutions of the coalfield in the recipient areas. These institutional networks were themselves important factors in the genesis of migration as well as in the success of the exodus itself. Yet Welsh historians have tended to follow the ‘nationalist’ perspective in representing the mass migration as a national tragedy. For example, Kenneth O Morgan, writing in 1981 book Rebirth of a Nation: Wales, 1880-1980, wrote of:

A steady drift … of young people … leaving their native land every year, leaving their closely-knit village communities to work in more impersonal … English factories, and to live in anonymous suburban housing estates instead of back-to-back valley terraces with their neighbourliness. Almost as a acutely as for the migrant who crossed the Atlantic to the United States in the previous century, it was a violent uprooting and cultural shock. But it was invariably and necessarily a permanent one, since, as Thomas Jones observed in a famous lecture, “the exiled natives (‘yr alltudion’ of Welsh folklore) never returned”.

Here the elements of alienation, culture shock and permanent displacement are overstated by Morgan, just as they were by many ‘Cymric-liberals’ at the time. He also overstated the importance of the transference policy in the migration to many English towns and cities, as we shall see in the second case study. In this, he is joined by several historians on the left, for whom it suits their purpose to treat ‘Transference’ and ‘Migration’ as synonymous.

(to be continued…)

Sources:

Please see the second part for a full list. Additionally,

Gwyn A Williams (1985), When Was Wales? A History of the Welsh. Harmondsworth: Penguin Books.

The Long & Winding Road to Recovery:

Following the November 1935 General Election, and Attlee’s subsequent election as leader, the Labour Party was firmly back onto the road to recovery. The components of that recovery were many and varied, but they could be summarised as including the following ten ‘key points’:

• acceptance of the changing nature, or ‘re-making’ of the working classes, from those based on the older extractive and manufacturing industries to those in the newer, lighter engineering industries, including large numbers of women workers;

• acceptance of the need to put the ‘National Interest’ ahead of sectional ones, whilst still seeking to develop primary policies to benefit the poorer sections of society, especially the unemployed;

• giving priority to the needs of the working classes for local and national representation rather than promoting revolutionary activism among them;

• ending narrow sectarianism and developing a willingness to develop socialist ideas in practice, and across a broad front, and in alliance with other groups, rather than on the basis of exclusive ideological principles;

• developing co-operative and collective means of organising production, distribution and trade by building coalitions of social and economic organisations, including Co-operative Societies;

• promoting social justice and equity as long-term aims as well as guiding principles for policy-making;

• upholding the rights of all to the rights of freedom of association and expression, particularly in their participation in trade unions and organisations;

• upholding the values of the British people, including ‘patriotism’ and the continuing importance of ensuring ‘thrift’ in programmes of public expenditure by ensuring long-term ‘planning’ of essential public services.

• upholding the institutions of British Democracy, including its constitutional monarchy and the sovereignty of its people through Parliament, based on universal and equal representation.

• advancing the cause of ‘municipal socialism’ through the development of local parties committed to encouraging a sense of civic pride and the establishment of social services, especially in health, maternity and education, accessible to all.   

These points are not listed in any order of priority but reflect recurring themes in contemporary sources, rather than the current concerns of sectional and sectarian protagonists within the Labour Party. Clearly, however, there are echoes and resonances which affect our interpretations of past principles and priorities. Of course, these interpretations themselves are not necessarily new, as the Thirties were set in mythology before they even ended. Then, in my lifetime, against the background of economic decline under the final Wilson administration in 1977, John Stevenson and Chris Cook published their ground-breaking book, The Slump – society and politics during the depression, which began the process of de-mythologising the period by attempting to separate the myths, potent as they still were in popular consciousness, from the historical realities.

Certainly, the politics of the immediate post-war era were fought on the record of the National Government in the pre-war years.  As late as 1951 the Labour Party campaigned with the election slogan, ‘Ask your Dad!’, an illustration of the way in which the emotive image of the ‘hungry thirties’ had become part of the repertoire of political cliché. The popular view of the 1930s as a period of unrelieved failure was undoubtedly hardened and reinforced in the years after the war; a view which became sharpened against the background of full employment in the 1950s and 1960s.  In the late 1970s and early 1980s, when that era had clearly come to an end, the ghosts of the thirties stalked political platforms and the media as a symbol of economic disaster, social deprivation and political discontent.

Contrasting Images of the Thirties:

Now we have passed the point of ‘No Return to the Thirties’ and the memories of the decade are no longer first-hand fears, perhaps this process will soon be brought to its conclusion and we will no longer be stuck with the powerful and all-pervasive images of ‘the wasted years’ and the ‘low dishonest decade’, even if the Thirties will be forever associated with mass unemployment, hunger marches, appeasement and the rise of Fascism at home and on the continent. A concentration on unemployment and social distress does not represent an accurate portrayal of the decade. It would, of course, be fatuous to suggest that the Thirties were not for many thousands of people a time of great hardship and personal suffering. At the time, there was a thirst for information on which policy to ameliorate, if not cure this malaise could be based, especially in the Labour Party. However, it took the Party two years until the end of 1937 to set up a ‘Commission of Enquiry into the Distressed Areas’, to produce its report and to agree on a course of action at a special conference in December 1937. This is somewhat surprising, considering that the National Government itself had, in the face of already overwhelming political pressure, passed the Special Areas Act in 1934 to take some measures in four distressed regions to help the long-term unemployed. Commissioners had been appointed and departments created, though Whitehall in-fighting and economic orthodoxy hampered their work.

But alongside the images of the unemployed must be placed those of another Britain, of new industries, prosperous suburbs and a rising standard of living. Some sectors of the economy grew rapidly, particularly car manufacture, electrical engineering, the paper and publishing industries, and rayon production, all industries heavily concentrated in the Midlands. The output of the UK car industry increased from seventy-one thousand vehicles in 1923 to over 390,000 by 1937, by which time Britain was second only to the USA in the export of motor vehicles. The share of the ‘new industries’ in total industrial output rose from seven per cent in 1924 to twenty-one per cent by 1935. As a consequence of these ‘new industries’, the living standards of people who remained in employment actually improved by about sixteen per cent between the wars. Although the new industries were not sufficiently large to reverse the overall trend of economic decline, they were important in minimising the effect of the Depression for the employed, especially through the migration of workers from the older industries to the new. The economic recovery after 1934 which raised the country out of the trough of unemployment and hunger was limited and precarious. As 1936 progressed, it was recognised that, in part, the recovery depended on a rearmament programme which might ultimately involve Britain in another World War.

As can be seen from the maps above, giving an Index of Relative Unemployment, South Wales was hit harder than any other region by unemployment and poverty. Average unemployment there was thirty-one per cent, compared with twenty per cent in Scotland and twelve per cent in England. Within Wales, there were also huge local variations in levels of unemployment, from eighty-two per cent in Taff Wells, seventy-two in Pontycymmer and sixty-six per cent in Merthyr and Abertillery down to those in the coastal towns and areas below the regional average, if not the national one. By the 1930s, Glamorgan and Monmouthshire had the highest proportion of people on poor relief in the UK, apart from Durham. To combat poverty, the National government had passed the Special Areas (Development) Act in 1934 and followed it with the Special Areas Reconstruction (Agreement) Act in 1936, which provided financial incentives to industry to move to the four distressed areas of the UK. Most of Glamorgan and west Monmouthshire became one of the ‘Special Areas’. The other areas were Glasgow-Linlithgow-Kilmarnock, South Shields-Hartlepool, and Workington. A few new industries were established in each of the areas, but the effects were inadequate.

South Wales –  A Region in Need of a Plan:

In South Wales, the social effect of high levels of poverty was devastating. With poverty came malnutrition and disease. The incidence of rickets and scarlet fever soared, and the death rate from tuberculosis was 130 per cent above the average for the UK. Local shops and services became unviable. Chapels found their congregations dwindling as large numbers of people found themselves having to leave their country, moving to the ‘new industries’ of the southeast and Midlands of England.  Some of the migration continued to be ‘planned’ by the Ministry of Labour, which sponsored the transfer of workers. Between 1921 and 1940, over 440,000 left Wales permanently, eighty-five per cent of them from Glamorgan and Monmouthshire. They either left with the majority under their own steam, or on the Ministry’s schemes, but by the late thirties, it was estimated that as many as one in ten of those officially transferred had taken themselves back to their valleys. Therefore, those experiencing some form of migration from Wales in the interwar years may well have been closer to half a million.

In July 1934, Professor Marquand of Cardiff University published an article in The Times arguing for state stimulation of investment by means of a Trust for new industries. But he also admitted that it was unlikely that any government whether socialist or capitalist could do little more than tilt the balance very slightly in favour of regions like South Wales. It was therefore important that the transference policy should be stepped up as the revival of industry in England proceeded. This provoked an angry reaction from y Blaid Genedlaethol Cymru (‘The Welsh Nationalist Party’), the only party wholly opposed to transference at this time, although it advocated resettlement of ‘Welsh’ and ‘half-Welsh’ industrial workers in rural or ‘de-industrialised’ Wales, while the pre-1921 ‘English’ immigrants to the Coalfield could be returned to their counties of origin. The Party accused Marquand of looking longingly towards state aid and admitting that it would never be forthcoming and then hoping that England’s recovery would be sufficient to enable the flower of Welsh manhood to be dumped there. But these were voices heard only as crying in the wilderness of the ‘Celtic fringe’, as Wyndham Portal’s 1934 Report showed that the government continued to advocate transference on the largest possible scale. 

The Portal Report and the continuing emphasis placed on transference by the Government’s ‘Special Areas’ machinery, to the deliberate exclusion of any policy designed to attract new industries did, however, meet with a growing tide of protest and disgruntlement at a local and regional level within Wales. The Nationalist arguments that the ‘best elements’ in Welsh society were being ‘shipped off’, that migration was having an anglicising effect greater than that of the BBC and that the National Government was only concerned to ensure that there there was ‘no trouble’ in Wales, began to have a broader appeal among ‘establishment’ liberals and church leaders alike. They began to accept that transference and migration did not discriminate between the ‘alien accretions’ and ‘the old Welsh stock’, between the citizens of Welsh-speaking Rhymney and those of anglicised Abertillery. The statistical evidence bears this out, as the number of those identifying as Welsh-speakers declined from 155,000 in 1921 to just sixty thousand by 1939. These views were strengthened by the resolve with which the new Commissioner for the Special Areas, P. M. Stewart, set about his task in the New Year of 1935. In his first report, Stewart offered a stern rebuff to the growing tide of national feeling in Wales by suggesting that:

… love of home, pride of nationality and local associations, however desirable in themselves, furnish no adequate justification for leading a maimed life.

In the New Year of 1936, the Government’s policy again came under fire, from a more local perspective, when the Report of the Royal Commission on Merthyr Tydfil was published. The Commission’s recommendations were severely criticised in the increasingly influential journal Planning, as providing nothing that would help solve the bankrupt County Borough’s problems. The author of the review saw two alternative solutions. Either the borough should be subjected to a wholesale ‘evacuation’ or there should be a planned reduction in population and equipment with the bringing in of new industries in order to provide decent opportunities for those that remained. Neither was being pursued with any vigour by the Government, but there was one course of action for which no case could be made. That was:

… the course of raising huge sums of money, locally and nationally, in order to keep Merthyr on the dole … It is this last course which the Government has so far chosen to pursue.

In May, the South Wales and Monmouthshire Council of Social Service held a special ‘Conference on Transference’ at the YMCA in Barry. Most of the prominent figures in the Social Service movement in South Wales attended the Conference, including Church leaders and MPs. The young Labour MP for Ebbw Vale (a family scene from where is pictured above), Aneurin Bevan called for an end to the policy, attacking the complacent attitude of the establishment Liberals who had set themselves up as the leadership of the Welsh Nation:

… if the problem was still viewed as complacently as it had been, this would involve the breakdown of a social, institutional and communal life peculiar to Wales. The Welsh Nation had adopted a defeatist attitude towards the policy of transference as the main measure for relief of the Distressed Areas in South Wales, but objection should be taken  as there was neconomic case for continuing to establish industries in the London area rather than the Rhondda.

This was the clearest statement to come from the Labour Left to date, but it was quickly countered by members of the ‘Cymric’ liberal élite at the Conference, who suggested that the valleys of East Monmouthshire had no Welsh institutions or traditions likely to be damaged by large-scale transference, as most of the people were originally immigrants who had not been absorbed into local life … However, the majority view of the conference appears to have been that what had been taking place was ‘expatriation’ rather than ‘repatriation’. Later that summer, the Secretary of the SWMCSS, Elfan Rees developed this theme at another conference in Llandrindod Wells, that of the Welsh School of Social Service, taking issue with the recent comments made by Professor Marquand in his recent short book, South Wales Needs a Plan, that a population largely composed of immigrants or the children of immigrants (had) no very deep roots in the soil … a people without roots may be as ready to move away as rapidly as it moved in. Countering this, Rees argued that:

It is not only the young, it is not only the best, it is also the Welsh who are going … if transference was repatriation it might be a different story – but it is expatriation. It is the people with the roots who are going … the unwillingness to remain idle at home … are the qualities that mark our indigenous population. … if this process of… despoilation goes on, South Wales of tomorrow will be peopled with a race of poverty-stricken aliens saddled with public services they haven’t the money to maintain and social institutions they haven’t the wit to run. Our soul is being destroyed and the key to our history, literature, culture thrown to the four winds.

This division among the left-liberals advocates of ‘Planning’ and the ‘Cymric’ liberal élite helps to explain what Bevan referred to as the ‘complacency’ of ‘The Welsh Nation’ over the policy of transference during the previous eight years. The liberal establishment in the Social Service movement had hoped that it would remove, as they saw it, the ‘alien’ activists typified by A J Cook and others in the Miners’ Federation who had robbed them of the loyalty of the Welsh people. By 1936, they were clearly embarrassed by their newly-formed impression of a large number of people of Welsh origin who were leaving the valleys. Rees and others tended to exaggerate this process (the 1951 Census shows that the proportion of Welsh-speakers remained similar to that of 1931), it is clear that the growing awareness of the indiscriminate nature of migration led them to abandon complicity and complacency in the transference scheme in favour of a more patriotic opposition to it. Marquand himself was critical of this hypocritical and manipulative élite and the nationalist passions of persons who hold safe jobs themselves. The response which his overtly political South Wales Needs a Plan received in official circles and the prominence given to it in the ‘responsible’ press was seen by contemporaries as a measure of the extent of the shift which had taken place in national opinion. The journal Planning commented that, had the book been published three years earlier, it would have stood no chance of being taken seriously, and wryly suggested that Marquand was…

… still young enough to have the satisfaction of knowing that if the ideas he put forward were to go on making headway at their present rate, he would live to see most of them forced upon a reluctant Whitehall and Downing Street by pressure of public opinion.

However, the Commissioner, Malcolm Stewart responded by allocating funds to the National Industrial Development Council of South Wales and Monmouthshire for a ‘Second Industrial Survey’ to be made with Marquand as editor. His team of investigators worked rapidly, publishing the report in three volumes in 1937. As there was little prospect of the revival of the staple industries, the Report suggested that the only alternative to continued mass emigration lay in the diversification of the region’s economy by the introduction of new industries, supported by state action. The establishment of trading estates, like the one already projected for Treforest, near Pontypridd, was seen as a means of ensuring the success of these industries. Thus, by the outbreak of war, the economy of the region was slowly being transformed, a process which was aided by rearmament. However, this grudging shift in Government policy did not take place until the end of a decade of mass unemployment and migration. Neither was the Labour Party very far ahead of the government in producing its policies. Its own Commission of Enquiry into the Distressed Areas, appointed in November 1936 under the direction of Hugh Dalton, was not published until May 1937. Despite the fact that the Commission received evidence from a large number of local parties, Labour groups, women’s sections and trade union branches, the report on South Wales amounted to little more than a précis of Marquand’s survey in the form of a thirty-page pamphlet, the cover page of which is pictured below.

The Report echoed the ‘sentiments’ of nationalists and ‘Cymric’ liberals in its statements that ‘the strength of the Welsh communities were being sapped’ and that ‘youngsters’ were ‘being torn away from parental care’. But the overall importance of the slim document lay in its drawing together of the current ‘middle opinion’ thinking and the vogue for ‘planning’ into a coherent set of policies for South Wales as a region. It criticised the work of the Special Areas Reconstruction Association (SARA), established in June 1936, over its bureaucratic and onerous financial provisions. Despite the government’s shift in policy, 1937 was the peak year for the Transference Scheme. Welsh nationalists continued to conduct a forceful campaign, often confronting Welsh-speaking juvenile employment officers whom they accused of being ‘determined to force people out of Wales’ and of adopting ‘a fatalistic acceptance of the inevitability of transference’. But by the end of 1937, the new public consensus had finally succeeded in supplanting transference as the main official response to the problem of mass unemployment in the Special Areas. However, this did not mean an immediate end to the continued exodus of older workers from South Wales, especially since the rearmament boom in the Midland factories was swallowing up more and more labour.

Above: Pages from the Labour Party’s Report on South Wales, using Marquand’s surveys. 

The Revolutionary Left & The Radical Right:

The interwar years are frequently regarded as radical ones in political terms, characterised by popular and revolutionary left-wing support for the Labour Party, the growth of the Communist Party, and hunger marches organised and led by the Communists’ organisation for the unemployed, the NUWM. Perhaps it was the genuine fear of the street violence and disorderly protests over the means test which encouraged the vast majority of the electorate to continue to vote Conservative in national elections, most notably in November 1935. In 1935, the Communists remained a small party with about seven thousand members, but each member was, according to Robert Graves and Alan Hodge (in ‘The Long Weekend’, 1940), an extremely active centre of agitation and … adept at giving a Marxist turn to every discussable topic. The Daily Worker had doubled its size and greatly increased its circulation. In addition, between 1935 and 1937 nearly a million copies of the Communists’ pamphlets and leaflets were sold. Graves and Hodge summed up the commitment required to be a Communist:

To belong to the party meant devoting one’s time and money so whole-heartedly to the cause and having one’s political and social history so carefully investigated that very few sympathisers with the Communist position either desired to join the ‘corps d’élite’ of the party or would have been accepted had they offered.

The Spanish Civil War broke out in July 1936 and was at once acknowledged as a show-down between the Left and the Right in Europe. The passionate cry from Madrid in response to the fascist revolt, it is better to die on your feet than live on your knees reverberated throughout the Labour left. While Bevin, Citrine and Dalton won the TUC in September 1936 for the Eden-Baldwin policy of non-intervention, informal discussions were being held by Cripps, Pollitt and William Mellors on the possibility of united action in support of the Spanish Republic. Earlier that summer Victor Gollancz, Harold Laski and John Strachey had launched the spectacularly successful ‘Left Book Club’, preparing the ground for a ‘Popular Front’ spanning the ‘Labour Left’ and the Communists, the latter by then having abandoned their bitterly sectarian ‘Class Against Class’ policy.

A volunteer ‘International Brigade’ arrived quite early in the conflict, including 2,762 British volunteers, 543 of whom died in Spain. Most of the British popular press was on the whole for the Republicans, but for the Conservative newspapers, they were always the ‘Reds’ or ‘the Communists’. To many people of René Cutforth’s generation, the war remained the most significant and deeply felt experience of their lives, little remembered, or read about, by today’s ‘soft’ Communists on the ‘hard Left’ of the Labour Party. Cutforth’s observation was particularly true of the mostly middle-class associates of the Thirties’ intellectuals, many of whom, like George Orwell, went to fight for the Republicans.  In Britain, communication across the class divide was almost impossible, but in Spain, some were able to achieve this. It was quite easy to dodge the non-interventionist authorities as the arrangements were mostly controlled through the CPGB, and once the volunteer presented himself at the recruiting office, he could be on his way into battle within a few hours. But, as Cutforth commented:

… the feelings which drove the Spaniards to massacre each other in droves turned out to have little or no bearing on those which had inspired the idealism of the British Left, most of which was derived from the protestant Christian conscience. … That the public school ethics of fair play and esprit de corps had played a large part in the formation of the minds which launched the Thirties movement is obvious from their works, and the British Labour movement always owed more to Methodism than to Marx.

This conscience-pricking idealism was utterly alien to the Spaniards fighting their private war. … their motives were personal, local, regional and sectarian. Communists had no hesitation in shooting Anarchists to gain control of a local situation. …

The foreign comrades were slow to realise that … the Asturias and Catalonia were not divisions like English counties, but furiously jealous little nations. … hundreds of thousands died by execution on both sides. … This … applied even to men obstensibly on the same side – ‘Trotskyite traitor’ was a common verdict. It was the sight and sound of these daily mass-executions which revolted the civilised Western participants. Was this the Revolution they had willed? Was there any real connection between this vindictive bloody mess and the social justice to which they were committed? 

But most of the British soldiers of the International Brigade were not socialist or communist intellectuals, but autodidactic workers, many of them unemployed miners from South Wales, some of whom I had the privilege of walking alongside in protest against the returning mass unemployment of the early eighties. Their convictions had been built in over generations of deprivation and years of survival underground had made them tough and fearless. Added to this, long-term unemployment had prepared them for the necessary privations of war, even if they were too young to have fought in the trenches like their fathers. To demonstrate their non-sectarian commitment to the cause, one of the two British contingents was named after the mild-mannered former soldier, Major Attlee. When most of the volunteers returned home in the spring of 1937, as the Germans and Italians moved in to support Franco’s side, they and the British Left, in general, redoubled their efforts to rally support for the Republicans in raising funds and producing propaganda. The survivors had had a short, but tough war. Twenty per cent of the entire British force were wounded, and more than three-quarters of the survivors had been wounded. By the time they disembarked from the ferry, the Civil War was already beginning to look like the ‘dress rehearsal’ for something much worse in the Great Confrontation between Good and Evil.

While the International Brigade volunteers had been on the front line against fascism, Spain had already become the catalyst that brought a greater degree of united action within the organised labour movement in Britain, than any other political issue of the Thirties. As Michael Foot later reflected:

Spain cut the knot of emotional and intellectual contradictions in which the left had been entangled ever since Hitler came to power. Suddenly the claims of international law, class solidarity and the desire to win the Soviet Union as an ally fitted into the same strategy.

Above: Oswald Mosley. leader of the British Union of Fascists, with his ‘blackshirts’.

It was not just the growth in extremism on the Left which alarmed many, but the emergence of radical right-wing groups during the second half of the 1930s. These consisted largely of disaffected Conservatives who demanded a renewed emphasis on imperial unity and tariffs to protect British industry, while at the same time rejecting parliamentary democracy. The financial crisis of 1931 was seen as proof of the failings of the policies of the established political parties. The most notorious of the right-wing groups was the British Union of Fascists established by Oswald Mosley on 1 October 1932. Mosley had been a junior member of Ramsay MacDonald’s 1929-31 Labour Government, rising to the position of Chancellor of the Duchy of Lancaster, one of the four ministers charged with solving the problem of unemployment. His colleagues were J H Thomas, Minister for Employment, who had the primary responsibility, George Lansbury and Tom Johnston. Mosley had a clear and practical policy but was totally frustrated by Thomas who had little grasp of the intricacies of economics. Mosley thought him ‘a drunken clown’ and treated him with aristocratic contempt, but he had been unable to convince MacDonald to sack the incompetent minister because, as the former national officer of the NUR, he had strong trade union support and influence within the Parliamentary Labour Party.

Sir Oswald Mosley, baronet, had arrived in the Party via Winchester, Sandhurst, the Harrow Conservative Association and Cliveden so that his rapid rise in the MacDonald hierarchy after 1924 was regarded with suspicion and resented by many of his colleagues. Mosley resigned from the Labour Government in May 1931 when his radical solution to the unemployment problem was rejected by both the Cabinet and the House of Commons. At that stage, both he and John Strachey were both seen as being on the radical left of the Labour Party. Mosley left it to publish his proposals as The Mosley Manifesto, signed by seventeen supporters including Aneurin Bevan and A. J. Cook, the Miners’ leader, along with Strachey and others.

‘They Shall Not Pass’ – Resisting the ‘Blackshirts’:

Mosley formed the ‘New Party’ and was joined by three other MPs, but when this fell apart, they parted ways with Mosley migrating to the authoritarian Right and founding the BUF complete with Nazi-style regalia. His storm troopers were his ‘Blackshirts’, the élite of them housed in barracks at Chelsea, complete with parade ground. Much of his funding came from Lord Nuffield, the founder of the Morris Motor Company, and other wealthy industrialists for some years to come. Lord Rothermere, the newspaper magnate, was a staunch protagonist for Mosley and on 15 January 1934, his Daily Mail appeared with the headline, ‘Hurrah for the Blackshirts’.

Above: Anti-Fascists in Limehouse, London. Wherever Fascism was strong, as it was in East London, anti-Fascists were also very strong and could be violent. While Limehouse had a significant fascist vote (see the text below), it was still the safe seat of Labour leader Clement Attlee.

Mosley held military-style rallies, miniature Nuremberg, at which he could posture as a ‘British Führer’. They were also the scenes of mass opposition from the Communists and later, the ‘United Front’. In 1934, at the peak of British Fascist strength, Mosley led three big rallies, at the Albert Hall, Hyde Park and Olympia. At the Olympia rally the blackshirts, anxious to demonstrate their efficiency as storm troopers shocked the nation with the violence of their attacks upon protesters within the hall. The Times reported the next day ( June) on the methods used:

The Fascist meeting at Olympia last night suffered from continuous interruptions, and the interrupters suffered heavily at the hands of the blackshirted stewards, male and female. … It proceeded easily for the first ten minutes before the Socialists made their first move. 

… It was countered with … a uniformity of treatment which suggested a prescribed technique of violence. Stewards at once made for the offenders. If they resisted ejection the incident at once became an affair of fisticuffs and, if the victim remained standing in the end of his resistance, he was seized ju-jitsu fashion and dragged out. Quite a number were borne out limp bodies after the frays. …

… The speech was suspended at every display of force. When it resumed it improved with a brief homily on the need of Fascist methods to preserve free speech and on the British people having become accustomed to ‘red violence’ over a period of years.

It was a strangely mixed audience … people of middle-age who wore neither black shirt nor badge; people with a tired expression of eye and wrinkled brows; some of the people who bore the strain of war and the cost of peace. 

Olympia set the pattern for all of Mosley’s meetings. When the hall had filled the doors were locked and the speeches began. There was a spotlight worked from the platform and if any heckler interrupted, or even if anyone rose from their seat, they would be caught in the spotlight and as they stood there blinded and helpless a squad of ‘biff boys’ would move and give them a savage beating up in view of the audience, before turning the offender out of the hall. As René Cutforth commented, the audience simply sat there as if mesmerised by the thuggery taking place in front of them:

It was an age addicted to psychological explanations, but I never heard the nature of Mosley’s audiences satisfactorily explained. Who were these people who submitted themselves night after night to this exhibition of terrorism and tyranny? They looked middle-aged on the whole and seemed to be enveloped in general and political apathy, yet they kept on coming. Mosley was never short of an audience.

In 1936, about 330,000 Jewish people lived in Britain, less than one per cent of the total population. The East End of London was home to between a half and one-third of them, mostly concentrated into a densely-populated area centred on Brick Lane, so it was a particular target for Mosley and his thugs. He was stirring up racial antagonism in this impoverished area by blaming the Jews for the high rates of unemployment, rent increases and poor wages. During the Slump, it had suffered particularly badly and was a pocket of poverty as bad as anything in the distressed areas of South Wales and the North of England, full of slums, filth and futility. Mosley’s Fascists took full advantage of the general restlessness created by the hunger marches and demonstrations against the means test. They stepped up their parades until the East End felt it was being invaded almost every night. They always marched with a heavy guard of police, who seemed to be as much part of their parade as their own ‘biff boys’. The East End, with its large Jewish community, became the chief battleground of the opposing factions and parties. But there had been ‘skirmishes’ with the BUF at a number of regional rallies. On 12 July six blackshirts at one rally were knocked unconscious by men wielding iron bars. Mosley’s car window was shattered by a bullet as he drove away. At other meetings across the country, anti-Fascists pelted the rally-goers with bricks and stones. and many were injured. At a rally outside Leeds on 27 September, attended by thirty thousand people, Mosley was showered with missiles.

Many of the Jews living in the East End were second-generation, the children of parents who had been forced to flee the pogroms of Eastern Europe for the sanctuary of Britain. Most of the older generation spoke only Yiddish and lived in an enclosed community of crowded tenements, synagogues, baths and kosher butchers. They tended to work in the clothing and furniture trades. They were an obvious target for the Jew-baiters of the BUF, who regularly smashed the windows of Jewish grocery shops, chalked anti-Semitic graffiti on walls and shouted racist insults during street meetings and as they marched through Jewish areas, such as The Yids, the Yids, We’ve got to get rid of the Yids! In the summer of 1936, the more abusive the blackshirts became, the more the police appeared to protect them from their victims. In September there was particular anger in the East End over two incidents. Fascist thugs threw a Jewish boy through a plate-glass window, blinding him. Later, a further horror occurred when a Jewish girl was caught and strapped to an advertisement hoarding in the attitude of the crucifixion. Neither incident led to a prosecution.

Young Jews did not take these attacks with the forbearance of many of their parents and the official bodies that represented them. They wanted to fight back. Even though they were British-born and British-educated, young Jews felt alienated and stigmatised by the anti-Semitism that flourished in British society. Many became Communists, seeing the party as the most vigorous opponent of Fascism. Others joined the Labour Party, although it was much less active in the fight, contrary to the current mythology of a Labour Left riddled with anti-Semitism itself. Others formed their own self-defence groups or ‘street gangs’. At this time, the anti-Semitic outbursts of the Fascists were reaching a climax, and large numbers of people came onto their streets to protest against the BUF’s overtly racist abuse, and there were scenes of mass opposition from the Communists and later, ‘the United Front’.

‘The Battle of Cable Street’:

When the BUF announced that it would stage a mass march through East London to celebrate its fourth anniversary on Sunday 4 October, a coalition formed to confront Mosley. The battle lines were drawn up, leading to the riots in Stepney which became known, famously, as the ‘Battle of Cable Street’ (see the photos below). The prospect of Mosley’s major demonstration, with all the inevitable resistance and ensuing violence, led many to call for it to be banned. Labour MPs and the mayors of London’s boroughs pleaded with the Home Secretary to halt the march. A petition of a hundred thousand signatures was presented to him, but to no avail.

Mosley had planned the route of the provocative military march of his uniformed racists to go right through the heart of Whitechapel. The coalition of Communists,’ leftists’ and young Jewish activists set to work organising the opposition. The older generation in the Jewish community was dead-set against them. The Jewish Board of Deputies urged people to stay away. The Jewish Chronicle told readers in the East End to remain indoors and pull down the shutters. But their advice was ignored. The leaders of the Jewish community had lost control of their people. Labour too urged its members to keep off the streets; the Labour-supporting newspaper, The Daily Herald argued with typical pusillanimity that the best way to defeat Fascism was to ignore it. Even the Communist Party at first kept quiet. No official body wanted to be seen encouraging action that would inevitably lead to violence and law-breaking. For most, taking to the streets to stop Mosley’s march was a spontaneous expression of hatred of Fascism. Moseley was not the only public figure to completely underestimate the extent of the determined and deeply-felt opposition to his creed of hate and more than two hundred thousand Londoners, Jews and Gentiles, rallied under the Spanish anti-fascist slogan, They shall not pass! Spain was the constant refrain. For Charles Goodman, an East End Jew who was not a member of the CPGB, it was the motivating factor:

… it was not a question of a punch-up between the Jews and the fascists … in my case it meant the continuation of the struggle in Spain.

Those planning to take part in the counter-demonstration were by no means all Jews or Communists. The bleak turn of events abroad was a mobilising force for thousands with a left-liberal view of the world, whatever their ethnicity or party affiliation, and halting Mosley in the East End had a wider significance, as Harold Smith, an eighteen-year-old office worker and activist at the time, later recalled:

We were young, enthusiastic, Spain was on, Hitler was on the march, it was a British contribution to stop Fascism.

Two East End Communists, Joe Jacobs and Phil Piratin planned the unofficial fightback. A week before the demonstration, the latter arranged a meeting at his house in Stepney for a group of ‘Aryan-looking’ members of the CPGB, who would be able to pass themselves off as Fascists during the march and keep an eye out for any changes to the planned route of the march. In the early afternoon of 4 October a young medical student, Hugh Faulkner, dressed as a doctor and with an empty medical bag, joined the blackshirt demonstration at the Tower of London. He was allowed through the rows of police:

I found myself in the middle of the Fascists and caught sight of a member who worked in my hospital. On the spur of the moment I said “I’ve finally made up my mind. I want to come in with you”. He was such a clot he immediately accepted this … he was absolutely delighted and almost immediately showed me a duplicate sign of the route.

Armed with this latest intelligence, Faulkner ran off to telephone the plan of the march to Piratin and his fellow organisers. Meanwhile, vast crowds had assembled, ready to do battle with the Fascists. They had already built barricades while the blackshirts were being held up by police. The Cable Street riot was not a battle between the blackshirt supporters of Oswald Mosley and his opponents; it was a battle between the police and the anti-Fascists. When Harold Smith arrived at Gardiner’s  Corner at mid-day, where Piratin had placed trams to block the entrance to Commercial Road, he found a sea of people, ‘like the Cup Final’ he said. By then an estimated 310,000 people had turned up to stop the Fascists marching through. Although Communists under Phil Piratin had been the principal organisers of the opposition, it was not a Communist counter-demonstration. In 1936, the Party had only eleven thousand members. But the Party had been able to organise far greater support across a wide cross-section of British society. The police set to work to clear a path through the counter-demonstrators so that the blackshirts could gain access to Commercial Road, down which they had planned to march. They used a combination of brute force and mounted police charges. People everywhere were bleeding from head wounds inflicted by batons and staves. After several charges and forays, it became obvious to Sir Philip Game, the Police Commissioner, that there was no way that Mosley’s men and women could pass through to Commercial Road, ‘short of mayhem and murder’, so he decided on an alternative route, via Cable Street.

Thanks to Hugh Faulkner’s intelligence, Piratin quickly became aware of the switch and ordered his ‘flying squads’. As its name suggests, it was close to the docks and lined with ships’ chandlers, lock-ups and warehouses. They were full of carts and heavy equipment which made perfect materials for barricades. As at Gardiner’s Corner, the mounted charges were unable to make headway, and the women in the tenement buildings began throwing everything they could lay their hands on down on the police, forcing them to retreat and, after taking shelter in the lock-ups, to surrender. The demonstrators took their helmets and truncheons and told them to ‘shove off!’ More than a hundred were wounded in the riot, and eighty-three anti-Fascists were arrested. The next day, many of them were sentenced, like Charlie Goodman, to four months’ hard labour. At about six in the evening, the news came through that the march through the East End had been cancelled on the orders of the Police Commissioner, after consulting with the Home Secretary. The demonstrators were elated, while there was despair among Mosley’s followers. They had waited with their ‘Leader’ for almost six hours, ‘kettled’ by the police in Royal Mint Street. The setback was significant, not simply because the march had been stopped, but because of the violence which it triggered.

For the left, by contrast, the Battle of Cable Street was a tremendous victory. The three thousand blackshirts did not pass, as the anti-Fascist demonstrators prevented the police from ushering Mosley’s ‘stormtroopers’ through the East End, a victory which proved a decisive blow from which the British fascists never recovered. It brought together, at least for the following year, a fractured movement that had long been divided on sectarian and ideological grounds on the major issues of the day. It also united people from different ethnic and religious groups and across classes. One of the leaders of the ‘resistance’ recalled that the most amazing thing was to see a silk-coated religious Orthodox Jew standing next to an Irish docker with a grappling iron. A number of men, like Frank Lesser, took such pride in having stopped the Fascist march that they were motivated to volunteer to fight Franco:

It seemed to me that the fight against Fascism had to be fought in England, it had to be fought, and I went to fight it a year later in Spain too. 

The Downing Street Declaration & the Public Order Act:

In the aftermath of the events on Cable Street, the Cabinet met on Wednesday 14 October, with the disturbances at the top of the agenda together with the marches and protests of the unemployed which were happening at the same time. It was not only the disciplined ‘Crusade’ of the men from Jarrow which concerned the ministers. Two other marches were heading through the capital at the same time. One of these was a three-pronged demonstration led by the NUWM against the means test. The prospect of more revolutionaries fighting on the streets of London with the police after the debacle of the previous week in Stepney was more than the politicians could stomach. Some form of action was needed, but it was unclear what the government could do to stop the marches. Stanley Baldwin had recovered enough from a two-month illness to chair the meeting and called on Sir John Simon, the Home Secretary, to report on the situation in general and specifically on Cable Street.

Two days earlier, eight days after the riot, the steely-cold Sir John had produced a Memorandum for the Cabinet that showed the degree of concern that he and his colleagues felt. They had faced an almost complete breakdown of law and order on the streets of the capital. The police had been unable to control the demonstration, nor had the Fascists been able to march, as was their right. More clashes were likely as Communists, buoyed up by success, took to the streets again to prevent further Mosley rallies. and demonstrations. The stopping of the march at Cable Street was a blatant denial of free speech to the BUF, as well as a victory over the legitimate authorities. As Mosley complained:

We were prevented from doing what we had done before, marching through London where we had tremendous support and would certainly have won a parliamentary seat.

Then he told his colleagues that nothing should be done to prevent orderly bands of demonstrators marching where they planned. Perhaps surprisingly, however, those who had stopped the BUF in its tracks and beaten back the police were not the object of Simon’s wrath. Instead, he singled out Mosley and his blackshirts for their provocative behaviour and drew attention to their uniform. There was something essentially un-British about a political party dressing up and strutting around in military-style. The Home Secretary spoke of the intense resentment that it caused in the country at large, with the assumption of authority by a private army. That was bad enough, but what was worse was Mosley’s aping the anti-democratic régimes of Europe, where the wearing of black or brown uniforms led to the overthrow of popular liberties … Sir Oswald makes no secret of his desire to follow the German and Italian examples. Simon told the Cabinet that the men and women who dressed as blackshirts looked much smarter than when wearing their everyday clothes. He thought this added to the appeal of the Fascists among poorer people. There was only one solution: uniforms had to be banned.

He also suggested that, on the subject of ‘hunger marches’, action be taken to minimise the risk of violence and that the newspapers should be made aware of the futility of these marches. Baldwin agreed that selected journalists should be briefed so as to counter the favourable publicity given to the marchers and that no ministers would meet any deputations of marchers. Clearly, the ‘nightmare’ on Cable Street was, in part, what led the government to take its hard-line over the presentation of the Jarrow petition. However, the Labour Party conference’s decision not to back the Crusade made it easier for the government, and the ‘Downing Street Declaration’ echoed the speeches which questioned the desirability of getting ill-fed men to march.

Banning uniforms was just one of several measures needed to deal with the disturbances, Simon said. He also threw in a restriction of liberty. He told the Cabinet that the onward thrust of modernity had made the police’s job impossible. Thousands of people could now be summoned at short notice by radio and newspaper., they could travel quickly by public transport, and they could be harangued by demagogues using microphones and loudspeakers. These developments, combined with ‘the European crisis’ and the hysterical fear that an anti-Jew agitation might gain the mastery in this country, meant that the authorities had to have the right to be able to stop demonstrations in future if they feared they might lead to disorder. The Cabinet agreed.

Despite the limitations on freedom of speech, a bill went before Parliament less than a month later. But to the Cabinet’s frustration, the legislation giving the police powers to ban demonstrations was weeks away from enactment. The government restricted BUF activities by enacting The Public Order Act banning political uniforms and allowing the police to ban marches for three-month periods. A coalition of all sides of the Commons came together to stop Mosley, united in hatred of the blackshirt as a political tool, and in loathing of his politics. It was a thoroughly partial piece of legislation in the first instance. Its practical purpose may have been to prevent the recurrence of violence on the scale of the Battle of Cable Street, but its political effect was to cripple the BUF. Denied their uniforms, prevented from marching purely at the discretion of local police, their extra-parliamentary party went into sharp decline. Mosley had few friends at Westminster and he claimed that the British Government had surrendered to red terror.

This forced the BUF back to using more conventional and constitutional political methods. Electorally, they had some local success in the East End. Although the BUF gained support in Manchester, Liverpool and Leeds, the East End remained its heartland.  In the London County Council elections of March 1937, the BUF won twenty-three per cent of the vote in North-East Bethnal Green, nineteen per cent in Stepney (Limehouse in Clement Attlee’s constituency) and fourteen per cent in Shoreditch. Nonetheless, the fascists failed to win more widespread support. BUF membership (as far as we can tell) rose from seventeen thousand in early 1934 to between forty and fifty thousand by July, organised in four hundred branches. After dropping from that peak to five thousand within a year, it recovered to 15,500 during 1936, reaching 22,500 by the outbreak of war. More generally, the fascists were unable to win parliamentary seats, not even in East London, despite Mosley’s certain declarations that they would. The BUF had no doctrines except jingoism, a professed love of the British flag and the Royal Family, and hatred of Jews and Communists.

In any case, the voting system worked in favour of the two dominant parties. The Conservative Party remained attractive to the middle classes and the BUF was unable to compete with Labour and the trade unions for the support of the unemployed. As the economy improved in the 1930s, the attraction of a political alternative diminished. The Communists and the Fascists met and fought from time to time, but the habit never became a public menace as it had been in Berlin in the Thirties where it was extremely easy for anyone to be caught up in some skirmish between Nazis and Communists and be beaten up or, quite often, never heard of again.

Below: A press picture from ‘The Daily Worker’  of a great united anti-fascist protest in Trafalgar Square in 1937. Mosley and his followers are seen giving the Nazi salute, their demonstration ringed by a great phalanx of anti-fascists, their clenched fists raised in the salute of the ‘United Front’. Interestingly, despite the hatred, each side nurtured for each other, a single line of policemen was all that separated the opponents and the protest passed without violence, Mosley’s speech being drowned out by the mass singing of ‘The Internationale’ and ‘The Red Flag’.  The demonstrators then kept up a continual barrage of anti-fascist slogans.  

Below: A counter-rally organised by the BUF in Bermondsey in 1938. May Day was traditionally a Socialist festival. The Fascist salute, taken very seriously by the party, was regarded as richly comic by most of the public. 

A Popular Front – Parliamentary Politics & Protest:

In January 1937, the first issue of Tribune was published, its controlling board including Bevan, Cripps, Laski, H N Brailsford and Ellen Wilkinson. Later that month the United Campaign was launched at a great meeting at the Manchester Free Trade Hall. Stafford Cripps, James Maxton and Harry Pollitt appeared on the platform, and Nye Bevan, Tom Mann, Willie Gallacher and Fenner Brockway were among the principal signatories to the manifesto. As the non-interventionist right-wing fought back, the United Front packed meeting after meeting with thousands of Labour, ILP, Socialist League, Communist and trade union supporters, organising practical aid for their Spanish comrades with devoted intensity. Eventually, the Popular Front won wide acceptance, with David Lloyd George and Harry Pollitt sharing a platform and Clement Attlee visiting the remaining International Brigade soldiers in Spain.

From its outset, the Spanish Civil War had absorbed the attention of the international community. It served as a kind of litmus test for whether democracy would survive or Fascism would triumph. In 1938, the outcome of this ideological conflict was more unsure than ever. The official line of the powers, sanctioned by the League of Nations, remained one of non-intervention, a policy willfully ignored by Italy, Germany and the Soviet Union. The extreme polarisation of political forces inside Spain, together with the active intervention of Italy and Germany on behalf of the insurgents and the Soviet Union supposedly championing the cause of the Left, turned the Spanish Civil War into the ideological cause célebre of the late 1930s. Conscious that the conflict accentuated the division of Europe into Left and Right, the National Labour MP, Harold Nicolson inclined towards a more robust anti-Franco line in the belief that the government had been ‘weak and confused over the Spanish question’. At a dinner party, he told Anthony Eden, the Foreign Secretary, that he wanted ‘the Reds to win’. The destruction of Guernica, the ancient Basque capital, on 26 April 1937 by bombers of the German Kondor Legion had reinforced his feelings. He wrote to his wife Vita …

… I do so loathe this war. I really feel that barbarism is creeping over the earth again and that mankind is going backward.

At the end of February 1938, Anthony Eden resigned as Foreign Secretary, ostensibly over Chamberlain’s precipitate and inept handling of Anglo-Italian relations. As a National Labour MP, there was nothing Harold Nicolson could do about the doleful events in Germany, but Eden’s resignation affected him deeply. He had loyally upheld Eden’s handling of British foreign policy, and did not want to become ‘one of Winston’s brigade’. But he had come to the unavoidable conclusion that ‘National Labour’ had ceased to exist as a separate entity. Nicolson was determined to defend Eden, whose resignation speech, muddled and indecisive, had not gone down well. The Foreign Secretary, he revealed to the restless MPs, had resigned not over ‘a little point of procedure’, but on ‘a great question of principle’. He lashed into Italy, …

… a country which has continuously, consistently, deliberately and without apology, violated every engagement into which she has ever entered … our great principles of policy … the rule of law , the theory of the League of Nations, the belief in the sanctity of treaties … butchered to make a Roman holiday.

His speech was warmly received by other critics of Chamberlain’s government, including Lloyd George and Churchill. Supporters of the government thought it damaging to ‘the cause of peace’. But Nicolson had no doubt that Chamberlain was blindly leading the country into a political and diplomatic minefield:

 … their policy is nothing less than the scrapping of the ideas which have been built up since the war and the reversion to the old pre-war policy of power politics and bargaining. This means: (1) that we shall have to buy the friendship of Italy and Germany by making sacrifices. (2) That this frienship will not be worth tuppence once is is bought. And (3) that in doing so we shall sacrifice the confidence of France, Russia, the United States and all the smaller countries.

For many, ‘Tricky Chamberlain’ no longer inspired trust, but nor did the National Labour Party that had behaved like worms and kissed the Chamberlain boot with a resounding smack. But the die-hard Tories were jubilant at having flushed out all the nonsensical notions of the past and having got back the good old Tory doctrines. Nicolson’s pessimism intensified when, on 12 March, German forces crossed into Austria and Hitler proclaimed the Anschluss. Although he still sat on the government benches, he emerged as a leading critic of the government’s foreign policy, claiming that we are going to let Germany become so powerful that she will begin to dictate to us. The Anschluss passed off to whispers of protest, but Spain remained a burning issue. Four days after Hitler’s coup, with Franco’s troops on the offensive, Nicolson spoke out forcefully on the issue. He began by expressing his ‘deepest sympathy’ with the Spanish government and his ‘deepest hatred’ for Franco. A Franco victory, he pointed out, would gravely menace Britain’s interests and security. A free Spain, he stressed, had traditionally been of immense strategic advantage to Britain.

Above: A snapshot from a woman Labour Party member of another anti-fascist gathering at Belle Vue, Manchester, early in 1938, showing women Labour Party members, Margaret Whalley and Mary Eckersley, waiting to attend the United Front rally.

May Day 1938 was one of the largest since 1926 and the message was ‘Spain above all’. Herbert Morrison spoke from the Labour platform, reminding his audience of the heroic Spanish people and their fight against foreign invasion. Hammersmith Labour Party carried a banner announcing that it had collected five hundred pounds to send an ambulance to Spain and West London engineers paraded a motorcycle of the type they had sent. Everywhere in the procession were the tricolour flags of the Spanish Republic, and a red banner proclaimed, Spain’s fight is our fight. Tens of thousands assembled at the eight platforms in Hyde Park to hear speakers from every section of the labour movement call for arms for Spain and the end of the Chamberlain government. As the long column of marchers entered the park, the loudest cheers came for the wounded members of the International Brigade, closely followed by a group of women of the Spanish Medical Aid Committee (pictured below), dressed in nurses’ uniforms, collecting to buy milk for Spanish children.

Parliamentary Opposition to Appeasement:

In the view of Harold Nicolson, Neville Chamberlain was an ‘ironmonger’ who had no conception… of world politics and was quite unsuited to the task of concluding a successful negotiation with Hitler at Berchtesgaden in September 1938. It soon became apparent that Chamberlain, who didn’t care two hoots whether the Sudetans were in the Reich or out of it, had brought back sn agreement that, in principle, ceded to Germany the Sudeten German areas, provided the cession be achieved peacefully. Anglo-French pressure mounted on the Czechs to accept this arrangement.  At one stage, ‘Baffy’ Dugdale, a National Labourite and member of the Executive of the League of Nations Union, rang up Harold to tell him that she had been sick twice in the night over England’s shame’, and had thrown up again after having read in The Times that the terms submitted to the Czechoslovak Government could not … be expected to make a strong ‘prima facie’ appeal to them. Thereupon, she had resigned from the Party. Nicolson himself penned a note of protest to ‘Buck’ De La Warr about National Labour’s refusal to speak out on the issue: He would consider his position.

Chamberlain returned empty-handed from the second round of talks held at Bad Godesberg on 22-23 September, but he was given a ‘blank cheque’ from public opinion for his peace efforts. Nicolson told Churchill that the international situation would bring about the end of the British Empire. They discussed tactics should Chamberlain decide to ‘rat again’. They agreed to press for a Coalition Government and the immediate application of war measures since war seemed imminent.  On 28 September, the House of Commons convened to hear the PM clarify the chain of events leading to the crisis. As he entered the Chamber he was greeted by shouts of applause from his supporters, many of whom rose in their seats and waved their order papers. The opposition remained seated and silent, as did Harold Nicolson, ostensibly a government supporter. The next day he addressed a meeting of the National Labour group in Manchester, hitting out at the Government and its advisors, which rallied the Chamberlainite supporters against him. Matters worsened when he voted against a resolution of the National Labour Executive pledging to support the PM, leading to accusations of ‘dishonourable behaviour’.

The high point of Nicolson’s parliamentary career was his attack on the government’s foreign policy after the Munich agreement. His stand was uncompromising and brought him much credit from the opposition. Hitler, he stated, had three aims: to swallow the Sudeten Germans; to destroy Czechoslovakia and to dominate Europe. We have given him all those three things, he stated. He would have given him the first of these three, as the Sudetenland was not worth a war. But by Chamberlain’s capitulation on this point, a deadly chain reaction had been set off that led, inexorably, to total surrender. He went on:

The essential thing, the thing which we ought to have resisted, the thing which we still ought to resist; the thing which I am afraid it is now too late to resist is the domination of Europe by Germany … this humiliating defeat, this terrible Munich retreat (is) one of the most disastrous episodes that has ever occured in our history. … The tiger is showing his teeth, the cage door is open; the keeper is gone … we have given away the whole key to Europe. … Germany will have the whole of Europe in a stranglehold. …

… I know that that those of us who believe in the traditions of our policy … that the one great function of this country is to maintain moral standards in Europe, to maintain a settled pattern of international relations, not to make friends with people whose conduct is demonstrably evil … but to set up some sort of standard by which the smaller Powers can test what is godd in international conduct and what is not – I know that those who hold such beliefs are accused of possessing the Foreign Office mind. I thank God that I possess the Foreign Office mind.

There were other powerful anti-government speeches, by Churchill and Duff Cooper (the only cabinet member to resign), but they hardly dented the government’s huge majority. By 366 votes to 144, the House declared its confidence in the government’s appeasement policy. Thirty Conservative MPs abstained and thirteen remained in their seats. Nicolson, a National Labour ‘rebel’ was among them. The dominance of the National Government and the fragmentation of the Opposition, confirmed at the General Election of 1935, meant that the case of the rebels was not strengthened by their counter-proposals – increased rearmament, grand coalitions, a revivified League, or claiming the high moral ground. Without a proper Opposition, the Commons was barren of new ideas. Those preoccupied with making British foreign policy, tormented by the memories of the horrors of the Great War, were inclined, also on moral grounds, to satisfy Germany’s ‘legitimate grievances’, above all conscious of Britain’s defensive weaknesses and the French lack of will to fight. Also using the tiger metaphor, the Chiefs of Staff presented the Cabinet with a paper on 23 September that to attempt to take offensive action against Germany … would be to place ourselves in the position of a man who attacks a tiger before he has loaded his gun.

Winter of Discontent – Sit-in at the Ritz:

The fight against unemployment in Britain continued to the end of the decade. By the winter of 1938-39, the NUWM had changed their tactics from national marches and demonstrations to a series of localised stunts aimed at focusing attention to their demands for winter relief. Their three-point programme called for additional winter unemployment payments of two shillings and sixpence per adult and one shilling per child. They also demanded a national scheme of public works at trade union rates of pay and the opportunity to put their case directly to the ministers concerned. The picture below was taken on 20 December 1938, when two hundred unemployed men made their way to Oxford Street, crowded with Christmas shoppers. They stepped off the pavements and laid down in the roadway bringing the heavy traffic to an abrupt halt. The weather was bitterly cold and snow had been falling as the men covered themselves with posters calling for bread, work and winter relief. Two days later, a hundred men strolled into the Grill Room of the Ritz Hotel, seating themselves at the tables laid for dinner. They followed this by capturing the UAB offices and holding an officer prisoner, flying of a banner from the Monument in the City of London and chaining themselves to the railings of labour exchanges.

However, in 1939, the threat of war overshadowed domestic problems. Opposition to the ‘appeasement’ policy after the Munich agreement was a lost cause. So too was the League of Nations Union, which was ‘practically dead’ and the National Labour Party was in no better shape. Nicolson devoted his energies to helping refugees from Franco’s Spain and co-operating with Eleanor Rathbone in her work with deprived children in Britain. He also joined the National Committee for Rescue from Nazi Terror and helped the Zionist cause.

For the Labour movement as a whole, the war strengthened the commitment of ‘no return to the thirties’ even before the thirties were properly over. As Harold Nicolson motored home from Westminster to Sissinghurst in Kent on 3 September, a convoy of evacuees overtook them. From one of the trucks, an elderly lady accompanying the children leaned out, shook her fist and shouted: it’s all the fault of the rich! Harold commented in his diary:

The Labour Party will be hard put to it to prevent this war degenerating into class warfare.

Sources:

A. J. Chandler (1988), The Re-making of a Working Class: Migration from the South Wales Coalfield to the New Industry Areas of the Midlands, c. 1920 – 1940. Cardiff: Unpublished PhD Thesis.

Denys Blakeway (2010), The Last Dance: 1936 – The Year Our Lives Changed. London: John Murray (Publishing).

Norman Rose (2006), Harold Nicolson. London: Pimlico.

John Gorman (1980), To Build Jerusalem: A Photographic Remembrance of British Working Class Life, 1875-1950. London: Scorpion Publications.

Joanna Bourke (ed.), et.al. (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

René Cutforth (1976), Later Than We Thought: A Portrait of the Thirties. Newton Abbot: David & Charles (Publishers).

How comparable is Labour’s defeat of 2019 to that of 1935?

The electoral facts have shown that, at the end of 2019, the Labour Party in Britain suffered its worst defeat since 1935, yet those who led the Party to this are still refusing to accept responsibility for the debacle. They tell us that, had it not been for ‘Brexit’, they would have persuaded the British electorate to back Jeremy Corbyn’s ‘marvellous manifesto’ stuffed full of uncosted radical policies which would have transformed Britain, including widespread nationalisation without compensation, massive tax increases for private companies and entrepreneurs, and trillions of additional expenditure. Watching the daily parade of uncosted spending pledges, I was reminded of the tactics of the Militant-controlled Liverpool Council in the 1980s which followed the Leninist tactic of making impossible ‘transitional demands’ in order to take over the public agenda and sow the seeds of continual chaos. However, as a historian of the inter-war period, I’ve been re-discovering the parallels between Labour’s current crisis and the one it had to claw its way out of from 1931-36 and the ‘devils’ are ‘legion’.

Francis Beckett, a fellow historian of the Labour movement, has just published an article in the ‘New European’ pointing to a curious figure from the left’s past who seems to have inspired the party’s calamitous current state. He argues that the cause of the calamity was not Brexit, nor even the incompetence of Corbyn, McDonnell and the ‘Shadow Cabinet’, but the sectarianism of those who advised Corbyn, principally Seumas Milne and Andrew Murray, who are the modern equivalents of one of the strangest figures in Labour movement history, Rajani Palme Dutt. Beckett continues:

Dutt was the leading theoretician (that was the word they used) of Britain’s Communist Party, from the 1920s until he died in 1974. In the 1930s Dutt … pioneered a Moscow-inspired policy called ‘Class against Class’ which required communists to reserve their first and most deadly fire for their rivals on the left, who would divert the working class from the true path of socialism. … In the 1980s Murray and Milne ran Straight Left, the monthly journal associated with the ‘Stalinist’, pro-Soviet, anti-Eurocommunist faction of the Communist Party. This group was ruthlessly and bitterly sectarian, in the spirit of Class against Class. After the miners’ strike of 1984-5, they reserved their bitterest abuse for anyone on the left who criticised Arthur Scargill (disclosure: I was the target of some of this).

This author had a similar, albeit local, experience to this when, after teaching in a Lancashire comprehensive, I tried to re-join the Labour Party in Coventry in 1986. By then, the ‘Militant Tendency’ and the ‘hard Left’ had taken control of the constituency party my grandparents had helped to found. Even the testimony of the local councillor my grandmother had worked alongside for half a century wasn’t enough to guarantee me entry. Apparently, I was in the wrong teachers’ union, although I discovered later there was no such rule about belonging to a TUC-affiliated union. They had obviously spotted that I might be a threat to their hegemony and weren’t interested in Labour heritage. The following year, two of the Militant/ hard-Left group, David Nellist and John Hughes were elected as two of the three Coventry MPs, but they only survived one term before they were expelled from the party. Though they were replaced by ‘mainstream’ parliamentary candidates, Labour lost its fourth general election in succession in 1992, largely because it still seemed to be rent with divisions, at least until John Smith took charge. I went into self-imposed exile in Hungary, then undergoing its transition to democracy. There I learnt what ‘revolutionary socialism’ had really been about; Hungarians told me that they had really experienced Orwell’s dystopia in real life at exactly the time he had been writing about it in his Hebridean hermitage. Five years later, I returned to Britain just in time to witness a ‘Social-Democratic’ Labour Party finally win power in 1997, holding onto it until 2010 and achieving much in the first twelve of those thirteen years.

The Drive to Municipal Socialism in Coventry:

In order to understand the relationship between Socialism and the recovery of the Labour Party in Britain between the wars, we need to understand the growth of the local parties in municipalities like Coventry and their rise to power in the Thirties. What happened to the constituency parties in Coventry in the 1980s was largely a reaction of the ‘revolutionary socialists’ to the dominance of municipal socialism as the Party’s main creed since the mid-1930s. In some ways, it appears strange that it took Labour until 1937 to gain power in so working-class a city, and this may be the result of the party’s concentration on gaining and sustaining representation in parliament through what was, after all, a coalition of national and regional political groups, unions and societies. At the local level, the ‘shopocracy’ was left to preside over Coventry’s industrial and social revolution long after its social base had ceased to be dominant. The ‘shopocracy’ was an uneasy coalition of different forces, seldom able to achieve united and disciplined action. Yet it succeeded in holding up the Labour advance for decades. Finally, in 1937, Labour gained power almost by default.

In its drive for municipal power, Labour was in a fight not with the big companies that controlled the economic life of the city and its workers, but with a political anachronism that remained in power until it was virtually exhausted. The political expression of the ‘shopocracy’ were the Liberal and Conservative parties. In the late 1920s, they had come together to form a coalition. Of all its councillors and aldermen whose occupations can be identified in the inter-war period, one third were dealers or retailers, mostly shopkeepers. Only just over a fifth were manufacturers, mostly associated with the older-established trades such as watchmaking, silk-weaving and clothing manufacture. A further fifth was from the professions, including lawyers and doctors, alongside builders, publicans and commercial agents. Only a very small number were associated with big engineering companies, including a few senior managers, who did not stay politically active for very long.

Throughout the inter-war years, almost all the figures on comparative expenditure by county boroughs show Coventry lagging behind the majority, in particular on libraries, houses, schools and poor relief. Consequently, Coventry was low on in the list of rates levied per head. This may have encouraged more industrial concerns to move into the city, but the extension of the city and lower than average rates of unemployment allowed a policy of inactivity to survive. With a gradual improvement in the Labour vote in the 1930s, it was clear to the Coalition that its days were numbered unless drastic action was taken. It decided on a new initiative, therefore, and launched the ‘Progressive Party’. There were two reasons for this change; one was to improve organisation, and the other was to draw in support from Coventry industrialists. For years, the Coalition had won elections because of the weakness of the Labour Party rather than because of its own strength. An editorial in the Midland Daily Telegraph complained of the fact that the Labour Party had a central organisation, did political work throughout the year, had developed a policy for the city, whereas the Coalition had done none of this.

In 1935, when the City Council agreed to promote a Parliamentary Bill to extend its powers, Labour saw this as a victory for socialism. The Bill was necessary in order to deal with the new lands that the City had taken over in view of its expansion. It sought to acquire powers to drill water wells, acquire land for roads, set out an airport and parks, and close private slaughterhouses.  It was not controversial and George Hodgkinson, Labour leader on the Council declared at the meeting which agreed to it, We are all socialists now. He made it clear that Labour was supporting the Bill because it was a socialist measure. There were opponents, still wedded to a policy of non-intervention, who were uneasy about the growth in the authority of city departments. Coalition parsimony tended to encourage Labour to overemphasise the collectivist aspect of extending local government services. Certainly, these services had to be planned, and this was the worst charge that Labour could throw at the Coalition, that it had failed to plan municipal enterprises.

The early failures of the trade unions in the industrial struggle pushed the Coventry Labour Party into seeking its salvation in the municipal strategy. Labour projected itself as the party of ‘planning’ in which municipal enterprise would combine with co-operative ideals to create socialism. Many of Labour’s local leaders were also active in the co-operative movement which embraced the whole city, including the new working-class suburbs. Their vision of socialism – large, generous and undefined, included public ownership which, if properly handled, could provide the key to realising that vision. This was a very different vision of socialist values than that held by many in the trade union movement, expressed through the Trades and Labour Council which had been established a full decade before the Labour Party in the City. It had been founded before the First World War and besides co-ordinating support for major strikes at the local level, it also took up local issues on behalf of the trades unions.

What is of interest in Coventry is that for a number of years the number of people voting Labour greatly outnumbered the number of people joining trade unions. Increasingly, the unions were concerned with money, while Labour was concerned with social justice for all. The irony, of course, was that the decision by Labour to concentrate on municipal politics made it more likely that workplace politics, in turn, would become narrower in focus. From about 1934 onwards, trade union membership began to improve, very slowly at first but speeding-up from 1937.  The vehicle and aircraft industries did well for most of the Thirties, with higher pay for pieceworkers, and this stimulated many craft workers to re-join their unions to try to overtake the pieceworkers. As elsewhere in the country, the trade union revival offered scope for radical politics and the hardening of the divide between workplace politics and municipal politics, which once again made it possible for the Communist Party (CPGB) to spread its influence. It had survived the ‘lean’ years by going through a period of decline and sectarianism, which characterised its role and activities for the remainder of the decade.

But the inter-war period as a whole had seen a shift from socialism based on workshop power in Coventry to socialism as a municipal enterprise. A key factor in this shift was the existence of two distinct ruling groups within the City, the manufacturers and the ‘shopocracy’. The Coalition, with its hands growing increasingly shaky on the economic and social levers of power, and with its narrow-minded neglect of municipal duties, was an obvious target for the Labour Party. This concentration on attacking the Coalition meant that it had comparatively weak links with the trade union movement, and perhaps an over-emphasis on the road to socialism through municipal planning. But the emphasis on ‘planning’ was clearly needed to overcome the financial problems which could follow from the increase in municipal enterprises. Some traditional working-class members of the early Labour Party had a horror of borrowing instilled in them; T. J. Harris, the first Labour Mayor of Coventry could seldom be restrained from preaching against its evils, though his views were not altogether shared by some of his younger party colleagues. Nevertheless, he remained a major influence on the party throughout the inter-war period, as did the values of ‘thrift’. Fear of getting into serious debt remained a great handicap to a Council that needed to spend money. Labour hoped that the modern language of ‘planning’ and ‘intervention’ could get round the problem.

Of course, the danger of a local study, however brief, is that it might lead to an overemphasis on special local conditions and the playing down of national politics. Throughout most of the inter-war years, despite some notable ‘hiccups’, Labour succeeded in establishing itself as a major Parliamentary force, and for a few years, as a party of government. The habit of voting Labour gradually spread among working people and no doubt national developments affected voting patterns in Coventry in a similar way as they did in other parts of the country. Even before Labour came to power in Coventry, George Hodgkinson was urging the Council to look forward to the day when … property would be required by the Corporation for laying out the centre of the city on the lines followed by continental cities. Such planning was not just for a better city in the near future; it was a long-term investment that would yield funds for social spending beyond current horizons.

Planning for the People:

Coventry had quickly become a city whose economic life was dominated by large factories, and factory life was also important to shaping social and cultural activities in the city. Labour policies had little impact on factory experiences; its appeal was based on the improvement of living conditions, and the standard and the general quality of life rather than on people’s working lives. Working people were beginning to measure this, especially in Coventry, by the extent of their access to leisure activities and facilities. The local Labour approach was to take the political passivity of the working class as a given. Labour developed a socialist programme that meant acting on behalf of working people rather than bringing them into power. Its retreat from the workshops, necessary in order to clearly establish its own identity, left a gulf in working-class politics that the Communist Party sought, in vain, to fill. The Labour Party both nationally and locally was still fully committed to the replacement of capitalism with Socialism. But in 1935 it lacked a strategy for working-class power at a national level. It saw its programme of municipal socialism in Coventry and other corporations as a means of securing a broader victory.

In retrospect, A. J. P. Taylor (1970) saw the Thirties as a period of paradox with politicians attempting to strengthen the weakened and declining remnants of industrial greatness, while the more prosperous part of the population was buying the ‘new’ industrial products. This, he argued, was a good example of a ‘disconnect’ between politicians and the people. Taylor wrote that September 1931 marked ‘the watershed’ of English history between the wars. He defined this by reference to a number of events and longer-term developments. The end of the gold standard on 21 September was the most obvious and immediate of these. Until that point, governments were hoping to restore the unregulated capitalist economy which had existed (or was thought to have existed) before 1914. After that day, they had to face their responsibility to provide conscious direction at least as far as the banks and money markets were concerned. Taylor went on to highlight the key themes of the Thirties compared with the preceding decade:

Planning was the key word of thirties; planned economy, plan for peace, planned families, plan for holidays. The standard was Utopia. …

Politicians strove to revive the depressed areas; the inhabitants left them. Public policy concentrated on the staple industries and on exports. Capital and labour developed new industries which provided goods for the home market. … The individual spent his money on domestic comforts – indeed with the growth of hire-purchase, spent other people’s money also. … the English people were ‘more planned against than planning’. …

The nineteen-thirties have been called the black years, the devil’s decade. It popular image can be expressed in two phrases; mass unemployment and ‘appeasement’. No set of political leaders have been judged so contemptuously since the days of Lord North. … The members of the National Government … would hesitate at nothing to save the country, to save the pound. The result of their courage was that the children of the unemployed had less margarine on their bread. After this resolute decision, ministers dispersed to their warm, comfortable homes and ate substantial meals. Such was ‘equality of sacrifice’. 

Yet, at the same time, as Taylor himself also pointed out, most English people were enjoying a richer lifestyle than any they had previously known: longer holidays, shorter hours and higher real wages. They also had motor cars, radio sets and other electrical appliances (many of them made at the GEC in Coventry). This other aspect of the Thirties, less dramatic than the narrative of the ‘depressed areas’ and the hunger marches, has no place in song and story. But standards of living were actually rising in that black decade. In the Thirties, if you had a job, and particularly one in the new light industries, you were not badly off, and your parents’ way of life could seem dismally restricted and archaic. Except for the trough of the economic crisis which, unfortunately for Labour, coincided with their time in government, from October 1929 to September 1931, it was only the old-fashioned heavy basic industries, the ones which had made Britain’s fortune, which were now derelict: in the new industries based on electricity or petrol instead of steam, and consumer goods rather than iron and steel, there was a genuine and rising prosperity.

It was the mass unemployment of ‘the Slump’, more than anything else, which gave the Thirties their distorted image as a ‘long weekend’. Britain’s exports were almost halved between 1929 and 1931 and not only did the depressed industries of the Twenties now have to face, according to Cook and Stevenson (1977) an economic blizzard of unprecedented severity, but the slump also affected every branch of industry and business. Unemployment continued to rise through the winter of 1931-32, reaching a peak in the third quarter of 1932 when there were almost three million people out of work in Great Britain. The National Government’s response was to implement further economy measures, including cuts in unemployment benefit. Financial orthodoxy and economic conservatism remained the dominant features of its strategy to cope with the slump.

Pomp & Pageantry – A Monarch for the Masses:

George V photographed circa 1935.

The mass of the people, middle class and working class, who had fought in the war and still hoped for a ‘Merrie England’, lined up solidly behind the Pageant of History’s living representatives, the Royal family. George V commanded massive popularity. He was gruff, solid and sensible. He made sensible remarks, and his Christmas radio broadcasts in which, after a round-up of voices from all over the Empire, he spoke with great simplicity to his people, made him a father figure. His image was greatly enhanced by the fact that his Hanoverian origins had given him a classless accent. Of a member of MacDonald’s Government with whom he became friendly, he said If I’d had that man’s childhood I should feel exactly as he does. The King’s relations with MacDonald and the other Labour ministers formed an important chapter in his Kingship. According to Churchill, he was determined from the outset to show absolute impartiality to all parties in the Constitution and the workings of Parliamentary Government, irrespective of their creed or doctrine, who could obtain a majority in the House of Commons. Indeed, if the balance were to be swayed at all, it must be on the side of newcomers to power, who needed help and favour by the Crown. Never, Churchill wrote, did he need fear the British Democracy:

He reconciled the new forces of Labour and Socialism to the Constitution and the Monarchy. This enormous process of assimilating and rallying the spokesmen of left-out millions will be intently studied by historians of the future. … the spectacle was seen of the King and Emperor working in the utmost ease and unaffected cordiality with politicians whose theories at any rate seemed to menace all existing institutions, …

In 1935, George V had been on the throne for twenty-five years and the nation decided to give him a party. The Jubilee celebrations were marked by a genuine warmth of feeling, which came as a surprise to the King himself. When they toured the poorer parts of the capital, the King and Queen received an overwhelmingly affectionate and enthusiastic welcome. He is supposed to have said, I am beginning to think they must like me for myself. In the photo above, vast crowds cheer the procession as it returns to the Palace. The King wrote later that this was the greatest number of people in the streets that I have ever seen in my life. 

Below: A Jubilee street party in May 1935. All over Britain, workers decorated their houses and streets, and made the most of the occasion with a spirit that must have dismayed ‘true socialists’. In his speech, the King made reference to the unemployed, saying ‘I grieve to think of the numbers of my people who are without work’.  The Stockport Chamber of Trade recommended a public holiday to mark the Jubilee but left it to the employers to decide whether or not to pay their workers.  As a result, only one mill gave the day off with pay, so that thousands of workers celebrated the Jubilee with a reduced pay packet.

Below: Earlier in the Jubilee year, Alderman F. Bowler, the leader of the local Labour Party, had led a protest march to the Town Hall (on 6 March) to fight inside the Council against the rate reduction of threepence in the pound, and for more jobs. The Labour group put down a motion urging the Council to ‘respond to the Prince Of Wales’ appeal to employers to engage an extra one per cent of men on permanent employment’. The photograph shows protesting men forming a cordon around the Town Hall. 

Why did so many workers vote Tory in December 1935?

Besides producing a different kind of factory worker, the new industries greatly augmented the middle class at its lower-paid end; it was these people, together with the old middle class of independent shopkeepers and small tradesmen and small businessmen, with the professional upper-middle class, the new financial and managerial upper class and the remnants of the land-owning aristocracy, who could have been expected to vote solidly for the National Government and stability. In the event, they were joined by at least half the old working classes who were in such dire straits, and this was a straight vote for tradition: ‘in the crisis’ they thought, as was often the case with British workers, that we shall be saved, if at all, by those who are used to ruling and governing according to well-tried formulae which in the past have put us on top. That was the reason for the huge parliamentary majorities for MacDonald, Baldwin and Chamberlain. René Cutforth summed up the British attitude as follows:

Put lucidly the proposition before the British nation in the 1930s would run something like this:

“In the last war nearly a million British men, in the younger half of the population, laid down their lives for King and Country/ Civilisation/ Freedom. Take your pick. Since we are not at this moment, as we sometimes feared we would be, a bankrupt German province, it can be said that their sacrifice saved us. We are now in the position of having to be saved again. It seems that the sacrifice required this time is that a further one and a half million, the permanently unemployed, lay down their lives, not abruptly and in violence like the soldiers: they will not even have to stop breathing, but ‘lives’ in the sense in which we want to preserve them in these islands, they cannot have. If this is what has to be, amen.”

Put like that, I don’t believe the proposition would have won a single vote, but in fact that is the way we voted and that is what happened. 

At the beginning of October 1935, Harold Nicolson, career diplomat and diarist, was offered a ‘safe’ seat in the National Labour interest at Leicester West in the November General Election. He jumped at the offer since he had been regarded as ‘damaged goods’ since his ill-starred flirtations with Beaverbrook and Mosley earlier in the decade. He was certainly not a socialist in any meaningful sense of the word, admitting himself that such socialism as he owned was ‘purely cerebral’ and that he did ‘not like the masses in the flesh’. So of course, Real Labour was out of the question, and Nicolson really saw himself as an Asquithian Liberal, but they were now extinct as a parliamentary organism. He had, therefore, wandered aimlessly along the political spectrum, from the New Party to National Labour, stopping off along the way to check out the Conservatives or the Liberals, without ever ideologically coming to rest at any one particular point. In his attempt to identify this point in public, he wrote a pamphlet for National Labour which took the form of an imaginary conversation between himself and a fellow passenger on a train journey between London and Leicester, published as Politics in the Train. He told his sceptical companion that how much he disliked sectional parties and bureaucrats, those that place their own interests or theories above the interests of the country as a whole. 

Although he favoured the concept of an organic state, he did not believe in rendering Britain a totalitarian State; in fact, he abhorred all forms of ‘isms’ and ‘dictatorships’. National Labour, he argued, represented ‘the future point of view’: it would base its policy on ‘Internal Reorganisation’ and ‘External Peace’. He believed in National Labour because he believed ‘in reality’ and Labour because he believed ‘in idealism’. He sympathised completely with the plight of the poor and thought of himself as belonging to a ‘progressive left-wing’. Although he considered Eton ‘the most perfect education system in all the world’, he deplored the class system in education and the division between public and council schools. Favouring equal education for all, he wanted people of any class to enjoy the privileges of the capitalist class, aiming at bringing Eton to the masses. These views were perhaps not so far removed from those emerging from George Orwell’s pen. But when Nicolson was writing in his diaries, he stated that while he had ‘always been on the side of the underdog’, he had also always believed in the hereditary principle. Once he sensed that his aristocratic values were under threat, he revealed his true colours.

But, knowing little of domestic politics and having nothing in common with the middle-class and working-class voters he sought to win over, he flinched from the cut and thrust of electioneering. The hustings held no appeal for him, especially when having to face working men and women lowing in disgust and hatred. He wrote in his diary after a campaign meeting in the constituency that he loathed every moment of the Election. His mood was not improved by the Liberals deciding at the last moment to enter a candidate, making it a much closer-run race.  When voting took place on 14 November, the contest could not have been more tightly fought.  After a recount, Nicolson sneaked in with a majority of just eighty-seven, much to the delight of his supporters. As he told his wife Vita later, I put all my philosophy of life into that Election. Yet it was a philosophy expressed by an Asquithian Liberal disguised as a National Labourite, propping up a National  Government controlled by the Conservatives led by Baldwin with the rump of National Labour trailing behind, led by an ailing Ramsay MacDonald, its eight members swallowed up in another huge Tory majority. MacDonald offered him a job as his Parliamentary Private Secretary, but he refused, explaining to Vita that:

… I fear that Ramsay is a vain and slightly vindictive old man … somewhat like King Charles I addressing the Cavaliers from the Whitehall scaffold. ‘You eight people … are at the seed-bed of seminal ideas. The young Tories are on your side. Work hard; think hard; and you will create a classless England.’ 

MacDonald also championed the idea of a ‘Tory Socialism’ which  Harold Nicolson must have considered to be almost as absurd as the notion of ‘a classless England’. It was fortunate for him that foreign affairs came to dominate the new Parliament as well as public opinion. On these matters, he was able to speak with authority and from experience not given to many MPs. His first opportunity to do so came sooner than he planned. On 19 December 1935, he rose from the backbenches to deliver his maiden speech at a dramatic moment, just after the Foreign Secretary, Samuel Hoare, had resigned over his role in the Hoare-Laval Pact which was designed to end the Ethiopian war which had been raging since October. The war in Abyssinia had already cost the Labour opposition its leader.

Despite the overwhelming victory of the ‘National Government’ at the General Election of November 1935, though now essentially a Conservative one, the recovery of the Labour Party under Clement Attlee’s leadership was evident in it gaining 154 seats, making it the major party of opposition to the Tories. George Lansbury, a committed pacifist, had resigned as the Leader of the Labour Party at the 1935 Party Conference on 8 October, after delegates voted in favour of sanctions against Italy for its aggression against Abyssinia. Lansbury had strongly opposed the policy and felt unable to continue leading the party. Taking advantage of the disarray in the Labour Party, Prime Minister Stanley Baldwin, who had replaced MacDonald as PM in June of that year, announced on 19 October that a general election would be held on 14 November. With no time for a leadership contest, the party agreed that Attlee, as Deputy, should serve as interim leader, on the understanding that a leadership election would be held after the general election. Attlee, therefore, led Labour through the 1935 election, which saw the party stage a partial comeback from its disastrous 1931 performance, winning 38 per cent of the vote, the highest share Labour had won up to that point. Although numerically the result can be compared with the result of the 2019 Election, that is where the similarity ends. In historical terms, Labour was back on the road to its 1945 victory. Contemporaries also saw the result as a harbinger of things to come for Labour, as the letter written by the Liberal Marquess of Lothian to Lloyd George shortly after the election shows:

The Labour Party … is the party of the future; it proclaims that Socialism is the central issue of the century as democracy was of the last, and individual rights of earlier times, and has a vague, and largely unpractical programme of reform; it has behind it the interests of the Trade Unions and the co-operative movement reinforced by a steadily growing body of young intellectual Socialists. … The practical choice is between letting the Liberal Party die and encouraging liberally-minded people to join the other two parties in order to liberalise them and compel them both to be faithful to essential liberal tradition.

The Liberals won only twenty-one seats, losing eleven seats to Labour and four to the Tories. In fact, though, both the (by then) main parties benefited from the Liberal decline and, given the Conservative dominance after 1931, it was perhaps the Right rather than the Left which gained most in the long-term. More importantly, perhaps, the 1935 Election set the pattern for the post-war political system as a two-party rather than a multi-party democracy, especially in terms of governments.

Attlee Arrives, two Kings Depart. …

Attlee (pictured above in 1935) stood in the subsequent leadership election, held soon after, in which he was opposed by Herbert Morrison, who had just re-entered parliament in the recent election, and Arthur Greenwood: Morrison was seen as the favourite, but was distrusted by many sections of the party, especially the left-wing. Arthur Greenwood meanwhile was a popular figure in the party. Attlee was able to come across as a competent and unifying figure, particularly having already led the party through a general election. He went on to come first in both the first and second ballots, formally being elected Leader of the Labour Party on 3 December 1935. Writing in 1954, S. Haffner was clear about the significance of his two victories in Attlee’s career:

... As a statesman, Attlee’s formative period undoubtedly began in 1935. His party had been crushed at the 1931 election after the MacDonald ‘betrayal’; and Lansbury had proved quite ineffective as a parliamentary leader. So Attlee – one of the few Labour candidates to have survived the landslide – was told to act as leader until after the next election.

The Labour Party was in an almost hopeless mess – utterly defeated, and divided into quarrelling factions. Attlee, loyal, modest, impartial, clear-headed, capable of decision, and with the courage of his personal detachment, had precisely the qualities needed. In reuniting his broken party he added to those qualities a volume of experience in political management – so that he has quietly led the party ever since. It was at this time that the loyal Attlee learned to stomach disloyal colleagues. …

In his Memoirs (1964), the Earl of Kilmuir wrote that no-one could underestimate the strength of Attlee’s leadership. His contemporaries had tended to write him down as an amiable little man, but the Conservative peer regarded him as a shrewd, reasonable, and practical man … closer to the aspirations and difficulties of ordinary people than contemporary political leaders.

At five minutes to midnight on 20 January 1936, King George died at Sandringham in Norfolk. The public had been well prepared for the death of the King and a few hours earlier the BBC’s chief announcer had told the country; The King’s life is moving peacefully towards its close. He was sincerely mourned as the representative of tradition, stability and ‘the good old days’. At the end of January, vast crowds once more stood on the streets of London, some having waited all night to watch the King’s funeral procession.

The new King, Edward VIII had a very different image from his father’s and already, as Prince of Wales, he had become something of a hero among the unemployed in his role as patron of the National Council of Social Service. Having already toured the depressed areas in 1928, he had already irritated Stanley Baldwin as Prime Minister and other members of his cabinet, who at the beginning of 1936 were now in charge of the National Government. Later in the year, on touring the South Wales Coalfield once more, now as monarch, he had been heard to utter Dreadful! Something will be done about this! which was misreported as Something must be done! The first phrase might have been regarded as a promise of a re-doubling of efforts by charitable agencies, but the Government took umbrage at a time when Baldwin and the King were already protagonists in the abdication crisis. With that one misreported utterance, his reputation among ministers as ‘irresponsible’ was sealed together with his fate as King. Little wonder then that there were rumours of a march to London of South Wales miners to restore him as King, following his forced abdication.

The Radical Writers on the Left:

Another growing class in the Thirties was ‘a strange and disorderly mob’ according to René Cutforth. The Left referred to it as the ‘intelligentsia’, made up of intellectuals and artists and included a fair number of the rich and fashionable and their ‘hangers-on’. Cutforth commented that in the Thirties this layer of the population went violently Red almost overnight. This new mood was born at Oxford University and led by its young poets, Wyston Auden, Stephen Spender, Cecil Day Lewis and, a little later, Louis MacNeice. They were called the ‘Auden Group’ but all they had in common was a frame of mind – outrage at the plight of the poor and the ‘smugness’ of the rest. They launched the revolutionary movement which was to create the most characteristic intellectual climate of the time, and from the start, Auden’s was the voice of the decade. What they were after was a Bolshevik-style revolution. It was to arrive with ‘the death of the Old Gang, the death of us’. Auden always sounded as if ten thousand revolutionaries were fighting to snatch his words from the press as they appeared. In fact, the audience was so small that it often seemed that these poets were writing for each other.

It was just possible in the early Thirties to believe that social justice was flowering in the Soviet Union and that mankind was on its way to the millennium via Moscow, but even then only to addicts of Communist belief who were the Thirties’ most characteristic academic product. For these, the Soviet Union was the sacred cow, and any word of criticism of it was no mere disagreement or even heresy, but rank blasphemy. Most of the intellectuals on the Left were far too ‘committed’ to bother to get the facts right, and later plenty of them dismissed Stalin’s terror brightly as ‘necessary for the creation of the new order’. The Thirties was the great age of illusion in which intellectuals could believe anything they wanted, regardless of the available evidence to the contrary, and frequently did.

The Marxists expected the Revolution ‘any week now’. Capitalism was supposed to be on its last legs, to have at most a few tottering years to run. One good push would topple it over, and then the road to socialism would be found out of the ensuing chaos and catastrophe. C. Day Lewis wrote:

Drug nor isolation will cure this cancer.

It is now or never the hour of the knife,

The break with the past, the major operation. 

In many ways, he was speaking for his time. The idea of the ‘necessary chaos’ was the notion underlying all the art of the Thirties. The revolution was seen by Auden as making the artist’s private sensibility an irrelevance; the revolutionary poet should remain absolutely detached, like a surgeon or a scientist. He believed, therefore, that poetry should reflect this by being classical and austere:

Financier, leaving your little room

Where the money is made but not spent, …

The game is up for you and the others,

Who, thinking, pace in slippers on the lawns

Of College Quad or Cathedral Close, …

Seekers after happiness, all who follow

The convulsions of your simple wish,

It is later than you think.

The last line of Auden’s poem might well have been an apt motto of his whole ‘group’. Throughout the decade, however, George Orwell maintained a critical view of the group in particular and the orthodox Soviet-worshippers in general, whom he regarded as divorced from humanity: they had never met anyone outside their own social class, he said, annoying them greatly because they knew he was right. Even if they were intellectually exciting and were genuine poets, they were most genuine when least political, and their political achievements were very limited. Far more effective politically was Victor Gollancz’s Left Book Club, established in May 1936 with forty thousand readers who each received a book a month, chosen by Gollancz and two other Marxist intellectuals, John Strachey and Stafford Cripps, to revitalise and educate the ‘British Left’. It was not necessary to be either a Marxist or even a Socialist to be on ‘the Left’ in the Thirties. There was also a large, somewhat vague area of opinion which called itself ‘anti-fascist’, and it was to those of this opinion that the Left Book Club addressed itself. The use of the word ‘Left’ was known from the nineteenth century due to the adversarial nature of parliamentary seating according to the Speaker’s position in the Commons, but it was not ‘common’ as a general description before the 1920s. The Left Book Club helped to make it a synonym for ‘Socialist’ since it became a key left-wing institution of the late 1930s and the 1940s, with over sixty thousand readers. According to Cutforth, the Left Book Club exerted a strong influence on the mind of the decade.

‘The Autobiography of a Miner Working in South Wales’, London: Gollancz, 1939.

Perhaps this is best exemplified by its best-known book, written in 1936 and published the following year, written by the most influential author of the Thirties and Forties, if not the century. Three days after the King’s funeral at the end of January 1936, George Orwell left London by train on the beginning of a journey of journalism, investigation and self-discovery. Victor Gollancz had commissioned him to write a book on Britain’s ravaged industrial north, and for this purpose, Orwell wanted to see the effects of unemployment and experience the British working class ‘at close quarters’. At that time, he was a contributor to the left-wing literary journal, The Adelphi. George Orwell was the first writer to travel to the north to report on the horrors of poverty and deprivation to be found there. J. B. Priestley had already journeyed around Britain in the Autumn of 1933, and his best-seller, English Journey, had drawn attention to the awful conditions to towns in the Midlands and the North. Priestley, the bestselling novelist and playwright, used his journalistic skills to write a travelogue about his ‘sojourns’ in various towns and cities in the previous year. It seems to describe England in accurate, realistic terms, contrasted with Orwell’s The Road to Wigan Pier of a year later, which was written with the main aim of filling the English middle classes with guilt and so exaggerated some of the evidence gathered to gain that effect. The spectre of Bolshevism which he also used to great effect, later became one of the facets of the mythology of the Thirties, and Priestley provided a useful corrective to a view which, as Orwell later admitted, emphasised the worst rather than the improving features of British society. Orwell’s view was as bleakly pessimistic as it could be; Priestley was ever the optimist.

There was also a growing sense, felt especially keenly on the left, that while much was known about the British Empire, the experience of the working classes at home had been hidden for too long. To put this right a number of groundbreaking novels were published on the subject, one or two of them written by working-class authors. The most successful of these was Walter Greenwood’s Love on the Dole, a moving account of an unemployed family in Salford, where the author grew up. It was a best-seller, later made into a play (in which this author played a leading role in the early eighties) and a film. Left-wing film-makers, led by the pioneering producer John Grierson, were using the new medium of the documentary film in the hope of creating a new perspective on a Britain, in which at least two nations existed in parallel realities.

At the beginning of 1936, Britain was still a class-bound and divided nation, split between a rapidly modernising and growing ‘south’ and the impoverished peripheral regions of south Wales, northern England and central Scotland.  For Priestley, the ‘two nations’ view of the Thirties was greatly oversimplified. There was certainly depression and appalling human suffering but it was localised rather than general as the Thirties progressed. Equally, in parts of the Midlands, there were ‘blackspots’ of high unemployment among the generally prosperous  ‘new industry towns’ as Orwell had also noted in his diary on his journey, partly on foot, through the Midlands from Coventry to Birmingham to Cheshire before taking the train to Manchester. Priestley wrote of how he had seen England:

I had seen a lot of Englands. How many? At once, three disengaged themselves from the shifting mass. There was first, Old England, the country of cathedrals and minsters and manor houses and inns, of Parson and Squire, guidebook and quaint highways and byways England … But we all know this England, which at best cannot be improved upon in the world. …

Then, I decided, there is the nineteenth-century England, the industrial England of coal, iron, steel, cotton, wool, railways, of thousands of rows of little houses all alike, sham Gothic churches, square-faced chapels, Town Halls, Mechanics’ Institutes, mills, foundries, warehouses, refined watering-places, Pier Pavilions, Family and Commercial Hotels, … This England makes up the larger part of the Midlands and the North and exists everywhere; but it is not being added to and has no new life poured into it. To the more fortunate people it was not a bad England at all, very solid and comfortable. …

The third England, I concluded, was the new post-war England, belonging far more to the age itself than to this island. … This is theEngland of arterial and by-pass roads, of filling stations and factories that look like exhibiting buildings, of giant cinemas and dance-halls and cafés,  … You could almost accept Woolworth’s as its symbol. … In this England, for the first time in history, Jack and Jill are nearly as good as their master and mistress. … Most of the work  … is rapidly becoming standardised in this new England, and its leisure is being handed over to standardisation too. …

Here then were the three Englands I had seen, the Old, the Nineteenth-Century and the New; and as I looked back on my journey I saw how these three were variously and most fascinatingly mingled in every part of the country I had visited. …. 

North of Manchester:

George Orwell was just one of a host of journalists, economists, sociologists, medical experts and nutritionists who produced reports in 1936 that were to be seminal in the envisioning and formation of the welfare state in the next decade. But Orwell was different. He scorned journalist such as Priestley for their ‘middle-class writing’. He didn’t wish to study the poor and then go off to a comfortable hotel to rest and recuperate. He wanted to plunge into people’s lives, albeit briefly, and experience working-class life at first hand. In his desire to immerse himself in poverty and discomfort an urge for self-punishment and a degree of voyeurism, a tradition in English literature of slum-visiting that went back to Mayhew and Dickens. Orwell had first become familiar with the world of poverty (of a different kind) by becoming a tramp in order to describe this world in Down and Out in Paris and London. Denys Blakeway has recently written of the impact on him of his journey north:

Orwell, the former Imperial policeman who had served in Burma, had never been to the North of England before; he had never seen the smoking chimneys and satanic mills of the industrial areas that had given rise to to Britain’s wealth and that were home to its worst oppression. Like a latter-day Engels, he experienced an epiphany, as what he saw changed him from a sceptical liberal into an unorthodox but nevertheless committed socialist, ready later in the year to fight for the cause in Spain.   

Arriving in Manchester, Orwell was put in touch with Jerry Kennan, an activist and unemployed coal miner in Wigan who took him to the town’s market square, where every weekend a series of political meetings took place. These were attempts, mostly unsuccessful, to engage workers in radical action, much of which took place outside of the sterile world of the coalition government in Westminster. According to Kennan, that Saturday afternoon there were several meetings going on in the square, held by the ILP, the Communist Party, the National Unemployed Workers’ Movement, and various religious bodies. The NUWM was much mistrusted by the authorities as a Communist front, but by the jobless, it was widely regarded as the most effective organisation working on their behalf. It had been responsible for many hunger marches and protests against the Means Test that had helped to raise awareness of the suffering of unemployment through the years of depression. Kennan and his guest headed for the NUWM shelter, a dreadful, ramshackle place, he wrote, although he acknowledged that it was warm and welcoming. When the men there learned about his mission, they immediately offered help with finding information and, more importantly, lodgings. To his discomfort, however, his southern origins and background could not be hidden, and the men insisted on calling him ‘Sir’. In 1936, his class could not be easily disguised, and Orwell’s public school accent would have been unmistakable, however scruffy he may have appeared after days and nights spent on the road to Wigan.

On the first evening in Wigan, Orwell went as a guest of the NUWM to Wigan’s Co-operative Hall to hear Wal Hannington, a veteran activist, one of Gollancz’s authors, and the leader of the Movement. He was also one of the founding members of the CPGB, which made him an object of state suspicion and police surveillance. Stanley Baldwin saw activists such as Hannington as real dangers to the security of the realm. The CPGB and the NUWM had been behind numerous strikes, sit-ins and hunger marches during the previous five years, and within the establishment, there was genuine fear of revolution. Orwell dismissed Hannington as a ‘poor speaker’ who used all ‘the padding and clichés of the socialist orator’, but was impressed by the audience’s response and ‘surprised by the amount of Communist feeling’. At the time, the CPGB had only 11,500 members in Britain compared with the 400,000 members of the Labour Party, but its popularity and influence extended far beyond its membership. When Hannington told his audience that, in a war between Britain and the USSR, the latter would win, he was greeted with ‘loud cheers’. The Soviet Union under Stalin was revered by many, from founding members of the Labour Party, like Sidney and Beatrice Webb, the authors of Soviet Communism: A New Civilisation; like H. G. Wells and G. B. Shaw; like the young Oxbridge intellectuals mentioned above and like the ‘working-class radicals’. such as B L Coombes (see his book cover above).

George Bernard Shaw, the other ‘ancient’, was still writing, though he had nothing much to contribute in the Thirties. He enjoyed showing off in the newspapers and, together with Wells, both of them committed socialists, made a trip to Moscow and came back with a rose-tinted view of Soviet life. Bertrand Russell meanwhile, committed to the pursuit of the truth, also went to the Soviet capital and reported that Stalin was indeed a cruel man and that life in Russia was indeed Red but far from rosy. But most intellectuals were still more influenced by ‘Victorian’ liberal writers, like W. B. Yeats, one of whose verses from ‘The Second Coming’ seemed to fit the times and was always being quoted:

Things fall apart, the centre cannot hold;

Mere anarchy is loosed upon the world,

The blood-dimmed tide is loosed, and everywhere

The ceremony of innocence is drowned.

As 1936 progressed, the call for action for Priestley’s nineteenth-century Britain to have new life poured into it, for something to be done, became stronger. As L. J. Williams (1971), the economic historian, pointed out, although the size and nature of the unemployment problem changed comparatively little over the two decades of the inter-war period, there was, with the flood of writing, research and social heart-searching on the topic, a much greater awareness of the basically localised and structural nature of the unemployment problem. With the publication of Keynes’ General Theory, 1936 became the key year for advancing (but not implementing) modern economic solutions to the problem of unemployment. By this time, it was clear that the British economy had recovered from its low point at the beginning of 1932, and was growing rapidly compared with its European rivals, and even compared with the USA. At the same time, to the government’s great embarrassment, a number of studies of unemployment and poverty were revealing the causal link with poor health. Orwell’s publisher, Victor Gollancz, commissioned one of these studies from the Medical Officer of Health for Stockton-on-Tees, whose research showed that an appalling ninety-four per cent of children in County Durham schools had signs of rickets as a result of poor diet. In March, the future PM and Conservative MP for Stockton,  Harold Macmillan, published Sir John Boyd Orr’s massive study, Food, Health and Income. This was an act of rebellion by a Conservative MP representing a northern industrial constituency. The government had done its best to suppress the study, which revealed the devastating fact that:

… one third of the population of this country, including all the unemployed, were unable, after paying rent, to purchase sufficient of the more expensive foods to give them an adequate diet.

Moreover, Boyd Orr calculated that that half the population did not eat ‘up to the modern health standard’. Rural poverty was also shown to be rising rapidly. Ted Willis, a young socialist in 1936, recalled how his mother used to go out and buy four pennyworths of scrag end of lamb and with that, she would make a big stew which would last us two or three days. On one occasion, he came home to find his mother putting a lid on the stew and taking it out of the house.  When he protested at her taking it to a neighbour’s house, his mother slapped his face, saying You’re hungry, but they’re starving!  In 1934 a National Assistance Board had been created, which set a uniform rate for ‘unemployment assistance throughout the country.’ In general, benefits to the unemployed were cut by about ten per cent in the 1930s. In South Wales, Central Scotland and the North of England, unemployed people were much more reliant on means-tested and discretionary benefits than insurance. This was because periods of unemployment in these areas were longer, forcing unemployed workers onto ‘the dole’ when their insurance benefits ran out. This fuelled the sense of shame and anger among the unemployed and their families. René Cutforth commented on the continuing plight of the unemployed throughout the decade:

To the end of the decade about a million and a half workers were relegated to limbo and their lives laid waste. But not without a struggle. 

Fighting back; Marching on …

The unemployed ‘struggled’ against their condition by marching, organising rallies and engaging in rent strikes. Led by Wal Hannington of the CPGB, the NUWM had around twenty thousand members by 1932, with the active support of at least twice that number. Their most famous actions were the ‘Hunger Marches’ of 1932, 1934 and 1936. There were also protest marches against the introduction and operation of the means test, particularly from Scotland and South Wales. The photographs below show Wal Hannington and Harry McShane leading the Scottish marchers and contingents from Teeside and Sunderland crossing the Tyne Bridge in 1932.

The pictures of the 1934 March on the left below are two of those taken of the women’s column which marched to London from Derby. They capture the feeling of comradeship and purpose that existed between the marchers on their wintry trek to London. The shots of the first aid treatment of blistered feet demonstrate the determination of the women, either unemployed themselves or having out-of-work husbands. The marchers all depended on the goodwill of local labour organisations to provide nightly accommodation during the journey. The picture on the right shows heads turning in the crowd that gathered in Trafalgar Square on 3rd March, as they watched the approach of the marchers. 

The picture of Trafalgar Square shows all heads turned as as section of the audience see the approach of the marchers.

The March Council had requested a meeting with the PM, Ramsay MacDonald in a letter supported by a number of Labour MPs, but they did not succeed in putting their case to the House of Commons, though they had the support of a large number of MPs including Sir Herbert Samuel, leader of the Liberal opposition. Clement Attlee also spoke up for the marchers, saying that they were …

… fair representatives of the unemployed. The injustice from which these men and women suffer is very widely known in all parts of the House and the feeling in the country is now tremendous … there is no reason why these men should be refused a hearing by the cabinet.

The marchers sent a delegation to Downing Street, led by two ILP MPs, Maxton and McGovern, and the two Communist leaders of the NUWM, Hannington and McShane. He was ‘not at home’, but, in an outburst in the Commons, asked, …

… Has anybody who cares to come to London, either on foot or in first-class carriages, the constitutional right to demand to see me, to take up my time whether I like it or not? I say he has nothing of the kind! 

However, the most successful march was not organised by the NUWM and in fact, eschewed any involvement from it and other sectarian organisations. In fact, ‘The Jarrow Crusade’ of October 1936 owed that success to the determinedly non-political and cross-party organisation of its leaders, most notably that of the town’s Labour (and ILP) MP, Ellen Wilkinson with the official support of Jarrow’s Mayor, Bill Thompson, who was a Labour man, but insisted that it should have the backing of all parties. It was an entirely bipartisan, peaceful march for jobs, approved by the whole Council, which also enjoyed the support of many local and regional Church leaders, including the Bishop of Sheffield, though (infamously) not the Bishop of Durham. It involved two hundred carefully-chosen, relatively fit unemployed men. Jarrow was one of the worst-hit areas in England, largely because of the closure of its shipyard, with eighty per cent of its workers on the dole. The ‘crusaders’ carried over eighty thousand signatures to Parliament, asking the House of Commons to realise the urgent need that work should be provided without delay. They achieved little in the short-term by way of economic relief but did draw widespread public attention to the plight of the unemployed ‘left behind’ in the older industrial areas as the economy as a whole recovered in 1936, due to the expansion of newer industries and the beginnings of rearmament.

The Labour Party, together with the TUC, was fearful of the taint of Communism that went with hunger marches and instructed local branches to reject requests for help from the crusaders as they passed. Some delegates at the Party conference in Edinburgh that October attacked Ellen Wilkinson directly. One of them, Lucy Middleton, criticised her for sending hungry and ill-clad men on a march to London, advocating the making of propaganda films about the distressed areas instead. This ‘stab in the back’ from her own party was one which would rankle for years to come. Though hailing from one of the poorer areas of Coming from metropolitan Manchester herself, Wilkinson soon discovered that, in a tight-knit community such as Jarrow, where almost all were workless, the highly-skilled man, the ambitious young foreman, the keenest trade-unionists provided the leadership for the unemployed. One such man was David Riley, the Council leader, a hefty Irishman with an iron will. He volunteered to lead them on the road to London and it was he who insisted that this would be a ‘crusade’, not another hunger march. An appeal for signatures for the petition and funds was made under the Mayor’s name and Thompson used his civic position to gain the support of the many Conservative town councils along the route south. Paradoxically, it was the Conservative councils who most often held out the hand of friendship to the crusaders. Following Thompson’s request, and joint letters from the Conservative and Labour agents, they offered food and lodging at every Tory-controlled town and village through which the men passed, including Harrogate, Leeds and Sheffield.

Ellen Wilkinson (pictured above, leading the Crusade) had described herself, on more than one occasion, as a ‘revolutionary socialist’, and had needed a great deal of persuasion not to raise the issues of party politics during the Crusade. She was the moving spirit in Jarrow, a small, slight, red-haired ball of fire, the year before, during the General Election campaign, she had led a march to ‘beard’ Ramsay MacDonald in his constituency of Seaham, fifteen miles away. In the event, all that march achieved was a bleating admonition from the cornered statesman:

Ellen, why don’t you go out and preach Socialism, which is the only remedy for all this?

On 5 October, the two hundred men set out under a banner, ‘Jarrow Crusade’ to march to London, three hundred miles away, as an official delegation to Parliament. Everybody turned out to watch them go. The Mayor and Mayoress led them for the first twelve miles and, after that, Ellen Wilkinson. David Riley insisted on the removal of any socialist banners that appeared with sympathisers along the route. One marcher was sent home for expressing ‘communistic beliefs’ and another was threatened with expulsion. It was an effective policy since other marches were ignored, whereas the Crusade received widespread friendly attention from the press, and the march became a long-running national story. The government became alarmed by its popularity, as the Manchester Guardian reported that there could be no doubt that the march was an abounding success – the organisation seems well-nigh perfect. The Cabinet issued a statement in a parliamentary democracy, processions to London cannot claim to have any constitutional influence on policy.  No deputations would be received by ministers.

This response might have been expected, but the crusaders’ reception by the Labour town council in Chesterfield was surprising, considering the welcome they had just received from the Sheffield Tories. The pleas for assistance were turned down, forcing the marchers to rely on the charity of local businessmen, mainly Tories, for food and blankets. Ellen Wilkinson recalled how they weighed in with hot meals and a place to sleep. A clear pattern was emerging, with the Conservatives welcoming and Labour shunning, a pattern which continued to the end of the trek, to the enduring bitterness of all the crusaders. In Leicester, however, the Co-op worked all night mending their boots. Bedford, in the suspect south, rallied to their support. They arrived in London in a cloudburst with their mouth-organ band playing ‘The Minstrel Boy’. On their final evening in London, they had hoped to be addressed by the London Labour leader, Herbert Morrison, together with an audience of influential Londoners. In the event, he did not show up, probably on the orders of the national leadership, and had to be replaced by Canon Dick Sheppard as the keynote speaker (pictured below).

The next morning the crusaders went to the House of Commons, dressed in smart suits specially bought for the occasion with funds raised during the march. They were expecting to deliver the petition, but Stanley Baldwin, with the support of Neville Chamberlain (pictured above) refused to allow the men to come to the bar of the House to deliver the petition in person. To avoid any ugly scenes, Ellen Wilkinson gave them a guided tour of Westminster and then packed the majority of the men onto a River Thames pleasure-boat for a sightseeing cruise. It was a deception cooked up with Sir John Jarvis, a Surrey MP with longstanding charitable connections to Jarrow. Only a few of the men were allowed to watch from the Strangers’ Gallery while Wilkinson went through the solemn procedure of presenting the petition to the Speaker. She spoke tearfully of their plight, but Runciman, who had said earlier that Jarrow must work out its own salvation, refused to answer a question because it was not on the order paper, although he did say that his information was that the situation in Jarrow was improving. Baldwin refused to say anything, and that was it. When they arrived back in Jarrow by train, the speakers at the Town Hall put a brave face on the obvious failure of the crusade. The goal of the march was to get the National Government to overturn the decision to close down the shipyard, not to put up a new steelworks, as Jarvis had proposed at the last minute, looking like a ‘fairy-godfather’, but in reality, simply trying to help save the Conservative Party from an electoral wipe-out in a region devastated by economic malaise.

Nevertheless, the crusaders had aroused a sympathy throughout the country which compels the Government to act, as David Riley told them. By rejecting class-based politics and appealing to broader social sympathies, the Jarrow Crusade had touched the hearts of many for whom talk of the distressed areas had meant nothing until they saw it in person or on the newsreels. With its military discipline, and containing in its ranks many veterans of the First World War, it harked back to that conflict, evoking in the onlooker feelings of compassion and guilt. The Crusade was also one of the foundations of a new consensus that was emerging and would solidify after the Second World War. The country came to agree almost unanimously that such extremes of poverty should never be allowed to return. A new, very British idea of social justice was emerging and a collective opinion-forming that would eventually give rise to the welfare state. Jarrow was the classic march, but even while it was going on, other marches were in progress. Four hundred Scotsmen from Glasgow, for instance, were marching south to join up with other contingents from South Wales and elsewhere to protest against the means test, as seen in the photos below. Marching became an epidemic in the Thirties in Britain.

The NUWM had no difficulty in raising a Welsh contingent of eight hundred men and contingents of women for the biggest and most united of the hunger marches against the means test in November 1936. The two postcard-size photographs below came from South Wales. When the eight hundred marchers, carrying their Keir Hardie banner from Aberdare, reached Slough, they were greeted by eleven thousand compatriots, because by that time Slough had become known as ‘little Wales’ peopled by migrants from the valleys. 

The photograph below shows some of the Welsh marchers lining up outside Cater Street School, Camberwell, where they were to spend the night, prior to the march to the Hyde Park rally. Among the speakers were Aneurin Bevan MP and Clement Attlee. The former said that ‘The hunger marchers have achieved one thing. They have for the first time in the history of the labour movement achieved a united platform. Communists, ILPers, Socialists, members of the Labour Party and Co-operators for the first time have joined hands together and we are not going to unclasp them.’ The latter moved the resolution that ‘the scales (of unemployment benefit) are insufficient to meet the bare physical needs of the unemployed. …’

From the Threat of Revolution to the Promise of Reform:

Politicians of all the parliamentary parties began to fear a revolution by the end of 1936, not least because there were Fascists as well as Communists marching. The Church became involved with William Temple, the Christian Socialist Archbishop of York commissioning a scientific inquiry into long-term unemployment, Men Without Work, based on the experiences of the jobless for twelve months up to November 1936 as its evidence. Researchers were sent out across Britain as a whole to immerse themselves in the areas of greatest poverty, staying in the households of the workless. Besides being a national survey, those sent by Archbishop Temple were experts, unlike Orwell. They were economists, psychologists and social scientists, funded by the Pilgrim Trust and supervised by the Director of the London School of Economics, Sir William Beveridge, who advised them to study in detail the lives of a thousand long-term unemployed men, and their families; their health, living conditions and physical environment. Beveridge was able, from 1942, to use their findings to provide the evidential basis for the creation of the post-war Welfare State.

One of these researchers was a young Jewish refugee, Hans Singer. A brilliant economist, he had moved to Britain to study under his hero, John Maynard Keynes. Having escaped from Nazi Germany, Singer found him himself the victim of anti-Semitic abuse as a professor at Istanbul and moved to Cambridge. After two years, Keynes recommended him to Temple because of his interest in unemployment. His detailed research papers, archived at the LSE, are essential sources for social historians of the period. Many of these, along with the Pilgrim Trust Report in full, were not published until 1937, by which time the argument for ‘Planning’ had already been won. But the devil still remained in the detail of the implementation, in which the Labour Party had little if any official responsibility, except on a local basis. However, together with a more united and progressive Left, they did have increasing influence over public opinion nationally and regionally.

Sources:

René Cutforth (1976), Later Than We Thought: A Portrait of the Thirties. Newton Abbott: David & Charles.

Norman Rose (2005), Harold Nicolson. London: Pimlico.

Bill Lancaster & Tony Mason (ed.) (n.d.), Life & Labour in a Twentieth-Century City: The Experience of Coventry. Coventry (University of Warwick): The Cryfield Press.

Richard Brown & Christopher Daniels (1982), Documents & Debates: Twentieth-Century Britain. Basingstoke: Macmillan Education.

Denys Blakeway (2011), The Last Dance: 1936 – The Year Our Lives Changed. London: John Murray (Publishers).

Michael Clark & Peter Teed (eds.) (1972), Portraits & Documents: Twentieth Century, 1906-1960. London: Hutchinson Educational.

John Gorman (1980), To Build Jerusalem: A Photographic Remembrance of British Working Class Life, 1875-1950. London: Scorpion Publications.

Joanna Bourke et. al. (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

 

The Decline of the Liberals & Break-up of the Coalition:

By the end of 1922, the Liberal Party had been relegated to the position of a minor party. Despite the promises of David Lloyd George (right) to provide ‘homes fit for heroes to live in’, it had been slow to develop the effective policies needed for dealing with the economic and social problems created by the First World War; promises based on moralistic liberal ideals were not enough. But there were many among their Coalition partners, the Conservatives, who were more concerned to keep the threat from Labour at bay than to jettison Lloyd George as their popular and charismatic Prime Minister.

The policies of the Coalition government, the alleged sale of honours by Lloyd George, the Irish treaties of 1920 and 1921, the failures of the international conferences at Cannes and Genoa, and the Chanak incident of 1922 exacerbated the withdrawal of backbench Conservative support for the Coalition Government. That dissatisfaction came to a head for the Tories in October 1922 when Austen Chamberlain and Stanley Baldwin argued the cases for and against continuing the Coalition. Baldwin’s victory and the fall of the Coalition government led to Lloyd George and his Liberals being without positive programmes. The disastrous 1922 election was followed by a further fusion between the two wings of the Liberal Party and they revived in the 1923 General Election. But this was a short-lived triumph and in the 1924 election, the Liberals slumped to forty MPs, with less than eighteen per cent of the total vote. After this, the Liberals were a spent force in British politics.

At the famous meeting of ‘back-bench’ Conservative MPs at the Carlton Club on 19 October 1922, Chamberlain debated with Stanley Baldwin the future direction of their party in the following terms:

The real issue is not between Liberals and Conservatives. It is not between the old Liberal policy and the old Conservative policy. It is between those who stand for individual freedom and those who are for the socialisation of the State; those who stand for free industry and those who stand for nationalisation, with all its controls and inefficiencies. 

Stanley Baldwin, acknowledging that Lloyd George was a dynamic force, a remarkable personality, but one which had already smashed the PM’s own party to pieces, and would go on to do the same to the Tory Party if they let it. Baldwin’s victory over Chamberlain and the fall of the Coalition left Lloyd George and his Liberals without partners and without positive programmes of their own. Lloyd George had become an electoral liability both the Conservatives and, as it soon turned out, even the Liberals could do without.

In the British political and electoral system, there was no place for two parties of the Right or two parties of the Left. This was the Liberal dilemma. By 1924, the Liberal-Conservative see-saw had been replaced by a fast-spinning roundabout of alternate governments of the Labour and Conservative parties on which there was little opportunity for the Liberals to jump on board. To change the metaphor completely, they now found themselves caught between the Devil and the deep blue sea. Where, then, did the Liberal support go? Liberal ideals were no longer as relevant to the twentieth century as they had been in Victorian and Edwardian times. In fact, both the Labour and Conservative parties benefited from the Liberal decline. Given that Conservative-led governments dominated Britain for all but three years of the 1918-39 period, the Liberal decline perhaps helped the Right rather than the Left. Besides which, the logic of the ‘adversarial’ British political system favoured a dominant two-party system rather than a multi-party governmental structure. Yet even the emergence of a working-class party with an overtly Socialist platform could not alter the fundamentals of a parliamentary politics based on the twin pillars of finding consensus and supporting capitalism. Despite his party’s commitment to Socialism, Ramsay MacDonald accepted the logic of this situation.

History has not been kind to the memories of either Stanley Baldwin or Ramsay MacDonald who dominated politics between 1922 and 1937. The first is still seen as the Prime Minister who thwarted both the General Strike and the rule of Edward VIII. The latter is seen, especially in his own party, as the great betrayer who chose to form a National Government in 1931, resulting in the split in that party. Here, I am concerned with the causes of that split and the motives for MacDonald’s actions. A further article will concern itself with the consequences of those actions and the split resulting in Labour’s biggest electoral disaster to date in 1935. In his book, published in 1968, The Downfall of the Liberal Party, 1914-1935, T. Wilson has pointed out the need for historians to take a long view of Liberal decline, going back to the 1880s and as far forward as 1945. In particular, he points to the fact that, in the three decades following 1914, the Conservatives held office almost continuously, with only two minor interruptions by Labour minority governments. In part, he suggested, this was the consequence in the overall decline of ‘the left’ in general, by which he seems to have meant the ‘left-liberals’ rather than simply the Socialists:

The left parties suffered from the loss of buoyancy and self-confidence which followed from Britain’s decline as a world power and the experiences of the First World War, as well as from the twin phenomena of economic growth and economic crisis which ran parallel after 1914. The resultant urge to play safe proved largely to the advantage of the Conservatives. So did the decline in ‘idealism’. … Before 1914 the Liberal and Labour parties so managed their electoral affairs that between them they derived the maximum advantage from votes cast against the Conservatives. After 1914 this became impossible. During the First World War Labour became convinced – and the decrepit state of Liberalism even by 1918 deemed to justify this conviction – that the Liberal Party would soon be extinguished altogether and that Labour would appropriate its entire following. … By concentrating on destroying the Liberals, Labour was ensuring its own victory “in the long run”, even though in the short run the Conservatives benefited. … 

Certainly, from 1918 to 1939 British politics was dominated by the Conservative Party. Either as a dominant member of a Coalition or National government or as a majority government, the Conservative Party retained hegemony over the system.

Structural Decline – The State of the ‘Staple’ Industries:

The problems which British politicians faced in the inter-war period were primarily of an economic nature. British industry was structurally weak and uncompetitive. It was therefore not surprising that two areas were of particular concern to politicians: first, the state of the staple industry, especially coal with its immense workforce; and secondly, the question of unemployment benefits and allowances.

Above: A boy working underground with his pity pony. In 1921, the school-leaving age was fourteen, though many left in the spring before their fourteenth birthday and boys were legally allowed to work underground in mines at this age, entering the most dangerous industrial occupation in the country.

Pictures can create an impression of mining life but they cannot convey the horrific danger of the work, and even the statistics elude the experience. Every five hours a miner was killed and every ten minutes five more were maimed. Every working day, 850 suffered some kind of serious injury. In the three years, 1922-24, nearly six hundred thousand were injured badly enough to be off work for seven days or more. No records were kept of those of work for fewer than seven days. Combined with work that was physically destructive over a longer period, producing diseases such as pneumoconiosis and silicosis were working conditions that are virtually indescribable and company-owned housing that was some of the worst in Britain. The reward for the daily risk to health and life varied from eight to ten shillings and ninepence a day according to the ‘district’ from eight shillings and fivepence a day in South Staffordshire to ten shillings and ninepence in South Wales. That was the wage the owners insisted on cutting and the toil they insisted on lengthening. The mine-owners were joined together in a powerful employers’ organisation known as the Mining Association. They represented owners like Lord Londonderry, the Duke of Northumberland and Lord Gainford, men whose interests extended to banking and press proprietorship. They also spoke for big landowners like the Duke of Hamilton and Lord Bate who drew royalties on every shovelful of coal hacked from beneath their lands, amounting to more than a hundred thousand pounds a year.

In 1915, the MFGB had formed a ‘Triple Industrial Alliance’ with the National Union of Railwaymen and the Transport Workers’ Federation. Its joint executive could order combined action to defend any of the three unions involved in a dispute. However, the Alliance ended on 15 April 1921 which became known as ‘Black Friday’. The NUR, the Transport Workers’ Federation, the Associated Society of Locomotive Engineers and Fireman called off their strike, leaving the Miners to fight on. All along the Miners had said they were prepared to make a temporary arrangement about wages, provided that the principle of a National Wages Board was conceded. On the eve of ‘Black Friday’, the Miners’ leader, Frank Hodges suggested that they would be prepared to accept a temporary wage arrangement, provided it did not prejudice the ultimate decision about the NWB, thus postponing the question of the Board until after the negotiations. It was this adjustment that stopped the strike and ended the Alliance. The Daily Herald, very much the ‘mouthpiece’ for Labour, reported the following morning:

Yesterday was the heaviest defeat that has befallen the Labour Movement within the memory of man.

It is no use trying to minimise it. It is no use trying to pretend it is other than it is.We on this paper have said throughout that if the organised workers would stand together they would win. They have not stood together, and they have been broken. It is no use for anyone to criticise anyone else or to pretend that he himself would have done better than those have done who have borne the heaviest responsibility. …

The owners and the Government have delivered a smashing frontal attack upon the workers’ standard of life. They have resolved that the workers shall starve, and the workers have not been sufficiently united to stand up to that attack.

The Triple Alliance, the Trades Union Congress, the General Staff, have all failed to function. We must start afresh  and get a machine that will function.

… We may be beaten temporarily; it will be our own fault if we are not very soon victorious. Sectionalism is the waekness of the movement. It must be given up. Everybody must come back to fight undiscouraged, unhumiliated, more determined than ever for self-sacrifice, for hard-work, and for solidarity. … We must concentrate on the Cause.

The thing we are fighting for is much too big to be beaten by Mr Lloyd George or by anything except betrayal in our own ranks and in our own hearts. 

Already by 1922, forty-three per cent of Jarrow’s employable persons were out of work, whilst forty-seven per cent in Brynmawr and sixty per cent in Hartlepool were in the same condition. By contrast with the unforgiving bitterness of class war across mainland Europe, however, social divisions in Britain were mitigated by four main ‘cultural’ factors; a common ‘heritage’; reverence for the monarchy; a common religion, albeit divided between Anglican, Nonconformist and Catholic denominations; an instinctive enjoyment of sport and a shared sense of humour. All four of these factors were evident in the class-based conflicts of 1919-26. In March 1922, the Daily News reported that an ex-soldier of the Royal Field Artillery was living with his wife and four children in London under a patchwork shack of tarpaulins, old army groundsheets and bits of tin and canvas. He told the reporter:

If they’d told in France that I should come back to this I wouldn’t have believed it. Sometimes I wished to God the Germans had knocked me out.

In the House of Commons in June 1923, the ILP MP James (‘Jimmy’) Maxwell used his ‘privileges’ to accuse the Baldwin government and industrialists of ‘murder’:

In the interests of economy they condemned hundreds of children to death, and I call it murder … It is a fearful thing for any man to have on his soul – a cold, callous, deliberate crime in order to save money. We are prepared to destroy children in the great interest of dividends. We put children out in the front of the firing line.

Baldwin & MacDonald arrive ‘centre-stage’:

In attempting to remedy the existing state of affairs, Baldwin set himself a dual-task. In the first place, he had to lead the Conservatives to some imaginative understanding of the situation which had called a Labour Party into being and to convince them that their survival depended on finding a better practical solution to the problems than Labour’s. Secondly, he sought to convince potential Labour voters that not all Conservatives were blood-sucking capitalists, that humanity and idealism were not the exclusive prerogatives of left-wing thinkers. For the cartoonists and the and the public at large, there was Baldwin’s carefully cultivated image of the bowler hat and the pipe, Sunday walks in the Worcestershire countryside which ended in the contemplation of his pigs; ‘Squire Baldwin’ appeared, according to William McElwee, to be simple, straightforward, homely and above all trustworthy. MacDonald had the same task in reverse. He had to convince the nation that Labour was a responsible party, perfectly competent to take over the reins of government, and resolved to achieve in its programme of reforms within the framework of the constitution. He had also to persuade Labour itself that it was in and through Parliament that social progress could best be achieved; that the existing constitutional structure was not designed to shore up capitalism and preserve personal privilege, but was available for any party to take hold of and will the means according to its declared ends, provided it could ensure a democratically elected majority.

Both Baldwin and MacDonald were enigmatic figures to contemporaries and still are today. On Baldwin, one contemporary commented in 1926 that …

If on the memorable afternoon of August 3, 1914, anyone, looking down on the crowded benches of the House of Commons, had sought to pick out the man who would be at the helm when the storm that was about to engulf Europe was over he would not have given a thought to the member for Bewdley. … He passed for a typical backbencher, who voted as he was expected to vote and went home to dinner. A plain, undemonstrative Englishman, prosperous and unambitious, with a pleasant, humorous face, bright and rather bubolic colouring, walking with a quick, long stride that suggested one accustomed to tramping much over ploughed fields with a gun under his arm, and smoking a pipe with unremitting enjoyment. …

McElwee considers their personality traits in his book, Britain’s Locust Years, in which he tries to indicate the immensity of the problem facing these problems, characterising it as years of plenty followed by years of shortage. He raises the important question of judgement and argues that the historian must reach a ‘truer perspective’ in appreciating that the problems facing the country in 1925 were very different from those which had to be confronted in 1935 and 1945. Yet the picture still emerges in the national mind of…

… Baldwin personified by his pipe and pigs and MacDonald by his vanity, ambition and betrayal.

This popular picture, he suggests, fails to take into account the contribution each made to his own party. Both men could claim that during their periods in office they were compelled to act in ‘the national interest’. The events of 1926, in the case of Baldwin, and 1931, in the case of MacDonald, and their actions in them, could both be justified on these grounds alongside the judgements they made. Historians’ interpretations of these judgements must depend first on the available evidence and secondly on their analysis and treatment of this evidence-based on non-partisan criteria. Only then can they adduce true motives. As for the Liberals, the disastrous 1922 election was followed by a re-fusion between the two wings of the Liberal Party and they revived their fortunes somewhat in the 1923 General Election. But this was a short-lived recovery and in the 1924 election, they slumped to forty MPs, with only 17.6 per cent of the total vote. Their decline after 1924 can be seen in the electoral statistics below:

Table I: General Election Results, 1918-1929.

Table II: Liberals and the General Elections, 1918-1929.

Writing in Certain People of Importance in 1926, A. G. Gardiner suggested that the emergence of Mr Baldwin would furnish the historian with an attractive theme. … The ‘Diehards’, following the fateful Carlton Club Meeting, at which he effectively broke up the Coalition, felt that at last, they had found a hero. But in November 1923 Stanley Baldwin’s Conservative Government fell. In 1923, in the middle of the election campaign, a Cabinet colleague was asked to explain the true inwardness of his leader’s sudden and inexplicable plunge into Protection, he replied: Baldwin turned the tap on and then found that he could not turn it off. Gardiner commented by extending this metaphor:

He is always turning taps on and then found that he does not know how to stop them. And when the bath overflows outside, lights his pipe, and rejoices that he has such a fine head of water on his premises. …

The Tory’s revival of ‘Protectionism’ was an attempt to stem the tide of support for Labour by protecting the new engineering jobs which were growing rapidly in the new industrial areas of the Midlands, which were meeting the demand for new electrical goods in the home market. My own grandparents, a miner and silk-weaver campaigning for Labour from the front room of their new semi-detached house in Coventry, which served as the Party’s constituency office, used to sing the following campaign song decades later, to the tune of ‘Men of Harlech’:

Voters all of Aberavon!

Wisdom show in this election,

Don’t be misled by Protection,

Ramsay is yer man.

Ramsay, Ramsay! Shout it!

Don’t be shy about it!

On then comrades, on to glory!

It shall be told in song and story,

How we beat both Lib and Tory!

Ramsay is yer man!

In the following month’s general election (the full results of which are shown in the statistics in Table I above), the Labour Party won 191 seats to the Conservatives’ 258 and the Liberals’ 158; Margaret Bondfield was elected in Northampton with a majority of 4,306 over her Conservative opponent. She had been elected to the TUC Council in 1918 and became its chairman in 1923, shortly before she was first elected to parliament.  In an outburst of local celebration her supporters, whom she described as “nearly crazy with joy”, paraded her around the town in a charabanc. She was one of the first three women—Susan Lawrence and Dorothy Jewson (pictured in the group photo below) were the others—to be elected as Labour MPs. With no party in possession of a parliamentary majority, the make-up of the next government was in doubt for some weeks until Parliament returned after the Christmas ‘recess’.

In the short-lived minority Labour government of 1924, Margaret Bondfield, seen above as Chairman of the TUC, served as parliamentary secretary in the Ministry of Labour. 

The First Labour Government:

The Liberal Party’s decision not to enter a coalition with the Conservatives, and Baldwin’s unwillingness to govern without a majority, led to Ramsay MacDonald’s first minority Labour government which took office in January 1924.

The Women MPs elected to Parliament in 1923 (three were Labour)

Working-class expectations of the First Labour government were soaring high, despite its ‘absolute’ minority status and the lack of experience of its cabinet ministers. Beatrice Webb wrote in her diaries (1924-32) for 8th January:

I had hoped to have the time and the brains to give some account of the birth of the Labour Cabinet. There was a pre-natal scene – the Embryo Cabinet – in JRM’s room on Monday afternoon immediately after the defeat of the Government when the whole of the prospective Ministers were summoned to meet the future PM (who) … did not arrive until half an hour after the time – so they all chatted and introduced themselves to each other. … On Tuesday (in the first week of January), JRM submitted to the King the twenty members of the Cabinet and there was a formal meeting at 10 Downing Street that afternoon of the Ministers designate. Haldane gave useful advice about procedure: Wheatley and Tom Shaw orated somewhat, but for the most part the members were silent, and what remarks were made were businesslike. The consultation concerned the PM’s statement to Parliament. …

On Wednesday the twenty Ministers designate, in their best suits … went to Buckingham Palace to be sworn in; having been previously drilled by Hankey. Four of them came back to our weekly MP’s lunch to to meet the Swedish Minister – a great pal of ours. Uncle Arthur (Henderson) was bursting with childish joy over his H. O. seals in the red leather box which he handed round the company; Sidney was chuckling over a hitch in the solemn ceremony in which he had been right and Hankey wrong; they were all laughing over Wheatley – the revolutionary – going down on both knees and actually kissing the King’s hand; and C. P. Trevelyan was remarking that the King seemed quite incapable of saying two words to his new ministers: ‘he went through the ceremony like an automation!’

J. R. Clynes, the ex-mill-hand, Minister in the Labour Government, recalled their sense of being ‘out of place’ at the Palace:

As we stood waiting for His Majesty, amid the gold and crimson of the Palace, I could not help marvelling at the strange turn of Fortune’s wheel, which had brought MacDonald, the starveling clerk, Thomas the engine-driver, Henderson the foundry labourer and Clynes, the mill-hand to the pinnacle.

The pictures and captions above and elsewhere in this article are taken from ‘These Tremendous Years, 1918-38’, published c.1939, a ‘picture-post’ -style publication. What is interesting about this report is its references to the King’s attitude, which contrasts with that reported by Beatrice Webb, and to the Labour Ministers as ‘the Socialists’.

According to Lansbury’s biographer, Margaret Bondfield turned down the offer of a cabinet post; instead, she became parliamentary secretary to the Minister of Labour, Tom Shaw. This appointment meant that she had to give up the TUC Council chair; her decision to do so, immediately after becoming the first woman to achieve this honour, generated some criticism from other trade unionists. She later described her first months in government as “a strange adventure”. The difficulties of the economic situation would have created problems for the most experienced of governments, and the fledgeling Labour administration was quickly in difficulties. Bondfield spent much of her time abroad; in the autumn she travelled to Canada as the head of a delegation examining the problems of British immigrants, especially as related to the welfare of young children. When she returned to Britain in early October 1924, she found her government already in its final throes. On 8 October MacDonald resigned after losing a confidence vote in the House of Commons. Labour’s chances of victory in the ensuing general election were fatally compromised by the controversy surrounding the so-called Zinoviev letter, a missive purportedly sent by Grigory Zinoviev, president of the Communist International, which called on Britain’s Socialists to prepare for violent revolution:

EXECUTIVE COMMITTEE, THIRD COMMUNIST

INTERNATIONAL PRESIDIUM.

MOSCOW

September 15th 1924

To the Central Committee, British Communist Party.

DEAR COMRADES,

The time is approaching for the Parliament of England to consider the Treaty concluded between the Governments of Great Britain and the SSSR for the purpose of ratification. The fierce campaign raised by the British bourgeoisie around the question shows that the majority of the same … (is) against the Treaty. 

It is indispensible to stir up the masses of the British proletariat, to bring into movement the army of unemployed proletarians. … It is imperative that the Labour Party sympathising with the Treaty should bring increased pressure to bear upon the Government and Parliament any circles in favour of ratification …

… A settlement of relations between the two countries will assist in the revolutionising of the international and British Proletariat not less than a successful rising in any of the working districts of England, as the establishment of close contact between the British and Russian proletariat, … will make it possible for us to extend and develop the propaganda and ideals of Leninism in England and the Colonies. …

From your last report it is evident that agitation propaganda in the Army is weak, in the Navy a very little better … it would be desirable to have cells in all the units of troops, particularly among those those quartered in the large centres of the Country, and also among factories working on munitions and at military store depots. …

With Communist greetings,

ZINOVIEV

President of the Presidium of the I.K.K.I.

McMANUS

Member of the Presidium

KUUSINEN

Secretary

Pictured right: The Labour leader Ramsay MacDonald, depicted in a hostile Punch cartoon. The luggage label, marked “Petrograd”, links him to Russia and communism.

The letter, published four days before polling day, generated a “Red Scare” that led to a significant swing of voters to the right, ensuring a massive Tory victory (Table I).

Margaret Bondfield lost her seat in Northampton by 971 votes. The scare demonstrated the vulnerability of the Labour Party to accusations of Communist influence and infiltration.

The Conservatives & the Coal Crisis – Class War?

Baldwin (pictured on the left above) and his Tories were duly returned to power, including Winston Churchill as Chancellor of the Exchequer. It was Churchill’s decision in 1925 to return Britain to the Gold Standard, abandoned in 1914, together with his hard-line anti-unionism displayed during the General Strike, for which his second period in office is best remembered. The decision was a monetary disaster that hit the lowest paid hardest since it devalued wages dramatically. Despite being flatly warned by the Cambridge economist Hubert Henderson that a return to gold… cannot be achieved without terrible risk of renewed trade depression and serious aggravation and of unemployment, it was actually Baldwin who told Churchill that it was the Government’s decision to do so. Churchill decided to go along with Baldwin and the Bank of England, which restored its authority over the treasury by the change. The effect of the return to the Gold Standard in 1926, as predicted by Keynes and other economists, was to make the goods and services of the most labour-intensive industries even less competitive in export markets. Prices and the numbers out of work shot up, and wages fell. In the worst-affected industries, like coal-mining and shipbuilding, unemployment was already approaching thirty per cent. In some places in the North, it reached nearly half the insured workforce. In the picture on the right above, miners are anxiously reading the news about the ‘Coal Crisis’.

Beatrice Webb first met the ‘Billy Sunday’ of the Labour Movement, as Cook was nicknamed, with George Lansbury. He was the son of a soldier, born and brought up in the barracks, then a farm-boy in Somerset when he migrated, like many others, to the booming South Wales coalfield before the First World War, a fact which was continually referred to by the Welsh-speaking Liberal élite in the Social Service movement. He had, however, passed through a fervent religious stage at the time of the great Welsh Revival, which he came out of by coming under the influence of the ‘Marxist’ Central Labour College and Noah Ablett, whom he helped to write The Miners’ Next Step, a Syndicalist programme for workers’ control of the coal industry, published in 1912. Graduating into Trade Union politics as a conscientious objector and avowed admirer of Lenin’s, he retained the look of the West country agricultural labour, with china-blue eyes and lanky yellow hair, rather than that of the ‘old Welsh collier’ so admired by the Liberals. For Webb, however, Cook was altogether a man you watch with a certain curiosity, though to her husband, Sidney, who was on the Labour Party Executive, he was rude and unpleasing in manner. However, Beatrice also judged that…

It is clear that he has no intellect and not much intelligence … an inspired idiot, drunk with his own words, dominated by his own slogans. I doubt whether he knows what he is going to say or what he has just said. It is tragic to think that this inspired idiot, coupled with poor old Herbert Smith, with his senile obstinacy, are the dominating figures in so great and powerful an organisation as the Miners’ Federation.

Walter Citrine, the TUC General Secretary in 1926, had a similarly mixed view of Cook’s speaking abilities:

In speaking, whether in private or public, he never seemed to finish his sentences. His brain raced ahead of his words. He would start out to demonstrate something or other in a logical way … but almost immediately some thought came into his mind and he completely forgot all about (his main theme) and never returned to it. He was extremely emotional and even in private conversation I have seen tears in his eyes.

The mine owners’ response to the crisis, made worse by the fact that the German minefields were back in production, was to demand wage cuts and extensions to working hours. Worried about the real possibility of a general strike, based on the Triple Alliance between the miners, dockers and railwaymen, Baldwin bribed the owners with government subsidies to postpone action until a royal commission could report on the overall problems of the industry. However, when the Samuel Commission reported in March 1926, its first of seven recommendations was a cut in wages. The response of the Miners’ Federation of Great Britain, voiced by their militant national secretary, A. J. Cook, was to set out the miner’s case in emotive terms:

Our case is simple. We ask for safety and economic security. Today up and down the coalfields the miner and his family are faced with sheer starvation. He is desperate. He will not, he cannot stand present conditions much longer. He would be a traitor to his wife and children if he did. Until he is given safety in mines, adequate compensation, hours of labour that do not make him a mere coal-getting medium, and decent living conditions, there can be no peace in the British coalfields.

Lord Birkenhead said that he thought the miners’ leaders the stupidest men he had ever met until he met the mine owners. They proved him right by locking the miners out of the pits at midnight on 30 April. The Mining Association, strongly supported by Baldwin and Churchill, stated that the mines would be closed to all those who did not accept the new conditions from 2 May 1926. The message from the owners was clear; they refused to meet with the miners’ representatives and declared that they would never again submit to national agreements but would insist on district agreements to break the power and unity of the MFGB and force down the living standards of the miners to an even lower level. The smallest reduction would be imposed on mine labourers in Scotland, eightpence farthing a day, the largest on hewers in Durham, three shillings and eightpence a day. Cook responded by declaring:

We are going to be slaves no longer and our men will starve before they accept a reduction in wages.

Above: Women and children queue outside the soup kitchen in Rotherham, Yorkshire, during the miners’ lock-out in 1926.

The Nine Days of the General Strike:

The following day, Saturday 1 May, the TUC special Conference of Executive Committees met in London and voted to call a General Strike in support of the miners by 3,653,527 votes to just under fifty thousand. As early as 26 February, the TUC had reiterated support for the miners, declaring there was to be no reduction in wages, no increase in working hours, and no interference with the principle of national agreements. In the face of the impending lockout, the special Conference had begun meeting at Farringdon Street on 29 April and continued in session until 1 May. At this conference, in a committed and passionate speech, Bevin said of the decision to strike in support of the miners …

… if every penny goes, if every asset goes, history will ultimately write up that it was a magnificent generation that was prepared to do it rather than see the miners driven down like slaves. 

The TUC Memorandum called for the following trades to cease work as an when required by the General Council:

Transport, … Printing Trades including the Press, … Productive Industries, Iron and Steel, Metal, and Heavy Chemical, … Building Trade, … Electricity and Gas,  … Sanitary Services, … but … With regard to hospitals, clinics, convalescent homes, sanatoria, infant welfare centres, maternity homes, nursing homes, schools … affiliated Unions (were) to take every opportunity to ensure that food, milk, medical and surgical supplies shall be efficiently provided. Also, there was to be no interference in regard to … the distribution of milk and food to the whole of the population.

Telegrams were sent out on 3 May and on the 4th more than three million workers came out on strike. The General Council issued a further statement that evening, again placing the responsibility for the ‘national crisis’ on the shoulders of the Government. It went on to try to reassure the general population of its good intentions in calling the strike:

With the people the trade unions have no quarrel. On the contrary, the unions are fighting to maintain the standard of life of the great mass of people. 

The trade unions have not entered upon this struggle without counting the cost. They are assured that the trade unionists of the country, realising the justice of the cause they are called upon to support, will stand loyally by their elected leaders until the victory and an honourable peace has been won.

The need now is for loyalty, steadfastness and unity.

The General Council of the Trade Union Congress appeals to the workers to follow the instructions that have been issued by their union leaders.

Let none be disturbed by rumours or driven by panic to betray the cause.

Violence and disorder must be everywhere avoided no matter what the cause.

Stand firm and we shall win.

On the 4th, The Daily Herald published the following editorial backing the Strike:

The miners are locked out to enforce reductions of wages and an increase in hours. The Government stands behind the mineowners. It has rebuffed the Trade Union Movement’s every effort to pave the way to an honourable peace.

The renewed conversations begun on Saturday were ended abruptly in the early hours of yesterday morning, with an ultimatum from the Cabinet. Despite this, the whole Labour Movement, including the miners’ leaders, continued its efforts yesterday.

But unless a last minute change of front by the Government takes place during the night the country will today be forced, owing to the action of the Government, into an industrial struggle bigger than this country has yet seen.

In the Commons Mr Baldwin showed no sign of any receding from his attitude that negotiations could not be entered into if the General Strike order stood and unless reductions were accepted before negotiations opened.

In reply Mr J. H. Thomas declared that the responsibility for the deadlock lay with the Government and the owners, and that the Labour Movement was bound in honour to support the miners in the attacks on their standard of life.

In the following eight days, it was left to local trades unionists to form Councils of Action to control the movement of goods, disseminate information to counter government propaganda, to arrange strike payments and to organise demonstrations and activities in support of the strike. The scene in the photo above gives a strong impression of the life of a northern mining community during the strike, in which a local agitator harangues his audience, men and children in clogs, with flat caps and pigeon baskets. Most of the photographs of 1926 taken by trades unionists and Labour activists do not show the strike itself but reveal aspects of the long lone fight of the miners to survive the lock-out. We know from the written and oral sources that the nine days in May were sunny and warm across much of the country, perfect for outside communal activities. The Cardiff Strike Committee issued the following advice:

Keep smiling! Refuse to be provoked. Get into your garden. Look after the wife and kiddies. If you have not got a garden, get into the country, the parks and the playgrounds.

At Methil, in Scotland, the trades unionists reacted to the call in a highly organised manner, the Trades and Labour Council forming itself into a Council of Action with sub-committees for food and transport, information and propaganda and mobilising three cars, one hundred motorcycles and countless bicycles for its courier service. Speakers were sent out in threes, a miner, a railwayman and a docker to emphasise the spirit of unity with the miners. Later in the strike, the Council of Action added an entertainments committee and, more seriously, a Workers’ Defence Corps after some savage baton charges by the police upon the pickets. The snapshots are from Methil, one showing miners and their families waiting to hear speeches from local leaders, one man holding a bugle used to summon people from their homes. The lower photo shows three pickets arrested during disturbances at Muiredge. Deploying a sense of humour reminiscent of that of the class-conscious ‘Tommies’ in the trenches, the Kensington strike bulletin greeted Sir John Simon’s pronouncement on the legality of the Strike with the following sardonic comment:

Sir John Simon says the General Strike is illegal under an Act passed by William the Conqueror  in 1066. All strikers are liable to be interned in Wormwood Scrubs. The three million strikers are advised to keep in hiding, preferably in the park behind Bangor Street, where they will not be discovered.

Throughout the country, those called upon by the TUC to stop work did so with enthusiasm and solidarity. The photograph of trades unionists marching through ‘well-heeled’ Leamington Spa (above) is typical of thousands of similar popular demonstrations of solidarity that took place throughout Britain. Though the establishment in general and Winston Churchill, in particular, feared revolution, the march of building workers and railwaymen has the air of a nineteenth-century trade union procession, like those led by Joseph Arch in the surrounding Warwickshire countryside, the carpenters and joiners parading examples of their work, window sashes and door frames, through the streets on the back of a horse-drawn wagon. The figure in the foreground, marked with an x, is E Horley, a member of the Bricklayers’ Union. It was a scene repeated in a thousand towns as meetings were held, trade union news sheets were printed daily, and Councils of Action controlled the movement of supplies, organised pickets (Bolton organised 2,280 pickets in two days) and provided entertainment and speakers.

Government plans to cope with the strike of the ‘Triple Alliance’ or for a general strike had originated in 1919. The TUC seemed unaware of the government plans to distribute supplies by road though Lloyd George claimed that Ramsay MacDonald was aware of it and even prepared to make use of it during 1924. The organisation had evolved steadily during a period of continued industrial arrest and was accelerated after ‘Red Friday’ in 1925 so that the government was not only ready to take on the miners but was looking forward to dealing the unions a massive blow. Private support for a strikebreaking force came from a body calling itself the ‘Organisation for the Maintenance of Supplies’ (OMS) under ‘top brass’ military leadership. The professional classes hastened to enrol, especially those with military commissions and experience, alongside industrialists.

Whilst the popular image of the Strike is one of the ‘Oxbridge’ undergraduates driving buses, the reality was that most of the strike-breakers were as working-class as the strikers. Churchill, however, mobilised resources as if he were fighting a war. Troops delivered food supplies; he set up the British Gazette and ran it as a government propaganda sheet (above), with more soldiers guarding the printing presses.

The armed forces were strategically stationed, armoured cars and tanks brought out for guard and escort duties. The Riot Act was read to the troops and even the artillerymen were given bayonet drill. Both food deliveries and Gazette deliveries were sometimes accompanied by tanks. Attempts to press Lord Reith’s BBC, which had begun broadcasting in 1922, to put out government bulletins, were defiantly resisted, a turning point in the fight for the corporation’s political independence.

The photograph above shows troops carrying an ammunition box into their temporary quarters at the Tower of London, where the contents of London’s gunshops were also stored during the strike.

Since 1925, the number of special constables had been increased from 98,000 to 226,000 and a special reserve was also created. This numbered fifty thousand during the strike by ‘reliable’ volunteers from the universities, the professions and by retired army officers who happily donned the blue and white armband over cricket sweaters and drew their helmets from the government stores. The photo above shows a group of swaggering polo-playing ex-officers wielding yard-long clubs and flourishing whips replete with jodhpurs. They cantered around Hyde Park in military formation. The class divisions were clearly drawn and while for the most part, the volunteers saw it as answering a patriotic call, some talked of ‘teaching the blighters a lesson’.

In a strike remarkable for a lack of violence, given all the ingredients for near civil war, it was the specials who were involved in some of the most brutal incidents during the nine days. The most dramatic incident was the semi-accidental derailment of The Flying Scotsman by a group of miners from Cramlington Lodge, but their four-hundred-yard warning enabled the engine to slow to twenty m.p.h. before it toppled off the section where they had removed a rail. Consequently, no-one was hurt, but a police investigation led to one of the miners turning King’s Evidence and his nine ‘comrades’ were arrested and given sentences of four, six and eight year’s penal servitude. On the other side, mounted specials supported the Black and Tans in an unprovoked attack on a mixed crowd in Lewes Road, Brighton, while at Bridgeton attacks by the specials on unoffending citizens led to an official protest by the Glasgow Town Council Labour Group. It was also the specials who took part in raids on trade union offices and arrested workers for selling strike bulletins; for the miners, it was a fight for survival, for the university students and their middle-aged fathers in search of glory, it was all ‘jolly good fun’.

At the height of the strike, with messages of support pouring into the TUC, the number of strikers growing and spirits high, the strike was suddenly brought to an end on 12 May. At first, trade union officials announced it as a victory, for example at a mass meeting at Gravesend. With the strike solid and growing daily and trades unions in control of many areas, its ending was similarly interpreted in hundreds of cities, towns and villages throughout the country. As the truth slowly became known, the news was received with shock and disbelief. The strike had lasted just nine days before it was called off unconditionally by the TUC General Council. The coalowners and the Conservatives had no doubt at all that it was an unconditional surrender. Certainly, J. H. Thomas’ announcement of the end of the strike seemed to one group of railwaymen listening to the ‘wireless’ to confirm this:

We heard Jimmy Thomas almost crying as he announced the terms of what we thought were surrender, and we went back with our tails between our legs to see what the bosses were going to do with us.

The next day The Daily Mail headline was ‘surrender of the revolutionaries’ and Churchill’s British Gazette led with ‘Surrender received by Premier’. The TUC had agreed to the compromise put forward by the Samuel Commission, but the embittered MFGB leadership did not and the lock-out continued for seven months (see the photo below, titled End of the Strike). The miners refused to accept the cut in wages and increase in hours demanded by the owners and the government.

The reasoning behind this decision has been argued over ever since, but, following the backlash over the ‘Zinoviev Letter’, the General Strike of 1926 demonstrated the unwillingness of even radical trade unionists to push the system too far and be seen to be acting coercively and unconstitutionally. Additionally, when the showdown came in 1926 it was not really, as The Times had dramatised it in September 1919, a fight to the finish, because industrial union power was already shifting to other sections of the economy.

From Retribution & Recrimination to ‘Recovery’ & Reconciliation, 1926-29:

After the Strike was called off, the bitter polarisation of the classes remained. There are few photographs which record the misery of victimisation that followed the ending of the strike. Courageous men in lonely country districts who had struck in twos and threes were easy victims for retribution. The railway companies were the first to act we, turning away railwaymen when they reported for work. Men with decades of loyal service were demoted, moved to posts far from home, or simply not re-engaged. The railwayman quoted above was one of these victims:

I was told within a couple of days that I had been dismissed the service – a very unusual thing, and I think that very few station masters  in the Kingdom can say that they had had the sack, but that was the case with me, and I know at least two more who had the same experience. 

Of those who formed the TUC deputation to Baldwin, only Ernest Bevin sought an assurance against retribution. None was given, so speaking at the end of the strike, he prophesied that thousands would be victimised as a result of this day’s work. The NUR was forced to sign a humiliating document that included the words the trade unions admit that in calling the strike they committed a wrongful act. The coalowners’ final reckoning came with the slow return to work at the end of the year. They prepared blacklists, excluding ‘militants’ from their pits, and gave them to the police at the pitheads. Some men never returned to work until 1939, following Britain’s declaration of war. Vengeful employers felt justified in these actions by the blessings they had received from the pulpits of Christian leaders, including Cardinal Bourne, the Roman Catholic Primate and Archbishop of Westminster, preaching in Westminster Cathedral on 9th May:

There is no moral justification  for a General Strike of this character. It is therefore a sin against the obedience which we owe to God. … All are bound to uphold and assist the Government, which is the lawfully-constituted authority of the country and represents therefore, in its own appointed sphere, the authority of God himself.

In a period when these issues of morality, legitimacy, and constitutionalism carried great weight, and church-going was still significant among all classes, it is not wholly surprising that the TUC leaders were wary of over-reaching their power in mid-twenties’ Britain. We also need to recall that the Labour Party had a very strong tradition of pacifism, and although outbreaks of violence against people or property were rare events during the coal stoppage and the General Strike, at the time the strike was called off there would have been natural concerns among the Labour leaders about their ability to control the more militant socialists and communists active among the rank and file trades unionists. George Lansbury (pictured below) addressed some of these concerns in the context of his Christian Socialism:

One Whose life I revere and Who, I believe, is the greatest Figure in history, has put it on record: “Those who take the sword shall perish by the sword” … If mine was the only voice in this Conference, I would say in the name of the faith I hold, the belief I have that God intended us to live peaceably and quietly with one another, if some people do not allow us to do so, I am ready to stand as the early Christians did, and say, “This is our faith, this is where we stand and, if necessary, this is where we will die.”

On the other hand, the Fabian Socialist, Beatrice Webb was scathing in her assessment of what she believed the General Strike had revealed about the lack of support for revolutionary socialism among British workers:

The government has gained immense prestige in the world and the British Labour movement has made itself ridiculous. A strike which opens with a football match  between police and strikers and ends nine days later with densely-packed reconciliation services at all the chapels and churches of Great Britain attended by the strikers and their families, will make the continental Socialists blaspheme. Without a shot fired or a life lost … the General Strike of 1926 has by its absurdity made the Black Friday of 1921 seem to be a red letter day of common sense. Let me add that the failure of the General Strike shows what a ‘sane’ people the British are. If only our revolutionaries would realise the hopelessness of their attempt to turn the British workman into a Red Russian …The British are hopelessly good-natured and common-sensical – to which the British workman adds pigheadedness, jealousy and stupidity. … We are all of us just good-natured stupid folk.

The Conservative government revelled in the defeat of the strike and turned to the slow crushing of the miners. They sent an official note of protest to the Soviet government, determined to stop the collection of relief money by Russian trade unionists. Neville Chamberlain instructed the authorities to tighten up on relief payments which were already at a starvation figure of five shillings for a wife and two shillings for each child. The men were precluded from Poor Relief by a law originating in 1898 in which the coalowners had brought a court action against the Guardians of Merthyr Tydfil for giving miners outdoor relief during the miners’ strike of that year. The government was now quick to insist that work was available, albeit for longer hours and less pay than that those set out in the previous agreements between the mine-owners and the mineworkers, and then insisted that the law concerning relief should be vigorously applied, even to the pit boys, aged fourteen to sixteen, who were not allowed to join a trade union. When, after months of hunger and deprivation, the miners organised a fund-raising mission to the United States, Baldwin wrote a vindictive letter to the US authorities stating that there was no dire need in the coalfields. This was at a time when Will John, MP for Rhondda West, was telling the Board of Guardians that women were now carrying their children to the communal kitchens because the children had no shoes. As the plight of the miners grew worse, the govern In July, his government announced that a bill would be passed lengthening the working day in the mines.

Four million British subjects were thus put on the rack of hunger by a Cabinet of wealthy men. They even introduced a special new law, the Board of Guardians (Default) Bill, in an attempt to rule by hunger. Despite all these measures, the miners were able to exist for nearly seven months before being driven to accept the terms of the owners. This was a story of community struggle in the face of siege conditions. Aid for the miners came from the organised Labour and trade union movement, which raised tens of thousands of pounds. Russian trade unionists collected over a million pounds. Co-ops extended credit in the form of food vouchers, gave away free bread and made long-term loans. The funds of the Miners’ Federations and the MFGB proved hopelessly inadequate in supporting the ‘striking’ men.

Meanwhile, whilst the participants in round-table talks between the unions and management, convened by the chemical industrialist Sir Alfred Mond, were meant to reintroduce a spirit of goodwill into industrial relations, the Conservative government introduced a bill to prevent any future General Strike and attempted to sever the financial link between the unions and the Labour Party. This eventually became the 1927 Trade Disputes Act made it illegal for any strike to intend to coerce the government. It also became illegal for a worker in ‘essential employment’ to commit a breach of contract; in effect, this was a return to the old law of ‘master and servant’ which had been swept away by the Employers’ and Workmen’s Act of 1875.

Unemployed miners getting coal from the Tredegar ‘patches’ in the late twenties.

The memory of 1926 became seared into the culture and folklore of mining communities as epitomised in Idris Davies’ poem, Do you remember 1926? Certainly, it marked a fracture line in Labour history, as following the lock-out, many miners abandoned the industry and looked for work in the newer industries in the Midlands and South East of England. Hundreds of thousands joined the migrant stream out of the working-class communities of Wales, the North of England and central Scotland, often taking with them their cultural traditions and institutions (see the photo montage below).

But whether they went into ‘exile’ or stayed at ‘home’, the miners were determined to use the memory of their defeat to fight back. W. P. Richardson of the Durham miners expressed their feelings:

The miners are on the bottom and have been compelled to accept dictated and unjust terms. The miners will rise again and will remember because they cannot forget. The victors of today will live to regret their unjust treatment of the miners.

Nevertheless, following its defeat at the hands of the people of Poplar, and in the spirit of class conciliation which followed the General Strike of 1926, both Conservative and Labour governments were naturally cautious in their interventions in the administration of unemployment benefit and poor relief. Although such interventions were subtle, and at times even reluctant, following on from the miners’ dispute, an alliance of the Baldwin Government, leading Civil Servants, together with advocates and adherents of the Social Service movement, had set into motion a cultural counter-revolution which was designed to re-establish their hegemony over industrial areas with large working-class populations. The wartime experience of directing labour resources, and production had given the Coalition ministers a sense of responsibility towards ex-servicemen and it had established several training centres for disabled veterans. The national Government also exercised a limited responsibility, through the Unemployment Grants Committee, together with local authorities, for public works through which the unemployed could be temporarily absorbed. Also, the wartime creation of the Ministry of Labour and a network of employment exchanges provided the means whereby a more adventurous policy could be pursued.

By the end of 1926, the training centres were turning their attention to the wider problem of unemployment, enabling the victims of industrial depression to acquire skills that would facilitate their re-entry into the labour market. Though this often meant resettlement in another area that was not the foremost purpose of the programme. In any case, the regional pattern of unemployment was only just beginning to emerge by the mid-twenties. The Director of the Birmingham Training Centre who went to Wales in 1926 to recruit members for his course was able to offer his audience very little, except lodgings at 18s a week and one free meal a day. The weekly allowance of a trainee was just 23s, and training lasted six months. The real shift in Government policy came in 1927, with Neville Chamberlain invoking his powers as Minister for Health and Local Government to curb Poplarism, under the Bill he had introduced following the General Strike. Commissioners appointed by the Government replaced those local Boards of Guardians that were considered profligate in the administration of the Poor Law.

The Lord Mayor’s fund for distressed miners report, published in ‘The Sphere’, 1929.

The Baldwin government’s second interventionist act was effected through the setting up of the Mansion House Fund in 1928, stemming from the joint appeal of the Lord Mayors of London, Newcastle and Cardiff for help in the relief of the distressed areas. This voluntary approach had, in fact, been initiated by Neville Chamberlain himself, who had written to the Lord Mayor of London in very direct terms:

Surely we cannot be satisfied to leave these unhappy people to go through the winter with only the barest necessities of life.

However, the Government itself acted in support of the voluntary effort rather than taking direct responsibility for it, and it is clear that the main objective of the action was to encourage transference away from the older industrial areas, especially through the provision of boots, clothing and train fare expenses. It was against this background that the Government then established the Industrial Transference Board the following January under the wing of the Ministry of Labour. Much of the initial funding for its work came from the Mansion House Fund. The operation of the Unemployment Grants Committee was carefully directed to conform to this strategy, under advice from the Industrial Transference Board:

As an essential condition for the growth of the will to move, nothing should be done which might tend to anchor men to their home district by holding out an illusory prospect of employment. We therefore reject as unsound policy, relief works in the depressed areas. Such schemes are temporary; at the end the situation is much as before, and the financial resources either at the Exchequer or of the Local Authorities have been drained to no permanent purpose. Grants of assistance such as those made by the Unemployment Grants Committee, which help to finance works carried out by the Local Authority in depressed areas, for the temporary employment of men in those areas, are a negation of the policy which ought in our opinion to be pursued.

As a result, the Government deliberately cut its grants for public works to the depressed areas and instead offered funds at a low rate of interest to prosperous areas on the condition that at least half the men employed on work projects would be drawn from the depressed areas. In August 1928, Baldwin himself made an appeal in the form of a circular, which was distributed throughout the prosperous areas. Every employer who could find work for DA men was asked to contact the nearest Labour Exchange, which would then send a representative to discuss the matter. However, Chamberlain expressed his disappointment over the results of this appeal later that year, and his officials became concerned that the cut-backs made in grants to local authorities for relief work in the depressed areas might lead to a serious level of disorder which would prove minatory to recent poor law policy. The following year, Winston Churchill took responsibility for drafting major sections of the Local Government Act, which reformed the Poor Law and brought about de-rating and a system of block grants. In a speech on the Bill in the Commons, he argued that it was…

… much better to bring industry back to the necessitous areas than to disperse their population, at enormous expense and waste, as if you were removing people from a plague-stricken or malarious region.

However, not for the last time, Churchill’s rhetorical turn of phrase was not appreciated by Chamberlain, who clearly saw in the Bill the means for the more careful management of local authorities, rather than as a means of equalising the effects of the low rateable values of these areas. Of course, Churchill was soon out of office, having held it for four years as Chancellor of the Exchequer, during which time he lowered pensionable age to sixty-five, introduced pensions for widows, and decreased the income-tax rate by ten per cent for the lowest earners among tax-payers.

The Prince of Wales became the Patron of the National Council of Social Services in 1928, a body established to co-ordinate the charitable work of the various charitable organisations which had grown up throughout the decade to ‘dabble’ with the problems of unemployment. That year he made an extensive tour of the depressed areas in South Wales, Tyneside, Scotland and Lancashire, where (above) he is pictured shaking hands with a worker in Middleton. He met men who had already been unemployed for years and, visibly and sincerely shaken, is reported to have said:

Some of the things I see in these gloomy, poverty stricken areas made me almost ashamed to be an Englishman. … isn’t it awful that I can do nothing for them but make them smile.

As the parliamentary year ended, the Labour Party, and in particular its women MPs, could be forgiven for believing that they had much to look forward in the final year of the Twenties. Perhaps one of the changes the ‘flappers’ might have wished to see was a less patronising attitude from the press and their male colleagues than is displayed in the following report…

(to be continued…)

 

 

Political Reaction to the Polish War in Britain:

Even at the very late hour of August 1939, there were some ministers who publicly argued for the continuation of the appeasement policy. War is not only not inevitable, said Sir Thomas Inskip, the Minister for Defence Co-ordination, seeking to reassure the British public, but it is unlikely. R A (Richard Austen) Butler, later responsible for the 1944 Education Act, then Under Secretary of State at the Foreign Office, praised Harold Nicolson’s Penguin Special book as a work of art and perfectly correct. As the Foreign Secretary, Lord Halifax sat in the Lords, Butler was the Government’s spokesman in the Commons, valiantly defending its policy. An enthusiastic Chamberlainite, he regarded Munich not as a means of buying time but as a way of settling differences with Hitler. An unrepentant appeaser down to the outbreak of war, Butler even opposed the Polish alliance signed on 25 August, claiming it would have a bad psychological effect on Hitler. Critics of Chamberlain’s post-Prague policy for ignoring the necessity of encirclement thus found common cause with the ardent appeasers, though Butler himself remained loyal to Chamberlain, even after his final fall from grace. He blamed the Prime Minister’s demise and ultimate disgrace on the growing influence of Sir Horace Wilson at this time, as, for different reasons, did Nicolson.

However, even the tiny window of ‘encirclement’ was soon shut and shuttered by the Ribbentrop-Molotov Pact. For those on the Left of British politics, both inside Parliament and out,  this represented an unthinkable nightmare and spelt the immediate decapitation of the idea of a Popular Front with communism against the Fascist threat. In particular, Nicolson’s argument for an alliance with the Soviet Union was suddenly invalidated. When he heard of it, Harold Nicolson was, like Drake at the time of the Spanish Armada, on Plymouth Sound. He rushed back to London, to hear Chamberlain’s statement to the House. The PM was like a coroner summing up a murder case, Harold suggested. Although sympathetic to Chamberlain’s hopeless plight, he agreed with the verdict of Lloyd George and Churchill that the PM was a hopeless old crow… personally to blame for this disaster. 

As Hitler wasted no time in crossing the border into Poland at daybreak on 1 September, the moral and diplomatic disaster became a military reality. Later the same day, Churchill was asked to join a small War Cabinet, a sign to all that Chamberlain had finally accepted that reality and now meant business. When the PM addressed the House that evening, visibly under tremendous emotional stress, he read out the allied dispatch sent to Berlin. This contained the familiar words that unless Germany gave a firm pledge to suspend all military activities and to withdraw its troops from Poland, Britain would instantly honour its obligations. However, there was no time limit attached to the word ‘instantly’ at this stage, so the dispatch could not be read as anything more than a warning. It was not an ultimatum. Apparently, this was largely due to the procrastination of the French Government, which, even at this late hour, was hoping for another Munich Conference to be held within 48 hours.

When the House met again the next evening, Chamberlain’s statement was still loosely-phrased.  Was there to be another Munich? was the unspoken question in everyone’s mind, if not on their lips. When the opposition spokesman, Arthur Greenwood, rose to speak, there were shouts from the Tory benches urging him to Speak for Britain. Chamberlain turned around to his own backbenches as if stung. The House adjourned in indescribable confusion and the Cabinet reconvened in Downing Street on what, by all accounts, was literally a very stormy night. The Cabinet decided to present the ultimatum at nine in the morning in Berlin, to expire two hours later. Chamberlain ended the meeting with the words Right, gentlemen..this means war, quietly spoken, after which there was a deafening thunderclap.

As Chamberlain himself remarked soon afterwards, no German answer to the allied ultimatum was forthcoming before 11 a.m. on the third. Harold Nicolson attended a gathering of the Eden group. At 11.15 they heard Chamberlain’s announcement. For them, as for the masses of British people listening, it seemed like the present did not exist, only the future and the past. What could any of them, with all their grandness and wealth, do now? In a strained and disgusted voice, Chamberlain told a benumbed British people that, after all, they were now at war with Germany. As if a harbinger of the nine-month ‘phoney war’ which was to follow, the air-raid siren sounded the last of the Thirties’ false alarms. In the chamber of the House of Commons, an ill-looking Prime Minister made a ‘restrained speech’. As Nicolson drove out of London towards his home at Sissinghurst in Kent, a convoy of evacuees overtook them. From one of the trucks, an elderly lady accompanying the children leaned out, shook her fist, and shouted, it is all the fault of the rich.  There was a real sense in which both the war itself and its aftermath, became a class war in which the aristocratic control of politics which had helped to cause it, was jettisoned by the British people.

British diplomats were even less enthusiastic about the prospect of conflict with the Soviet Union than the politicians. In a secret telegram to the Foreign Office, the British ambassador to Moscow, Sir William Seeds, wrote:

I do not myself see what advantage war with the Soviet Union would be to us, though it would please me personally to declare it on M. Molotov. …the Soviet invasion of Poland is not without advantages to us in the long run, for it will entail the keeping of a large army on a war footing outside Russia consuming food and petrol and wearing out material and transport, thus reducing German hopes of military or food supplies.

In a public statement on 20 September, however, the British Prime Minister, Neville Chamberlain spoke to the House of Commons about the Soviet invasion of eastern Poland:

For the unhappy victim of this cynical attack, the result has been a tragedy of the grimmest character. The world which has watched the vain struggle of the Polish nation against overwhelming odds with profound pity and sympathy admires their valour, which even now refuses to admit defeat. … There is no sacrifice from which we will not shrink, there is no operation we will not undertake provided our responsible advisers, our Allies, and we ourselves are convinced that it will make an appropriate contribution to victory. But what we will not do is to rush into adventures that offer little prospect of success and are calculated to impair our resources and to postpone ultimate victory.

Fine words, but not matched by action. After the signing of the German-Soviet border treaty in Moscow a week later, Sir William revised his opinion in a telegram of 30 September:

It must be borne in mind that if war continues any considerable time, the Soviet part of Poland will, at its close, have been purged of any non-Soviet population or classes whatever, and that it may well be consequently impossible, in practice, to separate it from the rest of Russia. …our war aims are not incompatible with reasonable settlement on ethnographic and cultural lines.

On the face of it, this was an incredible suggestion. The Soviet Union had just invaded and was subjugating the eastern territories of a nation to which Britain had given its pledge of protection, yet a senior diplomat was privately suggesting that this aggression should be immediately rewarded. Back in London, another senior diplomat, Sir Ivone Kirkpatrick endorsed Seeds views in a report produced on 1 October to which he appended a sketch map of Poland, pointing out that the new Soviet-imposed border mostly followed the ‘Curzon Line’ proposed by the British Foreign Secretary in 1919, which had been rejected by both the Poles and Bolsheviks at the time.

The picture on the right shows German officers discussing with a Soviet officer (far left) the demarcation line between their various pieces of conquered territory after the signing of the Nazi-Soviet pact and the invasion of Poland from west and east. 

Nevertheless, there were many among the general population in Britain who were bemused as to why their country had not declared war on the Soviet Union. If the British treaty to protect Poland from aggression had resulted in war with the Germans, why hadn’t it also triggered a war with the USSR? What they were not aware of was that it was not only the Nazi-Soviet pact which had a secret clause, but also the 1939 Anglo-Polish treaty. That clause specifically limited the obligation to protect Poland from ‘aggression’ to that initiated by Germany.

The ‘Phoney War’ and the War at Sea:

The sixth-month hiatus between the end of the Polish campaign in October 1939 and Hitler’s sudden invasion of Denmark and Norway on 9 April 1940 is known as ‘the Phoney War’. With little going on in the West on land and in the skies, the British and French publics were lulled into thinking that the war was not truly a matter of life and death for them in the way it obviously was for the Poles, and their daily existence was carried on substantially as usual, in all its bureaucracy, inefficiency and occasional absurdity. The National Labour MP Harold Nicolson recorded in his war diaries that the Ministry of Information censors had refused to publish the wording of a leaflet, of which two million copies had been dropped over Germany, on the grounds that… We are not allowed to disclose information that might be of value to the enemy.

The map below shows the full details of the war at sea, 1939-45:

There was nothing phoney about the war at sea, however. It was perfectly true that the British Air Minister Sir Kingsley Wood made the asinine remark that the RAF should not bomb munitions dumps in the Black Forest because so much of it was private property, but at sea, there were no such absurdities. As early as 19 August, U-boat captains were sent a coded signal about a submarine officers’ reunion which directed them to take up their positions around the British Isles in readiness for imminent action. Within nine hours of the declaration of war, the British liner SS Athenia was torpedoed on its way from Glasgow to Montreal, with 1,400 passengers on board, the captain of U-30 mistaking the ship for an armed merchant cruiser. Had they hit the radio mast, and the SOS signal not been transmitted, many more than the 112 passengers would have perished. A Czech survivor recalled:

There was a column of water near the ship and a black thing like a cigar shot over the sea towards us. There was a bang, and then I saw men on the submarine turn a gun and fire it.

above: a poster recruiting for the German submarine service. Submarine attack was the main activity of the German Navy during the war, and it succeeded in reducing allied tonnage substantially. Submariners were often absent for up to eighteen months and returned weather-beaten and bearded. Casualties were very high. Some seventy per cent of all submariners were killed.

Neither side was prepared for sea warfare in 1939, but neither could ignore the lessons of the 1914-18 sea war: the German High Seas Fleet had remained largely inactive, while the U-boats had brought Britain perilously close to catastrophe. In the U-boat, Germany had deployed a potentially war-winning weapon, and there was no reason not to attempt to use it more decisively in a second war. For Britain, the Battle of the Atlantic was the longest and most critical of World War Two; defeat would have forced Britain out of the war and made US intervention in Europe impossible. Airpower was also crucial in the battle of the Atlantic. German spotter aircraft could locate convoys and guide U-boats to their targets, while land-based air patrols and fighters launched by catapult from convoy ships provided essential protection. While Germany had entered the war with a number of particularly capital ships, including three purpose-built ‘pocket battleship’ commerce raiders and two powerful modern battleships, there were always too few to challenge the Royal Navy directly. Instead, Germany was once again to use its limited naval resources to attack Britain’s sea communications. The capital ships were used as raiders against British commercial vessels. Nevertheless, tracking down and destroying these threats severely stretched British naval resources. The pocket battleship Graf Spee enjoyed considerable success at the beginning of the war.

Just as in the previous war, however, it was the U-boat that was to provide the greatest danger to Britain’s supply lines, causing Churchill intense anxiety as First Lord of the Admiralty. Had Hitler given first priority in terms of funding to his U-boat fleet on coming to power in 1933, rather than to the Wehrmacht and Luftwaffe, he might have built a force that would have strangled and starved Britain into surrender. As it was, the navy was the weakest of Germany’s armed services when war broke out. Against the twenty-two battleships and eighty-three cruisers of the French and British navies, Germany had only three small ‘pocket’ battleships and eight cruisers. Early in the war, the German Navy under Admiral Erich Raeder recognised that the submarine offered the only effective German action at sea. In 1939 there were only 57 U-boats available, and not all of these were suitable for the Atlantic.  They had limited underwater range and spent most of their time on the surface, where they were vulnerable to Coastal command bombers. However, under Admiral Karl Dönitz the submarine arm expanded rapidly and soon took a steady toll of Allied shipping. To Dönitz, as commander of the U-boat fleet, it was a simple question of arithmetic: Britain depended on supplies that were carried by a fleet of about three thousand ocean-going merchant ships, and these could carry about seventeen million tonnes. If he could keep sufficient U-boats at sea and sink enough of this tonnage, Britain would be forced to capitulate. He had devised tactics to overcome the convoys, based on the simple concept of overwhelming the escorts. Dönitz introduced a new tactic to undersea warfare, with the ‘wolf packs’ hunting at night linked by radio, often attacking on the surface and at close range. But Dönitz simply did not have enough boats to launch sufficient attacks in groups.

above: Convoy with escorts, seen at sunset in the Atlantic in July 1942. The adoption of the convoy system was a key element in defeating the U-boat threat.

At the same time, the British had made very few preparations. The first of hundreds of Atlantic convoys left Halifax, Nova Scotia, on 15 September. Learning the doleful lessons of the Great War, the convoy system was adhered to rigidly by the British between 1939 and 1945, even for ships moving along the coastline between Glasgow and the Thames. Destroyers, frigates and corvettes used an echo-sounding device called ASDIC (named after the Allied Submarine Detection Investigation Committee) to try to track U-boats, while the convoys’ merchantmen sailed together within a protective cordon. But although it was initially seen as a complete solution to the U-boat threat, it proved less than perfect and was only really effective at ranges of two hundred to a thousand metres, when most U-boats were operating on the surface in any case. Britain’s escort fleet had been allowed to run down to such an extent that Churchill was prepared to trade valuable bases in the West Indies and Newfoundland in return for fifty obsolete American destroyers. Perhaps even more damaging was the misuse of resources: the Royal Navy insisted on largely futile attempts to hunt down U-boats instead of concentrating on escorting convoys.

above: a depth charge explodes astern of a Royal Navy ship hunting for a submerged U-boat. Dropped from surface ships, depth charges could cause fatal damage to a submarine, but they had a limited effective range.

The convoys also adopted a zig-zagging route, the better to outfox their submerged foes. Overall the system was another success, but when a waiting U-boat ‘wolf-pack’ broke through, the losses among the huddled merchantmen could be correspondingly high, and on one occasion as many as half of the vessels were sent to the bottom. The Royal Navy started the war with only five aircraft carriers and so merchant shipping lacked essential air protection out at sea. RAF Coastal Command was left critically short of aircraft because of the priority given to Bomber Command, and the flying boats it received did not have enough range – there remained a gap in the central Atlantic where no air patrols were possible; the ‘Greenland gap’, where U-boats could congregate in relative safety. This was the period that the Germans referred to as the ‘happy time’ when their losses were slight and successes high. In a desperate attempt to extend the range of Britain’s air patrols, Churchill offered the Irish government unification with Northern Ireland in exchange for the use of bases in Lough Swilly, Cobb and Berehaven, but it insisted on maintaining its strict neutrality in the war.

above: as in the First World War, German leaders gambled on knocking Britain out of the conflict by a submarine blockade. The map above shows the details of the first phase of this.

On 17 September the veteran HMS Courageous was sunk in the Western Approaches by two torpedoes by two torpedoes from U-29, which had already sunk three tankers. She slipped beneath the Hebridean waves in less than fifteen minutes, with only half of her thousand-strong crew being saved, some after an hour in the North Atlantic, where they kept up their morale by singing popular songs of the day such as ‘Roll out the Barrel’ and ‘Show Me the Way to Go Home’. One survivor recalled that the sea was so thick with oil we might have been swimming in treacle.

Why Britain was at War:

After motoring home to Sissinghurst with Victor Cazalet on 3 September, Harold Nicolson found his sons waiting for him. Ben, aged twenty-five, thought the news ‘a tragedy’, an unwelcome interruption to his studies; Nigel, three years younger, who had just ‘come down’ from Oxford, ‘was immensely exhilarated’. Both were of an age to serve in the army; and both did, until final victory in the spring of 1945. In a symbolic act for what lay ahead, the flag flying above the Elizabethan Tower in the Sissinghurst garden was lowered. No sooner had the war started than Harold Nicolson was asked by Allen Lane, head of Penguin Books, to explain to the nation Why Britain is at War. He wrote the fifty-thousand-word Penguin Special in three weeks. Michael Sadleir, Harold’s regular publisher, called it ‘a masterpiece’. An instant success, it soon sold over a hundred thousand copies. Harold denied that the iniquities of the Versailles treaty had propelled Hitler to power, as so often presumed, claiming that by 1922 a majority of the German people had reconciled themselves to the treaty. By recklessly occupying the Ruhr in 1923, against British advice, French President Poincaré’s adventurism had galvanised German nationalist fervour, destroyed the German middle class and paved the way for the rise of Hitler. These arguments took little account of the first German economic miracle of the mid-twenties or the devastating effects of the world economic crisis of 1929. Nor was it prudent to reproach past leaders of Britain’s only ally in its war of survival against Nazi Germany, even if it was partly blameworthy.

Harold was on firmer ground when he moved away from contemporary German history to justifying Britain’s motives for going to war. He wrote of a small island nation dependent for its survival not only on protecting the sea lanes to its imperial possessions but also on preserving the balance of power on the European mainland. Germany, then and now, threatened to violate these immutable principles. Britain’s reaction by going to war was prompted by a sound biological instinct … the instinct of self-preservation. By vividly contrasting the savage nature of the Nazi dictatorship, its ‘ruthless nihilism’, with the British conception of ‘decency and fairness’. Harold introduced a moral dimension to the conflict:

We entered this war to defend ourselves. We shall continue to, to its bitter end, in order to save humanity. … Only by imposing a just peace, one that does not outrage their pride or drive them to desperation can we guarantee thirty years to establish a new world order so powerful that even Germany will not dare to defy it.

But what kind of ‘new world order?’ It turned on rectifying the defects of the League of Nations, of organising its own armed forces and the need for its members to sacrifice a degree of national sovereignty. Harold looked forward optimistically to a ‘United States of Europe’, but whether Britain would play an active part in it remained a moot point. On one point, however, Harold was crystal clear: a social revolution was pending. Whatever the outcome of the war, we can be certain that the rich will lose … Their privileges and fortunes will go. His premonition that the war would generate ‘class warfare’, that the prerogatives of his class would be severely eroded, if not entirely swept away, haunted him throughout the war. Nicolson’s critique of Chamberlain’s diplomacy, and in particular the ruinous influence of Sir Horace Wilson may have found praise from R. A. Butler as wholly valid. But Butler remained loyal to Chamberlain, even after the PM’s downfall, describing Churchill as the greatest political adventurer of modern political history. Harold may have felt flattered, temporarily, by Butler’s words, but he would gain a more lasting satisfaction from knowing that his record of Britain’s misguided diplomacy had struck a sympathetic chord in hundreds of thousands of readers.

Harold wanted to find a wartime job commensurate with his talents. The Foreign Office, impressed by the success of Why Britain is at War, was keen that he should strengthen its Political Intelligence Department. Halifax was enthusiastic to make the appointment, but it was opposed by Horace Wilson, whom Nicolson had identified as a ‘chief sinner’ in the failure of British diplomacy. Nor did Harold make a significant impact in Parliament, where he had been elected as a National Labour MP in 1935. Apart from occasional questions about the activity of German propagandists in Britain, he remained silent. The Eden Group made up of Conservative dissidents, but with Harold in constant attendance, still functioned, usually over dinner at the Carlton Club. The general feeling of the company as autumn progressed was that Chamberlain had to be removed and replaced by Churchill. It remained an ineffectual group, however, which would only act when exceptional circumstances left it no option. Like many of his associates, Nicolson was in despair at Chamberlain’s lacklustre leadership. When urged to attack ‘these people at the helm’, he wavered, unwilling to disrupt national unity at that stage. Even so, no-one could deny that the war was going badly. Poland had fallen in less than a month, partitioned along the old Curzon line between Germany and the Soviet Union. In the west, the Allies were reluctant to take offensive action and Nicolson grew increasingly gloomy about the prospects of Britain, with France, emerging victorious from the conflict. However, even Harold could not help but be encouraged by immediate British successes at sea. He prematurely recorded that we have won the war at sea.

Appendices:

Historical Interpretation: Why was British resistance to Hitler left so late?

The historian Arthur Marwick emphasised the assumption, made by Chamberlain and others, that, regardless of their hateful ideologies and propaganda, Hitler and Mussolini were basically rational men who would keep their word, provided their main grievances were met. This assumption was not finally shaken until the occupation of Prague in March 1939. Borrowing a phrase from A J P Taylor’s Origins of the Second World War, he suggests that the Western statesmen believed that once the cloud of phrases which enveloped Fascist policy had been pushed aside there would be a foundation of goodwill on which a modus vivendi might be built. Both the dictators and the Western statesmen moved in the fog of their own beliefs and systems so that there was little fundamental understanding of each side’s position and precious little real communication. Sooner or later, therefore, a collision was almost inevitable. Arnold Toynbee, who had himself met Hitler, summed up this psychological gulf between the dictators and the Western statesmen:

An English observer who paid frequent visits to Germany during the span of six and three-quarter years that intervened between Hitler’s advent to power in Germany…and the outbreak of war…had the uncanny impression, as he made the short physical journey…that within these narrow limits of space and time, he was travelling between two worlds which were momentarily both in existence side by side, but which could not go on thus co-existing because they were morally so far apart as to be incompatible in the long run.

At the same time, the democracies were themselves divided between Left and Right just at the time when national unity was most needed in Britain and France. Although after the Prague coup the Pacifist tide was in sudden retreat, it is impossible to overestimate its significance prior to that event. The revulsion felt towards war was so strong that not even the series of German and Italian successes from 1935 onwards was enough to bring about the fundamental division in European opinions which manifested itself after the occupation of Prague. These divisions, especially in France, help to explain why there was no real attempt to resist Nazi Germany until 1939, and further encouraged Hitler in his belief that the Western powers were too weak to resist him. Added to this, the ideological conflict in Spain had served to distract attention from Hitler’s designs in central and eastern Europe in the previous three years.

Partly as a result of the Spanish conflict, a strategic alliance with the Soviet Union was not seen as a realistic possibility until after Hitler’s Prague coup of 14-15 March. Prior to this turning point, Soviet communism was still viewed as the greater of the two ideological evils. Hence Neville Chamberlain’s persistent attempts from May 1937 onwards to woo first Mussolini and then Hitler. Direct bilateral negotiations with the dictators seemed to be the only way to break the diplomatic deadlock. To resurrect the traditional alliance system, including Russia, would, it was argued, play into Hitler’s hands by allowing him to claim that Germany was being encircled again. However, it was this fear that actually played into his hands, because it enabled him to isolate and deal separately with his potential opponents. Moreover, it was the rumours of war which followed Prague, of impending German action against Poland and Romania, now entirely believable, which helped to reinforce the sea-change in mood which hardened and grew firmer throughout the summer of 1939.

It is also arguable whether, after the Munich Agreement, the rump Czechoslovak state was at all viable, never mind defensible. Relations between Czechs and Slovaks, who had never had more than the similarity of their languages in common, had reached a low point. The harsh reality was that the experimental state of Czechoslovakia, brought into being at Versailles out of the ruins of the Hapsburg Empire, had to be written off. The only consolation for Chamberlain was that he had been able to demonstrate to important non-European opinion, that he had gone to the limits of reasonableness in pursuing the course that they had wanted, that Europe should work out its own salvation without calling on them to intervene, either diplomatically or militarily. After the Prague coup, the attitude of the British Dominions also began to change from the detachment shown six months earlier. This was crucial, as Britain could not go to war with the rearmed Reich without its Empire, especially at sea.

Despite the evidence of his critics, after the Prague debácle, Chamberlain became more defiant and determined in public, and his Cabinet was less nervous at the prospect of war than they had been at the time of the Munich Crisis. The military and intelligence reports were more encouraging and the Anglo-French relationship was better and more active than it had been.  At the end of 1936, Lord Vantissart had written, privately, that it was the job of the Foreign Office to hold the ring until 1939. They now felt confident enough to give a guarantee to the Polish government. This was a remarkable reversal of an attitude to central Europe held by all previous British governments. Perhaps it was given because, unlike Czechoslovakia, the Polish corridor meant that Poland was not land-locked and was therefore of direct interest to the British Empire, over which it now gained a measure of influence. However, there was little more, in reality, that Britain could do to preserve the independence or integrity of Poland in the event of a German attack. Moreover, the guarantee was not given in order to preclude German-Polish negotiation, but as a general warning to Hitler that Britain intended to make a stand. This warning was still vague enough for Hitler to believe that when it came to a crisis, Britain would back down, just as it had done over the Sudetenland.

If Britain and France had not pursued appeasement so vigorously for so long, there might have been some chance of an Anglo-French-Soviet alliance, though the price demanded by the Russians might have been too high.  Nevertheless, one further step Chamberlain had authorised after Prague was the opening of negotiations with Moscow.  All his instincts had previously recoiled from this step, both because of his dislike for the Soviet state and a belief that ‘encirclement’ would be counter-productive. The Anglo-Soviet discussions were slow and protected over the summer. There were sticking points, among them the status of the three independent Baltic republics and Polish concerns about Moscow’s intentions. A greater sense of urgency might have brought success, but the effort came to a dramatic halt on 23 August with the signing of the Nazi-Soviet Pact in Moscow.

Until that point, Stalin and Molotov were still prepared to consider a treaty of mutual assistance with Britain and France. But there were problems from the very start, since – in contrast to the attitude of Ribbentrop – the Western Allies were perceived as dawdling through the process of negotiations. The Soviet Ambassador to London had asked whether British Foreign Secretary, Lord Halifax, would go to Moscow that summer to discuss matters directly with Molotov, but the British despatched a minor official and an obscure admiral instead who left England on a merchant ship at the beginning of August which took four days to arrive in Leningrad. Once the British delegation arrived in Moscow, the Soviets soon found evidence to confirm their London ambassador’s report that the delegates will not be able to make any decisions on the spot. … This does not promise any particular speed in the conduct of the negotiations. In fact, before he left for Moscow, Admiral Drax had been specifically told by Chamberlain and Halifax that in case of any difficulties with the Soviets he should try to string the negotiations out until October when winter conditions would make a Nazi invasion of Poland difficult. The British hoped that the mere threat of an alliance with the Soviet Union might act as a deterrent to the Germans.

Laurence Rees (2003) has suggested that it is not hard to see what caused the British to take their lackadaisical approach to negotiations with the Soviets. In the first place, British foreign policy had been predicated for years on the basis that a friendly relationship with Germany was of more value than an accommodation with the Soviet Union. Not only did many British loathe Stalin’s régime on ideological grounds, but there was also little confidence, in August 1939, in the power and utility of the Soviet armed forces. Moreover, the question of Poland was an obstacle in itself to the British reaching any kind of comprehensive agreement with the Soviet Union, as it was to in 1944. The British knew that for any military treaty to have meaning, the Soviets would have to be given permission to cross the Polish border to fight the Germans if, as looked likely, the Nazis decided to invade. But the Poles themselves were against any such idea. In the face of this impasse, the British delegation adopted the understandable, but ultimately self-defeating tactic of simply ignoring the subject whenever the question of Poland and its territorial integrity came up in discussion. When the Soviet Marshal Voroshilov asked directly on 14 August if the Red Army would be allowed to enter Poland in order to engage the Nazis, the Allied delegation made no reply.

However, Rees has also argued out that we must not run away with the idea that Stalin and the Soviet leadership were somehow driven into the hands of the Nazis by British and French misjudgment. Ultimately, the Western Allies had very little to offer the Soviets at the bargaining table. Stalin had no motivation for the Red Army being ‘drawn into conflict’ to help out other, unsympathetic régimes out of their self-created difficulties. He was just as much opposed to Britain and France, dominated by big business and oppressing the working people, as he was to Nazi Germany. On the other hand, the Nazis could offer something the Western Allies never could – the prospect of additional territory and material gain. So the meeting between Ribbentrop and Schulenberg for the Germans, and Stalin and Molotov for the Soviets whilst not a meeting of minds, was certainly a meeting of common interests. 

Through the Nazi-Soviet Pact, Germany succeeded in bringing the Soviet Union into the European conflict, thereby giving Hitler the assurance of Soviet neutrality in an attack on Poland. The Pact lifted an enormous burden from Hitler. He was free to attack Poland if he wished and British support was likely to be of little assistance to the Poles. There was some suspicion that Britain and France might decide, after all, not to go to war. However, the British hesitation in declaring war resulted more, in the event, from Chamberlain’s desire to act in concert with France than by any doubt about honouring its obligations. Chamberlain was forced by his Cabinet to declare the war he had consistently tried to avoid since 1937. Even after its outbreak, there was no anticipation of protracted conflict and he still hoped that there might be a place for negotiations, even if they must take place in the context of war.

That is not to suggest that Chamberlain’s psychological understanding and tactical methods were without blame. He did not understand either the nature and dynamics of the Nazi régime or the beliefs and practices of National Socialism. However, even Churchill displayed considerable naivety in this respect, describing Hitler as an old-fashioned patriot, determined to restore his country following its defeat. Lloyd George’s analysis of Hitler’s mind and intentions was no better.  Another set of men in power, or in power earlier, may have made some difference to the policies which were followed, but this would probably not have been vastly notable. Moreover, it was possible for many British people simultaneously to suffer anguish at the prospect of another war and to feel intense remorse at what they believed to be their leaders’ callous indifference to the plight of Czechoslovakia. However, Chamberlain and his colleagues, in common with the majority of British public opinion, supposed that it was quite reasonable to believe in a world in which there was an underlying harmony between nations. It was surely unbelievable that governments would set out deliberately to use force. After 1939, world politics evolved in a way that few observers could have predicted with confidence, even projecting from the events of 1938-1939.

Keith Robbins has argued that the policy of appeasement in Europe needs to be seen in the context of the decline of the British Empire in the thirties. However, the anxiety about the state of the Empire might have been excessive, in turn accelerating its decline. Certainly, Churchill saw signs of defeatism in government policies and believed that a display of resolution and self-confidence would bring its own reward. It is also possible that a greater willingness to threaten intervention might have deterred Hitler, at least in the short-term. In the longer term, however, Robbins concludes that it seems entirely likely that Hitler would have gone to war in circumstances which might have been as favourable as those of 1939.

In his diaries, at the beginning of November, Edmund Ironside reflected ironically on the military machine of command which was the War Cabinet. Men like Kingsley Wood and Belisha, together with Chamberlain, Halifax and Hoare had no military conception of any sort, even lacking ‘general knowledge of how to fight a campaign. Whilst the Army was under French command, the Air Force was not, and the Cabinet loved directing its operations, rather than allowing the Chief of Staff to do so. Later the same month, he admitted to being ‘perturbed’ at the lack of a plan in Cabinet. The ‘wait and see’ attitude to events in Europe, the lack of any plan for the Middle East, and the long and tedious discussions upon all and sundry, all added to the sense of inertia which stemmed from the leadership of the weary old man who dominated the ‘mediocrities’ around him who were supposed to bear the responsibilities of war government with him. Only Churchill, as First Lord of the Admiralty, revealed any talent for the task, partly because he was managing the worse things that by then were happening at sea…

Documents:

A. Parliamentary Debates, House Of Commons (fifth series), vol 351 cols 293-4 (1939):

The Prime Minister’s Announcement of War:

‘…we decided to send our Ambassador in Berlin instructions which he was to hand at 9 o’clock this morning to the German Foreign Secretary and which read as follows:

‘Sir, In the communication which I had the honour to make to you on the 1st September, I informed you… that unless the German Government were prepared to give… satisfactory assurances that (it) … had suspended all aggressive action against Poland and were prepared promptly to withdraw their forces from Polish territory, His Majesty’s Government would, without hesitation, fulfil their obligations to Poland.

‘Although this communication was made more than twenty-four hours ago, no reply has been received but German attacks on Poland have continued and intensified. I have… to inform you that, unless not later than 11 a.m. British Summer Time today, 3rd September, satisfactory assurances… have been given… a state of war will exist between the two countries from that hour.’

‘This was the final note. No such undertaking was received by the time stipulated, and, consequently, this country is at war with Germany.’

B. Francis Marshall,  London West (1944) 

Recollections of the first days of the war:

Entering London from the Great North Road the day after war had been declared, was rather like entering a besieged city. Terrible air attacks had been expected and London was considered the most likely target.

The barrage balloons overhead emphasised the difference between London and the country; notice boards at Hendon and Mill Hill giving notice of air raids seemed to mark the entrance. The motor coaches filled with evacuated children and occasional cars filled with luggage, all going in the opposite direction, added to the impression of impending danger…

Air raid shelters, sandbags and barrage balloons were, of course, already familiar, but the War Rescue Police came as a surprise. They wore ordinary clothes, and a blue tin hat, armlet and service respirator was their only uniform. Everybody was busy doing little odd jobs, sticking brown paper tape on windows, collecting precious papers and valuables together with a first-aid kit, and some spare clothes in a suit-case, just in case… When they had finished work and made their simple preparations, they walked out in the brilliant sunshine that seemed to have accompanied the outbreak of war, and tried to realise that this was it. But however short a walk they took, the gas marks were inevitably with them, uncomfortable and a nuisance, but from Prime Minister to charwoman everybody carried one.

We expected air raids on the H G Wells’ scale after nerving ourselves to expect Apocalypse after dark, felt almost disappointed when day brought the usual round of milkmen, newspaper boys, and the ordinary routine…

I found myself circling a church at 4 a.m. in the dark, vainly trying to find the way in to relieve the warden on duty inside. When I got in, I found him in the crypt sitting on a coffin reading a thriller… 

C. René Cutforth, Later Than We Thought (1976)

A Journalist’s personal account of the final year of the thirties:

Oddly enough, this great tide of woes seemed to put a new spirit into the British people. The news was so bad that none of the old attitudes was relevant any more. Peace Pledge Unions and Popular Fronts were now beside the point, like a man on the scaffold deciding to mount a ‘No more Hanging’ movement. The illusions of the Thirties gradually melted away, and there had been many. In the new cold light, the ‘committed’ could be seen as the self-licensed liars and con-men so many of them had become, whether Left or Right, whether Hitler’s ‘new manliness’ had held them mesmerised or Stalin’s ‘workers’ paradise’.

The last to go were the illusions about the power of Britain in the world. We might survive, we now knew, and that was all. Conscription came in on 1 July. In August there was a trial blackout and, since the whole world had now gone mad, the Russians signed a non-aggression pact with Germany.  If you felt like being funny. it was a bit of a joke to listen to the Communists trying to find something nice to say about their new ally. 

The present seemed not to exist, we only had a past and a future. Works of art were being stored in the caves of Derbyshire and the mine shafts of Wales. From Canterbury, we evacuated the stained glass and from our great cities the children. We’d ‘bought it’ as the phrase then was, and at eleven o’ clock on 3 September, we heard Mr Chamberlain, speaking in a strained and disgusted voice, tell us that we were at war with Germany. We were surprised by how little we felt. A minute later, the air-raid siren sounded. It was the last of the Thirties’ false alarms.

On 3 September, Chamberlain made his famous broadcast to tell the British nation that it was at war with Germany. An air-raid siren sounded in earnest for the first time, though it was a false alarm; a Royal Proclamation was issued calling up the Reserves and Churchill was at last brought in. (Picture: Radio Times Hulton Picture Library, published in Cutforth’s book).

D.  September 1, 1939, by W. H. Auden

A British poet reflects on a ‘low, dishonest decade’ from New York:

Wystan Auden was the leader of a group of poets named after him, but all they had in common was a Marxist frame of mind which characterised the ‘new voice of the period’ (Cutforth). They launched the revolutionary movement which was to create the intellectual climate of the time, and from the start, Auden’s was the voice of the decade. They wanted to bring on the death of the old gang, the death of us. He always sounded as if ten thousand revolutionaries were fighting to snatch his words from the press as they appeared. In fact, their audience was so small that it often seemed that they were writing to each other. Auden’s line, It is later than you think, might have been the motto of the whole group. George Orwell criticised their slavish worship of the Soviet Union, and regarded them as divorced from humanity: they had never met anybody from outside their own social class, he said, and this annoyed them greatly because he was right. Auden himself had left Britain with Christopher Isherwood for China in 1938 (pictured above, with Auden on the right), and was in New York in September 1939 when he wrote his famous and often misused poem on the outbreak of war. It begins in despair:

I sit in one of the dives

On Fifty-Second Street

Uncertain and afraid

As the clever hopes expire

Of a low dishonest decade:

Waves of anger and fear

Circulate over the bright

And darkened lands of the earth,

Obsessing our private lives;

The unmentionable odour of death

Offends the September Night.

And ends in hope:

Defenceless under the night

Our world in stupor lies;

Yet, dotted everywhere,

Ironic points of light

Flash out wherever the Just

Exchange their messages:

May I, composed like them

Of Eros and of dust,

Beleaguered by the same

Negation and despair,

Show an affirming flame.

Sources:

René Cutforth (1976), Later Than We Thought. Newton Abbot: David & Charles.

Matthew Hollis & Paul Keegan (2003), 101 Poems Against War. London: Faber & Faber.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Laurence Rees (2008), World War Two Behind Closed Doors: Stalin, the Nazis and the West. London: BBC Books (Ebury Publishing).

John Swift, Asa Briggs (ed.) (2001), The Penguin Atlas of British & Irish History. London: Penguin Books (chapter on ‘The Atlantic War, 1939-45’).

Michael Clark & Peter Teed (eds.) (1972), Portraits & Documents: Twentieth Century, 1906-1960. London: Hutchinson Educational.

Andrew Roberts (2010), The Storm of War: A New History of the Second World War. London: Penguin Books.

Keith Robbins (1997), Appeasement (Historical Association Studies). Oxford: Blackwell Publishers

Norman Rose (2006), Harold Nicolson. London: Pimlico.

Chronology of The First Week of War; September 1-8:

1   German invasion, blitzkrieg, of Poland began.

2   Chamberlain’s second statement to the House of Commons; emergency Cabinet meeting issued an ultimatum to be presented on 3rd.

3   Britain, France, Australia and New Zealand declared war on Germany. Within nine hours, 1,400 passengers aboard a blacked-out British liner SS Athenia were torpedoed on their way from Glasgow to Montreal by U-30, whose captain mistook the ship for an armed merchant cruiser. 112 passengers perished. Chamberlain’s War Cabinet formed, with Churchill as First Lord of the Admiralty.

5   The Polish Corridor entirely cut off; the Polish government fled to Lublin and then to Romania. A thousand civilians were shot by the SS at Bydgoszcz, and the Jewish district of Piotrków was torched. The entire Jewish population began to be herded into ghettos across Poland.

6   France invaded Germany in the Saarland; Germans retreated to Siegfried Line. No further action was taken by either France or Britain.

8   The Polish Pomorze Army encircled in the north; Reichenau’s Tenth Army reached Warsaw but was repulsed by the Polish resistance.

A Short Summary of Events from June to September:

At the end of June, Hitler’s demand that Poland agrees to the incorporation into his Reich of the City of Danzig, overwhelmingly German, and the territory cutting off East Prussia, produced a crisis. The Poles refused to negotiate and were backed up by Britain and France. They also refused to allow Soviet troops into their country. Again, however, Hitler wrong-footed them the Western Allies. In August, he signed a non-aggression pact with the Soviet Union, despite his previously unwavering antipathy to communism, neatly sidelining the one country he took to be his most serious enemy. Thus guaranteed, on 1 September Germany invaded Poland. When their demands for German withdrawal were ignored, Britain and France declared war. Surprised, but not undaunted, Hitler continued with the invasion. The Danzig corridor, separating East Prussia from the rest of Germany, was bridged and the land-grab was augmented by the Soviet invasion of eastern Poland in mid-September. By 29 September, Germany and Soviet Russia had partitioned Poland between them. Apart from a ‘rump’ area of central Poland, ruled from Kraków, the country was annexed either by Germany or the Soviet Union.

The Final Steps to European War:

At the start of 1939, Hitler had had no plans for war even against Poland. Since the Munich crisis, diplomatic pressure had been put on Poland to consider the return of the Prussian city of Danzig to the Reich, and to discuss possible readjustments to the status of the ‘Polish Corridor’ which separated East Prussia from the rest of Germany.

In March, the Polish Foreign Minister, Josef Beck, had given a firm refusal to these requests. Stung by what he saw as intransigence on the part of the Poles, Hitler ordered the armed forces to prepare for war against Poland. At the end of April, the Polish-German Non-Aggression pact of 1934 was abrogated by Germany, and across the summer months, German forces prepared ‘Plan White’, the planned annihilation of the Polish resistance. But Lord Halifax, the British Foreign Secretary was not so taken aback. Four months previously, he had warned the British Cabinet of the possibility of a deal between Stalin and Hitler. Both the British and French governments now realised that the agreement between the Soviet Union and Nazi Germany freed Hitler’s hands for an invasion of Poland – and so it proved.

On 1 September, German troops crossed into Poland and two days later, Britain, in accordance with its treaty obligations with Poland, declared war on Germany. Hitler had expected a local war with Poland, lasting a matter of weeks. Instead, he now faced, at least potentially, a major European war with Britain and France.

The Nazi-Soviet Non-Aggression Pact, 23 August:

above: Molotov (seated), Ribbentrop (standing, left) and Stalin at the moment of the signing of the Nazi-Soviet Non-Aggression Pact in the Kremlin in August 1939. Stalin, as this picture shows, was happy and at ease with the Nazi Foreign Minister.

Laurence Rees (2008) has pointed out that, by the summer of 1939, pragmatism had taken precedence over principle. Hitler wanted the German Army to invade Poland within a matter of days. As he saw it, there were German territories to retrieve – the city of Danzig, West Prussia, and the former German lands around Posen, as well as the rest of Poland’s valuable agricultural lands to conquer. But he knew that any into Poland risked war with Britain and France. Moreover, from the Nazi point of view, a vast question hung over their plan to invade Poland; what would be the reaction of the Soviet Union, Poland’s neighbour to the east? If the Soviet Union formed an alliance with the French and the British, how would the Germans react to encirclement by enemies?

So, that summer, off the back of trade talks that were happening in Berlin, the Germans began to sound out the Soviets about a possible treaty of convenience. By 2 August, the urgency of the Germans was palpable. The economic treaty between Germany and the Soviet Union was signed on 19 August in Berlin. Ribbentrop then pressed the Soviets to allow him to come to Moscow to sign a non-aggression treaty. When the Soviets seemed to dither, Hitler stepped in personally and wrote an appeal to Stalin to allow Ribbentrop to go to Moscow. The Soviets relented and Ribbentrop arrived there on the 23rd. The motivation of the Germans was not difficult to fathom. Hitler’s long-term policy was still to view the Soviet Union as the ultimate enemy. As far as he was concerned, its Slavic people were not ‘worthy’ of owning the rich farmland they currently possessed. His almost messianic vision was that one day soon there would be a new German Empire on that land. But he was not concerned, for now, to pursue visions. This was the time to deal with the urgent, practical problems of neutralising a potential aggressor. The Nazi régime acted with at a speed that impressed even the Soviets, as Molotov testified in a speech in September:

The fact that Mr Ribbentrop acted at a tempo of 650 kilometres an hour called forth the Soviet government’s sincere admiration. His energy and his strength of will were a pledge to the firmness of the friendly relations that had been created with Germany.

Yet whilst it was relatively easy to see what the Germans were getting out of the deal, it was, initially, far less simple to explain the attitude of the Soviets. Unlike the Germans, they had a choice and could have accepted the offer of an alliance with the British and the French. At a cursory glance, that seemed to be the logical course of action, not least because they had signed a non-aggression treaty with Poland in July 1932 and neither of the two western democracies was as vehemently antipathetic to the USSR as the Nazis. In addition, the British had already made peaceful overtures towards Moscow. But Stalin knew that Britain had preferred a policy of appeasement to the Germans to an alliance with the Soviets, and he still felt insulted by Chamberlain’s failure to consult him about the Munich Agreement of a year earlier. Moreover, the fact that it had taken the British until the Nazi occupation of the Czech lands on 15 March 1939 to realise the potential benefits of a treaty with the Soviet Union did not impress Stalin. Five days earlier, he had made a speech to the 18th Party Congress in Moscow in which he talked of a war being waged by…

… aggressor states who in every way infringe upon the interests of the the interests of the non-aggressive states, primarily Britain, France and the USA, while the latter draw back and retreat, making concession after concession to the aggressors. Thus we are witnessing an open redivision of the world and spheres of influence at the expense of the non-aggressive states, without the least attempt at resistance, and even with a certain connivance, on their part. Incredible, but true.

‘Spheres of Influence’:

Ribbentrop began the negotiations with the following statement:

The Führer accepts that the eastern part of Poland and Bessarabia as well as Finland, Estonia and Latvia, up to the river Duena, will all fall within the Soviet sphere of influence.

Stalin objected at once to these proposals, insisting that the entire territory of Latvia fall within the ‘Soviet sphere of influence’. The meeting was immediately adjourned until Ribbentrop had contacted Hitler about this request. The Führer was waiting for news of the negotiations at the Berghof, his retreat in the mountains of Bavaria. Herbert Döring, the SS officer who administered the Berghof and witnessed the events of that day, noted the reactions of the commanders meeting there to the news that Ribbentrop was about to sign a non-aggression pact with the Soviets:

The generals were upset, they were looking at each other… It took their breath away that such a thing could be possible. Stalin the Communist, Hitler the National Socialist, that these two would certainly unite. What was behind it, nobody knew.

Suddenly, the call came through from Ribbentrop with the news of Stalin’s demand. Döring recalled:

Hitler was speechless during the phone call, everybody noticed. Stalin had put a pistol to his head. 

Hitler agreed to ‘hand over’ the whole of Latvia to Stalin. The main details of the ‘spheres of influence’ were enshrined in a secret protocol to the pact. Then the conversation in Moscow became more discursive as Stalin revealed his frank views about his ‘dislike and distrust’ of the British:

… they are skilful and stubborn opponents. But the British Army is weak. If England is still ruling the world it is due to the stupidity of other countries which let themselves be cheated. It is ridiculous that only a few hundred British are still able to rule the vast Indian population.

Stalin went on to assert that the British had tried to prevent Soviet-German understanding for many years and that it was a ‘good idea’ to put an end to these ‘shenanigans’. But there was no open discussion in Moscow of the Nazi’s immediate plans to invade Poland, nor what the Soviet response to it was expected to be. The nearest Ribbentrop came to outlining Nazi intentions was when he said:

The government of the German Reich no longer finds acceptable the persecution of the German population in Poland and the Führer is determined to resolve the German-Polish disputes without delay.

The Polish Corridor, which had been intended by the framers of the Versailles Treaty to cut off East Prussia from the rest of Germany, had long been presented as a ‘casus belli’ by the Nazis, as had the ethnically German Baltic Port of Danzig, but as Hitler had told a conference of generals in May 1939,

Danzig is not the real issue, the real point is for us to open up our ‘Lebensraum’ to the east and ensure our supplies of foodstuffs.

Yet Hitler was driven by more than simple practicalities. The forthcoming war over Poland was to be an existential conflict, fulfilling the promises he had made fourteen years before in his political testimony Mein Kampf. The German master race would subjugate the Slavs – Untermenschen  (subhumans) according to Nazi precepts of racial hierarchy – and use their territory to nurture a new Aryan civilization. This was to be the world’s first wholly ideological war, and, as Andrew Roberts has written, the reason why the Nazis eventually lost it. By August 1939, Danzig and the Polish Corridor had become the focal point for Nazi propaganda.

The Non-Aggression Pact between the Soviet Union and Germany was finally signed in the early hours of 24 August 1939. German and Soviet photographers were allowed into the room to immortalise the unlikely friendship that had blossomed between the two countries. But Stalin’s last words to Ribbentrop were spoken with apparent sincerity:

I assure you that the Soviet Union takes this pact very seriously. I guarantee on my word of honour that the Soviet Union will not betray its new partner.

Back at the Berghof, the atmosphere grew ever more anxious in the hours before news of the signing of the pact came through. Herbert Döring watched that evening as Hitler and his guests stared at a dramatic sky over the high mountain peaks. He recalled that:

The entire sky was in turmoil. It was blood-red, green, sulphur grey, black as the night, a jagged yellow. Everyone was looking horrified – it was intimidating. … Everyone was watching. Without good nerves one could easily have become frightened.

Döring observed Hitler’s reaction to the remark of one of his guests, a Hungarian woman:

“My Führer, this augers nothing good. It means blood, blood, blood and again blood.” Hitler was totally shocked. … He was almost shaking. He said, “If it has to be, then let it be now.” He was agitated, completely crazed. His hair was wild. His gaze was locked on the distance. Then, when the good news that the pact had been signed finally arrived, Hitler said goodbye, went upstairs and the evening was over.

The reaction in Britain to the rapprochement between Germany and the Soviet Union might have lacked the drama on the terrace at the Berghof, but it was certainly one of immense surprise. It was a new and incomprehensible chapter in German diplomacy, as one British newsreel declared, asking what has happened to the principles of ‘Mein Kampf’?… what can Russia have in common with Germany? All over the world, Communist parties, who had been campaigning for a ‘Popular Front’ against Fascism, struggled to make sense of the new reality. In Germany, the Nazis were equally non-plussed by the news. SS officer Hans Bernhard heard of the news of the signing of the pact as he waited with his unit to invade Poland. For him, it came as…

… a surprise without doubt. We couldn’t make sense of it. …in German propaganda for years it had been made clear that the Bolsheviks were our main enemy. … (it was) politically unnatural.

Blitzkrieg & the Partition of Poland:

The German armed forces made meticulous preparations for the Polish war. They committed fifty-two divisions (against Poland’s thirty), organised into five armies surrounding Poland on three sides. They included five Panzer divisions of three hundred tanks each, four light divisions, with fewer tanks and some horses, and four fully motorised divisions, with lorry-borne infantry. These tank and motorised divisions spearheaded the attack, supported by 1,500 aircraft. Altogether, they had 3,600 operational aircraft and much of the ‘Kriegsmarine’, the German navy. Poland had only thirty infantry divisions, eleven cavalry brigades, two mechanised brigades, three hundred medium and light tanks, 1,154 field guns and four hundred combat-ready aircraft, of which only thirty-six were not obsolete. They had a fleet of only four modern destroyers and five submarines. Although these forces comprised fewer than a million men, Poland tried to mobilise its reservists, but that was far from complete when the devastating blow fell at the hands of 630,000 German troops under Bock and 886,000 under Rundstedt.

Polish forces planned to fight a holding action before falling back on the defence of Warsaw. When the campaign opened German forces moved with great speed and power, quickly penetrating the defensive screen and encircling Polish troops. At 17:30 hours on 31 August, Hitler ordered hostilities to commence the next morning, and at 04:45 on Friday, 1 September, German forces activated Plan White, which had been formulated that June by the German Army High Command (OKH), with Hitler merely putting his imprimatur on the final document.  At this early stage in the war, there was a good deal of genuine mutual respect between Hitler and his generals, so that the Führer did not interfere too closely in the troop dispositions and planning. Neither was he cowed by his generals, as he knew that, had he been a German citizen, he would have been commissioned and have emerged from the Great War in command of a battalion. Moreover, his two Iron Crosses gave him some standing with his generals. Despite being mocked as ‘Corporal Hitler’ by the former Lieutenant-Colonel Churchill, he showed no inferiority complex when dealing directly with soldiers who had outranked him by far in the previous conflict.

According to ‘Plan White’, on either side of a relatively weak and stationary centre, two powerful wings of the Wehrmacht would envelop Poland and crush its armed forces. Army Group North would smash through the Polish Corridor, take Danzig, unite with the German Third Army in East Prussia and move swiftly capture Warsaw from the north. Meanwhile, an even stronger Army Group South, under von Rundstedt, would punch between the larger Polish forces facing it, push east all the way to Lvov, but also assault Warsaw from the west and north. As dawn broke on 1 September, Heinkel bombers, with top speeds of 350kph carrying two thousand kilogram loads, as well as Dorniers and Junkers (Stuka) dive-bombers, began pounding Polish roads, airfields, railway junctions, munitions dumps, mobilisation centres and cities, including Warsaw. Meanwhile, the ship Schleswig Holstein in Danzig harbour started shelling the Polish garrison at Westerplatte. The Stukas had special sirens attached whose screams hugely intensified the terror of those below. Much of the Polish Air Force was destroyed on the ground, and air superiority was quickly won by the Luftwaffe. The Messerschmitt Me-109 had a top speed of 470kph, and the far slower Polish planes stood little chance, however brave their pilots. Furthermore, Polish anti-aircraft defences, where there were any, were wholly inadequate.

The strategy of having a weak centre and two powerful flanks was a brilliant one, believed to have derived from the pre-Great War Schlieffen Plan. Whatever the provenance, it worked well, slipping German armies neatly between the Polish ones, enabling them to converge on Warsaw from different angles almost simultaneously. Yet what made it irresistible was not the preponderance in men and arms, but above all the military doctrine of ‘Blitzkrieg’. Poland was a fine testing ground for these tactics. Although it had lakes, forests and bad roads, it was nonetheless flat, with immensely wide fronts and firm, late-summer ground ideal for tanks. Since the British and French governments had given their guarantee to Poland on 1 April 1939, with the British PM Neville Chamberlain formally promising ‘all support in the power’ of the Allies, Hitler was forced to leave a large proportion of his hundred-division Army on the Siegfried Line or ‘West Wall’, a three-mile-deep series of still-incomplete fortifications along  Germany’s western frontier. The fear of a war on two fronts led the Führer to leave no fewer than forty divisions to protect his back. His best troops, however, along with all his armoured and mobile divisions and almost all his aircraft, he devoted to the attack on Poland.

In charge of the two armoured divisions and two light divisions of Army Group North was General Heinz Guderian, a long-time exponent of the tactics of Blitzkrieg. Wielding his force as a homogeneous entity, by contrast with Army Group South where tanks were split up among different units, Guderian scored amazing successes as he raced ahead of the main body of the infantry. Polish retaliation was further hampered by vast numbers of refugees taking to the roads. once they were bombed and machine-gunned from the air, chaos ensued. It soon became clear to everyone, except the ever hopeful Poles, that the Western Allies were not about to assault the Siegfried Line, even though the French had eighty-five divisions facing the forty German. Fear of massive German air attacks devastating London and Paris partly explained Allied inaction, but even if they had attacked in the west, Poland could not have been saved in time. Although the RAF had reached France by 9 September, the main British Expeditionary Force (BEF) did not start to arrive until the next day.

What the Allies did not fully appreciate at this stage was the ever-present fear in Hitler’s calculations that there would be an attack in the west before Poland was defeated. In particular, he thought there might be a secret agreement between the French and Belgian general staffs for a surprise thrust by the French high-speed motorised forces through Belgium and over the German frontier into the industrial zone of the Ruhr. In addition, he suspected that there might also be an agreement between the British and the Dutch for a surprise landing of British troops in Holland in order to attack the German north flank. In the event, it turned out that no such agreements were in place. As the Poles retreated, seven thousand ethnic Germans in Poland were massacred by their Polish neighbours and the retreating troops. The Poles did this on the basis of their fear of betrayal, but the Nazis soon responded in cold blood, and on a far larger scale.

By 5 September, the Polish Corridor was completely cut off. On the night of 6 September, France made a token invasion of Germany, advancing five miles into the Saarland along a fifteen-mile-wide front, capturing a dozen abandoned German villages. The Germans retreated behind the Siegfried Line and waited. As France was still mobilising, no further action was taken and five days later, the French troops returned to their original positions with orders only to undertake reconnaissance over the frontier. This was hardly the all-out support of the Allies, and Hitler did not have to remove a single soldier from the Polish front. Meanwhile, by the eighth, the Polish Pomorze Army was encircled in the north and the German Tenth Army reached the outskirts of Warsaw but was initially repulsed by the fierce Polish resistance.  Despite years of threats by Hitler, the Poles had not built extensive fixed defences, preferring to rely on counter-attacks. This all changed in early September when the city centre of Warsaw witnessed makeshift barricades being thrown up, anti-tank ditches dug and turpentine barrels made ready for ignition. However, at the same time, the Eighth Army had soon broken over and around the Polish Kraków and Lodz armies by the 17th. The Polish Government fled first to Lublin and then to Romania, where they were welcomed at first, but were later interned under pressure from Hitler. Hitler’s plan had been to seize Warsaw before the US Congress met on 21 September, so as to present it and the world with a fait accompli, but that was not quite what was to happen.

On 9 September, Hermann Göring predicted that the Polish Army would never emerge again from the German embrace. Until then, the Germans had operated a textbook attack, but that night General Tadeusz Kutrzebra of the Poznán Army took over the Pomorze Army and crossed the Bzuta river in a brilliant attack against the flank of the German Eighth Army, launching the three-day battle of Kutno which incapacitated an entire German division. Only when the Panzers of the Tenth Army returned from besieging Warsaw were the Poles forced back. According to German propaganda, some Polish cavalry charged German tanks armed only with lances and sabres, but this did not, in fact, happen at all. Nonetheless, as Mellenthin observed:

All the dash and bravery which the Poles frequently displayed could not compensate for a lack of modern arms and serious tactical training.

By contrast, the Wehrmacht training was completely modern and impressively flexible: some troops could even perform in tanks, as infantrymen and artillerymen, while all German NCOs were trained to serve as officers if the occasion demanded. Of course, it helped enormously that the Germans were the aggressors, and so knew when the war was going to start. In fact, they were fighting their fifth war of aggression in seventy-five years, and they were simply better at it than the Allies. Blitzkrieg required extraordinarily close co-operation between the services, and the Germans achieved it triumphantly. It took the Allies half a war to catch up.

But as the Germans invaded Poland from the west, the Soviet Union made no more to invade from the east. Consequently, Ribbentrop was concerned about Stalin’s reaction to any German incursion into eastern Poland, the region that adjoined the Soviet Union and that it had just been agreed was within the Soviet sphere of influence. He cabled Schulenberg, the German ambassador in Moscow, on 3 September:

We should naturally, however, for military reasons, have to continue to take action against such Polish military forces as are at that time located in the Polish territory belonging to the Russian sphere of influence. Please discuss this at once with Molotov and see if the Soviet Union does not consider it desirable for Russian forces to move at the proper time against Polish forces in the Russian sphere of influence and, for their part, to occupy this territory. In our estimation this would not only be a relief for us, but also, in the sense of the Moscow agreements, be in the Soviet interest as well.

But the Western Allies had just declared war on Germany because they had agreed by treaty to protect Poland against aggression. If the Red Army moved into eastern Poland, would they now decide to fight the Soviet Union as well? The Soviet leaders were concerned that a pact which, from their point of view, was designed to keep them out of European war might now drag them into it. But there remained strong arguments in favour of military action. The Soviets recognised the material benefits to be gained from annexing a large chunk of the neighbouring country with which they had historical scores to settle. Stalin was still bitter about the war the Bolsheviks had fought with the Poles after the Revolution and the Treaty of Versailles, and before the USSR came into being. The Curzon Line, the proposed border at that time between Poland and its neighbours, was used to agree on the spheres of influence in the Molotov-Ribbentrop pact. Moreover, ethnic Poles were not in a majority in these eastern territories. Around forty per cent of the population were of Polish origin, thirty-four per cent were Ukrainian and nine per cent Belarusian. This, the Soviet propagandists realised, allowed any incursion to be couched as an act of ‘liberation’, freeing the ‘local’ population from Polish domination. A combination of all these factors meant that on 9 September, Molotov finally replied to Ribbentrop’s cable of the 3rd, to say that the Red Army was about to move into the agreed Soviet ‘sphere’ in Poland. At a meeting in Moscow the following day with the German ambassador, Molotov told Schulenburg that the pretext for the invasion would be that the Soviet Union was helping Ukrainians and Belarusians. This argument, he said, …

… was to make the intervention of the Soviet Union plausible and at the same time avoid giving… it the appearance of an aggressor. 

With only three Polish divisions covering the eight-hundred-mile-long eastern border, it came as a complete surprise when at dawn on 17 September, in accordance with the secret clauses of the Nazi-Soviet Pact that had been agreed on 24 August. The Russians wanted revenge for their defeats at Poland’s hands in 1920, access to the Baltic States and a buffer zone against Germany, and they opportunistically grabbed all three, without any significant resistance. Soviet forces began to cross the frontier in the east against only light resistance, led by Marshal Kovalov in the north on the Belarusian front and Marshal Timoshenko in the south on the Ukrainian front. In a radio broadcast the same day, Molotov justified the Soviet action by the ‘plausible’ argument he had outlined to Schulenberg. Caught between the two great powers, Polish fighting power evaporated. Warsaw surrendered on 27 September. The following day all Polish resistance ceased. The Red Army was initially welcomed in many places and there was confusion in some places as to whether this was an actual invasion at all. Perhaps, some thought, the Soviet troops had really come to ‘help’. Maybe they would just motor through the flat countryside of eastern Poland and confront the Germans, who had already captured most of the west of the country. The photograph below reveals that there was little panic on the streets.

The total losses of the Red Army in Poland amounted to only 734 killed. Stalin continued to use Polish ‘colonialism’ in the Ukraine and Belorussia as his casus belli, arguing that the Red Army had invaded Poland in order to restore peace and order. The Poles were thus doubly martyred, smashed between the Nazi hammer and the Soviet anvil, and were not to regain their independence and self-government until November 1989, half a century later. By mid-September, the Germans had already moved into several areas behind Warsaw and had indeed taken Brest-Litovsk and Lvov, but some fighting had broken out between Cossacks and Germans, with two of the former killed in one incident and fifteen Germans in another. The campaign cost 8,082 German lives with 27,278 wounded and the loss of 285 aircraft, whereas seventy thousand Polish soldiers and twenty-five thousand civilians had been killed, with 130,000 soldiers wounded. Mellenthin concluded that:

The operations were of considerable value in “blooding” our troops and teaching them the difference between real war with live ammunition and peacetime manoeuvres.

The whole of western Poland came under German control. On 28 September, Soviet and German representatives met to draw up a demarcation line which gave Warsaw to the Germans and the Baltic states as a sphere of interest to the USSR. Almost at once the German authorities began to break Poland up. Silesia and the Corridor became parts of the Reich, and a central Polish area called the General Government was placed under a Nazi administrator, Hans Frank. Thousands of Polish intellectuals were rounded up and murdered. Peasants were removed from their villages in parts of western Poland and replaced by German settlers. Hitler had been right to calculate that Britain and France would give Poland little help, but he was wrong about localising the conflict. Although Britain and France declared war on 3 September, there were only isolated raids by Allied scouting parties and aircraft. After the defeat of Poland Hitler wanted to wage a winter campaign in the west, but was prevented from doing so by bad weather, and both sides sat through the winter and early spring of a ‘phoney war’.

In eastern Poland, casual abuse of the ‘class enemies’ of the Communist system turned into a widespread and systematic arrest. On 27 September, just ten days after Red Army troops had crossed into Poland – the Soviets came for Boguslava Gryniv’s father. He was a prominent lawyer and head of the regional branch of the Ukrainian National Democratic Party (UNDO), a legally constituted organisation. When there was a knock at their door the Gryniv family were surprised to see a member of the local Soviet authority, as it was a church holiday and they were about to celebrate with a family meal. But they took his father away anyway, leaving the family to pray for him not to be punished and to be returned to them. He was one of the first of many to suffer at the hands of the Soviets in eastern Poland. Altogether, between September 1939 and June 1941, around 110,000 people were arrested during the reign of terror facilitated by the occupation of eastern Poland. Aristocrats, intellectuals, trade unionists, churchmen, politicians, veterans of the 1920-21  Russo-Polish War, anyone who might form the nucleus of new national leadership, were arrested by the NKVD and sent to concentration camps from which virtually none emerged.

As in the case of Boguslava Gryniv’s father, individual arrests of members of the intelligentsia and others thought of as a threat to the new régime began from the moment the Red Army arrived in mid-September. Gryniv was sent to the local jail immediately upon arrest, a small cell that usually held drunks and petty criminals. All the most important people who had remained in the town were in this prison. They thought it was simply a ‘misunderstanding’. However, about three weeks later he was taken to Chertkov, where he discovered that all he was accused of was membership of UNDA, a legal organisation before the invasion which was by no means anti-Bolshevik. However, in reality, he was seen as a dangerous member of the previous ‘ruling class’. He disappeared from the prison towards the end of 1939 and fifty years later his family finally learnt that he had been murdered by the NKVD in the spring of 1940.

On the same day that Boguslava Gryniv’s father was arrested, the Soviet government’s new best friend, Joachim von Ribbentrop returned to the Kremlin to finalise the exact borders that would exist between them. After tough negotiations lasting until five in the morning, it was agreed that the Germans would get Warsaw and Lublin, and the Russians the rest of eastern Poland and a free hand in the Baltic. The Germans withdrew from towns such as Brest-Litovsk and Bialystock in the new Russian sector, and the fourth partition in Poland’s history was effectively complete. The Soviets had obtained the lands in their ‘sphere’ without meeting any serious opposition and without even making a formal declaration of war on Poland. Molotov would have done well, however, to take note of Hitler’s statement made many years before in Mein Kampf:

Let no one argue that in concluding an alliance with Russia we need not immediately think of war, or, if we did, that we could thoroughly prepare for it. An alliance whose aim does not embrace a plan for war is senseless and worthless. Alliances are concluded only for struggle.

The Germans had faced fierce Polish resistance in the west, but they had completely consolidated their hold on these lands. After a full day of bombing on 25 September, with no prospect of meaningful help from the Western Allies, a full-scale ‘invasion’ from the Russians in the east, and communications cut between Smigly-Rydz and much of his army, and with food and medical supplies running dangerously low, Warsaw capitulated on 28 September. It was then three days before the Germans agreed to help the wounded in the city, by which time it was too late for many of them. Field kitchens were set up only for as long as the newsreel cameras were there. By 5 October, all resistance had ended; 217,000 Polish soldiers were taken captive by the Russians, and 693,000 by the Germans. On that day, Hitler travelled to Warsaw in his special train to visit his victorious troops. Take a good look around Warsaw, he told the war correspondents there, … that is how I can deal with any European city.

What was to be called the policy of  Schrecklichkeit (frightfulness) had begun as soon as the Germans had entered Poland. For the master race to have their ‘living space’, large numbers of Slavic and Jewish Untermenschen had to disappear, and during the rest of the war, Poland lost 17.2 per cent of its population. The commander of three Totenkopf (Death’s Head) SS regiments, Theodor Eicke, ordered his men to ‘incarcerate or annihilate’ every enemy of National Socialism they found as they followed the troops into Poland. Since Nazism was a racial ideology, that meant that huge swathes of the Polish people were automatically classed as enemies of the Reich, to whom no mercy could be shown. Fortunately, between ninety and a hundred thousand Polish combatants managed to flee the country via Lithuania, Hungary and Romania, eventually making their way to the west to join the Free Polish forces under General Wladyslaw Sikorski, the Prime Minister in exile, who was in Paris when the war broke out and set up a government in exile in Angers in France.

The Wehrmacht took an active part in the violence, burning down 531 towns and villages, and killing thousands of Polish POWs. The claim made by German soldiers that they had been simple soldiers who had known nothing of the genocide against the Slavs and the Jews, was a lie. The nature of the SS had become immediately apparent upon the invasion of Poland. On 5 September 1939, a thousand civilians were shot by them at Bydgoszcz, and at Piotrków the Jewish district was torched. The next day nineteen Polish officers who had surrendered were shot at Mrocza. Meanwhile, the entire Jewish population began to be herded into ghettos across Poland. Even Jewish farmers were forced into ghettos, despite the obvious need for efficient food production in the new eastern satrapy of the Third Reich, early evidence that the Nazis were willing to put their war against the Jews even before their war against the Allies. In Bydgoszcz, they were locked in their synagogue on the Day of Atonement and denied access to lavatories, forcing them to use prayer shawls to clean themselves. Far worse was to come…

(to be continued…)

The Trauma of the War in the Twenties and Thirties:

The traumatic effects of loss were also clearly visible on many inter-war politicians like Neville Chamberlain (seen here, on the right, in 1923, as the new Minister of Health and Local Government) and Anthony Eden, who on one occasion, had once sorted through a heap of dead bodies to identify them.

Like Chamberlain, Prime Minister in 1936-40, most Britons feared a repetition of the First World War, so the psychological trauma resulting from the sacrifices that it eventually involved was of a different order and type, including the fear of aerial bombing. As Arthur Marwick wrote on the fiftieth anniversary of the Armistice, all war is…

… a matter of loss and gain: loss of life and limb and capital; gain of territory, indemnities and trade concessions. War is the supreme challenge to, and test of, a country’s military institutions, and, in a war of any size, a challenge to its social, political and economic institutions as well. War needs someone to do the fighting, and someone to furnish the weapons and food: those who participate in the war effort have to be rewarded. … War is one of the most intense emotional experiences… in which human beings as members of a community can be involved.

Arthur Marwick referred to a cluster of ‘sociological factors’ among the causes of the First World War, and historians have identified a similar set of causes of the Second World War, resulting from the effects of the First. What they had in mind were the psychological effects of the First World War, firstly the universal detestation and horror of war, and secondly the breakdown of accepted liberal values, a process which J. M. Roberts described as the shaking of liberal society.  In western Europe in the 1920s, this was a very real and painful process, working itself out into identifiable social, cultural and political effects. T. S. Eliot’s The Waste Land (1922) was a lament on the decadence of Western civilisation in which society had become ‘a heap of broken images’, a stained-glass window shattered into countless pieces that his poem attempted to put back together. The powerful wave of patriotism which had propelled Britain and France into the War had gone, and there was nothing to replace it.

C. E. Montague, a noted leader writer and critic for the Manchester Guardian was forty-seven when he enlisted in 1914, dying his grey hair to persuade the recruiting sergeant. After his return to England, he became disillusioned with the war and, in 1922, published Disenchantment, which prefigured much later critical writing about the war. He wrote of how, on 7 December 1918, two British privates of 1914, now captains attached to the staff, crossed the cathedral square in Cologne and gained their first sight of the Rhine, which had been the physical goal of effort, the term of endurance, the symbol of attainment and rest. Although the cease-fire order on Armistice Day had forbidden all fraternising…

… any man who has fought with a sword, or its equivalent, knows more about that than the man who blows the trumpet. To men who for years have lived like foxes or badgers, dodging their way from each day of being alive to the next, there comes back more easily, after a war, a tacit league that must, in mere decency, bind all those who cling precariously to life … Not everybody, not even every non-combatant in the dress of a soldier, had caught that shabby epidemic of spite. But it was rife. 

At the end of the 1920s, there was a spate of publications on the First World War. For example, Erich Maria Remarque’s All Quiet on the Western Front (1929), Robert Graves’ Goodbye to All That (1929) and Edmund Blunden’s Undertones of War (1929) had an important impact, and it was perhaps only in this 1929-35 period that the experience of the war was for the first time fully realised and digested. Allied to this growing ‘pacifism’ was a deep dislike for the old pre-1914 balance of power and alliance system, which many believed had brought about the war in 1914. The resulting loss of identity left the two Western democracies extremely vulnerable to attacks from the extreme right and extreme left at home and abroad. Just as in the approach to 1914, the ‘will to war’, so well exemplified in the literature of the time, helped to mould a climate of opinion in favour of war, so in the 1920s and 1930s a ‘will to peace’ developed which marked opinion in Britain, France and the United States which prevented an effective response to the threats posed by Italy, Germany and Japan.

In the 1930s, too, the writer Arthur Mee identified thirty-two villages in England and Wales that had not lost a man in the First World War. They were known as the “Thankful Villages”. In every other parish, there were widows, orphans and grieving parents; it is not an exaggeration to say that every family in the British Isles was affected, if not by the loss of a husband, son or brother, then by the death, wounds or gassing of someone near to them. And most of this slaughter had taken place in Europe, the birthplace of the Renaissance and the Enlightenment and, in recent centuries at least, the world’s leading continent in science, medicine and philosophy. Something was still missing in the thirties, along with the lost generation of young men, who by then would have been husbands and fathers. Just as it took families years to assimilate their traumatic losses, so the nation took decades to do the same, as has been shown by America’s more recent struggle to come to terms with the Vietnam War. Then, at a moment when Europe might finally have comprehended the events of 1914-18, it found itself at war again.

The breakdown of accepted liberal values left Britain and France in a defensive, introspective state, ill-equipped to respond to the challenge of Fascism. But when the Nazis tried to bully and intimidate Europe into submission, it made people look at the war of 1914-18 in a new light. Somehow Hitler’s actions made the motives of the Germany of 1914 seem clearer and the First World War seem more justifiable. It also made the death of all those young men in the earlier war seem all the more tragic, since the Allied politicians of 1918-39 had thrown away what little the soldiers had gained. But the revulsion from war was so strong that although public opinion in Britain and France was changing after 1936, it took a series of German and Italian successes to bring about the fundamental shift in opinion which manifested itself after Hitler’s Prague coup on 14 March 1939.  Even then, the Manchester Guardian reported on 2 August that year, on the twenty-fifth anniversary of the outbreak of the First World War,  that a Nazi party newspaper had compared the economic situation then with the 1 August 1914, arriving at the conclusion that the western powers were not in as good a position as they had been twenty-five years previously.

Herbert Read (1893-1968) expressed some of these confused feelings in his poem, To a conscript of 1940, which he wrote soon after the beginning of the Second World War, as the title suggests. In an unusual mood he argues that the bravest soldier is the one who does not really expect to achieve anything:

TO A CONSCRIPT OF 1940

“Qui n’a pas une fois désepéré de l’honneur, ne sera jamais un heros” – Georges Bernanos (“He who has never once given up hope will never be a hero”).

 

A soldier passed me in the freshly-fallen snow,

His footsteps muffled, his face unearthly grey;

And my heart gave a sudden leap

As I gazed on a ghost of five-and-twenty years ago.

 

I shouted Halt! and my voice had the old accustomed ring

And he obeyed it as it was obeyed

In the shrouded days when I too was one

Of an army of young men marching

 

Into the unknown. He turned towards me and I said:

‘I am one of those who went before you

Five-and-twenty years ago: one of the many who never returned,

Of the many who returned and yet were dead.

 

We went where you are going, into the rain and mud;

We fought as you will fight

With death and darkness and despair;

We gave what you will give -our brains and our blood. 

 

We think we gave in vain. The world was not renewed.

There was hope in the homestead and anger in the streets

But the old world was restored and we returned

To the dreary field and workshop, and the immemorial feud

 

Of rich and poor. Our victory was our defeat.

Power was retained where powerhad been misused

And youth was left to sweep away

The ashes that the fires had strewn beneath our feet.

 

But one thing we learned: there is no glory in the deed

Until the soldier wears a badge of tarnish’d braid;

There are heroes who have heard the rally and have seen

The glitter of a garland round their head.

 

Theirs is the hollow victory. They are deceived. 

But you, my brother and my ghost. If you can go

Knowing that there is no reward, no certain use

In all your sacrifice, then honour is reprieved.

 

To fight without hope is to fight with grace,

The self reconstructed, the false heart repaired.’

Then I turned with a smile, and he answered my salute

As he stood against the fretted hedge, which was like white lace. 

A column from the East Yorkshire Regiment marches into battle.

Read was born at Kirbymoorside, in the remote eastern hills of the North Riding of Yorkshire in 1893. He earned his living for some years as a bank clerk in Leeds, before becoming a student of law at Leeds University. He joined the Yorkshire Regiment, the Green Howards, from the University Officers’ Training Corps. He fought in France for three years with the regiment and won the MC and the Distinguished Service Order (DSO). He wrote many important books on prose style, art appreciation and other cultural topics. As a poet, he was a consistent admirer of the Imagists, who revolted against what they saw as the unreal poetic language of the Georgians, making use of precise, vital images. He wrote most of his poetry in the 1930s by which time the Imagists had achieved wide acceptance.

In Memorium – Unknown & ‘Missing’ Warriors:

At the end of the war, the Empire’s death-roll had reached 900,000. More than two million were wounded. And it was only in January 1919 that another man died as the result of a bullet wound received in France in 1918, perhaps the last of the war dead. On Armistice Day, 1920, George V unveiled the Cenotaph, the “empty tomb”. It took the place of the temporary memorial that had been erected for the Peace celebrations in July 1919 (pictured above); Sir Edward Lutyens, who designed it, deliberately omitted any religious symbol because the men it commemorated were of all creeds and none. The concept of ‘ The Unknown Warrior’ was first suggested by J. B. Wilson, the News Editor of the Daily Express in the issue of 16 September 1919. He wrote:

Shall an unnamed British hero be brought from a battlefield in France and buried beneath the Cenotaph in Whitehall?  

The suggestion was adopted, but Westminster Abbey, not Whitehall, was chosen as the resting place. Early in November 1920, the bodies of six unknown men, killed in action at each of the four battles of Aisne, the Somme, Arras and Ypres were brought to a hut at St. Pol, near Arras. The Unknown Warrior who was to receive an Empire’s homage was chosen by an officer who, with closed eyes, rested his hand on one of the six coffins. This was the coffin which was brought to England and taken to Westminster Abbey where it was placed in the tomb of the Unknown Warrior on 11 November, in a service following the unveiling of the Cenotaph by King George V (shown above). The tomb was built as a permanent tribute to those soldiers who have no named gravestone. France, the USA and Italy also created similar memorials.

Just before midday on 10 November, HMS Verdun, with an escort of six destroyers, left Boulogne with the Unknown Warrior. The destroyer Vendetta met them half-way with its White Ensign astern at half-mast.

A Hundred sandbags filled with earth from France were sent over for the grave of the Unknown Warrior in Westminster Abbey. The porters pictured below (left) reloaded the earth at Victoria Station. George V placed a wreath on the coffin (pictured right below), which rested on the gun carriage that took it from the Cenotaph to Westminster Abbey.

Each evening at 8 p.m. traffic is stopped at the Menin Gate Memorial in Ypres for a ceremony where the Last Post is played. This bugle call was played at the end of each ‘normal’ day in the British Army but has taken on a deeper significance at remembrance services as a final farewell to the dead. The commemoration has taken place every evening (apart from during the Second World War) since 1928. The Memorial displays the names of 54,415 Commonwealth soldiers who died at Ypres and have no known grave. In 2018, a bugle found among the possessions of Wilfred Owen went on display at the Imperial War Museum. He removed it from the body of one of the men in his battalion who was killed in action before he was in 1918. British and South African soldiers numbering 72,203 who died at the Somme with no known grave are commemorated at the Thiepval Memorial within the site of the battlefield. A programme of building memorials and cemeteries had begun straight after the war, and there were soon over fifty-four thousand of them throughout the United Kingdom. Every sizeable village and town possesses one, at which wreaths of poppies are laid every Remembrance Sunday. The Newburgh War Memorial in Fife bears the names of seventy-six men from this small Scottish town who were killed. Their names are listed below:

Because of the way men were recruited in 1914, in “pals’ battalions” drawn from particular towns and villages, some of these lost almost their entire population of young men. In these places, there was also almost an entire generation of women of widows and ‘spinsters of this parish’ who never married.

The events of 1939-45 were commemorated more vigorously and immediately – in cinema and Boys’ Own narrative and, over a longer period and to a different end, by the persistence of Jewish community leaders and historians.

By the 1960s, a new generation began to look at the First World War in a new way. It was not the living memory of the First World War that had gone missing (there were, after all, plenty of not-very-old men alive to talk about it – as many did, to the BBC for its series in 1964); it was more that there did not seem to be a way of thinking clearly about it. The poetry of Ted Hughes expressed the spirit that also made books and plays and television programmes about the First World War fashionable in 1964. Hughes found in its soldiers’ admirable qualities a positive vitality and a violent power that he found lacking in modern urban life. At the same time, he believed in the essential goodness of our powerful instinctive impulses. It was in that sense that he found the war exciting, too different from the tragedies of nuclear warfare to be recognizable as the same thing. He once said that what excited his imagination was the war between vitality and death.

In the fifty years that had elapsed since Wilfred Owen’s death, his poems and those of Sassoon appealed to a smaller public than those of Brooke, but they did retain a degree of popularity. Then, in the sixties, their literary reputation grew steadily in the eyes of critics and scholars alongside their increasing popularity with the common reader. There were two reasons for this: firstly, in 1964 the fiftieth anniversary of the outbreak of war in 1914 triggered off a series of books, television programmes and stage shows that made the First World War a fashionable topic; secondly, the war in Vietnam seemed to repeat some of the features of the earlier war, such as its lack of military movement, and its static horrors for the private soldier.

The first performance of Joan Littlewood’s Theatre Workshop production of Oh! What a Lovely War took place just before the fiftieth anniversary, at The Theatre Royal, Stratford East, on 19 March 1963, and then transferred to Wyndham’s Theatre, London in June of that year. In 1964 it transferred to Broadway. The original idea for the musical came from Gerry Raffles, Littlewood’s partner. He had heard a BBC radio programme about the songs of the First World War and thought it would be a good idea to bring these songs to the stage to show the post-World War Two generation that war was not the thing of glory that it was being presented as, at that time. Over a period of time, four writers were commissioned to write a script, but Raffles and Littlewood were unhappy with all of them and decided to give the acting company the task of researching into aspects of the War and then working these into improvised sketches that referenced the findings of that research. Joan Littlewood’s original production was designed to resemble an ‘end of pier’ show,  the sort of seaside variety in the style of music hall entertainment which was popular in late Victorian and Edwardian times. To this end, all her cast members wore Pierrot costumes and none wore ‘khaki’ because, as Littlewood herself put it, war is only for clowns. She was an exponent of ‘agitprop’, a method of spreading political propaganda through popular media such as literature, plays and films.

A world war was not something that most of Littlewood’s younger audiences had experienced directly, except perhaps as very young children, though many were familiar with it through the experiences and stories of parents and grandparents, and would also have heard many of the songs used in the show. The ‘music hall’ or ‘variety show’ format was still familiar to many through the new medium of television, and the play was designed to emphasise that the war was about ordinary individuals who chose to wear the emblems of their country and make the ultimate sacrifice for it. From a historical standpoint, however, the play tended to recycle popular preconceptions and myths which all effective propaganda is based on. As a satirical ‘knees-up’ it seemed to acknowledge that the remembrance of the First World War had reached a cultural cul-de-sac. As a play which is designed to reflect the impact of the horror of modern warfare on the everyday life of the private soldier, it has its strengths as well as its limitations.

Joan Littlewood, one of the most radical voices in British theatre in the sixties.

The villains of the piece are, clearly, the non-combatant officer classes, including the generals and the myth of ‘lions led by donkeys’ is one of the key themes of the play, but this has now been widely debunked by historians. Nevertheless, the First World War was, for the most part, a war of attrition in which huge numbers of men had to pay the ultimate price for military mistakes and minimal gains. In this sense, the play still does a useful job in encouraging audiences to consider for themselves the human cost of war and its impact on individuals. In 1969, Richard Attenborough marked his debut as a film director with his version of the play and, although most of the songs and two scenes from the play remain, the film version bears very little resemblance to the original concept. Despite its stellar cast, many see the film as a travesty of the stage show.

The Last Casualty on the Western Front:

On 11 August 1998, almost eighty years after the armistice, Lieutenant Corporal Mike Watkins of the Royal Logistics Corps was killed when a tunnel he was investigating at Vimy Ridge collapsed.  Watkins had been a bomb disposal expert in Northern Ireland and the Falklands and had carried out work left under First World War battle sites. As far as we know, he was the last casualty of that great conflict.

The Verdict of Historians – Finding a Language of Understanding and Remembrance:

After a hundred years of commemorating the Great War, it may be that, belatedly, we have found a language and a way of understanding, or at least remembering in an informed and enlightened way, the real and diverse experiences of those lost legions. This has emerged from a dispute about what exactly, a hundred years on, we should actually be commemorating. The silence of the mid-twentieth century meant that, in the popular imagination, the witness of the poets loomed larger than some historians thought it warranted. One of Wilfred Owen’s best poems, by critical acclaim, was entitled Futility, but its use as a by-word for the First World War in popular culture has irked ‘revisionist’ historians. To put the debate at its simplest: on the one hand, there is a vein of literary writing that began with Owen and presents the experience of the War as so terrible, so unprecedented and so depressing that it stands outside the normal considerations of history. Professional historians disagree with this, and narratives influenced by this belief, including recent novels such as Pat Barker’s Regeneration Trilogy and Sebastian Faulks’ Birdsong, are viewed by some historians as having failed to do justice to the average soldier’s devotion to what he believed, wrongly or rightly, to be a just cause.

As Britain began to gear itself up for the centenary commemorations in about 2012, a group of historians, including Margaret MacMillan, Max Hastings, Gary Sheffield and Hew Strachan, who disagree on many points, agreed on one purpose: that Britain should be weaned from its dependence on the “poets’ view”. They argued that the fact is that the majority of the British public supported the war and that Wilfred Owen went to his grave a week before the armistice with an MC for conspicuous bravery in pursuit of the justice of the cause he signed up for. The historians of the First World War also argued that idea that great powers “sleepwalked” into war is a misinterpretation: German militarism and expansionism needed to be curbed, and a war between Britain and Germany over the control of the seas became inevitable after the German invasion of Belgium and its threat to the Channel ports.

Writing in the Sunday Times on 11 November 2018, Niall Ferguson (pictured above) seems to take issue with this view. He pointed out that to his generation (also mine) the First World War was ‘not quite history’. His grandfather, John Ferguson had joined up at the age of seventeen and fought on the western front as a private in the Seaforth Highlanders. He was one of the lucky ones who survived and returned, though not unscarred. He was shot through the shoulder by a German sniper. He also survived a gas attack, though his lungs suffered permanent damage. His most vivid recollection was of a German attack. As the enemy advanced towards them, he and his comrades were preparing for the order to go over the top, fixing bayonets, when at the last moment the command was given to another regiment instead. So heavy were that regiment’s casualties, that John Ferguson felt sure that he would have been killed if it had been the Seaforth’s turn. A fact that never fails to startle his grandson was that of the 722,785 men from the United Kingdom who did not come back alive, just under half were aged between sixteen and twenty-four.

Niall Ferguson has argued that the current generation of seventeen-year-olds is exposed to a different sort of enemy – ‘dangerous nonsense’ about the First World War. In the run-up to the Centenary Commemorations, he encountered four examples of this. The first of these he summarises as the view that… despite the enormous sacrifices of life … the war was worth fighting. Ferguson argues that an unprepared Britain would have been better off staying out or at least delaying its intervention. He counters with ten points that he would like all his children to understand in terms of what happened to their great-grandfather’s generation. First of all, the war was not “for civilisation”, as claimed on John Ferguson’s Victory Medal. It was a war for predominance between the six great European empires – the British, the French and the Russian against the German, the Austrian and the Ottoman. It broke out because all the leaders miscalculated that the costs of inaction would exceed the costs of war.

It was also a myth, he claims, that the war was fought mainly by infantrymen going ‘over the top’. It was fought mainly by artillery, shellfire causing 75% of casualties. The war-winning weapons were not poison gas or tanks so much as the improvements in artillery tactics, especially the ‘creeping barrage’ in the final offensive. Neither were the Germans doomed to lose. By mid-1917 the French were finished as an attacking force and German U-boats were sinking frightening numbers of the ships supplying Britain. With Russia consumed by Revolution, a German victory seemed possible as late as the spring of 1918. Certainly, their allies in the Triple Alliance were weak: Austria-Hungary, Turkey and Bulgaria. Their excessive use of submarine welfare in the Atlantic made American intervention likely. Fifthly, the Germans were at a massive disadvantage in economic terms. The Entente empires were bigger, the powers had bigger economies and budgets, and greater access to credit. However, the Germans were superior in killing or capturing their opponents. Overall, the Central Powers killed 35% more men than they lost, and their average cost of killing an enemy soldier was roughly a third of the other side’s.

According to Ferguson, the Germans ultimately lost because the British Army proved more resilient than theirs. Men such as John Ferguson simply would not give up, despite all the hardships they had to endure. Both patriotism and propaganda played a part in this, as did military discipline, but it also mattered that British officers were generally competent; that the average Tommy’s lot was made bearable by plentiful “plonk” and “fags”; that, despite high casualties, the bonds between “pals’ and “mates” endured. An eighth point he cites is that the German Army eventually fell apart during the summer and autumn of 1918 when it became clear that the resilience of Entente forces, bolstered by the arrival of the US troops made a German victory impossible. Beginning with the Battle of Amiens (8-11 August), the Germans lost the will to fight on and began to surrender in droves. Finally, the pandemonium with which the war ended with a series of revolutions and rebellions also brought about the disintegration of the great multi-ethnic empires, with only the Saxe-Coburgs surviving from among the royal dynasties of Europe. Communism seemed as unstoppable as the influenza pandemic which killed four times as many people as the war had.

In an article printed on the same day, Daniel Johnson echoes earlier historians in arguing that the Great War marked the moment when the nations of Europe first grasped the true meaning of total war. Every man, woman and child felt its effects. Johnson’s grandfather, an artist and teacher, never fully recovered from his service on the western front, where he was wounded three times and gassed twice. Most British families, he points out, had terrible stories to tell from the Great War. It afflicted not only those who fought and died, but also those who returned and those who remained behind. No-one who survived the slaughter could ever abide empty jingoistic slogans again. Conscription meant that one in four British men served in the forces, a far higher proportion than ever before. Almost everyone else was involved in the war effort in some way, and of the twenty million who died on both sides, there were as many civilians as soldiers. Women played a huge role everywhere, with the war finally settling the debate about women’s suffrage, although the vote was only granted to those with their own property, aged thirty and over.

Australian troops at the Battle of Passchendaele, 1917

Sebastian Faulks first visited the Somme battlefield some thirty years ago. He was walking in a wood on Thiepval Ridge when he came across a shell casing. This thing is still alive, he thought, if you care to look. He went over to the huge Lutyens stone memorial and looked at the names of the lost – not the dead, who are buried in the nearby cemeteries, but of the British and Empire men of whom no trace was ever found, their names reeling up overhead, like footnotes on the sky. He wondered what it had felt like to be a nineteen-year-old in a volunteer battalion on 30 June 1916, waiting and trusting that the seven-day artillery bombardment had cut the German wire; not knowing you were about to walk into a wall of machine gun fire, with almost sixty thousand casualties on 1 July alone. He wondered if one day the experience of these youngsters might be better understood and valued.

Gary Sheffield, Professor of War Studies at Wolverhampton University, believes that the Second World War was not an inevitable result of the ‘futile’ failures of the First. Rather, he thinks the two wars should be viewed as instalments of the same battle against German militarism, and that that struggle, in turn, should be seen in the longer perspective of European bloodshed going back through the Napoleonic campaigns to the Thirty Years’ War of 1618-48. The ‘poet’s view’ was epitomised by Henry James, who wrote that to see the static carnage of the Western Front as what the long years of European civilisation had all along been leading up to was “too sad for any words”. By contrast, the revisionist historian’s view is that the 1914-18 war was just another if egregious episode in Europe’s long-established and incurable bloodlust.

But the public appetite for commemoration has been spectacular, and diverse over the past four years, in non-poetic ways. The Heritage Lottery Fund (HLF) has awarded a hundred million to more than two thousand local community projects in which more than 9.4 million people have taken part. In addition, the efforts of 14-18 Now, which has commissioned work by contemporary artists during the four-year period, has led to the popular installations of the nationwide poppies tour, Blood Swept Lands and Seas of Red by Paul Cummins and Tom Piper, among other initiatives. Meanwhile, Philip Dolling, head of BBC events, reported that 82% of adult Britons had watched or heard some BBC Great War centenary programme, of whom 83% claimed to have learnt something. His colleague, Jane Ellison, thought the BBC’s greatest success had been with young audiences, helping them to see that the soldiers were not sepia figures from ‘history’, but young people just like them.

In researching for Birdsong, Faulks read thousands of letters, diaries and documents in the reading room of the Imperial War Museum. He remembered a buff file that came up from the basement, containing the papers of a private soldier on the Somme in June 1916. “There is going to be a big push,” one letter began, “and we are all excited. Don’t worry about me. Thumbs up and trusting to the best of luck.” Like most such letters, it was chiefly concerned with reassuring the people at home. But towards the end, the writer faltered.  “Please give my best love to Ma, Tom and the babies. You have been the best of brothers to me.” Then he gathered himself: “Here’s hoping it is au revoir and not goodbye!” But he had obviously not been able to let it go, and had written a PS diagonally across the bottom, “Don’t worry about me, I’ll be OK!” There was nothing after it in the file except a telegram of condolence from the king.

Ordinary men had been given a voice by the Education Act of 1870, providing them with an elementary schooling to the age of thirteen. Their witness was literate, poignant, but not ‘poetic’. It was authentic, unprecedented and, until recently, largely overlooked. But over the last forty years, they have been heard. Scholars of all kinds, editors, journalists and publishers have read, shared and reprinted their accounts; and the local activities funded through the HLF have uncovered innumerable different stories. They had not been missing; they were there all along, waiting to be discovered by ‘people’s remembrancers’. Faulks writes convincingly about their contribution:

The experience of the First World War was most valuably recorded not by historians or commanders, but by the butcher, the baker and candlestick maker. In what you can now discover in archives or online, there is no party line or school of thought. It was difficult to know how to value all this material, because what had been experienced for the first time by civilian-soldiers was not just any war… but the greatest bloodbath the world had ever seen. It was simply indigestible.

You cannot travel far in the history of war, especially 1914-18, before you stray into anthropology. What kind of creature could do these things? During the past hundred years, it is perhaps not only the events of 1914-18 but the nature of warfare and the human animal itself with which we have to grapple. That is the buried legacy of Kitchener’s citizen army.

Perhaps that is not just an anthropological question either, but a theological one, which is where the poets still make a valuable contribution. They also wrote letters, like those of Wilfred Owen as well as Roland Leighton and Vera Brittain, in which they questioned their hitherto-held beliefs in fundamental human goodness. Therefore the poets’ view is reconcilable with that of the ‘revisionist’ historians. Interestingly, in his ‘afterword’ to a recent new collection of war poetry in 2003, on the eve of the Iraq War, Andrew Motion wrote that Wilfred Owen had shown how it was still possible for war poets to celebrate individual acts of courage and to commemorate losses, but not to glorify conflict as such. Owen’s maxim, true poets must be truthful, Motion maintained, had held firm through the years, even in wars which are generally considered ‘just’, such as the Second World War. It also applied even more in the case of Holocaust commemoration poems and to Vietnam, or the Gulf War of 1990, or, we might add, to the wars in former Yugoslavia. ‘Pity’ and ‘truthfulness’ remain the crucial ingredients even – or especially – when the realities of war are blurred by euphemisms, such as ‘friendly fire’ or ‘collateral damage’. The best war poets, he argued…

… react to their experience of war, rather than simply acting in response to its pressures. They are mindful of the larger peace-time context even when dwelling on particular horrors; they engage with civilian as well as military life; they impose order and personality as these things are threatened; they insist on performing acts of the imagination when faced with barbarism. In this respect, and in spite of its variety, their work makes a common plea for humanity.   

The varied commemorations of the past five years have also made it substantially easier for young people, in particular, to form their own ideas of what happened and what its implications for their lives may be. But historians are not simply ‘people’s remembrancers’, as Niall Ferguson has pointed out. Reconciling historians’ expectations of the centenary and the feelings of the general public has been challenging. It has been suggesting that with the passing of the centenary of the armistice, it is time to review the way we remember the Great War. First of all, Faulks argues, there must always be a sense of grief. The War killed ten million men for reasons that are still disputed, and it was the first great trauma in the European century of genocide and the Holocaust.

According to the Sandhurst military historian John Keegan, the Battle of the Somme marked the end of an age of vital optimism in British life that has never been recovered. Professional historians have their eyes trained on the long view, but they can be drawn back to the moment and to the texture of authentic experience of the nineteen-year-old volunteer in Kitchener’s army. But historians do not have a monopoly of memorial acts (I always hated the assumption that history teachers like me should, automatically, be responsible for these ceremonies). Peter Jackson’s new film, They Shall Not Grow Old is the director’s attempt to stop the First World War from fading into history, placing interviews with servicemen who fought over footage from the Imperial War Museum’s archive. The colourised footage is remarkable, immediately bringing a new dimension to images of the living and the dead; combined with the emotional testimony of the veterans it is an immersive experience and a powerful new act of remembrance that keeps the conflict’s human face in sharp focus.

Sources:

The Sunday Times, 11 November 2018 (articles by Niall Ferguson, Sebastian Faulks & Daniel Johnson)

Alan Bishop & Mark Bostridge (1998), Letters from a Lost Generation. London: Little Brown (extracts published in The Sunday Times, November 1998 & The Guardian, November 2008).

The Guardian/ The Observer (2008), First World War: Day Seven – The Aftermath. (introductory article by Michael Burleigh; extract from C E Montague (1922), Disenchantment. London: Chatto & Windus).

E L Black (ed.) (1970), 1914-18 in Poetry. London: University of London Press.

Fiona Waters (ed.) (2010), A Corner of a Foreign Field: The Illustrated Poetry of the First World War. Croxley Green (Herts): Transatlantic Press.

Norman Ferguson (2014), The First World War: A Miscellany. Chichester (West Sussex): Summersdale.

John Buchan (1935), The King’s Grace, 1910-1935. London: Hodder & Stoughton.

Matthew Hollis & Paul Keegan (eds.) (2003), 101 Poems Against War. London: Faber & Faber.

Arthur Marwick (1970), Britain in the Century of Total War. Harmondsworth: Penguin.

Arthur Marwick & Anthony Adamthwaite (1973), Between Two Wars. Bletchley: The Open University.

Vera Brittain (1933), Testament of Youth. London: Gollancz (Virago-Fontana edn., 1970).

 

The Escalation of the Vietnam War and the Tet Offensive:

At the beginning of 1968, US President Lyndon Johnson thought that victory in Vietnam was worth the sacrifice the US servicemen had already made since President Kennedy had committed 16,500 troops to the support of the South Vietnamese in 1961-62. By 1968, Johnson had committed up to half a million men to the conflict. On taking office in 1964, he had said, I am not going to be the President who saw South East Asia go the way that China went. But by the end of February 1968, he was increasingly isolated in Washington. Robert McNamara, who had been John F Kennedy’s Secretary of Defense, had left the White House to become president of the World Bank. He said he did not really know whether he had quit or been fired. The new Defense Secretary, Clark Clifford, opposed General Westmoreland’s latest request for another 200,000 men, arguing that there would soon be further requests, “with no end in sight.” He recommended pegging the level at twenty thousand, and Johnson agreed. What had happened in the war, and the response to it, to change his mind?

In January 1968, just as President Johnson was announcing that the United States was winning the war in Vietnam, the Vietcong had launched the Tet Offensive within virtually every town and city in South Vietnam. It was their most spectacular offensive yet. In Saigon, a commando unit even penetrated the US Embassy compound; it had to be flushed out man by man. This feat, which took place in front of television cameras, stunned America and public opinion worldwide. Although the US military had intelligence that an attack was imminent, they appeared to have been caught completely by surprise. But the bitterest fighting in the Tet Offensive took place in Hue, previously a tranquil city, where intense house-to-house fighting and killing went on for several weeks. The photo on the right below shows US Marines call for assistance for those wounded in the bloody fighting which took place in the city on 1st February. The beleaguered president finally accepted that there was a limit to the losses of US servicemen in Vietnam that the American people would accept. The photo below (left) of Lyndon Johnson shows him preparing a speech on Vietnam.

On the other side, the Tet Offensive was intended to inspire a popular rising across South Vietnam. It totally failed in this, but rather led to massive losses of some of the Vietcong’s best fighters. Nevertheless, in propaganda terms, the offensive was a magnificent victory for them. Before Tet, the American leaders had talked of grave enemy weaknesses and of how the Vietcong had met their match and were desperately hanging on. Now the Vietcong had shown that they could attack at will and could strike even at the very nerve centre of the US presence in South Vietnam. The gap between what the US Government said and what people saw on their television screens had never been greater, nor credibility lower. Support for the president’s handling of the war dropped to an all-time low in the polls. Eighty per cent of Americans felt that the United States was making no progress in the war. Tet was thus a turning point.

Added to this, there was international revulsion and outrage at the American tactics. The British journalist, James Cameron, reported:

There was a sense of outrage. By what right do these airmen intrude over a country with which they are not formally at war? Who gave these people the sanction to drop their bombs on roads, bridges, houses, to blow up the harvest, to destroy people of whom they know nothing? Would this sort of thing blow Communism out of their heads?

Despite the bombing, North Vietnam continued to supply the Vietcong in South Vietnam with ever-increasing amounts of aid. Much of it came from the Soviet Union and was driven across the border at night in convoys of heavy, Russian-built trucks. They regularly moved weapons and ammunition into the South, smuggling them right into the hearts of towns and cities. President Johnson had hoped for a ‘quick kill’. But the tactics of America’s land forces in South Vietnam were based on several errors of judgement. First, the soldiers were told to fight for the hearts and minds of the Vietnamese. Yet the GIs simply shot and killed the peasants on sight, often en masse and without discrimination, assuming that they were Vietcong supporters. They also destroyed the land itself, as James Cameron testified (above). Richard Hamer, an American journalist commented, after his visit in 1970, that Vietnam had become a country of refugees … once the rice bowl of Asia, now unable to feed itself. Secondly, the USA believed it could ‘win’ the war and simply could not believe that the US could be defeated by a bunch of guerrillas in black pyjamas. But the reality of guerrilla warfare was very different:

… this enemy is invisible … it is not just the people but the land itself – unfamiliar … frightening … it can be that field ahead littered with land mines … the enemy can be the kind who comes out smiling and then lobs a grenade … or that bent old lady carrying a watermelon.

You walk down a road between rice paddies. Vietnamese are in every paddy. Then a mortar shell lands right in the middle of a patrol. A couple of guys are dead, others are screaming in agony with a leg or arm blown off, or their guts hanging out. Did one of them (the peasants) lob the mortar? If so, which one? Should you kill all of them or none of them at all?

There was widespread opposition to the American presence in Vietnam, not least from within the US itself. The determined peace protesters outside the White House would not leave Johnson in peace, continuing to chant:

Hey, hey, LBJ! How many kids did you kill today?!

In fact, the hostile chanting accompanied him wherever he went and had a devastating effect on him. Senator Eugene McCarthy announced he would oppose Johnson for the Democratic Party nomination; Robert Kennedy also declared he was a candidate and spoke out harshly against Johnson’s foreign policy and conduct of the war. In the second half of March, the ‘wise men’ went into conclave again to review progress and consider their options in Vietnam. By now the civilians in this group were openly critical of the assessments presented by the military commanders. When told that eighty thousand of the enemy had been killed and that the normal ratio of killed to wounded was 1:3, UN Ambassador Arthur Goldberg calculated that would mean that all of the enemy’s manpower must be dead or injured: “Then who the hell are we fighting?” he asked. Then, on 31st March, in a live television address, Johnson announced that the US would halt all bombing above the twentieth parallel in the hope that peace talks could begin promptly. He then went on to surprise everyone, even his own advisers, by announcing  that he would “not seek … nor accept” his party’s nomination for a second term in the White House. With his crushing triumph over Goldwater only four years behind him, Johnson now recognised the deep unpopularity of his policy of escalating the Vietnam War. He had lost his fight with public opinion.

Martin Luther King’s Death in Memphis:

Above Left: Martin Luther King, Jr., waves to the marchers at the Lincoln Memorial, on 30th August 1963, before making his “I have a dream…” speech. Above Right: Lyndon Johnson shakes King’s hand after signing the Civil Rights Bill into law, 2 July 1964.

Four days after Johnson’s announcement, on 4th April, Martin Luther King was assassinated at a motel in Memphis, Tennessee. He had gone to Memphis to support a workers’ strike, marching with the strikers, who wanted to protest peacefully, singing and holding hands. Most of them were black street-cleaners, who were badly paid. But gangs of young blacks had not wanted to protest peacefully and had begun rioting, breaking shop windows and fighting with the police. One of them had been killed during the fighting.  After the march, King had talked to the gangs and told them that violence was not the answer and that all protests had to be peaceful if they wanted the workers to win. Some of the gang-leaders had argued back, saying that times had changed and that peaceful protests no longer worked. Finally, King had persuaded them to join the workers on their next march, and they had promised him not to use violence. The date for the second march had been set for 5th April.

On 3rd April, King had returned to Memphis and had made a speech at the Baptist Church prayer-meeting. It had been full of hope about the cause, but also of foreboding for his own life:

I have been to the mountain top … I have seen the Promised Land. I may not get there with you. But we, as a people, will get to the Promised Land.

On the next day, 4th April, King had told his friends that he needed some air. He went out of his hotel room just after six o’clock in the evening. Suddenly, there was the sound of gunfire. His friends ran outside and found him lying on the ground, shot. Jesse Jackson, one of King’s young supporters, held him in his arms while the ambulance was sent for. An hour later Martin Luther King died in hospital. He was just thirty-nine years old.

The whole world grieved the loss of this man of peace. All the people who had worked so hard for peace and civil rights were first shocked and then angry. Go and get your guns! Stokely Carmichael, the Black Panther leader, told a crowd in Washington DC. Riots swept the American nation; a hundred cities erupted, the rioters fighting the police. There were more than twenty thousand arrests and forty-six more black deaths. Seventy-five thousand troops were called out to keep the peace. For many, King epitomised the dream of racial equality, but for two years his influence had been diminishing. Now the leadership of the black community passed to more radical figures like Carmichael, who wanted to replace passive, nonviolent disobedience to active and violent resistance. The Black Panthers trained as paramilitaries in the ghetto of Oakland, California, for a civil war with racist police. Other black ‘nationalists’ called openly for revolution.

James Earl Ray, a white supremacist, was arrested and went to prison for King’s murder, though many believed he had not acted alone. Even Coretta King did not believe that Ray had killed her husband. King’s body lay in his father’s church in Atlanta. Thousands of people came to pay their respects to the civil rights leader. Later, his body was buried next to those of his grandparents, and written on his headstone, are the last words of his most famous speech at the Lincoln Memorial five years earlier:

Free at last, Free at last!

Thank God Almighty, 

I’m free at last!

From Paris to California and on to Chicago:

Above: Robert Kennedy, campaigning in California.

In May, preliminary peace talks began in Paris. In the face of obdurate North Vietnamese negotiators, the talks soon ran aground. The dispute focused on whether or not the United States would halt all bombing of the North and who could sit at the negotiating table; would the National Liberation Front, the Vietcong sit down with the United States, as well as North and South Vietnam? There was no agreement. With a million college students and faculty members boycotting classes because of Vietnam, the stage was set for the confrontation between McCarthy and Kennedy for the Democratic Party nomination. In the California primary, in June, Kennedy won by a whisker. Then, as he was leaving his hotel through a back entrance, he was shot in the head and stomach (below). He died in hospital the next morning. There was no rioting, just silence. The American nation was traumatised by these killings, asking what was wrong with the country to make it so violent.

Above right: Police and anti-Vietnam War protesters do battle in Chicago.

Everything came to a head when the Democratic Party gathered in Chicago to choose its nominee for the presidency – now either McCarthy or Vice President Hubert Humphrey. Chicago was controlled by Mayor Richard J Daley, a hard-liner who ruled the streets through a broad network of ethnic supporters. He promised, as long as I am mayor, there will be law and order on the streets. In the riots following Martin Luther King’s death, he had given his police authority to “shoot to kill” arsonists. Daley was determined to keep order during the convention when rumour predicted that a hundred thousand activists and anti-war campaigners would assemble in Chicago. Only about one-tenth of that number arrived, but Daley had no intention of allowing any marches to go ahead. His police, some out of uniform, attacked a group of ‘hippies’ and ‘yippies’ in Lincoln Park and pursued them – and anyone else who happened to be on the streets – with clubs and batons.

On the night that Humphrey was to accept the nomination, the police used tear gas to break up the demonstration outside the convention hotel. More than two hundred plainclothes policemen tried to infiltrate the march. Demonstrators, newsmen, and even elderly passers-by were all clubbed and beaten. Tear gas got in the air vents of the hotel, including Humphrey’s suite, as he was preparing his acceptance speech. Live on television, the cameras kept cutting between the convention and the extraordinary scenes outside. Humphrey left feeling shattered, despite having secured his party’s nomination. Chicago was a catastrophe, he said later; My wife and I went home heartbroken, battered and beaten.

According to the to the New York Times, the Chicago police had brought shame to the city, embarrassment to the country. Lawyers defending those charged for their role in the demonstration spoke of a “police riot.” Senator George McGovern denounced Daley and his “Gestapo” for creating a “bloodbath.” Radicals were driven even further outside the political system; they believed that the government was now totally illegitimate and led by war criminals so that only further militancy could win the day. Bring Us Together was the campaign slogan of the Nixon camp, but as the campaign hotted up, there was little prospect of this happening in reality. In fact, Governor George Wallace had declared himself as an independent candidate. Wallace’s plan to stop the trouble on the streets appealed only to the right-wing Republican heartlands:

We ought to turn this country over to the police for two or three years and then everything would be all right.

Meanwhile, Richard M Nixon had won the Republican nomination for president. With conservative Spiro T Agnew as his running mate, Nixon tried to defuse the support for Wallace. He also met with Johnson and agreed not to attack the outgoing president over Vietnam during the campaign, in return for an understanding that Johnson would not abandon Saigon. Nixon tried to come across as the statesman and peacemaker. He spoke of a “secret plan” to end the war in Vietnam and to bring peace with honour. Nixon also agreed that during the campaign he would not call for a pause in the bombing. In October, the Paris peace talks were still deadlocked over the issue of representation, with President Thieu, in Saigon, deeply opposed to negotiating with North Vietnam if the Vietcong were also present. This would imply formal recognition of his hated enemy. With the election only days away, Johnson received FBI reports that Anna Chennault, a Nixon fund-raiser, was acting as a go-between for the Republicans with Thieu. Nixon’s campaign manager had asked her to tell Thieu to oppose the cessation of bombing, and so undermine the peace talks, promising that Thieu would get a better deal under the Republicans. Thieu held out and refused to attend talks at which the Vietcong were present. Despite this, Johnson called a halt to the bombing on 31st October.

Nixon talked of the “tired men” around Johnson and the need for a new team with “fresh ideas”. The opinion polls showed a swing away from Humphrey, who up to this point had had a narrow lead. On 5th November, the American people came out to vote. In the end, the vote was nail-bitingly close: Wallace won thirteen per cent, and Nixon narrowly defeated Humphrey with 43.4 per cent of the vote to 42.7. There was to be a new team in the White House, but outside America was split into two nations. But, although the North had set out the terms on which the war would eventually end, the fighting in Vietnam would go on for another five years and cost many thousands more lives.

The anti-war movement clearly boosted North Vietnamese morale and sustained Hanoi’s will to fight on. The hostile chants had almost certainly upset Lyndon Johnson and helped persuade him not to stand for re-election. The movement also affected the atmosphere of decision-making by which it was resolved not to broaden the conflict into a wider war in Southeast Asia. More than anything, the protests against the war exposed a growing cultural divide among the American people and, in the rest of the world, provoked widespread anti-American sentiment on both sides of the Cold War divide. The protest movement was international. In Paris in May 1968, the Fifth Republic was nearly toppled when it came into conflict with a massed combination of workers, students, and intellectuals. In London, police laid into anti-war demonstrators outside the Grosvenor Square US Embassy, in full view of television news cameras. In Northern Ireland, civil rights marches, modelled on those in the American South, sparked a new phase in the long-running confrontation between Irish republicanism and the British State. In Germany and Japan, radicals fought with the police.

Another Year Ending in Eight – The Prague Spring:

The action of the Chicago police took place just a week after Soviet troops shocked the world by moving into Prague. In Central/Eastern Europe, new thinking had been influenced by the counter-cultural currents in the West, but the events in Czechoslovakia in 1968 also had their origins in the fight for Czech independence which goes back four hundred years and seems to contain major events in years ending in the number eight. It began with the outbreak of the Thirty Years’ War in 1618, following the defenestrations of Prague, when the Bohemian Calvinists refused to acknowledge Ferdinand, a Hapsburg, as their king, inviting Frederick, the Elector Palatine and his wife Elizabeth, the daughter of James VI of Scotland and I of England, to become their king and queen. This was both a religious and a political challenge to the Emperor. Frederick was overwhelmed by Bavaria and Austria at the Battle of the White Mountain in 1620, having received no help from the Protestant Union of German princes, or from his miserly father-in-law, James Stuart. Frederick and Elizabeth went down in the annals of Czech history as ‘the Winter King and Queen’ due to the brevity of their reign, and it took another three centuries for independence to be restored, in 1918/19. It was then taken away again in 1938/39, by Hitler, with Chamberlain’s connivance and, after a brief post-war restoration, in 1948 the Communists seized power at Stalin’s insistence.

Jan Masaryk, the independent foreign minister and son of the first president of inter-war Czechoslovakia, was also defenestrated in 1948, by the Communists. A re-examination of the case in 1968 turned up a document which stated that scratch-marks made by fingernails had been found on the window soon after he had fallen to his death. The ‘Prague Spring’ also had economic roots, in common with other protest movements in the Eastern bloc countries. There was deep concern about declining growth rates and the failure to keep up with Western levels of consumer progress.

In Poland, agricultural output had been dropping year after year, and the régime of Wladyslaw Gomulka, so rapturously welcomed in October 1956, was growing steadily more oppressive. Intellectuals who spoke out against the government were imprisoned and in March 1968 a student demonstration was brutally broken up by the police, resulting in several days of street rioting in Warsaw. Gomulka had lost almost all of his support in the country, but Brezhnev and the Soviet Union stood by him. But the crises of 1968 passed quickly in Poland, and Gomulka remained in power for two more years, until food shortages and rising prices finally brought his régime to an end.

Above left: Alexander Dubcek in Spring, 1968, promising “socialism with a human face.” Right: He shakes hands with Brezhnev in Bratislava, 3rd August 1968.

In Czechoslovakia, there were also concerns over lack of growth in the economy, and in 1966 the government of Antonín Novotny took the first steps towards decentralising the economy, giving greater power to local managers and greater priority to the production of consumer goods. Profits rather than quotas were made the measure of performance, a practice dubbed market socialism. However, these reforms were too slow, and, against a background of student revolts, Alexander Dubcek was appointed party chairman in January 1968. He was no fiery revolutionary, but as the boss of the Slovak party machine, he was a committed party loyalist. He did, nevertheless, promise the widest possible democratisation of the entire sociopolitical system aimed at bringing communism up to date. His appointment speeded change, as he widened the reform debate to those outside the party. Censorship was eased; freedom of speech was introduced in newspapers, on the radio and on television. Amidst unprecedented debate in the press and on television, in April the party approved an Action Programme with a two thousand word manifesto in June, when writers and intellectuals advocated democratic reforms within a broad socialist context. Dubcek’s reforms became known as socialism with a human face. Above all, Dubcek was trying to improve living conditions in Czechoslovakia:

We want to set new forces of Socialist life in motion in this country, allowing a fuller application of the advantages of Socialism.

Trade with the West was developed; different religions were allowed. Dubcek’s Government, though still Communist, wished to have less control over people’s lives. In this, he had the full support of the Czechoslovak people. The thaw in Czech Communism in early 1968 was therefore known as the ‘Prague Spring’. The Prague leadership tried very hard not to upset the Kremlin. They remembered how Hungary had been crushed in 1956, and Czechoslovakia, unlike Imre Nagy’s Hungarian one of twelve years earlier, had no desire to make changes in its foreign affairs or to leave the Warsaw Pact.

Over these months, Moscow and the other Warsaw Pact capitals became increasingly agitated by the so-called ‘Prague Spring’. They believed that economic reform would inevitably test the party bureaucracy’s ability to maintain control, and would ultimately undermine its monopoly of power. They feared that fervent debate about economic objectives would be contagious. Indeed, in Poland demonstrators did call for a “Polish Dubcek.” Gomulka in Poland and Walter Ulbricht in East Germany led the hard-line against reforms in Czechoslovakia. Dubcek continued to proclaim his commitment to the one-party system and his loyalty to the Warsaw Pact, but other Satellite states grew more and more impatient. Moscow itself despaired over the Prague reforms. Inside the Kremlin, it was feared that Dubcek’s government would dismantle the internal security apparatus and evict the KGB from the country. The Soviet military was also worried about its agreements with Czechoslovakia. In the early sixties, the Soviet Union had agreed on terms with its Warsaw Pact allies for stationing nuclear warheads in Central/Eastern Europe. Under these terms, the weapons would remain under strict Soviet military control. The USSR had large numbers of troops stationed in Hungary, Poland and East Germany, but no permanent garrison in Czechoslovakia. When Prague embarked on its reform programme in the first half of 1968, the Soviets delayed their deployment of nuclear weapons there, fearing that they would not be able to maintain tight control over them. Moscow saw Prague as a weak link in the Warsaw Pact frontier.

In July, Leonid Brezhnev met the leaders of his Central/Eastern European allies in Warsaw. Dubcek’s changes were too much for Brezhnev, and the other Warsaw Pact leaders, who shared their concerns over events in Czechoslovakia. They warned the Czechoslovak leadership not to run the risk of opening up a ‘hole’ in the iron curtain:

The word ‘democracy’ is being misused. There are campaigns against honest Party workers. The aim is to end the leading role of the Party, to undermine Socialism and to turn Czechoslovakia against other Socialist countries. Thus … the security of our countries is threatened.

Above: Students occupy Wenceslas Square, awaiting the invaders

A few days later Brezhnev, Kosygin, and the senior Soviet leadership met with Dubcek (see the photo above), and made new demands on him to re-impose censorship and tighten control over the media. An agreement at Bratislava appeared to promise a reconciliation between Prague and Moscow, but when Yugoslavia’s Tito was given an enthusiastic reception in Czechoslovakia it seemed yet again that Dubcek was steering the country down its independent road. The Soviet Politburo went into a three-day session on 15 August to consider what action to take. When Brezhnev spoke to Dubcek on the telephone, he shouted at him that the whole Communist system in the Eastern bloc could crumble because of what was happening in Prague. Why were the Soviets so frightened of change in Czechoslovakia? The Czech historian, Zeman, has given us this clue:

Twice in this century the Russians have had to face an onslaught from the centre of Europe. Only they know the extent of their losses in the last war … and the country is still governed by the men who fought in it. The Russians have no intention of dismantling their defences to the west.

The Iron Fist and the Heavy Hand:

At midnight on 20th August, Ladislav Mnacko awoke. He peered out of his window to see shadowy shapes in line all along Stefanik Street. But the road was closed for repairs; nothing could be driven along it. Then he realised that they were tanks, which could be driven anywhere, and there were a lot of them. Czechoslovakia had been invaded; Soviet paratroopers had seized control of Prague airport. Over the next few hours, half a million Warsaw Pact troops crossed the borders into the country. In marked contrast to the events in Hungary twelve years earlier, the government told the Czech and Slovak people to stay calm and not to resist with arms, but only to offer ‘passive resistance’. There were pockets of such resistance, one led by the young playwright, Václav Havel. This campaign was organised through radio station broadcasts, like the following:

Citizens! – go to work normally … keep calm … do not give the occupation forces any excuse for armed action … show the invaders your scorn in silence.

But the Warsaw Pact tanks moved against unarmed civilians, and again demonstrated how ill-prepared the USSR and its allies were to allow change or national autonomy within the Warsaw Pact. The West was shocked by the invasion but was no more likely to support Czechoslovakia than it had been to support Hungary in the previous decade, perhaps even less so, since the USA had long-since abandoned its ‘roll-back’ foreign policies, and was still heavily committed to its war in Vietnam which, as we have seen, was increasingly unpopular both at home and abroad. The West spoke out but could not intervene without risking nuclear confrontation, and therefore did not attempt to do so. The most significant critic of the USSR’s action was China, partly due to the already strained relations between the two Communist powers. The Chinese leadership had urged Khrushchev to invade Hungary in 1956, but it was now quick to condemn the Kremlin’s invasion of another Warsaw Pact member.

Many of the Soviet soldiers were told they were being sent to protect Czechoslovakia from invasion by the Germans and Americans. As they learned the truth, some sympathised with the demonstrators. A few defected to them and were executed when they were caught. As the Soviets took control, arrests of Dubcek and the other leaders began. The invading troops tried to find the radio stations and close down their transmitters:

We do not know how long we will be able to broadcast. If you hear an unknown voice on this station, do not believe it.

The Russian troops were surprised to see how much the Czechoslovak people hated them. They had believed Soviet propaganda:

‘Tass’ is authorised to state that the leaders of the Czechoslovak Socialist Republic have asked the Soviet Union and allied states to render the Czechoslovak people urgent assistance. This request was brought about by the threat which has arisen to the Socialist system, existing in Czechoslovakia.

(Tass, 21 August 1968)

There were continual rumours that key Czechoslovak party officials invited the Soviets to invade their country to reimpose hard-line law and order. The key documents were locked away in a top-secret folder in the Moscow Communist Party Archives, and have only recently (c 1998) become available. They prove that this was indeed the case. It is now known that the anti-reformist Slovak Communist Party chief, Vasil Bilak, wrote to Brezhnev a direct letter of invitation “to use all means at your disposal,” including military force. to “prevent the imminent threat of counter-revolution.” Bilak warned that “the very existence of socialism in our country is in danger.” Rather than risk sending the letter directly to Brezhnev, he passed it to a Soviet intermediary in a men’s lavatory.

When the Politburo began its three-day meeting to review its options on Czechoslovakia, Bilak dispatched another message to the Soviet leader, on 17th August, not only encouraging the Soviets to act quickly but also offering to form an alternative government that would oust Dubcek and seize control in Prague when the Warsaw Pact troops arrived. It is doubtful that this was a decisive factor in the Soviet decision to invade, but it must have boosted the pro-military faction in the Kremlin, and it helped to provide a pretext for the Soviets to claim that they were acting on behalf of a legitimate alternative government. In reality, the anti-reformists were entirely unable to deliver a government, and the Soviet Union ended up having to reinstate Dubcek’s, which survived for several months. In any case, Brezhnev’s own justification for the intervention was based on the common security of the Warsaw Pact countries, not just on the Tass statement:

When forces that are hostile to Socialism try to turn the development of some Socialist country towards capitalism … it becomes not only a problem of the country concerned, but a common problem of all socialist countries.