Until 1957, historians had maintained that we could know very little of the real beliefs of the ‘Brethren of the Free Spirit’ or ‘Spiritual Libertines’, since the information we did have came from their enemies. They were accused as regarding themselves as divine beings and of holding that they could, therefore, commit murder, robbery and fornication without sin. But, as Norman Cohn pointed out in the appendix to his iconic book, The Pursuit of the Millennium, published that year, the ‘scandalous tales told of them’ were ‘merely conscious or unconscious slanders’. These were accusations which were made against mystical groups of the later middle ages, but they could not be checked in any detail against their own writings. To do that, Cohn looked into the brief but hectic revival of the ‘Free Spirit’ which took place in England during and after the Civil War.
Like the writings of their predecessors, those of the ‘Ranters’ of the later period were ordered to be burnt. But it was much harder to destroy a whole production of a work than a few manuscripts, and stray copies of Ranter tracts survived. Viewed as historical documents, these tracts have established that the ‘Free Spirit’ really was exactly what it was said to be: a system of self-exaltation amounting to self-deification; a pursuit to of total emancipation which in practice could result in an anarchic eroticism; often also a revolutionary social doctrine which denounced the institution of private property and aimed at its abolition. But the interest of the Ranter literature is not only historical. If the stylistic idiosyncrasies of Abiezer Coppe were sufficiently vigorous and colourful to earn him an honourable place in the gallery of literary eccentrics, Joseph Salmon deserves recognition as a writer of real poetic power.
Thanks to the work which has been done on the radical religious ideas of Cromwell’s England, not least by Christopher Hill, in his 1972 book, The World Turned Upside Down, there is now no lack of information concerning the social milieu in which the Ranters flourished. Indeed, this author was counselled by his tutors not to pursue research for his PhD on this period on the basis that he would probably have to limit himself to the study of an obscure sect. It was only some years later that I returned it to investigate the Independent puritan enthusiasm which ran high among the officers and soldiers of the New Model Army and among civilians, and that neither the Episcopalian establishment nor the Presbyterian puritans were able to channel the flood of lay religiosity. Many felt that the time had come when God had when God was pouring out his Spirit on all flesh. Ecstasies were everyday occurrences, prophecies were uttered in many quarters, and millennial hopes were rife throughout the population. Cromwell himself, especially before he came to power as Lord General and then Lord Protector, was also moved by such hopes. Thousands of artisans in London and elsewhere lived in daily expectation that through the violence of the civil war the Kingdom of the Saints would be established on English soil and that Christ would return to rule over it.
In the late 1640s, the Quakers were often referred to as ‘Roundhead rogues’, and in May 1648 the ‘Digger’ pamphleteer Gerrard Winstanley made it clear that the word ‘Roundhead’ was used especially as a slur on the political radicals in the New Model. Edward Burrough was mocked as a Roundhead even in his pre-Quaker days. But it appears to have been used mainly in reference to political radicalism, and it was only during the intense period of political instability and uncertainty which followed the execution of the King and ended with the establishment of the Protectorate in 1653. In 1649-50, Winstanley was moved by supernatural illumination to found the ‘Digger’ community near Cobham in Surrey. Convinced that the old world was ‘running up like parchment in the fire, and wearing away’, Winstanley attempted to restore mankind to its ‘Virgin-state’, a primitivist utopian commune in which private property, class distinction and human authority would have no place. At the same time, groups of religious enthusiasts multiplied rapidly. As one pamphleteer remarked in 1651,
… it is no new work of Satan to sow Heresies, and breed Heretickes, but they never came up so thick as in these latter times: They were wont to peep up one and one, but now they sprout out by huddles and clusters (like locusts out of the bottomlesse pit). They now come thronging upon us in swarmes, as the Caterpillars of Aegypt.
‘High Professors’ & Heretics:
The heresy which this writer had particularly in mind was that of the Ranters. These people, who were also known as ‘high attainers’ and ‘high professors’, became very numerous about 1650. Some were to be found in the Army, where there were cases of officers being cashiered and publicly whipped, and of a soldier being whipped through the City of London ‘for ranting’. There were also groups of Ranters scattered throughout the country. Above all, they abounded in London, where they numbered many thousands. The first Quakers – George Fox (above), James Nayler and their followers – often came into contact with the Ranters. Hostile observers such as Episcopalians or Presbyterians, often deliberately conflated Quakerism with the Ranters; for both alike discarded the outward forms of religion and saw true religion only in the ‘indwelling spirit’ in the individual soul. The Quakers themselves, however, regarded the Ranters as erring souls to be converted. George Fox has a curious passage about his first meeting with Ranters, in prison in Coventry in 1649. He later wrote:
When I came into the jail, where these prisoners were, a great power of darkness struck at me, and I sat still, having my spirit gathered into the love of God. At last these prisoners began to rant, and vapour, and blaspheme, at which my soul was greatly grieved. They said they were God; but that we could not bear such things. … Then seeing they said they were God, I asked them, if they knew whether it would rain tomorrow? They said they could not tell. I told them, God could tell. … After I had reproved them for their blasphemous expressions, I went away; for I perceived they were Ranters.
Amongst the Ranters whom George Fox found in the prison at Coventry was Joseph Salmon who had recently left the Army. Not long after his encounter with Fox, Salmon put forth a paper or book of recantation; upon which they were set at liberty. From 1650, Salmon was for some years a minister in Kent, preaching frequently in Rochester Cathedral. One of his works was a Ranter tract, Divinity Anatomised, which has been lost, but others, including the Recantation, survive to reveal a very considerable poetic talent. The first time we know of George Fox coming to the notice of authority was earlier in the same year of his Ranter encounter when he was imprisoned at Nottingham. This was, of course, a crucial year in the history of the English Civil Wars, the year in which King Charles was tried by Parliament and executed, and the beginning of the Presbyterian attempt to impose its rigid Calvinist discipline and morality by legislation on the English people, as it had succeeded in Scotland.
There were radical political movements among the ordinary people, such as the Levellers, led by John Lilburne (pictured below), who later joined the Quaker movement, and the True Levellers, or ‘Diggers’, for whom GerrFenny Drayton
ard Winstanley was chief pamphleteer. The scientific revolution of ideas had not yet spread, but the revolution in religious thought which had produced the Continental Protestant Reformation had led to the establishment of a Commonwealth in Britain which was a place and time of extreme and independent views, bitter controversy, and uncertainty about the nature of religious authority. Many groups of people had been expelled from, or abandoned by, the established Anglican churches, or had withdrawn themselves from them; they were generally known as ‘Seekers’ because they waited for a new revelation of God’s truth. The religious persecutions of the previous century, in particular, the Marian burnings were still strong in the memories of such people, and if they need to be reminded of those sufferings, they had Foxe’s Book of Martyrs to remind them, with its graphic illustrations of the martyrdoms.
George Fox stood out as a striking and unexpected figure. He was twenty-five, long-haired (unlike the ‘Roundheads’), peasant-featured and astute. He hailed from the village of Fenny Drayton in Leicestershire, in the corner of the East Midlands and East Anglia which formed the stronghold of radical religious independents. There he had been working as an apprentice to a dealer in fleeces and hides and worked as a shepherd. He was semi-literate, most of his later letters being dictated to others. Leaving home at the age of nineteen to become an itinerate seeker, he found no teacher who could assure him of the truth until, in 1647, as he wrote in his Journal, he heard a voice saying to him, There is One, even Christ Jesus, that can speak to thy condition. At this time, William Dell and many other ‘Familists’ believed that academic education was no help in understanding the Scriptures. From 1646 onwards books by Henry Niclaes and man other Familist and Antinomian writers were being published. There were also tendencies even among orthodox Puritans which pointed in the same direction. William Erbery, the Welsh Baptist was one of those who wrote of the ‘free grace’ which came through the preaching of Preston and Sibbes. John Preston taught that the ‘elect’ knew by their own experience that the Bible was true and that God was:
… as he is described in the Scripture such have they found him to be to themselves. …
Richard Sibbes declared that If God be a father, then we are brethren, it is a levelling word. Tobias Crisp held that sin is finished and that:
If you be freemen in Christ, you may esteem all the curses of the law as no more concerning you than the laws of of England concern Spain. … To be called a libertine is the most glorious title under heaven.
Allegorical writing of this sort was harmless enough in time of social peace, though the ecclesiastical authorities were never happy about it. It became dangerous in the revolutionary atmosphere of the 1640s Kiddermindstewhen some of the lower classes began to take it literally. The doctrines were also harmless in the period following the Restoration when taught by Thomas Traherne. But in between times, the Revolution seemed to stir up infinite possibilities and inflamed the passions of the poor. If the majority in a congregation should excommunicate their pastor, no synod could do anything about it. From this time onwards we get plentiful evidence of the emergence of a whole number of opinions which later became associated with the Ranters. Thomas Edwards reported many sectaries who said Christ died for all and a bricklayer from Hackney who said that Christ was not God, or at least that he was as much God as Christ was. A Rochester man who associated with Baptists said that Jesus Christ was a bastard; so did Jane Stratton of Southwark. Some sectaries held that God his children as well sinning as praying; others held that they cannot sin, but if they sin, Christ sins in them. Other ‘errors’ recorded by Edwards were that God is in our flesh as much as in Christ’s flesh and that all shall be saved at last. A pamphlet of 1648 argued that if a man were strongly moved to sin, after praying repeatedly, he should do it.
Anthony Pearson reported that many apprentices and young people joined the Ranters in the late 1640s, and Richard Baxter, the Kidderminster pastor claimed that Quakers emptied the churches of Anabaptists and separatists of ‘the young, unsettled’. We think of refusal of ‘hat honour’ and the use of ‘thou’ by Quakers as gestures of social protest, but they also marked a growing refusal of deference from the young to the old, from sons to fathers. Fierce battles were fought in the home, between generations. The preachers of free grace, including William Erbery and William Dell, aimed to liberate men and women simpler and less theologically sophisticated, especially in this time of revolutionary crisis, their teachings were easily pushed over into Antinomianism, a sense of liberation from all bonds and restraints of law and morality. When Thomas Collier told the Army at the end of September 1647 that God as truly manifests Himself in the flesh of all his saints as he did in Christ, he must have known that many of the rank and file listening to him would believe themselves to be saints.
Again and again, in spiritual autobiographies of the time, we read of men who passed through Presbyterianism, Independency and Anabaptism before ending as Seekers, Ranters or Quakers. Controversies over church government or over baptism split congregations, producing conscientious scruples and endless bickerings. Since they believed that the end of the world was probably near anyway, a resigned withdrawal from sectarian controversies was one solution, a rejection of all sects, and of all organised worship. Such men were called Seekers and included William Walwyn, John Saltmarsh, John Milton (right) and possibly Oliver Cromwell himself.
Radical Independents – The ‘Seekers’:
Many of these men had connections with the radicals and were bitterly disappointed with the failure of the Army to bring about a democratic society in and after 1647. Whatever their disillusionment, the generation of the 1640s was carried along by millenarian enthusiasm. But by the 1650s, Richard Baxter felt that:
When people saw diversity of sects in any place … it greatly hindered their conversion. (Many) would be of no religion at all.
William Erbery was described in 1646 as the champion of the Seekers. He had been ejected from his living in Cardiff in 1638 for refusing to implement Laudian liturgy. He was a convinced supporter of Parliament during the civil war, becoming a chaplain in the New Model Army. As such, Erbery led other ranks in criticism of Presbyterian ministers, tithes and persecution. He preached universal redemption and, according to Edwards, denied the divinity of Christ, as well as declaring that any layman may preach. Erbery modestly saw himself …
… bewildered as a wayfaring man, seeing no way of man on earth, nor beaten path to lead him. Let him look upward and within at once, and a highway, the way is found in Christ in us, God in our flesh. … God comes reigning and riding on an ass, that is revealing himself in the basest of men.
The Presbyterian ministers sent to investigate the Army said that Erbery was a ‘Socinian’, preaching damnable doctrine and blasphemous errors. He stirred up ‘the multitude of soldiers’, they claimed, against the Presbyterian ministers. In January 1648, Erbery called upon the Army to destroy the power of the King and rectify popular grievances. He objected to the officers’ version of the Agreement of the People because it established a state church and did not extend toleration to the Jews, though he approved of most of it. King and Parliament, he thought, …
… were the two powers who kept the people of the Lord and the people of the land from their expected and promised freedoms. (The Army) had the call of the kingdom, petitioning by several counties and the common cry of all the oppressed in the land (acting) in the immediate power of God … for all saints, yea for all men also. God in the saints shall appear as the saviour of all men. No oppressor shall pass through them any more. The day of God has begun, though the saints have been and are still in confusion. For a few days we cannot bear with the want of kings and rulers, …
The saints drew back when they should have gone forward since the Army was at its best when it acted. Erbery still wanted to see God in the army of saints, wasting all oppressing powers in the land. In July 1652, Erbery wrote urging Oliver Cromwell to relieve the poor, as well as attacking tithes and lawyers’ fees. He advocated steeper taxation of rich citizens, racking landlords … and mighty moneyed men … to form a treasury for the poor. He wrote that the burden of tithes on them in England at that time was greater than under popery or in popish countries. There were no longer any ‘true ministers’ and God, in the last days, would not appear in ministers at all, but in magistrates, both civil and martial. The apostasy of the churches had prevailed for centuries. When kingdoms had first become Christian, he claimed, they had become churches, and national churches began. But then also Antichrist came to be great and Popery, prelacy, presbytery were ‘the three beasts’. The state Church of the Commonwealth in England was no better than the Episcopal Church. It was the last ‘Beast’ or church-state. In the depth of his disillusion, Erbery declared that:
The mystery of Anti-Christ … is manifested in every saint, in every particular church … The greatest work that God hath to do with you this day, is to make you see you are dead. God is going out and departing from all the preaching of men, that men may give themselves wholly to public acts of love to one another, and to all mankind; therefore all religious forms shall fall, that the power of righteousness may rise and appear in all.
But once in power, the ‘seeming saints’ would inevitably be corrupted. In civil government, they were far superior to their predecessors,
But as for spiritual graces, how soon have they withered in the wisest? Good men in Parliament, when come to power how weak were they? … The people of God turn wicked men, that wicked men may turn to be the people of God. The lords and nobles of old could do better with it (power), because gentlemen born; but when so much money comes into the hands of poor saints, oh how they hold it and hug it and hunger after it, as dogs do after dry bones!
But Erbery managed to avoid the trap of self-righteousness. He gave up the stipend he got from tithes. He wrote that:
The life of the people of God, and mine also, is so unlike Christ that I have often wished … to go away from myself and from my people. … they are mine and I am theirs.
By 1654 he had decided, unlike the Fifth Monarchists, that the people of God should not meddle at all in matters of state since Christ’s kingdom was not of this world. This attitude of resignation after the failure of the Barebones Parliament in December 1653 made John Webster feel he had to defend Erbery against the charge of ‘falling off’ and ‘compliance’. But to shake off the yoke before the season came was to rebel against the Lord. Erbery seems, in fact, to have been prepared to accept Cromwell as a king and was, according to Webster, rather a presser forward than an apostate, but he seems to have abandoned hope of a political solution in his lifetime:
It may be other generations may see the glory talked to be in the last time, … our children may possess it, but for our parts we have no hopes to enjoy it, or in this life to be raised out of our graves. … all the scattered saints this day do dwell, and I also with them waiting for deliverance.
Erbery was often accused of being ‘a loose person or a Ranter’, of having a ranting spirit; he was also alleged, like the Ranters, to be devious, covering himself by double meanings. Erbery denied the accusation of Ranterism, but not always wholeheartedly. He spoke of the holiness and righteousness in truth flowing from the power of God in us, which by the world hath been nicknamed with Puritanism, and in some now Ranting, though he refused to justify those profane people called Ranters, who blasphemed, cursed, whored, openly rejoicing in their wickedness. He admitted that he was commonly judged by good men as one of those owning this principle and practising their ways, but denied saying that the Ranters were the best saints: his point had been that the self-styled saints were worse than the Ranters, lusting after the wisdom, power, glory and honour of this present world. At least Ranters were honest about it:
These, it may be, lie with a woman once a month, but those men, having their eyes full of adultery, … do lie with twenty women between Paul’s and Westminster.
John Webster, noting that ‘by some weaker spirits’ Erbery’s doctrine concerning the restitution of all things, the liberty of the creation, … the saints’ oneness in Christ with God was misunderstood or led to practices which Erbery regretted. Even in print, Erbery was often very rude and coarsely jocular about what others might regard as sacred subjects. He thought that holy communion should be a full meal, with lots of drink, and was clearly not averse to a pipe of tobacco after prayers. In these practises, of course, he was far from alone, but the fact that he referred to them in print naturally drew comments from his critics. It is clear that he was very much at home in the world of taverns and tobacco in which many of the sects used to meet. William Erbery died in 1654, and his epitaph was not unfittingly written by one of his friends:
Some are dead that seem alive,
But Erbery’s worth shall still survive.
‘Bridges’ across turbulent waters:
As early as 1641, ‘divines’ were complaining that religion had become the common discourse and table-talk in every tavern and ale-house. One preacher told the House of Commons in July 1646 that ale-houses generally are … the meeting places of malignants and sectaries. In London, the Ranters met at a victualling house kept by one of their number in the Minories, and at the David and Harp in Moor Lane, in the parish of St Giles, Cripplegate, kept by the husband of Mary Middleton, one of Lawrence Clarkson’s mistresses. According to George Fox, the Ranters had:
… some kind of meetings … but they took tobacco and drank ale in their meetings, and were grown light and loose. … (They) sung and whistled and danced.
John Bunyan (right) thought the Ranters talked too much, one contemporary meaning of the verb ‘to rant’. This may be one reason why the Quakers began their meetings in silence. Yet Fox understood their point. When ‘a forward, bold lad’ offered him a pipe, saying ‘Come, all is ours,’ Fox, who was no smoker, took his pipe and put it to my mouth, and gave it to him again to stop him, lest his rude tongue should say I had not unity with the creation. The last phrase of Fox’s tells us that we should never fail to look for symbolism in what appear the extravagant gestures of seventeenth-century radicals. Ranter advocacy of blasphemy, it has been suggested, was a symbolic expression of freedom from moral restraints. Abiezer Coppe was alleged to have sworn, uninterrupted, for a full hour in the pulpit: a pox of God take all your prayers.
An obsessive desire to swear had possessed Coppe in early life, but he resisted it for twenty-seven years, before making up for his abstinence. He would rather, he declared, hear a mighty angel (in man) swearing a full-mouthed oath than hear an orthodox minister preach. He made a distinction between swearing ignorantly, i’th dark, and… swearing i’th light, gloriously. Even those on the more mystical and quietist wing of the Ranters were also in the habit of using ‘many desperate oaths’. Bunyan reveals the tensions which lay behind Coppe’s 1646 ‘indulgence’ in his Grace Abounding to the Chief of Sinners. Swearing was an act of defiance, both of God but also of ‘middle-class society’, and of the puritan ethics endemic in it. As Bunyan remarked, ‘Many think to swear is gentleman-like’ and certainly, many courtiers and members of the aristocracy and gentry classes could get away with it: royalists in the civil wars were known as ‘Dammees’. For the lower orders, however, swearing could prove expensive: one ‘debauched seaman, after being fined at the rate of 6d. for an oath, placed 2s. 6d. on the table in order to have his money’s worth. Lower-order use of oaths was a proclamation of their equality with the greatest, just as Puritan opposition to vain swearing was a criticism of aristocratic and plebian irreligion. But it also expressed a revolt against the imposition of middle-class Puritan mores, interfering with the simple pleasures of the poor for ideological reasons. Bibliolatry led to a phobia about swearing; rejection of the Bible as the sole authority in Christian life made it possible again and with it a release of the repressions which gave the Puritan middle class their moral energy.
Abiezer Coppe (1619-72) was the most celebrated of the Ranters. He had grown up in Warwick. In his adolescence, he was obsessed by a conviction of his sinfulness. A prey to neurotic anxiety, he kept a daily register of his sins, fasting and imposing vigils and humiliations on himself. In 1636 he went up to Oxford as a ‘poor scholar’, at first a Servitor at All Saints and then as a Postmaster at Merton. By this time his morals were less strict and he would often ‘entertain a wanton Housewife in his Chamber’ overnight. The outbreak of the Civil War interrupted his career at Oxford and he left the University without taking a degree. He was a Presbyterian for some time, like Lawrence Clarkson, and later became an Anabaptist minister. In this capacity, he was very active in Oxfordshire, Warwickshire and Worcestershire, ‘dipping’ some seven thousand persons, and officiating as a preacher to a garrison. For these activities, he was imprisoned in Coventry in 1646. Other misfortunes were brought upon Coppe by the growing eccentricities in his religious life. He says that his father and mother forsook him and his wife turned from him in loathing, that his reputation was ruined and his house was set on fire. These events, in turn, prepared the way for his conversion to Ranterism, which took place in 1649. Besides adopting the usual pantheism of the Free Spirit, he seems to have adopted Adamitic ways. According to Wood in Athenae Oxonienses:
‘Twas usual with him to preach stark naked many blasphemies and unheard Villanies in the Daytime, and in the Night to drink and lye with a Wenche, that had been also his hearer, stark naked.
It was no doubt for such behaviour that he was imprisoned for fourteen weeks at Warwick. Clarkson recorded that he later belonged to the group of Ranters who called themselves ‘My One Flesh’. Coppe was commonly listed together with Clarkson as a leader of the orgiastic Ranters. Coppe was among the drinking, smoking Ranters who appeared in George Fox’s prison at Charing Cross. He seems to have been an alcoholic, but above all, he indulged his long-suppressed craving to curse and swear. Richard Baxter asked with horror how it came to pass that, as followers of this man, …
… men and women professing the zealous fear of God, should … be brought to place their Religion in revelling, roaring, drinking, whoring, open full-mouthed swearing ordinarily by the Wounds and Blood of God, and the fearfullest cursing that hath been heard.
Besides his swearing from the pulpit, mentioned above, Coppe swore at the hostess of a tavern so fearsomely that she trembled and quaked for some hours after. Some of his ‘disciples’ were put in the stocks at Stratford-upon-Avon for their swearing. It was as a Ranter in 1649 that Coppe produced his only noteworthy writings, including his two Fiery Flying Rolls which resulted in his arrest in January 1650. He was imprisoned at Coventry for a second time, and then at Newgate. Parliament issued an order that the Rolls, as containing many horrid blasphemies, and damnable and detestable Opinions, be seized by mayors, sheriff and justices of the peace throughout the Commonwealth and burnt by the public hangman. Copies were to be publicly burnt at Westminster and Southwark. The Act of August 1650 was largely directed against Coppe’s works. Finally, the committee of Parliament which examined Clarkson in September 1650 also examined Coppe shortly afterwards. During the interrogation, the prisoner feigned madness, throwing nut-shells and other things about the room. In Newgate, Coppe received many visitors, and by ‘smooth arguments’ converted not a few to Ranterism. In the end, however, the strain of imprisonment began to tell. At the beginning of 1651, he issued from prison a Remonstrance of the sincere and zealous Protestation of Abiezer Croppe against the Blasphemous and Execrable Opinions recited in the Act of Aug. 1650. This was followed five months later by a full recantation, Copps Return to the wayes of Truth… In this Coppe attributed his imprisonment to some strange actions and carriages … some difficult, dark, hard, strange, harsh and almost unheard-of words, and expressions. Of his Ranting, he said:
The terrible, notable day of the Lord stole upon me unawares, like a thiefe in the night. … And the cup of the Lords right hand, was put into mine hand. And it was filled brim full of intoxicating wine, and I drank it off, even the dregs thereof. Whereupon being mad drunk, I so strangely spake, and acted I knew not what. To the amazement of some. To the sore perplexity of others. And to the great grief of others. And till that cup passed from me, I knew not what I spake or did.
Now that his understanding had returned to him, he begged that the Fiery Flying Rolls be thrown into the fire. As a result of this Petition to Parliament and Council of State Coppe was released, after a year and a half in prison. Baxter, who had spoken with Coppe, was certain that he was no madman; and in September he preached a recantation sermon at Burford, and thereafter his life was unadventurous. After the restoration, he practised as a ‘physic’ at Barnes under the name of Dr Higham, through to his death. Coppe’s writings give the impression of eccentricity rather than of any kind of psychotic state. For understanding the religion of the Free Spirit they are of great value. They also throw a good deal of light on the ‘social doctrine’ of the Free Spirit. Coppe affirmed that all things belong, or ought to belong, to the Lord alone, and utterly condemned the institution of private property. The urge to apostolic poverty and public self-abasement, normally regarded as characteristically medieval, can be seen here in the seventeenth-century England. We can also observe in these writings how easily such a rejection of private property can merge with a hatred of the rich, as happened on the Continent in earlier centuries, giving rise to an intransigent and potentially violent form of revolutionary millenarianism.
A. L. Morton, the historian of the Ranters, suggested that migratory craftsmen, freed by the breakdown in the economic system during the Revolution, men who were unattached and prepared to break with tradition, provided much of the support for the movement. We should bear in mind that the mobile itinerant population, evicted cottagers, whether peasants or craftsmen, slowly gravitating to the big towns and there finding themselves outsiders, sometimes forming themselves into religious groups which rapidly became more and more radical. It is very difficult to define what the Ranters believed, as opposed to individuals who were called Ranters. The same is true to a lesser extent of the Levellers or early Quakers, but the Levellers did issue programmatic statements, and the pamphlets of Fox and Nayler can be accepted as authoritative for the Quakers. There was no recognised leader or theoretician of the Ranters, and it is extremely doubtful as to whether there was ever a Ranter organisation. As so often in the history of radical movements, the name came into existence as a term of abuse.
The Regicide & the Rump:
Following the execution of Charles I at Whitehall on 30 January 1649, the Rump Parliament followed up the regicide with acts abolishing the office of the monarch and the House of Lords. It called them acts, not ordinances, because they required no other ascent now but that of the Commons. But behind the Rump stood the army, to whose force it owed its power, and the army might not sustain it for long since its first intention had been to dissolve the parliament rather than purge it. The Rumpers themselves promised, in their act of 17 March that abolished the monarchy, that they would dissolve the ‘Long Parliament’ themselves so soon as may possibly stand with the safety of the people that hath betrusted them. The army had seemingly committed itself to support a programme of radical reform, embodied in the revised Agreement of the People that it had presented to the Rump, a programme that would have transformed the constitution and regulated the frequency and duration of parliamentary sittings, brought significant alterations to the law of the land and changed the whole relationship between church and state. The army and its supporters hoped and expected that the ‘caretaker’ régime, as they saw it, would soon make way for a reformed and reforming parliament, elected on a far broader franchise than ever in the past.
Through the share they had taken in drafting the new ‘Agreement’, the Levellers had reached the peak of their influence. From the early months of 1649 onwards, there was a burgeoning of various groups even more radical than the Levellers: the Fifth Monarchists, who felt a divine call to set up the exclusive rule of their fellow ‘saints’ in preparation for Christ’s prophesied kingdom on earth; the ‘Diggers’, who called themselves ‘True Levellers’, and preached and practised the community of property; and the ‘Ranters’ who believed that those who had discovered the godhead within them were liberated from all conventional morality. Of these groups, only the Fifth Monarchists had any considerable following in the army, but there was an understandable fear in conservative hearts that with dissolution threatening the ancient constitution, the established church, and the known laws of the land, a dark and revolutionary future lay ahead. No-one could have foreseen that the Rump would go on wielding sovereign authority over England and Wales for four and a quarter years after Charles I’s execution, longer than the whole duration of the first Civil War, and almost as long as Cromwell’s whole rule as Lord Protector.
The Rump’s temper became more conservative over that period, as the mood became more revolutionary outside parliament. The majority of the remaining MPs were deeply unsympathetic, if not intolerant towards the aspirations of Levellers, Diggers, Fifth Monarchists, Quakers, Ranters and extremist sects of all kinds. Its concessions to religious liberty were to be limited and grudging, its record in social reform miserably meagre, and the professional interests of its influential lawyer-members made it deeply suspicious of any changes in the substance and operation of the law, where reform was overdue. The period from 1649-53 was one in which the Commons, not Cromwell, was in charge of government policy. He was immensely influential, but as Lord General of the Army, he was away from Westminster and on campaign in Scotland and Ireland for much of the period, and when these commitments did allow him to be in the Commons, he by no means got his own way. Even after 1653, when he became Lord Protector, the case of James Nayler, the Quaker leader, three years later, demonstrates the limited power Cromwell had to protect religious liberty.
The Rump was as hesitant in grasping the nettle of religious settlement as it was in placing the Commonwealth on firm constitutional foundations. By the early 1650s, the old dividing line between Presbyterians and Independents was no longer so sharply drawn, since by then many doctrinally orthodox Calvinists persuasions were prepared to put their differences aside in order to resist the rising tide of radical sectarianism and popular heresy, of which the writings of the so-called Ranters were an extreme example. There was a small party of sectarian enthusiasts within the Rump, including the army Colonels Harrison, Rich, Fleetwood and John Jones, who managed to secure the establishment of a Commission for the Propagation of the Gospel in Wales, with a similar one being established for England’s northern counties. But the majority of MPs were suspicious of religious enthusiasm and did not want to incur greater unpopularity by seeming to encourage it. They were aware of the strong preference in the country at large for retaining a national church with a publicly maintained parochial ministry, and many of them shared it. An established church was already in being when the Rump came to power, with its faith, worship and government defined by the Westminster Assembly and given statutory authority by the unpurged parliament. But parliament was divided on whether to continue implementing the Presbyterian system, and the motion to confirm it was lost on the vote of the Speaker. In practice, a wide variety of worship and church organisation prevailed in the provinces and parishes.
While the Rump shied aware from the contentious business of providing for the propagation of the gospel on a national scale in England, it continued to demonstrate those things that it was against, like sin and blasphemy. Between April and June 1650 it passed acts against non-observance of the sabbath and against swearing and cursing, as well as the notorious one which punished adultery, incest, and fornication with death, even on a first offence. Mercifully, it was very little enforced. A Blasphemy Act followed in August, less savage than the Long Parliament’s Blasphemy Ordinance of 1648 and aimed mainly at the Ranters, though both George Fox and John Bunyan fell foul of its provisions. It was specifically targeted at the Ranters’ denial of the necessity of the civil and moral righteousness among men (which) tended to the dissolution of all human society. It denounced anyone who maintained himself or herself as God, or equal with God; or that acts of adultery, drunkenness, swearing, theft, etc. were not in themselves sinful, or that there is no such thing as sin but as a man or woman judgeth thereof. The penalty for the first offence was six months in jail, banishment for the second and death if the offender refused to depart or returned. However, judges interpreting the Act refused to allow JPs, clergy and juries to extend its provisions to the sincere if unorthodox religious opinions of a ‘Ranter’ like Richard Coppin, or a Quaker like Wiliam Dewsbury.
Above: Cromwell’s Dissolution of the Rump of the Long Parliament, 1653.
The House took longer to confront the issue of toleration, but in September 1650 it finally repealed the recusancy laws to the extent of repealing the penalties for non-attendance of parish Sunday services, provided that those who absented themselves attended some other form of public worship. Outside the broad national church, the separatist congregations which chose and supported their own pastors enjoyed considerable liberty under Cromwell’s Protectorate, between 1653 and 1658, though it was not unlimited. It did not extend to those whose teachings or actions were considered blasphemous, such as the Unitarian John Biddle or the Quaker James Nayler. Cromwell was reluctant, however, to see these men punished as severely as his parliament desired, and he was more indulgent towards Quakers than most gentry magistrates. But he gave no countenance to those who tried to break up the services conducted by the parish churches in what they called ‘steeple-houses’, and he was even more firmly against so-called Ranters who preached and practised the belief that the spirit had liberated them from the moral code enjoined by Holy Scripture. He was not in favour of ‘toleration’ in the late-modern sense who regards an individual’s religious convictions as an entirely private matter, so long as they do not impinge on the rights or liberties of others. Neither was his ideal a kind of religious pluralism involving a variety of sects, tolerated out of indifference, but a community of all who had ‘the root of the matter’ in them, in a manner transcending differences over outward forms and rites.
Cromwell’s Commonwealth & its Critics:
On 3 September 1654, Cromwell opened the first real Parliament of his Protectorate. He made a speech on the duty of ‘healing and settling’ in which he contrasted the state of the nation just before the Protectorate was established with what it was at that date. Then, the strife within it had grown so high as to threaten not only ordered government but the very fabric of society, the ranks and orders of men, whereby England hath been known for hundreds of years: a nobleman, a gentleman, a yeoman. This, of course, was an exaggeration, as even more was his allegation that ‘men of Levelling principles’ had been undermining property itself and bidding to make the tenant as liberal a fortune as the landlord. Turning to religion, he said it had been in an even worse condition than the civil state, what with the unchecked preaching of ‘prodigious blasphemies’ and the invocation of so-called faith to justify the breaking of ‘all rules of law and nature’. He referred to the Ranters, although he did not name them as such. Such horrors, he said, had brought to mind the iniquities prophesied for ‘the last times’, for Christ returned to earth in judgement. The power to check them had been undermined by a ‘second sort of men’, who while not justifying such evils denied the civil magistrate any authority to intervene, on the ground that matters of conscience and belief lay outside his sphere.
Cromwell, pictured on the right on the ‘Dunbar medal’, given to those like the Quaker James Nayler who had fought in the Third Civil War, reaffirmed his own commitment to liberty of conscience but defended the claim of the civil power to a role in promoting true religion and punishing manifest wickedness. He upheld the right of godly and gifted laymen to preach, but he repudiated the sectarian extremists who denounced the whole concept of an ordained ministry as antichristian. He adopted a gentler tone when he went on to condemn ‘the mistaken notion of the Fifth Monarchy’, acknowledging that many honest, God-fearing men adhered to it.
It was one thing, however, to expect that Jesus Christ will have a time to set up his reign in ourhearts, but quite another for men upon their own conviction of God’s presence with them to claim a sole right to rule kingdoms, govern nations, and give laws to people. But he drew a strict line between belief and practice in this regard:
If these were but notions, they were to be let alone. Notions will hurt none but them that have them. But when they come to practices, as to tell us that liberty and property are not the badges of the kingdom of Christ, and to tell us that instead of regulating laws, laws are to be abrogated, indeed subverted, and perhaps would bring in the Judicial law instead of our known laws settled amongst us, – this is worthy of every magistrate’s consideration, especially where every stone is turned to bring confusion.
Such people, he said, not only threatened anarchy at home but obstructed the work of settlement in Scotland and Ireland and hindered the negotiation of peace with Holland, Portugal and France. The next year, however, Cromwell reaffirmed his message of the need for broad liberty of conscience, and for a charitable attitude within the nation, in a declaration issued on 20 March 1654, at a time of a long drought:
Is brotherly love, and a healing spirit of that force and value amongst us that it ought? … Do we first search for the kingdom of Christ within us, before we seek one without us?
… Do we not more contend for saints having rule in the world, than over their own hearts? … Do not some of us affirm ourselves to be the only true ministry, and true churches of Christ, and only to have the ordinances in purity, excluding our brethren, though of equal gifts? … Do we remember old puritan, or rather primitive simplicity, self-denial, mercy to the poor, uprightness and justice?
Of course, this ecumenical concept of religious liberty did not extend to Roman Catholics, although they were no longer persecuted for practising their faith. Most Episcopalians and many Presbyterians, like Richard Baxter (right), still blamed Cromwell for the King’s execution, believing also that the King could have saved his own life if he had agreed to give up the Prayer Book and the Bishops in the Church of England.
Baxter thought, simply enough, that many of the things that Christians quarrelled over could be resolved if they were prepared to give way a little. Although Baxter had become Chaplain to Cromwell’s cavalry after the Battle of Naseby, the two men did not get on well with each other, though they respected one another. Both may have been fonder of talking than of listening. Cromwell sent to Baxter to come to listen to him, speaking for an hour about the great things God had done for England through him. Baxter got tired of listening to him without a turn. When it finally came, he told the Lord Protector that he thought the proper way of governing was by King and Parliament. Although not the only preacher to tell him this (Rhys ‘Arise’ Evans had also told him that he should restore the monarchy under Charles Stuart), Cromwell lost his temper with Baxter and they went on arguing for a further four hours, at the end of which, Baxter reported:
” … I saw that what he learned must be from himself, being more disposed to speak many hours than to hear one and little heeding what another said when he had spoken himself”.
Baxter had liked Cromwell best when he was still his Lord General. He had believed him to be honest and truly religious, but he thought that power had corrupted him as Lord Protector. He himself pointed out, however, that it was very difficult to know what to believe about Cromwell the man, for … “no man was better and worse spoken than he, … as men’s interests led their judgements”. On his side, Cromwell thought highly enough of Baxter to wish to talk to him in a bid to gain his approval and blessing, though in this he failed.
Quakers v Ranters:
Quakerism had been the ‘legitimate’ offshoot of the ‘Seekers’, a religious movement which, as we have seen, was powerful long before the time of Fox. The Ranters were like its illegitimate and wayward offspring whose unpleasant label only faintly foreshadowed their practises, as reported by admittedly antagonistic scribes. The Quaker doctrine of the ‘Inner Light’, which formed the core of Fox’s message and had first attracted Nayler to Quakerism, became with the Ranters a belief in their absolute oneness with God. This belief carried with it by implication the assertion of personal infallibility, together with an all-embracing licence. Fox’s judgement of, as many saw them, this pernicious ‘sect’ did not err on the side of charity, and when one of its ‘members’ sought to ingratiate himself with the Quaker leader he repelled him with the exhortation: “Repent thou swine and beast!” He followed this up with a reference to “the old Ranters in Sodom”. Nayler himself, in the early months of his ministry, records their presence at his meetings in no uncertain tones:
Their filthy hearts was plainly manifest to the view of all the people, and the terrour of the lord was upon them all the while they was amongst us, not being long, so that they fled away.
Ranterism, though closely akin to Quakerism in its doctrines, was sharply distinguished by its disregard of authority and lack of moral restraint. Yet since their doctrines were so closely aligned, there was constant merger and migration between one and the other, something which Episcopalian and Presbyterian propagandists were not slow to play up in their literature. Contemporary commentators long tended to lump together the early Quakers with the Ranters. There was an unreasoning hostility of conservative critics, who believed that both Ranter and Quaker ideas must lead to licentiousness and therefore assumed that they did; there was also the likelihood that many early rank-and-file Quakers had in fact not entirely shaken themselves free from Ranter ideas and practices. We hear of Ranters, as of Fifth Monarchists, after the execution of Charles I and the defeat of the Leveller Uprising at Burford. The latter event no doubt relates to the origins of the two groups, as it does to the emergence of the ‘True Levellers’ or ‘Diggers’. As one pamphleteer wrote in 1651, All the world now is in the Ranting humour. A Southwark physician in 1652 defended the Ranters against ‘time-serving saints’ because of their charitable attitude towards the poor. But John Reeve ascribed to them a pretended universal love to the whole creation. At first, he was attracted by their
… imagination of the eternal salvation of all mankind, though they lived and died under the power of all manner of unrighteousness.
In the early fifties, Bunyan found some Ranter books held highly in esteem by several old professors and one of his close companions turned a most devilish Ranter and gave himself up to all manner of filthiness. He denied the existence of God or angels and laughed at exhortations to sobriety. Other persons, formerly strict in religion, were swept away by Ranters: they would condemn Bunyan as legal and dark, pretending that they only had attained to perfection that could do what they would and not sin, a doctrine which Bunyan himself found very seductive, I being but a young man. He was especially tempted to believe that there was no judgement or resurrection, and therefore that sin was no such grievous thing, turning the grace of God into wantonness. Bunyan’s answer to Ranters became the orthodox one: they lacked a conviction of sin. Samuel Fisher, the Baptist, said that they despised the ordinances of Christ and …
… run beyond the bounds of modesty and all good manners. The rabble of the ruder sort of Ranters. … are willingly ignorant, because of the tediousness of that thought to them, that there is any more coming of Christ at all. Some deny the existence of Christ: others claim to be Christ or God.
In 1649, when George Fox first met the Ranters in Coventry jail, they had shocked him by claiming to be God, some of them stating that there is no creator God but that everything comes by nature. Richard Baxter declared that Ranters set up the light of nature under the name of Christ in man. With the spiritual pride of ungrounded novices in religion, they believed that God regards not the actions of the outward man, but of the heart: that to the pure all things were pure, which they took as licensing blasphemy and continuous whoredom. Fortunately, he went on, the ‘horrid villainies’ of this sect speedily extinguished it, but reflected discredit on all other sects. John Holand, a hostile but not unfair witness, said that Ranters called God ‘Reason’, as Gerrard Winstanley had also done. For Ranters, ‘Christ in us’ was far more important than the historical figure who died in Jerusalem, …
… and all the commandments of God, both in the Old and New Testaments, are the fruits of the curse. Since all men are now freed of the curse, they are also free from the commandments; our will is God’s will.
The existence of evil was a subject to which Ranters paid a good deal of attention: simple believers found their arguments difficult to answer, such as the age-old one: If God is omnipotent, why does he permit evil? Others denied that there was any such thing as sin; if there was, it must be part of God’s plan. The day of judgement is either an invented thing … a bugbear to keep men in awe. Lawrence Clarkson believed that, in any case, there was no life after death:
… even as a stream from the ocean was distinct in itself while it was a stream, but when returned to the ocean was therein swallowed and became one with the ocean: so the spirit of man whilst in the body was distinct from God, but when death came it returned to God, and so became one with God, yea God itself.
Clarkson added that he would know nothing after this my being was dissolved. An extreme form of this doctrine attributed to Ranters was that those are most perfect … which do commit the greatest sins with the least remorse. Clarkson came very near to espousing this himself in his writing:
… till I acted that so-called sin I could not predominate over sin. (But now) whatsoever I act is … in relation to … that Eternity in me … So long as the act was in God … it was as holy as God.
This included, he insisted, those acts by thee called swearing, drunkenness, adultery and theft, etc. Clarkson (1615-67) was a native of Preston. Brought up in the Church of England, in youth he showed Puritan leanings; he regarded dancing on the Sabbath with particular horror. He became a Presbyterian and then an Independent, an Antinomian in theology. He became a ‘parish priest’ in Norfolk, but then led a wandering life. In 1644, he became an Anabaptist and the following year was imprisoned for ‘dipping’. Up to the end of 1648, he followed another of the major religious tendencies of the time, that of the Seekers. During this period he was an itinerant preacher in Kent before becoming a minister in two more parishes, in Hertfordshire and Lincolnshire. He also began to write religious tracts, but not being a University man, he was very often turned out of employment and was therefore constantly in financial straits. Taking a commission as a chaplain in an Army regiment, he tried to find a parish in London on leaving it in 1649, having been cashiered for blasphemy. He held a living at Pulham for a short time until he was turned out for preaching universal salvation. He then became Baptist and, under Erbery’s influence, a Seeker, preaching for monies in each faith.
Clarkson developed Familist ideas of Luther’s reformation in his preaching but carried them considerably further. He also began to practice what he preached, escaping from one ‘maid of pretty knowledge, who with my doctrine was affected’ giving his body to other women whilst being ‘careful for moneys for my wife’, travelling the country with Mrs Star, and resisting the opportunity when ‘Dr Paget’s maid stripped herself naked and skipped’ at a Ranters’ meeting. Early in 1650, Clarkson became a Ranter and was soon the notorious leader of the particularly licentious group, ‘My One Flesh’ to which Abiezer Coppe also belonged. He was arrested and examined. As on a previous occasion, he stood on his rights as a ‘freeborn subject’ and refused to answer incriminating questions. On 27 September 1650, the House sentenced him to a month’s imprisonment for his ‘blasphemous’ book, A Single Eye, to be followed by banishment. This latter sentence was never carried out, however, and on his release, he resumed his wandering life before joining the ‘Muggletonians’ in 1658, a sect of extreme ascetics, writing several tracts on their behalf.
Quakers first entered the ‘arena’ of the Commonwealth as a wing of the government party in the years 1651-53, enjoying the protection of the military authorities., and of local gentlemen of radical inclinations. They also had sometimes the more enthusiastic support of the Army rank-and-file. Those who administered the North of England or Wales could not afford to alienate Quaker missionaries, many of whom were ex-New Model Army soldiers. George Fox had been in prison for nearly a year at Derby in 1650, but in the North, as we can see from his own Journal, he enjoyed a good deal of protection in 1651-52. Even hostile JPs, of whom there were many, had to proceed cautiously against him. Persecution began again, spasmodically, from the end of 1652, when the dissolution of the Rump appeared imminent, and again after 1653 when the gentry felt they had been given a free hand. Fox was imprisoned at Carlisle, but then the relatively radical Barebones Parliament met: a letter from it got Fox released and his jailor put in his place in the dungeon. In Wales, JPs also protected Quakers as a lesser evil than ‘papists’ or ‘pagans’. It was the Quakers themselves who alienated the clergy through indiscriminate attacks on the sanctity of ecclesiastical buildings made it for any priest to support them and continue to hold his living.
In 1654, Fox was arrested on suspicion of plotting against the government, but he was well received by Oliver Cromwell. Those who wished ill towards the Quakers were those who resented Army rule; their views were strongly represented in the Parliament of 1656, as was demonstrated from the debates over James Nayler. Dark hints were dropped that the spread of the Quakers had been due to official encouragement, indeed that Quakers were to be found in the government itself. Major General Philip Skippon, Nayler’s main Army opponent, had been regarded as ‘Parliament’s man in the Army’ in 1647. The rapid expansion of Quakerism both in the Army by 1649 and more broadly in the South and East of England in the early 1650s had made the ‘men of property’ apprehensive of ‘some Levelling design’ underlying the well-organised movement. The fact that Quakers were said to have reclaimed ‘such as neither magistrate nor minister ever speak to’ might seem reassuring after Quaker pacifism was firmly established and known to be accepted by all members of the sect. But that was to come later in the decade, and after the Restoration. In the mid-fifties, it was still far from being the case.
Baptists & Quakers – Bunyan v Fox:
Ranterism was better at destruction than it was at construction. In 1650, it was by listening to the ‘errors’ of Diggers, Levellers and Ranters that Baptist churches in Cromwell’s Huntingdonshire and elsewhere were ‘shaken’ and ‘broken up’. In Cleveland, in 1651 it was meetings that had been ‘shattered’ under Ranter influence that turned to Quakerism. At that time, both Quakers and their critics mainly defined their beliefs by negatives, in terms of what they were against. Unlike many of the Ranters, however, they did not deny the existence of God or a historical Christ, or of heaven and hell. Neither did they believe that all could attain perfection in their earthly life. Most importantly, in terms of social and political attitudes, they did not challenge the authority of parents or magistrates. In the early 1650s, John Bunyan listed Quaker beliefs, which can be summarised as follows:
(1) The Bible is not the Word of God;
(2) Every man in the world has the Spirit of Christ;
(3) The Jesus Christ who was crucified 1600 years ago did not satisfy divine justice for the sins of the people;
(4) Christ’s flesh and blood is within the saints;
(5) There will be no resurrection of the body;
(6) The resurrection has already taken place within good men;
(7) The crucified Jesus did not ascend above the starry heavens and shall not come again on the last day as a man to judge all nations.
In 1654, Fox himself witnessed that Ranters had a pure convincement, but that they had fled the cross and turned the grace of God into wantonness. He emphasised especially drunkenness, swearing, and ‘sporting yourselves in the day-time’. He had a short way with them, because, in his opinion, they bowed and scraped too much and were too complimentary. In his Journal, Fox records many Ranter groups which ultimately became Quaker, in Cleveland, Nottinghamshire, Leicestershire, Sussex and Reading, for example. In the same year, Anthony Pearson said that “some that are joined to the Ranters are pretty people,” but that they “contained so many rude savage apprentices and young people … that nothing but the power of the Lord can chain them.” But in 1655, the Quaker James Parnell admitted that the Quakers were accused of ‘being one’ with the Ranters:
Some of them have tasted the love of God and grace of God, and have had appearances of God, but they have turned the grace of God into wantonness, and have deceived so many with their alluring speeches. Their lascivious ways bring discredit on the truth of God.
In the same year, a diarist in Cheshire wrote that Quakers also denied the Trinity; … denied the Scriptures to be the Word of God; they said that they had no sin. From this doctrinal perspective, therefore, it is also possible to see how they might have attracted former Ranters, suggesting that contemporary judges and magistrates were correct in their famous assertions that had not the Quakers come, the Ranters had over-run the nation. In part, no doubt, enemies of the Quakers were anxious to discredit them, claiming that Quakerism had become ‘the common sink of them all’, including Anabaptists, Antinomians, Socinians, Familists, Libertines and Ranters. But there does seem to have been genuine doctrinal confusion as well as ideological fluidity between the memberships of the movements and sects. In Dorset and Wiltshire, former Levellers were alleged to have become Ranters. The Quakers seemed to absorb many ex-Levellers, including John Lilburne. His acceptance of Quakerism in 1655 was a very different act for the former revolutionary than if he had been convinced after 1660. As late as August 1655, the Grand Jury of Gloucestershire petitioned against Ranters, Levellers and atheists, under the name of Quakers. Christopher Atkinson was accepted as a Quaker until in 1655 he fell …
… into too much familiarity and conversation with some women kind, especially such as (it seemed) were somewhat inclined to a spirit of Ranterism. He grew loose and … committed lewdness with a servant-maid.
Mary Todd, a London lady who at a meeting pulled up all her clothes above her middle, exposing her nakedness to all in the room was disowned by the Quakers, who claimed she was a Ranter: but the act of disavowal suggests that they felt some measure of responsibility for her. In the 1650s there were ‘Proud Quakers’, who showed clear ranting tendencies. They used profane language, were lax in conduct; some of them were football players and wrestlers. Their leader, Rice Jones of Nottingham, set up an ale-house. After the restoration, John Perrot claimed a direct command from God that hats should be worn during prayer, a significant Ranter practice which James Nayler had also followed during his time in the West Country. But Perrot went on to deny all human arrangements for worship, even meeting at stated times and places. Fox said that Perrot preached the rotten principles of the Old Ranters, and associated him with Nayler, many of whose former partisans supported Perrot. Long after the restoration, Fox was insisting that some people claiming to be Quakers were really Ranters. Richard Baxter, who had no reason to love the ‘Friends’, paid them a deserved compliment when he wrote:
The Quakers were but the Ranters turned from horrid profaneness and blasphemy to a life of extreme austerity.
But the Quakers could hardly have prevented the Ranters from over-running the country unless their doctrines had been, at least initially, near enough to Ranterism to absorb many Ranters. Edward Burrough had straddled this doctrinal gap between Ranters and Quakers. He may originally have had Ranter sympathies; at one time he worked closely with Perrot and retained confidence in him longer than any other Quaker leader. In addition, as John Lampden has commented, by his preaching in London, Nayler had attracted, amongst other more reputable followers, a clique of married women all more or less tainted with Ranterism. They sought to exalt him by depreciating the work of his predecessors and pursued him with that undiscerning worship which was the chief trial and temptation of the popular preacher. Nevertheless, without naming the Ranters, Nayler himself had spoken disapprovingly that:
The greatest profession now set up by many is to make the redemption of Christ a cover for all liscentious and fleshly liberty, and say they are to that end redeemed.
Nayler’s Mission in the West; Trial & Torture by Parliament:
That was in 1656, a year after Nayler took up his work in London and prior to his ministry in the West. From the first, the doctrine of the indwelling of God in the heart of man had been the central focus of Nayler’s preaching. This point – exaggerated and distorted by his followers – was to become the rock on which his life was wrecked. It was this doctrine which had first attracted the London merchant Robert Rich to Quakerism, who had become his most faithful friend and advocate, becoming caught up into the current of Nayler’s tragedy. He seems to have responded to the call to missionary service which was heard by every primitive Friend, and in 1655 he was in prison in Banbury, together with Nayler’s Yorkshire ‘patron’ with whom he had worked in the North, and two women preachers. There is no record of Nayler’s first meeting with Rich but it is clear that, in the early months of Nayler’s ministry in the capital, he had won the merchant’s heart. This was due in part, no doubt, to his extraordinary charm of manner, but chiefly to the stress that Nayler laid on the doctrine of the Inner Light.
In October 1656, Nayler staged a triumphal entry into Bristol, shown above, which was blatantly modelled on Christ’s acted parable at Jerusalem. He rode an ass, accompanied by two of his many women disciples, while others spread their garments in his path or walked behind him singing “Holy, holy, holy, Lord God of Israel. With his long hair, unusual for puritan preachers, he bore a natural resemblance to popular images of Jesus, and he emphasised it by the way he cut and combed his hair and beard. Parliament was outraged; it appointed a committee of no fewer than fifty-five members to examine him and his followers, and they took five weeks before they reported to the House on 5 December. Called to the bar the next day, Nayler protested that as a mere creature he claimed no special glory, but shared the common Quaker conviction that Christ dwells in all believers. He was convinced that he had a revelation from God, commanding him to do what he did as a sign of Christ’s coming. There is no evidence that Robert Rich took any part in their extravagances in the West, and he indignantly repelled the charge of Ranterism which was later brought against him. At the crisis of Nayler’s trial for blasphemy, he determined that whatever might be the errors of the preacher’s followers he himself had offended in nothing save, as he said, …
” … in confessing to Christ in the saints, and my love to that testimony made me willing to stand by him in his sufferings and to bear his cross.”
Rich took up the unpopular role of Nayler’s champion and flung himself into his defence with the generosity which was the most striking trait of his character. Day by day through that dreary November of 1656, while Parliament debated the guilt of Nayler and the punishment meet for it, Rich, ‘the mad merchant’ as he began to be called, haunted the door of the House with petitions and letters, or lay in wait to make a personal appeal to any member whom he judged to have some tinge of pity in him. He even offered to prove to the Parliament out of Scripture that the prisoner had uttered no blasphemy, nor done anything worthy of death or ‘of bonds’. The House spent nine days in hot debate as to what to do with Nayler since under the 1650 Blasphemy Act he could be given no more than six months’ imprisonment for a first offence, and for the bloodthirsty majority in the Commons that was not enough. He escaped the death penalty by only ninety-six votes to eighty-two, due largely to the support of Cromwell’s supporters on the council of state, like Sir Gilbert Pickering. But the Commons sentenced him to a series of corporal punishments, to be carried out in London and Bristol, to be followed by indefinite solitary confinement and hard labour.
Flogged all the way from Westminster to the City on 18 December, 310 stripes left Nayler so weakened that the next stage of his ‘torture’ had to be postponed. Before it was executed, many petitioners, by no means all Quakers, pleaded for the remission of the rest of the sentence, first (in vain) with parliament and then with Cromwell. He immediately wrote to the Speaker, expressing abhorrence of the ‘crimes’ imputed to Nayler, but asking the House to let him know the grounds and reasons whereupon they have proceeded. This challenge to the constitutionality of its actions, which Whitelocke and others had also expressed, caused both further consternation on all sides in addition to further appeals for mercy, but the Commons voted by two to one to carry out the rest of the sentence, so that Nayler was duly branded on the forehead with the letter ‘B’ and bored through the tongue with a red hot iron. Parliament never replied to Cromwell’s letter, but the episode helped to convince its wiser heads that the constitution needed further amendment. In particular, when anything deserving the label ‘torture’ was inflicted during the Commonwealth and Protectorate, it was by order of parliament, not the executive or the judiciary, as was the case, for example, in the reign of James I. The abolition of both the monarchy and the House of Lords had destroyed the essential separation of powers inherent in the British Constitution.
A New Constitution & continuing confusion:
The Humble Petition and Advice, as the draft of a new constitution came to be called in 1657, began by asking Cromwell to assume the title of king, though not on a hereditary basis. The most striking proposed change, however, was that parliament was to consist of two houses, with the new one approximating more to a senate than to the hereditary House of Lords, but one which could also operate as a ‘High Court’. Regarding religion, the new constitution was slightly more restrictive than the Instrument of Government which had established the Protectorate, but in practice, this change made little difference. There was to be a confession of faith, agreed between the Protector and parliament, to which clergy who received public maintenance had to conform, but no such document was ever promulgated. For those who dissented from it, toleration was limited to those who accepted the basic doctrine of the trinity and acknowledged both the New and Old Testaments to be the revealed word of God; it was explicitly denied to ‘papists’, prelatists and all ‘blasphemers’ and licentious practitioners, including those who disturbed the public peace. These last exceptions were aimed mainly at Ranters and Quakers, but the authors of the ‘Petition and Advice’ had to steer a course between displeasing intolerant magistrates and offending Cromwell’s breadth of sympathy since their whole enterprise was dependent on his acceptance of their proposals.
Clearly, critics of both sects, even sympathetic ones, continued to conflate both movements on doctrinal grounds, if not on the basis of their demeanour, conduct and practices. Thomas Collier in 1657 asserted that any that know the principles of the Ranters would easily recognise that Quaker doctrines were identical. Both would have…
… no Christ but within; no Scripture to be a rule; no ordinances, no law but their lusts, no heaven nor glory but here, no sin but what men fancied to be so, no condemnation for sin but in the consciences of ignorant ones.
Collier wrote that only Quakers smooth it over with an outward austere carriage before men, but within are full of filthiness, and he gave Nayler as an example of this.
Writing recently on the 375th anniversary of the founding of the New Model Army, I was reminded of the fact that its cavalry commander, Oliver Cromwell, given the epithet ‘God’s Englishman’ as the title of his biography, by Christopher Hill (right), was of ‘good Welsh stock’. Indeed, his ancestors’ story is very much synonymous with the union of England and Wales under the Tudors. Oliver himself was born in 1599, one of ten children, in Huntingdon, towards the end of the reign of the last Welsh-speaking monarch of Britain, Elizabeth I.
Oliver Cromwell’s father, Robert Cromwell (alias Williams), was the younger son of Sir Henry Cromwell (alias Williams), the ‘Golden Knight of Hinchingbrooke’. Henry’s father was born Richard Williams, grandson of a Welshman said to have accompanied Henry Tudor when he seized the throne of England from the Plantagenets at the Battle of Bosworth and became Henry VII in 1485. So the family’s estate derived from Oliver’s great-great-grandfather Morgan ap William, the son of William ap Ieuan of Wales. William was a great archer and a kinsman of Jasper Tudor, Earl of Pembroke. Morgan was a brewer from Glamorgan who settled at Putney near London and married Katherine Cromwell (born 1482), the daughter of the local blacksmith, Walter Cromwell. She was also the sister of Thomas Cromwell, the famous chief minister to Henry VIII. The Cromwell family acquired great wealth as occasional beneficiaries of Thomas’s administration of the Dissolution of the Monasteries. Of course, he was known as the ‘hammer of the monks’ and was the architect of the English Reformation. The story of his fall and execution in 1540 has just been re-chronicled by historical novelist Hilary Mantel in the final part of her hugely popular ‘Wolf Hall’ trilogy, something else that prompted me to write about Oliver Cromwell’s Welsh connections.
Henry VIII believed that the Welsh should adopt surnames in the English style rather than taking their fathers’ names (patronyms) as Morgan ap William and his male ancestors had done. Henry suggested to Sir Richard Williams, one of the king’s most favoured knights, who was the first to use a surname in his family, that he might adopt the surname of his uncle Thomas Cromwell. For several generations, the Williamses added the surname of Cromwell to their own, styling themselves “Williams alias Cromwell” in legal documents (Noble 1784, pp. 11–13). Richard Williams took the name of his famous uncle and acted as his agent in the suppression of the monasteries. He had his reward: three abbeys, two priories and the nunnery of Hinchinbrooke, worth perhaps two-and-a-half thousand pounds a year, came into his possession; and he married the daughter of a Lord Mayor of London. His son, Sir Henry, built the magnificent mansion out of the ruins of Hinchinbrooke, fit to entertain royalty, on the site of Ramsey Abbey. In the year of the Armada, 1588, he ordered all his copyhold tenants in the manor of Ramsey to be ready to attend him at an hour’s notice. He too married the daughter of a Lord Mayor of London, represented his county in the House of Commons and was for times sheriff of Cambridgeshire and Huntingdonshire. He was one of the two wealthiest landowners in Huntingdonshire.
An integrated Britain becomes visible first in the major migration of the Welsh to the centre of power in the sixteenth century. Dafydd Seisyllt from the Welsh-speaking ‘enclave’ of Ergyng in Herefordshire went up to London as a sergeant of Henry VII’s guard. He bought land and installed his son as a court page. His grandson was William Cecil, Elizabeth’s potent statesman and spy-master. William’s son, Robert Cecil, became chief minister of James I, and in 1605 ‘uncovered’ the Gunpowder Plot. As we have seen above, the family of Morgan ap-William, the brewer who married Thomas Cromwell’s sister, changed its name and its base from Glamorganshire to Huntingdonshire during this time, producing Oliver Cromwell three generations later. A horde of less well-known Welsh people colonised some of the London professional classes, the armed forces and some branches of commerce which in a few sectors became historically significant. The law and education are major examples of this. They also helped to establish Bristol as Britain’s major Atlantic port as trade routes switched from the eastern English coasts to the west. The Welsh moved resolutely into every conceivable avenue of advancement, from the Court, the Great Sessions, the Council of Wales, JP patronage and the academic world, through minerals, commerce and politics, to smuggling and piracy.
Under Elizabeth I, Welsh intellectuals concentrated in force behind the first thrust for naval growth, American colonisation and empire. For the first time in centuries, the Welsh Church ceased to serve as the provider of sinecures for English clerics; thirteen of the sixteen bishops appointed to Wales were crusading Protestant Welshmen. Elizabeth’s coronation oath referred back through Geoffrey of Monmouth’s Histories of the Kings of Britain to claim her right to call herself Defender of the Faith and Supreme Governor of the Church independently of the ‘Bishop of Rome’, tracing the origins of the churches in Britain to the Celtic missionaries. When these claims came under attack from the ‘Italian School’, most Tudor Renaissance humanists came to the defence of what had become official ‘doctrine’.
Among the new scholars were Sir John Price of Brecon and Humphrey Llwyd of Denbigh. In 1571, Jesus College, Oxford was created specifically as a Welsh college. Central to this burst of British imperial energy was the seminal figure of the European Renaissance, Dr John Dee, the London-Welshman, originally from Radnorshire, who is credited with the coinage of the term ‘British Empire’. He was a brilliant mathematician and foundation fellow of Trinity College, Cambridge. In the 1580s, from the twin Calvinist bases of Bohemia and the Palatinate, he launched a scientific and mystical movement which cultivated a new world view. In 1614, Elizabeth Stuart, James I’s daughter, married Frederick, Elector Palatine, and in 1618 they became the ‘Winter’ King and Queen of Bohemia, an event which led to the outbreak of the Thirty Years’ War in Europe.
Court & Country in Stuart Times:
Henry’s son, Sir Oliver, also a knight of the shire and high sheriff, was the uncle of Oliver Cromwell. Despite prudent marriages, Sir Oliver, living to almost a hundred, managed to dissipate the family fortunes. He entertained James I at Hinchinbrooke (above) in the most lavish way when the King was on progress from Scotland in 1603 and on many later occasions. Like other country gentlemen who entertained the impecunious monarch, Sir Oliver got little in return. Like Sir John Harington of Coombe Abbey in Warwickshire, tutor and guardian of James’ daughter Elizabeth, Sir Oliver is a classical example of a man ruined by ‘courtesy’. He had to sell his great house to the Montague family, who were to play a major part in the civil wars.
This may have been the root cause of the family feud which was the background to Oliver’s own quarrel with Sir Edward Montague, the Earl of Manchester, pictured right, which led to the ‘Self-Denying Ordinance’ removing Manchester and his fellow peers from command of the Parliamentary Army, and the establishment of the ‘New Model’ Army under Sir Thomas Fairfax and Cromwell. The immediate result of the sale was that Robert, as the younger son, inherited little of the patrimony; but he did retain some of his own former church property. Cromwell’s father Robert was of modest means but still, a member of the landed gentry.
As a younger son with many siblings, Robert inherited only a house at Huntingdon and a small amount of land. This land would have generated an income of up to £300 a year, near the bottom of the range of gentry incomes. Oliver’s mother was Elizabeth Steward, the anglicised surname of ‘Stewart’ or ‘Stuart’. On both sides, the fortunes of the family had been founded by the ‘spoliation’ of the Roman Catholic Church. At the Reformation Elizabeth Steward’s great-uncle, Robert had been the last Prior of Ely and its first protestant Dean. Her father William and after him her only brother Sir Thomas farmed the lands of Ely Cathedral. The connection between the two families went back two generations: for the man who persuaded Prior Robert Steward to throw in his lot with Thomas Cromwell was Sir Richard Cromwell, previously known as Richard Williams.
Above. Ely Cathedral from Cromwell’s House.
Oliver was born in a house which had been part of the hospital of St John in Huntingdon since his father had acquired property which had formerly belonged to the Austin friars: from his maternal uncle Sir Thomas Steward, Oliver was later to inherit extensive leases from the Dean and Chapter of Ely. But he must have grown up conscious of the fact that he was a poor relation. He visited the splendours of Hinchinbrooke from time to time, but his father’s three hundred pounds a year was less than Sir Oliver would have spent on a fleeting visit from King James. Young Oliver had many rich and important relations, but his own upbringing was modest. Cromwell himself in 1654 said,
“I was by birth a gentleman, living neither in considerable height, nor yet in obscurity”.
Above: Cromwell’s House and parish church, Ely
Along with his brother Henry, Oliver had kept a smallholding of chickens and sheep, selling eggs and wool to support himself, his lifestyle resembling that of a yeoman farmer. In 1636 Cromwell inherited control of various properties in Ely from his uncle on his mother’s side, and his uncle’s job as tithe collector for Ely Cathedral. As a result, his income is likely to have risen to around £300–400 per year.
Cromwell’s House in Ely is a museum today, as shown above, and below.
By the end of the 1630s, Cromwell had returned to the ranks of acknowledged gentry. He had become a committed Puritan and had established important family links to leading families in London and Essex. In his seminal book The World Turned Upside Down (below), Christopher Hill argued that the familiar civil war division between the ‘Royalist’ North and West and the ‘Parliamentarian’ South and East, was also a division between the ‘relatively backward’ North and West, and the ‘economically advanced South and East’. Yet, with hindsight, these contemporary stereotypes were already changing as the first civil war got underway and by the second the growth in Atlantic trade was already beginning to transform the fortunes of war in the West. Yet, the North and West were regarded by Parliamentarians as the ‘dark corners of the land’, in which preaching was totally inadequate, despite the early attempts made by many Puritans to propagate the Gospel. In 1641, Lord Brooke (Earl of Warwick) observed that there was…
… scarce any minister in some whole shires, as in Cumberland, Westmorland, Northumberland and especially in Wales.
Eighteen years later, the evangelical minister and Parliamentary chaplain, Richard Baxter, argued that…
… multitudes in England, and more in Wales, Cornwall, Ireland, the Highlands, are scarce able to talk reason about common things. Are these … fit to have the sovereign power, to rule the Commonwealth?
But the radicals puritans’ vision already included a reformed educational system, which would realise something of Comenius’ ideal: universal education in the vernacular for boys and girls up to the age of eighteen, followed by six years at university for the best pupils. On a visit to England in 1641, he wrote that…
… they are eagerly debating on the reformation in the whole kingdom … that all young people should be instructed, none neglected.
Wales in the Civil Wars – Royalists to Roundheads:
In the first civil war, Wales was seen as solidly in support of the King, but by 1645 the royalist coalition in Wales, bludgeoned by repeated levies of men and money, murky deals with the Irish and an inflow of royalist refugees, began to break up. In Glamorgan, ‘peaceable armies’ demonstrated for compromise and throughout Wales, there was wholesale defection. By 1646 the ‘Pembroke party’ was also working for a compromise peace with the Presbyterians in the face of a radical army. From that army came Independent chaplains such as Vavasour Powell, who became itinerant preachers among the Welsh. In response, moderate royalists, Presbyterians and disgruntled parliamentarians shuffled into an alliance in support of the imprisoned king. This led to a rising focused on south Pembrokeshire in the summer of 1648 when there were also revolts in south-east England, followed by an invasion of Northern England by the Scots. The rising in South Wales was led by former Parliamentarian officers, renegades against whom Cromwell was particularly bitter. After their defeat, one of their leaders was shot. In this second civil war, the New Model Army won a victory against the rebels at St Fagans near Cardiff and Cromwell himself brought about the final reduction of Pembroke Castle, the boyhood home of Henry Tudor. Early in 1649, Charles was executed and Wales was exposed to the full force of ‘the British Republic’.
But the ‘transformation’ of Wales from a Royalist ‘fiefdom’ into a Roundhead republic by no means simply an orgy of expulsions and confiscations. Many of the men who gained control in Wales were ‘crusaders’ for the puritan cause. John Jones, a freeholder from of Maes-y-Garnedd in Merioneth and a convert of Morgan Llwyd’s preaching, married Cromwell’s sister, served the Protector in Ireland and died heroically on the scaffold as an unrepentant regicide. Colonel Philip Jones of Llangyfelach, a distinguished soldier, was close to the visionary Hugh Peter, and it was this circle that the notion evolved of evangelising Wales around a ‘commission’ to propagate the gospel. To them, Wales was a dark corner, ripe for a radical experiment in godly government. It was this abused régime with its army men and preaching cobblers which proved to be the only English administration to date to treat Wales as a separate nation. The Rump Parliament at Westminster had disappointed even moderate reformers by its failure to ensure that the word was preached in every parish, for there were still too many lazy, ignorant and absentee parsons who left their flocks hungry in what was a sermon-hungry age. It did set up two local Commissions for the Propagation of the Gospel early in 1650, one for Wales and the other for the northern counties, but it made no progress at all with a bill intended to do the same for England as a whole.
The Act for the Better Propagation of the Gospel in Wales of 1650 gave the country a peculiar form of autonomy under Colonel Thomas Harrison and seventy commissioners. There were a few members of the gentry of Independent temper like Sir Erasmus Philipps of Picton in Pembrokeshire, though most, of necessity, were English military missionaries. Philip Jones and John Jones were prominent, but the core around Harrison were men like Powell, Cradock, Llwyd, John Miles (who had created the first Calvinistic Baptist church in Gower), men whom later generations would see as founding fathers of modern Wales. They threw out nearly three hundred clergymen, but the propagating venture got a bad name when the Welsh commission was powerfully infiltrated by Fifth Monarchist firebrands, most notably Vavasour Powell and Morgan Llwyd, who had strong links with Colonel Harrison and his faction in the Army. They were not only seen as perverting the organisation in order to preach socially subversive ideas about the irrelevance of worldly rank and the imminent rule of the saints, but they were unjustly accused of misappropriating the tithes and other revenues of the church in Wales to their own sectarian ends. This was only one symptom of growing polarization between moderate and extreme puritans. The year 1652 saw a spate of radical pamphlets and petitions, tending to the removal of religion from the state’s authority, as well as the rapid expansion of Quakers and other heterodox sects. But it also saw the emergence of a group of moderate Independents led by John Owen who put a set of proposals before the Rump prefiguring the ecclesiastical régime of the Protectorate. They sought to preserve a broad established church, with generous freedom of worship and association outside it.
As a political and religious ‘Independent’, Lord General Cromwell favoured the disestablishment of the Anglican Church in both England and Wales, though he maintained the need for a national Church, supported through tithes, possibly because he himself was a tithe-collector for Ely. Yet Parliament did nothing to achieve this. It was not until February 1653 that the Rump took up the relatively conservative but nonetheless reforming scheme of Owen and his group. But Parliament and the Army remained suspicious of each other, and the Rump showed particular animosity towards Harrison, whom the hostile MPs blamed for the radical actions taken under the auspices of the Commission for the Propagation of the Gospel in Wales. He had lost his place on the Council of State in November 1651, and there was even a move to expel him from parliament. This was not only unjust but also foolish, for though Cromwell did not share Harrison’s fifth monarchist beliefs, there were still strong ties of friendship and mutual trust between the two seasoned soldiers. According to contemporary sources, Cromwell played up to Army radicalism by saying that the Rump intended to support ‘the corrupt interests of the clergy and the lawyers’. So far from reforming the Anglican Church, Parliament aroused resentment by refusing to renew the Commission for Wales, the Army’s favourite instrument for evangelising what had proved to be a politically unreliable country.
Cromwell and the generals also advocated the disappearance of Parliament and the handing of power to a provisional government, in which they themselves would naturally predominate, to supervise and control elections. How otherwise, he asked, could one know …
… whether the next Parliament were not like to consist of all Presbyterians. … Thus, as we apprehended, would have been thrown away the liberties of the nation into the hands of those who had never fought for it.
When a meeting between officers and MPs on 19 April 1653 ended in deadlock, the ‘gentlemen’s agreement’ between them to engage in further discussions was breached the next day by backbench MPs who started to rush through a bill for dissolution without meeting the officers’ demand for an interim authority under their control, revealing that parliament intended to control the election of its successors itself. Cromwell felt that his hand had been forced, and intervened with the army just in time to stop the new bill from becoming law. He flew into a rage, by all accounts, declaring to the Commons:
You are no Parliament, I say you are no Parliament …
So ended the Long Parliament, which had sat for twelve and a half years. Despite the repeated attempts by many to ‘paint’ this as an act of tyranny in the form orchestrated ‘coup d’état’, it is quite clear that what Cromwell was seeking to do was to end the dictatorship of an undemocratic ‘élite’ which was clinging to power and trying to ensure the continued predominance of presbyterian rule both in Westminster and the country at large. His ‘righteous indignation’ stemmed from the manner in which they sought to dissolve themselves in order to ensure that they could rig the subsequent election to this effect. Their betrayal of the compromise reached with the Army took him by surprise.
The ‘Coral Growth’ of the Welsh Independents:
Above: The British Republic, 1649-60.
During the civil wars, new universities were proposed for Bristol, Shrewsbury, Ludlow and Aberystwyth. There were also proposals for an increase in the number of schools and in Wales a great number of new schools were actually started. Despite the negative stereotypes quoted above, according to Laurence Stone, there was a substantial increase in lower-class literacy throughout the revolutionary decades. One of the paradoxes of the period was that of the most radical sectarian groups, the Quakers started almost exclusively in the North of England and the Baptists were at their strongest in Wales. William Erbery claimed that the new English Independency had already been overthrown by the Welsh and that…
… baptised churches have the greatestfall (harvest) from the northern saints in both in England and Wales … John’s spirit is in the North of England and the spirit of Jesus rising in North Wales is for the fall of all the churches in the South. The whirlwind comes from the North.
From the early 1650s, there was a rapid expansion of Particular Baptists in Wales and of Quakers all over the North of England. In 1654, one of their enemies, Ephraim Pagitt, said of them in 1654 that they were made up out of the dregs of common people … thickest set in the North Parts. Earlier, in 1649, Hugh Peter and others had noticed that the Welsh border counties, Herefordshire and Worcestershire, were ‘ripe for the gospel’ and emissaries were sent from Glamorgan to London asking for preachers. When the Quakers turned south in 1654 they made great progress among ‘that dark people’ of Cornwall, as well as in Wales, and among weavers generally, notably in Gloucestershire. The paradox was further intensified by the fact that such Puritan ministers as there were in the North had mostly been cleared out in the Laudian persecutions of the 1630s, under Richard Neile, Archbishop of York. Those remaining were further reduced in the North and Wales when they fled from their parishes the civil war to escape the Royalist occupation in those territories. As early as 1646 Thomas Edwards had noted that…
… emissaries out of the sectaries’ churches are sent to infect and poison … Yorkshire and those northern parts, … Bristol and Wales. … Sects begin to grow fast … for want of a settlement in discipline.
Traditional southern middle-class Puritanism of the Presbyterian variety had a hold only in isolated areas of the North, and hardly at all in Wales, except for the area of Harley influence along the borders with Worcestershire and Herefordshire. There, Sir Thomas’ planting of godly ministers … backing them with his authority made religion famous in his little corner of the world. Clarendon testifies to the existence of support for the Parliamentary cause among the common people and popular religious movements in North Wales and in the Forest of Dean at the end of the first civil war. This helps to explain why the New Model Army, …
… having marched up and down the kingdom, to do the work of God and the state … met with many Christians who have much gospel-light … in such places where there hath been no gospel-ministry.
Presbyterian Puritanism took little hold of any depth in Wales. The defeat of the Royalist armies and the bankruptcy of the traditional clergy created an even greater spiritual void than in the more traditional Puritan areas of the South and East. Yet the period was one of much greater prosperity in the pasture farming areas of Wales and the borders. This combined with a growth in ‘cottage’ industries as confirmed by a shift in population to the west midland counties of England and the re-building of peasant houses in stone. Contemporaries explained the ‘whoredoms of the Welsh’ by the mountain air: the modern historian more wisely sees them as the natural product of a society which refused to accept English protestant marriage laws.
In these areas, it was the Particular Baptists who initially filled the spiritual gap, though in some parts they were superseded by Quakers, as in the North of England. The more politically radical Fifth Monarchists had only a superficial influence in Wales, being a mainly urban movement, and they had little connection with the Forest of Dean before the 1670s. It seems to have been mainly in response to this radical challenge that the outlying clergy joined in the movement led by Kidderminster’s Richard Baxter to build up voluntary county associations of ministers, a sort of ‘Presbyterianism from below’. The radical Independents of the Cromwellian period in Wales and along the Welsh border included Vavasour Powell, Morgan Lloyd, Walter Cradock and William Erbery, to which might be added Thomas Harrison and Henry Danvers, the Fifth Monarchists from Staffordshire, and the Leveller William Walwyn of Worcestershire.
There was also a broader cultural impact of Wales and the borders upon the ‘more advanced’ south and east. John Donne, the greatest of the metaphysical poets, is separated by just one generation from the Welsh forbear who sent his younger son to London to be apprenticed, and George Herbert and Henry Vaughan were both Welsh. Thomas Traherne came from the Welsh ‘marches’ and in the second rank of border ‘bards’, we might include Lord Herbert of Cherbury and John Davies of Hereford. Inigo Jones, the great architect who re-built St Paul’s before the Great Fire destroyed it completely, was of Welsh descent. Turning to the field of mathematics and science, Robert Recorde, John Dee, Robert Fludd, Matthew Gwynne, Edmund Gunter, Thomas Vaughan and Edward Somerset, Marquis of Worcester, were all Welsh or, like Cromwell himself, of Welsh descent. The cultural consequences of the union of Great Britain, begun by the Tudors, and extended by James I, were further developed through the creation of the New Model Army and its role in the political and religious matters of the mid-seventeenth century.
The Cromwell Coat of Arms (on Oliver’s ascent to Lord Protector in 1653)
The Bible & Radical Puritanism in the Protectorate:
Late twentieth-century historians re-examined the nature of Cromwell’s faith and of his authoritarian regime. In his extensive 2002 book (see below), Austin Woolrych explored the issue of “dictatorship” in depth, arguing that Cromwell was subject to two conflicting forces: his obligation to the army and his desire to achieve a lasting settlement by winning back the confidence of the nation as a whole. He argued that the dictatorial elements of Cromwell’s rule stemmed less from its military origin or the participation of army officers in civil government than from his constant commitment to the interest of the people of God and his conviction that suppressing vice and encouraging virtue constituted the chief end of government. Historians such as John Morrill, Blair Worden, and J. C. Davis have developed this theme, revealing the extent to which Cromwell’s writing and speeches are suffused with biblical references, and arguing that his radical actions were driven by his zeal for godly reformation.
It is difficult to overemphasise the role of the Bible in the radical Puritanism of the first half of the seventeenth century. By mid-century, eschatological prophecy had become a major part of protestant controversial literature, aided especially by the invention of printing. Scholars, including Newton, approached the Bible authorised by King James in 1612 in a scientific spirit and reached a consensus which indicated the advent of remarkable events in the mid-1650s: the fall of Antichrist, the second coming and the millennium. This underlay the confident energy and utopian enthusiasm of the Puritan preachers of the 1640s and ’50s. In this spirit of optimism, they called upon their fellow commoners to fight the Lord’s battles against the Antichrist. Cromwell was chief among these men to take up that calling.
Ordinary Bible-readers in the sixteenth and seventeenth centuries wanted to democratise the mysteries that lay behind the sacred texts of the Scriptures, previously known only to scholars, for themselves. They believed, on good protestant authority, that anyone could understand God’s word if he studied it carefully enough and if the grace of God was in him. Then the Bible could be made to reveal the significance of the events of his own time. Bibles were no longer expensive as book prices then went, 3s 2d in 1649 and later just two shillings. Soldiers in the New Model Army were issued with The Soldier’s Bible, containing key passages which justified their war with the ‘Antichrist’. The Geneva Bible, on which the Authorised Version was based, was published in pocket-size editions so that men could take it to church or the ale-house, as Henry VIII had observed with alarm, to knock down an argument with a text. Those coming to the Bible with no broad historical sense but with high expectations found in it a message of direct contemporary relevance. A young Welshman delighting in the name of ‘Arise’ Evans (a forename probably derived from ‘Rhys’, ‘ap-Rhys’ or, in its anglicised form, ‘Rice’) who arrived in London in 1629, witnessed as to how his attitude to the Bible changed in the decade before the Revolution:
Afore I looked upon the Scripture as a history of things that passed in other countrie, pertaining to other persons; but now I looked upon it as a mystery to be opened at this time, belonging also to us.
This attitude was, no doubt, shared by many of the victims of economic and political crisis who turned to the Bible for guidance in that perplexing period. The 1640s and ’50s were indeed the great age of ‘mechanic preachers’, laymen like the Quakers George Fox and James Nayler, who led a procession into Bristol in 1656 symbolically riding on an ass, and the ex-soldier and Baptist John Bunyan, interpreting the Bible according to their own untutored ‘inner lights’ with all the excitement and assurance of a new discovery. Many Quaker leaders were also ex-soldiers, like James Nayler, and some had been dismissed from the Army in the 1650s for disciplinary reasons, but others seem not to have found military service compatible with their values. Quakers also continued to serve in the Navy. George Fox was offered a commission in 1651. In his Journal he recorded that he refused it on pacifist grounds, but in 1657 he urged ‘the inferior offices and soldiers’ of the Army on to conquer Rome. After 1658 he was more cautious, but as late as 1660 a leading south Welsh Quaker asked Fox whether Quakers were free to serve in the Army. The first official declaration of absolute pacifism was made by the Society of Friends in January 1661, after a number of Quakers had been arrested in the aftermath of the unsuccessful Fifth Monarchist Revolt. It was intended to protect them against charges of sedition, but also marks the beginning of refusal among them to accept civil or military offices. However, it is more likely that, in the previous decade, the early refusals of Fox and others sprang from political objections to the government of the Commonwealth rather than from pacifist principles. In fact, in 1659, when the political situation was more to their liking, many Quakers re-enlisted in the Army. As late as 1685, Quakers are said to have turned out with their ‘pitchforks’ in the west country to join Monmouth’s rebellion.
The Growth of Quakerism in Wales & the West of England – The Strange Case of Dorcas Erbery:
The coral growth of Quakerism, especially in Wales and the Western Counties of England, from Cumberland to Cornwall, was largely the product of the nurturing of lay-preaching in the radical regiments of the New Model Army. These soldier-preachers, like Nayler, took it for granted that fellow Quakers had supported and, in most cases, fought for Parliament in the civil wars. George Fox made similar assumptions, though by the mid-1650s he was resisting James Nayler’s ‘simple teaching’ and writing to Nayler that his style of mechanic preaching had made him a shelter for the unclean spirits, the beasts of the field; they made thee their refuge. The controversy led to disunity, as elsewhere, while Nayler himself remained silent. Nayler was born in the Yorkshire village of West Ardsley, near Wakefield in 1618, where he followed his father’s occupation of a ‘husbandman’ before moving into the nearby town. In 1643 he had joined the Parliamentary Army and served seven years in a foot regiment before becoming quartermaster in Lambert’s Regiment of Horse, taking part in the third civil war, including the battles of Dunbar and Worcester.
In the summer of 1656, along with a number of other Quakers, Nayler was imprisoned in Exeter Jail. Amongst these were a number of women, including Dorcas Erbery, the daughter of an “honest minister” in Wales, probably William Erbery. One of the women died, and when Dorcas, some days later, fell into a prolonged faint, the excited women about her declared that she was also dead. Nayler was called to see the lifeless body and laid his hands upon it, and at his touch, the girl revived and stood up. That was sufficient to prove to his followers that he was Christ, though he himself never claimed this, contrary to the charges made against him later that year. When the Bristol magistrates quoted from the letters found in his pockets, one of which referred to him, from John’s Gospel, as the Lamb of God, in whom the hope of Israel stands, and asked him whether he was himself that Lamb, he responded:
If I were not his Lamb, I should not be thus sought for to be devoured. The hope of Israel stands in the righteousness of the Father in whomsoever it is.
Such a reply scarcely seemed to merit imprisonment, and it may be that if Nayler’s followers had not shown such an uncompromising spirit in their hero-worship he would have been allowed to go free. Martha Simmonds and Dorcas Erbery both stoutly maintained that he was indeed Jesus. No cross-examination could shake Dorcas from her belief that Nayler had raised her to life after she had been dead two days. Under these circumstances, a seventeenth-century Bench had no alternative but to send them back to jail. The two male Quakers who had played a modest part in the demonstration in the courthouse, which had included continual shouting of ‘hosanna’, were sent home without charge and attended the Friends’ meeting later that day. Nayler and his companions were not completely disowned by the Bristol Quakers, and a local Quaker apothecary brought them supplies and “comforts” before Nayler was sent to Westminster to answer the charge of ‘blasphemy’ before Parliament. But a note from Thomas Simmonds, the printer, to his wife Martha, one of the women involved, concludes with an affectionate but somewhat bantering strain:
Dear heart, my love is to thee and to J.N. and to J.S. and H.S. But this I could not but write to warn you that you stand single to the Lord and not believe every sprit. Your work is soon to come to an end: part of the army that fell at Burford was your figure.
The reference to Burford is to Cromwell’s suppression of the Leveller mutiny in the Army of 1649 when the mutineers were locked in Burford Church and a number of them were shot. This ‘turning point’ in the Revolution was clearly still fresh in many minds, and the reference to it may also point to the quarrel between Nayler and Fox, whose ‘authority’ over the movement he continued to dispute. When one of Fox’s letters to him was used in evidence against Nayler in court, the latter had called his erstwhile leader a liar and firebrand of hell, which must have alarmed the local Quakers who were present and given them a measure of his alienation from Fox’s leadership. Nayler’s ‘excitable women followers’ were also bitterly critical of Fox, but Nayler had refused to restrain them at Fox’s request, made in a letter of September 1656, possibly the letter produced in court. Nayler later justified his refusal by saying that he did not wish to quench whatever was ‘of God’ in what they said and did. The modern-day Quaker writer, John Lampen, has stated (1981) that:
It has been generally assumed that at the time he did not have the emotional strength to withstand their influence, and this is borne out by contemporary descriptions of his passive, exhausted demeanor. However he was still justifying his behaviour by appealing to divine guidance, and so implicitly challenging Fox’s spiritual insight.
Other friends expected Fox to settle the issue by his personal authority. In the unity so often felt at the start of a great venture, they had not yet needed to discover ways of reconciling different perceptions of the Truth, and Nayler was considered by many contemporaries to be their most notable preacher, even if Fox was the chief pastor of their flock. The over-enthusiastic atmosphere which developed around Nayler was created by men as well as women. When one man wrote to him, Thy name shall be no more James Nayler, but Jesus, he put it straight in his pocket, overcome by fear, intending no-one to see it, as he could not own its contents, but he did not, as far as we know, reprove the sender. Fox was not without fault in their quarrel. When the two men eventually met, Nayler went to kiss Fox on the head, but Fox recoiled, instead offering him his foot to kiss. However, Fox refused to publish a statement condemning Nayler, but he did repudiate some of his ‘followers’ including Martha Simmonds, for their lies and slanders. Beneath the inter-personal conflict lay a fundamental issue as to whether the ‘Guidance within’ which was claimed by individual Quakers could be viewed as an infallible spirit. Fox could see in Nayler the possibility of unchecked individualism diverging from the divine illumination in which he believed. Following Nayler’s release from prison, the two were finally reconciled in 1659 shortly before his death. Early Friends believed that one of the ‘offices’ of Christ was judgment and Fox could assert that he did not judge Nayler himself but ‘set the Power of God over him’, while Nayler could claim that he felt this ‘inward judgment’ while in prison and it saved him.
In this context, it is quite clear that whatever interpretation Nayler’s followers might have placed upon their actions, he regarded himself simply as a symbol of the Christ whom they all worshipped, and that the ‘triumphal’ entry into the city on 24 October 1656 was simply a sign of his second coming. Viewed in this light, the episode falls into line with the frequent going naked for a sign and the other revivals of symbolism from the Bible practised by primitive Quakers, Baptists and other sects. The rift between the supporters of George Fox and those of James Nayler that had extended throughout the movement, and far into Wales, was eventually healed, and it showed that it was not as vulnerable as its enemies had hoped. But treachery lurked in the ‘inner light’. In a time of defeat, when the wave of revolution was ebbing, the inner voice became quietest and pacifist. This voice only was recognised by others as God’s. God was no longer served by the extravagant gesture, whether Nayler’s entry into Bristol or the blasphemy of the Ranters. Once the group decided this way, all the pressures were in the direction of accepting modes of expression not too shocking to the society in which men had to live and earn their living. In 1656, John Lewis urged the religious radicals in Wales not to go too fast or too far in inveighing against old customs and against the superstitious Welsh regard for church buildings.
When Nayler was pilloried for his ‘blasphemy’ in London at Christmas (pictured above), the three women prisoners, including Dorcas Erbery, were also present, and in what was (no doubt) intended as another ‘acted parable’, took their seat at the foot of the pillory in imitation of the women at the crucifixion of Christ. Dorcas and the others who had been imprisoned with Nayler in Exeter and Bristol remained in prison until the following May. In February, they attended a service at Westminster Abbey, which was presumably part of their punishment. The following is from a contemporary account in Mercurius Politicus:
This day being the Lord’s day, the persons called Quakers who were brought from Bristol with James Nayler, remaining yet undischarged under the custody of the Sergeant at Arms, but now somewhat altered in their carriage, went to the Abbey morning and afternoon, where they gave ear civilly and attentively to the sermons of Mr. John Rowe, an eminent preacher; whose spritual doctrine so far wrought upon them that they intend to hear him again – which gives hopes that they may be rectified in their judgment.
However, it does not appear that Dorcas Erbery’s judgment was so completely rectified as was supposed, for in two years from this date she was again in prison in Bristol, …
… with many others … for preaching and declaring the truth to the people in the public places of resort and Concourse, a Duty which they esteemed themselves under an indispensable necessity of performing.
The Welsh Prophet, ‘Arise’ Evans:
‘Arise’ (Rhys) Evans spoke of his own humble origins with reference to the apostles:
I am as the Paul of this time. … he was a mechanic, a tent maker. Acts 18:3. I am a tailor.
Evans was born about 1607 in Llangelynnin parish (near Barmouth) and was apprenticed to a tailor at Wrexham. While living in Wales he had seen visions and prophetic dreams which were accentuated when he went to London in 1629. In London, he made vain efforts to warn Charles I of perceived dangers but succeeded in telling the Earl of Essex to his face of his future promotions. Evans also seems to have suffered from mental illness. He hung around Charles I’s court for days on end, in order to deliver his message from God to the King announcing that he and his kingdom were to be destroyed. Meanwhile, bishops ran away at the sight of him, and the royal Secretary of State asked for the prayers of ‘God’s secretary’. In the 1640s, Evans got a brief spell in the Bridewell for telling the City’s Deputy Recorder that he, Arise Evans, was the Lord his God. Later, he called upon Oliver Cromwell and stayed to midnight: he pestered the Council of State to restore the son of the King whom they had executed, and republican officers defended him in long arguments at Whitehall.
But the Commonwealth did not even imprison him as Charles and the Deputy Recorder had done. As long as the ‘imbecile’ had no disciples, he or she was allowed a great deal of latitude. Prophets were often tolerated because they could be used to further the political purposes of powerful men, as Arise Evans may have been. In 1653, indeed, he gave a forecast of the course of events in England following Cromwell’s death that came remarkably near the truth. His Narrations, Voices from Heaven, and Echoes of those Voices contain weird and impossible extravagances, but there are passing references of great interest, notably to John Jones (1597 – 1660) the regicide’s acquaintance with the lake of Tal-y-Llyn, to Christopher Love speaking to him in Welsh, to the Welsh connections of Oliver Cromwell. In the freer circumstances of the 1640s and ’50s, most so-called ‘mad’ people appear to have been political radicals. A mental breakdown could be seen as a form of social protest or at least a reaction to intolerable social conditions: those who break down, like Arise Evans, may, in reality, be truly sane. This is certainly an explanation to bear in mind when considering those radicals often dismissed as ‘the lunatic fringe’.
As William Dell of ‘the Apostles’ claimed, Poor, illiterate, mechanic men, turned the world upside down. The effort to grasp new truths, truths which would turn the world upside down, may have been too much for men like Arise Evans. The Bible was the accepted source of all true knowledge. Men as different as the philosopher Thomas Hobbes and Gerard Winstanley, the ‘Digger’ from Wigan, both illustrated from the Bible conclusions at which they had arrived by rational means. Simpler men like Arise Evans believed the Bible to be divinely inspired and applied its texts directly to problems of their own world and time, with no idea of the difficulties of translation, nor of the historical understanding required to do so. So Evans thought that Revelation 8 and 11 gave an account of the civil war, that chapters 8 and 9 of Amos set down all that came to pass since the beginning of the Long Parliament, and that in Amos 9:1, the lintel of the door, which is to be smitten that the posts may shake, must refer to Speaker Lenthall. As Christopher Hill pointed out, unlike the Puritan divines who had cited the Bible against bishops and tithes, …
The Evanses studied it very carefully, if less skilfully, in order to understand and so be able to control what was going to happen.
Evans became interested in the multifarious sects that flourished under the relatively liberty of the late 1640s, opposing most of them, especially the tenets of the Fifth Monarchists. In 1649, he had a vision in which he went through France to Rome, where a voice came to me saying, “So far as thou art come, so far shall Cromwell come”. But Evans made a distinction between the ‘history’ and the ‘mystery’ of the Bible, as did William Erbery, who in his Testimony recalled that a chief one of the Army would … usually say that the flesh of Christ and the letter of scripture were the two great idols of Antichrist.
Propagating the Gospel & Protecting the State – Vavasour Powell & Oliver Cromwell:
According to Welsh historian, A. H. Dodd (1957), the Committee for the Propagation of the Gospel became ‘the real government of Wales’. Those who administered Wales could not afford to alienate Baptist or Quaker missionaries, many of whom were ex-New Model Army soldiers and chaplains, who still, in the years 1651-53, continued to support the Parliamentary cause. J.P.s protected the preachers as a lesser evil than papists or pagans. The Committee’s ‘Approvers’, dominated by republican intransigents, created the first state schools, fifty-nine of them, open to both sexes and offering Latin and Greek, but trying to preach regeneration to the Welsh in English, although most sermons had been delivered in Welsh since the publication of Bishop Morgan’s Welsh Bible in 1588, which may help to explain why many Independent English preachers failed to ‘connect’ with their Welsh congregations. They had even more trouble finding replacements for the ministers. In came the itinerants and in came men from the hitherto invisible classes, to battle forward, often in the gales of hostility. Vavasour Powell, travelled a hundred miles a week, preaching in two or three places a day. He was probably the outstanding Welshman of his time, a brilliant and fearless man not afraid to address A Word for God … against Wickedness in High Places to Cromwell himself. Converts sprouted wherever he spoke, especially in the uplands of the south and the border. In north Wales, Morgan Llwyd, a writer of powerful Welsh classics and a man of mystical temper, sent John ap John of Ruabon to contact George Fox to gain his help in starting an often anarchic movement of Welsh Quakers, which may be from where Dorcas Erbery, Nayler’s ‘prophetess’ sprang. George Fox, on his own mission, found God raising up a people around Cader Idris in mid-Wales in 1657. Cromwell himself said that ‘God had kindled a seed’ in Wales. As Presbyterians penetrated Flintshire, Baptists, Congregationalists and Quakers multiplied along the eastern border and also began to plant in the west.
As Protector, Cromwell sought to act as the guarantor of an accepted constitution while elected assemblies came and went, to check the evident tendency of an all-powerful single-chamber parliament to veer towards elective dictatorship and to secure for the executive a degree of independence and separation from the legislature. As Protector, he became a strong believer in the separation of powers. But he didn’t find it easy to pursue a moderating course. It brought him into conflict with the influential millenarian preachers in London, including Christopher Feake, Walter Cradock, Vavasour Powell and John Goodwin, who all had a considerable following in the Army. The open hostility of many Rumpers towards army officers did not help the situation. Skippon, clearly a moderate, was dropped from the Council of State at the same time as Harrison, leaving the army almost insultingly under-represented.
The Power & the Glory:
In the Interregnum, the Councils of in the North and in Wales, created by the Tudors, were abolished, the local power of the feudal aristocracy curtailed, and the authority of Whitehall and ‘London’ extended over the whole of the two countries. It seemed obvious to historians like Christopher Hill that the Revolution established a much greater unity among the regions of England, and indeed of the three kingdoms and the principality. But contemporaries worried about centrifugal tendencies. They were no doubt influenced by the examples of the Netherlands, where the republic’s unity derived mainly from the dominance of Holland, while the other provinces clung onto their independence, often with paralysing effects on policy. They were also disturbed by the case of Switzerland, where protestant and Catholic cantons were at war, which Cromwell himself insisted was brought on by external papist intervention. In the early 1650s, England had nearly intervened in the French wars of religion, an intervention which might have created a breakaway republic in the south-west. There were also revolts from Spanish sovereignty of Portugal, Catalonia and Naples, and Cossack risings in Russia and Poland.
John Lilburne (pictured above) became a Quaker after retiring from the Army in the 1650s. The radical ‘Levellers’ proposed a great deal of decentralisation for England, including local courts at York, and greater county autonomy. William Walwyn, one of their leaders, said that the Swiss cantons were nearest to his ideal. In 1647, Cromwell had argued against such constitutional projects:
Would it not make England like Switzerland, one canton of the Swiss against another, and one county against another? And what would that produce but an absolute desolation in the nation?
By the time the Propagation of the Gospel in Wales Act lapsed in 1653, the enterprise had spilt out to produce a myriad of sects and creeds, many like the ranters or Anabaptists, often called ‘Quakers’. Such men, rivalling even the most radical Baptists, offered a serious threat to tithes and all established order. They were appearing in many places, from Dolgellau to the Vale of Glamorgan. As Cromwell made himself Lord Protector, the Welsh Republicans moved into opposition. Vavasour Powell tried to organise insurrection in Wales and Ireland. The Blackfriars’ fulminators were also blasting the parliament, the council, the army, and everyone in power in scurrilous terms, and by late November 1653, they too were concentrating their shafts upon Cromwell himself, calling him the man of sin, the old dragon, and many other scripture ill names. Harrison was reportedly railing against him every day and the Anglo-Dutch peace negotiations, and there were allegations that he and his party were planning to take over the command of the army. He was certainly capable of seriously dividing it, and his favourite preachers were, according to Woolrych, …
… aspersing the loyal majority of its officers as janissaries and pensioners of Babylon, corrupted by wealth and power.
Vavasour Powell, in particular, told the generals that:
… that the Spirit of God had departed from them; that heretofore they had been precious and excellent men, but that their parks, and new houses, and gallant wives had choked them up.
At Sunday service on 18 December, he denounced the ‘Lord Protector’ from the pulpit, calling him a perjured villain, leading to his imprisonment, but the Fifth Monarchist’s excesses were losing them such public sympathy as they still commanded, and they ceased to be a serious danger when they lost their seats of power, both at Westminster and in the Army. Harrison was quietly cashiered when he refused to give any assurance that he would support the Protectorate, but only two or three other officers followed him in resigning their commissions. Not so long ago it was customary to account for this by portraying the Protectorate over-simply as a conservative reaction, but this was at best a half-truth. At least in its earlier years, it showed a stronger impulse to reform than the Rump had done. Although Cromwell was at heart a constitutionalist, with a strong respect for parliament as an institution, he still believed that he had a higher duty to promote what he called the interest of the people of God than to bow to the wishes of an unregenerate majority. And while he was conservative to the extent of preserving a national church and respecting the rights of tithe-holders, he upheld broader religious liberty than any elected parliament did in his lifetime. During the early weeks of the Protectorate, the first concern was to secure it against those, mainly the Fifth Monarchists, who were publicly denying its legality, prophesying its early fall and inciting their flocks to disobey it. Feake and Powell were against it again immediately after their early release and were consequently rearrested, though Powell escaped to Wales.
Restoration, Revolution & Toleration:
As the system started to come apart, there was a revival of the old alliance of royalist moderates and Presbyterians to engineer the restoration of Charles II. Independents and Baptists, far more numerous in Wales than the Presbyterians, caught the first full blast of repression. Nearly a hundred and twenty ministers were thrown out of their livings and subjected to harsh controls. In December 1656, the Fifth Monarchists in south Wales seemed to have followed Morgan Llwyd and Vavasour Powell in renouncing militancy and from current plans for a rising. The Quakers were pursued like mad dogs and Vavasour Powell died in jail. Whole communities braved the horrible Atlantic crossings to create pioneer settlements in ‘the New World’. In the 1670s, as Charles ‘flirted’ with the Dissenters in order to secure toleration for Catholics, moderates in Wales tended to drift back towards the old Parliamentarians and away from the radical puritans. The Welsh Trust, an educational enterprise of Puritan temper which allied moderate Dissenters and Anglicans in 1672 when Charles issued his Indulgence, came to serve as an opposition to the court. When the indulgence ended within a year, to be replaced by the Test Act excluding non-Anglicans from office. At the time of the ‘Popish Plot’ of 1678-79, there was a violent incident in southern Wales when the Catholic seminary Cwm was raided and sacked, priests were thrown into jail and there was heavy confiscation. Four Welsh priests, two of whom were Jesuits, were hanged in savage persecution.
In 1679, eleven of the twenty-seven Welsh MPs voted for the Exclusion of James II. In these circumstances, many of the old Roundheads came bubbling back to the surface and there was a return of the Quakers and Vavasour Powell’s radicals. In consequence, there was a sharp reaction in the 1680s, a massive renewal of persecution of Dissenters, and major further emigrations to Holland and America. In ‘matters of religion’, therefore, the monopoly of the national church had been broken, and while the House of Commons remained hostile to the idea of religious toleration, nonconformity shook off its revolutionary political associations and, despite continuing persecution, proved that it had come to stay. Those who remained survived through the indulgences offered by Charles II and James II until at the Glorious Revolution of 1688, they won a limited but essential measure of toleration in the Toleration Act of 1689 recognised these facts. Presbyterianism and Congregationalism were not included in the Anglican church, but that church was subjected to Parliament and government. The Puritan Revolution within the state church may have been defeated by 1660, but the Great Britain of the succeeding two centuries was unique among the great powers of Europe for the strength of its evangelical tradition and its toleration of diverse traditions.
Not until 1685 was some degree of calm restored to Welsh politics with a restoration of Toryism among the gentry classes. It was only after 1688 that governments came to assume that ‘trade must be the principal interest of England’, and that warfare should be confined to supporting this objective through its Navy. Even Charles II in 1680 could not be persuaded of this. By then, Parliament controlled foreign policy, and used the newly mobilised financial resources of the country, through aggressive use of sea power, to protect and expand the trade of a unified empire. The anti-Dutch policy which had continued to be pursued by the pro-Hapsburg Stuart Kings was replaced by the policy of colonial expansion into the western hemisphere, first against Spain and then against the French. It enjoyed more support among the gentry and gradually won over a majority in the House of Commons as Dutch power declined and French power increased.
England itself had by then had been united under the dominance of the London market; separate courts no longer governed Wales and the North. Therefore, ‘cantonisation’ was no longer a danger. William III’s political and economic subjugation of Ireland was thoroughly Cromwellian and complete: the Union with Scotland in 1707 was on the same lines as that of 1652-60. A union of crowns became a union of peoples, a significant punctuation point in the process which made the new and far more real Great Britain into the greatest merchant empire in the world. England, Wales and Scotland emerged from the seventeenth-century crisis geared to the new world of mercantilism and colonialism. Bristol, pictured above in the early eighteenth century, quickly grew as Britain’s most important port, with its ‘Welsh Backs’ for traders from across the Severn estuary. The Atlantic trade was becoming more important than the trade of the East Anglian ports with the continent and Wales, though still controlled by squires, was becoming an important sector of an Atlantic empire and a British nation.
Sources:
Austin Woolrich (2002), Britain in Revolution, 1625-1660. Oxford: Oxford University Press.
Gwyn A. Williams (1985), When Was Wales? A History of the Welsh. Harmondsworth: Penguin Books.
Christopher Hill (1970), God’s Englishman: Oliver Cromwell and the English Revolution. Harmondsworth: Pelican Books.
Christopher Hill (1984), The World Turned Upside Down: Radical Ideas During the English Revolution. Harmondsworth: Peregrine Books.
John Lampen (1981), Wait in the Light: The Spirituality of George Fox. London: Quaker Home Service.
The Decline of the Liberals & Break-up of the Coalition:
By the end of 1922, the Liberal Party had been relegated to the position of a minor party. Despite the promises of David Lloyd George (right) to provide ‘homes fit for heroes to live in’, it had been slow to develop the effective policies needed for dealing with the economic and social problems created by the First World War; promises based on moralistic liberal ideals were not enough. But there were many among their Coalition partners, the Conservatives, who were more concerned to keep the threat from Labour at bay than to jettison Lloyd George as their popular and charismatic Prime Minister.
The policies of the Coalition government, the alleged sale of honours by Lloyd George, the Irish treaties of 1920 and 1921, the failures of the international conferences at Cannes and Genoa, and the Chanak incident of 1922 exacerbated the withdrawal of backbench Conservative support for the Coalition Government. That dissatisfaction came to a head for the Tories in October 1922 when Austen Chamberlain and Stanley Baldwin argued the cases for and against continuing the Coalition. Baldwin’s victory and the fall of the Coalition government led to Lloyd George and his Liberals being without positive programmes. The disastrous 1922 election was followed by a further fusion between the two wings of the Liberal Party and they revived in the 1923 General Election. But this was a short-lived triumph and in the 1924 election, the Liberals slumped to forty MPs, with less than eighteen per cent of the total vote. After this, the Liberals were a spent force in British politics.
At the famous meeting of ‘back-bench’ Conservative MPs at the Carlton Club on 19 October 1922, Chamberlain debated with Stanley Baldwin the future direction of their party in the following terms:
The real issue is not between Liberals and Conservatives. It is not between the old Liberal policy and the old Conservative policy. It is between those who stand for individual freedom and those who are for the socialisation of the State; those who stand for free industry and those who stand for nationalisation, with all its controls and inefficiencies.
Stanley Baldwin, acknowledging that Lloyd George was a dynamic force, a remarkable personality, but one which had already smashed the PM’s own party to pieces, and would go on to do the same to the Tory Party if they let it. Baldwin’s victory over Chamberlain and the fall of the Coalition left Lloyd George and his Liberals without partners and without positive programmes of their own. Lloyd George had become an electoral liability both the Conservatives and, as it soon turned out, even the Liberals could do without.
In the British political and electoral system, there was no place for two parties of the Right or two parties of the Left. This was the Liberal dilemma. By 1924, the Liberal-Conservative see-saw had been replaced by a fast-spinning roundabout of alternate governments of the Labour and Conservative parties on which there was little opportunity for the Liberals to jump on board. To change the metaphor completely, they now found themselves caught between the Devil and the deep blue sea. Where, then, did the Liberal support go? Liberal ideals were no longer as relevant to the twentieth century as they had been in Victorian and Edwardian times. In fact, both the Labour and Conservative parties benefited from the Liberal decline. Given that Conservative-led governments dominated Britain for all but three years of the 1918-39 period, the Liberal decline perhaps helped the Right rather than the Left. Besides which, the logic of the ‘adversarial’ British political system favoured a dominant two-party system rather than a multi-party governmental structure. Yet even the emergence of a working-class party with an overtly Socialist platform could not alter the fundamentals of a parliamentary politics based on the twin pillars of finding consensus and supporting capitalism. Despite his party’s commitment to Socialism, Ramsay MacDonald accepted the logic of this situation.
History has not been kind to the memories of either Stanley Baldwin or Ramsay MacDonald who dominated politics between 1922 and 1937. The first is still seen as the Prime Minister who thwarted both the General Strike and the rule of Edward VIII. The latter is seen, especially in his own party, as the great betrayer who chose to form a National Government in 1931, resulting in the split in that party. Here, I am concerned with the causes of that split and the motives for MacDonald’s actions. A further article will concern itself with the consequences of those actions and the split resulting in Labour’s biggest electoral disaster to date in 1935. In his book, published in 1968, The Downfall of the Liberal Party, 1914-1935, T. Wilson has pointed out the need for historians to take a long view of Liberal decline, going back to the 1880s and as far forward as 1945. In particular, he points to the fact that, in the three decades following 1914, the Conservatives held office almost continuously, with only two minor interruptions by Labour minority governments. In part, he suggested, this was the consequence in the overall decline of ‘the left’ in general, by which he seems to have meant the ‘left-liberals’ rather than simply the Socialists:
The left parties suffered from the loss of buoyancy and self-confidence which followed from Britain’s decline as a world power and the experiences of the First World War, as well as from the twin phenomena of economic growth and economic crisis which ran parallel after 1914. The resultant urge to play safe proved largely to the advantage of the Conservatives. So did the decline in ‘idealism’. … Before 1914 the Liberal and Labour parties so managed their electoral affairs that between them they derived the maximum advantage from votes cast against the Conservatives. After 1914 this became impossible. During the First World War Labour became convinced – and the decrepit state of Liberalism even by 1918 deemed to justify this conviction – that the Liberal Party would soon be extinguished altogether and that Labour would appropriate its entire following. … By concentrating on destroying the Liberals, Labour was ensuring its own victory “in the long run”, even though in the short run the Conservatives benefited. …
Certainly, from 1918 to 1939 British politics was dominated by the Conservative Party. Either as a dominant member of a Coalition or National government or as a majority government, the Conservative Party retained hegemony over the system.
Structural Decline – The State of the ‘Staple’ Industries:
The problems which British politicians faced in the inter-war period were primarily of an economic nature. British industry was structurally weak and uncompetitive. It was therefore not surprising that two areas were of particular concern to politicians: first, the state of the staple industry, especially coal with its immense workforce; and secondly, the question of unemployment benefits and allowances.
Above: A boy working underground with his pity pony. In 1921, the school-leaving age was fourteen, though many left in the spring before their fourteenth birthday and boys were legally allowed to work underground in mines at this age, entering the most dangerous industrial occupation in the country.
Pictures can create an impression of mining life but they cannot convey the horrific danger of the work, and even the statistics elude the experience. Every five hours a miner was killed and every ten minutes five more were maimed. Every working day, 850 suffered some kind of serious injury. In the three years, 1922-24, nearly six hundred thousand were injured badly enough to be off work for seven days or more. No records were kept of those of work for fewer than seven days. Combined with work that was physically destructive over a longer period, producing diseases such as pneumoconiosis and silicosis were working conditions that are virtually indescribable and company-owned housing that was some of the worst in Britain. The reward for the daily risk to health and life varied from eight to ten shillings and ninepence a day according to the ‘district’ from eight shillings and fivepence a day in South Staffordshire to ten shillings and ninepence in South Wales. That was the wage the owners insisted on cutting and the toil they insisted on lengthening. The mine-owners were joined together in a powerful employers’ organisation known as the Mining Association. They represented owners like Lord Londonderry, the Duke of Northumberland and Lord Gainford, men whose interests extended to banking and press proprietorship. They also spoke for big landowners like the Duke of Hamilton and Lord Bate who drew royalties on every shovelful of coal hacked from beneath their lands, amounting to more than a hundred thousand pounds a year.
In 1915, the MFGB had formed a ‘Triple Industrial Alliance’ with the National Union of Railwaymen and the Transport Workers’ Federation. Its joint executive could order combined action to defend any of the three unions involved in a dispute. However, the Alliance ended on 15 April 1921 which became known as ‘Black Friday’. The NUR, the Transport Workers’ Federation, the Associated Society of Locomotive Engineers and Fireman called off their strike, leaving the Miners to fight on. All along the Miners had said they were prepared to make a temporary arrangement about wages, provided that the principle of a National Wages Board was conceded. On the eve of ‘Black Friday’, the Miners’ leader, Frank Hodges suggested that they would be prepared to accept a temporary wage arrangement, provided it did not prejudice the ultimate decision about the NWB, thus postponing the question of the Board until after the negotiations. It was this adjustment that stopped the strike and ended the Alliance. The Daily Herald, very much the ‘mouthpiece’ for Labour, reported the following morning:
Yesterday was the heaviest defeat that has befallen the Labour Movement within the memory of man.
It is no use trying to minimise it. It is no use trying to pretend it is other than it is.We on this paper have said throughout that if the organised workers would stand together they would win. They have not stood together, and they have been broken. It is no use for anyone to criticise anyone else or to pretend that he himself would have done better than those have done who have borne the heaviest responsibility. …
The owners and the Government have delivered a smashing frontal attack upon the workers’ standard of life. They have resolved that the workers shall starve, and the workers have not been sufficiently united to stand up to that attack.
The Triple Alliance, the Trades Union Congress, the General Staff, have all failed to function. We must start afresh and get a machine that will function.
… We may be beaten temporarily; it will be our own fault if we are not very soon victorious. Sectionalism is the waekness of the movement. It must be given up. Everybody must come back to fight undiscouraged, unhumiliated, more determined than ever for self-sacrifice, for hard-work, and for solidarity. … We must concentrate on the Cause.
The thing we are fighting for is much too big to be beaten by Mr Lloyd George or by anything except betrayal in our own ranks and in our own hearts.
Already by 1922, forty-three per cent of Jarrow’s employable persons were out of work, whilst forty-seven per cent in Brynmawr and sixty per cent in Hartlepool were in the same condition. By contrast with the unforgiving bitterness of class war across mainland Europe, however, social divisions in Britain were mitigated by four main ‘cultural’ factors; a common ‘heritage’; reverence for the monarchy; a common religion, albeit divided between Anglican, Nonconformist and Catholic denominations; an instinctive enjoyment of sport and a shared sense of humour. All four of these factors were evident in the class-based conflicts of 1919-26. In March 1922, the Daily News reported that an ex-soldier of the Royal Field Artillery was living with his wife and four children in London under a patchwork shack of tarpaulins, old army groundsheets and bits of tin and canvas. He told the reporter:
If they’d told in France that I should come back to this I wouldn’t have believed it. Sometimes I wished to God the Germans had knocked me out.
In the House of Commons in June 1923, the ILP MP James (‘Jimmy’) Maxwell used his ‘privileges’ to accuse the Baldwin government and industrialists of ‘murder’:
In the interests of economy they condemned hundreds of children to death, and I call it murder … It is a fearful thing for any man to have on his soul – a cold, callous, deliberate crime in order to save money. We are prepared to destroy children in the great interest of dividends. We put children out in the front of the firing line.
Baldwin & MacDonald arrive ‘centre-stage’:
In attempting to remedy the existing state of affairs, Baldwin set himself a dual-task. In the first place, he had to lead the Conservatives to some imaginative understanding of the situation which had called a Labour Party into being and to convince them that their survival depended on finding a better practical solution to the problems than Labour’s. Secondly, he sought to convince potential Labour voters that not all Conservatives were blood-sucking capitalists, that humanity and idealism were not the exclusive prerogatives of left-wing thinkers. For the cartoonists and the and the public at large, there was Baldwin’s carefully cultivated image of the bowler hat and the pipe, Sunday walks in the Worcestershire countryside which ended in the contemplation of his pigs; ‘Squire Baldwin’ appeared, according to William McElwee, to be simple, straightforward, homely and above all trustworthy. MacDonald had the same task in reverse. He had to convince the nation that Labour was a responsible party, perfectly competent to take over the reins of government, and resolved to achieve in its programme of reforms within the framework of the constitution. He had also to persuade Labour itself that it was in and through Parliament that social progress could best be achieved; that the existing constitutional structure was not designed to shore up capitalism and preserve personal privilege, but was available for any party to take hold of and will the means according to its declared ends, provided it could ensure a democratically elected majority.
Both Baldwin and MacDonald were enigmatic figures to contemporaries and still are today. On Baldwin, one contemporary commented in 1926 that …
If on the memorable afternoon of August 3, 1914, anyone, looking down on the crowded benches of the House of Commons, had sought to pick out the man who would be at the helm when the storm that was about to engulf Europe was over he would not have given a thought to the member for Bewdley. … He passed for a typical backbencher, who voted as he was expected to vote and went home to dinner. A plain, undemonstrative Englishman, prosperous and unambitious, with a pleasant, humorous face, bright and rather bubolic colouring, walking with a quick, long stride that suggested one accustomed to tramping much over ploughed fields with a gun under his arm, and smoking a pipe with unremitting enjoyment. …
McElwee considers their personality traits in his book, Britain’s Locust Years, in which he tries to indicate the immensity of the problem facing these problems, characterising it as years of plenty followed by years of shortage. He raises the important question of judgement and argues that the historian must reach a ‘truer perspective’ in appreciating that the problems facing the country in 1925 were very different from those which had to be confronted in 1935 and 1945. Yet the picture still emerges in the national mind of…
… Baldwin personified by his pipe and pigs and MacDonald by his vanity, ambition and betrayal.
This popular picture, he suggests, fails to take into account the contribution each made to his own party. Both men could claim that during their periods in office they were compelled to act in ‘the national interest’. The events of 1926, in the case of Baldwin, and 1931, in the case of MacDonald, and their actions in them, could both be justified on these grounds alongside the judgements they made. Historians’ interpretations of these judgements must depend first on the available evidence and secondly on their analysis and treatment of this evidence-based on non-partisan criteria. Only then can they adduce true motives. As for the Liberals, the disastrous 1922 election was followed by a re-fusion between the two wings of the Liberal Party and they revived their fortunes somewhat in the 1923 General Election. But this was a short-lived recovery and in the 1924 election, they slumped to forty MPs, with only 17.6 per cent of the total vote. Their decline after 1924 can be seen in the electoral statistics below:
Table I: General Election Results, 1918-1929.
Table II: Liberals and the General Elections, 1918-1929.
Writing in Certain People of Importance in 1926, A. G. Gardiner suggested that the emergence of Mr Baldwin would furnish the historian with an attractive theme. … The ‘Diehards’, following the fateful Carlton Club Meeting, at which he effectively broke up the Coalition, felt that at last, they had found a hero. But in November 1923 Stanley Baldwin’s Conservative Government fell. In 1923, in the middle of the election campaign, a Cabinet colleague was asked to explain the true inwardness of his leader’s sudden and inexplicable plunge into Protection, he replied: Baldwin turned the tap on and then found that he could not turn it off. Gardiner commented by extending this metaphor:
He is always turning taps on and then found that he does not know how to stop them. And when the bath overflows outside, lights his pipe, and rejoices that he has such a fine head of water on his premises. …
The Tory’s revival of ‘Protectionism’ was an attempt to stem the tide of support for Labour by protecting the new engineering jobs which were growing rapidly in the new industrial areas of the Midlands, which were meeting the demand for new electrical goods in the home market. My own grandparents, a miner and silk-weaver campaigning for Labour from the front room of their new semi-detached house in Coventry, which served as the Party’s constituency office, used to sing the following campaign song decades later, to the tune of ‘Men of Harlech’:
Voters all of Aberavon!
Wisdom show in this election,
Don’t be misled by Protection,
Ramsay is yer man.
Ramsay, Ramsay! Shout it!
Don’t be shy about it!
On then comrades, on to glory!
It shall be told in song and story,
How we beat both Lib and Tory!
Ramsay is yer man!
In the following month’s general election (the full results of which are shown in the statistics in Table I above), the Labour Party won 191 seats to the Conservatives’ 258 and the Liberals’ 158; Margaret Bondfield was elected in Northampton with a majority of 4,306 over her Conservative opponent. She had been elected to the TUC Council in 1918 and became its chairman in 1923, shortly before she was first elected to parliament. In an outburst of local celebration her supporters, whom she described as “nearly crazy with joy”, paraded her around the town in a charabanc. She was one of the first three women—Susan Lawrence and Dorothy Jewson (pictured in the group photo below) were the others—to be elected as Labour MPs. With no party in possession of a parliamentary majority, the make-up of the next government was in doubt for some weeks until Parliament returned after the Christmas ‘recess’.
In the short-lived minority Labour government of 1924, Margaret Bondfield, seen above as Chairman of the TUC, served as parliamentary secretary in the Ministry of Labour.
The First Labour Government:
The Liberal Party’s decision not to enter a coalition with the Conservatives, and Baldwin’s unwillingness to govern without a majority, led to Ramsay MacDonald’s first minority Labour government which took office in January 1924.
The Women MPs elected to Parliament in 1923 (three were Labour)
Working-class expectations of the First Labour government were soaring high, despite its ‘absolute’ minority status and the lack of experience of its cabinet ministers. Beatrice Webb wrote in her diaries (1924-32) for 8th January:
I had hoped to have the time and the brains to give some account of the birth of the Labour Cabinet. There was a pre-natal scene – the Embryo Cabinet – in JRM’s room on Monday afternoon immediately after the defeat of the Government when the whole of the prospective Ministers were summoned to meet the future PM (who) … did not arrive until half an hour after the time – so they all chatted and introduced themselves to each other. … OnTuesday (in the first week of January), JRM submitted to the King the twenty members of the Cabinet and there was a formal meeting at 10 Downing Street that afternoon of the Ministers designate. Haldane gave useful advice about procedure: Wheatley and Tom Shaw orated somewhat, but for the most part the members were silent, and what remarks were made were businesslike. The consultation concerned the PM’s statement to Parliament. …
On Wednesday the twenty Ministers designate, in their best suits … went to Buckingham Palace to be sworn in; having been previously drilled by Hankey. Four of them came back to our weekly MP’s lunch to to meet the Swedish Minister – a great pal of ours. Uncle Arthur (Henderson) was bursting with childish joy over his H. O. seals in the red leather box which he handed round the company; Sidney was chuckling over a hitch in the solemn ceremony in which he had been right and Hankey wrong; they were all laughing over Wheatley – the revolutionary – going down on both knees and actually kissing the King’s hand; and C. P. Trevelyan was remarking that the King seemed quite incapable of saying two words to his new ministers: ‘he went through the ceremony like an automation!’
J. R. Clynes, the ex-mill-hand, Minister in the Labour Government, recalled their sense of being ‘out of place’ at the Palace:
As we stood waiting for His Majesty, amid the gold and crimson of the Palace, I could not help marvelling at the strange turn of Fortune’s wheel, which had brought MacDonald, the starveling clerk, Thomas the engine-driver, Henderson the foundry labourer and Clynes, the mill-hand to the pinnacle.
The pictures and captions above and elsewhere in this article are taken from ‘These Tremendous Years, 1918-38’, published c.1939, a ‘picture-post’ -style publication. What is interesting about this report is its references to the King’s attitude, which contrasts with that reported by Beatrice Webb, and to the Labour Ministers as ‘the Socialists’.
According to Lansbury’s biographer, Margaret Bondfield turned down the offer of a cabinet post; instead, she became parliamentary secretary to the Minister of Labour, Tom Shaw. This appointment meant that she had to give up the TUC Council chair; her decision to do so, immediately after becoming the first woman to achieve this honour, generated some criticism from other trade unionists. She later described her first months in government as “a strange adventure”. The difficulties of the economic situation would have created problems for the most experienced of governments, and the fledgeling Labour administration was quickly in difficulties. Bondfield spent much of her time abroad; in the autumn she travelled to Canada as the head of a delegation examining the problems of British immigrants, especially as related to the welfare of young children. When she returned to Britain in early October 1924, she found her government already in its final throes. On 8 October MacDonald resigned after losing a confidence vote in the House of Commons. Labour’s chances of victory in the ensuing general election were fatally compromised by the controversy surrounding the so-called Zinoviev letter, a missive purportedly sent by Grigory Zinoviev, president of the Communist International, which called on Britain’s Socialists to prepare for violent revolution:
EXECUTIVE COMMITTEE, THIRD COMMUNIST
INTERNATIONAL PRESIDIUM.
MOSCOW
September 15th 1924
To the Central Committee, British Communist Party.
DEAR COMRADES,
The time is approaching for the Parliament of England to consider the Treaty concluded between the Governments of Great Britain and the SSSR for the purpose of ratification. The fierce campaign raised by the British bourgeoisie around the question shows that the majority of the same … (is) against the Treaty.
It is indispensible to stir up the masses of the British proletariat, to bring into movement the army of unemployed proletarians. … It is imperative that the Labour Party sympathising with the Treaty should bring increased pressure to bear upon the Government and Parliament any circles in favour of ratification …
… A settlement of relations between the two countries will assist in the revolutionising of the international and British Proletariat not less than a successful rising in any of the working districts of England, as the establishment of close contact between the British and Russian proletariat, … will make it possible for us to extend and develop the propaganda and ideals of Leninism in England and the Colonies. …
From your last report it is evident that agitation propaganda in the Army is weak, in the Navy a very little better … it would be desirable to have cells in all the units of troops, particularly among those those quartered in the large centres of the Country, and also among factories working on munitions and at military store depots. …
With Communist greetings,
ZINOVIEV
President of the Presidium of the I.K.K.I.
McMANUS
Member of the Presidium
KUUSINEN
Secretary
Pictured right: The Labour leader Ramsay MacDonald, depicted in a hostile Punch cartoon. The luggage label, marked “Petrograd”, links him to Russia and communism.
The letter, published four days before polling day, generated a “Red Scare” that led to a significant swing of voters to the right, ensuring a massive Tory victory (Table I).
Margaret Bondfield lost her seat in Northampton by 971 votes. The scare demonstrated the vulnerability of the Labour Party to accusations of Communist influence and infiltration.
The Conservatives & the Coal Crisis – Class War?
Baldwin (pictured on the left above) and his Tories were duly returned to power, including Winston Churchill as Chancellor of the Exchequer. It was Churchill’s decision in 1925 to return Britain to the Gold Standard, abandoned in 1914, together with his hard-line anti-unionism displayed during the General Strike, for which his second period in office is best remembered. The decision was a monetary disaster that hit the lowest paid hardest since it devalued wages dramatically. Despite being flatly warned by the Cambridge economist Hubert Henderson that a return to gold… cannot be achieved without terrible risk of renewed trade depression and serious aggravation and of unemployment, it was actually Baldwin who told Churchill that it was the Government’s decision to do so. Churchill decided to go along with Baldwin and the Bank of England, which restored its authority over the treasury by the change. The effect of the return to the Gold Standard in 1926, as predicted by Keynes and other economists, was to make the goods and services of the most labour-intensive industries even less competitive in export markets. Prices and the numbers out of work shot up, and wages fell. In the worst-affected industries, like coal-mining and shipbuilding, unemployment was already approaching thirty per cent. In some places in the North, it reached nearly half the insured workforce. In the picture on the right above, miners are anxiously reading the news about the ‘Coal Crisis’.
Beatrice Webb first met the ‘Billy Sunday’ of the Labour Movement, as Cook was nicknamed, with George Lansbury. He was the son of a soldier, born and brought up in the barracks, then a farm-boy in Somerset when he migrated, like many others, to the booming South Wales coalfield before the First World War, a fact which was continually referred to by the Welsh-speaking Liberal élite in the Social Service movement. He had, however, passed through a fervent religious stage at the time of the great Welsh Revival, which he came out of by coming under the influence of the ‘Marxist’ Central Labour College and Noah Ablett, whom he helped to write The Miners’ Next Step, a Syndicalist programme for workers’ control of the coal industry, published in 1912. Graduating into Trade Union politics as a conscientious objector and avowed admirer of Lenin’s, he retained the look of the West country agricultural labour, with china-blue eyes and lanky yellow hair, rather than that of the ‘old Welsh collier’ so admired by the Liberals. For Webb, however, Cook was altogether a man you watch with a certain curiosity, though to her husband, Sidney, who was on the Labour Party Executive, he was rude and unpleasing in manner. However, Beatrice also judged that…
It is clear that he has no intellect and not much intelligence … an inspired idiot, drunk with his own words, dominated by his own slogans. I doubt whether he knows what he is going to say or what he has just said. It is tragic to think that this inspired idiot, coupled with poor old Herbert Smith, with his senile obstinacy, are the dominating figures in so great and powerful an organisation as the Miners’ Federation.
Walter Citrine, the TUC General Secretary in 1926, had a similarly mixed view of Cook’s speaking abilities:
In speaking, whether in private or public, he never seemed to finish his sentences. His brain raced ahead of his words. He would start out to demonstrate something or other in a logical way … but almost immediately some thought came into his mind and he completely forgot all about (his main theme) and never returned to it. He was extremely emotional and even in private conversation I have seen tears in his eyes.
The mine owners’ response to the crisis, made worse by the fact that the German minefields were back in production, was to demand wage cuts and extensions to working hours. Worried about the real possibility of a general strike, based on the Triple Alliance between the miners, dockers and railwaymen, Baldwin bribed the owners with government subsidies to postpone action until a royal commission could report on the overall problems of the industry. However, when the Samuel Commission reported in March 1926, its first of seven recommendations was a cut in wages. The response of the Miners’ Federation of Great Britain, voiced by their militant national secretary, A. J. Cook, was to set out the miner’s case in emotive terms:
Our case is simple. We ask for safety and economic security. Today up and down the coalfields the miner and his family are faced with sheer starvation. He is desperate. He will not, he cannot stand present conditions much longer. He would be a traitor to his wife and children if he did. Until he is given safety in mines, adequate compensation, hours of labour that do not make him a mere coal-getting medium, and decent living conditions, there can be no peace in the British coalfields.
Lord Birkenhead said that he thought the miners’ leaders the stupidest men he had ever met until he met the mine owners. They proved him right by locking the miners out of the pits at midnight on 30 April. The Mining Association, strongly supported by Baldwin and Churchill, stated that the mines would be closed to all those who did not accept the new conditions from 2 May 1926. The message from the owners was clear; they refused to meet with the miners’ representatives and declared that they would never again submit to national agreements but would insist on district agreements to break the power and unity of the MFGB and force down the living standards of the miners to an even lower level. The smallest reduction would be imposed on mine labourers in Scotland, eightpence farthing a day, the largest on hewers in Durham, three shillings and eightpence a day. Cook responded by declaring:
We are going to be slaves no longer and our men will starve before they accept a reduction in wages.
Above: Women and children queue outside the soup kitchen in Rotherham, Yorkshire, during the miners’ lock-out in 1926.
The Nine Days of the General Strike:
The following day, Saturday 1 May, the TUC special Conference of Executive Committees met in London and voted to call a General Strike in support of the miners by 3,653,527 votes to just under fifty thousand. As early as 26 February, the TUC had reiterated support for the miners, declaring there was to be no reduction in wages, no increase in working hours, and no interference with the principle of national agreements. In the face of the impending lockout, the special Conference had begun meeting at Farringdon Street on 29 April and continued in session until 1 May. At this conference, in a committed and passionate speech, Bevin said of the decision to strike in support of the miners …
… if every penny goes, if every asset goes, history will ultimately write up that it was a magnificent generation that was prepared to do it rather than see the miners driven down like slaves.
The TUC Memorandum called for the following trades to cease work as an when required by the General Council:
Transport, … Printing Trades including the Press, … Productive Industries, Iron and Steel, Metal, and Heavy Chemical, … Building Trade, … Electricity and Gas, … Sanitary Services, … but … With regard to hospitals, clinics, convalescent homes, sanatoria, infant welfare centres, maternity homes, nursing homes, schools … affiliated Unions (were) to take every opportunity to ensure that food, milk, medical and surgical supplies shall be efficiently provided. Also, there was to be no interference in regard to …the distribution of milk and food to the whole of the population.
Telegrams were sent out on 3 May and on the 4th more than three million workers came out on strike. The General Council issued a further statement that evening, again placing the responsibility for the ‘national crisis’ on the shoulders of the Government. It went on to try to reassure the general population of its good intentions in calling the strike:
With the people the trade unions have no quarrel. On the contrary, the unions are fighting to maintain the standard of life of the great mass of people.
The trade unions have not entered upon this struggle without counting the cost. They are assured that the trade unionists of the country, realising the justice of the cause they are called upon to support, will stand loyally by their elected leaders until the victory and an honourable peace has been won.
The need now is for loyalty, steadfastness and unity.
The General Council of the Trade Union Congress appeals to the workers to follow the instructions that have been issued by their union leaders.
Let none be disturbed by rumours or driven by panic to betray the cause.
Violence and disorder must be everywhere avoided no matter what the cause.
Stand firm and we shall win.
On the 4th, The Daily Herald published the following editorial backing the Strike:
The miners are locked out to enforce reductions of wages and an increase in hours. The Government stands behind the mineowners. It has rebuffed the Trade Union Movement’s every effort to pave the way to an honourable peace.
The renewed conversations begun on Saturday were ended abruptly in the early hours of yesterday morning, with an ultimatum from the Cabinet. Despite this, the whole Labour Movement, including the miners’ leaders, continued its efforts yesterday.
But unless a last minute change of front by the Government takes place during the night the country will today be forced, owing to the action of the Government, into an industrial struggle bigger than this country has yet seen.
In the Commons Mr Baldwin showed no sign of any receding from his attitude that negotiations could not be entered into if the General Strike order stood and unless reductions were accepted before negotiations opened.
In reply Mr J. H. Thomas declared that the responsibility for the deadlock lay with the Government and the owners, and that the Labour Movement was bound in honour to support the miners in the attacks on their standard of life.
In the following eight days, it was left to local trades unionists to form Councils of Action to control the movement of goods, disseminate information to counter government propaganda, to arrange strike payments and to organise demonstrations and activities in support of the strike. The scene in the photo above gives a strong impression of the life of a northern mining community during the strike, in which a local agitator harangues his audience, men and children in clogs, with flat caps and pigeon baskets. Most of the photographs of 1926 taken by trades unionists and Labour activists do not show the strike itself but reveal aspects of the long lone fight of the miners to survive the lock-out. We know from the written and oral sources that the nine days in May were sunny and warm across much of the country, perfect for outside communal activities. The Cardiff Strike Committee issued the following advice:
Keep smiling! Refuse to be provoked. Get into your garden. Look after the wife and kiddies. If you have not got a garden, get into the country, the parks and the playgrounds.
At Methil, in Scotland, the trades unionists reacted to the call in a highly organised manner, the Trades and Labour Council forming itself into a Council of Action with sub-committees for food and transport, information and propaganda and mobilising three cars, one hundred motorcycles and countless bicycles for its courier service. Speakers were sent out in threes, a miner, a railwayman and a docker to emphasise the spirit of unity with the miners. Later in the strike, the Council of Action added an entertainments committee and, more seriously, a Workers’ Defence Corps after some savage baton charges by the police upon the pickets. The snapshots are from Methil, one showing miners and their families waiting to hear speeches from local leaders, one man holding a bugle used to summon people from their homes. The lower photo shows three pickets arrested during disturbances at Muiredge. Deploying a sense of humour reminiscent of that of the class-conscious ‘Tommies’ in the trenches, the Kensington strike bulletin greeted Sir John Simon’s pronouncement on the legality of the Strike with the following sardonic comment:
Sir John Simon says the General Strike is illegal under an Act passed by William the Conqueror in 1066. All strikers are liable to be interned in Wormwood Scrubs. The three million strikers are advised to keep in hiding, preferably in the park behind Bangor Street, where they will not be discovered.
Throughout the country, those called upon by the TUC to stop work did so with enthusiasm and solidarity. The photograph of trades unionists marching through ‘well-heeled’ Leamington Spa (above) is typical of thousands of similar popular demonstrations of solidarity that took place throughout Britain. Though the establishment in general and Winston Churchill, in particular, feared revolution, the march of building workers and railwaymen has the air of a nineteenth-century trade union procession, like those led by Joseph Arch in the surrounding Warwickshire countryside, the carpenters and joiners parading examples of their work, window sashes and door frames, through the streets on the back of a horse-drawn wagon. The figure in the foreground, marked with an x, is E Horley, a member of the Bricklayers’ Union. It was a scene repeated in a thousand towns as meetings were held, trade union news sheets were printed daily, and Councils of Action controlled the movement of supplies, organised pickets (Bolton organised 2,280 pickets in two days) and provided entertainment and speakers.
Government plans to cope with the strike of the ‘Triple Alliance’ or for a general strike had originated in 1919. The TUC seemed unaware of the government plans to distribute supplies by road though Lloyd George claimed that Ramsay MacDonald was aware of it and even prepared to make use of it during 1924. The organisation had evolved steadily during a period of continued industrial arrest and was accelerated after ‘Red Friday’ in 1925 so that the government was not only ready to take on the miners but was looking forward to dealing the unions a massive blow. Private support for a strikebreaking force came from a body calling itself the ‘Organisation for the Maintenance of Supplies’ (OMS) under ‘top brass’ military leadership. The professional classes hastened to enrol, especially those with military commissions and experience, alongside industrialists.
Whilst the popular image of the Strike is one of the ‘Oxbridge’ undergraduates driving buses, the reality was that most of the strike-breakers were as working-class as the strikers. Churchill, however, mobilised resources as if he were fighting a war. Troops delivered food supplies; he set up the British Gazette and ran it as a government propaganda sheet (above), with more soldiers guarding the printing presses.
The armed forces were strategically stationed, armoured cars and tanks brought out for guard and escort duties. The Riot Act was read to the troops and even the artillerymen were given bayonet drill. Both food deliveries and Gazette deliveries were sometimes accompanied by tanks. Attempts to press Lord Reith’s BBC, which had begun broadcasting in 1922, to put out government bulletins, were defiantly resisted, a turning point in the fight for the corporation’s political independence.
The photograph above shows troops carrying an ammunition box into their temporary quarters at the Tower of London, where the contents of London’s gunshops were also stored during the strike.
Since 1925, the number of special constables had been increased from 98,000 to 226,000 and a special reserve was also created. This numbered fifty thousand during the strike by ‘reliable’ volunteers from the universities, the professions and by retired army officers who happily donned the blue and white armband over cricket sweaters and drew their helmets from the government stores. The photo above shows a group of swaggering polo-playing ex-officers wielding yard-long clubs and flourishing whips replete with jodhpurs. They cantered around Hyde Park in military formation. The class divisions were clearly drawn and while for the most part, the volunteers saw it as answering a patriotic call, some talked of ‘teaching the blighters a lesson’.
In a strike remarkable for a lack of violence, given all the ingredients for near civil war, it was the specials who were involved in some of the most brutal incidents during the nine days. The most dramatic incident was the semi-accidental derailment of The Flying Scotsman by a group of miners from Cramlington Lodge, but their four-hundred-yard warning enabled the engine to slow to twenty m.p.h. before it toppled off the section where they had removed a rail. Consequently, no-one was hurt, but a police investigation led to one of the miners turning King’s Evidence and his nine ‘comrades’ were arrested and given sentences of four, six and eight year’s penal servitude. On the other side, mounted specials supported the Black and Tans in an unprovoked attack on a mixed crowd in Lewes Road, Brighton, while at Bridgeton attacks by the specials on unoffending citizens led to an official protest by the Glasgow Town Council Labour Group. It was also the specials who took part in raids on trade union offices and arrested workers for selling strike bulletins; for the miners, it was a fight for survival, for the university students and their middle-aged fathers in search of glory, it was all ‘jolly good fun’.
At the height of the strike, with messages of support pouring into the TUC, the number of strikers growing and spirits high, the strike was suddenly brought to an end on 12 May. At first, trade union officials announced it as a victory, for example at a mass meeting at Gravesend. With the strike solid and growing daily and trades unions in control of many areas, its ending was similarly interpreted in hundreds of cities, towns and villages throughout the country. As the truth slowly became known, the news was received with shock and disbelief. The strike had lasted just nine days before it was called off unconditionally by the TUC General Council. The coalowners and the Conservatives had no doubt at all that it was an unconditional surrender. Certainly, J. H. Thomas’ announcement of the end of the strike seemed to one group of railwaymen listening to the ‘wireless’ to confirm this:
We heard Jimmy Thomas almost crying as he announced the terms of what we thought were surrender, and we went back with our tails between our legs to see what the bosses were going to do with us.
The next day The Daily Mail headline was ‘surrender of the revolutionaries’ and Churchill’s British Gazette led with ‘Surrender received by Premier’. The TUC had agreed to the compromise put forward by the Samuel Commission, but the embittered MFGB leadership did not and the lock-out continued for seven months (see the photo below, titled End of the Strike). The miners refused to accept the cut in wages and increase in hours demanded by the owners and the government.
The reasoning behind this decision has been argued over ever since, but, following the backlash over the ‘Zinoviev Letter’, the General Strike of 1926 demonstrated the unwillingness of even radical trade unionists to push the system too far and be seen to be acting coercively and unconstitutionally. Additionally, when the showdown came in 1926 it was not really, as The Times had dramatised it in September 1919, a fight to the finish, because industrial union power was already shifting to other sections of the economy.
From Retribution & Recrimination to ‘Recovery’ & Reconciliation, 1926-29:
After the Strike was called off, the bitter polarisation of the classes remained. There are few photographs which record the misery of victimisation that followed the ending of the strike. Courageous men in lonely country districts who had struck in twos and threes were easy victims for retribution. The railway companies were the first to act we, turning away railwaymen when they reported for work. Men with decades of loyal service were demoted, moved to posts far from home, or simply not re-engaged. The railwayman quoted above was one of these victims:
I was told within a couple of days that I had been dismissed the service – a very unusual thing, and I think that very few station masters in the Kingdom can say that they had had the sack, but that was the case with me, and I know at least two more who had the same experience.
Of those who formed the TUC deputation to Baldwin, only Ernest Bevin sought an assurance against retribution. None was given, so speaking at the end of the strike, he prophesied that thousands would be victimised as a result of this day’s work. The NUR was forced to sign a humiliating document that included the words the trade unions admit that in calling the strike they committed a wrongful act. The coalowners’ final reckoning came with the slow return to work at the end of the year. They prepared blacklists, excluding ‘militants’ from their pits, and gave them to the police at the pitheads. Some men never returned to work until 1939, following Britain’s declaration of war. Vengeful employers felt justified in these actions by the blessings they had received from the pulpits of Christian leaders, including Cardinal Bourne, the Roman Catholic Primate and Archbishop of Westminster, preaching in Westminster Cathedral on 9th May:
There is no moral justification for a General Strike of this character. It is therefore a sin against the obedience which we owe to God. … All are bound to uphold and assist the Government, which is the lawfully-constituted authority of the country and represents therefore, in its own appointed sphere, the authority of God himself.
In a period when these issues of morality, legitimacy, and constitutionalism carried great weight, and church-going was still significant among all classes, it is not wholly surprising that the TUC leaders were wary of over-reaching their power in mid-twenties’ Britain. We also need to recall that the Labour Party had a very strong tradition of pacifism, and although outbreaks of violence against people or property were rare events during the coal stoppage and the General Strike, at the time the strike was called off there would have been natural concerns among the Labour leaders about their ability to control the more militant socialists and communists active among the rank and file trades unionists. George Lansbury (pictured below) addressed some of these concerns in the context of his Christian Socialism:
One Whose life I revere and Who, I believe, is the greatest Figure in history, has put it on record: “Those who take the sword shall perish by the sword” … If mine was the only voice in this Conference, I would say in the name of the faith I hold, the belief I have that God intended us to live peaceably and quietly with one another, if some people do not allow us to do so, I am ready to stand as the early Christians did, and say, “This is our faith, this is where we stand and, if necessary, this is where we will die.”
On the other hand, the Fabian Socialist, Beatrice Webb was scathing in her assessment of what she believed the General Strike had revealed about the lack of support for revolutionary socialism among British workers:
The government has gained immense prestige in the world and the British Labour movement has made itself ridiculous. A strike which opens with a football match between police and strikers and ends nine days later with densely-packed reconciliation services at all the chapels and churches of Great Britain attended by the strikers and their families, will make the continental Socialists blaspheme. Without a shot fired or a life lost … the General Strike of 1926 has by its absurdity made the Black Friday of 1921 seem to be a red letter day of common sense. Let me add that the failure of the General Strike shows what a ‘sane’ people the British are. If only our revolutionaries would realise the hopelessness of their attempt to turn the British workman into a Red Russian …The British are hopelessly good-natured and common-sensical – to which the British workman adds pigheadedness, jealousy and stupidity. … We are all of us just good-natured stupid folk.
The Conservative government revelled in the defeat of the strike and turned to the slow crushing of the miners. They sent an official note of protest to the Soviet government, determined to stop the collection of relief money by Russian trade unionists. Neville Chamberlain instructed the authorities to tighten up on relief payments which were already at a starvation figure of five shillings for a wife and two shillings for each child. The men were precluded from Poor Relief by a law originating in 1898 in which the coalowners had brought a court action against the Guardians of Merthyr Tydfil for giving miners outdoor relief during the miners’ strike of that year. The government was now quick to insist that work was available, albeit for longer hours and less pay than that those set out in the previous agreements between the mine-owners and the mineworkers, and then insisted that the law concerning relief should be vigorously applied, even to the pit boys, aged fourteen to sixteen, who were not allowed to join a trade union. When, after months of hunger and deprivation, the miners organised a fund-raising mission to the United States, Baldwin wrote a vindictive letter to the US authorities stating that there was no dire need in the coalfields. This was at a time when Will John, MP for Rhondda West, was telling the Board of Guardians that women were now carrying their children to the communal kitchens because the children had no shoes. As the plight of the miners grew worse, the govern In July, his government announced that a bill would be passed lengthening the working day in the mines.
Four million British subjects were thus put on the rack of hunger by a Cabinet of wealthy men. They even introduced a special new law, the Board of Guardians (Default) Bill, in an attempt to rule by hunger. Despite all these measures, the miners were able to exist for nearly seven months before being driven to accept the terms of the owners. This was a story of community struggle in the face of siege conditions. Aid for the miners came from the organised Labour and trade union movement, which raised tens of thousands of pounds. Russian trade unionists collected over a million pounds. Co-ops extended credit in the form of food vouchers, gave away free bread and made long-term loans. The funds of the Miners’ Federations and the MFGB proved hopelessly inadequate in supporting the ‘striking’ men.
Meanwhile, whilst the participants in round-table talks between the unions and management, convened by the chemical industrialist Sir Alfred Mond, were meant to reintroduce a spirit of goodwill into industrial relations, the Conservative government introduced a bill to prevent any future General Strike and attempted to sever the financial link between the unions and the Labour Party. This eventually became the 1927 Trade Disputes Act made it illegal for any strike to intend to coerce the government. It also became illegal for a worker in ‘essential employment’ to commit a breach of contract; in effect, this was a return to the old law of ‘master and servant’ which had been swept away by the Employers’ and Workmen’s Act of 1875.
Unemployed miners getting coal from the Tredegar ‘patches’ in the late twenties.
The memory of 1926 became seared into the culture and folklore of mining communities as epitomised in Idris Davies’ poem, Do you remember 1926? Certainly, it marked a fracture line in Labour history, as following the lock-out, many miners abandoned the industry and looked for work in the newer industries in the Midlands and South East of England. Hundreds of thousands joined the migrant stream out of the working-class communities of Wales, the North of England and central Scotland, often taking with them their cultural traditions and institutions (see the photo montage below).
But whether they went into ‘exile’ or stayed at ‘home’, the miners were determined to use the memory of their defeat to fight back. W. P. Richardson of the Durham miners expressed their feelings:
The miners are on the bottom and have been compelled to accept dictated and unjust terms. The miners will rise again and will remember because they cannot forget. The victors of today will live to regret their unjust treatment of the miners.
Nevertheless, following its defeat at the hands of the people of Poplar, and in the spirit of class conciliation which followed the General Strike of 1926, both Conservative and Labour governments were naturally cautious in their interventions in the administration of unemployment benefit and poor relief. Although such interventions were subtle, and at times even reluctant, following on from the miners’ dispute, an alliance of the Baldwin Government, leading Civil Servants, together with advocates and adherents of the Social Service movement, had set into motion a cultural counter-revolution which was designed to re-establish their hegemony over industrial areas with large working-class populations. The wartime experience of directing labour resources, and production had given the Coalition ministers a sense of responsibility towards ex-servicemen and it had established several training centres for disabled veterans. The national Government also exercised a limited responsibility, through the Unemployment Grants Committee, together with local authorities, for public works through which the unemployed could be temporarily absorbed. Also, the wartime creation of the Ministry of Labour and a network of employment exchanges provided the means whereby a more adventurous policy could be pursued.
By the end of 1926, the training centres were turning their attention to the wider problem of unemployment, enabling the victims of industrial depression to acquire skills that would facilitate their re-entry into the labour market. Though this often meant resettlement in another area that was not the foremost purpose of the programme. In any case, the regional pattern of unemployment was only just beginning to emerge by the mid-twenties. The Director of the Birmingham Training Centre who went to Wales in 1926 to recruit members for his course was able to offer his audience very little, except lodgings at 18s a week and one free meal a day. The weekly allowance of a trainee was just 23s, and training lasted six months. The real shift in Government policy came in 1927, with Neville Chamberlain invoking his powers as Minister for Health and Local Government to curb Poplarism, under the Bill he had introduced following the General Strike. Commissioners appointed by the Government replaced those local Boards of Guardians that were considered profligate in the administration of the Poor Law.
The Lord Mayor’s fund for distressed miners report, published in ‘The Sphere’, 1929.
The Baldwin government’s second interventionist act was effected through the setting up of the Mansion House Fund in 1928, stemming from the joint appeal of the Lord Mayors of London, Newcastle and Cardiff for help in the relief of the distressed areas. This voluntary approach had, in fact, been initiated by Neville Chamberlain himself, who had written to the Lord Mayor of London in very direct terms:
Surely we cannot be satisfied to leave these unhappy people to go through the winter with only the barest necessities of life.
However, the Government itself acted in support of the voluntary effort rather than taking direct responsibility for it, and it is clear that the main objective of the action was to encourage transference away from the older industrial areas, especially through the provision of boots, clothing and train fare expenses. It was against this background that the Government then established the Industrial Transference Board the following January under the wing of the Ministry of Labour. Much of the initial funding for its work came from the Mansion House Fund. The operation of the Unemployment Grants Committee was carefully directed to conform to this strategy, under advice from the Industrial Transference Board:
As an essential condition for the growth of the will to move, nothing should be done which might tend to anchor men to their home district by holding out an illusory prospect of employment. We therefore reject as unsound policy, relief works in the depressed areas. Such schemes are temporary; at the end the situation is much as before, and the financial resources either at the Exchequer or of the Local Authorities have been drained to no permanent purpose. Grants of assistance such as those made by the Unemployment Grants Committee, which help to finance works carried out by the Local Authority in depressed areas, for the temporary employment of men in those areas, are a negation of the policy which ought in our opinion to be pursued.
As a result, the Government deliberately cut its grants for public works to the depressed areas and instead offered funds at a low rate of interest to prosperous areas on the condition that at least half the men employed on work projects would be drawn from the depressed areas. In August 1928, Baldwin himself made an appeal in the form of a circular, which was distributed throughout the prosperous areas. Every employer who could find work for DA men was asked to contact the nearest Labour Exchange, which would then send a representative to discuss the matter. However, Chamberlain expressed his disappointment over the results of this appeal later that year, and his officials became concerned that the cut-backs made in grants to local authorities for relief work in the depressed areas might lead to a serious level of disorder which would prove minatory to recent poor law policy. The following year, Winston Churchill took responsibility for drafting major sections of the Local Government Act, which reformed the Poor Law and brought about de-rating and a system of block grants. In a speech on the Bill in the Commons, he argued that it was…
… much better to bring industry back to the necessitous areas than to disperse their population, at enormous expense and waste, as if you were removing people from a plague-stricken or malarious region.
However, not for the last time, Churchill’s rhetorical turn of phrase was not appreciated by Chamberlain, who clearly saw in the Bill the means for the more careful management of local authorities, rather than as a means of equalising the effects of the low rateable values of these areas. Of course, Churchill was soon out of office, having held it for four years as Chancellor of the Exchequer, during which time he lowered pensionable age to sixty-five, introduced pensions for widows, and decreased the income-tax rate by ten per cent for the lowest earners among tax-payers.
The Prince of Wales became the Patron of the National Council of Social Services in 1928, a body established to co-ordinate the charitable work of the various charitable organisations which had grown up throughout the decade to ‘dabble’ with the problems of unemployment. That year he made an extensive tour of the depressed areas in South Wales, Tyneside, Scotland and Lancashire, where (above) he is pictured shaking hands with a worker in Middleton. He met men who had already been unemployed for years and, visibly and sincerely shaken, is reported to have said:
Some of the things I see in these gloomy, poverty stricken areas made me almost ashamed to be an Englishman. … isn’t it awful that I can do nothing for them but make them smile.
As the parliamentary year ended, the Labour Party, and in particular its women MPs, could be forgiven for believing that they had much to look forward in the final year of the Twenties. Perhaps one of the changes the ‘flappers’ might have wished to see was a less patronising attitude from the press and their male colleagues than is displayed in the following report…
British sailors march through Whitehall in July 1919 past the temporary cenotaph to commemorate the end of the war.
The main effect of the first world war was a loss on a scale that exceeded the Holocaust, together with the traumas that matched it. As many as nine million combatants from all warring nations were killed in action, at an average of over six thousand on every day of the war’s four-and-a-quarter years’ duration. It was a hell of mud, blood, barbed wire and broken bodies, as vast rows of artillery thundered tons of hot metal on to each already churned-up square metre of earth, tree and human remnant. Spectral memories of the lost men haunted the gleaming white cemeteries, memorials and shrines that sprang up, from Melbourne’s shrine of remembrance to Whitehall’s cenotaph to the battlefield graves and ossuaries at Douaumont and Thiepval. The founder of the Imperial War Graves Commission calculated that if Britain’s war dead were to have marched past Edwin Lutyens’ austere London monument, it would have taken three-and-a-half days before the rearguard trooped by. There were also fifteen million permanently blinded, crippled or maimed, as well as many others whose minds were so damaged they would never recover their equilibrium, and I have written about these survivors elsewhere.
Here I want to concentrate on the psychological torments of parents who lost sons during the conflict, wives who lost husbands, children who lost fathers and sisters who lost brothers. One of those who lost both brothers and lovers was Vera Brittain. Her first world war classic autobiography, Testament of Youth, told the story of the ‘lost generation’ wiped out in the trenches. It was first published in 1933 and remained influential in the late twentieth century, being made into an excellent BBC Television drama in the late seventies. She lost a number of her closest friends as well as her fiancé and brother in the conflict.
Testament of War – Letters of Vera Brittain & Roland Leighton:
At the heart of Testament of Youth was Vera Brittain’s own anguished love affair with Roland Leighton, the dashing best friend of her brother at Uppingham School. Their letters were published in 1998 and revealed the unbearable poignancy of their relationship. Roland’s first letter to Vera from Uppingham on 15 July 1914 demonstrates just how quickly the plans of young people changed that summer:
I cannot tell you how much I enjoyed the two days you were here… You will let me know how you have got on in your exams, won’t you? I suppose I shall not see you again until October at Oxford.
Roland Leighton
Vera replied from her parents’ home in Buxton (in Derbyshire) that she thought she had failed her Latin exam and so would not be able to go up to Oxford that autumn. On the 29th, Roland wrote back that he would not give up hoping to see her at Oxford that October unless he knew for certain that she had not passed when the results came out at the end of August. But less than a week after he wrote this letter, Britain declared war on Germany. Roland and Vera’s brother, Edward, who had been sent home early from their Officers’ Training Corps summer camp at Aldershot, attempted to find temporary commissions in the army. Roland then wrote to Vera from his mother’s home in Lowestoft on 21 August 1914:
I am feeling very chagrined and disappointed at present. I expected Edward has told you that I have been trying for a temporary commission in the Regulars. On Tuesday it only remained for me to go up for my Medical Exam. I got on very well until they stuck up a board at the end of the room and told me to read off the letters on it. . I had to be able to read at least half, but found I could not see more than the first line of large letters. The Medical Officer was extremely nice about it, … but it was of no use … PS: You may be amused to hear that I am engaged in cultivating a moustache – as an experiment.
Vera wrote back immediately to express her sympathy with him over this rejection, but felt it was for the best as he could now exercise his ‘intellectual qualities’ at Oxford; they would be of little use to him in gaining promotion in the Army. Two days later, on 27 August, she wrote again to inform him that she had, after all, passed her Latin. She was much relieved at this, as she didn’t know how she could have endured the thought of you and Edward enjoying Oxford life and myself cut out of it for another year. Roland confirmed that he was now expecting to go up so that all three of them would be at Oxford together. But on 28 September, with just ten days to go before the start of term, he wrote to tell Vera that he could no longer say confidently that he would be at Oxford after all. He stood a good chance of being accepted into the 4th Norfolks and would know definitely within the week. He wrote that:
Anyhow, I don’t think in the circumstances I could easily bring myself to endure a secluded life of scholastic vegetation. It would seem a somewhat cowardly shirking of my obvious duty. In fact if I do not get to Oxford at all, as seems possible, I shall not much regret it – except that perhaps in that I shall miss the incidental pleasure of seeing you there. Of course, all being well, I could go up after everything is over. I feel, that I am meant to take some active part in this war. It is to me a very fascinating thing – something, if often horrible, yet very enobling and very beautiful, something whose elemental reality raises it above the reach of all cold theorising. You will call me a militarist. You may be right.
Vera Brittain
Vera replied, on 1 October, that she never expected him to want to go to Oxford; conditions were now very different from those of a month previously. She didn’t know whether his feelings about war were those of a ‘militarist’ or not: She had always called herself a non-militarist, yet the raging of these elemental forces fascinated her, horribly but powerfully, as it did him. Her mixed feelings about war were complicated by her being a woman:
… whether it is noble or barbarous I am quite sure that had I been a boy I should have gone off to take part in it long ago; indeed I have wasted many moments regretting that I am a girl. Women get all the dreariness of war & none of its exhilaration.
A week later, Roland was informed that he had been approved for a commission. In her next letter to him in mid-October, Vera wrote from Somerville College that he had been right in thinking that life at Oxford would have been difficult for him as an undergraduate in war-time. She didn’t know how those there could endure not to be in khaki. Roland’s mother took rooms in London at Christmas and Vera was invited to visit before New Year. On 1 January 1915, he wrote to her, thanking her for her visit:
It has been such a delight to be with you these past two days. I think I shall always remember them in their wonderful incompleteness and unreality. When I left you I stood by the fountain in the middle of Piccadilly circus to see the New Year in. It was a glorious night, with a full moon so brightly white as to seem blue slung like an arc-lamp directly overhead. I had the feeling of extreme loneliness one is so often conscious of in a large crowd. There was very little demonstration: two Frenchmen standing up in a cab singing the Marseillaise: a few women and some soldiers behind me holding hands and softly humming ‘Auld Lang Syne’. When twelve ‘o’ clock struck there was only a little shudder among the crowd and a distant muffled cheer, and then everyone seemed to melt away again leaving me standing there with tears in my eyes and feeling absolutely wretched.
At the ‘Ides of March’, Roland went to Buxton to say his farewells. Early on the wintry morning of 19 March, Vera said goodbye to him on Buxton Station as he left on the first stage of the journey, with his regiment, to France. After crossing the Channel on 1 April, the regiment’s only immediate sign of war was a sudden flare of light along the road at night and a glimpse of a French military car rushing past, together with an occasional patrol of blue-coated cavalry. Although they could hear the distant sound of heavy artillery fire, for the time being, they were out of the danger zone.
A Voluntary Aid Detachment nurse tends to a wounded soldier
On 5 April, Vera wrote from Buxton to tell Roland that she was volunteering to help in a large hospital nearby which had been extended to admit the wounded. The Matron said that they had more work than they could manage satisfactorily so that she was glad to accept Vera’s offer. She was to serve as a voluntary aid detachment (VAD) nurse for the rest of the war. By the 11th, she had heard that they were expecting a great many wounded in the summer and would probably want all the extra nurses they could get. They would be almost sure to need her, not merely to darn socks as she had been doing, but to do the usual probationer’s work. Joking, she wrote that if he ‘must get wounded’ he should try to postpone it ’till about August’ by which time she hoped to be efficient enough to be able to look after him. By 12 April, Roland was in the trenches but wrote that there was not really much to do, just that the officers…
…have to go round now and again to see that the men are in their right places and the sentries looking out (in the daytime through periscopes). They go round every three hours or so at night as well and so don’t get much sleep. No one is allowed to take his clothes off, and so you have to scrape as much mud as possible off your boots with a bayonet, tie up each foot in a small sack to keep the mud out of your sleeping bag, and get in boots and all. You rarely have much opportunity to shave or wash properly. It is just getting dusk and the ration parties will be coming in to take the letters back with them. This letter will have been carried under fire by the time it reaches you. Good night, dear, and do not worry on my account…
May 1915 in the trenches
On 19 April, the Norfolks’ trenches in the middle of a ‘vast wood’ were shelled for some time, and they had their first man killed, shot through the head. But sitting in the sunlight while writing, facing a bank of primroses, Roland was struck by the grim contrast between the danger of war and death and thoughts of the beauty of life and love. The previous morning he had gone up to his fire trench through the sunlit wood and found the body of a dead British soldier hidden in the undergrowth a few yards from the path:
He must have been shot there during the wood fighting in the early part of the war and lain forgotten all of this time … You do not mind my telling you these gruesome things, do you? You asked me to tell you everything. It is of such things that my new life is made.
Vera wrote back affirming that she did want to be told all the gruesome things since she knew that even war would not blunt his sensibilities. She wanted his ‘new life’ to be hers to as great an extent as possible. Her now more conscious ‘feminism’ is evident in the rationale she gave for this:
Women are no longer the sheltered and protected darlings of man’s playtime, fit only for the nursery and the drawing-room – at least, no woman that you are interested in could ever be just that. Somehow I feel it makes me stronger to realise what horrors there are … Now you are in the midst of it all, do you still feel you will come through to the end?
On 29th, Roland wrote his letter just after dawn, when everything was very still. Again, he was struck by the contrast between his natural surroundings and the accompanying reminders, sometimes in dramatic interruptions, of the reality of war:
From where I am sitting I can see the sun on the clover field just behind the trenches and a stretch of white road beyond. There are birds singing in the wood on our left, and small curls of blue wood smoke from the men’s fires climbing up through the trees. One of our Machine Guns has been firing single shots every few minutes with a cold and lazy regularity that seems singularly in harmony. Everyone else except the sentries is asleep. … 7.30 am: A French biplane went up a few minutes ago and is circling round and round over the German lines. They have got two anti-aircraft guns and a Maxim trying to hit him. It is a marvellous sight. Every minute there is a rapid report like the pop of a drawn cork magnified, and a fluffy ball of cotton wool appears suddenly in the air beside him. He is turning again now, the white balls floating all around him. You think how pretty it all is – white bird, white puffs of smoke, and the brilliant blue of the sky. It is hard to realise that there is danger up there, and daring, and the calculated courage that is true heroism…
The ‘colour’ in this description also contrasts sharply with our popular images of a war fought in sepia or black-and-white. Meanwhile, on May Day morning in Oxford, Vera was up at dawn for the famous celebrations at the Magdalen tower, the choristers singing the traditional Latin hymn while turning slowly to the sun. Again, her feelings were a mixture of the appreciation of beauty and the pain of thinking how different their lives were now from what they had pictured the previous July, with both of them there enjoying the celebrations together. A week later, she wrote that her greatest object was to get this term over. She didn’t think that another term while the war was in its present condition (and you in yours) would be tolerable.
Two days later, the first man in Roland’s battalion was killed. He described to Vera the way he had been taking things out of his pockets and tying them round in his handkerchief to be sent back somewhere to someone who would see more than a torn letter, and a pencil, and a knife and a piece of shell. Soon after, Vera received a letter from one of her school friends whose brother was wounded and was then in a hospital in London. Vera’s friend wrote that there were only three officers surviving, including her brother, out of his battalion, and 159 men out of five thousand. They had had to hold their trenches while under shell fire without a single gun to help them and had watched the Germans forming up to attack them without being able to do anything. Their trenches had been taken and as he had been lying wounded he saw the Germans bayoneting his men, including several of his friends, who had also been lying wounded. Vera wondered how he would be affected by this experience.
On 21 May, Vera wrote that she had never read anything quite so terrible as the official report of the German outrages in Belgium, especially their treatment of the women and children. As a signal of how her attitudes were hardening, like those of many others in response to what we now know was anti-German propaganda, she wrote that she didn’t know how any man could read it and then not enlist, and urged Roland and everyone at the front she knew, “Once you get hold of them, do your very worst.” She also felt increasingly hostile towards some of the young men among the Whitsuntide trippers whom she witnessed ‘lounging down’ the streets of Oxford…
… smoking cigarettes with a vacant expression … and a self-satisfied smile on their faces, twirling Japanese umbrellas… and poking them at the passers-by … I can scarcely bear to look at them and think that you and such as you are enduring toil and weariness and risking death that they may remain safe, and that your task is made is made all the harder and heavier because the hero of the Japanese umbrella refrains from relinquishing it for a bayonet. No one has the right to lounge these days, not even an American…
Above & below, Lord Kitchener, Secretary of State for War
A week later, at the end of May, Vera wrote to Roland of the more than usually heated conflict… going on in the papers about the war in general and conscription in particular. Lord Northcliffe’s papers seemed to be attacking everyone in authority, especially Lord Kitchener, and the rest of the press was attacking Lord Northcliffe. It seemed…
… a dreadful state of affairs that the authorities are quarrelling among themselves at home while men who are in their hands are dying for them abroad. One begins to doubt the advisability even of the freedom of the Press.
At the beginning of June, Roland wrote to Vera of his growing disillusionment with the war after two months at the front:
I wonder if I shall still be Somewhere in Flanders when July comes, and memories of Speech Day 1914, and all that I had hoped of Oxford … It all seems so very far away now, I sometimes think that I must have exchanged my life for someone else’s.
On 6 June, he wrote again of the possibility of his getting six days’ leave in the near future. Vera wrote back that sometimes she felt that she couldn’t bear to see him again until the war was over, that the only thing she could not endure living over again the morning of March 19th on Buxton railway station, when they had said goodbye. But she knew that even a short visit from him would be worthwhile and that she was willing to pay the bitterness of death for the sweetness of life. Roland, inexplicably, ‘fell silent’ during July, and at the end of the month, Vera heard that there was a ‘faint chance’ of her getting into a large London hospital as a VAD (auxiliary nurse). The hospital was an ‘immense place’ at Camberwell (No 1 London General), established at the beginning of the war but recently extended, containing over a thousand beds. The hospital administration needed to make an increase in nursing staff as a result and to recruit more VAD staff like Vera. She was keen to transfer there as the hospital got all the wounded straight from the trenches and the VADs were needed to do all the minor dressings.
Wounded soldiers recovering in an English hospital
On 29 July, she sent Roland a volume of the poems of Rupert Brooke, whom she had regarded as the most promising poet of the younger generation. Brooke was a well-known poet before 1914 who had had his poem The Old Vicarage included in a 1912 volume of Georgian Poetry. He had enlisted in the Navy when the war broke out and fought in the unsuccessful defence of Antwerp, where the naval brigade fought as if they were soldiers. He wrote his five famous war sonnets at Rugby School during the last months of 1914 when he was home on leave. He served in the fleet that was attacking the Turkish positions in the Dardanelles, but on 23 April 1915, he died of blood poisoning on a French hospital ship of the island of Lemnos in the Aegean Sea. He was buried on top of a high hill on the Greek island of Skyros; among the burial party was Arthur Asquith, son of the Prime Minister. Brooke had not been dead long, however, before the more clear-sighted of his fellow-poets saw the limitations of the poetry that he typified. Charles Sorley expressed in one of his letters his conviction that Brooke’s sonnets had been overpraised:
He is far too obsessed with his own sacrifice, regarding the going to war of himself (and others) as a highly intense, remarkable and sacrificial exploit, whereas it is merely the conduct demanded of him (and others) by the turn of circumstances.
Arthur Graeme West, who was killed in 1917, expressed his contempt of poets who wrote such lines as ‘O happy to have lived these epic days’ and ignored the revolting appearance of the dead and dying in actual warfare. One of his own poems began with a direct attack on Brooke and his imitators:
God! how I hate you, you young cheerful men,
Whose pious poetry blossoms on your graves
As soon as you are in them.
From a literary perspective, the critic F. R. Leavis wrote that Brooke’s verse exhibited a genuine sensuousness rather like Keats’s … and something… rather like Keats’s vulgarity with a Public School accent. On the other hand, Robert Nichols, a leading Georgian poet and friend both of Brooke and Siegfried Sassoon from before 1914, was still insisting in 1943 that:
Rupert Brooke’s sonnets are full of that sensation of being gathered up. They are wonderful works of art and it is sad that they have come to be regarded by many with suspicion.
But the latter half of the war produced a second generation of young soldiers who produced very different kinds of war poetry from that of Brooke or Nichols. At the time Vera sent them to Roland she thought he would love them all … not the War Sonnets only, though they are perhaps the most beautiful. She was right, as on receiving the volume, he read it straight through. He wrote of how it made him feel that he wanted to sit down and write things himself instead of doing what he had to do as an officer there, and of how…
It stirs up all the old forgotten things, and makes me so, so angry and impatient with most of the soulless nonentities one finds around one here. I used to talk of the Beauty of War; but it is only War in the abstract that is beautiful. Modern warfare is merely a trade, and it is only a matter of taste whether one is a soldier or a greengrocer, as far as I can see. Sometimes by dint of an opportunity a single man may rise from the sordidness to a deed of beauty; but that is all.
‘No road this way’: the Germans made access very difficult for the advancing Allies.
On 15 August, Roland wrote to let Vera know that he was coming home on leave in three days’ time. He then sent a telegram arranging to meet her at St Pancras’ first-class ladies’ waiting room as soon as he could get across there from Liverpool Street Station. Roland’s leave lasted for just under a week, during which he and Vera agreed to become unofficially engaged “for three years or the duration of the War”. After spending the first night at Buxton, they travelled to Lowestoft to be with his family. As they sat alone on a cliff path, the afternoon before their departure, Roland rested his head on Vera’s shoulder for a while, and then kissed her. As she had to return to report for nursing duty in Buxton and Roland was not returning to France until the end of the week, he saw her off at St Pancras on 23 August. He kissed her goodbye and then, almost furtively, wiped his eyes with his handkerchief. Later that day, Vera wrote in her diary, I hadn’t realised until then that this quiet & self-contained person was suffering so much.
Return of the dead officer’s kit:
As the train began to move she had time to kiss him and murmur “Goodbye”. She stood by the door and watched him walk back through the crowd, not turning around. What she could see of his face was ‘set and pale’. That was the last Vera saw of Roland. His next leave was due to be at Christmas 1915, but he died on 23 December of wounds received during a night-time wire inspection a day earlier. Instead of receiving him home in person, his family were sent his ‘personal effects’ in the New Year. What follows here is are extracts from a letter written by Vera to her brother Edward on 14 January 1916 from the London hospital where she was working as a nurse. She had travelled to Brighton to visit Roland’s family:
I arrived at a very opportune, though very awful, moment. All Roland’s things had just been sent back from the front through Cox’s; they had just opened them and they were all lying on the floor. I had no idea before of the results of an officer’s death, or what the returned kit, of which so much has been written in the papers, really meant. It was terrible. Mrs Leighton and Clare were both crying as bitterly as on the day we heard of the his death, and Mr Leighton with his usual instinct was taking all the things everybody else wanted and putting them where nobody could ever find them…
These were his clothes – the clothes in which he came home from the front last time. Everything was damp and worn and simply raked with mud. And I was glad that neither of you, nor Victor, nor anyone else who may some day go to the front was there to see. If you had been you would have been overwhelmed by the horror of war without its glory. For though he had only worn those things when he was living, the smell of those clothes was the smell of graveyards and the dead. The mud of France which covered them was not ordinary mud; it had not the usual clean pure smell of earth, but it was as though it were saturated with dead bodies – dead that had been dead a long, long time. All the sepulchres and catacombs of Rome could not make me realise mortality and decay and corruption as vividly as did the smell of those clothes. I know now what he meant when he used to write of “this refuse heap of a country’ or “a trench that is nothing but a charnel-house’.
And the wonder is, not that he temporarily lost the extremest refinements of his personality as Mrs Leighton says he did, but that he ever kept any of it at all – let alone nearly the whole. He was more marvellous than even I dreamed. There was his cap, bent in and shapeless out of recognition – the soft cap he wore rakishly on the back of his head – with the badge coated thickly with mud. He must have fallen on top of it, or perhaps one of the people who fetched him trampled on it …
We discovered that the bullet was an expanding one. The hole where it went in in front – well below where the belt would have been, just below the right-hand bottom pocket of the tunic – was almost microscopic, but at the back almost exactly where his back bone would have been, there was quite a large rent. The under things he was wearing at the time have evidently had to be destroyed, but they sent back a khaki waistcoat or vest … which was dark and stiff with blood, and a pair of khaki breeches also in the same state, which had been slit open at the top by someone in a great hurry – probably the doctor in haste to get at the wound, or perhaps even by one of the men. Even the tabs of his braces were blood-stained. He must have fallen on his back, as in every case the back of his clothes was much more stained and muddy than the front.
The charnel-house smell seemed to grow stronger and stronger till it pervaded the room and obliterated everything else. Mrs Leighton said,
“Robert, take those clothes away into the kitchen, and don’t let me see them again; I must either burn or bury them. They smell of death; they are not Roland, they seem to detract from his memory and spoil his glamour”.
And indeed one could never imagine those things the same as those in which he had lived and walked. One couldn’t believe anyone alive had been in them at all. No, they were not him. After the clothes had gone we opened the window wide and felt better, but it was a long time before the smell and even the taste of them went away.
On 1 July 1916, Vera also lost her brother Edward to whom she wrote a poem in 1918 (right). In Testament of Youth, published in 1933, Vera wrote of how she felt on Armistice Day in 1918, having lost Roland, Edward and two other friends. She felt that she was already living in a different world from the one that she had known during the past four years. This new world was one in which people would be light-hearted and forgetful, their amusements would blot out political ideals and great national issues. She would have no part in that alien world because she had no-one to share it with; all those with whom she had been intimate had gone. For the first time, she realised how completely everything that had hitherto made up her life had vanished with Edward and Roland, with Victor and Geoffrey:
The War was over; a new age was beginning; but the dead were dead and would never return.
Testament of the Disillusioned Peace:
The First World War was a deep shock to every individual who experienced it personally, from poets to politicians, either directly or indirectly. It often left a lasting sense of loss with them. The war poets, like Wilfred Owen, who was killed just a week before the Armistice was signed, and Siegfried Sassoon, who survived, produced brilliant, often pathetic or vituperative, but always compelling pieces of literature on the nature of trench warfare on the western front. I have written extensively about Owen’s life, tragic death and his poetry elsewhere on this site. Sassoon (1886-1967) began the war as a patriot. Already enlisted in the Sussex Yeomanry, he broke his arm when falling from his horse; consequently, he did not go to the Front till November 1915 and until then his poetry showed much the same attitude as Brooke’s did. He joined the Royal Welch Fusiliers as a commissioned officer, and early in 1916 was sent to the First Battalion in France. He showed remarkable and rather eccentric courage. His heroic episodes in bringing back wounded from no man’s land and in capturing a trench full of Germans single-handed won him the Military Cross; these episodes were described by Robert Graves, an officer in the same regiment, in Goodbye to All That.
The war radically changed Sassoon’s approach to poetry, the romanticism of his early works replaced by muddy death, blood, cowardice and suicide. In July 1916 he was invalided home; on leave, he became a virtual pacifist. He had lost faith in the ethical cause for which the Allies were fighting, and in the strategy and tactics used by Allied generals on the Western Front. He was, therefore, the first poet to publish poetry that was openly critical of the Allies’ motives and methods in waging the war. By the spring of 1917, he was back in the front line at the Battle of Arras and was wounded in the neck. Invalided home again he adopted more dramatic methods of showing his opposition to the war. Graves persuaded Sassoon to appear before an army medical board, which sent him to a hospital for neurasthenia at Craiglockart in Scotland, where he was treated by a well-known psychiatrist, Dr W. H. R. Rivers, and where he encouraged his fellow-patient, Wilfred Owen, in writing poetry.
As the historian Henry Pelling pointed out, in 1914 the country had not been psychologically prepared for the trials it had to undergo, the appalling suffering of the trenches and the rate of casualties never previously experienced. Britain and its Empire had lost almost a million men, with twice as many wounded; this placed them fifth behind Russia, Germany, France and Austria-Hungary in a war that claimed more than thirty-five million civilian and military casualties around the world. Technology had given these powers the artillery gun and the machine-gun, and their leaders elected to kill more than sixteen million people with these weapons. In the immediate aftermath, there was a reluctance to get to grips with what had happened. In some ways, this was surprising because, for the first time ever, the ranks were filled with natural reporters. The troops who went into action at the Battle of the Somme on 1 July 1916 were mostly volunteers who had answered the appeal of Lord Kitchener. They came from every stratum of society, from the unemployed to factory hands, clerks and office workers, and on through to lawyers, doctors and landed gentry.
As John Buchan wrote in 1935, a war solves no problem but the one – which side is the stronger. In November 1918 the Allies felt that they had overthrown a great menace and arrogance. But what was to come next? It was anold assumption that some spiritual profit was assured by material loss and bodily suffering, but it was certain that the moral disorder was at least as conspicuous as the moral gain. He went on:
The passions of many millions cannot be stirred for years without leaving a hideous legacy. Human life has been shorn of its sacredness; death and misery and torture have become too familiar, the old decorums and sanctions have lost something of their power. The crust of civilisation has worn thin, and beneath can be heard the muttering of the primordial fires. … Principles, which seemed fundamental, are… weakened, and men are inclined to question the cardinal articles of their faith. …
But the chief consequence of so great a war as this was the mental and moral fatigue. Minds were relaxed and surfeited, when they were not disillusioned. They had had enough of the heroic. After the strain of the distant vision they were apt to seek the immediate advantage; after so much altruism they asked leave to attend to private interests; after their unremitting labours they claimed the right of apathy. The conundrums of peace had to be faced not only by jaded statesmen, but by listless, confused peoples. Mr Lloyd George found the right word for the malady when he described it as a “fever of anaemia.”
The situation was the more dangerous for the Allies, because the intricate business of peace should have been the work of the peoples, as they had been the architects of victory. The war was not won by the genius of the few but by the faithfulness of the many. It had been a vindication of the essential greatness of our common nature. … But the peoples seemed to stand aside, and cast the whole burden of settlement on statesmen whose shoulders were already weary. Nothing was more striking than the popular apathy about the business of peacemaking. …
Britain caught the same infection as the rest of the world. … As for youth, it shut its ears for a little to every call except the piping of pleasure. … The War was a memory to be buried. Young men back from the trenches tried to make up for the four years of natural amusement of which they had been cheated; girls, starved for years of their rights, came from dull war-work and shadowed schoolrooms determined to win back something. …
The soldiers had returned, both male and female, as the picture above of them sitting on Brighton beach in 1919 reveals. The well-known blue uniform was seen about the streets. The wounded looked cheerful in the second picture below, presumably, simply because they were alive.
The newspaper reporting of the time was factual but restrained and relatively free of ‘comment’ apart from the editorials; “morale” was all-important. The poetry of Siegfried Sassoon supplied a tiny audience what was missing from the reportage. He continued to show his distrust of England’s ‘ruling classes’ in several ways, writing Aftermath in 1920:
Have you forgotten yet? …
For the world’s events have rumbled on since those gagged days,
Like traffic checked while at the crossing of city ways:
And the haunted gap in your mind has filled with thoughts that flow
Like clouds in the lit heaven of life; and you’re a man reprieved to go,
Taking your peaceful share of Time, with joy to spare.
But the past is just the same – and war’s a bloody game …
Have you forgotten yet? …
Look down , and swear by the dead of the slain of the War that you’ll never forget.
Do you remember the dark months you held the sector at Mametz –
The nights you watched and wired and dug and piled sandbags on parapets?
Do you remember the rats; and the stench
Of corpses rotting in front of the front-line trench –
And dawn coming, dirty-white, and chill with a hopeless rain?
Do you ever stop and ask, “Is it all going to happen again?”
Do you remember that hour of din before the attack
And the anger, the blind compassion that seized and shook you then
As you peered at the doomed and haggard faces of your men?
Do you remember the stretcher-cases lurching back
With dying eyes and lolling heads – those ashen-grey
Masks of the lads who once were keen and kind and gay?
Have you forgotten yet? …
Look up, and swear by the green of the spring that you’ll never forget.
There were some undistinguished novels in the 1920s, but it was ten years before Robert Graves and Sassoon felt able to release their officer-class memoirs and before R. C. Sherriff’s Journey’s End was first performed. Sassoon became the first literary editor of the Daily Herald, the new Socialist newspaper, and his prose books such as Memoirs of an Infantry Officer implied considerable criticism of the class system. The experience scarred many, on all fronts, including the home front, in deep psychological ways.
Chapter Four: Poverty, Resistance and Reconstruction.
In May 1936, the South Wales and Monmouthshire Council of Social Service held a special ‘Conference on Transference’ at the YMCA in Barry. Up to this time, the Council had played a major role in the government’s strategy, with a number of its members being involved in both the social administration of the transference scheme for juveniles and young men and the government-sponsored voluntary work in the valleys for older men and women. Most of the prominent figures in the social administration of South Wales attended the Conference. On its second day, clear divisions emerged over the continuance of the scheme, with Rev. T. Alban Davies going so far as to call for civil disobedience to counter its operation. His argument was that the national conscience was being roused against the break-up of communities which represented the history and traditions of Wales. Aneurin Bevan, MP, also called for an end to the policy, attacking the complacent attitude of those who had set themselves up as the leadership of the Welsh Nation:
… if this problem was still viewed as complacently as it had been, this would involve the breakdown of a social, institutional and communal life peculiar to Wales. The Welsh Nation had adopted a defeatist attitude towards the policy of transference as the main measure for relief of the Distressed Areas in South Wales, but objection should be taken as there was no economic case for continuing to establish industries in the London area rather than the Rhondda.
The reason for this complacency was made apparent by one speaker who replied to Bevan by suggesting that East Monmouth had no Welsh institutions or traditions likely to be damaged by large-scale transference, as most of the people were originally immigrants who had not been absorbed into local life… Elfan Rees, Secretary to the SWMCSS, agreed that much of the population of South Wales had come from English counties, but pointed out that it was not the ‘rootless undesirables’ who were leaving:
It is not only the young, it is not only the best, it is also the Welsh who are going … if transference were repatriation it might be a different story, but it is expatriation. It is the people with the roots who are going – the unwillingness to remain idle at home – the essential qualification of the transferee again, are the qualities that mark or own indigenous population. And if this process of social despoilation goes on, South Wales of tomorrow will be peopled with a race of poverty-stricken aliens saddled with public services they haven’t the money to maintain and social institutions they haven’t the wit to run. Our soul is being destroyed and the key to our history, literature, culture thrown to the four winds.
Rees’ ‘analysis’ of the problem helps to explain why, in 1928, the ‘liberal-Cymricists’ had chosen not to oppose the Baldwin Government’s Transference policy. They had hoped that it would remove, as they saw them, the aliens who had robbed them of the loyalty of the people of the valleys. By 1936, it had become clear that become clear that the transference scheme in particular and voluntary migration, in general, had failed to discriminate in the way they had hoped it would.
Migration also had a tendency to delay marriage and to restrict parenthood. Those couples who did manage to move before starting a family often delayed doing so due to the continuing sense of insecurity they felt in their new homes. This meant that migration not only altered significantly the age structure of South Wales and the North, but also did little or nothing to counter the declining birth rates in the recipient areas, and therefore nationally, at least until the late 1940s. The decline of the nonconformist chapels also had its impact on the ability of couples to get married in their hometowns and villages. In many ways, the disestablishment of the Anglican Church in Wales in 1919 represented a high water mark for Welsh Nonconformity. A decade later its pre-eminence had been destroyed. In early 1930 a correspondent in TheTimes stated that in Cwmavon all nine nonconformist chapels were without ministers and that all marriages except one from the town had taken place in the registry office at Neath, ten miles away. This was not an isolated case. A survey into the position of the Free Churches in the Special Area was completed in 1938, showing their total debt to be in excess of forty thousand pounds. This debt swallowed al their income. While there were 1,100 chapels still active throughout the Special Area, less than half of them were able to support ordained ministers.
There was a detectable change in the Special Areas’ Commissioner’s third report of November 1936, which included an acknowledgement of the negative effects of transference upon the Special Areas and promised inducements to attract new industries. However, the Commissioner stressed the need for continuation of the Transference Policy. Malcolm Stewart warned that the establishment of industries in the Areas on an effective scale would take time. In the meantime, failure to help the youths and the younger generation of the unemployed to transfer to districts offering better opportunities would be to neglect their best interests. They must not wait about until absorbed locally. By the following November, in confirmation that the Government had accepted the priority of new industrial development and felt able at last to align itself with the new consensus, the fourth report which the new Special Areas Commissioner, George Gillett, presented to parliament, referred to the Transference Scheme in the past tense. It included a statement by Captain Geoffrey Crawshay, who had been appointed District Commissioner for the South Wales Special Area, which was a significant apology for the operation of the scheme over the previous decade:
In common with many others, one cannot but deplore a policy which has the effect of robbing Wales of her most enterprising sons and daughters as well as creating other vital problems of the future. There is consolation in the thought that those who have left are not necessarily permanently lost to Wales as I am convinced that, given an opportunity of work at home, thousands of exiles would return. This is an argument which I have used with effect in negotiating new industries.
However, the effective end of the official transference policy did not put a stop to the continued exodus of workers from South Wales, especially since the rearmament boom was swallowing up more and more labour, especially in the English Midlands. However, the construction of a new economic base was well underway in South Wales by the end of 1938, and Crawshay’s prophecy about the return of the natives was beginning, in part, to be fulfilled. Nevertheless, much of the damage to the reputation of government had already been done. Although few protestors went as far as the Welsh Nationalists in comparing its actions to those of Hitler in the Sudetenland, as just another Fascist way of murdering a small defenceless nation without going to war about it, the Transference Scheme had been an act of unprecedented government intervention which, though relieving those it removed, caused further economic depression in the communities from which they were taken. By the end of the decade of the Scheme’s operation, the government had become involved in subsidising wages, turning the Ministry of Labour into a Social Service agency which directly interfered in the personal lives of citizens, using every measure short of force to remove young people from South Wales.
The Treforest Trading Estate Co. was formed in September 1938 seventy-two firms were assisted to settle in different parts of the Special Area, including fifty-one at Treforest. Shortly before the outbreak of war, this estate was providing employment for 2,500 workers at twenty factories. At first, doubts were expressed about the suitability of Welsh labour in the new industries, with some industrialists arguing that the workers were accustomed only to heavy work and would find it too difficult to adapt themselves to the intricacies of the more delicate work demanded in the call for high precision. This problem was countered in two ways: Firstly, one skilled immigrant worker, refugees from Austria or Czechoslovakia, was employed for every twenty-five local workers, and, secondly, the majority of the local workers employed were women. By June 1939, there were only 914 men out of a workforce of 2,196 at Treforest. As in the Bridgend valleys, the new industries were beginning fundamentally to alter the gender balance of the Welsh workforce.
The people of the coalfield were not simply subjected to varying forms of economic and political intervention during the late twenties and thirties, but they were also besieged by a host of social workers who formed part of a cultural intervention which operated in tandem with the transference policy. If these communities were to be denuded of the younger element of their population, then it was also realised that something would also have to be done for the increasingly elderly elements which were left behind. Even when new industries were brought into the coalfield there were still a large number of men over forty-five who were no longer employable. Moreover, it was felt that these communities needed help to develop the ‘right sort’ of social leadership which could rescue them from ‘the slough of despond’. These were the motivations behind the social service schemes which extended their tentacles along the valleys.
The return of the National Government in 1936 led to the social service movement becoming a clearly recognised substitute for direct state intervention.The Cabinet took the decision that neither local authorities nor the central government should assume direct responsibility for welfare work for the unemployed, but that such work could be more appropriately and effectively be undertaken by private agencies with limited financial help in appropriate cases from National Funds.The Government recognised the NCSS as the appropriate body for coordinating and stimulating schemes and McDonald broadcast an appeal laying stress upon what he considered the successes already achieved at Brynmawr, as a model of what could be achieved elsewhere. This brought a strong reaction from the Urban District Council, whose clerk wrote to the PM to correct the impression he had conveyed to the nation of the nature and scale of what was taking place in their town. Sensitive to the accusation that the social service schemes were simply providing ‘dope’ for the unemployed and that they were leading them further into ‘demoralization’ by depriving them of courage and self-reliance, Peter Scott acknowledged that his group at Brynmawr had failed to achieve their ideal of reconstruction from within:
To many of us, the thought that this work was being used merely as a palliative, bread and circuses on a large-scale, would indeed be a bitter one.
But although Percy Watkins, the Secretary of the Welsh Section of the NCSS and one of the key liberal-Cymricists of the period, remained fearful of the consequences for the future of coalfield society of the absence of a new generation of leaders, he was also hopeful about the resilience of mining families:
… The effect of these two factors, migration of young people and permanent unemployment for so large a section of the community, means that the quality of social leadership in the area, and the maintenance of its social institutions in future years are gravely jeopardised, unless special efforts are made to preserve them… The fact that many thousands of men and women bend their minds to these enterprises (the occupational clubs), as well as to various forms of craft and physical training, in spite of their ever-present anxieties, is an eloquent testament to the quality of the South Wales miner…
Many of the miners themselves, however, continued to believe that the Government was using the unemployed clubs to break their spirit, and with it their own autonomous organisations such as the miners’ institutes. It was this belief that conditioned many of the responses of the coalfield communities, its families and individuals, to unemployment and impoverishment. It is therefore important that one of the major responses ‘from below’, that of voluntary migration, should not be confused with the ‘top-down’ organisation of the official Transference Scheme. The decision of the workless families themselves to organise their own ‘exodus’ rather than be broken up by officialdom, was not a response of acquiescence and defeat, but rather one of resistance to, and escape from, the web of state intervention in the coalfield. Equally, it has been too often assumed that organised resistance to intervention from within the coalfield can best be measured by the extent of demonstrations and political action. It is important to treat with extreme caution ;< the kind of stereotypical imagery and crude causal analysis of ‘propagandists’ such as Donovan Brown, writing about the 1935 demonstration against the new UAB scales:
There has always been in South Wales a tradition of militant struggle and extreme radicalism. English bourgeois standards have never penetrated deeply into the villages of the Welsh mining valleys… The village forms a perfect unit for militant organisation around the pit; there class-consciousness has arisen quite naturally… we are reminded of the Chartist days when the Welsh mining villages constituted enemy territory… poverty, and the traditional militancy of the Welsh workers, naturally produced a vigorous opposition… Ceaseless activity has also continued among the unemployed… Marches and demonstrations all over the area had previously been taking place… South Wales is ablaze with indignation.
In fact, the demonstrations against unemployment often arose out of specific local grievances, such as the operation of Government policy over the local poor-law officials on the Board of Guardians. In May 1927 there was a ‘demonstration of unemployed’ from Brynmawr against the Urban District Council’s decision to limit the age of applicants for the post of Rate collector to forty, excluding the older unemployed men from applying. They interrupted the Council meeting and forced the Councillors to reconsider the terms of the appointment. There were two further demonstrations later that summer in relation to local issues affecting the unemployed. These preceded the first of the massed marches of the unemployed to London, organised by the miners’ ‘Fed’ (SWMF). The main motivation for it arose out of the stranglehold exercised by the Ministries of Health and Labour upon the Boards of Guardians. It began from Pontypridd, where an Unemployed Organisation had been formed in September 1927, and it was well supported by the Pontypridd Trades Council.
As the depression progressed, the political energies of an increasing number of the unemployed were drained away by decreasing resources. Successful political agitation depended on the addressing of the immediate issues facing the unemployed, such as the actions of the Courts of Referees, and it was these issues which took up nearly all the time of the Trades Councils in the late 1920s as well as bringing about the growth of the National Unemployed Workers’ Movement, led by the Communist, Wal Hannington. However, there was no widespread shift towards the ideological position held by Hannington. At the General Election in October, the well-known Communist J R Campbell came fourth in the Ogmore and Garw Constituency with only eight percent of the poll, losing his deposit. Yet the October election came only a fortnight after the following report appeared in the Glamorgan Gazette:
Unemployed people, becoming more and more restive, continue to worry public bodies with their importunities. On Monday afternoon, a deputation organised by the Maesteg and Ogmore and Garw Council of Action, waited upon the Bridgend Guardians Committee… in reference to the reductions in unemployment benefit, and submitted that the difference between the old and the new rates of… benefit should be made up by the Guardians; that all unemployed workers and their families should be provided with boots, clothing and bed-clothes; that an allowance of coal be made to all unemployed workers; and that equal consideration be given to single men.
Clearly, the small but influential group of communists in the Bridgend valleys were unable to turn their role in the leadership of the unemployed into votes and immediate success in national or local elections. Yet even among supporters of the NUWM, the attitude towards transference schemes was confused. Government reports claimed that little opposition was encountered by officials, even in “Little Moscow”, Maerdy in the Rhondda, where they found that the Communists were quite happy to transfer!
In the Hunger Marches of 1932 and 1934, women had marched to London in contingents beside the men. Pictures and text from the first two marches can be seen above and below; the pictures of the 1934 march were taken of the women’s column which marched from Derby. The pictures are taken from the collection of Maud Brown, Women’s organiser of the NUWM, who herself took part in the marches and was an indefatigable champion of the jobless and the poor. On one occasion, during a tenants’ protest at a council meeting in Aberdeen, she hurled a live rat, taken from a slum dwelling, at the assembled councillors.
The photographs capture the sense of humour and comradeship which existed among the women, and in their interactions with the men. The shots of hay-box heated food being served beside the road and the first aid treatment to blistered feet demonstrate the determination of the women not to starve in silence. All the marchers were unemployed themselves, or had unemployed husbands, and depended on the good-will of local labour organisations to provide nightly accommodation during the journey. Hospitality from a Co-operative Society in providing a meal with unaccustomed waiter service is evident in a scene which pokes fun at the inversion of the roles of men and women.
Mindful of the disturbances of 1932 in the capital, the Home Secretary, Lord Gilmour, made the first attack on the hunger marchers, stating that the government will have to ask Parliament to grant such powers as experience might show to be necessary to deal with such demonstrations. Two days later, the Attorney-General, Sir Thomas Inskip, speaking at a meeting, warned of bloodshed and said the government would be bound to take steps to stop it. Petty police harassment followed the contingents all the way. At Birmingham, where the contingents spent the night in the workhouse, the police stayed with them in the sleeping quarters claiming they were there in case of fire! After they had been persuaded to withdraw at midnight, a large number of them were found hiding in a room upstairs and the superintendent pretended not to know they were there!
As the marchers drew close to London, the clamour for their suppression and restriction increased. The Duchess of Athol asked the Home Secretary if he would take suitable steps to prevent the marchers from holding meetings in Trafalgar Square. The Tyneside contingent was visited by police and five marchers were arrested for ‘wife desertion’. This action was instigated by the public assistance authorities because their wives were claiming poor relief. The men were later able to prove that their wives supported them in marching and that the authorities were merely creating difficulties. It was the attempt of the government to brand and condemn the hunger marchers before they reached London that led to a number of prominent men and women forming a committee to maintain a vigilant observation on proceedings. These included the future Labour PM, Clement Attlee, H. G. Wells, the novelist, Kingsley Martin and Ellen Wilkinson. By 23 February, the contingents were drawn up around London in readiness for their entry and reception at a great rally in Hyde Park on Sunday 25th. The Home Secretary called up ten thousand special constables and provincial police forces were drafted in to support the metropolitan force.
A delegation representing the Welsh and Scots marchers met a hundred MPs at a special meeting in the House of Commons. The March Council also requested a meeting with the premier, Ramsay MacDonald, in a letter which was also signed by the MPs Aneurin Bevan, James Maxton and Ellen Wilkinson. In the drizzle and intermittent heavy rain, the hunger marchers finally made a footsore entry to Hyde Park where an estimated hundred thousand people gathered around eight platforms to hear the speakers and pay tribute to the courage of the emissaries from the valleys, old industrial towns and docklands of Britain. The marchers didn’t succeed in putting their case to the House, despite the support of a large number of MPs and the support of Sir Herbert Samuel, leader of the Liberal opposition. Clement Attlee addressed the Commons on their behalf, however, saying:
The marchers are fair representatives of the unemployed. The injustice from which these men and women suffer is very widely known in all parts of the House and the feeling in the country is now tremendous… there is no reason why these men should be refused a hearing by the cabinet.
The marchers sent a deputation to Downing Street, led by Maxton, but MacDonald was not at home. Later on, in the Commons, the Prime Minister stated, in an angry outburst,
… has anybody who cares to come to London, either on foot or in first class carriages, the constitutional right to demand to see me, to take up my time whether I like it or not? I say he has nothing of the kind!
A great rally was held on Sunday, 3rd March in Trafalgar Square. Crowds gathered along the route from Hyde Park to the Square as the hunger marchers had a last meal from the soup kitchens and marched into the square singing “The Red Flag” (see the picture below, showing the crowd’s heads turning to greet the marchers). Dora Cox and Ceridwen Brown were among other women left Tonypandy on the 1934 March.
In 1935-36, public opinion against the principle of means testing families was at its peak. The iniquitous and petty economies of the government that brought acrimony and family division to the tables of the poor were hated by all but the Tories. Women especially bore the brunt of the bureaucratic inquisition. A family with a newborn child, claiming the appropriate allowance, would be asked is the child being breastfed? If the answer was yes, the benefit was refused. A fourteen-year-old boy might get a job as cheap labour while his father remained unemployed, the boy’s earnings were counted and the family benefit cut, for the boy was expected to maintain his father. In Merthyr Tydfil, where unemployment reached nearly sixty percent of the insured population, nine thousand people, more than seventy percent of the unemployed, were on the means test, for mass unemployment had lasted for years. Mothers went without food to feed their children while the children went without boots. In the winter months, coal was brought four pennyworth at a time as families struggled to exist on means-tested allowances. Another teenager from a means-tested family told James Hanley;
We’re on the Means Test now. Yesterday I was sitting in the kitchen when the when the man came in. It made me feel mad the way he questioned my mother. She got all fluttery and worried. , I thought she was going to run into the street. She’s not used to it… Mother is very good in spite of the conditions. It’s wives and mothers who are the real heroines. Don’t you think so?
The massive demonstrations against the 1934 Unemployment Act, which took place between January and February of 1935, were an expression of the recovery of organised Labour, especially the Miners’ Federation, and of a new and unprecedented unity within the coalfield as a whole. They were at their strongest and, at times, most violent, at the heads of the valleys, in Merthyr and the Ebbw Fach Valley, which by this time had learnt to live with long-term unemployment and had come to regard benefit and assistance payments as due by right, rather than by charity. It was in these communities that unwaged families stood to lose most through the new regulations. Nowhere was the latent resentment of state intervention more visibly expressed than in Merthyr. The women around Merthyr organised a march on the offices of the Unemployed Assistance Board (UAB) in response to a new UAB Act: they smashed the offices, despite the imprecations of the Quaker, John Dennithorne. The next day the government backed down on the introduction of the Act, signalling a major victory for the female protestors.
The nervousness which these shock waves created in government circles prompted Captain Ellis of the NCSS to warn against the Royal Visit to South Wales, planned for November 1936, the same month that as the revised code of regulations for men on transitional benefits was due to take effect. On 12 October 1936, Ellis penned the following letter to Godfrey Thomas at Buckingham Palace:
I feel bound to say first that I think the date is ill-chosen. The new UAB regulations come into force on 16th October. On the whole they tend to affect South Wales more than most places, and it is extremely likely that between 16th and 19th, which is the first day, there will be a great of demonstration against them. It seems to me that if that time is chosen for a visit of the King, the agitators will say that his visit is intended to distract attention from the regulations, and to mark by royal approval what is being done by the Ministry of Labour and other bodies. His visit will then be given something of a political significance. .. When Tom Jones saw the announcement of the date he asked me to tell you that he felt the very strongly that the King should not bed not be taken to South Wales during that week.
There was some basis in evidence for these apprehensions looking forward, as well as back to the previous year’s violent demonstrations. In August the Merthyr Unemployed Lodge had demanded that there should be a one-day strike, a march on London and a ‘monster petition’ of the whole of South Wales in the campaign against the new regulations. Later that month, the Dowlais Unemployed Lodge had decided to support the boycott of the Coronation. However, refusing to heed even the warnings of Tom Jones, Edward VIII chose to go ahead with the visit and, ironically, it was in Dowlais, during a tour of the derelict steelworks, that he made his misquoted remark, terrible, terrible, something will be done about this. This may well have been an attempt to head off the kind of criticism which Captain Ellis had predicted, rather than an attempt to embarrass the Cabinet. But this was exactly the effect it had on a government which was already questioning his position. Nevertheless, the publicity given to the King’s casual remarks did have an important impact in quickening the process of industrial redevelopment.
Meanwhile, The Jarrow Crusade which had set out from the town as its official delegation to Parliament on 5 October 1936, had more of the ethos of a religious pilgrimage about it. It was the march of the ‘breadwinners’ who had been deprived of their families’ daily bread. It was to eschew the violence of the earlier Hunger Marches, led by the National Unemployed Workers’ Movement. If it was seen as a march, it had to be the march to end all marches according to René Cutforth. He wrote that of all the black, noxious, stinking industrial hell-holes left behind by the nineteenth-century enterprise, the town of Jarrow was just about the nethermost pit. Jarrow’s population had risen to thirty-five thousand in the 1920s, but in the early thirties, a firm called ‘National Shipbuilding Security Ltd, whose speciality was buying up enterprises hit by the slump moved into Jarrow and dismantled Palmers’ Shipyard, which had been there since 1852. Deprived of its main industry, the shipyard, Jarrow demonstrated vividly the conditions prevailing in many parts of Northumberland and Durham. Jarrow depended entirely on shipbuilding for its living, therefore. With its shipyard shut, the sky cleared and the river ran through clear again. But a blight had descended on the town as to make its previous squalor seem a memory of paradise. Jarrow was dead. When the President of the Board of Trade, Walter Runciman, told its delegations that Jarrow must work out its own salvation, the townspeople knew they were indeed on their own.
So they decided on a great crusade of two hundred hand-picked men, the story of which is well-known. The Mayor and Mayoress led them for the first twelve miles. The image of the Jarrow Marchers reaching London with their petition is iconic of the period. Although the march was exclusively male in composition, it was accompanied by its well-known female MP, Ellen Wilkinson, who had written the book The Town that was Murdered two years earlier. The journalist René Cutforth described her as a small, slight, red-haired ball of fire. In 1935 she had led a march to Ramsay MacDonald in his constituency of Seaham, fifteen miles away. The cornered statesman told her, with some irony and perhaps more than a touch of sarcasm, to go out and preach Socialism, which is the only remedy for all this.
The National Government, now led by Baldwin, had nothing to say to them, so they went home by train only to be told by their wives on arrival that their dole had been cut because they had not been ‘available for work’. Ellen Wilkinson was rebuked at a Labour Party Conference for her ‘irresponsibility’ and the whole episode was closed, despite the way that so many had rallied to support them on their route to London.
The Crusade represented an attempt at self-help publicity of a group of unemployed men representing their whole community. In that sense, it was meant to be fundamentally different from the Communist-organised Hunger Marches which preceded it. Though it became the classic and legendary march, it achieved nothing, and even while it was going on, four hundred Scotsmen and women from Glasgow were marching south to join up with other contingents, from ten other cities, on the last of the national hunger marches. The largest of the great protests, this time it was a united demonstration embracing all sections of the Labour movement and focused on the changes to the Means Test and transitional benefits proposed in the National Government’s Unemployment (UAB) Bill. The organisation of the march was strengthened by the participation of the Trades Councils and the Constituency Labour Parties. This was despite the claim for direct representation of the NUWM being rejected by the Merthyr Conference against the Means Test in July 1936. In the autumn, the Trades Council also rejected a demand for Communist Party affiliation.
Nevertheless, the NUWM claimed it had no difficulty in raising a Welsh contingent of eight hundred men and women for the biggest and most united of the hunger marches against the means test in November. The public response to the marchers was magnificent. When the eight hundred marchers from South Wales reached Slough, they were greeted by a crowd of eleven thousand, for Slough had become a ‘little Wales’, peopled by those who had left the valleys over the previous decade, to find work. The Lancashire contingent was given a twelve-mile bus ride paid for by Oxford students. Hailed and fed by Trades Councils and Co-ops along the way, the hunger marchers were in good spirits for their triumphal march into the capital where a quarter of a million turned out. Thousands lined the streets with clenched fist salutes and packed around the six platforms set up in the park to hear the speeches of miners’ leaders and MPs, including Aneurin Bevan and Clement Attlee. Bevan claimed, with some justification, that,
The hunger marchers have achieved one thing. They have for the first time in the history of the Labour movement achieved a united platform. Communists, ILP’ers, Socialists, members of the Labour Party and Co-operators for the first time have joined hands together and we are not going to unclasp them.
With the autumn leaves drifting across the banners, Attlee moved the resolution:
… the scales (of unemployment benefit) are insufficient to meet the bare physical needs of the unemployed…
In his visit to South Wales in June 1929, an official at the Ministry of Labour found that parents were increasingly in favour of their boys migrating rather than working underground, despite the fact that the employment situation had improved to the point where there was a fresh demand for juvenile labour in the collieries. Another report that year revealed that boys had refused the offer of underground employment in the hope of securing employment in England. In January 1934, the Juvenile Employment Officer for Merthyr reported that of the boys due to leave school at Easter, less than seventeen percent, or one in six expressed a preference for colliery work. A quarter of the boys stated that they had no particular preference but invariably added that they did not want to work underground. By comparison, twenty-six percent wanted to enter the distributive trades and ten percent stated a preference for engineering.
A 1934 Investigation into the Problems of Juvenile Unemployment in Specific Areas by the Ministry of Labour found that there were 148 boys unemployed in areas where there were unfilled local vacancies for boys in coal mining. Although only twenty-nine of these boys had stated that they were unwilling to accept mining employment, the Report concluded that this antipathy was widespread. The shortage of boys wishing to enter coal mining was most marked in the Ferndale employment exchange area of the Rhondda, although managers of all the South Wales exchanges covered by the enquiry reported this changed attitude towards pit work. This change of attitude was shared by the boys’ parents, especially their mothers. In Abertillery, it was reported that most of the boys leaving school in 1932 were anxious to obtain employment other than mining and that their mothers were ’emphatic’ that they should not face the same hardships and unemployment as their fathers. Clearly, it was the nature of the work involved as well as its insecurity which promoted this preference which amounted to determined resistance among women. This evidence from government sources is well supported by the purely anecdotal evidence of the social ‘surveyors’. In his survey of Nantyglo and Blaina, Philip Massey reported that migration was itself playing in the broadening of the minds of the population. He detected the erosion of what he called the “coal complex”.
The American writer Eli Ginzberg found that many of those who left Wales looked forward in a spirit of adventure in settling in communities where coal mining was not the sole occupation. He traced the break-up of ‘the coal complex’ to the summer of 1926, and the freedom from the mines which the long stoppage provided. This had prompted many, he argued, to question the advantages of coal mining, a questioning which was intensified by the worsening conditions and reduced pay which followed the return to work. Women became even more prejudiced against coal mining, he noted, as a result of their suffering as household managers, and when employment became uncertain and wages fell, they sought other occupations for their sons, even if it meant them leaving not just their homes but also the valleys altogether. Many of these young men, encouraged by their mothers, were among the first significant streams of migration to the new industry towns of England, especially Cowley near Oxford, where the Pressed Steel Works was opening up at the same time. The author’s own recordings of such migrant men and women confirm this.
Migration was not simply a response to unemployment in that industry; it was, in many senses, a deliberate rejection of the industry itself. Thus, although several thousand South Wales miners succeeded in obtaining employment in the Kent coalfield and several hundred transferred to the East Midlands coalfields, in total they accounted for only two percent of the total migrants from the region. Some individuals who moved did so because they had ‘had enough’ of the mines, whether or not they were unemployed at the time. Some families, despite having members working, decided to move in order to keep younger members from working underground. Young women and even girls were allowed to leave home because their mothers didn’t want them to marry miners and many miners, despite strong pressures to return to the collieries, would not do so even when jobs were available for them there. Many of these jobs, of course, were of a temporary and insecure nature, three days and three shifts a week. Clearly, it is evident that this break-up of the ‘coal complex’ was a major push factor in the migration equation.
This was a changing attitude which found support in the school system, which had long been charged with at one time fostering a sense of local patriotism at the same time encouraging a spirit of individual enterprise, the ideal secondary pupil being one who aimed at leaving the valleys on leaving school. At the Garw Secondary School’s Annual Speech Day in 1927, Dr Olive Wheeler told her audience that she hoped the boys and girls were not going to be content to remain in the Garw Valley all their lives. ‘The Royal Commission on Merthyr Tydfil’ reported in 1935 that ‘good secondary education’ was assisting young people to find work outside the area, so helping to solve the general problem which confronted the Corporation.
Any society which, by the mid-1920s had produced the wealth of institutional life which existed in communities like Merthyr, could hardly be described as rootless, but it was a society whose institutions were already well-adapted to continual ebbs and flows in inter-regional and international migration. In addition to these patterns of immigration, there were also strong traditions of young people, especially girls, going into service in both Welsh and English cities and seaside towns. The post-war shortage in ‘domestics’ led to the advertisement pages of the Welsh press being filled with ‘propaganda’ about the prospects awaiting young girls in England. Many of the realities failed to match up to these claims, but there is little evidence to suggest that reports of poor conditions or even deaths from tuberculosis while in service restricted the flow of girls from the coalfield. Indeed, in the late twenties and early thirties, female migration was exceeding male migration.
A sample enquiry made for the New Survey of London Life and Labour reveals that about eight percent of domestic servants resident in the County of London in 1929 were born in Wales and Monmouthshire. Therefore, of the 185,000 female domestic servants in the County in 1931, there were probably more than ten thousand from South Wales. Of the 491 girls from the Rhondda who were placed in employment in other districts between 1927 and 1933, 98% went into domestic service. By comparison, only ninety-one girls were placed locally. In 1934, sixty-seven percent of girls about to leave Merthyr’s schools expressed a preference for domestic service.
Many girls would treat their employment away from home as a short-term experience, after which they would return home to play a new role in the family or to get married. This tendency was strengthened by the re-employment of the male members of the family or by the erosion of the mother’s health. The Ministry of Labour’s General Review of the Industrial Transference Scheme conducted in 1938-39 found that a significant proportion of migrants had moved simply because they wanted a change and not with any intention of settling. Young men were made aware by their sisters and girlfriends of the openings in personal service, club and hotel work which they could fill in London and elsewhere. Some were encouraged to take up industrial employment in Oxford because of fiancées, sweethearts and sisters were already working there in the colleges and hotels. Like their ‘women folk’, many of these male migrants saw their migration as a temporary, short-term experience, and left the valleys out of a sense of boredom or frustration, often with vague plans.
The desire to wriggle away from stifling official paternalismwas more likely to express itself in second-stage voluntary migration than to prompt young men and women to fall back on the Transference Scheme, a factor that James Hanley commented on:
… it is even worse for the young, for they are continually at the beck and call, the whims and caprices, of every Tom, Dick and Harry who likes to call himself a social worker or a Government official. There is no independence for them at all… the ideas of the Government on the question of Labour Camps and the like should, once and for all, prove to them that to go one step further in obeisance is to yield all they value as individuals to a power which regretfully appears to waver rather favourably towards the social type now being created in the dictator countries.
Indeed, despite all the financial inducements for young people to transfer under bureaucratic supervision, the numbers doing so were very small compared with those who moved under their own devices and, most importantly, on their own terms, in keeping with traditions of migration common within their communities. To have accepted dependence on the state would, for many, have been an acceptance of their own ‘demoralization’. The purpose of migration was, after all, to escape from what Hanley described as this mass of degradation, and the stink of charity in one’s nostrils everywhere.
In any case, in the case of juvenile transference, many of the placements were in ‘blind alley’ jobs, from which employers would discharge workers as soon as they reached sixteen years of age, which was when insurability commenced. This threw juveniles back into the labour market at the time when formative employment was most desirable from a psychological point of view so that the employer could avoid paying their insurance costs. In 1937, Merthyr’s Juvenile Employment Committee reported that it had had difficulty in recruiting errand boys, and that although some of the vacancies were ‘progressive’ and not of the “blind alley” type, boys were reluctant to apply, knowing that many of their friends had been discharged on their sixteenth or eighteenth birthdays. Under the UAB regulations, these boys were under the same weekly sum they had worked for. Of course, these conditions applied to all placements, whether local or far away. Thus, “blind alley” employment also acted as a catalyst to migration in anticipation of being made redundant, as the following personal story shows. Haydn Roberts’ decision, which he kept secret from his mother, to bid ‘farewell’ to the Rhondda in 1932, just before his sixteenth birthday, was one which was repeated many times over:
My money would have been the only money coming into the house, apart from my father’s dole. I carried on working at the butchers until I was sixteen, a couple of years… a chap I knew, Emrys Davies, had gone to London the year before and he was coming back with plenty of money, or he said he had, and he said he could get me a job. It was the custom down home then to employ children until they were sixteen and when they had to start paying stamps for them they would get somebody else you see, so that was looming for me when I was sixteen. Seeing all the other people out of work, and there was nothing in the Rhondda for us, there was no chance of a trade, I decided to go. I didn’t tell my mother, I just saved up the fare. The red and white was starting a daily night service to London. The fare was fourteen shillings single to Uxbridge then. I saved that money and before Morgan Jones had the chance to sack me I told my mother that I was off that night to London.
At the same time, there were many obstacles to migration which stemmed from the nature of family life in the coalfield. Married men with dependents and those who owned their own houses, were far less likely to transfer. In addition, men and women lacking either youth or the necessary self-confidence to settle among strangers and Welsh-speakers who would find themselves in an even more ‘alien’ environment in England would be reluctant to leave their valley neighbourhoods.
However, despite the deliberate intervention of the Baldwin Government in 1927 to ensure that the Guardians did not provide relief which would provide a disincentive to migration, it does not appear that either unemployment benefit or public assistance operated in this way. In the first place, many families and individuals experienced a significant drop in income as a result of either short-term working or more permanent stoppages in the coal industry. This decline was even more marked when compared with the standard of living in the ‘prosperity’ of the immediate post-war period. Even in 1937, by which time the administration of Unemployment Benefit and the UAB had changed substantially, a Ministry of Labour enquiry focusing on four employment exchanges in the Rhondda found that only one of the managers considered that rates of benefit or assistance had any impact on the willingness of juveniles and their parents to consider transfer. The other three managers reported that they did not consider this factor of importance in stemming the tide of transference.
Where state provision for the unemployed did act as a disincentive to migration, this was often related to the specific operation of policy rather than to the general level of the provision. For instance, while the means test often broke up families in the depressed areas, it also prevented their reunion in the more prosperous areas. Parents were reluctant to follow their sons and daughters because they feared, not without justification, that if they joined their earning children, their public assistance would be reduced and they would become at least partially dependent upon their children. By the 1930s, the Unemployment Assistance Board was under considerable pressure to amend its policy in this respect and found itself having to make discretionary adjustments to allowances in order to remove this obstacle.
It was the innate conservatism in many mining families, particularly among older men, that led to contradictory attitudes to transference and migration among the parents of prospective young migrants and transferees. On the whole, they were far more willing for their daughters to be placed in other districts than their sons, provided employment took the form of domestic or institutional service. The idea of girls being placed in factory work was described as anathema to the average Rhondda mother by the chief official to the Minister of Labour, J A Jones, in the mid-1930s. The idea was barely more acceptable to the girls themselves, whose reluctance to take up this form of employment was attributed to their entire inability to visualise the conditions of work and what they would do in the evenings. Out of 256 Merthyr girls who were placed in other districts between 1935 and 1937, only nineteen went into some form of factory employment. On the other hand, as the transference policy continued, and more information was provided for parents concerning the nature of factory work, they were more willing for both their daughters and sons to be transferred to this type of work. Mothers in particular, as has been noted, would rather their sons went into factory work elsewhere, than to go into the collieries.
Much of this parental opposition to transference was determined not only by a prejudice against factory work for their daughters but also by the strength of the extended family and by a consequent reluctance to relinquish parental control. Whilst it had been accepted practice for girls within the family to go into service, though often no further than to the coastal towns and cities, it was considered usual for the male members to remain in the home until marriage, which often meant well into adulthood. This tradition was so strong that many young men only told their parents of their decision to leave at the moment of departure, or after all their plans had been carefully laid, and some left without parental consent or knowledge. Others preferred to remain at home, even if this meant prolonged unemployment and the postponement or abandonment of marriage; some men remained in this state for sixteen years after leaving school.
The Ministry of Labour official who visited the coalfield in June 1929 reported that unemployed boys in Neath were being kept away from the instruction centres by their parents who feared they would be forced into transferring. Parents in Blaina were said to give their consent to transference ‘unreadily’ due to the strength of ‘family feeling’ and the loss of potential financial help. Of the sixty-eight Blaina boys placed in the South Eastern Division, seventeen had returned home, a ‘returnees’ rate’ of twenty-five percent. This ‘family feeling’ was a far more significant obstacle in the communities of the South Wales coalfield than it was in those of the Durham coalfield, according to the Pilgrim Trust’s Survey, which contrasted the attitudes of sixteen families in Crook with those in the Rhondda:
None of them complained, and several said how proud they were that the children should have found good employment and be earning good wages… “It’s been a great success with the boy and girl, but I’ll not go myself (colliery horse-keeper, aged fifty-seven). … All these were families of a decidedly good type, and it is plain that the better social types are also, on the whole, more ready to move… It was a striking contrast to the atmosphere in Wales, where many complained that they had brought up their children with much trouble and expense and now, when they might reasonably expect some ‘benefit’ from them, they were going away and benefiting their landlady rather than their parents.
This resentment was also apparent in the responses of Massey’s interviewees in Blaina, many of whom complained of the break-up of family life and of other areas benefiting from the upbringing they had given their children and from the local public expenditure on them in terms of education. Massey also encountered the attitude that transference gave ‘the kids a chance’ and was ‘the only hope for the young’. Many respondents admitted that those transferred seemed ‘fairly happy’, since they were able to pay their own way, and it seemed that a number of the families were grateful to receive the money which was sent home. The truth is that the ‘Crook’ attitudes and those from the Rhondda were not universally polar opposites. There existed a spectrum of family attitudes to transference in both communities. Many parents were caught on the horns of a dilemma of whether to accept transference with its demoralising effects in terms of their values of family unity and solidarity, or whether to resist this form of intervention which in turn might mean their children falling prey to means test bureaucrats and social workers instead. The following response from one of Hanley’s witnesses provides a direct illustration of this dilemma:
I’ve a lad seventeen who did eighteen months in the pit. He stopped the same day as I did. He wants to go to one of these camps, and I say nothing in the matter. If he goes everybody’ll say “oh, look at him! His son’s gone to a labour camp”. If he doesn’t, somebody else will say, “No, he won’t let his son go. Rather see him rot”… You really don’t belong to yourself any more.”
It appears that the more fundamental the challenge to family life posed by the Transference Scheme the greater was the resistance from families closing ranks in a determination to stay put at whatever the cost, or through a parallel evolution of kinship networks which conducted the entire process of migration on a wholly autonomous basis. Family migration was conducted, in the main, without the help of the state, though financial assistance was available for this. In those cases where the parents were considering following juvenile or adult sons or daughters to a new area, they often felt constrained by the need to maintain two homes while looking for work and suitable housing in the new areas. The prospect of paying rent in two places, combined with a lack of tenure in his new employment for the older man, militated against successful migration.
Moreover, as Goronwy Daniel, then a young Welsh research student in Oxford pointed out, men who had lived in South Wales married and had children there, were more in the grip of Welsh ways of thinking and acting than single men since they had experienced more extensively and more intimately those ways of living characteristic of Wales. They had absorbed Welsh ways of bringing up children and maintaining a home and would, therefore, find the movement to an alien district more disturbing. Daniel concluded that economic, social and psychological factors made men with large families far less ready to move than those with few or no dependents. Given this, it is interesting to note that although young, single men were dominant in the migration streams, family migration was far more significant in the case of South Wales than it was for other depressed areas. The nature of Welsh family life would appear to have both stemmed and channelled the flow of migrants.
Within this ‘family factor’, attachment to the Welsh language in coalfield families was an important prohibitive factor to migration. Certainly, among Daniel’s interviewees, there was a detectable correlation between their allegiance to the language and their potential adaptability to a new environment. One Welsh-speaking family, whose ‘head’ had been employed in a mine near Neath until migration to Oxford in 1934, and which comprised four sons aged between thirteen and twenty-one and a daughter aged twenty-two, expressed with unanimity the sense of loss they felt at being unable to use the language and their strong desire to return to Wales. Professor Marquand of Cardiff University, the chief author and editor of the two Industrial Surveys of the 1930s was correct to identify the strength of ‘family feeling’, the strength of institutional life and the sense of ‘belonging’, the extensiveness of home ownership and the problem of declining health as major obstacles to migration, whether voluntary or state-induced and controlled. Attachment to the Welsh language was less inhibiting in the decade following his original statement in 1931, particularly among young people, male and female, who were already embracing a broader, transatlantic popular culture.
Naturally, the issues of wages and conditions were also of primary practical importance to many coalfield families. Gwyn Meara’s 1936 survey of juvenile unemployment showed that the ‘the juveniles’ will to move and the parents’ consent, would be very much easier to obtain if wages were offered sufficient for the full support of the boys or girls concerned. All too often the transferred juvenile became an additional drain upon the financial resources of a family already hard pressed at home. Resistance was reinforced by the appearance that Transference was the only policy adopted by successive, mainly conservative governments, to deal with large-scale, long-term unemployment. Many in the coalfield, led by the recovering SWMF, felt that there was a deliberate conspiracy to lower wages, undermine the strength of trade unions and weaken its true political leadership. As early as 1929, officials within the Ministry of Labour were noting that these opinions were more freely expressed throughout South Wales than in other depressed areas:
My impression is that the north country miner is much slower to express his own ideas than the more argumentative Welsh miner who is disposed to criticise the inadequacy, from his point of view, of the Government Schemes.
Although the basis for widespread public opposition existed in 1929, it was not until the late 1930s that the disparate strands of opposition were galvanised by an awareness of the social effects of a decade of migration and by the possibilities for the introduction of new industries. The chapels began to frighten mothers about the evils of city life, tradesmen suggested that although one might find a job in England there would be little gained, because the cost of living was so much higher: Trades Councils, always uneasy about the dilution of wages, began to oppose the transference of juveniles; the Lord Mayor of Merthyr, D J Evans, stated categorically that the flow of young people from this borough to other parts of the country, the steady movement of depopulation must be checked, and soon.
The authors of the ‘General Review’ of the Transference Scheme were in little doubt that this publicity, which appeared in the Western Mail and elsewhere, had some adverse effect on the willingness of a number of applicants to consider transference to more prosperous areas. This was not simply a government view, looking for scapegoats, but was supported by A J Lush:
The constant reiteration in press and pulpit of the dangers to the social life of South Wales by migration made it possible for many of these young persons to quote eminent authority against the whole policy. This made it extremely difficult to stress the value of ‘training’ itself.
One of the most significant obstacles to both transference and voluntary migration was the widespread ill-health bred by poverty and malnutrition. The statistical evidence on the effects on women’s health was fully investigated by and published by Richard Titmuss in 1938, and have been dealt with above. The poverty of diet endured by many potential young transferees, many of them already forced to live away from their parental home due to the operation of the means test, is revealed by James Hanley’s more anecdotal evidence:
It has already been seen that young people who have left Wales and gone elsewhere and have got work and gone into lodgings, have vomited up whatever first wholesome meal they have had served up to them by their landladies. I verified five instances of this.
Other important obstacles were the strength of trade union traditions, a deep-seated resentment of official and quasi-official intervention and a broadening communal opposition to the Transference policy. More negatively, there was, at least until the introduction of new industries in the second half of the thirties, a widespread antipathy to factory work, especially among women, though a preference for such work over colliery work by young men, both attitudes receiving parental support, especially from mothers. Specific aspects of the levels and administration of unemployment benefit and allowances, together with the emergence of a subsistence sub-economy within the coalfield also played a significant though secondary role, in preventing migration.
Between 1911 and 1939, the working population of Britain increased by twenty percent. In peacetime women formed thirty percent of this working population; most of them were young, single women, but towards the end of the period, married women tended to continue at work, at least until the birth of their first child. For some working women, like those in the photograph above, very little changed in their working lives. The photograph could have been taken at the end of the nineteenth century, in any of the coalfields, since there were pit-brow lasses in all of them at that time. Perhaps surprisingly, there were still well over three thousand women employed in coal mines in Britain in 1930, 239 under the age of sixteen, and more than half of the total employed in the Lancashire and Cheshire districts where the tradition of women colliery workers was strongest. They worked on the sidings, tramways and, as in the photo, in washing and sorting the coal. There were sixteen mines in operation in Wigan when the photo above was taken and it is believed that the scene is from the largest of these, owned by the Wigan Coal Corporation Limited.
Above: Unemployed man and daughter (?) in Wigan, 11 November 1939
(Radio Times Hulton Picture Library)
Of course, Wigan was made ‘infamous’ by George Orwell’s visit there in 1937, which led to his somewhat fictionalised account of the lives of the local unemployed in The Road to Wigan Pier. Orwell provides the historian with an invaluable, if somewhat emotive picture of conditions in the depressed area. However, as he himself admitted later, he emphasised the worst rather than the improving features of British Society and his picture, therefore, gives the most pessimistic view of northern English communities like Wigan. In particular, he graphically describes the operation of the means test and the real character of poverty, based on his own experiences and fieldwork. Yet there is also a sense of working-class resistance and resilience alongside the ironic comments in his account and, as with those visitors to the South Wales coalfield, he emphasises the role of women and the family in this:
The most cruel and evil effect of the Means Test is the way in which it breaks up families… Nevertheless, in spite of the frightful extent of unemployment, it is a fact that poverty – extreme poverty – is less in evidence in the industrial North than it is in London. Everything is poorer and shabbier, there are fewer motor-cars and fewer well-dressed people: but there are also fewer people who are obviously destitute… But in the industrial towns the old communal way of life has not yet broken up, tradition is still strong and almost everyone has a family – potentially… Moreover, there is just this to be said for the unemployment regulations, that they do not discourage people from marrying. A man and wife on twenty-three shillings a week are not far from the starvation line, but they can make a home of sorts; they are vastly better off than a single man on fifteen shillings…
Above: Part of the cover design for Theo Baker’s book,
The Long March of Everyman, by Ken Carroll.
Bibliography:
Andy Chandler (1982), The Black Death on Wheels: Unemployment and Migration – The Experience of Interwar South Wales in Papers in Modern Welsh History 1 (the Journal of the Modern Wales Unit), Cardiff: University of Wales Press.
A. J. Chandler (1988), The Re-making of a Working Class: Migration from the South Wales Coalfield to the New Industry Areas of the Midlands. Unpublished PhD. Thesis.
Theo Baker (ed.)(1975), The Long March of Everyman. Harmondsworth: Penguin.
Bill Jones (1993), Teyrnas y Glo/ Coal’s Domain. Cardiff: National Museum of Wales.
John Gorman (1980), To Build Jerusalem: A Photographic Remembrance of British Working Class Life, 1875-1950. London: Scorpion Publications.
Gwyn Thomas (1979), The Subsidence Factor; The Annual Gwyn Jones Lecture. Cardiff: University College Cardiff Press.
Picture Post (?) (1938), These Tremendous Years, 1919-38: A History in photographs of life and events, big and little, in Britain and the world since the war. London. Unknown publisher.
D. Hywel Davies (1983), The Welsh Nationalist Party, 1925-1945: A Call to Nationhood. Cardiff: University of Wales Press.
René Cutforth (1976), A Portrait of the Thirties: Later Than We Thought. Newton Abbott: David & Charles (Publishers) Limited.
Margaret R. Pitt (neé Wates) (1981), Our Unemployed: Can the Past Teach the Present? Work done with the unemployed in the 1920’s and 1930’s. Harrow: Margaret R. Pitt. (obtainable from Friends Book Centre, Friends House, Euston Road, London NW1 2BJ).
Chapter One: The Brambles of Poverty in a Distressed Area.
‘Women’s History’ in Britain has too often been viewed through the prism of ‘Great Men’s History’ by emphasising the roles of well-known individuals rather than focusing on the everyday lives of the masses of working-class women and their families. This is sometimes blamed on the lack of sources with which to describe and analyse these lives, but women and women’s experiences and ‘issues’ were by no means overlooked in the social documents of the inter-war period. In fact, given the pace of change in both working-class life in general and the lives of women in particular, which was of particular concern to social investigators, there is a wealth of relatively unused primary source material of both quantitative and qualitative types. At the time, it took almost a decade before their social surveys to break through the fog of denial which emanated from Neville Chamberlain’s Ministry of Health:
Our observations did not disclose any widespread manifestation of impaired health which could be attributed to insufficiency of nourishment. In this view we are confirmed by the opinions of the medical practitioners who have the best opportunities of watching the physical condition of families.
Although women had won the vote in 1928 on the same basis as men, the struggle of working-class women for better rights and conditions in the home, at work and in society was, in many respects, still in its infancy. Much was expected from the first majority Labour government which came to power at the beginning of 1929 under the leadership of Ramsay MacDonald as Prime Minister. The photograph above, taken by Arthur Lovegrove in Reading in 1929, shows a group of women supporters of The Daily Herald, which became an important campaigning mouthpiece for the Labour movement throughout the years of financial crisis and economic depression which followed in the 1930s. The experience of mass unemployment and widespread poverty in Britain reached into all areas of Britain, including relatively prosperous towns such as Reading, but it was in the older industrial areas of South Wales and the North-East of England where it was most protracted, leaving a lasting legacy of bitterness as well as a determination to fight back by the working-class communities located in these ‘distressed’ areas. But though they were particularly dense and piercing in places, the ‘brambles’ of poverty did not grow evenly throughout the depressed coalfields of Britain in the 1930s. They did not even grow evenly in the same street, in the same terrace, and neither did they ensnare one individual or family in quite the same way or to the same degree as the next. They grew at different rates in differing places. This diversity of growth has much to do with the nature of the places in which they grew.
It is therefore imperative that historians should move away from the contemporary, stereotypical images left behind by propagandists, investigators and politicians and seek out how working-class communities were defining and redefining themselves during the period. It is necessary to examine the intricate cultural and institutional web of coalfield societies before judgement can be made about the relationships between impoverishment and demoralisation. Considerable evidence has already been advanced that, during the early part of the century, coalfield society developed its own autonomous culture alongside the received one, a culture which rejected values that did not stem from the community’s own sense of economic and social solidarity. This alternative culture reached its zenith during the 1926 lock-out, and, despite the impact of the depression, there was tangible continuity in its institutional life over the succeeding decade.
This alternative culture was allied to a revolutionary counter-culture in other parts of Britain, including London, and increasing involved women. The picture below shows The Women’s Red Army marching through East London to Epping Forest, 1928. This is a rare shot of the LLX, the women’s section of the Labour League of Ex-servicemen. The women and some men, about two hundred in all, had assembled at Gardiner’s Corner in the East End and marched through Mile End, Bow and Stratford, held a rousing meeting at Leytonstone and continued onwards to Epping Forest, closely followed by plainclothes officers of the Special Branch.
On practising their marching in a forest glade, an urgent message produced the arrival by car of the Commissioner of Police who accused them of performing military movements. Apparently, they succeeded in convincing him that they were only practising their marching in readiness for May Day and the police withdrew, leaving the ‘red army’ to dance on the greensward and make their way back by bus, having been forbidden to march.The uniform was first seen in public on Sunday 11 March 1928 when thirty-five women, led by Mrs J R Campbell, marched into Trafalgar Square for an International Women’s Day meeting and took up a position on the plinth, along with the speakers who included A J Cook, Marjorie Pollitt, Beth Turner and Hanna Ludewig from Germany. The uniform was officially described as a fawn coloured blouse and serviceable short skirt, stockings to match, flat-heeled brown walking shoes, khaki berets, red tie and regulation armbands. An official Communist Party pamphlet described the LLX as having ‘guarded the plinth’ and it would seem that they and the uniformed men drew their inspiration from the Workers’ Guard in Germany where the Red Front Fighters numbered some three hundred thousand.
The picture below shows the Prince of Wales on his extensive tour of the depressed areas in South Wales, Tyneside, Scotland and Lancashire, where he is shown shaking hands with a worker at Middleton. He met families who had been unwaged for years and seemed sincerely and visibly shaken by their plight. He is reported to have said,
Some of the things I see in these gloomy, poverty-stricken areas made me almost ashamed to be an Englishman… isn’t it awful that I can do nothing for them but make them smile?
Eight years later, after his accession to the throne, he made his noted second tour of South Wales and witnessed the effects of a decade of ‘the slump’ in the Rhondda and Monmouthshire valleys. After being shown the derelict steelworks at Dowlais, that once provided employment for nine thousand, he uttered the words that are remembered to this day as something must be done to find them work, though others have argued that his words were more direct, and specifically aimed at the government ministers who travelled with him, something will be done.The young MP for Ebbw Vale, Aneurin Bevan, was furious at the whole event, however…
To organise an expedition to Wales as if it were an unknown, barbarous and distant land, much in the same way as you might go the Congo was an outrage.
He said that the king was being used to mask persecution and that Ernest Brown, the Minister of Labour who accompanied the king, was the instrument of that persecution. He declined a suggestion that he should meet Edward VIII at Rhymney, saying:
I cannot associate myself with a visit that would appear to support the notion that private charity has made, or could ever make, a contribution of any value to the solution of the problem of South Wales.
In 1938, the authors of a Review of thedecade-long Industrial Transference Scheme (1938) suggested that it was ‘the clan spirit’ found in the depressed areas of South Wales and northern England which continued to represent the major source of political opposition to National Government policy towards them. The Review characterised these areas as small, self-contained communities in which most of the residents are known to each other and cited their geographical position as a major factor in the intensification of ‘parochialism’. Coalfield ‘communities’ were defined in negative terms by politicians and government inquirers; they were no longer ‘real’ communities with a proper social leadership provided by a resident, benevolent middle class. Neither did they any longer serve any useful economic purpose, but were infamous for their industrial militancy before the world war, and for the obduracy of the miners’ leaders in 1926.
Many of the national voluntary agencies shared these negative stereotypes of the coalfield communities, although their social investigators managed to produce, both in print and on film, a generally softer image than the official one, showing far greater sensitivity to their plight without wallowing in sentimentality. Nonetheless, some of them set about their task as if they were embarking on an anthropological expedition, to echo Bevan’s condemnation of Edward VIII’s 1936 tour of South Wales. The editor of the journal Fact, prefacing Philip Massey’s Portrait of a Mining Town, asserted the need for an attempt to survey typical corners of Britain as truthfully and penetratingly as if our investigators had been inspecting an African village. He stated that, like African villages, mining communities are isolated and relatively easy to study and went on to make the dubious assertion that they were so cut off from the neighbouring townships like Cardiff and Newport that in the latter a ‘collier’ was regarded as a sort of strange being.
Many of the philanthropists of the 1930s used this image of isolation to justify their concept of social service ‘settlements’ in the valleys, as a means by which the ‘outlook’ of the communities might be ‘broadened’. They were attempting to infuse their middle-class notions of ‘citizenship’ of a wider community extending beyond the boundaries of the valley. The Pilgrim Trust Annual Report for 1936 described each valley as being a self-contained community with its own traditions accustomed to leading its own life in isolation from its neighbours. Stereotypes such as these had as much to do with the projection of an image for specific ends as with reflecting the reality of coalfield communities, no matter how sympathetic the process and product of the investigations might appear. Thus Hilda Jennings, the author of the 1934 book, Brynmawr: A Study of a Distressed Area wrote in a similar vein,
The small town or village environment is predominant. Mining communities, often separated from each other by a bleak stretch of moor or mountain, and dependent on one industry, naturally have a distinctive character. Local attachments are strong, family connections widespread, and modes of thought remarkably homogenous. There are few if any wealthy or leisured inhabitants, and the children of teacher, shopkeeper, and miner attend the same elementary and county schools. Men, women, and children, are so intimately known to their fellows that their doings are invested with a personal interest which gives warmth, colour and drama to day-to-day events. The influence of public opinion and local tradition is correspondingly strong.
Hilda Jennings’ book consisted of a detailed, ground-breaking survey of the coalfield towns on the northern, Breconshire edge of the south Wales coalfield. This most ‘untypical’ coalfield community had been stranded like a beached Leviathan by the receding tide of the coal industry well before the miners’ six-month lock-out of 1926 and the ‘slump’ of the late 1920s. Her survey was conducted in co-operation with the Coalfields Distress Committee of the Religious Society of Friends (Quakers) and South Wales and Monmouthshire Council of Social Service (SWMCSS). It first led its readers, not into a Miners’ Institute full of unemployed men, but into the bedroom of a terraced collier’s house:
In one of the older streets containing a large proportion of back-to-back houses with very small, airless rooms, little access to sun, and leaking roof and walls oozing with damp as many as seventeen cases (of consumption) were notified from the twenty-nine houses in the street… In one such case one of the two small bedrooms was given up to a dying girl, while the father and mother and six children crowded into the second bedroom and living room (used also as a bedroom). It is not to be wondered at that two other children contracted the disease, and that two out of three infected children died within two years.
This tragic tale needs no literary embellishment and is a narrative which is typical not just of the older mining towns at the heads of the valleys, with their high rates of home-ownership among once-prosperous workers, but across the steam-coal valleys from Nantyglo in Monmouthshire to Neath and the Swansea Valleys. The ‘Brynmawr Experiment’ was started by Quakers but was not run by them. To understand the problems of Brynmawr Peter Scott, with others, decided to have a comprehensive social survey undertaken. Scott had served since 1926 the Society of Friends as Field Officer for the Society’s relief work in South Wales. In November 1926, Horace Fleming reported to the Society’s Coalfields Distress Committee on the possibilities which the work in the Rhondda had opened up:
… It seems clear that the spirit expressed in and being kept vigorous by the mens’ and womens’ groups, is the living root on which an educational movement may be grafted… Being cul-de-sacs, the mental ventilation of the valleys is poor, with the result that the inhabitants are much more self-centred than non-valley dwellers. This movement (the National Council of Labour Colleges) with its condemnation of existing economic conditions and its doctrine of class war, has spread with remarkable rapidity throughout South Wales… To a people who, for generations, have been dependent on the spoken word, the clergy’s failure has meant the demagogue’s gain. Nor is this surprising, when it is remembered that the only advocacy, with rare exceptions, of a new world heard in these valleys, was that of the Marxist, even though his new world was only to be entered through war… the present defeat is being traced to the theories of the extremists…
Fleming added that this tide of criticism was beginning to undermine the NCLC and that the Quakers could grasp the opportunity to address the educational needs of adults who were conscious of the failings both of the chapels and the communists. There was, he felt, a desire for a more constructive approach than that offered by the NCLC. The strategy proposed was that ‘a fluid movement’ should be built upon the foundations of the existing groups. Such a movement would not be dependent on bricks and mortar but would flow into the Miners’ Institutes and the chapels. A more sympathetic organisation could follow later, but the immediate priority was to provide a fellowship wider than sect, party or class.
The Quakers who settled in Brynmawr eighteen months later had similar concerns. In the summer of 1928, Peter and Lilian Scott, together with a number of other single male and female ‘Friends’ had gone to the Welsh coalfields due to their concern for the unemployed. They had held Quaker meetings for worship standing in groups in the marketplaces and street corners in the towns and villages they visited, starting in Abertillery, trying to give spiritual comfort and fellowship to the people among whom they lodged, the local unemployed, by first getting to know them and their problems. One of the Quaker women remembered the puzzled reaction of local people to their meetings, which appeared to be so different to their own nonconformist religious services, dominated by male preachers, deacons and hymn-singing:
These open air meetings were held under conditions very different from today. There was little wheeled traffic: the few bicycles and carts made very little noise and motor-cars were rarely seen. In every street, but particularly in market squares and on street corners, there were men in typical ‘miners’ squat’, unemployed and with no money for recreation, just talking, or silent.
During the morning the group of Friends would decide where to hold their meetings and would go to perhaps two places to advertise them, one for the afternoon and one for the evening. Advertising was done mainly by chalking the on pavements, with an occasional handbill in some prominent place.
At the time agreed, the group of Friends, usually six or eight,… would gather standing in silence. The men around would watch, unmoving, until someone spoke. Then by ones and twos the men would get up and gather round to hear what we said, and if held by the speaker would move in closer until there was quite a crowd.
The messages given were mainly concerned with the presence of that of God in each of us, of the love of God for us all, and with the love we should bear to one another in all circumstances. These meetings might be illustrated by a gospel reading, a prayer, a story of early Friends, a personal experience: all the things one might expect in any Quaker meeting… at the end of the meeting men would come to one or another to ask questions – why were we doing this and who were we anyway?
Occasionally there was a hostile reaction. On one such occasion the men crowded around threateningly, interrupting the meeting. ‘Who were we to come talking like this? What did we know of unemployment and the conditions under which they were living, why didn’t we dosomething for them?
At Brynmawr, the Quakers faced a challenge from trade union leaders and other local people who also told them, You say you want to help us: prove you mean what you say; stay here and do something for us. So that is what they did. Peter went back to Friends’ House in London and said food and clothes were vital, so Joan Fry from the Coalfields Distress Committee went to Brynmawr and later addressed a public meeting at Golders Green. Brynmawr was a good place to start for a project which, from the start, was concerned with the unemployment ‘black-spots’, by contrast with the earlier ‘settlements’ in the Rhondda. The coal seams were nearer the surface on these northern ridges, and the coal on this higher ground had been mined in ‘levels’ for a century and a half so that they were practically worked out. The deeper, more modern mines further down the valleys were still working, albeit on ‘short-time’ and to keep the pits from flooding. However, they had enough labour in the colliery villages close by, so the heads-of-the-valleys towns had higher levels of long-term unemployment. Those in work were mostly bank clerks, ministers of religion, policemen, shopkeepers and teachers.
Peter Scott was a utopian visionary and his experiment, from the start, was of a different nature to that of the Maes-yr-Haf settlement. He was more interested in the social and economic reconstruction of the town than in the concept of an educational settlement. Nevertheless, both projects were species of the same desire, one which they shared with the liberal-Cymricists, of promoting unifying spiritual values above the interests of the working classes. Both experiments opened up important channels of communication into a crisis-ridden society. The Baldwin Government and its civil servants viewed the approach of the winter of 1928-9 with some trepidation. The Mansion House Fund had begun to deal with the immediate need for relief as well as aiding the work of the newly established Industrial Transference Board. However, they also began to realise that longer-term measures were required to deal with the problems of ‘demoralisation’ and their perceptions of the real threat of social disorder. To the middle-class social workers, many of them Quakers or Oxford graduates, ‘demoralisation’ meant not just the psychological effects of impoverishment, but also the extent to which the workless in these communities would espouse ‘desperate remedies’ in response to their condition, and uphold loyalty to ‘class’ above that to a broader ‘community’ and sense of ‘citizenship’.
Later in 1928, Peter and Lilian made their home in Brynmawr, where they were joined by a few others moved by a similar compassion to share in the life of a suffering community. Disillusioned as so many were at that period with the existing social and economic order and inspired by a Utopian vision, the Scotts concluded that it was just in those areas where the breakdown of the old order was most complete that there lay the greatest opportunity for the creation of a better one. Margaret Wates arrived in Brynmawr from London at the beginning of December 1928, having joined the Society of Friends at the beginning of the year. She was full of youthful enthusiasm and idealistic socialism.
She was put in charge of the Relief & Service Centre as relief was reluctantly regarded by both government and the social service agencies as an unfortunate necessity in the winter of 1928-29. She was supported by local women, most of whom were twice her age. An empty shop in the main street, Beaufort Street, was adapted for the purpose, to which second-hand clothing came pouring in. She recalled that all her local helpers were neatly dressed, not just Mrs Price, the local policeman’s wife, who was regarded as comfortably off, but also the wives of the unemployed miners. It seemed to her that the Welsh women were more tastefully and neatly dressed than their English counterparts. They would also clean, brush and put away their husbands’ Sunday clothes on Mondays so that they were ready to be worn the following Sunday. Their working clothes also looked cleaner, now they no longer had to go underground. In these ways, married couples were able to keep up a veneer of respectability and to cover up their poverty. She discovered later that they stitched paper together to make extra bedding for themselves.
Margaret was also responsible for placing girls in service, almost the only work available for women at the time. A few men and boys were also placed through Worthing Friends (the town was twinned with Brynmawr through the Mansion House Fund), and other Quakers helped to find employment in other areas, but most of these returned to Brynmawr in the end. Margaret was particularly involved in the work with women, helping organise them into self-help sewing groups in neighbouring places. It was easier for the outside volunteer workers to get hold of premises and get people to work together, as they were trusted not to have an “axe to grind”. They had gifts of material and sewing machines to help these groups establish themselves. She ran a playgroup once a week for the families of the poorest children in the district, who lived in shacks on the hillside. The idea came to her on one of her evening walks “up the mountain” and saw the pathetic settlements, made of bits and pieces. She talked to the women, who struggled to look after their children in sickness, but discovered that they were, in some ways, better off than the unemployed miners with homes to maintain that they couldn’t afford to keep or sell, or rents that they couldn’t afford. The “tent dwellers” at least had a home of their own, however primitive, each with a little fire.
Margaret Wates had a secretary, Marion Richards, who was younger than her, who called her by her Christian name, which was unusual in professional relations at that time but was the kind of relationship that the Quakers wanted to encourage. The local people were very loyal to the local chapels otherwise and showed little interest in meetings for worship or Quaker business methods. Marion Richards was the youngest of a large family whose men were colliers, her father unemployed. They were heavily involved in local politics and she later became a County Councillor. She helped Hilda Jennings with the Survey. Jennings was an Oxford graduate and a well-qualified and tactful social worker as well as an experienced leader of local committees. Although not a Quaker herself, she shared Peter Scott’s outlook on many things, and he gave her a free hand with her work. The book, published in 1934, was subtitled A Study of a Distressed Area and was said to be a classic of its kind. She later became the admired, loved and respected Warden of Bristol University Settlement, where she worked for twenty years.
The survey was different from the other social surveys done by trained social workers, as it was done by local people themselves. All sections of the Brynmawr community took part in this self-study, in order to understand the long-term effects of unemployment on many aspects of the town. There were two hundred volunteers involved in the Survey Committee which became ‘the Community House’, work starting in the attic. It was divided into eight sub-committees dealing with Commerce, Education, Health and Housing, Industry, Municipal Services, Population and Transport. These were led by people with a professional interest in a special area, chosen not elected. However, the Trade Unions and the Labour Party refused to co-operate with the survey, as they felt their dignity and authority had been undermined; they considered themselves to be the truly representative body since they had been elected. Two models of democracy were in open conflict, and it was a conflict which could not be resolved easily. This was, however, more of a loss to both the Urban District Council and the Miners’ Federation than to the survey itself.
Hilda Jennings insisted on using Quaker business methods, refusing to take votes on difficult issues, although this inevitably slowed down the processes of investigation and the overall progress of the survey. She was undaunted in her belief also in the educational value of conducting the survey by these means, helping to develop open-mindedness and raising people above sectional interests, since pooling experience enriched the common life. The community should raise itself to a higher level because it aimed to give the fullest life to everyone. It could and it wished to work with the elected bodies: this would benefit all, and help to create a more inclusive and harmonious society.
The idealism applied to the means by which the survey was conducted is evident in the ends, the text of the survey. The evidence it presents is both quantitative and qualitative, especially when dealing with family life. Although other surveys of the unemployed contain moving references to the lives of women, they tend to regard their roles as secondary, or adjunctive, to those of both employed and unemployed men. In the Brynmawr Survey, full details are given of how the mothers in these families were the first to suffer privation, and so became dispirited, debilitated and apathetic. The school children had free school meals and free milk provided for them, and there was milk given at the infant welfare clinics. But family relationships were strained. The diet was poor, even when the miner was working, and for those unemployed, it mostly consisted of tea, bread and margarine, with some meat and vegetables on Sundays. Men’s health suffered as a result, making them unemployable and destroying their self-respect, so that women would increasingly ‘go without’ in order to maintain these factors in their husbands in particular, but also in their adult sons, if they still lived at home and were unemployed, as was most likely the case in Brynmawr.
It was difficult for miners of any age to settle in other forms of work elsewhere, as they could only become labourers and unskilled factory workers. They were very proud of the crafts of the collier, timberman, fireman, haulier, etc. They were also proud of their dangerous and manly occupation. They resented having to take work as labourers, road-menders and gardeners, even though such work often required great physical strength, if not the same level of skill as that of a collier. Some work was available in the English coalfields after the General Strike, and some Welsh colliers were prepared to uproot their entire family in order to take it, but from the end of 1929, the trade depression took away much of this demand in, for example, the industrial towns of the English Midlands which had been expanding in the 1920s. When relative prosperity returned to these areas in 1934, most of the available jobs were in unskilled engineering, especially in the automotive industries. Some families moved to cities like Oxford, Coventry and Birmingham, but most of those who continued to leave the coalfields were single men, or at least childless. For the older family men, it was often too late.
The Welsh collier also had very strong roots in his locality and in his loyalty to his family and the wider human relationships within solidly working-class communities. Jennings’ Survey revealed this to be nowhere more the case than in Brynmawr. In addition, the climate at the top of the valley meant that the houses were continually damp. The houses were also older than in many colliery villages further down the valleys. Many were over a hundred years old and in a deplorable condition, unable to give protection from the frequent heavy rains and gales. Walls oozed with damp so that rheumatism, influenza and bronchitis were common complaints. There were 93 back-to-back houses of which there were seventeen cases of tuberculosis in 29 houses. Some unemployed families took lodgers in order to boost family income, but, as most houses had only two bedrooms, this created overcrowding, despite there being a large number of empty houses in the town which their owners couldn’t afford to sell or let.
One Brynmawr volunteer remembered visiting a house near the town centre with the living room, as was traditional, opening directly off the street: it had a tea-chest as a table and some boxes to sit on and was miserable-looking beyond belief. Many of these houses had shared yards and toilets, and rarely had gardens, so their occupants were unable to improve their diet by growing fresh food unless they had access to an allotment. Yet family pride meant that with local traditions of polished brass hangers and black leading inside and colour washing outside, plus the need to keep the fire burning day and night, mainly using coal dust, these homes seemed more weathertight and snug than they were in reality.
Moreover, as there were no collieries in Brynmawr, just the ‘levels’ cut into the hillsides, this meant that there were no colliery companies and therefore no company houses available for miners to rent, or as “tied houses” in Brynmawr. There was a Council-run housing estate as well as some more modern, bigger hoses that miners had built for themselves in more prosperous times. If a family owned or expected to inherit a house, they would, therefore, be far less willing to move away to find work. Some unemployed house owners had to mortgage their houses before they could claim poor relief, later known as Unemployment Assistance, which was all that the long-term unemployed could claim after using up the insured benefits they were entitled to. The Council tenants who were unemployed had also been allowed to accumulate very large rent arrears. Since these could not be collected, the Urban District Council, already deeply in debt due to the local poor rate system, could not afford to repair these houses, thus adding to the general dilapidation and deterioration of the housing stock.
By 1928, as Margaret Wates recalled, there were already youths of eighteen who had never worked, having left school four years earlier. They went about in groups up the mountain, or out in the streets after dark, as they did not want to be seen in their shabby clothes. She knew a mother and daughter who shared one pair of shoes so they could not go out together. One family of ten members had two cups between them, so the children were always late for school! When savings were exhausted there was nothing left for sickness or replacements, or even to do repairs.
The Brynmawr experiment, under the dynamic leadership of Peter Scott, maintained a certain independence in its operation. Scott insisted that anything done must spring from the community and not be imposed from the outside. His determination that the work should not be controlled by any outside committee led him into direct conflict with the Friends’ Coalfield Distress Committee to the extent that, at the end of 1929, he severed his connection with the official Quaker undertakings in the area, thereafter working independently with a group of volunteers. In December, a general town’s meeting was called, chaired by the local MP, with two thousand people in the hall. The rather emotional approach taken by Scott’s group alienated the hard-headed trades unionists, but it was successful in rallying several hundred people of different backgrounds to volunteer to community service over a period of three years, including hard manual work. Significant opposition to this was raised by some unemployed on the basis that the only commodity they had for sale was their labour. They did not want to surrender this right and ruin their chances of future employment, or of losing their dole if they did voluntary work.
A compromise was agreed that the unemployed miners would always be deemed available for, and thereby genuinely seeking work as far as the employment exchanges were concerned. Nevertheless, the Labour Party and the Miners’ Federation continued to shun the scheme. They insisted that all labour should be paid for at trade union rates. They were also suspicious of a group of English Quakers with middle-class backgrounds interfering in the town, even if they supplied help that was desperately needed. Thus, the claim that the work at Brynmawr sprang from the community was not borne out by reality. The cautious welcome which Brynmawr had initially given to the Scotts’ activities soon waned and his group’s relationship with the local community deteriorated. The newcomers were never fully integrated into the town’s civic life and, as a result, the Quakers became known, disparagingly, as ‘the BQs’ – ‘the Bloody Quakers’!
Soon after the big meeting, and despite the ostracism of voluntary workers, their wives and children, a small group of local men started work on a piece of land near the railway station, converting it into a garden, and planting trees on a nearby ‘tip’. The men slept in the two large empty rooms above a shop, while the women shared another large building. They had meals on site – the food was plain, plentiful and cheap. Local women helped with the cooking as well as with the laundry, mending, cleaning and first aid, in addition to doing colour washing and gardening.There were also men’s and women’s clubs. By 1936 these were ‘vigorous’ and would have expanded had they had more accommodation. The men repaired furniture, tapped boots, made bows and arrows for an archery range, and wove scarves. The men did not make much use of the boot repairing and carpentry facilities, but the women’s club had seventy-five members and joined the Federation of Women’s Institutes and the Townswomen’s Guild. Needlework and foreign language courses were started in 1931. The women made leather gloves and other useful and ornamental things. There was also a demand for cookery classes, including food values. The keep-fit classes were crowded out.
In January 1934 some of the group around the Scotts formed themselves into ‘An Order of friends’, choosing to dedicate themselves to the new community of their vision, as expressed in Jennings’ book, published the same year. Thereafter all the Scotts’ undertakings were carried on in the name of ‘An Order’, though in fact its members never had more than a nominal responsibility for its administration. The most successful efforts made were in the two new industries of furniture and bootmaking. These conformed to the accepted pattern of industrial life and were more readily tolerated by local people on that account. Subsistence Production, the largest, most costly and most visionary of Scott’s undertakings, diverged too far from the current industrial mores to be readily accepted. The theory which lay behind it stemmed from J W Scott (no relation to Peter), a Professor of Philosophy at University College Cardiff, who in the 1920s had worked out an elaborate theory for producing and distributing goods as far as possible free from the constraints of the monetary system. He had envisaged groups of men, each working at his own trade without wages, producing goods for exchange within the group.
The Welsh tradition of spontaneous community singing, Gymanfa Ganu, was also revived. Brynmawr and the heads-of-the-valleys towns were usually more culturally, if not linguistically Welsh, than the anglicised colliery towns further down the valleys where many English ‘immigrants’ had settled. There ‘Welshness’ was based on the surviving Welsh-medium chapels founded by the earlier Welsh immigrants. Margaret Wates remembered one old lady who gave Welsh lessons to the English volunteers at the Centre using her Welsh Bible. For many of the older women, their lives outside the home, when time allowed, continued to revolve around the chapels, whether services and activities were in Welsh or English. Many men had long-since abandoned the chapels in favour of the Workmen’s Institutes, built earlier in the century. Since membership of these was based mainly on colliery employment, the institutes had been built in colliery villages, rather than in the heads-of-the-valley towns. Their activities were almost exclusively male until well into the 1930s, and in this respect, they were slow to adapt to the impact of mass unemployment on the social lives of men and women. On the other side of the northern outcrop, Resolven Institute near Neath was one of the first to allow women access to certain ‘new’ activities, as one local woman recalled:
In Resolven now there was a reading room, you see. There was a lot of debating. You could say that the Reading Room was the House of Commons of the village. And I remember the first wireless coming. It came to the Reading Room. And women were allowed to listen to the wireless for the first time. It was a very important evening!
The new clubs were, therefore, had a more immediate practical purpose for women than for their unemployed men, since the latter were able to maintain their access to the local Miners’ Institutes through continuing to pay their subscriptions to the Miners’ Federation, which set up Unemployed ‘Lodges’ in parallel to those for miners still in work. Women were also more receptive to the new cooperative ideas than men, however. Nearly all the men over forty-five in Brynmawr had been unemployed since 1921. They were more regular volunteer workers than the younger men but regarded the Subsistence Production Society (SPS) as second best. Faith in Socialism as a Utopian form of Christianity, if not Marxist Communism, was almost universal. They had a strong family life and were resigned to lower standards of living, but they were opposed to the means test, and to irregular working hours and differentials in wages. Their outlook was set in the industrial unionism of the pre-1914 years, and these traditions were fiercely maintained among them. They distrusted “An Order of Friends” and the SPS, which they regarded as they did any other large industrial undertaking, as fundamentally capitalist and therefore automatically opposed to the interests of labour. At the same time, it was not quite real, but a pastime, so they were not prepared to work so intensively on it. The principles behind the scheme were either not understood or not trusted by many of the older men. To those behind the SPS, they meant benefiting people according to their needs.
The women, by contrast, wanted the cheap milk and other necessities provided by the SPS. The opposition of the men lessened as time went on, but few were interested in creating a new order of society through the schemes, as Jennings and the Quakers advocated. Other groups, not just the Communists, the trades unions and the Labour Party were opposed to the SPS, but even the Co-ops and the and the shopkeepers, who were also fearful of the involvement of government. A Viennese psychologist, Dr Marie Jahoda, concluded (after a four-month local sojourn and study of the Cwmavon Scheme in 1937/38) that while the SPS was ‘a valiant experiment’ and ‘a heroic attempt to tackle a problem at the right point’, it was doomed to failure because the leaders’ eyes were blinded by their glorious mirage of the future to the extent that they were unable to see the numerous pitfalls of interference from outside the normal development of the community.
Marie Jahoda noted that the scheme could never surpass the limits of charity. In the absence of a sufficient number of idealists from other social classes who would resign voluntarily the advantages offered to them by their privileged position, it was necessary to employ technical staff at normal rates of pay. As long as this remained the case it was not possible, she argued, for the organisers to preach the necessary idealism and to create a common ‘ideology’ within the scheme while maintaining a standard of living high above that of the members. Without this community of interest there was no chance of making the experiment fully successful; without paternalistic supervision, there was no chance of making it work at all. Nevertheless, she concluded, the SPS was small enough to be understood in its general operation by every member and big enough to provide an insight into various social processes and a comparison with normal social life:
The colliery system with its problem of export trade and finance, extending over the whole world, is far too complicated to allow the average miner to understand its working; the family unit or a handicraft job is too small for the same purpose in the modern world. The amount of collective social experience represented by the membership of the SPS is one of the main positive effects.
This was no doubt why Dai Payton of Nantyglo, an unemployed miner, and his wife Phoebe, who had a fine family of eight children themselves, remained sympathetic contributors to the Brynmawr schemes. Margaret Wates came to know the family well during and after her brief sojourn in Brynmawr and the Eastern Valley:
They lived in a company room at Nantyglo with one bedroom and one living room, no ‘parlour’. This one-up-one-down had a spiral staircase joining the two rooms, which was dangerous for their small children. They had a ‘longish’ yard in front of the house with a gate to the main road through a low front wall. Next to this was the coal-shed and toilet!
Just inside the front door was flimsy wooden partition with a shallow stone sink beside it. They had a blackleaded oven which went under the stone stairs and was also used for drying the wood. The fire was kept going with a few lumps of coal to the front and dust to the back, carefully flattened, where the teapot could be kept warm. The fire irons were kept polished. I think there was a good-size table, a few upright chairs and boxes.
I visited Phoebe when she was ill, and found there were two double beds and an upright wooden chair… there was a cheap curtain between the beds, but it was very Spartan. Phoebe’s parents lived at the back of them, so some of the children slept in their house…
… every morning they had toast and margarine, and tea with condensed milk: on Easter Sunday they had half an egg each and fresh milk, which wasn’t bottled, but scooped out of the milkman’s churn on wheels. For tea on Sundays they had rice pudding. On Friday they had four faggots and sixpence worth of peas for dinner – “it was delicious”. On Sundays some of them had dandelion pop or nettle pop, a sort of home-made wine. The family never went hungry.
The children had school dinners, after the forms had been filled in about earnings, etc.: these were called “feedings”, and they had a half-pint of bottled milk a day at school. The school attendance officer… would call at the house if a child had been away from school for only two days.
Dai always gave his wife his unopened pay packet. She would buy his tobacco, pay his bus fare and his union subscription, and might give him tuppence to go into the welfare ground to watch a match. She would be responsible for paying the doctor when necessary…
Dai and Phoebe had been given a striking clock as a wedding present, which must have been the only thing of any value they possessed.
There was a traditional “Grace”… before meals, that was sung to a Welsh tune… remembered in 1930:
O Lord have mercy upon us
And keep us all alive;
There’s round the table nine of us
And food enough for five.
Dai and Phoebe were exceptionally strong people, working so hard to ensure that their family survived under such difficult conditions. Despite all their best efforts, one of the children did not survive, however, a little sister who died at the age of four. Phoebe seems, in some ways, to correspond to the image of the ‘Welsh Mam’ that recent historians have become somewhat obsessed with, based on Richard Llewellyn’s 1939 novel, How Green Was My Valley:
As soon as the whistle went they (the women) put chairs outside their front doors ans sat here waiting till the men came up the Hill and home. Then as the men came up to their front doors they threw their wages, sovereign by sovereign, into the shining laps, fathers first and sons or lodgers in a line behind. My mother often had forty of them, with my father and five brothers working.
This image is not exclusive to the south Wales valleys, however. It was a regular practice in mining families throughout Britain for the woman to collect the wages of the men, before they were given back their beer and tobacco money. At Binley, near Coventry, if the men went to the pub on the way home, the children in the house would be sent out to intercept them and bring home the sovereigns. This practice continued into the 1940s. Neither did women scrub their husbands’ backs, which were generally left coal-black in order to harden against conditions underground. What perhaps typified the ‘Welsh Mam’ as compared with miners’ wives in other coalfields was that they never worked outside the home, except as shopkeepers, whereas in Coventry many women did shifts in textile factories, working around their husbands’ shifts and depending on whether sons were also miners. In Coventry, they usually became car-workers and engineers in the 1930s.
The ‘Mam’ was, of course, primarily a wife and a mother, clean and pious, and had the responsibility in and for the home. She was certainly as prevalent in other depressed areas where industrial work outside the home was essentially the province of men. By the end of the thirties, this pattern was beginning to change among the younger generations, especially at the southern end of the valleys, but in the heads-of-the-valleys, it remained the same throughout the thirties. Here, it was women like Phoebe Payton of Nantyglo who continued to scrimp and go without.
As Gwyn A Williams and Dierdre Beddoe have pointed out, although aspects of the portrait of the ‘Welsh Mam’ were dominant in coalfield communities into the inter-war period, the image was essentially a nineteenth-century creation. In Wales, there was nothing really comparable to the industrial out-work done in domestic settings across the West Midlands of England by weavers, chain and nail-makers. Moreover, the British middle-classes were alarmed by the Chartist demonstrations and uprisings of 1831-51 into thinking that there might be a revolution, similar to those which had happened in France, in Britain. One of the chief ways that the middle-class sought to bring about stability was through the strengthening of the idea and role of the family. They advocated a bourgeois view of the family: male breadwinner, dependent ‘domesticated’ wife and dependent children. It was this version of the family that the middle class wished to impose upon the working classes and which working-class families came to aspire to: the dependent wife was to become the symbol of working-class male success. This message about the woman’s role was essentially domestic was trumpeted from the pulpit and reinforced by religious tracts, poems, magazines, paintings, prints and manuals of behaviour for women.
One of the myths which emerged from this stereotypical image which mining women aspired to conform to was that women and men had equal power and that, with the onset of male unemployment, women became the dominant power in unwaged households. The handing over of the sovereigns to the wife is often cited as evidence for this, but this act also involved the passing over of the burden of managing the household. Women’s authority was entirely limited to the private, domestic sphere. Not until the end of 1928 were working-class women able to exercise the vote in parliamentary elections on the same basis as men, but even then very few had access to the public sphere of politics. Besides this, they still had no control over their bodies and its reproductive functions. Miners were oppressed by coal-owners and poverty. Their wives were doubly oppressed by poverty and patriarchy. As one woman said, we were slaves because they were slaves to the coal-owners.
Of course, this does not mean that all miners treated their wives badly, either physically or psychologically, whether in work or out of it. Neither did they consciously ‘enslave’ them. If anything, there is a sense in the evidence that unemployment often brought about a more equal relationship between husband and wife. On the other hand, the poverty it brought often placed great strains on the household, and men, by their own admission, sometimes took out their frustrations and loss of personal pride on their wives. Dai Payton worked at the level at Coalbrooke Vale for the SPS. A Brynmawr resident had transferred the lease of the level, a mile from Brynmawr, which supplied work for forty older men for eighteen months. After twelve months the management was handed over to the men, but in 1931 the Miners’ Federation called a strike, so the co-operative was also asked to join the strike, although they were both workers and owners. If they had agreed, they might have ruined the small enterprise, since they had not yet established if the plans of the old workings there had been correct. When they refused, they were called “blacklegs” and “traitors”, showing how difficult it was for co-operative ventures and trades unions to work together. The unemployed miners overcame all the technical difficulties, but the coal seam did not yield as much as was expected, though the group struggled on with courage and patience. By 1934, Dai Payton, together with a ‘butty’, made a success of it for a time, until nature forced them to retire. The unemployed were forced accustomed to going up “the mountain” to get a sack of coal, which they would bring back long distances on their backs. Working cooperatively decreased unnecessary physical strain, enabling the group to achieve a more rational way of working as well as running a successful if small, industrial enterprise for some years.
The Brynmawr Experiment was an attempt, unique in Britain, to encourage a whole community afflicted by desperate levels of unemployment, averaging 75% throughout the period 1928-38, to fight back on a number of fronts, tapping an entire range of resources, from the enterprise of volunteers to social service agencies and central government. The national network provided by the Society of Friends was crucial to the work as it supplied management and technical skills and money to get things done. But a community that has suffered such levels of long-term unemployment needs even more than a revivalist inspiration to overcome its paralysing effects. Immediately, it needed relief work, as an absolute necessity. In the medium-term, reconstruction projects were put in place, including a swimming pool, a park and a nursery school. Then the industrial decline had to be offset by starting small co-operative enterprises in boot and furniture making, which by the end of the period were achieving considerable success.
Another enterprise was stocking-making, in which a dozen women worked under a trained forewoman, making long, thick miners’ stockings, but mass production and keen competition proved too much for the group. They produced fine quality socks for a time but had to close down in the end. A further group of about a dozen women and girls made Welsh quilts of silk material, padded with lambswool, to traditional Welsh designs. They also made tea-cosies and other products to order. They worked in a big room above an empty shop for a period of a couple of years. As these ventures received no government support for five years, they had to be funded over this period by grants from private individuals and charitable organisations. The aim was not to replace the volume of jobs lost in the coal industry, but, in the words of Hilda Jennings, to…
… build up a new and better community in which the human spirit will be released from bitterness and divisions, and find outlets for creative energies in craftsmanship and right human relationships.
In the final decade of his life, Luther became even more bitter in his attitude towards the papists. He was denied another public hearing such as those at Worms and Speyer, and he managed to avoid the martyrdom which came to other reformers, whether at the stake or, in the case of Zwingli, in battle (at Kappel in 1531). He compensated by hurling vitriol at the papacy and the Roman Curia. Towards the end of his life, he issued an illustrated tract with outrageously vulgar cartoons. In all of this, he was utterly unrestrained. The Holy Roman Empire was a constitutional monarchy, and the emperor had sworn at his coronation that no German subject should be outlawed unheard and uncondemned. Although this clause had not yet invoked to protect a monk accused of heresy, yet when princes and electors came to be involved the case was altered. If Charles V were faithless to that oath, then he might be resisted even in arms by the lower magistrates. The formula thus suggested by the jurists to Luther was destined to have a very wide an extended vogue. The Lutherans employed it only until they gained legal recognition at Augsburg in 1555. Thereafter the Calvinists took up the slogan and equated the lower magistrates with the lesser nobility in France. Later historians were accustomed to regard Lutheranism as politically subservient and Calvinism as intransigent, but the origin of this doctrine was in the Lutheran soil.
Martin Luther was made for the ministry. During his last years, he continued to attend faithfully to all the obligations of the university and his parish. To the end he was preaching, lecturing, counselling and writing. At the end of his life, he was in such a panic of disgust because the young women at Wittenberg were wearing low necks that he left home declaring that he would not return. His physician brought him back, but then came a request from the counts of Mansfeld for a mediator in a dispute. Melanchthon was too sick to go, and though Luther was also very ill, he went, reconciled the counts and died on the way home.
His later years should not, however, be written off as the splutterings of a dying flame. If in his polemical tracts he was at times savage and course, in the works which really counted in the cannon of his life’s endeavour he grew constantly in maturity and artistic creativity. Improvements in the translation of the Bible continued to the very end. The sermons and biblical commentaries reached superb heights. Many of the passages quoted to illustrate Luther’s religious and ethical principles are also from this later period.
When historians and theologians come to assess his legacy, there are three areas which naturally suggest themselves. The first is his contribution to his own country. He called himself the German prophet, saying that against the papist assess he must assume so presumptuous a title and he addressed himself to his beloved Germans. The claim has been made frequently that no individual did so much to fashion the character of the German people. He shared their passion for music and their language was greatly influenced by his writings, not least by his translation of the Bible. His reformation also profoundly affected the ordinary German family home. Roland Bainton (1950) commented:
Economics went the way of capitalism and politics the way of absolutism, but the home took on that quality of affectionate and godly patriarchalism which Luther had set as the pattern of his own household.
Luther’s most profound impact was in their religion, of course. His sermons were read to the congregations, his liturgy was sung, his catechism was rehearsed by the father of the household, his Bible cheered the faint-hearted and consoled the dying. By contrast, no single Englishman had the range of Luther. The Bible translation was largely the work of Tyndale, the prayer-book was that of Cranmer, the Catechism of the Westminster Divines. The style of sermons followed Latimer’s example and the hymn book was owed much to George Herbert from the beginning. Luther, therefore, did the work of five Englishmen, and for the sheer richness and exuberance of vocabulary and mastery of style, his use of German can only be compared with Shakespeare’s use of English.
In the second great area of influence, that of the Church, Luther’s influence extended far beyond his native land, as is shown below. In addition to his influence in Germany, Switzerland, Hungary and England, Lutheranism took possession of virtually the whole of Scandinavia. His movement gave the impetus that sometimes launched and sometimes gently encouraged the establishment of other varieties of Protestantism. Catholicism also owes much to him. It is often said that had Luther not appeared, an Erasmian reform would have triumphed, or at any rate a reform after the Spanish model. All this is, of course, conjectural, but it is obvious that the Catholic Church received a tremendous shock from the Lutheran Reformation and a terrific urge to reform after its own pattern.
The third area is the one which mattered most to Luther, that of religion itself. In his religion, he was a Hebrew, Paul the Jew, not a Greek fancying gods and goddesses in a pantheon in which Christ was given a niche. The God of Luther, as of Moses, was the God who inhabits the storm clouds and rides on the wings of the wind. He is a God of majesty and power, inscrutable, terrifying, devastating, and consuming in his anger. Yet he is all merciful too, like as a father pitieth his children, so the Lord…
Lutherans, Calvinists, Anglicans and Pacifists:
The movement initiated by Luther soon spread throughout Germany. Luther provided its chief source of energy and vision until his death in 1546. Once Luther had passed from the scene, a period of bitter theological warfare occurred within Protestantism. There was controversy over such matters as the difference between ‘justification’ and ‘sanctification’; what doctrine was essential or non-essential; faith and works; and the nature of the real presence at the Eucharist. This is the period when Lutheranism developed, something which Luther himself predicted and condemned. The Schmalkald Articles had been drawn up in 1537 as a statement of faith. The Protestant princes had formed the Schmalkald League as a kind of defensive alliance against the Emperor. The tragic Schmalkald War broke out in 1547 in which the Emperor defeated the Protestant forces and imprisoned their leaders. But the Protestant Maurice of Saxony fought back successfully and by the Treaty of Passau (1552), Protestantism was legally recognised. This settlement was confirmed by the Interim of 1555. It was during this period that some of the Lutheran theologians drove large numbers of their own people over to the Calvinists through their dogmatism.
The Battle of Kappel, in which Zwingli was killed, had brought the Reformation in Switzerland to an abrupt halt, but in 1536 John Calvin (1509-64) was unwillingly pressed into reviving the cause in French-speaking Switzerland. Calvin was an exiled Frenchman, born in at Noyon in Picardy, whose theological writings, especially the Institutes of the Christian Religion and numerous commentaries on the Bible, did much to shape the Reformed churches and their confessions of faith. In contrast to Luther, Calvin was a quiet, sensitive man. Always a conscientious student, at Orléans, Bourges and the University of Paris, he soon took up the methods of humanism, which he later used ‘to combat humanism’. In Paris, the young Calvin had encountered the teachings of Luther and in 1533, he had experienced a sudden conversion:
God subdued and brought my heart to docility. It was more hardened against such matters than was to be expected in such a young man.
After that, he wrote little about his inner life, content to trace God’s hand controlling him. He next broke with Roman Catholicism, leaving France to live as an exile in Basle. It was there that he began to formulate his theology, and in 1536 published the first edition of The Institutes. It was a brief, clear defence of Reformation beliefs. Guillaume Farel, the Reformer of Geneva, persuaded Calvin to help consolidate the Reformation there. He had inherited from his father an immovable will, which stood him in good stead in turbulent Geneva. In 1537 all the townspeople were called upon to swear loyalty to a Protestant statement of belief. But the Genevans opposed Calvin strongly, and disputes in the town, together with a quarrel with the city of Berne, resulted in the expulsion of both Calvin and Farel.
Calvin went to Strasbourg, where he made contact with Martin Bucer, who influenced him greatly. Bucer (1491-1551) had been a Dominican friar but had left the order and married a former nun in 1522. He went to Strasbourg in 1523 and took over leadership of the reform, becoming one of the chief statesmen among the Reformers. He was present at most of the important conferences, or colloquies of the Reformers, and tried to mediate between Zwingli and Luther in an attempt to unite the German and Swiss Reformed churches. His discussions with Melanchthon led to peace in the debate over the sacraments at the Concord of Wittenberg. He also took part in the unsuccessful conferences with the Roman Catholics at Hagenau, Worms and Ratisbon.
In 1539, while in Strasbourg, Calvin published his commentary on the Book of Romans. Many other commentaries followed, in addition to a new, enlarged version of the Institutes. The French Reformer led the congregation of French Protestant refugees in Strasbourg, an experience which matured him for his task on returning to Geneva. He was invited back there in September 1541, and the town council accepted his revision of the of the city laws, but many more bitter disputes followed. Calvin tried to bring every citizen under the moral discipline of the church. Many naturally resented such restrictions, especially when imposed by a foreigner. He then set about attaining of establishing a mature church by preaching daily to the people. He also devoted much energy to settling differences within Protestantism. The Consensus Tigurinus, on the Lord’s Supper (1549), resulted in the German-speaking and French-speaking churches of Switzerland moving closer together. Michael Servetus, a notorious critic of Calvin, and of the doctrine of the Trinity, was arrested and burnt in Geneva.
John Calvin, caricatured by one of his students, during an idle moment in a lecture.
Calvin was, in a way, trying to build a more visible ‘City of God’ in Europe, with Geneva as its base and model. In his later years, Calvin’s authority in Geneva was less disputed. He founded the Geneva Academy, to which students of theology came from all parts of western and central Europe, particularly France. Calvin systemised the Reformed tradition in Protestantism, taking up and reapplying the ideas of the first generation of Reformers. He developed the Presbyterian form of church government, in which all ministers served at the same level, and the congregation was represented by lay elders. His work was characterised by intellectual discipline and practical application. His Institutes have been a classic statement of Reformation theology for centuries, as is evident from the following extracts:
Wherever we find the Word of God surely preached and heard, and the sacraments administered according to the Institution of Christ, there, it is not to be doubted, is a church of God.
We declare that by God’s providence, not only heaven and earth and inanimate creatures, but also the counsels and wills of men are governed so as to move precisely to that end destined by him.
Lutheranism strongly influenced Calvin’s doctrine. Like Luther, Calvin was also a careful interpreter of the Bible. He intended that his theology should interpret Scripture faithfully, rather than developing his own ideas. For him, all knowledge of God and man is to be found only in the Word of God. Man can only know God if he chooses to make himself known. Pardon and salvation are possible only through the free working of the grace of God. Calvin claimed that even before the creation, God chose some of his creatures for salvation and others for destruction. He is often known best for this severe doctrine of election, particularly that some people are predestined to eternal damnation. But Calvin also set out the way of repentance, faith and sanctification for believers. In his doctrine, the church was supreme and should not be restricted in any way by the state. He gave greater importance than Luther to the external organisation of the church. He regarded only baptism and communion as sacraments. Baptism was the individual’s initiation into the new community of Christ. He rejected Zwingli’s view that the communion elements were purely symbolic, but also warned against a magical belief in the real presence of Christ in the sacrament.
The Calvinists went further than the Lutherans in their opposition to traditions which had been handed down. They rejected a good deal of church music, art, architecture and many more superficial matters such as the use of the ring in marriage, and the signs of devotional practice. But all the Reformers rejected the authority of the pope, the merit of good works, indulgences, the mediation of the Virgin Mary and the saints, and all the sacraments which had not been instituted by Christ. They rejected the doctrine of transubstantiation (the teaching that the bread and wine of the communion became the body and blood of Christ when the priest consecrated them), the view of the mass as a sacrifice, purgatory and prayers for the dead, private confession of sin to a priest, celibacy of the clergy, and the use of Latin in the services.They also rejected all the paraphernalia that expressed these ideas, such as holy water, shrines, chantries, images, rosaries, paternoster stones and candles.
Meanwhile, in 1549 Bucer was forced to leave Strasbourg for Cambridge, and while in England, he advised Cranmer on The Book of Common Prayer. He had a great impact on the establishment of the Church of England, pointing it in the direction of Puritanism. Although he died in 1551, his body was exhumed and burned during the Catholic reaction under Queen Mary. Bucer wrote a large number of commentaries on the Bible and worked strenuously for reconciliation between various religious parties. In France, the pattern of reform was very different. Whereas in Germany and Switzerland there was solid support for the Reformation from the people, in France people, court and church provided less support. As a result, the first Protestants suffered death or exile. But once the Reformed faith had been established in French-speaking Switzerland and in Strasbourg, Calvinists formed a congregation in Paris in 1555. Four years later, over seventy churches were represented at a national synod in the capital.
Henry VIII may have destroyed the power of the papacy and ended monasticism in England, but he remained firmly Catholic in doctrine. England was no safe place for William Tyndale to translate the Bible into English, as Henry and the bishops were more concerned to prevent the spread of Lutheran ideas than to promote the study of Scripture. Tyndale narrowly escaped arrest in Cologne but managed to have the New Testament published in Worms in 1525. He was unable to complete the Old Testament because he was betrayed and arrested near Brussels in 1535. In October 1536 he was strangled and burnt at the stake. His last words were reported as, Lord, open the king of England’s eyes. In the meantime, Miles Coverdale completed the translation, which became the basis for later official translations.
The title page of the first Bible to be printed in English: Miles Coverdale’s translation (1535). Coverdale had helped Tyndale to revise his translation of the Pentateuch.
Though the king’s eyes were not immediately opened, a powerful religious movement towards reform among his people was going on at the same time. Despite the publication of the Great Bible in 1538, it was only under Edward VI (1547-53) that the Reformation was positively and effectively established in England. The leading figure was the Archbishop of Canterbury, Thomas Cranmer, supported by the scholar, Nicholas Ridley and the preacher, Hugh Latimer. Cranmer (1489-1556) was largely responsible for the shaping the Protestant Church of England. Born in Nottinghamshire, he was educated at Cambridge until he was suddenly summoned to Canterbury as Archbishop in 1532, as a result of Henry VIII’s divorce crisis. There he remained until he was deposed by Mary and burnt as a heretic at Oxford in 1556. He was a godly man, Lutheran in his theology, well read in the Church Fathers, a gifted liturgist with an excellent command of English. He was sensitive, cautious and slow to decide in a period of turbulence and treachery. He preferred reformation by gentle persuasion rather than by force, and, unlike Luther, also sought reconciliation with Roman Catholicism. Like Luther, however, he believed firmly in the role of the ‘godly prince’ who had a God-given task to uphold a just society and give free scope to the gospel.
Archbishop Cranmer (pictured above) was responsible for the Great Bible (1538) and its prefaces; the Litany (1545) and the two Prayer Books (1549, 1552). The driving force of Cranmer’s life was to restore to the Catholic Church of the West the faith it had lost long ago. When the Church of Rome refused to reform, Cranmer took it upon himself to reform his own province of Canterbury. He then sought an ecumenical council with the Lutherans and Calvinists, but Melanchthon was too timid. His second great concern was to restore a living theology based on the experience of the person and work of Christ. Thirdly, he developed the doctrine of the Holy Spirit which lay behind his high view of scripture and tradition, and the meaning of union with Christ. He was brainwashed into recanting, but at his final trial in 1556 he put up a magnificent defence and died bravely at the stake, thrusting the hand that had signed the recantations into the fire first. The Martyrs’ Memorial at Oxford commemorates his death, together with those of Ridley and Latimer whose deaths he had witnessed from prison a year earlier.
Several European Reformers also contributed to the Anglican Reformation, notably Martin , exiled from Strasbourg. These men, Calvinists rather than Lutherans, Bucerbecame professors at the universities of Oxford and Cambridge. Under the Counter-Reforming Catholic Queen Mary (1553-58), with Cardinal Pole as Archbishop of Canterbury, about two hundred bishops, scholars, ministers and preachers were burnt at the stake. Many Protestant reformers fled to the continent and became even more Calvinist in their convictions, influencing the direction of the English Reformation when they returned at the beginning of Elizabeth I’s reign. The young Queen gradually replaced the Catholic church leaders with Protestants, restored the church Articles and Cranmer’s Prayer Book. She took the title of Supreme Governor of the Church of England. Her Anglican church kept episcopal government and a liturgy which offended many of the strict Protestants, particularly those who were returning religious refugees who had been further radicalised in Calvinist Switzerland or France.
Scotland was first awakened to Lutheranism by Patrick Hamilton, a student of Luther, who had been burned for his faith in 1528. George Wishart and John Knox (1505-72) continued Hamilton’s work, but Knox was taken prisoner by the French in 1547 and forced to serve as a galley-slave. When freed, he studied under Calvin at Geneva and did not return to Scotland until 1559, when he fearlessly launched the Reformation. He attacked the papacy, the mass and Catholic idolatry. The Catholic Mary Queen of Scots opposed Knox, but was beaten in battle. Knox then consolidated the Scots reformation by drawing up a Confession of Faith (1560), a Book of Discipline (1561) and the Book of Common Order (1564). While the Scottish Reformation was achieved independently from England, it was a great tragedy that it was imposed on Ireland, albeit through an Act of Uniformity passed by the Irish Parliament in 1560 which set up Anglicanism as the national religion. In this way, Protestantism became inseparably linked with English rule of a country which remained predominantly Catholic.
Western Europe during the Wars of Religion, to 1572.
The Empire of Charles V in 1551 (inset: The Swiss Confederation)
In Hungary, students of Luther and Melanchthon at Wittenberg took the message of the Reformation back to their homeland in about 1524, though there were Lollard and Hussite connections, going back to 1466, which I’ve written about in previous posts. As in Bohemia, Calvinism took hold later, but the two churches grew up in parallel. The first Lutheran synod was in 1545, followed by the first Calvinist synod in 1557. In the second half of the sixteenth century, a definite interest in Protestant England was already noticeable in Hungary. In contemporary Hungarian literature, there is a long poem describing the martyr’s death of Thomas Cranmer (Sztáray, 1582). A few years before this poem was written, in 1571, Matthew Skaritza, the first Hungarian Protestant theologian made his appearance in England, on a pilgrimage to ‘its renowned cities’ induced by the common religious interest.
Protestant ministers were recruited from godly and learned men. The Church of England and large parts of the Lutheran church, particularly in Sweden, tried to keep the outward structure and ministry of their national, territorial churches. Two brothers, Olav and Lars Petri, both disciples of Luther, inaugurated the Reformation in Sweden. The courageous King Gustavus Vasa, who delivered Sweden from the Danes in 1523, greatly favoured Protestantism. The whole country became Lutheran, with bishops of the old church incorporated into the new, and in 1527 the Reformation was established by Swedish law. This national, state church was attacked by both conservative Catholics and radical Protestants.
The Danish Church, too, went over completely to Protestantism. Some Danes, including Hans Tausen and Jörgen Sadolin, studied under Luther at Wittenberg. King Frederick I pressed strongly for church reform, particularly by appointing reforming bishops and preachers. As a result, there was an alarming defection of Catholics and in some churches no preaching at all, and a service only three times a year. After this, King Christian III stripped the bishops of their lands and property at the Diet of Copenhagen (1536) and transferred the church’s wealth to the state. Christian III then turned for help to Luther, who sent Bugenhagen, the only Wittenberger theologian who could speak the dialects of Denmark. Bugenhagen crowned the king and appointed seven superintendents. This severed the old line of bishops and established a new line of presbyters. At the synods which followed church ordinances were published, and the Reformation recognised in Danish law. The decayed University of Copenhagen was enlarged and revitalised. A new liturgy was drawn up, a Danish Bible was completed, and a modified version of the Augsburg Confession was eventually adopted.
Heddal Stave church, Norway.
This form of construction is characteristic of this part of Scandinavia
The Reformation spread from Denmark to Norway in 1536. The pattern was similar to that of Denmark. Most of the bishops fled and, as the older clergy died, they were replaced with Reformed ministers. A war between Denmark and Norway worsened social and political conditions. When the Danish Lutherans went to instruct the Norwegians, they found that many of the Norwegians spoke the incomprehensible old Norse, and communications broke down. In Iceland, an attempt to impose the Danish ecclesiastical system caused a revolt. This was eventually quelled and the Reformation was imposed, but with a New Testament published in 1540.
Calvinists held an exalted and biblical view of the church as the chosen people of God, separated from the state and wider society. They, therefore, broke away from the traditional church structures as well as the Roman ministry. The spread of Calvinism through key sections of the French nobility, and through the merchant classes in towns such as La Rochelle alarmed Catherine de Medici, the French Regent, resulting eventually in the St Bartholomew’s Day Massacre of 1572. Philip II faced a similarly strong Calvinist challenge in the United Provinces of the Netherlands. In 1565, an outbreak of anti-Catholic rioting could not be contained because all the available forces were deployed in the Mediterranean to defend southern Italy from the Turks and to lift the siege of Malta. The spread of Calvinism was a coral growth in ports and free cities, compared with the territorial growth of Lutheranism which was dependent on earthly principalities and powers.
In this, the free churches later followed them. These churches were mainly fresh expressions of Calvinism which started to grow at the beginning of the next century, but some did have links to, or were influenced by, the churches founded in the aftermath of the Radical Reformation. Only three groups of Anabaptists were able to survive beyond the mid-sixteenth century as ordered communities: the ‘brethren’ in Switzerland and southern Germany, the Hutterites in Moravia and the Mennonites in the Netherlands and northern Germany.
In the aftermath of the suppression of Münster, the dispirited Anabaptists of the Lower-Rhine area were given new heart by the ministry of Menno Simons (about 1496-1561). The former priest travelled widely, although always in great personal danger. He visited the scattered Anabaptist groups of northern Europe and inspired them with his night-time preaching. Menno was an unswerving, committed pacifist. As a result, his name in time came to stand for the movement’s repudiation of violence. Although Menno was not the founder of the movement, most of the descendants of the Anabaptists are still called ‘Mennonites’. The extent to which the early Baptists in England were influenced by the thinking of the Radical Reformation in Europe is still hotly disputed, but it is clear that there were links with the Dutch Mennonites in the very earliest days.
Reformers, Revolutionaries and Anti-Semites:
Luther had early believed that the Jews were a stiff-necked people who rejected Christ, but that contemporary Jews could not be blamed for the sins of their fathers and might readily be excused for their rejection of Christianity by reason of the corruption of the Medieval Papacy. He wrote, sympathetically:
If I were a Jew, I would suffer the rack ten times before I would go over to the pope.
The papists have so demeaned themselves that a good Christian would rather be a Jew than one of them, and a Jew would rather be a sow than a Christian.
What good can we do the Jews when we constrain them, malign them, and hate them as dogs? When we deny them work and force them to usury, how can that help? We should use towards the Jews not the pope’s but Christ’s law of love. If some are stiff-necked, what does that matter? We are not all good Christians.
Luther was sanguine that his own reforms, by eliminating the abuses of the papacy, would accomplish the conversion of the Jews. But the coverts were few and unstable. When he endeavoured to proselytise some rabbis, they undertook in return to make a Jew out of him. The rumour that a Jew had been authorised by the papists to murder him was not received with complete incredulity. In his latter days, when he was more easily irritated, news came that in Moravia, Christians were being induced to become Judaic in beliefs and practice. That was what induced him to come out with his rather vulgar blast in which he recommended that all Jews be deported to Palestine. Failing that, he wrote, they should be forbidden to practice usury, should be compelled to earn their living on the land, their synagogues should be burned, and their books, including The Torah, should be taken away from them.
The content of this tract was certainly far more intolerant than his earlier comments, yet we need to be clear about what he was recommending and why. His position was entirely religious and not racially motivated. The supreme sin for him was the persistent rejection of God’s revelation of himself in Jesus Christ. The centuries of persecution suffered by the Jews were in themselves a mark of divine displeasure. The territorial principle should, therefore, be applied to the Jews. They should be compelled to leave and go to a land of their own. This was a programme of enforced Zionism. But, if this were not feasible, Luther would recommend that the Jews be compelled to live from the soil. He was, perhaps unwittingly, proposing a return to the situation which had existed in the early Middle Ages, when the Jews had worked in agriculture. Forced off the land, they had gone into commerce and, having been expelled from commerce, into money-lending. Luther wished to reverse this process and to accord the Jews a more secure, though just as segregated position than the one they had in his day, following centuries of persecutions and expulsions.
His advocacy of burning synagogues and the confiscation of holy books was, however, a revival of the worst features of the programme of a fanatical Jewish convert to Christianity, Pfefferkorn by name, who had sought to have all Hebrew books in Germany and the Holy Roman Empire destroyed. In this conflict of the early years of the Reformation, Luther had supported the Humanists, including Reuchlin, the great German Hebraist and Melanchthon’s great-uncle. Of course, during the Reformation throughout Europe, there was little mention of the Jews except in those German territories, like Luther’s Saxony, Frankfurt and Worms, where they were tolerated and had not been expelled as they had been from the whole of England, France and Spain. Ironically, Luther himself was very Hebraic in his thinking, appealing to the wrath of Jehovah against any who would impugn his picture of a vengeful, Old Testament God. On the other hand, both Luther and Erasmus were antagonistic towards the way in which the Church of their day had relapsed into the kind of Judaic legalism castigated by the Apostle Paul. Christianity, said Erasmus, was not about abstaining from butter and cheese during Lent, but about loving one’s neighbour. This may help to explain Luther’s reaction to the Moravian ‘heresy’ in terms which, nevertheless, only be described as anti-Semitic, even by the standards of his time.
The story told in Cohn’s great book Pursuit of the Millennium, originallywritten six decades ago, is a story which began more than five centuries ago and ended four and a half centuries ago. However, it is a book and a story not without relevance to our own times. In another work, Warrant for Genocide: the myth of the Jewish World Conspiracy and the Protocols of the Elders of Zion, published in 1967, Cohn shows how closely the Nazi fantasy of a world-wide Jewish conspiracy of destruction is related to the fantasies that inspired millenarian revolutionaries from the Master of Hungary to Thomas Müntzer. The narrative is one of how mass disorientation and insecurity have fostered the demonisation of the misbelievers, especially the Jews, in this as much as in previous centuries.
We can also reflect on the damage wrought in the twentieth century by left-wing revolutions and revolutionary movements, which are just as capable of demonising religious and ethnic groups, including Jews, through their love of conspiracy theories and narratives. What is most curious about the popular Müntzer ‘biopic’, for example, is the resurrection and apotheosis which it has undergone during the past hundred and fifty years. From Engels through to the post-Marxist historians of this century, whether Russian, German or English-speaking, Müntzer has been conflated into a giant symbol, a prodigious hero in the history of ‘class warfare’. This is a naive view and one which non-Marxist historians have been able to contradict easily by pointing to the essentially mystical nature of Müntzer’s preoccupations which usually blinded him to the material sufferings of the poor artisans and peasants. He was essentially a propheta obsessed by eschatological fantasies which he attempted to turn into reality by exploiting social discontent and dislocation through revolutionary violence against the misbelievers. Perhaps it was this obsessive tendency which led Marxist theorists to claim him as one of their own.
Just like the medieval artisans integrated in their guilds, industrial workers in technologically advanced societies have shown themselves very eager to improve their own conditions; their aim has been the eminently practical one of achieving a larger share of economic security, prosperity and social privilege through winning political power. Emotionally charged fantasies of a final, apocalyptic struggle leading to an egalitarian Millennium have been far less attractive to them. Those who are fascinated by such ideas are, on the one hand, the peoples of overpopulated and desperately poor societies, dislocated and disoriented, and, on the other hand, certain politically marginalised echelons in advanced societies, typically young or unemployed workers led by a small minority of intellectuals.
Working people in economically advanced parts of the world, especially in modern Europe, have been able to improve their lot out of all recognition, through the agency of trade unions, co-operatives and parliamentary parties. Nevertheless, during the century since 1917 there has been a constant repetition, on an ever-increasing scale, of the socio-psychological process which once connected the Táborite priests or Thomas Müntzer with the most disoriented and desperate among the poor, in fantasies of a final, exterminating struggle against ‘the great ones’; and of a perfect, egalitarian world from which self-seeking would be forever banished. We are currently engaged in yet another cycle in this process, with a number of fresh ‘messiahs’ ready to assume the mantles of previous generations of charismatic revolutionaries, being elevated to the status of personality cults. Of course, the old religious idiom has been replaced by a secular one, and this tends to obscure what would otherwise be obvious. For it is a simple truth that stripped of its original supernatural mythology, revolutionary millenarianism is still with us.
Sources:
John H. Y. Briggs (1977), The History of Christianity. Berkhamsted: Lion Publishing.
Sándor Fest (2000), Skóciai Szent Margittól, A Walesi Bárdokig: Magyar-Angol történeti és irodalmi kapcsalatok.
Norman Cohn (1970), The Pursuit of the Millennium: Revolutionary Millenarians and Mystical Anarchists of the Middle Ages. St Albans: Granada Publishing.
Roland H. Bainton (1950), Here I Stand: A Life of Martin Luther. Nashville, USA: Abingdon Press.
András Bereznay (1994, 2001), The Times Atlas of European History. London: HarperCollins.
Central-Eastern Europe in 1382 showing the Ottoman Advance
By the middle of the fourteenth century, quite apart from the Ottoman threat in the Byzantine Empire, the rest of Europe was in a period of crisis. The Black Death, an outbreak of bubonic plague which devastated Europe from 1346 to 1353, killing at least twenty million out of a population of about eighty million. Further outbreaks later in the century prevented new population growth. This helped to exacerbate social and economic tensions: the socio-economic system of the “High Middle Ages” broke down, helping to cause a wave of both rural and urban disorder. There was a sense of crisis in the Church, too: the transfer of the papacy to Avignon (1305-77) and the Great Schism (1378-1417) in western Christendom between areas owing allegiance to rival popes in Rome and Avignon challenged patterns of authority and obedience, contributing to a sense of fragmentation.
Above: The courtyard of the papal palace at Avignon,
built during the ‘Avignon Captivity’ of the popes.
In the course of the fourteenth century all the eschatological hopes which the medieval masses had ever managed to squeeze out of the early Christian apocalyptic prophecies became concentrated in Germany on the future resurrection of Frederick II. Thirty-four years after his death, the Holy Roman Emperor underwent a resurrection very similar to that which had once befallen Baldwin, Count of Flanders and, briefly, Byzantine Emperor. Under the year 1284, a chronicler wrote of a former hermit near Worms who, claiming to be the Emperor, had been escorted into Lübeck amidst great popular enthusiasm. By then, Frederick had taken his place in the line of King Arthur, Charlemagne and Baldwin as a Sleeping Emperor who would one day return as saviour, this time of the German people. The fake Frederick gained some support among the princes who wanted to embarrass Rudolf, the first Habsburg who had been elected German king in 1273. But he was eventually burnt at the stake in the town of Wetzlar.
But the execution served only to increase the reputation of the Emperor as a superhuman and immortal being. It was reported that amongst the ashes at the stake no bones had been found, but only a little bean, which people at once concluded must mean that the Emperor had been rescued from the flames by divine providence, that he was still alive, and that he must one day return. This conviction persisted for generation after generation, so that in the middle of the fourteenth century it was still being claimed that Frederick must return, for such was God’s unalterable decree. It was also claimed that Prester John, the fabulous oriental monarch, had provided the Emperor with an asbestos robe, a magic ring which enabled him to disappear and a magic drink which kept him forever young. The Emperor would often appear to peasants in the guise of a pilgrim, confiding in them that the time would yet come when he would take his rightful place at the head of the Empire. One chronicler recorded how,
In all countries a hard time sets in. A feud flares up between the two heads of Christendom, a fierce struggle begins. Many a mother must mourn her child, men and women alike must suffer. Rapine and arson go hand in hand, everyone is at everyone else’s throat, everyone harms everyone else in his person and his belongings, there is nobody but has cause to lament. But when suffering has reached such a pitch that no-one can allay it, then there appears by God’s will the Emperor Frederick, so noble and so gentle… Full of courage, men and women at once stream together for the journey overseas. The Kingdom of God is promised to them. They come in crowds, each hurrying ahead of the other… peace reigns in all the land, fortresses threaten no longer, there is no need to fear force any more. Nobody opposes the crusade to the withered tree. When the Emperor hangs his shield upon it, the tree puts forth leaf and blossom. The Holy Sepulcre is freed, from now on no sword need be drawn on its behalf. The noble Emperor restores the same law for all men… All heathen realms do homage to the Emperor. He overthrows the power of the Jews, though not by force of arms; their might is broken for ever and they submit without a struggle. Of the domination of the clergy almost nothing remains. The high-born prince dissolves the monasteries altogether, he gives the nuns to be wedded; I tell you, they must grow wine and corn for us!
By the middle of the fourteenth century, Germany had become what it was to remain down to the sixteenth century; a mass of warring principalities, a perpetual chaos in the midst of which the Emperor was altogether helpless. At the same time, the towns of southern and central Germany had replaced the towns of the Low Countries as the main centres of mercantile capitalism north of the Alps, and the social conflicts within them had reached a fierce intensity. While the prosperous guilds fought the patricians and one another, amongst the poor there smouldered a deadly hatred of all the rich. One chronicler from Magdeburg warned the well-to-do burghers that…
… one must not let the common people have their way too much, as has been done of late. They should be kept firmly under control; for there is an old hatred between rich and poor. The poor hate everyone with any possessions and are more ready to harm the rich than the rich are to harm the poor.
The point of view of the poor now found in German literature an expression as violent as it had found a century earlier in French. The poet Suchenwirt, for instance, described how hungry men, leaving their pale and emaciated wives and children in their hovels, crowd together in the narrow streets, armed with improvised weapons and full of desperate courage:
The coffers of the rich are full, those of the poor are empty. The poor man’s belly is hollow… Hack down the rich man’s door! We’re going to dine with him. It’s better to be cut down, all of us, than die of hunger, we’d rather risk our lives bravely than perish in this way…
It was to be expected that in such a society the future Frederick would take on ever more clearly the aspect of the great social revolutionary, the Messiah and the poor. In 1348, the prophecies of the Swabian preachers of a century before recurred in a still more emphatic form in the popular expectations noted by the monk John of Winterthur:
As soon as he has risen from the dead and stands once more at the height of his power, he will marry poor women and maidens to rich men, and ‘vice versa’… He will see to it that everything that has been stolen from minors and orphans and widows is returned to them, and that full justice is done to everyone… he will persecute the clergy so fiercely that if they have no other means of hiding their tonsures they will cover them with cow-dung…
In his text, John of Winterthur disassociated himself from these disturbing beliefs. It was, he remarked, sheer madness to suppose that the Emperor-heretic could ever return; it was contrary to the Catholic faith that a man who had been burnt at the stake could ever again wield sovereign power. The ‘dogma’ of the Second Coming of Frederick was indeed regarded as a dangerous heresy. As another chronicler wrote in 1434,
From the Emperor Frederick, the heretic, a new heresy arose which some Christians still hold to in secret; they believe absolutely that the Emperor Frederick is still alive and will remain alive until the end of the world, and that there has been and shall be no proper Emperor but he… The Devil invented this folly, so as to mislead these heretics and certain simple folk…
How seriously the clergy took this heresy and how alert they were to detect it is shown by the curious story of a Greek philosopher who ventured to divulge in Rome the conviction which he had derived from a long study of the Greek Sibylline, which was that the Last Emperor would shortly be converting all people to Christianity. In this, as in other Byzantine prophecies, the coming of the Last Emperor in no way implied a massacre of the Jews, the clergy or the rich, but this was so inconceivable to the ecclesiastical authorities in Rome that they imprisoned the Greek and confiscated his belongings.
This period from the mid-fourteenth to the mid-fifteenth century witnessed a considerable decline in the authority of the papacy. At the same time, there was a rise in various dissident religious movements. One such movement which was particularly bizarre was that of the Flagellants, with their practice of whipping themselves. There were other lesser groups which fell outside the lines of orthodoxy, for example, the Brothers of the Free Spirit.
The two most troublesomemovements for wholesale reform from within the Church were those initiated by John Wyclif in England and Jan Hus in Bohemia. They went as far as to attack the very foundations of the medieval hierarchy, including the papacy. However, they did so still, mostly, by using the language of the Church, Latin. The attacks on the Church came not only in the sophisticated writings of theologians, however, but more and more in the vernacular languages. Much of the literature in these languages, written in the later medieval centuries, reveals the popular discontent with the condition of the church and the papacy. Examples occur in the anti-clerical attacks in the writings of Boccaccio, as well as in the condemnation of church wealth by the English poet Langland. His compatriot Geoffrey Chaucer also shows no love for the materialism of the church in fourteenth-century England. Everywhere more and more men began to question the basic tenets of the church.
The revolutionary flagellant movement of the mid-fourteenth century also spread to most areas of the Low Countries and all over Germany, and ended as a militant and bloodthirsty pursuit of the Millennium. As it turned into a messianic mass movement, its behaviour came to resemble that of its forerunner, the People’s Crusades. The German flagellants, in particular, ended as uncompromising enemies of the Church who not only condemned the clergy but utterly repudiated the clergy’s claim to supernatural authority. They denied that the sacrament of the Eucharist had any meaning, and when the host was elevated they refused to show it reverence. They interrupted church services, setting themselves above not only the clergy but also the Pope. They argued that while clerics could only point to the Bible and to tradition as sources of authority, they themselves had been taught directly by the Holy Spirit which had sent them out across the world. They refused to accept criticism from any cleric, but like the ‘Master of Hungary’, they declared that any priest who contradicted them should be dragged from his pulpit and burnt at the stake. At times, the flagellants would urge the populace on to stone the clergy. A French chronicler wrote that the movement aimed at utterly destroying the Church, expropriating its wealth and killing all the clergy.
As usual, the Jews suffered along with the clergy, and on a far greater scale. Following the massacres of the First Crusade (1096-99), the Jews were banished from England in 1290, from France in 1306, 1322 and finally in 1394. Increasingly, the Jews were given the choice of accepting Christianity, banishment or massacre. In the great massacre of European Jewry which accompanied the Black Death, the greatest before the twentieth century, the flagellants played important roles. The first killings were carried out spontaneously by a populace convinced that the Jews had caused the plague by poisoning the wells. they had come to an end by March 1349, perhaps because by that time people had recognised that among the Jews there were just as many victims of the plague as there were among Christians and that neither were the areas spared where all the Jews had been killed. Four months later the second wave of massacres was launched by the propaganda of the flagellants. Wherever the authorities had so far protected the Jews, these hordes now demanded their massacre. When, in July 1349, flagellants entered Frankfurt, they rushed straight to the Jewish quarter, where the townsfolk joined them in exterminating the whole community. The town authorities were so perturbed by the incident that they drove the penitents from the town and reinforced the gates to prevent their return.
A month later massacres took place simultaneously at Mainz and Cologne. During a flagellant ceremony at Mainz, the crowd of spectators suddenly ran amok and fell upon the Jews, with the result that the largest Jewish community in Germany was annihilated. At Cologne, a flagellant band which had for some time been encamped outside the city entered its gates and collected a great crowd of ‘those who had nothing to lose.’ They ignored the town councillors and the rich burghers and attacked the Jews, killing many of them. In Brussels too it was the combination of the rumours of well-poisoning and the role of the flagellants which launched the massacre of the whole community of six hundred Jews, despite the efforts of the Duke of Brabant to stop the slaughter. Through large areas of the Low Countries the flagellants, aided by the poor, burnt and drowned all the Jews they could find because they thought to please God in that way.
The sources are few and it is impossible to say how many massacres were led or instigated by the flagellants during the second half of 1349, but they must have been numerous. The Jews themselves came to regard the flagellants as their worst enemies. The Pope gave as one of his chief complaints against them that…
… most of them or their followers, beneath an appearance of piety, set their hands to cruel and impious works, shedding the blood of the Jews, whom Christian piety accepts and sustains…
By the time the flagellants had finished their ‘works’, which the panic of 1348 had begun, there were very few Jews left in Germany or the Low Countries. The 1348-49 massacres completed the deterioration in the position of European Jewry which had begun in 1096. Throughout the remainder of the Middle Ages the Jewish communities in Germany remained small, poor and, of course, condemned to the segregation of the ghetto. In Spain, the massacres of 1391 led many Marranos to accept Christianity, though often only nominally. The Inquisition investigated with its horrors the genuineness of their faith.
Above: An illustration of the Eve of Passover service at a Jewish synagogue in
fourteenth-century Spain.
It was in the turbulent years around 1380 that the new social myth of a ‘Golden Age’ came into being in Europe. People ceased to think of a society without distinctions of status as being irrecoverably lost in the dim and distant mists of past time and began to think of it instead as preordained for the future, even the near or immediate future. Perhaps it first took place in the towns of Flanders and northern France, which had been swept up throughout the late thirteenth and early fourteenth century in waves of insurrectionary violence. Yet when we examine the chronicles dealing with the English Peasants’ Revolt of 1381, the preaching attributed to John Ball, the myth is found, unmistakably, bubbling away just below the surface. In a celebrated passage, Froissart gives us what is supposed to be a typical sermon of the leader:
And if we are all descended from one father and one mother, Adam and Eve, how can the lords say or prove that they are more lords than we are, save that they make us dig and till the ground so that they can squander what we produce? They are clad in velvet and satin, set off with squirrel fur, while we are dressed in poor cloth. They have wines and spices and fine bread, and we have only rye and spoilt flour and straw, and only water to drink. They have beautiful residences and manors, while we have the trouble and the work, always in the fields under rain and snow. But it is from us and our labour that everything comes with which they maintain their pomp.
For this unequal state of affairs, the preacher prescribes a drastic remedy:
Good folk, things cannot go well in England nor ever shall until all things are in common and there is neither villein nor noble, but all of us are of one condition
The villeins’ determination to be free men was the main cause of the the revolt. Since the twelfth century they had been able to gain their freedom by paying money to the lord instead of giving personal service. In some counties, like Suffolk, perhaps as many as half the peasants were free men by the mid-fourteenth century. The landlords, sitting in Parliament had agreed to the Statute of Labourers in 1351, reducing wages which had increased since the Black Death had wiped out a third of the population between 1348 and 1349, which in turn had led to a great shortage of labour. As both landlords and labourers broke the new law, however, it was difficult to force wages down, so the landlords began to refuse to make more villeins in order to ‘tie’ more of the peasants to their land. The landlords also began to let more of their land to their tenants, increasing the money rents for it. In some places they also found it more profitable to change arable land into sheep pasture, requiring fewer labourers and producing greater profits from the sale of wool. Many peasants were forced to give up their land and became labourers.
Peasant risings also broke out in France, but resulted in few changes to the feudal system, since most of them were local in character, based on abuses of the system by landlords. The Revolt in England was regional in character, but national in focus with the aim of radical reform of the system. In fact, by the middle of the fifteenth century in England, villeinage was fast disappearing in England as landlords were ready to exchange service for a payment and set the villeins free. Nevertheless, the immediate cause or catalyst of the 1381 Revolt was the imposition of an unfair tax, the poll tax, which resulted from the mismanagement of the wars with France. The Revolt was put down with great severity, and the peasants failed to get any of their demands. When the rebels had dispersed, Ball was taken prisoner at Coventry, given a trial in which, unlike most, he was permitted to speak. He was hanged, drawn and quartered at St Alban’s in the presence of King Richard II on 15 July 1381. His head was displayed stuck on a pike on London Bridge, and the quarters of his body were displayed in four different towns. The English chronicler Thomas Walsingham, the monk of St Alban’s, also gave a report of the sermon which Ball is said to have preached to the rebel host at Blackheath on a text which has remained famous to this day and was already, then, a well-known proverb:
When Adam delved and Eve span,
Who was then the gentleman?
From the beginning all men by nature were created alike, and our bondage or servitude came in by the unjust oppression of naughty men. For if God would have had any bondmen from the beginning, he would have appointed who should be bond, and who free. And therefore I exhort you to consider that now the time is come, appointed to us by God, in which ye may (if ye will) cast off the yoke of bondage, and recover liberty.
Above: Medieval drawing of John Ball preaching to the rebels at Blackheath.
According to Walsingham, Ball’s argument was that in the beginning all human beings had been created free and equal. It was evil men who, by unjust oppression, had first introduced serfdom, against the will of God. The common people could cast off the yoke they had borne so long and thereby win the freedom they had always yearned for. Therefore they should be of good heart and conduct themselves like the wise husbandman in the Scriptures who gathered the wheat into the barn, but uprooted and burnt the tares which had almost choked the good grain; for harvest-time had come. The tares were the great lords, the judges and the lawyers, all of whom must be exterminated, and so must everyone else who might be dangerous to the community in the future. Once they had been dealt with, all remaining men would enjoy equal freedom, rank and power.
Above: From William Morris’ Dream of John Ball (1888).
In more academic guise, this doctrine of the primal egalitarian State of Nature had been mooted by John Wyclif (1329-84), the Morning Star of the Reformation in his Latin treatise De civili dominio, which he composed in Oxford in 1374. He argued that it for the unrighteous to hold lordship was mere usurpation, contrary to the first principles of law and incompatible with the divine purpose; whereas the righteous man, who renounced lordship for the sake of obedience to Christ, obtained in return complete lordship over the whole universe, such as had not been enjoyed since our first parents and the Fall. Wyclif went on to produce his own variation on the theory of man’s original egalitarian state of grace:
Firstly, that all good things of God ought to be in common. The proof of this is as follows: Every man ought to be in a state of grace; if he in a state of grace he is lord of the world and all that it contains; therefore every man ought to be lord of the whole world. But, because of the multitudes of men, this will not happen unless they all hold all things in common: therefore all things ought to be in common.
Of course, Wyclif never intended this theory to be applied in practice to secular society, himself adding that in practical life the righteous must acquiesce in inequalities and injustices and leave the unrighteous in possession of their wealth and power. If in his attacks on the wealth and worldliness of the clergy Wyclif was in deadly earnest, these comments of his on the communal ownership of all things were little more than an exercise in formal logic. Nevertheless, when abstracted from their scholastic context and stripped of their qualifying clauses those same comments appear to be socially radical. Wyclif was in a position to speak truth to power as John of Gaunt had invited him to serve at the court of Richard II. Wyclif offended the church by backing the right of the state to seize the property of corrupt clergymen. His views were condemned by the pope in 1377, but Wyclif’s influential friends protected him.Wyclif pushed his anti-clerical views further, and began to attack some of the central doctrines of the medieval church, including ‘transubstantiation’. He also claimed that since the church consisted of God’s chosen people, they did not need a priest to mediate for them.
However, it would be surprising if, among his ‘congregations’ at Oxford, there had been none who snatched at such radical social ideas and scattered them abroad, simplified into propaganda slogans. He attracted support by his energetic teaching and preaching. Wyclif was gradually deserted by his friends in high places and the church authorities forced him and his friends out of Oxford. In 1382, he went to live in Lutterworth in Leicestershire, where he died in 1384. Some of his followers had gone there with him and continued his mission after his death. It has been suggested that John Ball had been one of his poor itinerant priests, or ‘Lollards’, whom he had sent out to share the gospels in his newly translated text from Latin into English. By 1395 they had developed into an organised group, with their own ministers enjoying widespread popular support.
The Lollards stood for many of the ideas set out by Wyclif. In particular, they believed that the main task of a priest was to preach and that the Bible should be available to everyone in his own language. From the beginning of the fifteenth century, the Lollards were suppressed, particularly when their protest became linked with social and political unrest. But Lollardy continued to thrive in some parts of England, thus preparing the way for the spread of Lutheranism to England in the next century.
For the fifteenth century and the early years of the sixteenth in Germany, the myth of the future Frederick no longer has to be pieced together from occasional reports from hostile chroniclers. At this point, it emerges into full daylight, in the form of detailed manifestos. The earliest of these works, the Latin tract known as Gamaleon, probablyproduced either in 1409, tells of a future German Emperor who is to overthrow the French monarchy and the Papacy. When he has accomplished his mission France will be remembered no more, the Hungarians and Slavs will have been subjugated and reduced to complete dependence, Jewry will have been crushed forever; while the Germans will be exalted above all peoples. The Church of Rome will have been expropriated and all its clergy killed. In place of the Pope a German patriarch will preside from Mainz over a new church, but a church subordinate to the Emperor, the eagle from the eagle’s race, a new Frederick whose wings will stretch from sea to sea and to the very limits of the earth. Those will be the Last Days, followed by the Second Coming and the Judgement.
In about 1439 a far more influential work was produced, the so-called Reformation of Sigismund. Its origin lay in a Latin manifesto prepared by a priest called Frederick of Lantnaw for submission to the General Council of Basle, which had been struggling to achieve reform in the Church since 1431. It was far more than a translation of this manifesto into German, however. The tract deals with the reform of the Empire as fully as it does that of the Church. Its author was clearly familiar with the conditions of life in the towns of southern Germany and sets out his stall as the spokesman above all of the urban poor, not the skilled artisans in the guilds but the unorganised workers, the poorest and least privileged stratum of the urban population. The Reformation of Sigismund demands the suppression of the monopolistic guilds and the great trading companies. It advocates an egalitarian order in which wages, prices and taxes will be fixed to serve the interests of the poor. Wherever serfdom still survives it must be abolished and towns must allow former serfs to immigrate.
Portrait of Sigismund of Luxemburg, by Pisanello
The book is inspired almost throughout by an empirical rather than a millenarian approach. It ends, however, with a curious messianic prophecy which the author puts into the mouth of Emperor Sigismund. He had only recently died after being himself for some years a subject of messianic expectations. Sigismund had been the longest-reigning medieval monarch of Hungary (1387-1437) was named Holy Roman Emperor in 1433, an event which marked the establishment of the great central-European empire which existed, under Habsburg rule, until 1918. His son-in-law, Albert Habsburg, was the first of that name to sit on the Hungarian throne (1437-39). Even before he became Emperor, Sigismund played a major role in European political affairs since, in addition to his extensive Hungarian crown lands, which included Croatia, he also ruled over Germany (from 1411) and Bohemia (1419).
In 1396 Sigismund led the combined armies of Christendom, comprising a legion of knights from all over Europe, against the advancing Turks, who had taken advantage of the temporary helplessness of Hungary to extend their dominion to the banks of the Danube. This crusade, preached by Pope Boniface IX, was very popular in Hungary. The nobles flocked in the thousands to the royal standard and were reinforced by volunteers from nearly every part of Europe, the most important contingent being that of the French led by John the Fearless, son of Philip II, Duke of Burgundy. Sigismund set out with 90,000 men and a flotilla of 70 galleys. After capturing Vidin, he camped with his Hungarian armies before the fortress of Nicopolis. Sultan Bayezid I raised the siege of Constantinople and, at the head of 140,000 men, completely defeated the Christian forces in the Battle of Nicopolis fought between the 25 and 28 September 1396.
The disaster in Nicopolis angered several Hungarian lords, leading to instability in the kingdom. Deprived of his authority in Hungary, Sigismund then turned his attention to securing the succession in Germany and Bohemia, where his childless half-brother Wenceslaus IV recognised him as Vicar-General of the whole Empire. However, he was unable to support Wenceslaus when he was deposed in 1400, and Rupert of Germany, Elector Palatine, was elected German king in his stead. After the death of King Rupert in 1410, Sigismund – ignoring the claims of his half-brother Wenceslaus – was elected as successor by three of the electors on 10 September 1410, but he was opposed by his cousin Jobst of Moravia, who had been elected by four electors in a different election on 1 October. Jobst’s death 18 January 1411 removed this conflict and Sigismund was again elected as King of Germany on 21 July 1411. His coronation was deferred until 8 November 1414, when it took place at Aachen.
Right: The growth of Luxemburg power to 1387
As the King of Germany, he now took advantage of the difficulties of Antipope John XXIII to obtain a promise that a council should be called in Constance in 1414 to settle the Western Schism. He took a leading part in the deliberations of this assembly, and during the sittings made a journey to France, England and Burgundy in a vain attempt to secure the abdication of the three rival popes. The council finally ended in 1418, solving the Schism.
The Council created another problem for Sigismund, however, by having the Czech religious reformer, Jan Hus, burned at the stake for heresy in July 1415. This turned out to be of great consequence for Sigismund’s future career as it was an act which touched off the fifteen-year-long Hussite War. It is thought that Sigismund’s sister, Anne of Bohemia (1366-94), who married Richard II of England, was instrumental in bringing the ideas of John Wycliffe to Bohemia, thus influencing Hus and his followers. The students of Prague had been going in great numbers to Oxford since the marriage between the two Angevin dynasties in 1382. Although Wyclif was forced to leave Oxford that same year and died in Lutterworth two years later, his teachings were still flourishing in the hands of his followers, the Lollards. Anne died of the plague in 1394, but the interest shown by Sigismund in English events persisted throughout his life.
The deep nostalgic vision of Empire was dented in 1947. The King ceased to be Emperor. The jewel in the imperial crown, India, was moving towards independence long before the war. Gandhi’s brilliant insight that through non-violence the British could be embarrassed out of India more effectively than they could be shot out, had paid off handsomely during the war years.
London was dragged to the negotiating table despite the attempts by Churchill and others to scupper every deal from the thirties to the late forties. The war delayed independence but showed how much goodwill there was on the subcontinent, if Britain was wise enough to withdraw gracefully. During the conflict some two million Indians fought on Britain’s side or served in her forces directly, their contributions being particularly strong in the campaigns in North Africa, against the Italians and the Germans. Gandhi himself was sentimentally fond of Britain and kept a photo of his old school, Harrow, in his cell.
As soon as Attlee’s government took power, it organised talks on British withdrawal from India. Anti-imperialism had been a genuine strand in Labour thinking since the party’s formation, but there were now other motives behind the determination to pull out of the sub-continent. There was gratitude for Indian support throughout the war, especially in North Africa and in Iraq. Attlee thought that a rapid handover to ensure a united, independent India with both Muslims and Hindus sharing power in one vast state connected by trade and military alliance with Britain. This would also act as a major anti-Communist bulwark in Asia, to stem both Russian and Chinese expansionism. He passed the job of overseeing the transition to Lord Louis Mountbatten, who had been supreme commander in south-east Asia, and as such had organised the reconquest of Burma.
The partitioning of the sub-continent had become almost inevitable by 1947. Muslims would not accept overall Hindu domination, and yet across most of India the Hindus or Sikhs were in the majority. British India was duly split into Muslim-dominated Pakistan and Hindu India. The border line was drawn up by a British lawyer, Sir Cyril Radcliffe, and kept secret until after the handover of power. Mountbatten then announced, to widespread shock, that independence would take place ten months earlier than planned, on 15 August 1947. Churchill was so appalled by this that his former Foreign Secretary, Anthony Eden, had to keep him away from the chamber of the Commons. While the speed of the British was a political necessity, the consequences were appalling. According to some counts, a million people died as Muslims and Hindus caught on the wrong side of the border fled their homes. Sikhs rose up against Muslims in the Punjab, Muslims drove out Hindus, as it became apparent that central authority had simply held older religious and ethnic rivalries at bay. Some 55,000 British civilians returned home, as their political masters’ scheme to hand over to a united state as a strong military ally, fell apart in chaos and killing.
The demarcation between India and Pakistan continued to be deeply unsatisfactory, as it could not have been otherwise after two centuries during which the ‘natural’ divisions between India’s peoples had been obscured and cushioned and allowed in some places to run into each other under the vast, protective and essentially artificial blanket of the old raj. For months after the devolution of power there were massive, panic-stricken and bloody adjustments to the new gravity: wholesale exchanges of population east and west between the borders of the new states, running into millions, rioting in Delhi and elsewhere which killed more than half a million; almost immediately a war broke out between India and Pakistan which the United Nations had to step in and settle; and running disputes over contentious territories to the present day. Pakistan in the awkward bisected shape which 1947 had put it in survived for only twenty-five years. It was all something of a shambles.
Labour ministers were far less enthusiastic about dismantling the Empire in Africa. Herbert Morrison, deputy leader, agreed: He said that to give the African colonies their freedom would be like giving a child of ten a latch-key, a bank-account and a shotgun. Attlee himself speculated about creating a British African army, and the Colonial Office described Africa as the core of Britain’s new world position, from where she could draw economic and military strength. For a while it seemed like the Raj would be transplanted, in fragmented form, in Africa.
Back in the mother country, in the summer of 1947 work began in deepest secret of to build a plutonium-producing plant at Windscale, a little on the coast of Cumbria. At the same time, the government sought to rescue Britain’s position as a major world power by having a nuclear bomb designed under the guidance of one of the British scientists who had been at Los Alamos, William Penney.
In the years immediately after the war Britain contained about ten million fewer inhabitants than it has today. The thirties had seen a fall in the birthrate and there was much official worry about another natural shrinkage. In William Beveridge’s war-time report launching the modern welfare state, he had suggested that a bit of fast breeding was needed, or with its present rate of reproduction, the British race cannot continue. To his generation, the British race meant the white natives of the British Isles. Before the war, 95 per cent of the population had been born in Britain, and the other five per cent was made up of the white British whose parents had been serving in the Empire in India, Africa or the Middle East when they were born. There were black and Asian people in Britain, but very few. In the thirties the Indian community numbered about eight thousand, and there were a few Indian restaurants and grocery stores in the biggest cities.
During the war, Irish people came over to Britain to fill the labour shortage left by mobilization. Immigration continued at a rate of thirty to sixty thousand per year through the forties. The cabinet committees excluded them from debates about immigration as they were considered to be effectively indigenous. There were more ‘exotic’ groups by the end of the war, like the 120,000 Poles who had fled both the Soviets and the Nazis, many of them serving in the British forces, most famously as pilots. Most chose to stay and 65,000 found work in coal-mining and factory work.
It would be wrong to portray Britain in the forties as relaxed about race. Despite the refugees who had come to Britain in large numbers since 1938 and the widespread revelation of the horrors of the concentration camps, anti-Semitism was still evident throughout British society. It was no longer the ‘property’ of the aristocratic establishment of the 1930s who had promoted the policy of appeasement, or of Mosley’s Blackshirts who had eventually been disbanded and interred by the wartime government. in the five years before the war, sixty thousand Jews from Germany and central-eastern Europe arrived in Britain, many of them highly qualified, helping to transform the scientific, musical and intellectual life of forties Britain. In their invasion plans for 1940, the German SS reckoned the Jewish population to be above 300,000, and hugely influential. After the war, the assumption that ‘they’ dodged queues or somehow got the best of scarce and rationed goods, erupts from diaries and letters as well as anecdotes from the time. After Jewish attacks on British servicemen in Palestine in 1947, there were anti-Jewish demonstrations in several British cities, including attacks on shops and even the burning of a synagogue, mimicking the actions of the Nazis in the late 1930s. More widely, trade unions were quick to express hostility to outsiders coming to take British jobs – whether European Jews or Gentiles; Poles, Czechs, Irish or Maltese. Belief that people belonged to different genetic ‘races’ was underpinned by the government continually referring to the central importance of the British race and, by implication, to a largely unquestioned belief in its superiority to all other ‘races’. Today’s post-modern multicultural Britain would leave a visitor from immediate post-war, post-medieval Britaintotally bewildered.
Yet in the 1930s some parts of England, especially its cities and industrial conurbations, had already become quite mixed in terms of their white populations. In Coventry, for example, the proportion of migrants rose to 40% of the local population in 1935, the majority of newcomers coming from other UK regions than the Midlands. This continued during and after the war, so that immigrants from outside the UK made up just under two per cent of the local population. Of these, 1,046 were Poles, 953 were Ukrainian, and the third significant workers were the 1,100 unskilled textile workers recruited during the war who had stayed on and settled.
The small wartime Indian community expanded to an estimated four thousand by 1954. They soon ‘colonised’ some of the more rundown housing stock in the Foleshill Road area to the north of the city. Like other migrants in Coventry the Indians were anxious to protect their own identity and cultures. However, the ‘coloured’ minority represented less than 1.5 per cent of the city’s population and coloured workers were never a threat to the jobs of those employed in local engineering factories. Nevertheless, by the late 1940s Coventry had become predominantly a city of newcomers. Estimates were given that only thirty to thirty-five per cent of the city’s population of 258,000 had been born in the city, though it needs to be borne in mind that some ‘new’ areas like Walsgrave-on-Sowe were, in fact, as in Oxford, which had been incorporated from rural areas, still retaining something of their village characteristics. Nevertheless, they were incorporated because they had also outgrown their status as villages, also having their share of British ‘foreigners’. The birthplace information for the 1951 Census reveals that over 97,000 of the population were born outside the West Midlands and that, of these, 32,000 were from the industrial areas of south Wales, the North West of England and Northern England.
These ‘newcomers’ were divided roughly equally between the three ‘depressed districts’, each one contributing more than the 10,034 from London and the South East and the 9,993 from Ireland. There had been only 2,057 Irish in Coventry in 1931, but this number expanded rapidly during the building boom of the 1930s and the post-war reconstruction of the blitzed city centre. The streets surrounding St Osburg’s and St Mary’s churches had a distinctively Irish atmosphere. These two inner-city areas were well supplied with lodging houses and multi-tenanted buildings, whilst their proximity to Roman Catholic churches, increasing to six in number by 1939, made them an ideal port of call for itinerant building workers or those ‘after a start’ in local factories. The Irish also began to settle more permanently in the post-war period, forming a more permanent community. The expansion of Catholicism illustrates both the Irish determination to retain their religious identity and the establishment of Ukrainian and Polish congregations at separate churches. Three already large chapels in the city centre developed a distinctive Welsh identity, attracting large numbers of migrants who first arrived in the city during and following the miners’ lock-out of 1926, now forming the largest ethnic minority.
Although the Ministry of Labour insurance book exchanges highlighted a dearth of migrants from the coalfields to Coventry other than from Wales before 1940, the war had apparently increased the Geordie’s willingness to move while Coventry’s high engineering wages helped to keep him in the city once he had arrived. Early studies also suggest that, in this period, almost as many people were leaving the city as were moving in. Reports suggest that this was not simply due to failures to find suitable accommodation or work, but due to a more general failure of integration. Besides overt racial prejudice, Coventrians were reputed to be anything but welcoming to newcomers generally. Friendship and social networks typically followed regional and ethnic lines. Clubs, pubs and religious institutions often catered for particular migrant groups. The reputation of Coventry as an immigrant city since the early twentieth century mitigated against some of the standoffishness of the indigenous population. New immigrants therefore felt encouraged to socialize inside their own regional or ethnic networks, rather than establishing neighbourhood friendships.
At the same time, there were many among the migrants became overtly involved in public life. It is apparent that the political attitudes of those living in Coventry’s new housing estates were conditioned, in part at least, by their mythologized memories of the depression years elsewhere, especially as they were predominantly from older industrial areas such as the coalfields, iron and steel-producing areas, or desolate shipbuilding towns of south Wales and the north-east of England, being joined now by tens of thousands more relocating from Lancashire’s declining textile towns. It is therefore not insignificant that when the government’s housing policy came under attack in 1947, Tredegar-born Aneurin Bevan should choose to defend it in Coventry. He issued a challenge to Anthony Eden to debate the issue and was given a great reception from the people of Coventry, in particular from members of the Welsh Community, many of whom knew him in their native valleys. The growth of Coventry’s own distinct brand of municipal socialism from 1937 onwards can be seen, like Bevan’s own work, as a practical expression of an ideological impetus to reform, progress and planning which arose out of the determination of both leaders and led to obtain better living conditions to those which many had been forced to endure for much of the inter-war period.
Above: On the line in Cowley, in 1946
Coventry was not the only new industry town where immigrants from the south Wales valleys made a political impact and rose to positions of public prominence as councillors through their determination to improve conditions for their fellow workers in their new environments. A string of former Welsh miners turned car-workers, militants who became moderates, won seats on councils in Oxford, for the Cowley and Headington wards in the east of the city. Frank Pakenham, Patrick Gordon-Walker, Philip Noel-Baker, Richard Crossman and Maurice Edelman were among those of this first generation of Labour leaders to come to power as a result of rubbing shoulders with those whom one Coventry Conservative councillor had referred to, in 1938, as the sweepings of Great Britain. In Birmingham, William Tegfryn Bowen, born in the Rhondda in 1902, became a real ‘Dick Whittington’ in the making. After working as a collier from the age of fourteen until the General Strike of 1926, he moved to Birmingham and studied economics, social services and philosophy for a year before entering employment with the Austin Motor Company. In 1929 he became a trade union official and led a strike against the introduction of the Bedaux system in defiance of more senior officials. He was victimized for doing so and endured various spells of unemployment and odd jobs. He became a city councilor in 1941, an alderman in 1945 and in 1946 became both the Chairman of the Health Committee, Bevan’s right hand man in the second city. Later, on becoming Lord Mayor of Birmingham in 1952, Bowen was asked to account for the Labour hold on city which, under the Chamberlain dynasty, had been considered a conservative ‘fiefdom’. His answer referred to the large influx from other areas, with a different political outlook.
One of the former Welsh miners who became a car worker and foreman at the Pressed Steel Works in Cowley also claimed, we changed their attitude. This role in municipal affairs in England attracted the early attention of leading politicians in London too. As early as November 1935 Herbert Morrison, then Chairman of London County Council, spoke at a meeting in support of Labour’s successful parliamentary candidate for Coventry, Philip Noel-Baker. In his speech, he contrasted the failures of government ministers with the successes of a new breed of working class politicians, remarking that the Chairman of the London Public Assistance Committee was a common workman, formerly a South Wales miner, yet… better than all the Oliver Stanleys in the Tory Party.
Interviewed for a post-war social survey, Coventrian women often repeated a stereotype of Welsh women, as well as Scots and ‘Geordie’ women, that they were unemancipated compared with themselves. The related charge that Welsh women were ‘highly sexed’ was one which was first made in a 1942 book by an American writer, Eli Ginzberg. Statistical studies found no correlation between migrant women and rates of fertility, though there is some anecdotal evidence relating to the ‘moral’ consequences of overcrowding among immigrants in Coventry. The Employment Exchange officer, Philip Handley, gave anecdotes to the Civic Aid Society in 1937 of three recent cases in which the husband had gone on night shifts and the lodger had run away with his wife. Social Service agencies in both Oxford and Coventry were continuously sensitive to charges that migration led to greater immorality.
In Coventry, the marked tendency of Welsh women to select their own countrywomen as friends rather than their immediate neighbours was noted in the University of Birmingham’s Survey conducted at this time. So, too, were the continuing stereotypical ‘mirror’ attitudes towards the immigrants. Interestingly, as well as being accused of being ‘clannish’, ‘all out for themselves’ and ‘rootless’, they were also said to be ‘thrusting’, trying always to get on committees and councils and to ‘run the town’, thereby showing a lack of respect for the true Coventrians. By this time, however, it was very difficult to tell who the latter were anyway. In Oxford, more so than in Coventry, the paradoxes of the stereotyping led to the Welsh becoming even more ‘clannish’ in their attempts to re-establish themselves in a hostile environment; the more they relied upon familial and institutional networks as a means of mutual support and encouragement, the greater the was their contribution to the social and cultural life of the cities and the greater their integration into full citizenship. In finding their inner strengths in collective action and solidarity, they found the means to overcome a plethora of prejudice. They were able to define, develop, articulate and promote a self-image of ‘respectability’ which could counter the one of ‘rawness’ which was so often reflected on them. For example, a Coventry Welsh Rugby Club, originally founded in May 1939, became the cradle for the City of Coventry Rugby Club after the war, with many of the latter’s post-war players being nurtured by the Welsh Club. In Oxford, Cowley FC nurtured various Welsh players who went on to play for Oxford City and then West Bromwich Albion. One of them was Eddie Wilcox, the youngest son of the Wilcox family who had moved, like many other families, to Oxford from the Garw Valley. He became ‘wing half’ for ‘the Baggies’ at the age of twenty-one. J M Mogey’s post-war study of Oxford reveals that the tendency for the immigrants to be more actively involved in autonomous and collective forms of working class culture than their Oxford fellows was a major feature of the social and institutional life of the city in this era. The origins of the active leaders in the establishment of the community centre were in Scotland, Wales, or London, rather than in Oxford itself or its surrounding villages. Whilst Oxford people might continue to resent this domination by ‘foreigners’, they themselves did little to redress the imbalance. In both cities, Welsh Male Voice Choirs had been established early in the interwar period and, alongside the chapels, continued to maintain a distinctive contribution to cultural life in the post-war years. I have written more extensively about these in other articles.
Over the previous century, India had been regarded as the keystone of the British empire; the raison d’être of much of the rest of it, including Egypt, east Africa and the Transvaal, which were supposed to secure Britain’s sea-lanes to the sub-continent. With India gone the rationale for the rest of the Empire might seem to have gone: but some did not see it that way. Traumatic though it may have been, the transfer of power to India and Pakistan was not necessarily the beginning of the end, for the empire’s rationale in recent decades had changed quite considerably from what it had been in the nineteenth century, and could now accommodate what earlier might have seemed like the removal of its heart. In addition, the ‘inevitability’ of general decolonisation did not seem as inevitable then as it seems in retrospect. Of course, in 1947 the imperialists saw the ‘danger signs’, but not necessarily the death-knell of Empire.
The Bevin Boys leaving St Pancras in 1944 for training as miners – mixed messages?
At ‘home’, patriotic pride cemented a sense of being one people, one race, with one common history and fate. But, besides the divisions between ‘natives’, immigrants and internal, long-distance migrants, there were also profound barriers between classes. Estimates suggest that about sixty per cent of the nation was composed of the traditional working class – factory workers, agricultural labourers, navvies, riveters, miners, fishermen, servants and laundry workers. War aside, most would spend all their lives in their home cities, towns or villages, unless they were long-distance migrants from industrial Wales, Scotland, and the north and north-west of England to the Midlands and Home Counties of England. The war had softened class distinctions a little and produced the first rumblings of a coming cultural revolution, as men and women from a wide variety of backgrounds found themselves jumbled together in the services, and lower middle-class or even upper working-class officers found themselves ordering well-spoken ‘toffs’ around. The ‘Blimps’ – the older, more pompous upper-class senior officers of World War One ‘infamy’ became the butt of popular humour in the forces, a symbol of a Britain which was dying, if not already dead. On the ‘Home Front’, middle-class women worked in factories, public schoolboys went down the mines as ‘Bevin boys’ (supervised in Coventry by my collier-grandfather), and many working-class women had their first experiences of life away from the sink and the street.
With severe skill shortages and a national drive for exports, wages rose after the war, especially in the engineering factories in and around Coventry. The trades unions became powerful and self-confident, organising production in gangs almost independently from management. In other European countries, however, trade unions became fiercely political, but not so in Britain, where they remained more focused on the immediate cash-and-hours agenda of its members. This didn’t mean they were quiet, however, as many younger shop stewards had taken control from the older organisers who had crossed the line into management, especially in the newly nationalised coal industry, which came into being on 1 January 1947.
For Labour MPs, nationalising the coal industry was what they were in parliament for, as well as sweet revenge for 1926 and all that. The job was given to one of the government’s older and more ideological members: Manny Shinwell had been a tailor’s boy in London’s East End before moving to Glasgow and emerging as a moving force on ‘Red Clydeside’.He was a stirring speaker and veteran MP but when handed the task of nationalising coal and electricity, he found there were almost no plans or blueprint to help him, except for a single Labour pamphlet written in Welsh. Shinwell managed the job by the day, but this timing was catastrophic, since the freezing weather stopped the coal being moved and the power stations began to fail. Added to this, many mines operated under Victorian conditions by families which had owned them for decades, simply needed to be closed. In other parts of the coalfields, new mines needed to be sunk for, by 1947, Britain was producing a lot less coal than before the war. Modern cutting and winding gear was desperately needed everywhere. So was a better relationship between managers and miners to end the history of strikes and lock-outs, bred of mistrust. The miners got new contracts and a five-day week but the first major strikes spread within months of nationalisation. Over time, however, relations between the miners and the managers improved as former colliers became overseers and inspectors, and investment did occur. But the naive idea that simply taking an industry into public ownership would improve it was punctured early. Yet there was still a broad assumption by government and workers alike that the future of industry in general would be like the past, only more so – more cars and ships, more coal, more foundries and factories.
The classes which would do better were the middle classes, a fast growing minority. Government bureaucracy had grown rapidly during the war, and was continuing to do so. Labour’s Welfare State required, in addition to more professionals, hundreds of thousands of new white-collar jobs administering national insurance, teaching, and running the new National Health Service, about to be born.
The problem for the old ruling classes was whether the arrival of a socialist government was a brief and unwelcome interruption, which could be st out, or whether it was the beginning of a calm but implacable revolution. The immediate post-war period with its high taxation was a final blow for many landowners. Great country houses had to be passed over to the National Trust. It was hardly a revolutionary seizure of estates, yet to some it felt that way. Tradition was being nationalised. In 1947 the magazine Country Life protested bitterly that the aristocratic families had been responsible for civilisation in Britain:
It has been one of the services of those currently termed the privileged class, to whom, with strange absence of elementary good manners, it is the fashion not to say so much as a thank you when appropriating that which they have contributed to England.
Evelyn Waugh, an arriviste rather than a proper toff, sitting in his fine house in the Gloucestershire village of Stinchcombe, considered fleeing to Ireland:
The certainty that England as a great power is done for, that the loss of possessions, the claim of the English proletariat to be a privileged race, sloth and envy, must produce increasing poverty… this time the cutting down will start at the top until only a proletariat and a bureaucracy survive.
A day later, however, he was having second thoughts:
What is there to worry me here in Stinchcombe? I have a beautiful house furnished exactly to my taste; servants enough, wine in the cellar. The villagers are friendly and respectful; neighbours leave me alone. I send my children to the schools I please. Apart from taxation and rationing, government interference is negligible.
Yet he smelt the reek of the Displaced Persons’ Camp in the English air, and he was not alone in this. Noel Coward said that, immediately after Labour’s 1945 victory, I always felt that England would be bloody uncomfortable in the immediate post-war period, and it is now almost a certainty. These fears had some substance in reality, but the changes in atmosphere had very little to do with Attlee and Bevan.The old British class system, though it still retained a feudal air, much exploited by novelists and screen-writers, depended in practice on the Empire and a global authority that Britain was about to forfeit. Nevertheless, there was a sense of grievance and abandonment which hung about the political Right in Britain for decades.
Initially, it was unclear how well the monarchy would fare in postwar Britain. The leading members of the family were popular and Labour ministers were careful never to express any republicanism in public, and there is little sign of it in their private diaries either, though there were many Labour MPs pressing for a less expensive, stripped-down, more contemporary monarchy, along Scandinavian lines. Difficult negotiations took place over the amounts of money provided by cash-strapped taxpayers. Yet the Windsors triumphed again, with an exuberant display which cheered up many of their tired, drab subjects. The wedding of the future Queen Elizabeth II and the then Lieutenant Philip Mountbatten in 1947 was planned as a public spectacle. Royal weddings had not been so well organised in the past, and this was an explosion of colour and pageantry in a Britain that had seen little of either for ten years, a nostalgic return to luxury: Presents ranging from racehorses were publicly displayed, grand cakes made and a wedding dress of ivory clinging silk by Norman Hartnell.
There had been interesting arguments before the wedding about patriotism and Philip’s essential Britishness. The nephew of Lord Mountbatten was sold to the public as thoroughly English by upbringing despite his being an exiled Greek prince, a member of the Greek Orthodox Church, and having many German relatives. In the event, Philip’s three surviving sisters were not invited to the wedding, all of them being married to Germans. The wedding was a radio event, still, rather than a television one, though the newsreel film of it packed out cinemas throughout the world, including in devastated Berlin. In lavishness and optimism, it was an act of British propaganda and celebration for bleak times, sending out the message that despite everything Britain was back. The wedding reminded the club of European royalty how few of them had survived as rulers into the postwar world. Dusty uniforms and slightly dirty tiaras worn by exiles were much in evidence: the Queen’s younger sister, Princess Margaret remarked that people who had been starving in little garrets all over Europe suddenly reappeared.
On 28th December (2015), The Daily Telegraph reported that the student leading a campaign to remove a statue of Cecil Rhodes from an Oxford college has turned his fire on the university itself, accusing it of spreading “injustice” around the world by educating future leaders with a “skewed” and “Eurocentric” mindset.
Ntokozo Qwabe and the Cecil Rhodes statue on Oriel College in Oxford
(Photo: Rex).
South African Ntokozo Qwabe, himself a beneficiary of a Rhodes scholarship, claimed that students at Oxford endure “systemic racism, patriarchy and other oppressions” on a daily basis. The 24-year-old also said that the university’s admissions and staff recruitment systems “perpetrate exclusion” and suggested that even Oxford’s architecture is laid out in a “racist and violent” way. And he accused the British media of treating him and his supporters like “terrorists” for challenging the establishment.
His comments came in a lengthy posting on Facebook in response to reaction to his remarks likening the French Tricolor to the Nazi swastikaor the hammer and sickle under Stalin as a “symbol of violence, terror and genocide for many”. He said he had suffered a media “onslaught” as a result. Mr Qwabe shot to prominence earlier this month after Oriel College agreed to remove a plaque under a statue of the colonial era mining magnate and politician and consider talking down the statue itself. It followed protests by Mr Qwabe’s “Rhodes Must Fall” campaign group, which takes its inspiration from a movement in South Africa which has succeeded in having statues of Rhodes removed.
This rather strange, if not bizarre, set of circumstances, reminds many in Eastern Europe of the controversies of the late nineties and ‘noughties’ when the statues and commemorobilia of the Soviet Era were systematically removed, including war memorials. Many of the statues of Lenin and other Soviet leaders were removed to a theme park near Budapest in the case of Hungary. More controversially, perhaps, street names were changes, often against the wishes of residents, in order to expunge any memory of the collaboration of Hungarians in the forty-year occupation.
More recently, there have been further controversies about what, who and how to commemorate the previous dark period in Hungarian history which led to the Nazi occupation of 1944-45 and the Holocaust and Hungarian Fascist regime. The erection of a statue of the Regent of Hungary from 1920 to 1944, Miklós Horthy, caused a furore, since many associated his regime as anti-Semitic, passing anti-Jewish Laws from the early twenties to the 1940s, facilitating the deportation of Hungary’s Jews from rural towns and villages, and then collaborating with the Nazis in the occupation of his own country, only belatedly heeding advice to leave the Axis and seek an armistice with the Allies. Was he, perhaps like János Kadar after him, a saviour or a traitor?
The Hungarian government also became unpopular with the current Jewish community in Budapest by commissioning a national memorial to ‘all the victims of the German occupation’, symbolised by a rampant eagle, rather than recognising the events of 1944-45 as a Hungarian Holocaust, Hungarian in origin, willingly participated in by Hungarian politicians, armed services and police. In some provincial towns, local figures who collaborated in these events, whether actively or passively, have had their previous contributions recognised in the commissioning and raising of statues, most recently in Szekesfehérvár, not without provoking both local and national outrage.
The who, what, why and how of acts of commemoration will, of necessity, change from generation to generation. As the events of the two World Wars become more remote from current generations, the annual Acts of Remembrance in the UK are bound to focus on more recent wars and their victims, whether fallen or surviving. Commemoration is about the needs of current communities for remembrance, not about an agreed, detailed version of the past. It is about the gathering together of diverse individual experiences into a collective memory. Just as two people’s memories of the same family members and events can be diverse, so collective memory is also heterogeneous.
However, to be true nations, we must be true to our common heritages, and that means that we must have regard to the historical bedrock from which we sculpt, both actually and metaphorically, the memorials we leave for future generations. We carve them in stone because they are supposed to represent lasting truth, not some contemporary fad. The same applies to their removal as to their erection. In deciding what and who to commemorate, politicians need to consult other craftsmen before they commission architects and artists. These metaphorical craftsmen, the historians, will no doubt have their own principles and perspectives, but they are also charged with testing all the available sources of evidence, before producing a synthesis about the legacy of past people(s) and events.
This coming year will be marked by a number of commemorations, including controversial ones such as the Battle of the Somme and the 1916 Easter Uprising in Dublin. As a second-year undergraduate I can remember reading about this latter event in some detail. Soon after submitting my essay, I met an Irish republican, and tried to apologise to him for the legacy of bitterness which originated from these events. Somewhat older and better studied than me at the time, he pointed out that I could not take responsibility for what the British Empire had done three or even two generations before. All either of us could do was to deal with the legacy as we both perceived it in our own lifetimes.
My experience of that legacy had begun with a visit to Nelson’s other column, in Dublin in the mid-sixties, shortly before it was blown up by the Official IRA. A warning was given in that case, so only the monument suffered. More recently, it had culminated in the blowing-up of two pubs in the centre of Birmingham in November 1974. This was by the Provisional IRA, and no warning was given. Twenty-one people were killed, and many more suffered life-changing injuries. Most of them were teenagers; many, like me, aged seventeen. In fact, I could easily have been one of them, had I left the Bull-Ring Centre burger-bar minutes later than I did. Those responsible have never been held to account; instead six Irishmen were falsely imprisoned for more than fifteen years, compounding the confusion felt by the general victims, the people of Birmingham, including its well-integrated Irish community. The point is that, in wanting to apologise, I was doing what many with emotional connections to current or past events do, confusing history with legacy. I desperately wanted to help set things straight. Much later, as part of a Birmingham-Belfast Education for Mutual Understanding Project, I had the opportunity to do so. Reconciliation became possible, but it was not history which absolved us. Nor did it condemn us; that is not its role.
Similarly, some time ago, one of my students asked to do her special study on the Amritsar Massacre. One of her reasons for this was that she first wanted to come to terms with the family legacy that General Dyer, the officer commanding the British troops that day in 1919, was a relative. She was able to write a fascinating prologue on this before providing a well-researched, dispassionate account and interpretation of the events surrounding that day. Her present-day family are Quakers pacifists.
Chronicling Cecil Rhodes and his Empire:
So, what is the legacy of Cecil Rhodes and why has it provoked such controversy both in South Africa and the UK? To understand this, we first need to examine the chronicle of events surrounding his life, and then put this in the context of South Africa’s later history in the twentieth century, asking the questions, in what sense can he be described as a ‘racist’ and to what extent can he be seen as one of the key architects of the ‘apartheid’ state?:
Born in 1854, the son of a clergyman from Bishop’s Stortford, Rhodes had emigrated to South Africa at the age of seventeen before going to Oxford. He was at once a business genius and imperial visionary. It was not enough for Rhodes to make a fortune from the vast De Beers diamond mines at Kimberley. He aspired to be more than a money-maker. He dreamt of becoming an empire builder.
Cecil Rhodes became the wealthy chairman of the Kimberley diamond-mines, following the annexation of Griqualand West by the British Government in 1871 at the request of the Griqua chief. The extension of the Cape Colony across the Orange River checked the westward expansion of the Boer Orange Free State.
Though his public image was that of a lone colossus bestriding Africa, as in the cartoon above, Rhodes could not have won his near-monopoly over South African diamond production without the assistance of his friends in the City of London; in particular, the Rothschild bank, at that time the biggest concentration of financial capital in the world.
When Rhodes had arrived at the Kimberley diamond fields there had been more than a hundred small companies working the four major ‘pipes’, flooding the market with diamonds and driving one another out of business. In 1882 a Rothschild agent visited Kimberley and recommended large-scale amalgamation; within four years the number of companies was down to three. A year later, the bank financed the merger of Rhodes’s De Beers Company with the Compagnie Francaise, followed by the final crucial fusion with the bigger Kimberley Central Company.
Now there was just one company: De Beers. Rhodes did not own the company, since Rothschild was the largest shareholder, and by 1899 the Rothschilds’ stake was twice that of Rhodes. When Rhodes needed financial backing for a new scheme in October 1888, he turned to Rothschild, who by then had become the first Jew to enter the House of Lords.
The proposition that Rhodes wanted Rothschild to consider was the concession he had just secured from the Matabele chief, Lobengula, to develop ‘simply endless’ gold fields that Rhodes believed existed beyond the Limpopo River. The terms of his letter made it clear that his intentions towards the chief were anything but friendly. The Matabele king, he wrote, was
the only block to Central Africa, as once we have his territory, the rest is easy, as the rest is simply a village system with a separate headman, all independent of each other… the key is Matabele Land, with its gold, the reports as to which are not based solely on hearsay… Fancy, this Gold Field which was purchasable, at about £150,000 two years ago, is now selling for over ten million.
Bechuanaland (modern-day Botswana) was in a key position in South Africa, as it lay on the direct route to the rich Zambesi valley, which Rhodes wanted to control. He had used his influence with the home Government to secure a protectorate over the territory in 1884, fearing that the Germans in south-west Africa would intervene and block British expansion northward. He now dreamed of a united Africa under British rule, extending northwards from the Cape, with a Cape-to-Cairo railway across British territories.
When Rhodes joined forces with the existing Bechuanaland Company to create a new Central Search Association for Matabeleland, the banker Rothschild was a major shareholder, and increased his involvement when this became the United Concessions Company in 1890. He was also among the founders of the British South Africa Company, acting as the Company’s unpaid financial adviser.
Rhodes established the British South Africa Company in 1889, and was granted the right by charter to develop the resources of the country now bearing his name – Rhodesia.
Rhodes became Prime Minister of the Cape Colony in 1890. Like many of his contemporaries, he was inspired by a sense of Great Britain’s mission to extend a civilising influence throughout its Empire, known as ‘the White Man’s Burden’, as most clearly expressed in Kipling’s poem. He saw his own part in this as extending British influence in South Africa, aiming to create a South African Federation out of the British and Afrikaaner colonies.
The first step towards this was to consolidate his control over Matabeleland. When Lobengula realised he had been hoodwinked into signing over much more than mere mineral rights, he resolved to take Rhodes on. Determined to dispose of the chief once and for all, Rhodes responded by ending an invasion force – the Chartered Companies’ Volunteers – numbering seven hundred. By African standards, the Matabele had a powerful and well-organised army, numbering in the region of three thousand. But Rhodes’s men brought with them devastating Maxim guns which could fire five hundred rounds a minute, fifty times faster than the fastest rifle available.
Maxim testing his gun…
Above: Hiram Maxim with his gun, c. 1880.
The Maxim gun had been invented by an American, Hiram Maxim, who had an underground workshop in Hatton Garden, London. As soon as he had his prototype ready for the British market, he invited several members of the Royal Family and the British aristocracy to give the weapon a trial. Among those who accepted were the Duke of Cambridge, the Prince of Wales, the Duke of Edinburgh, the Duke of Devonshire and the Duke of Kent. The first of these, who was then Commander-in-Chief, felt ‘confident they will, ere long, be used generally in all armies’. When the Maxim Gun Company was established in 1884, Lord Rothschild was on its board. In 1888 his bank financed the £1.9 million merger of the Company with the Nordenfelt Guns and Ammunition Company.
The Battle of Shangani River in 1893 was among the earliest uses of the Maxim in battle. One eyewitness recorded what happened:
The Matabele never got nearer than 100 yards led by the Nubuzu regiment, the king’s body-guard who came on yelling like fiends and rushing on to certain death, for the Maxims far exceeded all expectations and mowed them down literally like grass. I never saw anything like these Maxim guns, nor dreamed that such things could be: for the belts and cartridges were run through them as fast as a man could load and fire. Every man in the laager owes his life under Providence to the Maxim gun. The natives told the king that they did not fear us for our rifles, but they could not kill the beast that went pooh! pooh! by which they meant the Maxim.
To the Matabele it seemed that ‘the white man came… with… guns that spat bullets as the heavens sometimes spit hail, and who were the naked Matabele to stand up against these guns?’ Around 1,500 Matabele warriors were wiped out. Just four of the seven hundred invaders died. The Times reported that the Matabele
put our victory down to witchcraft, allowing that the Maxim was a pure work of an evil spirit. They have named it”S’cockacocka”, owing to the peculiar noise it makes when in action.
The conquered territory was renamed Rhodesia, since he had masterminded the operation. However, it could not have succeeded without the financial might of Rothschilds. One member of the family noted with satisfaction the connection between ‘a sharp action having taken place with the Matabeles’ and ‘a little spurt in the shares’ of Rhodes’s British South Africa Company.
The official Matabeleland souvenir, published on the fortieth anniversary of the one-sided conflict, long after Rhodes’s death, opened with his ‘tribute’ to the men who had conquered the Matabele ‘savages’. The ‘highlight’ is the following hymn, originally written as a Liberal satire on the expedition, which Rhodes’s men adopted as their anthem:
Onward Chartered Soldiers, on to heathen lands,
Prayer books in your pockets, rifles in your hands.
Take the glorious tidings where trade can be done,
Spread the peaceful gospel – with a Maxim gun..
Rhodes’s ambitions brought him into conflict with the Boers whose leader, Paul Kruger, resented his policy of expansion which meant the encircling of Boer territory. The Boers were farmers, but the discovery of gold in the Witswatersrand in 1886 and the rapid development of the mines by British settlers led to the outnumbering of the Boer population by the Uitlanders in the Transvaal. Kruger adopted a hostile policy towards them, denying them all political rights and taxing them heavily. Moreover, monopolies granted to Europeans and heavy railway rates hampered the expansion of the mining industry.
The Jameson Raid (1896) was a plot engineered by Dr Jameson, administrator of Rhodesia, and supported by Rhodes, to use the Uitlanders to overthrow the Boer Government of the Transvaal. Its failure led to Rhodes’ resignation and discredited the British Government in the eyes of the world, uniting both Boer states against Britain.
The Wars in…
The Uitlanders of theTransvaal continued to agitate for improved conditions and petitioned the British government to intervene on their behalf. Negotiations failed to reach a compromise, due to the obstinacy of Kruger on the one hand and the uncompromising imperialism of Joseph Chamberlain, on the other. The Boers declared war in 1899. The Boer War came to an end in 1902, after Roberts and Kitchener finally wore down the resistance of the Boers, partly through the use of concentration camps for the women and children of the irregular fighters. The Boer republics were annexed, but the Boers were to continue to rule themselves and their farmers were compensated for war damage.
During the Second Boer War Rhodes went to Kimberley at the onset of the siege, in a calculated move to raise the political stakes on the government to dedicate resources to the defence of the city. The military felt he was more of a liability than an asset and found him intolerable. Rhodes insisted that the military should adopt his plans and ideas instead of following their orders.Despite the differences, Rhodes’ company was instrumental in the defence of the city, providing water, refrigeration facilities, constructing fortifications, manufacturing an armoured train, shells and a one-off gun named Long Cecil.
Rhodes used his position and influence to lobby the British government to relieve the siege of Kimberley, claiming in the press that the situation in the city was desperate. The military wanted to assemble a large force to take the Boer cities of Bloemfontein and Pretoria, but they were compelled to change their plans and send three separate smaller forces to relieve the sieges of Kimberley, Mafeking and Ladysmith.
Funeral of Rhodes in Adderley St, Cape Town on 3 April 1902
Although Rhodes remained a leading figure in the politics of southern Africa, especially during the Second Boer War, he had been dogged by ill-health throughout his relatively short life. From age 40 his heart condition returned with increasing severity until his death from heart failure in 1902, aged 48, at his seaside cottage in Muizenberg.
The Union of South Africa came about in 1909, and included the two British colonies, the Cape and Natal, and the two Boer republics of the Transvaal and Orange Free State. A constitution was drafted and accepted by the British Parliament which agreed, among other matters, a common policy towards the native African populations.
As PM of Cape Colony
The Jameson Raid
Churchill’s Adventures in South Africa
Of course, many others were attracted by a sense of imperial adventure to South Africa. Among them was the young Winston Churchill, who had already spent time in India with the Queen’s Own Hussars, before arriving on a ‘new’ continent as a journalist-adventurer.
Above: Churchill as chief Boer War correspondent on The Morning Post,
South Africa, 1899
Extracts from Simon Schama (2002), A History of Britain: 1776-2000; The Fate of Empire. London: BBC Worldwide.
In South Africa fame and fortune went together. Randolph (Churchill) had invested in Rand mining shares, which had appreciated by at least fifty times their original face value – a small fortune that, unhappily for Jennie and Winston, was largely consumed by the late Lord’s equally substantial debts. But Churchill also shared the indignation of the colonial secretary, Joseph Chamberlain, and the empire builder Cecil Rhodes that the might of the British Empire was being held to ransom by the obstinacy of a bunch of Dutch farmers who dictated what political rights British settlers might and might not enjoy in the Transvaal. Mostly, however, the Boer War was another opportunity for the kind of military-literary adventure that Winston had made his trademark… he resigned his commission in the Hussars and was made chief war correspondent for ‘The Morning Post’. He sailed with the commander-in-chief of the expedition, Sir Redvers Buller; managed to be taken prisoner while defending an armoured train against Boer attack; escaped from a military gaol at Pretoria…, hid in a coal wagon and then walked hundreds of miles to freedom; and finally returned to active duty with the South African Light Horse in time to be at the relief of Ladysmith. The escapades were almost too fabulous to be true, and they turned Churchill from a purveyor of ripping yarns on the frontier into a genuine, nationally known war hero. Writing about his Boer War and lecturing with lantern slides in Britain, Canada and America… put £10,000 into his bank account.
Must Rhodes Fall in Oxford?
A prominent statue of Rhodes on the main campus of the University of Cape Town was vandalized with human excrement in March 2015, giving rise to a student-led campaign called “#RhodesMustFall” which drew attention to what the activists considered the lack of systemic racial transformation in South African institutions after apartheid.The university’s management took the statue down for relocation on 9 April 2015.
A statue of Rhodes adorns the frontage of Oriel College, Oxford. In 2015, a group of students demanded the removal of his statue, stating that it “symbolise[d] racism and colonialism”. Certainly, the statue dominates the High Street. Rhodes was an Oriel alumnus and left the College £100,000 in his will, though he stipulated that his trustees should enquire closely into how it was spent since ‘the college authorities live secluded from the world and so are like children in commercial matters’. Appropriately, like the young Winston Churchill, he looks like a man who has just come in from a walk on the dusty veldt. The inscription is a ‘chronogram’: concealed within the message is the date of the building’s erection in Roman numerals. It is 1911, but takes some unravelling.
There is also a plaque to Rhodes in King Edward Street (pictured above) marking where Rhodes lived as a student in 1881, and commemorating his ‘great services rendered… to his country’. Many imperial animals, including lions and elephants, also occupy important positions on Oxford’s buildings. The loftiest of these are, of course, the birds, including an eagle and a pelican, the latter being the target for a bottle thrown by an angry scholar, John Keble. Perhaps the most unusual and impressive of these statues is the Zimbabwe bird on the roof of Rhodes House (below).
This is a copy of one of eight soapstone effigies of birds found during the excavation of the ancient Shona city of Zimbabwe in the 1880s, the only representations of animals found in any archaeological site in sub-Saharan Africa. Rhodes is known to have bought one in 1889. Of course, by logical extension, both the plaque and the bird would be additional candidates for the iconoclasm suggested for Rhodes’s statue, the former for its celebration of the man as a national hero, and the latter, in addition to its association with the house named in his honour, due to Zimbabwe’s more recent fall from grace within the Commonwealth.
“To think of these stars that you see overhead at night, these vast worlds which we can never reach. I would annexe the planets if I could; I often think of that. It makes me sad to see them so clear and yet so far.”
“Pure philanthropy is very well in its way but philanthropy plus five percent is a good deal better.”
“I contend that we are the first race in the world, and that the more of the world we inhabit the better it is for the human race… If there be a God, I think that what he would like me to do is paint as much of the map of Africa British Red as possible…” (as an undergraduate in Oxford)
“Remember that you are an Englishman, and have consequently won first prize in the lottery of life.”
“Equal Rights for all Civilized Men South of the Zambesi.”
“I could never accept the position that we should disqualify a human being on account of his colour.”
“To be born English is to win first prize in the lottery of life.”
“Take Constitution Jesuits if obtainable and insert English Empire for Roman Catholic Religion” (outlining the original conception of the Rhodes Scholarships to Lord Rothschild, 1888).
Secondary Sources and Interpretations:
A Simple School Text Narrative of The British Empire in Africa:
The map shows the extent of the European empires at the end of the nineteenth century. European influence… extended considerably… between 1870 and 1900 when a scramble for overseas possessions in Africa, Asia and elsewhere took place.
The largest of the European empires in 1900 was the British Empire. This occupied about one quarter of the world’s land surface and included between one quarter and one fifth of the world’s population.
It included two types of colony. Canada, Australia and New Zealand, together with the South African states of Cape Colony and Natal, were self-governing colonies which meant that they controlled their own internal affairs. They were also colonies of settlement, for throughout the nineteenth century European settlers, most of them British, were attracted to these sparsely populated lands.
… Britain came to feel that it was her duty to lead the native peoples along the path of progress. As Joseph Chamberlain, who was Colonial Secretary between 1895 and 1903, put it: ‘We feel now that our rule over these territories can only be justified if we can show that it adds to the happiness and prosperity of the people…’ . Rudyard Kipling stressed the same idea, that possessing an empire involved obligations to the peoples ruled:
Take up the White Man’s burden –
Send forth the best ye breed –
Go bind your sons to exile
To serve your captives’ need….
In the first place, however, the Empire existed for the benefit of trade, as it had done in the eighteenth century… In 1885 Britain’s exports to the Empire were valued at £26 million; in 1905 this figure was £113 million. Referring to Britain’s new African territories, Lord Salisbury, who was Prime Minister for the greater part of the period 1885-1902, said: ‘It is our business in all these new countries to make smooth the paths for British commerce, British enterprise, the application of British capital, at a time when … other outlets for the commercial energies of our race are being gradually closed…’.
The acquisition of vast new territories… was accompanied at home by mounting public interest in and enthusiasm for the Empire. These feelings reached their climax in 1897 during the celebrations held to mark Queen Victoria’s DiamondJubilee (pictured below).
Above: Queen Victoria’s Diamond Jubilee, London 1899
Extracts from Bernard Porter (1984), The Lion’s Share: A short history of British Imperialism. Harlow: Longman
The encirclement of the Transvaal was completed at the end of the decade, when the diamond millionaire Cecil Rhodes (who always had British colonial interests more at heart than the British Colonial Office) formed a commercial company to occupy Matabeleland and Mashonaland to the north. The idea was that the company should take over the administration of the country in return for its profits. There was opposition to this scheme from humanitarians, worried by the implications of a situation whereby native Africans were governed by their exploiters. But for a parsimonious government it was a tempting bargain. The profits to be got from the country were as yet merely notional, whereas the expense of governing them was predictable. So the company got its royal charter in October 1889. In this way Rhodesia was born, and for the British government another potential counterbalance to Afrikanerdom secured at almost no expense.
… one constant factor in British policy… was that British interests in South Africa be secured as cheaply as possible. As much as in mid-century, national interest had to be balanced against national economy; and ways could generally be found of reconciling the two. This was one of the purposes of the federation policy, and of the constant efforts of British governments to persuade the colonists themselves to assume responsibility for new territories annexed. It was also a reason why Rhodes’ offer was so eagerly accepted in 1889. One result of this, however, was a kind of paradox: that in order to maintain cheaply a general British supremacy over southern Africa, Britain was tending to lose her particular authority there – her authority over the white colonists’ conduct of their domestic affairs, including, of course, their ‘native policies’. As yet the concept of British imperial trusteeship for native races was not quite dead, and the humanitarian lobby in Britain won some minor victories, where it did not cost much in money or local goodwill. Where larger interests were at stake, however – agreement with the Boers at the London Convention, containment of the Boers by Rhodes in 1889 – trusteeship could make little headway. Slowly Whitehall’s powers were devolved upon the men on the spot, to secure their co-operation and spread the burden. Consequently, as the area of the British empire in southern Africa expanded, so its real effective control there diminished. (pp 99-101)
Because of the many thousands of Britons and British organisations which had established themselves in far-off places, long before governments feared to tread there, it was seldom difficult for governments, if they wanted to, to find people to delegate to… in southern Africa the government of the Cape. Elsewhere a favourite instrument of vicarious colonial administration in the 1880s was the chartered company, like Rhodes’s in South Africa. The disadvantages of the giving commercial companies licence to rule colonial territories were that they discouraged free competition; and that their exploitative functions might not always be compatible with their subjects’ welfare – although current economic orthodoxy tended to assume that profits arising from exploitation did filter down. The great advantage of the chartered company was that it disburdened the British taxpayer of the cost of colonial administration. The Liberal and avowedly anti-imperialist Chancellor of the Exchequer Sir William Harcourt was reported in 1892 to have said that ‘even jingoism is tolerable when it is done “on the cheap”.’… (104-5)
For men like Chamberlain, Rosebery, Curzon, Milner, Rhodes, their imperialism was a serious matter: in a very literal sense a matter of life and death. It was a question of fitting Britain for survival, preparing her, as Lord Rosebery put it, ‘for the keen race of nations’. Consequently, it would involve quite drastic changes in Britain as well as abroad: all agreed, or said they did, that a true imperialism began at home. ‘An Empire such as hours’, wrote Rosebery to The Times in 1900, ‘requires as its first condition an Imperial Race – a race vigorous and industrious and intrepid. Health of mind and body exalt a nation in the competition of the universe. The survival of the fittest is an absolute truth in the condition of the modern world.(129-130)
Of course some people would not be fully satisfied until the whole world was British. Only when there were no foreigners would Britain be entirely secure from foreigners. This was the ultimate in imperialist paranoia. Cecil Rhodes as a young man envisaged Britain taking over and settling
the entire Continent of Africa, the Holy Land, the valley of the Euphrates, the Islands of Cyprus and Candia, the whole of South America, the islands of the Pacific not heretofore possessed by Great Britain, the whole of the Malay Archipelago, the seabord of China and Japan;
The whole process to be completed by ‘the ultimate recovery of the United States of America as an integral part of the British Empire’; and this, he concluded, would ‘render wars impossible’. This was clearly over-ambitious; but it was a common desire of imperialists to want to make existing colonies secure by surrounding them with more… there were many who saw Egypt’s frontier stretching as far as Uganda, and South Africa’s boundary way beyond the Zambesi. There were supposed to be other reasons why it was so imperative, in the interests of national survival, to take more colonies. The most common one was the economic one: an old familiar argument for imperialism, but given a new urgency… by the prevailing climate of fear. Cecil Rhodes… put it sensationally, as if the survival of the capitalist system depended on it:
In order to save the forty million inhabitants of the United Kingdom from a bloody civil war, we colonial statesmen must acquire new lands to settle the surplus population, to provide for the goods produced by them in the factories and mines. The Empire, as I have always said, is a bread and butter question. If you want to avoid civil war, you must become imperialists.
… Ideas like these were widespread amongst self-styled ‘imperialists’ in the 1890s… Fundamentally they believed in their own abilities: were confident that they had it in them to run a great empire – that they were, if they organised themselves properly, fit to rule a quarter of mankind. ‘We happen to be’, said Cecil Rhodes, ‘the best people in the world, with the highest ideals of decency and justice and liberty and peace, and the more of the world we inhabit, the better for humanity’. Many others doubtless shared his patriotic self-esteem, but it was not common to voice it so crudely, and it was in any event not necessary to the imperialist’s case to believe that his ‘race’ was overall and absolutely superior to others. What late Victorian imperialists did like to claim was that they were better at the practical and pragmatic science of managing the affairs of other people. In this they fancied themselves greatly. ‘I believe,’ said Joseph Chamberlain in 1895, ‘that the British race is the greatest of governing races that the world has ever seen’ (131-5).
The association of capitalism with imperialism … was commonplace: but nowhere in the late nineteenth century British Empire… was the association quite so close or so blatant as in South Africa in the 1890s. In South Africa the tissue of industrial capitalism, grafted late, had taken hold firmly in the 1880s and spread phenomenally thereafter; by the mid-nineties, for those who believed capitalism should be kept in its place and that place was outside politics, it was clearly out of control. The cause of this was the domination of the South African industrial scene by Cecil Rhodes, a man whose conception of financial and political power would not admit of any necessary demarcation between them: who believed that what was good for his Consolidated Gold Fields was good for South Africa, and would bury political power to achieve that good. Rhodes was the reason why South African capitalism in the 1890s became a force on the side of British imperialism… Of the handful of big European capitalism scrapping for riches amongst the gold reefs of the independent Transvaal… only a tiny minority believed that their interests would be furthered by an extension of British rule there; most of them… were happy digging for gold under the auspices of the relatively ordered, if not very friendly, government of the Afrikaners… Rhodes was exceptional partly because his financial interests were spread over more of southern Africa than theirs, and partly because he had very special imperial visions of his own; his capitalism was imperialistic… The consequence was that, in the imperial history of Southern Africa in the 1890s, the forces of industrial and financial capitalism played a more prominent role than they would have done otherwise.
Rhodes’s influence in South African affairs was partly the outcome of his wealth and the use he made of it, partly the result of the favour shown to him by British government ministers for reasons of their own. The two things were connected, of course: Rhodes used his wealth to cultivate ministers’ favour, and ministers favoured him partly because of the power he wielded through his wealth… Rhodes’s power had been built up in the Kimberley diamond fields, which he came to monopolise in 1888, and the gold reefs of the Witwatersrand, which he could never control absolutely, but which he shared with two or three other great magnates in the 1890s. With the wealth from these two gigantic concerns, and with winning ways with all kinds of men which none of his rivals could begin to compete with, he established for himself a predominant position in South African politics. In 1890 he became Prime Minister of Cape Colony at the head of a party which had preached and practised co-operation between the white races, and which practised, though it did not preach so loudly, co-operation too between politics and capital: of his dual role as company director and premier, ‘I concluded’, he wrote, ‘that one position could be worked with the other, and each to the benefit of all’. …in England he had the admiration of the Queen, the backing of Lord Rothschild… and the support of at least two influential journalists… This kind of influence was of great assistance to him when… in 1889 (he) secured from the Liberal government a charter to carve a whole country in his own commercial image… In the early 1890s his company took possession of its inheritance, swindled and shot the Matabele and Mashonaoples who lived there into a sullen subservience, and dug for the promised gold: but failed to find it. It was when the prospect of big dividends… receded in ‘Zambesia’ that he turned his full attention, and the powers – legal and illegal – that his wealth gave him, towards making the Transvaal British.
Rhodes always insisted that he valued riches not for their own sake but for the power they gave him to help extend and consolidate the British empire: which grand ambition, he held, justified any use he might make of those riches – ‘you must judge of my conduct by the objects that I had in view’. …It followed for Rhodes that, for southern Africa to be secured for the British Empire, the Transvaal must become part of it; and he believed he had the means to help this on. …When the Rand’s gold had first been discovered the Cape had reaped some profit from it by transporting it to the sea. By 1894, however, the Transvaal could export and import goods without touching British territory at all, by means of a new, independent railway just completed to Delagoa Bay in Portuguese East Africa. …There were rumours too Paul Kruger, the Transvaal president, was planning a republican takeover of the whole of South Africa… And from 1894 there were more solid reports of German involvement in the Transvaal, with the Transvaal’s encouragement, which gave the situation a more sinister outlook still. Ministers in London were worried, but not worried enough yet… to take overtly aggressive action against the Transvaal… Rhodes, however, had more urgency, fewer scruples, and the power to make an African war almost on his own.
Rhodes’s decision to use his considerable powers to incite revolution in the Transvaal, to abet it when it came, and to use it to force the Republicans into some kind of compliant union with the British colonies, arose from his conviction that a rebellion was going to break out in the Transvaal anyway, and that it had better be turned into a British imperial direction by him than into another direction, less favourable to the British, by others. For years there had been unrest amongst the largely foreign mining community on the land, the ‘Uitlanders’, who were daily subjected to innumerable aggravations and disabilities by a dominant people they regarded as rude and inferior, and who regarded them, with rather more justice, as a threat to their whole national way of life… During 1894-95 there was talk of armed rebellion on the Rand: wild talk, as it turned out, from the ordinary Uitlanders, but more serious from some of the big capitalists, who took measures – like gun-running – actively to promote it. Rhodes’s involvement in this plotting would ensure that the revolution, if it came and succeeded, would be to the advantage of the empire.
It also led the British government to be dragged into the affair: not necessarily because it approved of Rhodes’s cloak-and-dagger ways of solving its South African problem, but it was because it was coming to accept his diagnosis of that problem, and because his power and prestige in South Africa made him the readiest means to hand, if not the best, towards a solution… Rhodes was the agent she was given to work through, and Rhodes had ideas of his own… Before the autumn of 1895 he had secured the co-operation he needed from the British government to put his plot into effect: troops, a friendly High Commissioner, and a strip of land on the western border of the Transvaal he could start an invasion from. Joseph Chamberlain at the Colonial Office… played along with Rhodes… His connivance in Rhodes’s schemes rested on the assumption.. made on the best authority, that an Uitlander rebellion would take place… In that event intervention by Britain, or by a British colonial in Britain’s name, could be presented as a response to a situation generated independently of her, made in order legitimately to safeguard her nationals in the Transvaal. What ruined things for the government was that the Uitlanders never rebelled, yet the intervention took place regardless. On 29 December 1895 Dr Leander Starr Jameson rode into the Transvaal at the head of a band of 500 mounted troops and carrying a Union Jack, to aid a rebellion which never happened. He was easily stopped. The results of this fiasco were disastrous for everyone except the Boers… Chamberlain tried to cover the traces of imperial involvement, but could not… To all intents and purposes Britain was implicated in a squalid conspiracy against a foreign state… The result of the Jameson Raid was the complete opposite of what had been intended. Instead of weakening Kruger it strengthened him; instead of persuading him to compromise it made him more intransigent…
The lesson of the Jameson Raid for the British government was that it could no longer pursue its policies in South Africa on the coat-tails of capitalists.Rhodes and the government had done a great deal for each other in the past, and Chamberlain was convinced that Rhodes could do something for him still in the future – but in the north, where his buccaneering methods were likely to be more successful against black Africans than against white Afrikaners, and less likely to arouse strong feelings at home or diplomatic repercussions abroad. …Before he had raided the Transvaal Dr Jameson had been Rhodes’s viceroy in Zambesia; in this capacity he had managed to provoke the Matabele, and even their neighbours the Mashona… to seething unrest… they both rebelled, reasserted their old sovereignties, and put ‘Rhodesia’ – and the value of Chartered Company shares – in very real danger. Rhodes had to restore the authority of the Company or his whole world would have collapsed: and this he did during the course of 1896 in one of the bloodiest and most ferocious of southern Africa’s ‘punitive’ wars, capped – when it was clear the Africans were not going to be tamed by force alone – by a remarkable exercise by Rhodes in peaceful persuasion. In the north, therefore, Rhodes was left to repair his own breaches; but in the south he was, for the time being, a spent force, too discredited to be of use… The British government had perforce to disown him, and to secure its South African salvation by its own efforts – as it should have done all along.
Britain was stalemated. She could neither persuade the Transvaal to join the empire nor force her into it… The stalemate was broken slowly, in 1897-99… Chamberlain nursed public opinion in Britain on to his side in a series of speeches calculated to make it hostile to Kruger.And in south Africa he got what he needed most: a handle to turn his policy by, to fill the gap left by Rhodes’s departure. The ‘South African League was formed in 1896 to rally imperialist opinion in the two British colonies and the Transvaal… its policies were Rhodes’s, and in April 1899 Rhodes himself returned from the political wilderness to become its president. This time, however, it was not Rhodes who would take the initiatives. That duty lay firmly with… Chamberlain and his new High Commissioner, Alfred Milner…
Milner was move positively for war. A self-declared ‘British Race Patriot’, he could not conceive of the Afrikaners of the Cape being loyal to the empire while there remained an independent nation of their ‘race’ to the north to divert their loyalties…(168-176)
Cases came to light around the turn of the century of the most shocking abuses of trust by exploitative concerns. One was Cecil Rhodes’s conduct in Zambesia in the 1890s. But the worst was the Congo Free State, entrusted to King Leopold of the Belgians by the Berlin Conference in 1884, where the most horrific tales of systematic massacre and mutilation in the search for profits were revealed to the European public in the 1900s, and provoked widespread agitation which eventually led to Leopold’s surrender of his Congolese kingdom to the Belgian parliament in 1909. Rhodes and Leopold together made Liberals highly distrustful of capitalists in the tropics, and especially of capitalist monopolies with title over vast expanses of territory, which were the cause of the worst abuses. (223)
1919 was a year for dreams to come true; another one which did was Cecil Rhodes’s ‘Cape to Cairo’ scheme, when Britain took Tanganyika from Germany and so completed that chain too… further down the Union of South Africa took over the administration of South-West Africa. (248-9)
Extracts from Niall Ferguson (2003), Empire: How Britain Made the Modern World. London: Penguin Books.
So close was Rhodes’s relationship with the Rothschilds that he even entrusted the execution of his will to Lord Rothschild, specifying that his estate should be used to fund an imperialist equivalent of the Jesuit order – the original intention of the Rhodes Scholarships. This would be ‘a society of the elect for the good of the Empire’… Rothschild in turn assured ; ‘Our first and foremost wish in connection with South African matters is that you should remain at the head of affairs in that Colony and that you should be able to carry out that great Imperial policy which has been the dream of your life.’
The creation of his own personal country and his own imperialist holy order were indeed merely components of a much bigger Rhodesian ‘Imperial policy’. On a huge table-sized map of Africa (which can still be seen in Kimberley today) Rhodes drew a pencil line stretching from Cape Town to Cairo. This was to be the ultimate imperial railway. From the Cape it would run northwards like some huge metal spine through Bechuanaland… Rhodesia… Nyasaland… then on past the Great Lakes to Khartoum and finally up the Nile to its final destination in Egypt.
By this means, Rhodes envisaged bringing the whole African continent under British domination… There were literally no limits to Rhodes’s ambitions.
At one level, wars like the one waged against the Matabele were private battles planned in private clubs like the Kimberley Club, that stuffy bastion of capitalist conviviality of which Rhodes himself was among the founders. Matabeleland had become part of the Empire at no cost to the British taxpayer since the entire campaign had been fought by mercenaries employed by Rhodes and paid for by the shareholders in the British South African and De Beers companies. If it turned out that Matabeleland had no gold, then they would be the losers. In effect, the process of colonization had been privatised, a return to the early days of empire when monopoly trading companies had pioneered British rule from Canada to Calcutta. Rhodes was indeed consciously learning from history. British rule in India had begun with the East India Company; now British rule in Africa would be founded on his business interests. In one letter to Rothschild he even referred to De Beers as ‘another East India Company’. (227-8)
By the beginning of the new century, the carve-up was complete. The British had all but realized Rhodes’s vision of unbroken possession from the Cape to Cairo:their African empire stretched northwards from the Cape Colony through Natal, Bechuanaland (Botswana), Southern Rhodesia (now Zimbabwe), Northern Rhodesia (Zambia), and Nyasaland (Malawi); and southwards from Egypt, through the Sudan, Uganda and East Africa (Kenya). German East Africa was the only missing link in Rhodes’s intended chain… the lion’s share belonged to Britain. (239-40)
To Rhodes, Chamberlain and Milner, the Boer’s independence remained intolerable. As usual, British calculations were both strategic and economic… the Cape remained a military base of ‘immense importance for England’ (Chamberlain) for the simple reason that the (Suez) Canal might be vulnerable to closure in a major European war. It remained, in the Colonial Secretary’s view, ‘the cornerstone of the whole British colonial system’. At the same time, it was hardly without significance that the Boer republics had turned out to be sitting on the biggest gold seams in the world. By 1900 the Rand was producing a quarter of the world’s gold supply and had absorbed more than £114 million of mainly British capital. Having been an impoverished backwater, the Transvaal suddenly seemed set to become the economic centre of gravity in southern Africa. But the Boers saw no reason why they should share power with the tens of thousands of British immigrants, the ‘Uitlanders’, who had swarmed into their country to pan for gold. Nor did they approve of the (somewhat) more liberal way the British treated the black population of Cape Colony. In the eyes of their president Paul Kruger, the Boers’ strictly Calvinist way of life was simply incompatible with British rule… Ever since 1895, when Rhodes’s crony Dr Leander Starr Jameson had led his abortive ‘raid’ into the Transvaal, it had been obvious that a showdown was imminent.
(273-4)
Not only was imperialism immoral, argued the critics. According to the Radicals, it was also a rip-off: paid for by British taxpayers, fought for by British soldiers, but benefiting only a tiny elite of fat-cat millionaires, the likes of Rhodes and Rothschild. That was the thrust of J. A. Hobson’s profoundly influential ‘Imperialism: A Study’, published in 1902. ‘Every great political act’ argued Hobson,
‘must receive the sanction and the practical aid of this little group of financial kings… They have the largest definite stake in the business of Imperialism, and the amplest means of forcing their will upon the policy of nations… Finance is the governor of the imperial engine, directing the energy and determining the work.’
H. N. Brailsford took Hobson’s argument further in his ‘The War of Steel and Gold: A Study of the Armed Peace’, (written in 1910, but not published until 1914). ‘In the heroic age,’ Brailsford wrote,
‘Helen’s was the face that launched a thousand ships. In our golden age the face wears more often the shrewd features of a some Hebrew financier. To defend the interests of Lord Rothschild and his fellow bondholders, Egypt was first occupied and then practically annexed by Great Britain… The extremest case of all is, perhaps, our own South African War.’
Was it not obvious that the war had been fought to ensure that the gold mines of the Transvaal remained securely in the hands of their capitalist owners? Was not Rhodes merely, in the words of the Radical MP Henry Labouchere, an ‘Empire jerry-builder who had always been a mere vulgar promoter masquerading as a patriot, and the figurehead of a gang of astute Hebrew financiers with whom he divides the profits?’
Like those modern conspiracy theories which explain every war in terms of the control of oil reserves, the Radical critique of imperialism was an over-simplification (Hobson and Brailsford little knew what a liability Rhodes had been during the siege of Kimberley.) And like those other modern theories that attribute sinister power to certain financial institutions, some anti-imperialism conveyed more than a hint of anti-Semitism. (283-4)
Conclusion: The ‘Crux’ of the Issue
In this last comment by Niall Ferguson we reach the crux of the issue. Certainly, Rhodes was a colonialist and imperialist, as were most leading figures of his day, not just within the British Empire, but within all the European empires. In Africa, as noted here, the French were equally aggressive in their pursuit of land and resources, and the Belgians and subsequently the Italians also used what, even within the terms of this ‘scramble’ were excessive means against the native African populations. That is not to justify the actions that Rhodes was involved in, but just to place them in a broader context. It also needs to be noticed that his while his strategy for developing Rhodesia was a classical colonialist one, through the control of trading companies, his involvement in the Transvaal and later in the relief of Kimberley was concerned with achieving British supremacy over a white race, the Boers and that, if anything, his attitudes towards the original natives were far more liberal than those of the Afrikaners, certainly than those of Kruger. There is also evidence that, as a business man, he retained a practical antipathy for everyday racial discrimination. On this question, he should not be judged by today’s standards, but as living at a time when theories of racial hierarchy and paternalism were dominant throughout Britain and Europe. These theories are certainly evident in the architecture of Oxford, Bristol, Liverpool, London, Birmingham, Edinburgh and other cities which grew rapidly in the eighteenth and nineteenth century. If every surviving reminder of slavers, colonialists and imperialists were to be torn down, the cityscapes of Britain would look radically different, and greatly impoverished. More importantly, much of modern human history has been about the replacement of one great ‘construct’ with another, whether in economics, politics, or art and architecture. As Niall Ferguson has pointed out, the liberal imperialism of the late Victorian period was criticised by Radicals who revealed themselves as overtly anti-Semitic. The new empires of fascists and communists which characterised the 1930s and 1940s were far more universally destructive than the old ones, yet we do not seek to remove every trace of them. Finally, far from being an ‘architect of apartheid’, there is a fundamental ‘disconnect’ between the imperialism of Rhodes and his contemporaries in Africa and the post-1948 racist regimes in Southern Africa. They drew their inspiration from a heretical view of sectarian Calvinism which was very far removed from the Victorian paternalism of ‘the white man’s burden’ to which Rhodes subscribed.