Above: NAZI GERMANY & ITS ALLIED/ OCCUPIED TERRITORIES IN 1945

The Aftermath of the Ardennes Offensive:

The German army’s losses in 1944 were immense, adding up to the equivalent of more than a hundred divisions. Nevertheless, during this period Hitler managed to scrape up a reserve of twenty-five divisions which he committed in December to a re-run of his 1940 triumph in France, an offensive in the Ardennes, the so-called Battle of the Bulge. For a few days, as the panzers raced towards the Meuse, the world wondered if Hitler had managed to bring it off. But the Allies had superior numbers and the tide of battle soon turned against the Germans, who were repulsed within three weeks, laying Germany open for the final assault from the West. For this, the Allies had eighty-five divisions, twenty-three of which were armoured, against a defending force of twenty-six divisions. Rundstedt declared after the war:

I strongly object to the fact that this stupid operation in the Ardennes is sometimes called the “Rundstedt Offensive”. This is a complete misnomer. I had nothing to do with it. It came to me as an order complete to the last detail. Hitler had even written “Not to be Altered”.

In the Allied camp, Montgomery told a press conference at his Zonhoven headquarters on 7 January that he saluted the brave fighting men of America:

 … I never want to fight alongside better soldiers.  … I have tried to feel I am almost an American soldier myself so that I might take no unsuitable action to offend them in any way.

However, his sin of omission in not referring to any of his fellow generals did offend them and further inflamed tensions among the Anglo-American High Command. Patton and Montgomery loathed each other anyway, the former calling the latter that cocky little limey fart, while ‘Monty’ thought the American general a foul-mouthed lover of war. As the US overhauled Britain in almost every aspect of the war effort, Montgomery found himself unable to face being eclipsed and became progressively more anti-American as the stars of the States continued to rise. So when censorship restrictions were lifted on 7 January, Montgomery gave his extensive press briefing to a select group of war correspondents. His ineptitude shocked even his own private staff, and some believed he was being deliberately offensive, especially when he boasted:

General Eisenhower placed me in command of the whole northern front. … I employed the whole available power of the British group of armies. You have this picture of British troops fighting on both sides of American forces who had suffered a hard blow. This is a fine Allied picture.

Although he spoke of the average GIs as being ‘jolly brave’ in what he called ‘an interesting little battle’, he claimed he had entered the engagement ‘with a bang’, and left the impression that he had effectively rescued the American generals from defeat. Bradley then described Montgomery to Eisenhower as being all out, right-down-to-the-toes-mad, telling ‘Ike’ that he could not serve with him, preferring to be sent home to the US. Patton immediately made the same declaration. Then Bradley started holding court to the press himself and, together with Patton, leaked damaging information about Montgomery to American journalists. Montgomery certainly ought to have paid full tribute to Patton’s achievement in staving off the southern flank of the Ardennes offensive, but the US general was not an attractive man to have as a colleague. He was a white supremacist and an anti-Semite, and his belief in the Bolshevik-Zionist conspiracy remained unaffected by the liberation of the concentration camps which was soon to follow. Whatever the reasons for Montgomery’s dislike of Patton, as Andrew Roberts has pointed out:

The British and American generals in the west from 1943 to 1945 did indeed have a special relationship: it was especially dreadful.

Despite their quarrelling, by 16 January, the Allies had resumed their advance as the British, Americans and French gradually forced their way towards the Rhine. The German order to retreat was finally given on 22nd, and by 28th there was no longer a bulge in the Allied line, but instead, a large one developing in that of the Germans.

The Oder-Vistula Offensive & Hitler’s ‘Bunker’ Mentality:

Meanwhile, the Red Army had burst across the Vistula and then began clearing Pomerania and Silesia. The 12th January had seen the beginning of a major Soviet offensive along the entire front from the Baltic Sea in the north to the Carpathian mountains in the south, against what was left of the new German Central front, made up of the seventy divisions of Army Group Centre and Army Group A. The Red Army first attacked from the Baranov bridgehead, demolishing the German Front of the Centre sector. Planned by Stalin and the ‘Stavka’, but expertly implemented by Zhukov, this giant offensive primarily comprised, from the south to the north, as shown on the map above: Konyev’s 1st Ukrainian, Zhukov’s 1st Belorussian, Rokossovsky’s 2nd Belorussian, Chernyakovsky’s 3rd Belorussian, Bagryan’s 1st Baltic and Yeremenko’s 2nd Baltic Fronts, so no fewer than two hundred divisions in all.

Faced with this onslaught, wildly outnumbered and outgunned, the Germans conducted an impressive fighting retreat of almost three hundred miles, losing Warsaw on 17 January and leaving isolated garrisons at Thorn, Poznan and Breslau that had no real hope of relief. The Polish territories which remained under occupation were lost, as was Upper Silesia with its undamaged industrial area and Lower Silesia east of the Oder. Almost one million German citizens were sheltering in or around the city of Breslau in Lower Silesia, which was not a fortress in the conventional sense despite attempts following August 1944 to build a defensive ring at a ten-mile radius from the city centre. On 20 and 21 January, Women and children were told through loudspeakers to leave the city on foot and proceed in the direction of Opperau and Kanth. This effectively expelled them into three-foot snowdrifts and temperatures of -20 Celsius. The babies were usually the first to die, the historian of Breslau’s subsequent seventy-seven-day siege recorded. Ammunition and supplies were parachuted in by the Luftwaffe, but these often fell into the Oder or behind the Russian lines. The city did not surrender until 6 May and its siege cost the lives of 28,600 of its 130,000 soldiers and civilians.

During the first two months of 1945, Hitler was living in a world of self-delusion, while continuing to direct operations from his bomb-proof bunker deep beneath the Chancellory in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. It’s impossible to tell, even from the verbatim reports of Hitler’s briefings of the Reich’s most senior figures, when exactly he realised that he was bound to lose the war, and with it his own life. It possibly came at the end of the ‘Battle of the Bulge’ at the close of 1944, or in the first week of 1945, for on 10 January he had the following conversation with Göring over the problems with the production of secret weaponry:

HITLER: It is said that if Hannibal, instead of the seven or thirteen elephants he had left as he crossed the Alps … had had fifty or 250, it would have been more than enough to conquer Italy.

GÖRING: But we did finally bring out the jets; we brought them out. And they most come in masses, so we keep the advantage.

HITLER: The V-1 can’t decide the war, unfortunately.

GÖRING: … Just as an initially unpromising project can finally succeed, the bomber will come too, if it is also –

HITLER: But that’s still just a fantasy!

GÖRING: No!

HITLER: Göring, the gun is there, the other is still a fantasy!

Although there were often up to twenty-five people in the room during these Führer-conferences, Hitler usually had only two or three interlocutors. It was after one such conference in February that Albert Speer tried to explain to Admiral Dönitz how the war was certainly lost, with the maps there showing a catastrophic picture of innumerable breakthroughs and encirclements, but Dönitz merely replied with an unwonted curtness that he was only there to represent the Navy and that the rest was none of his business. The Führer must know what he is doing, he added. Speer believed that if Dönitz, Göring, Keitel, Jodl, Guderian and himself had presented the Führer with an ultimatum, and demanded to know his plans for ending the war, then Hitler would have had to have declared himself. Yet that was never going to happen, because they suspected, not without justification as it turned out, that by then there was soon only to be a rope at the end of it. When Speer approached Göring at Karinhall soon after he had spoken to Dönitz, the Reichsmarschall readily admitted that the Reich was doomed, but said that he had:

… much closer ties with Hitler; many years of common experiences and struggles had bound them together – and he could no longer break loose.

By the end of January, the military situation both in the west and the east was already quite beyond Hitler’s control: the Rhine front collapsed as soon as the Allies challenged it, and leaving the last German army in west locked up in the Ruhr, the British and Americans swept forward to the Elbe. Hitler’s dispositions continued to make Germany’s strategic situation worse. Guderian recalled after the war that the Führer had refused his advice to bring the bulk of the ‘Wehrmacht’ stationed in Poland back from the front line to more defensible positions twelve miles further back, out of range of Russian artillery. Disastrously, Hitler’s orders meant that the new defensive line, only two miles behind the front, were badly hit by the Soviet guns, wrecking any hopes for a classic German counter-attack. A historian of the campaign has remarked that this was an absolute contradiction of German military doctrine. Hitler’s insistence on personally authorising everything done by his Staff was explained to Guderian with hubristic words:

There’s no need for you to try and teach me. I’ve been commanding the Wehrmacht in the field for five years and during that time I’ve had more practical experience than any gentlemen of the General Staff could ever hope to have. I’ve studied Clausewitz and Moltke and read all the Schlieffen papers. I’m more in the picture than you are!

A few days into the great Soviet offensive in the east, Guderian challenged Hitler aggressively over his refusal to evacuate the German army in Kurland, which had been completely cut off against the Baltic. When Hitler refused the evacuation across the Baltic, as he always did when asked to authorise a retreat, according to Speer, Guderian lost his temper and addressed his Führer with an openness unprecedented in this circle. He stood facing Hitler across the table in the Führer’s massive office in the Reich Chancellery, with flashing eyes and the hairs of his moustache literally standing on end saying, in a challenging voice: “It’s simply our duty to save these people, and we still have time to remove them!”Hitler stood up to answer back: “You are going to fight on there. We cannot give up those areas!” Guderian continued, “But it’s useless to sacrifice men in this senseless way. It’s high time! We must evacuate these soldiers at once!” According to Speer, although he got his way, …

… Hitler appeared visibly intimidated by this assault … The novelty was almost palpable. New worlds had opened out.

As the momentum of the Red Army’s Oder-Vistula offensive led to the fall of Warsaw later that month, three senior members of Guderian’s planning staff were arrested by the Gestapo and questioned about their apparent questioning of orders from the OKW. Only after Guderian spent hours intervening on their behalf were two of them released, though the third was sent to a concentration camp. The basis of the problem not only lay in the vengeful Führer but in the system of unquestioning obedience to orders which had been created around him, which was in fundamental conflict with the General Staff’s system of mutual trust and exchange of ideas. Of course, the failed putsch had greatly contributed to Hitler’s genuine distrust of the General Staff, as well as to his long-felt ‘class hatred’ of the army’s aristocratic command. On 27 January, during a two-and-a-half-hour Führer conference, starting at 4.20 p.m., Hitler explained his thinking concerning the Balkans, and in particular, the oilfields of the Lake Balaton region in Hungary. With Göring, Keitel, Jodl, Guderian and five other generals in attendance, together with fourteen other officials, he ranged over every front of the war, with the major parts of the agenda including the weather conditions, Army Group South in Hungary, Army Group Centre in Silesia, Army Group Centre in Silesia, Army Group Vistula in Pomerania, Army Group Kurland, the Eastern Front in general, the west and the war at sea. Guderian told Hitler that our main problem is the fuel issue at the moment, to which Hitler replied, who replied: That’s why I’m concerned, Guderian. Pointing to the Balaton region, he added:

… if something happens down there, it’s over. That’s the most dangerous point. We can improvise everywhere else, but not there. I can’t improvise with the fuel. 

The Sixth Panzer Army, reconstituted after its exertions in the Ardennes offensive was ordered to Hungary, from where it could not be extracted. ‘Defending’ Hungary, or rather its oilfields, accounted for seven out of the eighteen Oder-Neisseanzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment. In January, Hitler had only 4,800 tanks and 1,500 combat aircraft in the east, to fight Stalin’s fourteen thousand tanks and fifteen thousand aircraft. Soon after the conference, Zhukov reached the Oder river on 31 January and Konyev reached the Oder-Neisse Line a fortnight later, on the lower reaches of the River Oder, a mere forty-four miles from the suburbs of Berlin. It had been an epic advance but had temporarily exhausted the USSR,  halting its offensive due to the long lines of supply and communications. On 26 February, the Soviets also broke through from Bromberg to the Baltic. As a consequence, East Prussia was cut off from the Reich. Then they didn’t move from their positions until mid-April.

Below: The Liberation of Europe, East & West, January 1944 – March 1945

About twenty million of the war dead were Russians by this stage, together with another seven million from the rest of the USSR, rather more of them civilians than Red Army soldiers. The vast majority of them had died far from any battlefield. Starvation, slave-labour conditions, terror and counter-terror had all played their part, with Stalin probably responsible for nearly as many of the deaths of his own people as Hitler was. However, the Nazis were guilty of the maltreatment of prisoners-of-war, with only one million of the six million Russian soldiers captured surviving the war, as well as millions of Russian Jews. Yet despite their exhaustion, the proximity of Stalin’s troops to the German capital gave their Marshal and leader a greatly increased voice at the Yalta Conference in the Crimea, called to discuss the ‘endgame’ in Europe, and to try to persuade the Soviets to undertake a major involvement in the war against Japan.

The ‘Big Three’ at the Yalta Conference, 4-11 February:

Franklin Roosevelt and Josef Stalin met only twice, at the Tehran Conference in November 1943 and the Yalta Conference in February 1945, although they maintained a very regular correspondence. Roosevelt’s last letter to the Soviet leader was sent on 11 April, the day before he died. By the time of Yalta, it was Roosevelt who was making all the running, attempting to keep the alliance together. With the Red Army firmly in occupation of Poland, and Soviet troops threatening Berlin itself when the conference opened, there was effectively nothing that either FDR or Churchill could have done to safeguard political freedom in eastern Europe, and both knew it. Roosevelt tried everything, including straightforward flattery, to try to bring Stalin round to a reasonable stance on any number of important post-war issues, such as the creation of a meaningful United Nations, but he overestimated what his undoubted aristocratic charm could achieve with the genocidal son of a drunken Georgian cobbler. A far more realistic approach to dealing with Stalin had been adopted by Churchill in Moscow in October 1944, when he took along what he called a naughty document which listed the proportional interest in five central and south-east European countries. Crucially, both Hungary and Yugoslavia would be under ’50-50′ division of influence between the Soviets and the British. Stalin signed the document with a big blue tick, telling Churchill to keep it, and generally stuck to the agreements, the exception being Hungary.

In preparation for the conference, Stalin tried to drum up as much support as he could for his puppet government in Poland. It was a subject, for example, that had dominated the visit of General de Gaulle to Moscow in December 1944. It was against the diplomatic background of this meeting with De Gaulle and in the knowledge that the war was progressing towards its end, that Stalin boarded a train from Moscow for the Crimea in February 1945. He had just learnt that Marshal Zhukov’s Belorussian Front had crossed into Germany and were now encamped on the eastern bank of the Oder. In the West, he knew that the Allies had successfully repulsed Hitler’s counter-attack in the Ardennes, and in the Far East that General Douglas MacArthur was poised to recapture Manila in the Philippines, the British had forced the Japanese back in Burma, and the US bombers were pounding the home islands of Japan. Victory now seemed certain, though it was still uncertain as to how soon and at what cost that victory would come.

The conference at Yalta has come to symbolise the sense that somehow ‘dirty deals’ were done as the war came to an end, dirty deals that brought dishonour on the otherwise noble enterprise of fighting the Nazis. But it wasn’t quite the case. In the first place, of course, it was the Tehran Conference in November 1943 that the fundamental issues about the course of the rest of the war and the challenges of the post-war world and the challenges of the post-war world were initially discussed and resolved in principle. Little of new substance was raised at Yalta. Nonetheless, Yalta is important, not least because it marks the final high point of Churchill and Roosevelt’s optimistic dealings with Stalin. On 3 February, the planes of the two western leaders flew in tandem from Malta to Saki, on the flat plains of the Crimea, north of the mountain range that protects the coastal resort of Yalta. They, and their huge group of advisers and assistants, around seven hundred people in all, then made the torturous drive down through the high mountain passes to the sea.

The main venue for the conference was the tsarist Livadia Palace, where  FDR stayed and where the plenary sessions took place. The British delegation stayed at the Vorontsov Villa Palace overlooking the Black Sea at Alupka, twelve miles from the Livadia Palace. The Chiefs of Staff meetings were held at Stalin’s headquarters, the Yusupov Villa at Koreiz, six miles from the Livadia Palace. Churchill, who had cherished the hope that the United Kingdom would be chosen as the site of the conference, was not enthusiastic about the Crimea. He later described the place as ‘the Riviera of Hades’ and said that…

 … if we had spent ten years on research, we could not have found a worse place in the world.

But, as in so much else, the will of Stalin had prevailed, and none of the Western Allies seemed aware of of the bleak irony that his chosen setting was the very location where eight months previously Stalin his own peculiar way of dealing with dissent, real or imagined, in deporting the entire Tatar nation. Yet it was here in the Crimea that the leaders were about to discuss the futures of many nationalities and millions of people. One of these leaders, President Roosevelt, had, according to Churchill’s doctor, Lord Moran, gone to bits physically. He doubted whether the President was fit for the job he had to do at Yalta. Hugh Lunghi, who went to the military mission in Moscow, remembers seeing the two leaders arrive by plane, and he too was surprised by the President’s appearance:

Churchill got out of his aircraft and came over to Roosevelt’s. And Roosevelt was being decanted, as it were – it’s the only word I can use – because of course he was disabled. And Churchill looked at him very solicitously. They’d met in Malta of course, so Churchill, I suppose, had no surprise, as I had – and anyone else had who hadn’t seen Roosevelt previously – to see this gaunt, very thin figure with his black cape over his shoulder, and tied at his neck with a knot, and his trilby hat turned up at the front. His face was waxen to a sort of yellow … and very drawn, very thin, and a lot of the time he was sort of … sitting there with his mouth open sort of staring ahead. So that was quite a shock.

Roosevelt was a dying man at Yalta, but whether his undoubted weakness affected his judgement is less easy to establish, with contemporary testimony supporting both sides of the argument. What is certain, though, is that Roosevelt’s eventual accomplishments at Yalta were coherent and consistent with his previous policies as expressed at Tehran and elsewhere. His principal aims remained those of ensuring that the Soviet Union came into the war against Japan, promptly, once the war in Europe was over and gaining Soviet agreement about the United Nations. The intricacies of the borders of eastern Europe mattered much less to him. Addressing Congress in March 1945, Roosevelt reported that Yalta represented:

… the end of the system of unilateral action, the exclusive alliances, the spheres of influence, the balance of power, and all the other expedients that have been tried for centuries, and have always failed.

This was an idealistic, perhaps naive, way to have interpreted the Yalta conference, but it is quite possible that Roosevelt believed what he was saying when he said it, regardless of disability and illness. Whilst Roosevelt’s physical decline was obvious for all present to see, just as obvious was Stalin’s robust strength and power. As the translator at the Conference, Hugh Lunghi saw him:

Stalin was full of beans … He was smiling, he was genial to everyone, and I mean everybody, even to junior ranks like myself. He joked at the banquets more than he he had before.

In his military uniform, Stalin cut an imposing figure, and, in the head of the British Foreign Office, Sir Alexander Cadogan’s words, he was quiet and restrained, with a very good sense of humour and a rather quick temper. But, more than that, the Allied leaders felt that Stalin at Yalta was someone they could relate to on a personal level and could trust more than they had been able to do previously. Certainly, Churchill and Roosevelt remained anxious to believe in Stalin the man. They clung to the hope that Stalin’s previous statements of friendship meant that he was planning on long-term co-operation with the West. By the time of Yalta, Churchill could point to the fact that the Soviets had agreed to allow the British a free hand in Greece. In any case, the future peace of the world still depended on sustaining a productive relationship with Stalin. The two Western leaders remained predisposed to gather what evidence they could in support of their jointly agreed ‘thesis’ that Stalin was a man they could ‘handle’. At the first meeting of all three leaders, in the Livadia Palace, the former holiday home of the imperial family, Roosevelt remarked:

… we understand each other much better now than we had in the past and that month by month that understanding was growing.

It was Poland which was to be the test case for this assertion, and no subject was discussed more at Yalta. Despite the protests of the Polish government in exile, both Roosevelt and Churchill had already agreed that Stalin could keep eastern Poland. What mattered to both leaders was that the new Poland, within its new borders, should be ‘independent and free’. They knew only too well, of course, that only days after Hitler’s ‘brutal attack’ from the West, the Soviet Union had made their own ‘brutal attack’ from the East. It was the results of this ‘land grab’ that Churchill now agreed, formally, to accept. But he also explained that Britain had gone to war over Poland so that it could be “free and sovereign” and that this was a matter of “honour” for Britain. Stalin pointed out that twice in the last thirty years, the USSR had been attacked through the “Polish corridor”, and he remarked:

The Prime Minister has said that for Great Britain the question of Poland is a question of honour. For Russia it is not only a question of honour but also of security … it is necessary that Poland be free, independent and powerful. … there are agents of the London government connected with the so-called underground. They are called resistance forces. We have heard nothing good from them but much evil.

Stalin, therefore, kept to his position that the ‘Lublin Poles’, who were now in the Polish capital as ‘the Polish government’ had as great a democratic base in Poland as de Gaulle has in France and that elements of the ‘Home Army’ were ‘bandits’ and that the ex-Lublin Poles should be recognised as the legitimate, if temporary, government of Poland. Unlike at Tehran, where he had remained silent in the face of Stalin’s accusations about the Polish resistance, Churchill now made a gentle protest:

 I must put on record that the British and Soviet governments have different sources of information in Poland and get different facts. Perhaps we are mistaken but I do not feel that the Lublin government represents even one third of the Polish people. This is my honest opininion and I may be wrong. Still, I have felt that the underground might have collisions with the Lublin government. I have feared bloodshed, arrests, deportation and I fear the effect on the whole  Polish question. Anyone who attacks the Red Army should be punished but I cannot feel the Lublin government has any right to represent the Polish nation.

As Churchill and Roosevelt saw it, the challenge was to do what they could to ensure that the government of the newly reconstituted country was as representative as possible. So Roosevelt sent Stalin a letter after the session that he was concerned that people at home look with a critical eye on what they consider a disagreement between us at this vital stage of the war. He also stated categorically that we cannot register the Lublin government as now composed. Roosevelt also proposed that representatives of the ‘Lublin Poles’ and the ‘London Poles’ be immediately called to Yalta s that ‘the Big Three’ could assist them in jointly agreeing on a provisional government in Poland. At the end of the letter, Roosevelt wrote that:

… any interim government which could be formed as a result of our conference with the Poles here would be pledged to the holding of free elections in Poland at the earliest possible date. I know this is completely consistent with your desire to see a new free and democratic Poland emerge from the welter of this war.

This put Stalin in something of an awkward spot because it was not in his interests to have the composition of any interim government of Poland worked out jointly with the other Allied leaders. He would have to compromise his role, as he saw it, as the sole driver of events if matters were left until after the meeting disbanded. So he first practised the classic politicians’ ploy of delay. The day after receiving Roosevelt’s letter, 7 February, he claimed that he had only received the communication ‘an hour and a half ago’. He then said that he had been unable to reach the Lublin Poles because they were away in Kraków. However, he said, Molotov had worked out some ideas based on Roosevelt’s proposals, but these ideas had not yet been typed out. He also suggested that, in the meantime, they turn their attention to the voting procedure for the new United Nations organisation. This was a subject dear to Roosevelt’s heart, but one which had proved highly problematic at previous meetings. The Soviets had been proposing that each of the sixteen republics should have their own vote in the General Assembly, while the USA would have only one. They had argued that since the British Commonwealth effectively controlled a large number of votes, the Soviet Union deserved the same treatment. In a clear concession, Molotov said that they would be satisfied with the admission of … at least two of the Soviet Republics as original members. Roosevelt declared himself ‘very happy’ to hear these proposals and felt that this was a great step forward which would be welcomed by all the peoples of the World. Churchill also welcomed the proposal.

Then Molotov presented the Soviet response on Poland, which agreed that it would be desirable to add to the Provisional Polish Government some democratic leaders from the Polish émigré circles. He added, however, that they had been unable to reach the Lublin Poles, so that time would not permit their summoning to Yalta. This was obviously a crude ruse not to have a deal brokered between the two Polish ‘governments’ at Yalta in the presence of the Western leaders. Yet Churchill responded to Molotov’s proposal only with a comment on the exact borders of the new Poland, since the Soviet Foreign Minister had finally revealed the details of the boundaries of the new Poland, as envisaged by the Soviets, with the western border along the rivers Oder and Neisse south of Stettin. This would take a huge portion of Germany into the new Poland, and Churchill remarked that it would be a pity to stuff the Polish goose so full of  German food that it got indigestion. This showed that the British were concerned that so much territory would be taken from the Germans that in the post-war world they would be permanently hostile to the new Poland, thus repeating the mistakes made at Versailles in 1919 and forcing the Poles closer to the Soviets.

At this conference, Churchill couched this concern as anxiety about the reaction of a considerable body of British public opinion to the Soviet plan to move large numbers of Germans. Stalin responded by suggesting that most Germans in these regions had already run away from the Red Army. By these means, Stalin successfully dodged Roosevelt’s request to get a deal agreed between the Lublin and London Poles. After dealing with the issue of Soviet participation in the Pacific War, the leaders returned once more to the question of Poland. Churchill saw this as the crucial point in this great conference and, in a lengthy speech, laid out the immensity of the problem faced by the Western Allies:

We have an army of 150,000 Poles who are fighting bravely. That army would not be reconciled to Lublin. It would regard our action in transferring recognition as a betrayal. 

Above: Stalin & Churchill at Yalta 

Churchill acknowledged that, if elections were held with a fully secret ballot and free candidacies, this would remove British doubts. But until that happened, and with the current composition of the Lublin government, the British couldn’t transfer its allegiance from the London-based Polish government-in-exile. Stalin, in what was a speech laced with irony, retorted:

The Poles for many years have not liked Russia because Russia took part in three partitions of Poland. But the advance of the Soviet Army and the liberation of Poland from Hitler has completely changed that. The old resentment has completely disappeared … my impression is that the Polish people consider this a great historic holiday.

The idea that the members of the Home Army, for example, were currently being treated to a ‘historic holiday’ can only have been meant as ‘black’ humour. But Churchill made no attempt to correct Stalin’s calumny. In the end, the Western Allies largely gave in to Stalin’s insistence and agreed that the Soviet-Polish border and, in compensation to Poland, that the Polish-German border should also shift westward. Stalin did, however, say that he agreed with the view that the Polish government must be democratically elected, adding that it is much better to have a government based on free elections. But the final compromise the three leaders came to on Poland was so biased in favour of the Soviets that it made this outcome extremely unlikely. Although Stalin formally agreed to free and fair elections in Poland, the only check the Western Allies secured on this was that ‘the ambassadors of the three powers in Warsaw’ would be charged with the oversight of the carrying out of the pledge in regard to free and unfettered elections. On the composition of the interim government, the Soviets also got their own way. The Western Allies only ‘requested’ that the Lublin government be reorganised to include ‘democratic’ leaders from abroad and within Poland. But the Soviets would be the conveners of meetings in Moscow to coordinate this. It’s difficult to believe that Roosevelt and Churchill could have believed that this ‘compromise’ would work in producing a free and democratic Poland, their stated aim. Hugh Lunghi later reflected on the generally shared astonishment:

Those of us who worked and lived in Moscow were astounded that a stronger declaration shouldn’t have been made, because we knew that there was not a chance in hell that Stalin would allow free elections in those countries when he didn’t allow them in the Soviet Union.

This judgement was shared at the time by Lord Moran, who believed that the Americans at Yalta were ‘profoundly ignorant’ of ‘the Polish problem’ and couldn’t fathom why Roosevelt thought he could ‘live at peace’ with the Soviets. Moran felt that it had been all too obvious in Moscow the previous October that Stalin meant to make Poland ‘a Cossack outpost of Russia’. He saw no evidence at Yalta that Stalin had ‘altered his intention’ since then. But on his first observation, he was wrong in respect to Roosevelt, at least. The President no longer cared as much about Poland as he had done when needing the votes of Polish Americans to secure his third term. He now gave greater priority to other key issues, while paying lip-service to the view that the elections in Poland had to be free and open. He told Stalin, …

… I want this election to be the first one beyond question … It should be like Caesar’s wife. I didn’t know her but they say she was pure.

Privately, the President acknowledged that the deal reached on Poland was far from perfect. When Admiral Leahy told him that it was so elastic that the Russians can stretch it all the way from Yalta to Washington without ever technically breaking it, Roosevelt replied: I know, Bill, but it is the best I can do for Poland at this time. The ‘deal’ was the best he could do because of the low priority he gave to the issue at that particular time. What was most important for Roosevelt overall was that a workable accommodation was reached with Stalin on the key issues which would form the basis for the general post-war future of the world. He did not share the growing consensus among the Americans living in Russia that Stalin was as bad as Hitler. Just before Yalta, he had remarked to a senior British diplomat that there were many varieties of Communism, and not all of them were necessarily harmful. As Moran put it, I don’t think he has ever grasped that Russia is a Police State. For the equally hard-headed Leahy, the consequences of Yalta were clear the day the conference ended, 11 February. The decisions taken there would result in Russia becoming …

… the dominant power in Europe, which in itself carries a certainty of future international disagreements and the prospects of another war.

But by the end of the conference, the leaders of the Western Allies and many of their key advisers were clearly putting their faith ever more firmly in the individual character of Stalin. Cadogan wrote in his journal on 11th that he had …

… never known the Russians so easy and accommodating … In particular, Joe has been extremely good. He is a great man, and shows up very impressively against the background of the other two ageing statesmen.

Churchill remarked that what had impressed him most was that Stalin listened carefully to counter-arguments and was then prepared to change his mind. And there was other evidence of a practical nature that could be used to demonstrate Stalin’s desire to reach an accommodation with the West – his obvious intention not to interfere in British action in Greece, for example. But above all, it was the impact of his personality and behaviour during the conference that was crucial in the optimism that prevailed straight after Yalta. This was evident in the signing of the ‘somewhat fuzzy’ Declaration on Liberated Europe, which pledged support for reconstruction and affirmed the right of all peoples to choose the form of government under which they will live. There was, at least in public, a sense that the ideological gap between the West and the Soviet Union was closing, with renewed mutual respect. Drained by long argument, the West, for now at least, took Stalin at his word. At the last banquet of the conference, Stalin toasted Churchill as the bravest governmental figure in the world. He went on:

Due in large measure to to Mr Churchill’s courage and staunchness, England, when she stood alone, had divided the might of Hitlerite Germany at a time when the rest of Europe was falling flat on its face before Hitler. … he knew of few examples in history where the courage of one man had been so important to the future history of the world. He drank a toast to Mr Churchill, his fighting friend and a brave man.

Verdicts on Yalta & Reactions in Britain and the USA:

In his ‘ground-breaking’ TV series on ‘the Cold War’, Jeremy Isaacs considered that:

The Yalta Conference represented the high-water mark of Allied wartime collaboration … But Yalta was also the beginning of the post-war world; the divisions between East and West became apparent. …

Stalin was apprehensive that the new United Nations might be controlled by the United States and Britain, and that the Soviet Union would be outnumbered there. It was agreed that two or three Soviet republics would be admitted as members and that each of the great powers should have a veto over resolutions of the Security Council.

However, the Western powers might have bargained differently and more effectively at Yalta. The Americans never used their considerable economic power to try to pressurise the Soviets to be more accommodating. The Soviets wanted a $6 billion line of credit to buy American equipment after the war, as well as an agreement on the amount of reparation they could take from Germany to pay for the conflict. They saw this partly as compensation for the vast destruction caused by the Nazis, partly as a means of punishing the German people for following them and partly as a symbol of victor’s rights. Britain and the United States were opposed to reparations; they had caused havoc after the First World War and could now hinder Germany from recovering following the Second. Eventually, after Yalta, they did agree to them, and Roosevelt compromised on a figure of $20 billion, to be paid in goods and equipment over a reasonable period of time. Neither of these issues was properly discussed at Yalta, however, not least because most people involved thought that there would be a formal peace conference at the end of the war to resolve all the key issues once and for all. But such a conference would never take place. According to Jeremy Isaacs, …

Yalta revealed cracks in the Grand Alliance. Only the common objective of defeating Hitler had kept it together; that and the personal trust, such as it was, among the three leaders.

After Yalta, the relationship between Roosevelt and Stalin would be the key to co-operation. With victory in sight, on 12 April, having defused another dispute with Stalin, the president drafted a cable to Churchill: I would minimise the general Soviet problem. Later the same day, and a little over two months after Yalta, Roosevelt collapsed, and a few hours later he was dead.

For the most part, the three statesmen were pleased with what had been accomplished at the Yalta Conference. As well as the agreements on Poland, albeit without the consent of the Polish people themselves or the Polish government-in-exile, the demarcation zones for occupied Germany had been fixed, with the French being granted an area of occupation alongside the British, Americans and Soviets. Yet, notwithstanding the discussions of the subject at the conferences held at both Tehran and Yalta, there was no unified conception of the occupying forces regarding the future treatment of Germany before its surrender. What was ‘tidied up’ on the conference fringe were the military plans for the final onslaught on Nazi Germany. It was also agreed that German industry was to be shorn of its military potential, and a reparations committee was set up. Also, major war criminals were to be tried, but there was no discussion of the programme of ‘denazification’ which was to follow. Neither did Stalin disguise his intention to extend Poland’s frontier with Germany up to the Oder-Neisse line, despite the warnings given by Churchill at the conference about the effects this would have on public opinion in the West.

However, the initial reactions in Britain were concerned with Poland’s eastern borders. Immediately after the conference, twenty-two Conservative MPs put down an amendment in the House of Commons remembering that Britain had taken up arms in defence of Poland and regretting the transfer of the territory of an ally, Poland, to ‘another power’, the Soviet Union; noting also the failure of the to ensure that these countries liberated by the Soviet Union from German oppression would have the full rights to choose their own form of government free from pressure by another power, namely the Soviet Union. Harold Nicolson, National Labour MP and former Foreign Office expert, voted against the amendment: I who had felt that Poland was a lost cause, feel gratified that we had at least saved something. Praising the settlement as the most important political agreement we have gained in this war, he considered the alternatives. To stand aside, to do nothing, would be ‘unworthy of a great country’.   Yet to oppose the Russians by force would be insane. The only viable alternative was ‘to save something by negotiation’. The Curzon Line, delineated after ‘a solid, scientific examination of the question’  at the Paris Peace Conference was, he claimed, ‘entirely in favour of the Poles’. Should Poland advance beyond that line, ‘she would be doing something very foolish indeed’. Churchill and Eden came in for the highest praise:

When I read the Yalta communiqué, I thought “How could they have brought that off? This is really splendid!”

Turning the dissident Conservatives’ amendment on its head, Harold Nicolson revealed Yalta’s most lasting achievement. Russia, dazzled by its military successes, revengeful and rapacious, might well have aimed to restore its ‘old Tsarist frontiers’. It had not done so and instead had agreed to modify them permanently. Harold Nicolson spoke with conviction in the Commons, but then to salute Stalin’s perceived altruism in the Polish matter rendered his reasoning contrived and decidedly off-key. The truth, as Churchill would tell him on his return from Yalta, was much more prosaic. Stalin had dealt himself an unbeatable hand, or, as two Soviet historians in exile put it: The presence of 6.5 million Soviet soldiers buttressed Soviet claims. But then, Churchill’s own rhetoric was not all it seemed to be. Although in public he could talk about the moral imperative behind the war, in private he revealed that he was a good deal less pure in his motives. On 13 February, on his way home from Yalta, he argued with Field Marshal Alexander, who was ‘pleading’ with him that the British should provide more help with post-war reconstruction in Italy. Alexander said that this was more or less what we are fighting this war for – to secure liberty and a decent existence for the peoples of Europe. Churchill replied, Not a bit of it! We are fighting to secure the proper respect for the British people!

Nicolson’s warm support of the Yalta agreement rested on the rather woolly ‘Declaration on Liberated Europe’ promising national self-determination, of which he said:

No written words could better express the obligation to see that the independence, freedom and integrity of Poland of the future are preserved.

He also thought that Stalin could be trusted to carry out his obligations since he had demonstrated that he is about the most reliable man in Europe. These sentiments, to a generation born into the Cold War, and especially those brought up in the ‘satellite’ states of eastern-central Europe, must sound alarmingly naive, but at that time he was in good company. On returning from Yalta, Churchill reported to his Cabinet. He felt convinced that Stalin ‘meant well in the world and to Poland’ and he had confidence in the Soviet leader to keep his word. Hugh Dalton, who attended the Cabinet meeting, reported Churchill as saying:

Poor Neville Chamberlain believed he could trust Hitler. He was wrong. But I don’t think I’m wrong about Stalin.

Opposition to Yalta was muted, confined mainly to discredited ‘Munichites’ who now sprang to the defence of Poland. In the Commons on 27 February Churchill continued to put the best gloss he could on the conference, and said he believed that:

Marshal Stalin and the Soviet leaders wish to live in honourable friendship and equality with the Western democracies. I feel also that their word is their bond.

When the Commons voted 396 to 25 in favour of Churchill’s policy, the PM was ‘overjoyed’, praising Nicolson’s speech as having swung many votes. Churchill’s faith in Stalin, shared by Nicolson, proved right in one important respect. The ‘percentages agreement’ he had made with Stalin in Moscow by presenting him with his ‘naughty document’, which had been signed off at Yalta, was, at first, ‘strictly and faithfully’ adhered to by Stalin, particularly in respect of Greece.

Roosevelt’s administration went further. In Washington, the President was preceded home by James Byrnes, then head of the war mobilization board and later Truman’s Secretary of State, who announced not only that agreement had been reached with at Yalta about the United Nations, but that as a result of the conference, ‘spheres of influence’ had been eliminated in Europe, and the three great powers are going to preserve order (in Poland) until the provisional government is established and elections held. This second announcement was, of course, very far from the truth which was that degrees or percentages of influence had been confirmed at Yalta. Roosevelt had wanted the American public to focus on what he believed was the big achievement of Yalta – the agreement over the foundation and organisation of the United Nations. The President, well aware that he was a sick man, wanted the UN to be central to his legacy. He would show the world that he had taken the democratic, internationalist ideals of Woodrow Wilson which had failed in the League of Nations of the inter-war years, and made them work in the shape of the UN.

The ‘gloss’ applied to the Yalta agreement by both Roosevelt and Byrnes was bound to antagonise Stalin. The Soviet leader was the least ‘Wilsonian’ figure imaginable. He was not an ‘ideas’ man but believed in hard, practical reality.  What mattered to him was where the Soviet Union’s borders were and the extent to which neighbouring countries were amenable to Soviet influence. The response of Pravda to Byrnes’ spin was an article on 17 February that emphasised that the word ‘democracy’ meant different things to different people and that each country should now exercise ‘choice’ over which version it preferred. This, of course, was a long way from Roosevelt’s vision, let alone that of Wilson. In fact, the Soviets were speaking the language of ‘spheres of influence’, the very concept which Byrnes had just said was now defunct. Stalin had consistently favoured this concept for the major powers in Europe and this was why he was so receptive towards Churchill’s percentages game in October 1944.

But it would be a mistake to assume that Stalin, all along, intended that all the eastern European states occupied by the Red Army in 1944-45 should automatically transition into Soviet republics. What he wanted all along were ‘friendly’ countries along the USSR’s border with Europe within an agreed Soviet ‘sphere of influence’. Of course, he defined ‘friendly’ in a way that precluded what the Western Allies would have called ‘democracy’. He wanted those states to guarantee that they would be close allies of the USSR so that they would not be ‘free’ in the way Churchill and Roosevelt envisaged. But they need not, in the immediate post-war years, become Communist states. However, it was Churchill, rather than the other two of the ‘Big Three’ statesmen, who had the most difficulty in ‘selling’ Yalta. That problem took physical form in the shape of General Anders, who confronted Churchill face to face on 20 February. The Polish commander had been outraged by the Yalta agreement, which he saw as making a ‘mockery of the Atlantic Charter’. Churchill said that he assumed that Anders was not satisfied with the Yalta agreement. This must have been heard as a deliberate understatement, as Anders replied that it was not enough to say that he was dissatisfied. He said: I consider a great calamity has occurred. He then went on to make it clear to Churchill that his distress at the Yalta agreement was not merely idealistic, but had a deeply practical dimension as well. He protested:

Our soldiers fought for Poland. Fought for the freedom of their country. What can we, their commanders, tell them now? Soviet Russia, until 1941 in close alliance with Germany, now takes half our territory, and in the rest of it she wants to establish her power.

Churchill became annoyed at this, blaming Anders for the situation because the Poles could have settled the eastern border question earlier. He then added a remarkably hurtful remark, given the sacrifice made by the Poles in the British armed forces:

We have enough troops today. We do not need your help. You can take your divisions. We shall do without them.

It is possible to see in this brief exchange not only Churchill’s continuing frustration with the Poles but also the extent to which he felt politically vulnerable because of Yalta. His reputation now rested partly on the way Stalin chose to operate in Poland and the other eastern European countries. To preserve intact his own wartime record, he had to hope Stalin would keep to his ‘promises’. Unfortunately for the British Prime Minister, this hope would shortly be destroyed by Soviet action in the territory they now occupied. Anders (pictured on the right after the Battle of Monte Casino) talked to Field Marshal Sir Alan Brooke, Chief of the Imperial General Staff. In his diary entry for 22 February, the latter recorded what Anders told him, explaining why the Polish leader takes this matter so terribly hard:

After having been a prisoner, and seeing how Russians could treat Poles, he considered that he was in a better position to judge what Russians were like than the President or PM. … When in a Russian prison he was in the depth of gloom but he did then always have hope. Now he could see no hope anywhere. Personally his wife and children were in Poland and he could never see them again, that was bad enough. But what was infinitely worse was the fact that all the men under his orders relied on him to find a solution to this insoluble problem! … and he, Anders, saw no solution and this kept him awake at night. 

It soon became clear that Anders’ judgement of Soviet intentions was an accurate one, as Stalin’s concept of ‘free and fair elections’ was made apparent within a month. But even before that, in February, while the ‘Big Three’ were determining their future of without them and Churchill was traducing their role of in the war, the arrests of Poles by the Soviets continued, with trainloads of those considered ‘recalcitrants’ sent east, including more than 240 truckloads of people from Bialystok alone.

The Combined Bombing Offensive & the Case of Dresden:

Meanwhile, from the beginning of February, German west-to-east troop movements were being disrupted at the Russians’ urgent request for the Western Allies to bomb the nodal points of Germany’s transportations system, including Berlin, Chemnitz, Leipzig and Dresden. But it was to be the raid on Dresden in the middle of the month that was to cause the most furious controversy of the whole Combined Bomber Offensive (CBO), a controversy which has continued to today. During the Yalta Conference of 4 to 11 February, Alan Brooke chaired the Chiefs of Staff meetings at the Yusupov Villa the day after the opening session when the Russian Deputy Chief of Staff Alexei Antonov and the Soviet air marshal Sergei Khudyakov pressed the subject of bombing German lines of communication and entrainment, specifically via Berlin, Leipzig and Dresden. In the view of one of those present, Hugh Lunghi, who translated for the British Chiefs of Staff during these meetings with the Soviets, it was this urgent request to stop Hitler transferring divisions from the west to reinforce his troops in Silesia, blocking the Russian advance on Berlin that led directly to the bombing of Dresden only two days after the conference ended.

The massive attack on Dresden took place just after ten o’clock on the night of Tuesday, 13 February 1945 by 259 Lancaster bombers from RAF Swinderby in Lincolnshire, as well as from other nearby airfields, flying most of the way in total cloud, and then by 529 more Lancasters a few hours later in combination with 529 Liberators and Flying Fortresses of the USAAF the next morning. It has long been assumed that a disproportionately large number of people died in a vengeance attack for the November 1940 ‘blanket bombing’ of Coventry and that the attack had little to do with any strategic or military purpose. Yet though the attack on the beautiful, largely medieval city centre, ‘the Florence of the Elbe’, was undeniably devastating, there were, just as in Coventry, many industries centred in this architectural jewel of southern Germany.

The 2,680 tons of bombs dropped laid waste to over thirteen square miles of the city, and many of those killed were women, children, the elderly and some of the several hundred thousand refugees fleeing from the Red Army, which was only sixty miles to the east. The military historian Allan Mallinson has written of how those killed were suffocated, burnt, baked or boiled. Piles of corpses had to be pulled out of a giant fire-service water-tank into which people had jumped to escape the flames but were instead boiled alive. David Irving’s 1964 book The Destruction of Dresden claimed that 130,000 people died in the bombing, but this has long been disproven. The true figure was around twenty thousand, as a special commission of thirteen prominent German historians concluded, although some more recent historians have continued to put the total at upwards of fifty thousand. Propaganda claims by the Nazis at the time, repeated by neo-Nazis more recently, that human bodies were completely ‘vaporised’ in the high temperatures were also shown to be false by the commission.

Certainly, by February 1945, the Allies had discovered the means to create firestorms, even in cold weather very different from that of Hamburg in July and August of 1943. Huge ‘air mines’ known as ‘blockbusters’ were dropped, designed to blow out windows and doors so that the oxygen would flow through easily to feed the flames caused by the incendiary bombs. High-explosive bombs both destroyed buildings and just as importantly kept the fire-fighters down in their shelters. One writer records:

People died not necessarily because they were burnt to death, but also because the firestorm sucked all the oxygen out of the atmosphere.

In Dresden, because the sirens were not in proper working order, many of the fire-fighters who had come out after the first wave of bombers were caught out in the open by the second. Besides this, the Nazi authorities in Dresden, and in particular its Gauleiter Martin Mutschmann, had failed to provide proper air-raid protection. There were inadequate shelters, sirens failed to work and next to no aircraft guns were stationed there. When Mutschmann fell into Allied hands at the end of the war he quickly confessed that a shelter-building programme for the entire city was not carried out because he hoped that nothing would happen to Dresden. Nonetheless, he had two deep reinforced built for himself, his family and senior officials, just in case he had been mistaken. Even though the previous October 270 people had been killed there by thirty USAAF bombers, the Germans thought Dresden was too far east to be reached, since the Russians left the bombing of Germany almost entirely to the British and Americans. Quite why Mutschmann thought that almost alone of the big cities, Dresden should have been immune to Allied bombing is a mystery, for the Germans had themselves designated it as a ‘military defensive area’.

So the available evidence does not support the contemporary view of Labour’s Richard Stokes MP and Bishop George Bell as a ‘war crime’, as many have since assumed that it was. As the foremost historian of the operation, Frederick Taylor has pointed out, Dresden was by the standards of the time a legitimate military target. As a nodal point for communications, with its railway marshalling yards and conglomeration of war industries, including an extensive network of armaments workshops, the city was always going to be in danger once long-range penetration by bombers with good fighter escort was possible. One historian has asked: Why is it legitimate to kill someone using a weapon, and a crime to kill those who make the weapons? However, Churchill could see that the ‘CBO’ would provide a future line of attack against his prosecution of the war, and at the end of March, he wrote to the Chiefs of Staff to put it on record that:

… the question of bombing German cities simply for the the sake of increasing the terror, though under other pretexts, should be reviewed. Otherwise we shall come into control of an utterly ruined land. We shall not, for instance, be able to get housing materials out of Germany for our own needs because some temporary provisions would have to be made for the Germans themselves. The destruction of Dresden remains a serious query against the conduct of Allied bombing … I feel the need for more precise concentration upon military objectives … rather than on mere acts of terror and wanton destruction, however impressive.

This ‘minute’ has been described as sending a thunderbolt down the corridors of Whitehall. ‘Bomber’ Harris, who himself had considerable misgivings about the operation because of the long distances involved, was nonetheless characteristically blunt in defending the destruction of a city that once produced Meissen porcelain:

The feeling, such as there is, over Dresden could be easily explained by a psychiatrist. It is connected with German bands and Dresden shepherdesses. Actually Dresden was a mass of munition works, an intact government centre and a key transportation centre. It is now none of those things.

One argument made since the war, that the raid was unnecessary because peace was only ten weeks off, is especially ahistorical. With talk of secret weaponry, a Bavarian Redoubt, fanatical Hitler Youth ‘werewolf’ squads and German propaganda about fighting for every inch of the Fatherland,  there was no possible way of the Allies knowing how fanatical German resistance would be, and thus predict when the war might end. The direct and indirect effects of the bombing campaign on war production throughout Germany reduced the potential output of weapons for the battlefields by fifty per cent. The social consequences of bombing also reduced economic performance. Workers in cities spent long hours huddled in air-raid shelters; they arrived for work tired and nervous. The effects of bombing in the cities also reduced the prospects of increasing female labour as women worked to salvage wrecked homes, or took charge of evacuated children, or simply left for the countryside where conditions were safer. In the villages, the flood of refugees from bombing strained the rationing system, while hospitals had to cope with three-quarters of a million casualties. Under these circumstances, demoralisation was widespread, though the ‘terror state’ and the sheer struggle to survive prevented any prospect of serious domestic unrest.

The Reich fragmented into several self-contained economic areas as the bombing destroyed rail and water transport. Factories lived off accumulated stocks. By the end of February, the economy was on the verge of collapse, as the appended statistics reveal. Meanwhile, German forces retreated to positions around Berlin, preparing to make a last-ditch stand in defence of the German capital.

 

Statistical Appendix: The Social & Economic Consequences of the Bombing Campaign in Germany:

Sources:

Published in 2008, by BBC Books, an imprint of Ebury Books, London.

Andrew Roberts (2009), The Storm of War: A New History of the Second World War.  London: Penguin Books.

Norman Rose (2005), Harold Nicolson. London: Pimlico.

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Herman Kinder & Werner Hilgemann (1978), The Penguin Atlas of World History, volume two. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Jeremy Isaacs & Taylor Downing (1998), Cold War: For Forty-five Years the World Held Its Breath. London: Transworld Publishers.

Trapped between the Black Eagle & the Red Star:

At the beginning of 1945, even with the Pest side of the capital under siege, Szalási’s idiotic Arrow-Cross terror turned its attention to those who were helping the Jews of Budapest to survive until the Red Army could complete the ‘liberation’ of the whole city. Yet, even as they did so, the Red Army was also unleashing its own form of ‘revenge’ and terror on Hungarian citizens on the eastern suburbs and peripheral villages. Though the siege had begun at the end of 1944, the German army was ordered to hold the city to defend the Vienna Basin and the only oil field still at its disposal, the one in Zala County. But the war in the country did not end even after the siege of the Hungarian capital and its capitulation. Meanwhile, efforts were being made to have regular Hungarian troops take part in the final crushing of the Nazi Third Reich. A group of soldiers who wound up as prisoners of the Soviet armies initiated the establishment of a Hungarian legion, but they were not allowed to implement their plan.

The Provisional Government formed in Debrecen recruited a new democratic Hungarian army recruited in the ‘liberated’ part of the country, but it did not become battle-ready in time. Only the military cooperation of a single spontaneously rallied outfit, the Buda Voluntary Regiment, could be observed in the battle for Budapest. When the German Army’s attempt to break through the Allied lines in the Ardennes failed by early January, the few still combat-worthy élite guards, with the Sixth SS Panzer Army, were hastily transferred to Transdanubia, where, deployed around Lake Balaton, they were able to hold on to the Zala oil fields.

Above: Soviet soldiers in battle in Budapest on 14 January 1945. This photograph was taken four days before the liberation of Pest was completed. The complete defeat of German forces in the capital, including the equal numbers of Hungarian soldiers still supporting them, took until 13 February.

New Year in Pest – A Frightful Fortnight:

On New Year’s Eve, units of the Red Army overran Hungarian army positions around Pest. House-to-house fighting extended into the working quarters of the city, and Soviet soldiers penetrated the culverts of the inner district.  Often the two sides were separated by only one street or house. Aircraft squadrons continued to drop bombs, and fighter planes strafed streets that were deemed to be in enemy hands, though sometimes they were shooting at their own men. In the city centre, as the siege progressed slowly in their direction, the co-workers of Raoul Wallenberg, the Langfelder-Simon family, which had been placed under Swedish protection, moved from Üllői út to Révai utca, near to the Opera House.

Almost eighty people had moved into the apartment building which was rented by the Swedish Embassy. In the afternoon of 1 January, Arrow-Cross armed men shot the lock off the outside door. They smashed the door to the cellar, where the Swedish Embassy employees were living. To the accompaniment of shouting, swearing and threats, they pillaged all the families’ money and food. Meanwhile, someone managed to inform Wallenberg by telephone, and he sent a detective to intervene, thus avoiding more serious harassment or massacre on the spot. Wallenberg and Langfelder arrived later with an armed gendarme to guard the house. At that time, Wallenberg was forced to spend most of his time in hiding, and was constantly preoccupied with survival, his plans for Hungary and making the earliest possible contact with the Soviet forces. A few days later, a further five gendarmes were added and had served there for scarcely a fortnight when a further order sent them into the firing-line. No more was heard of them. With Wallenberg’s permission, Langfelder brought his two-year-old niece, Éva Simon there. Until then the child had found shelter and a home with a friendly Christian family in central Pest, an action which was strictly forbidden by decree. The house had been bombed, and so she had to be moved and from then on had remained with her parents.

On 5 January, following direct orders from the Szalási government, police and Arrow-Cross irregulars began emptying out the remaining ‘international houses’, those under the protection of the various neutral countries’ governments, most notably the Swedish and the Swiss. When the news reached Raoul Wallenberg, he offered a bribe of food and medications for them to leave his charges where they were.

On the night of 7 January, armed raids took place on the occupants of Jókai utca 1 in Terézváros where the Swedish Embassy had rented the second floor the previous autumn. Ten groups of activists operated in the rooms under the direction of Dr Béla Forgács and Dr Antal Léderer, caring for the Swedish protégés. The ever-more savage Arrow-Cross could not tolerate the Swedish presence any longer and meant to mop it up, paying no attention to the protected status of the various rented properties. In the raid, the first part of the nightmare was total plundering. Then, some two hundred people were turned out into the street, some of them being marched away, the women and children escorted to the ghetto, where ninety of them were crammed into the flats within a house in Akácfa utca.

Some of the men were tortured and shot on the way in the streets and squares or on the Danube embankment. Wallenberg searched for the kidnapped people but without success. Imre Nidosi, commander of the Arrow-Cross guard on the Pest side simply denied all knowledge of Swedish-protected persons being in his custody.

The Arrow-Cross marauders’ atrocities also struck at the Swedish embassy offices in Üllői út. On the evening of the 8th, they intimidated and robbed a hundred and fifty persons – for the most part, embassy employees – and then marched them off to the Mária Terézia barracks. Hans Weyermann, the active agent of the International Red Cross on the Pest side, made an interesting special report of that day. According to this, an agent of the Soviet State Security Police had dropped by parachute and appeared at his office. Asking to see Weyermann in private, he told him that he was expected to speak to the commander of the German defenders about avoiding needless bloodshed. The Germans were to spare hostages, political prisoners and occupants of the ghettoes, and in return, the Red Army would not trouble the civilian population and any calling to account would be done exclusively through the law and the courts. According to Lévai’s Wallenberg, Langfelder’s sister and brother-in-law, Dr Gyula Simon, last spoke to him on 10 January. He dashed in to see them for a few minutes in the Swedish Embassy building at Révai utca 16. His brother-in-law had been second-in-command of the building on 1 January at the time of the Arrow-Cross attack. Lévai tells us that on the evening of 10 January Károly Szabó reported that…

… the front was on Thököly út by the the Millenáris Sports Ground. There he had had a word with a captain, a friend of his, who was quite prepared to let him and his wife through, so he would gladly take Wallenberg and … Langfelder, as that was what Wallenberg wanted. Szabó said that that he too would go through with them and come back next day.

On the same night, Wallenberg took further steps and made preparations to travel. With the help of György Szöllősi and Langfelder, he secretly made the touring car ready for a long journey in the garage, hiding a large sum in gold and jewels in a petrol can. According to Szöllősi, their idea was first to go to Debrecen, and from there to Sweden, for Wallenberg to make his report. These details are confirmed in the memoirs of the gendarme, Lajos Bajusz, who also recalled that both men were very nervous before the journey. Sándor Erdey, a war reporter, later recalled that he had been asked by the restauranter of the ‘Paprika csárda’ (where he was a regular customer) to help a Jewish family to get to Pannónia utca. Erdey promised to do so, but immediately declined the “generous return favour” that was offered. Next morning, during an air-raid, he managed to transport the family, with the help of his brother. He went back to the restaurant for lunch, where he was spoken to by a ‘stranger’ according to his memoirs, which continued:

The well-dressed young man introduced himself, and it was Raoul Wallenberg, embassy counsellor. He too wanted to reward me, and was offended when I declined. As he put it, that would mean that he couldn’t ask me to do something else. With great difficulty he made his request known, and it was the same as the day before. I gave my consent, but asked that we should start within hours. Again, I asked for my brother’s help. I took the man entrusted to me and his fiancée from the address given to the Pannonia Hotel …

It’s not clear how Erdey recognised the ‘stranger’ as Wallenberg, especially as he does not record the language of the conversation. Since both men spoke good German, they would have had little difficulty in communicating. Neither is there any mention of Langfelder, Wallenberg’s ever-present driver. But the incident shows that the rescue of several people by car from Jókai utca by car was successful, and the Pannonia Hotel was indeed where several Jewish families found shelter, along with many other persecuted people. The manager, Sándor Kaufmann, succeeded, by much ingenuity and even more risk (later honoured at Yad Vashem), in protecting to the end those hiding from the persistent ‘Jew-hunt’ of the Arrow-Cross. On 11 January, Wallenberg and Langfelder said goodbye to their closest colleagues at the Hazai Bank. The secretary could now see that he no longer had the ways and means to continue his work. That night, they slept once more at László Ocskay’s roomy flat in Benczúr utca, which was in a building under Red Cross protection. Next day they set off by car, but turned back, presumably due to the Soviet advance. On the 13th, the front line reached the mid-point of Andrássy út and the parallel Benczúr utca. It was at this point, in both space and time, that Wallenberg tried to make contact with Marshal Malinovski. He reported personally to the Russians in Benczúr utca, using a note which apparently read, in Russian, ‘I come over’. He was then taken behind the Russian lines with a major and military escort, accompanied by Langfelder.

At about this time in Berlin, Wallenberg was under consideration in Berlin by the ‘Jewish expert’, a leading figure in the campaign for the destruction of the Jews of Europe. He had followed attentively the activity of Eichmann and knew a great deal about the diplomatic rescue attempts in Budapest. In a telegraphic summary, he informed Eichmann, then in Berlin, that ambassador Danielsson had gone into hiding and that Wallenberg had been placed under German protection. Although the precise details are still unclear, it seems that the Soviets intercepted this message, leading to Wallenberg’s arrest as a ‘suspected spy’ and his imprisonment by the Soviets.  By this time, Eichmann had become an embarrassment and encumbrance to the upper echelons of the SS. The next day, the 14th, the main military hospital in Budapest received a direct hit. Dying soldiers were left in destroyed buildings and the wounded piled up in makeshift hospitals, without medicine or nurses, lying in the cold cellars of the burned-out Parliament building and the Museum of Military History. A retreating German army unit blew up the Petöfi Bridge, then known as the Horthy Bridge. An Arrow-Cross group advanced into the ghetto and murdered several people they encountered before bein routed by Miksa Domonkos, a Jewish Council member with good contacts in the gendarmerie, together with a couple of policemen. In the streets, the advancing Soviet soldiers used captured civilians to shield them from enemy fire. In short order, the German military also adopted this tactic, but the strategy was ineffectual for both armies.

The Collapse of the Reich & Liberation of Auschwitz:

The collapse of the Reich was accelerating and every initiative of the German military leadership was a failure. The inner circle of the Nazi chiefs of staff clung on in blind faith that Hitler’s wonder-weapons would yet save them and their families from ignominious invasion and defeat. They wove fantasies, as the Hungarian political élite had done the previous year,  about making a separate peace, based on the mistaken belief that in no way would the West allow Stalin to penetrate deep into central Europe. Several saw the series of nightmare acts as the consequence of the fanatical genocidal activity of Eichmann. He was aware, as were the other Nazi leaders, that he occupied a prominent place on the Allies’ list of war criminals. The other SS leaders kept their distance from Eichmann as catastrophe loomed. They sat apart from him in the dining room of Hitler’s underground bunker in Berlin and did not invite the Obersturmbannführer to join them. The mass murderer pondered: Am I supposed to be the blackest sheep in the flock?

The deportation of Hungary’s Jews to Auschwitz had begun in March 1944, almost as soon as the SS arrived in Budapest (I have written elsewhere on this site about these) Eichmann led the special task force that gathered them in concentration camps and then loaded them in cattle trucks, deporting 437,000 of them there in just eight weeks. He later boasted to a crony that he would jump laughing into his grave for his part in the deaths of four million Jews. In a 1961 diary entry after his conviction in Israel of genocide, Eichmann wrote:

I saw the eeriness of the death machinery; wheel turning on wheel, like the mechanisms of a watch. And I saw those who maintained the machinery, who kept it going. I saw them, as they re-wound the mechanism; and I watched the second hand, as it rushed through the seconds; rushing like lives towards death. The greatest and most monumental dance of death of all time; this I saw.

The numbers of SS camp guards, Lagerschützen, at Auschwitz varied: very roughly in 1944 there were only 3,500 guarding the 110,000 inmates. There were also usually around eight hundred Sonderkommando prisoners at any one time. Out of the estimated seven thousand men and two hundred women guards who ‘served’ at Auschwitz during the war, only eight hundred were ever prosecuted. The rest merely disappeared into private life, and very many must have been able to escape with valuables stolen from the inmates. As the Russians advanced in the winter of 1944-45, Auschwitz was evacuated westwards in a terrible ‘death march’ of more than fifty miles in sub-zero temperatures. Those who could not keep up were shot and in all, around fifteen thousand died. Nor was the horror over even when the camps were liberated. Despicably, Polish villagers even killed some Jews after the end of the war in Europe when they returned to claim their property, as happened at the village of Jedwabne. We have no evidence of this happening in Hungary, but we know that very few of the Auschwitz survivors returned, and even fewer did so to resettle. This was certainly the case in the village of Apostag, where out of some six hundred Jews deported, fewer than six returned before emigrating (I have written about this elsewhere on this site).

Rationality might have dictated that, once the war looked as if it might be lost, the rail, military and human resources put into the Holocaust ought to have been immediately redirected to the military effort instead, and the Jews who could have been forced into contributing to the war effort ought to have been put to work rather than exterminated. This, after all, had been what had happened before March 1944 in Hungary. Yet a quite separate, entirely Nazi rationale argued that the worsening situation on the Eastern Front required if anything an intensification of the Holocaust, rather than a winding down. As Saul Friedlander has written:

Whipping up anti-Jewish frenzy was, in Hitler’s imagination, one of the best ways to hasten the falling apart of the enemy alliance … the Jews were the hidden link that kept Capitalism and Bolshevism together.

Furthermore, he asserted, if ‘Fortress Europe’ was about to be invaded, the domestic danger posed by the Jews in his diseased imagination needed to be eradicated as soon as possible. Finally, with the liberation of Auschwitz on 27 January, his Final Solution to the Jewish ‘problem’ was brought to an end.

The Final Fight for Survival:

Yet, in Budapest at least, many of the Jews had survived, thanks largely to the letters of protection provided them by the Swedish and Swiss diplomats and their brave Hungarian colleagues and volunteers. The last few weeks of the siege were some of the most difficult to survive, however. None of the ‘safe’ houses protected by the Swedish and Swiss Red Cross was truly safe from the Arrow-Cross any more. The thundering sound of cannons was heard all the time and huge bombers flew low in the sky.

Nearly all of the people of Pest were starving, but especially the Jews, who were either in the ghettoes or in hiding, trying to get food without ration cards and only able to buy it after 5 p.m. By this time, Daisy Birnbaum (see her ‘letter of protection’ below) was back with her parents, unafraid even of the bombs, although they were walled in her uncle’s cellar. There were five of them, and their daily ration was a small slice of bread with margarine, so they were hungry all the time. They lived in what Daisy describes as a ‘nook’ behind a makeshift toilet wall for close to seven weeks with the help of neighbours and friends of her father. No other Jews remained in the house because they had all been taken to the ghetto. However, the few gentile families that remained soon moved down permanently to the cellar, due to the constant bombing of the nearby ‘Nyugati’ (Western) Railway Station.

Eventually, the Russian soldiers found them when they were searching for German soldiers by pressing stethoscopes to the walls. Hearing the hollow sound, they did not wait for a response but kicked the ‘communal’ toilet apart. They greeted them with machine guns at the ready as they crawled out from behind the destroyed wall, giving them part of their square-shaped black bread and bacon to eat. To begin with, the Russian soldiers behaved like liberators and were greeted as such, especially by the Jewish survivors, but that soon changed. Nevertheless, when the siege was finally ended in February 1945, it must have felt that, as it does so often in that part of central Europe, spring had come early, in both a physical and spiritual sense. Daisy Birnbaum recalled mixed feelings as most, though not all of her family were reunited:

During the spring of 1945, like the rest of the survivors, we tried to live as if those terrible months could have been erased from our memories. And we had not yet given up the hope that the deportees would return. The renewal of the Sunday lunches of the past also belonged to this noble effort. For about three years, Aunt Juliska appeared at our Sunday table. The poor thing wept every Sunday; from the soup until the end of the meal, her tears were flowing copiously. And she kept repeating to my mother: “You see, my dear, every stinking kike is back, only my darling Lajoska was killed”. Later she moved to her sister who lived in the countryside. 

Three other brief stories of survival remain to be retold here from Daisy’s little book about 1944, which many of her friends and their relatives sadly did not survive. The first is of her first ‘boyfriend’, György. His mother was one of those deported to Bergen-Belsen towards the end of the war who did not return and after the later liberation of that camp, Gyuri went to live with his aunt Ilus while his older brother, Pista, who had spent 1944 in Eger with false documents, moved in with another ‘survivor’ sister and her family. By the time Gyuri turned ten, his father, inforced labour in the army, was reported ‘missing’ before the German occupation. From then on, they lived in wretched misery with many others in a ‘Jewish house’, waiting to be deported. Probably with the help of their ‘Uncle Béla’, the family received the Swedish protective papers, Schutzpasse, and with about twenty strangers they were moved into the abandoned apartment of Aunt Ilus. There Gyuri survived the siege and the continuous Arrow-Cross raids. Almost daily, the thugs looked for any reason to take people out from the houses and shoot them into the Danube. In 1945, already free, but fully orphaned, Gyuri found himself in the same apartment in Pozsonyi út which he shared with Aunt Ilus and Ági, waiting for the return of Uncle Béla who was ‘spending time’ in the Soviet Union.

Above: Pista and Gyuri c. 1937.

Dr László, the father of Mihály or Misi (pictured above at Balassagyarmat in 1938), held the rank of lieutenant and worked as a physician in the First World War and also served in the Second. His maternal grandparents lived in Balassagyarmat, the family’s home since the eighteenth century. His grandfather was a member of the ‘Jewish gentry’, a well-to-do, respected landowner. Although he lived in Budapest with his family for most of the year, “Gyarmat” was his paradise where he, his mother and his sisters spent their summers. When his grandfather died in 1943, aged 62, the family ‘council’ decided that Misi’s mother should move back ‘home’ to manage the estate, as both uncles were in serving in forced labour camps. So Misi and his sister also stayed in Gyarmat and went to the Jewish school there. With the German occupation, the estate was confiscated and the family was required to return to Budapest. Those of the family who remained in Gyarmat, their friends and the rest of the Jews were crammed into cattle cars and sent to Auschwitz. Misi lost his maternal grandmother there, together with all his schoolmates from Gyarmat.

Hoping to avoid a similar fate, during the summer of 1944, Misi and his family converted to Catholicism. Whereas none of the churches had openly stood up for the persecuted, both children were saved by members of Catholic orders. Misi found refuge with the Collegium Josephinum whose Prioress was later awarded the title Righteous Among the Nations by Yad Vashem for the nunnery’s role in saving sixty Jewish children and twenty adults from the Gestapo in 1944. Misi’s sister was saved by the Carmelite nuns of Kőbánya. Béla and Pali, his paternal uncles both wound up as forced labour soldiers on the Russian front, the former ‘disappearing’ and the latter surviving the siege of Stalingrad. Pali’s wife was deported to Auschwitz but, miraculously, both of them survived, as did Misi’s paternal grandmother who had remained in their Budapest apartment. She did not wear a yellow star and neither did she move into the ghetto, but somehow got through the war alive. It took thirty-five years for Misi to gather enough strength to visit Balassagyarmat, a similar story to many others who were forced to leave their beloved Hungarian villages. Many others never went back, and those still alive probably never will.

The final ‘survivor’s story’ recorded by Daisy Birnbaum is that of Ágnes, who was born in Endrőd, a small town in eastern Hungary, although her happiest summer memories were of her grandmother’s home at Zalaegerszeg in western Hungary. Ági’s much-adored father left their flat in Budapest for the forced labour camp ‘one evening in November’ and she never saw him again. She wrote the following piece of prose (an extract from which is given here) recalling the end of 1944 and the beginning of 1945, including her return to Endrőd:

New Year’s Eve, someone tells fortunes from the residue of some black liquid. Everybody prognosticates. The key turns to the right in the prayer-book: We will survive. Wedding band in the bottom of a glass of water. What do you see? A cross. Your father will not return. Tell us, dear spirit, when will the ghetto be liberated? Slowly, the name of a month appears on the paper: January.

In January, a Russian soldier enters the building and points toward the exit. Marching columns. We break into a yarn depot and on the way back we exchange thread for bread. I drop the ten rolls of machine twist I am supposed to carry. The snow is knee-high on the road; the soles of my shoes are of cardboard. I walk the distance of Monor to Szolnok, practically unconscious. From Szolnok on, there is a train, a beautiful, uncovered cattle-car, one can sit down in, and we reach the village in a day.

Returning to Endrőd was anything but simple for Ági. She couldn’t walk as her toes were frost-bitten. She was given two wooden planks by a local peasant. Fastening them to her feet, she practised walking. Her mother is suffering from scurvy due to vitamin deficiency; She worked on a hand-driven carding-machine, torturing her body to provide milk, bread and soap for them. There was no husband or father left in their lives. A small kitchen was to be their home; there they lived, unaware even of what was happening in the village. There were no newspapers, no radio. She wrote that: It might be three months before we learn what had happened beyond the borders of the country.

Their apartment in Budapest had been ransacked, therefore they tried to resume life at Endrőd, but after a while it became unbearable. They first moved to Szeged, and finally returned to Budapest. Of her relatives in the countryside, Ágnes’ uncle died of starvation at Kőszeg and her paternal grandparents were deported together with her father’s sister. They were put to work on a farm in Austria, where Ági’s grandfather drove a tractor. They survived, despite the ‘disappearance’ of their son, Ági’s father. Being Jewish was never a simple issue in her life because she would always remember the gigantic capital Zs in her father’s military record book, and that she had to grow up fatherless. However, she always felt that she was Hungarian, even if she had only by chance. She never left Hungary, because she chose to be a Hungarian … Like nearly all Budapest children of that time, and especially those of the Jewish elementary school on Hollán utca, Ágnes was just a generation away from country life, having relatives in the countryside. The deportations of 1944 fractured that connection forever for Hungary’s Jews. Outside the capital, all Jews were deported, and Jewish children survived the Holocaust just by chance, whereas after the war, Budapest was full of Jewish orphans and half-orphans, because from there the adults were taken to various forced labour camps and sent on death marches.

From February 1945, the children remained largely silent about the recent past, and only by coincidence did they learn that a classmate lived with her aunt or just with her mother. Daisy has written that they didn’t want to remember, just as the adult survivors hesitated to face the memories of the previous terrible years:

We who survived have survived, but there are events in life that one cannot really survive. We try not to think of them all the time, but they are there and rule our lives, and our basic reactions to most things. …

I am writing of middle-class families who were not particularly broad-minded, polished people, but who worked hard, reared their children and were happy when their small savings increased. Many remained in towns and villages in the countryside where they had always lived; from there they were carried off to various extermination camps. These were simple people: even their dreams were grey. But they died incredible deaths, prepared for them by diseased minds. Millions shared their fate but each suffered death individually, death that  would have been unimaginable if they ever contemplated the end of their lives: Killed by gas, shot in the head, death by starvation.

Alluding to Fateless, the English translation (2004) of the novel Sortalanság (1975) by Imre Kertész, Daisy comments that their perishing completed their ‘Fatelessness’ because they were robbed of their adulthood or old age, and of death with dignity. Some of her friends never even turned eleven, a fact that she has never been able to assimilate and a crime she cannot forgive.

The ‘Disappeared’ – The Mysterious Fate of Wallenberg & Langfelder:

On 14 January in Budapest, Wallenberg appeared in a Russian car. He said that he had transferred his effects and a briefcase containing 222,000 pengős to his flat in Erzsebét királyné utca in Zugló. This was at the ‘city limits’ and may have functioned as the first Soviet detention and interrogation centre at the rear of the advancing Red Army, but it’s perhaps more likely that he was in the Soviet headquarters which had been established at the Széchenyi baths building where he could have made contact with officers of high rank and position. On 15 January, there was one final attempt to blow up the Budapest ghetto. Kasztner claimed that the destruction was prevented by General Winkelmann, acting under the orders of Kurt Becher, the SS officer with whom Kasztner had been negotiating on behalf ‘the Joint’, the international Zionist organisation. Although Kasztner was in Vienna during the siege of Budapest, making the ‘trade’ of twenty million francs with Becher, he claimed that the high-ranking officer called Winkelmann, who forbade the Arrow-Cross government’s action. The Germans told the Arrow-Cross minister that emptying the ghetto would not be in the best interests of Germany. Of course, many claimed, at Nuremberg, that they had acted ‘heroically’ in terms of humanity in the dying days of the Reich.

On the morning of the 16th or 17th, Wallenberg caused a stir when he appeared at the International ghetto, at the Swedish Embassy office at Tátra utca 6, together with a Soviet lieutenant colonel and Langfelder. At this point, the eye-witness accounts differ, but they agree that he left in a car headed east of the city centre, towards Gödölő and Debrecen. But it seems that the Soviet motorcycle escort took them on a roundabout route through the city, either due to the military operations or to scout out the diplomat’s personal connections and learn of his future plans. It also appears that the promise that he was free to leave was pure bluff. But in 1947, the Soviet authorities issued a statement denying that Wallenberg and his Hungarian driver had been taken away by their forces. They pointed out that:

It must not be forgotten that in an area where the Soviet forces then were, in that period when very heavy fighting was taking place in Hungary, all sorts of possibilties could have arisen. Wallenberg travelled at his own risk in areas controlled by Soviet forces.

On the 16th, before Wallenberg’s putative departure for Debrecen, the quarter containing the ‘protected houses’ was liberated, and the morning of the 18th brought the other tens of thousands of Jews in Budapest release from the Arrow-Cross terror, from mining and from air-raids. Advancing from house-to-house (often from cellar to cellar), the Soviet forces reached the Károly körút end of the central ghetto. They demolished the wooden gates of the ghetto, and in several places the palisades too. Hansi Brand remembered that it had been snowing the night before and, when she looked outside, the smell of fresh snow seemed stronger than the stench of corpses and smoke. She also recalled the few moments of quiet after Pest fell. In front of ‘the Glass House’, the young halutzim ran out to hug and kiss the first Soviet soldiers they saw. Their enthusiasm was so great that some of the soldiers grabbed their guns to free themselves. The houses and gateways in the ghetto, the streets too, presented a lamentable sight, and the sight and stench of death dominated everywhere. Outside the arcade of the Dohány utca synagogue, heaps of corpses lay in the street, frozen hard. Burials began at once in the garden, and the victims lie there to this day. A total of 2,281 bodies were buried in twenty-four common graves, forty-five had been shot – twenty-four women and twenty-one men. The great majority had been dead for weeks and very many were totally naked so that a very large number were unidentifiable. A large proportion of the dead was elderly. Lack of vehicles made the work of burial more difficult, as did the frozen ground and the revulsion felt by the people.

After the Fall – The Battle for Buda:

Along the Danube, the hotels and restaurants were on fire. German and Hungarian troops withdrew from Pest into Buda and the Germans then blew up the five bridges across the Danube that linked the two halves of the city. Remnants of the German and Hungarian armies crossed over the badly damaged Chain Bridge into the ruins of the old Castle District just before the bridge was destroyed. There were thousands of casualties. The narrow streets and burning buildings made it difficult to reach the bridgehead, and the bridge itself was continually bombarded. Within Buda, particularly around the central fortress which was defended by SS troops, the fighting was intense. Buda also came under heavy attacks both from the air and by advancing Soviet troops from the west. Still, the German Command deemed that the hills were defendable. Of the thirty thousand  German soldiers who eventually tried to break out of Budapest, only 624 reached the German lines. On the same day that Pest fell to the Soviets, Domokos Szent-Iványi returned from his ill-fated diplomatic mission in Moscow, arriving in Debrecen, where a provisional Hungarian government had been formed, with the support of the Soviets. He recalled feeling ‘helpless’ as …

… power was already in the hands of the Russian secret service and the power and influence of Gerő, Rákosi … and of the Hungarian Secret Police was steadily growing.

The provisional government, headed by Miklós Béla Dálnoki, a general who had gone over to the Soviets, signed an armistice agreement with the Allies in Moscow on 20 January. Under the terms of the agreement, Hungary was to declare war on Germany; evacuate all territory occupied since 31 December 1937, and pay $300 million in reparations to the Soviet Union, Czechoslovakia and Yugoslavia. An Allied Control Commission was established to oversee compliance, and Soviet troops remained to occupy the country. Major-General William S Key headed the US delegation to the Commission, and arrived in Hungary in February, overseeing a force of thirty-six enlisted men and sixteen officers on the Commission’s staff.

Eventually, worn out by the sheer force of the Red Army attack, the Germans attempted to break out of their stronghold in Buda, and all but a few thousand were killed or captured. Meanwhile, with Wallenberg’s departure for Debrecen, the Swedish humanitarian action was considered finished in the Tátra utca office. The head of the office, Hugö Wohl, prepared a report and inventory. He put the number of the persons provided with protective passes (SP) and other official Swedish documents at four thousand, the number of Hungarian colleagues named as officials at two hundred, and the total number of their family numbers at four hundred. He estimated the number supplied with Red Cross letters of protection at 2,500. On 27 January, the same day as the Red Army’s liberation of Auschwitz, a temporary executive committee made an announcement on behalf of the Royal Swedish Embassy. It addressed all the holders of the SP:

Seeing that persons of Jewish origin are now citizens enjoying equal rights, activity has come to a natural end.

More than two-thirds of the pre-war of Hungarian Jewish population perished in the Holocaust, and it might have been as high as three-quarters had it not been for the work of Wallenberg and the Swiss Vice-Consul, Carl Lutz, who rescued tens of thousands of European Jews, many of whom had found a haven in Budapest as Jewish refugees from all over central-eastern Europe. Lutz, a career diplomat who had been educated in the United States, was a religious man who was a convinced anti-Nazi. Seventy-two buildings in Budapest were declared annexes of the Swiss Legation, with diplomatic immunity. Working from the US Legation, because the Swiss represented US interests during the war, he is credited with saving over sixty thousand Jews.

On 9 February, the Budapest Police HQ announced that after 18 January the Soviet authorities had removed the police from their headquarters and barracks. Policemen had to make their way to work every day, and scarcely half of them reached their stations. They were picked up on such a scale that there were as many as three thousand of them in a prison camp in Gödöllő. Vilmos Bondor summed up the nature of the close of the fifty-one-day Battle of Budapest and the first months of 1945:

In the capital, chaos reigned. Russian deserters formed gangs of bandits and plundered. The pockets of SS did the same. The newly appointed Hungarian authorities looked on helplessly. They lacked manpower and experience. Police appointments were made from among the comrades, and those with any expertise were soon in prison. But what made their work more risible was that they were not to touch Russian soldiers, who did as they pleased.

Buda eventually fell on 13 February. The City finally surrendered. The entire siege of the capital had lasted one hundred days. The combined Soviet and Romanian losses in Budapest totalled more than seventy thousand men; the Hungarian army lost 16,500; the German army, thirty thousand. More than forty thousand civilians had been killed, including some seven thousand Jews.

About forty thousand Hungarian troops were taken prisoner by the Soviets. To round out the numbers, they took fifty thousand civilians as well. Everyone in uniform, even firefighters and postmen, was taken prisoner, as were men lining up for bread or going in search for water.  Around one-third of the soldiers and civilians were returned to Hungary after a few years of forced labour in the Soviet Union. Of the fifty thousand Jews ‘lent’ to the Reich to build fortifications around Vienna, only about twenty thousand were still alive in April 1945. Fewer than one in ten of the men in the Jewish labour brigades survived the war. During the fifty-one day battle, a quarter of the buildings were destroyed and three-quarters of them were damaged. Not a single bridge remained over the Danube. The ruins and rubble of the Chainbrige can be seen on the right. In the background, the effect of the fierce fighting around Buda Castle is apparent.  As at Stalingrad, Hitler did not permit any negotiation by his already completely conquered armies leading to some deal.

The German military command in Budapest asked for reinforcements, but Hitler had none to spare. Ignoring advice from his generals, he had thrown eight divisions into a last desperate counter-attack on the Allied troops in the Saar region in an attempt to retake the Ardennes borderlands in the ‘Battle of the Bulge’. The last attempt by the German forces in the capital in the Buda hills and the Pilis forests occurred through contravention of the Führer’s orders; by then it was futile to do so, however. Hitler’s determination to retain the possession of the Vienna Basin and the oil fields in Zala County by holding out in the Budapest area and thus buying time was also doomed to failure. When Hitler finally decided to send a Panzer division to Hungary, it was too late to relieve the besieged forces in Buda and was used instead to hold up the Red Army’s advance into western Hungary, with its important oil-fields. After Budapest was lost, Hitler’s Sixth Panzer Division still tried to hold out west of Lake Balaton against the combined Ukrainian and Russian assault.

‘Potato-peeling’ – The Mass Rapine of the Red Army:

Above: Two Red Army soldiers during the Battle of Budapest in the early weeks of 1945. The behaviour of some of the Soviet troops in the aftermath of the battle became infamous.

For their part, the soldiers of the Red Army, who had been told by Stalin to capture the Hungarian capital in ‘a few days’ had taken more than a hundred days to force a surrender. In the immediate aftermath of their victory, some of the Soviets took their frustrations on the women of Budapest. Ivan Polcz was one of the first to witness what happened. He was thirteen on 11 February, just two days before the surrender, and was the only child of a respectable middle-class Hungarian family. During the siege, he and his parents had hidden in the cellar of a relative’s house in the suburbs. They had all heard rumours of how the Soviets ‘did not respect women at all’ but many people did not believe that the Red Army soldiers would commit rape. Two nights before Ivan’s birthday, everyone in the cellar had heard heavy bombing. And then, he said, all of a sudden two Russian soldiers wearing white stormed into the cellar holding machine guns. The Red Army soldiers shouted that they were looking for Germans. Finding none, they ran back into the street. Horrified, Ivan watched as half an hour later German soldiers came into the cellar. But, not finding their enemy, they rushed away again. Then, on the night of his birthday, …

… an incredible number of Russian soldiers stormed into the cellar with guns. If it hadn’t been so frightening we would have been laughing our heads off because they were dressed with other people’s clothes. Men were even wearing women’s boots … They asked us if we had jewellery, but apart from taking our watches and some of the clothes which they liked they didn’t do anything. … And so we were quite OK with them. And we thought to ourselves that the idea they were aggressive with women, this is probably an invention of the Nazis to threaten us.

But a few days later, the atmosphere changed. At about ten o’clock at night, two Red Army soldiers came into the cellar where, by now, about twenty-five people were sheltering, a mixture of elderly couples, younger couples and children. The expressions on the soldiers’ faces were menacing. One of the young Hungarian husbands acted as interpreter and asked the soldiers what they wanted. When they told him, Ivan remembered, ‘he started to tremble’. They had said that they needed a woman:

Of course, the interpreter got frightened because he was a young man with a wife who was ther on one of those beds … so he said that there were only mothers and elderly people, and they should leave us alone. I was terribly afraid because my mother was … for her age, forty-eight … a good-looking woman. Next to her was her younger sister, and next to them was a counsellor from the embassy with his wife and his sixteen-year-old daughter.

When the soldiers reached the far end of the cellar they found a young blonde woman of seventeen, the maid of the couple who owned the villa. This was the woman they chose. They grabbed her and she started crying and pleading, shouting to the rest of the people in the cellar, Please help me! Help me! Ivan went on:

Everybody was frozen – a stone. … This was a terrible moment. I will never forget about it. Everybody knew by then that the women were in real danger. … And then something happened which was at first sight quite strange. The owner of the house, a retired military officer, started to talk to the maid. He said, “Please make this sacrifice for the sake of the country. And with this you will be able to save the other women here who will never forget this.” At the time, I thought this was a very mean statement, that he told her to “make this sacrifice on the altar of the Hungarian nation”, but in a way she did save my mother and all the other young women there. … Then there was quite a lot of crying and the Russian grabbed her and took her upstairs … and after fifteen minutes this girl staggered back down the stairs. She was absolutely collapsing, and she said that she had been the victim of a very fierce atrocity and rape, and this animal even beat her up because she had been crying. And of course everyone else was crying … when the saw this poor girl they didn’t even dare to look at her. … It was a terrible case. … Even today I can still remember it quite vividly and I get gossebumps, even though I am seventy-five years of age.    

The German and Arrow-Cross terror had been ended, but the survivors were already experiencing the first signs of a form of despotism and dictatorship which was just as inhuman in its consequences. In the aftermath of the Red Army’s advance across  Budapest, rape became almost ubiquitous. The pointless struggle had brought upon the country a series of ‘last-ditch’ sufferings, dreadful ruin and destruction. The worst suffering of the Hungarian population is due to the rape of women, a contemporary report from the Swiss embassy in Budapest asserted. The supporting evidence for this statement was clear:

Rapes – affecting all age groups from ten to seventy – are so common that very few women in Hungary have been spared. … The misery is made worse by the sad fact that many Russian soldiers are diseased and there are absolutely no medicines in Hungary.

Having hidden successfully from the Arrow-Cross for months, Jewish women and children were now just as much under threat from the Red Army as their gentile neighbours. One of Daisy Birnbaum’s friends, eleven-year-old Kati, had been hiding for weeks with her mother in the coal cellar of an apartment house where, from time to time, they received food from unknown benefactors who were not permitted to see them. Daisy commented that her mother saved her from sensing the deadly danger that surrounded them. Their area was liberated on 15 January, but at that point, Kati was not permitted out because her mother feared the Russians. The Soviet soldiers had a euphemism for their actions, which reveals how ‘routine’ and systematic it became. It was called ‘peeling potatoes’, based on the requirement of the subjugated women to help out in the military kitchens. However, they were taken from their homes and raped. Ági, a (then) twelve-year-old Jewish schoolfriend of Daisy’s, who went to live in a villa in Buda after her mother was taken into forced labour, recalled how, after finding her ‘Aunt Joli’, her mother’s friend there, they first came into contact with Russian soldiers:

There was very little to eat; they were all hungry, all the time. However, the sound of cannons was getting closer and, suddenly, Russian soldiers appeared in the street. Fortunately, Aunt Joli spoke Slovak and was able to communicate with them. Nonetheless, the Russians reappeared each night and behaved in a horrendous fashion, trying to carry off Aunt Joli ‘to peel potatoes’. She saved herself by pointing out that she had to take care of the children. The situation became unbearable, and they escaped on foot, until a horse-drawn carriage, heading for Budaörs, gave them a lift. There, they moved into an empty house, sharing it with a large number of refugees. However, just a few hours later, there too Russian soldiers arrived, drunk, threatening them with their machine guns, and wanting to take Aunt Joli with them. The children had to get up from their sleeping places to show how many of them were in Aunt Joli’s charge. The soldiers sobered up by the morning and apologised.

Ági B in 1939.

Hansi Brand, the wife of the Zionist activist Joel Brand, who worked closely with Rezső Kasztner to get the surviving Hungarian Jews from Budapest to Palestine, was also threatened by Soviet soldiers in the cellars, where she hid with her two children. One of her boys, although still quite small, told his mother to hide behind him in the corner. When the Russians told the women to come and help “peel potatoes”, Hansi remained in the corner, hidden by her two little boys while the other women went. She wondered how Dani knew what to do but later realised bitterly that “he had seen so much already, his childhood was lost.” She and her boys survived the siege underground.

Not all the women were able to escape the Russian soldiers, however.  The victims of rape included children like fifteen-year-old Ágnes Karlik, whose harrowing testimony has been recorded on the BBC Behind Closed Doors series which accompanies Laurence Rees’ (2008) book (see the list of sources below). Ágnes had been hiding in a cellar with her family during the siege and she found the first Red Army soldiers she met not unpleasant, … just making sure there were no enemies in the building. They didn’t stay long. They tried, actually, to be friendly. But then ‘these rough type of soldiers’ entered the building and they started to pull women out… to come and help peel potatoes. She and her sister were dragged outside, where there was snow on the ground, and into a tent nearby.  She was raped twice, once in the tent in front of her grandmother, and the second time the following night by two Soviet soldiers in a secluded section of the cellar. Her sister, aged fourteen, was also raped. They were sexually naive, having no idea what was happening to them, and the effect on Ágnes of these rapes was profound and lifelong:

For a long time I felt really resentful against men, being able to do such a thing without any sort of good reason. … It makes you feel really resentful against mankind, more or less.

In the hospital, immediately after the second attack, Ágnes was given an internal examination to check that she was not seriously injured. This was not an uncommon occurrence as a result of the severity and violence of the attacks that many women endured. Neither were these cases confined to Budapest, although – according to this author’s oral anecdotal sources – they seem to have been more common there. Medical student Barna Andrásofszky witnessed a case in a village outside the capital in the spring of 1945. He was called to a house by an elderly woman and was told that there was a sick young girl inside. When he went into the living room, he saw that it was in ‘disarray’ and a young woman of about twenty-five was lying on a bed, covered with a blanket:

I went up to her and took the blanket – it was covered with blood. And she was crying and she kept saying that she was going to die, and that she didn’t want to live any more.

Barna was told that the young woman had been raped by between ten and fifteen men. She was bleeding intensely from internal injuries sustained in the attack. He could not stem the flow of blood, and the woman was taken away to a hospital. He commented on this experience:

It was very difficult to see as a reality what the Nazi propaganda was spreading. But here we could see that in reality. And also we heard about many other terrible situations like this.

There have been many Red Army veterans who have tried to contextualise these crimes as a common, if regrettable, historical occurrence in times of war. But in the context of the Second World War in Europe, this excuse is not sustainable. As far as the crime of rapine was concerned, the Soviets were ‘in a league of their own’ according to Laurence Rees and other historians. The Western Allies committed no comparable crimes of this enormity, and mass rape was not tolerated either as a ‘weapon’ of war or as one of the ‘spoils’ of war. In Hungary, both were used to excuse it, as it began before the surrender and continued long after. There are no accurate numbers for the overall number of women raped by Soviet men in Hungary, but the crime was clearly conducted on a massive scale. One estimate is that around fifty thousand were raped in Budapest alone, and, even today, the silence from the countryside can be interpreted as the result of the understandable reluctance of young women and their families to report the crime unless it resulted in a medical emergency, as in the case ‘coincidentally’ reported to Barna Andrásofszky. From the capital itself, some cases were reported to the Soviet military authorities in 1945. The report came from the Hungarian Communists in Köbánya, a suburb on the eastern approaches to the city. They claimed that when the Red Army arrived, they committed a series of sexual crimes in an outbreak of …

… mindless, savage hatred run riot. Mothers were raped by drunken soldiers in front of their children and husbands. Girls as young as twelve were dragged from their fathers and raped in succession by ten to fifteen soldiers and often infected with venereal disease. … We know that intelligent members of the Red Army are communists, but if we turn to them for help they have fits of rage and threaten to shoot us, saying: “And what did you do in the Soviet Union? You not only raped our wives before our eyes, but for good measure you killed them together with their children, set fire to our villages and razed our cities to the ground.”

As a result, nothing official was said about the crimes. Pravda, the Soviet newspaper, never referred to them. Although there were occasional attempts to enforce the official line that rape committed by Soviet soldiers was a crime, so few cases were prosecuted that it is impossible not to conclude that the offence was often tolerated by the Soviet authorities. One of the few Red Army soldiers prepared to acknowledge that rapes occurred at all in occupied eastern Europe, Fiodor Khropatiy, remarked that:

… no-one paid attention to these things. On the contrary, soldiers gossiped about it, and they were proud, they felt like heroes, that he slept with such and such a woman, one or two or three. This is what soldiers shared with each other … it was normal behaviour. Even if somebody was killed, such a thing wouldn’t be reported, to say nothing of the fact of a soldier sleeping with a girl. … I feel hurt, because our army earned itself such a reputation, and I feel angry about the people who were acting that way. I am negative about such things, very negative. … To some extent, I can understand the soldiers. If you are at war for four years, and in the most horrible conditions, this … violent behaviour can be justified. I can justify the sodiers’ desire to rape a woman, but not … the actual performance. Of course, it’s natural to understand the desire to have a woman, because officers and soldiers, for four years, were deprived of any sex.

Fiodor Khropatiy estimated that a sizeable minority, perhaps as great as thirty per cent, committed rape. Stalin himself justified this crime on more than one occasion when it was brought to his attention, in public, including in the winter of 1944-45, claiming, angrily, that his eastern European allies ought to understand if a soldier who has crossed thousands of kilometres through blood and fire and death has fun with a woman or takes some trifle. On another occasion, when he was told that Red Army soldiers were sexually mistreating German refugees, he is reported to have said: We lecture our soldiers too much; let them have some initiative. The frustrations of the Red Army besiegers were first taken out on the women of Budapest in acts of mass rapine, but they were then repeated all across eastern Europe as 1945 progressed, especially in Germany.

The ‘Changing of the Guard’:

Aside from the physical and psychological toll on Hungary taken by the last year of the war in Eastern Europe, forty per cent of the national wealth, accumulated by the work of generations, had also been lost. Meanwhile, society had fallen apart, and it quickly turned out that it was incapable of resisting the new tyranny, the Stalinist dictatorship. On his return from Moscow to Debrecen on 18 January, Domokos Szent-Iványi had written in his manuscript journal of the desperate, almost hopeless situation in which Hungary found herself in 1945. He felt that the country had once again been ‘sacrificed by the West’ and that the dismemberment of Central and in particular East-Central Europe made possible the extension of Nazi and later of Soviet domination in Europe. In February, Colonel-General Gábor Faragho, one of the three original members of the Hungarian Delegation to the Kremlin, where he had signed the provisional armistice terms on 11 October, and who had now been made Minister for Food and Supplies, drove from Debrecen to Budapest, escorted by the Soviet military. Szent-Iványi asked Faragho to contact members of the “intelligentsia” to establish a liberal democratic Party, thus completing the political basis for a pluralist national assembly and interim government, since four parties had already been formed. Out of these conversations, ‘a rather non-viable political Party’ was formed.

But, in these early months of 1945, a coalition of parties, the National Independence Front had brought together the leading parties including the Smallholders, Communists and Social Democrats. Despite their conflicting outlooks and endeavours, consensus still prevailed as to the most immediate tasks. Its goals were to establish independence and break with Hitler; reconstruct the war-torn economy through land reform and some nationalisation of industry; encourage the efforts of private enterprise; maintain close co-operation with the neighbouring countries, with the United States and the Soviet Union. The first task in achieving these was to sign an armistice with the allies which took place on 20 January, requiring Hungary to liquidate all pro-German and Fascist organisations and to accept the supervision of the Allied Control Commission as to the execution of these stipulations. As the latter body was under the direction of Marshal Voroshilov, this last clause in effect legalised Soviet influence, especially as it was in the authority of the Commission to ban political parties, to arrest people and to exercise censorship.

The ‘changing of the guard’ also started at the differing levels of administration, and special committees were charged with ascertaining whether the post-1939 conduct of officials violated Hungarian interests. The gendarmerie was dissolved and its tasks transferred to a reorganised and enlarged police force. As both of these operations took place under the auspices of the Communist-dominated Ministry of the Interior, the results were quite predictable. Simultaneously with the banning of twenty-five parties and associations qualified as ‘extreme rightist’, the ÁVO (State Security Police) started to make arrests, and ‘people’s courts’, each consisting of lay members and a trained judge, began to prosecute those charged with war crimes. Similarly to 1919-20, among the sixty thousand who were charged and the ten thousand who were sentenced by summary procedures, there were many victims of a political showdown, and those who could not be brought to court but were considered as personae non-gratae were interned by the police without further ado. Nevertheless, the majority of those who received sentences were indeed guilty of crimes against humanity.

Of the wartime political leaders, Horthy was in exile in Portugal, where he eventually died, and Kallay and Lakatos were spared because of their anti-German stance, though it had been somewhat equivocal. But Bárdossy, Imrédy, Sztójay, Szálasi and the Arrow-Cross ministers were among the 189 executed. The Provisional Government also undertook land reform. All of the coalition parties agreed that the system of latifundia would be liquidated and that Hungary would be transformed from a country of three million landless labourers or peasants with seven acres or less into one whose agrarian sector was dominated by prosperous peasant farms or ‘small-holdings’, but also including collective large holdings.

The land reform had far-reaching social, economic and political consequences, not least because the Communist Party was able to use the glory of satisfying the hunger for land to win support in rural Hungary.  Their Minister for Agriculture in the coalition government, Imre Nagy, became especially popular, remembered from then on as ‘the land distributor’. Meanwhile, the Communists began to fill the political vacuum in Budapest, creating a mass party of half a million members as a result of an unscrupulous recruiting campaign. Among other social groups, some among the decimated Jewry joined out of gratitude to the liberators and a search for a new sense of community, while their previous tormentors, the Arrow-Cross men, were rewarded with impunity if they exchanged their green party membership card for a red one.

Village people recalled how at least one of their number, who had helped terrorise and deport the Jewish community in Apostag (whose synagogue, now the Village Hall, is pictured on the right) before its deportation, was not only able to escape justice for his crimes but also became a local policeman. Obviously, by the spring of 1945, the wheel of fate had come full circle. When the Soviet forces eventually ‘liberated’ the last Hungarian town in early April 1945, barely a month was left of World War II in Europe. Even before it had ended, the Hungarian people had been forced to exchange one form of dictatorship for another.

 

 

Sources:

Szabolcs Szita (2012), The Power of Humanity: Raoul Wallenberg and his Aides in Budapest. Budapest: Corvina.

Marianna D. Birnbaum (2016), 1944: A Year Without Goodbyes. Budapest: Corvina.

Laurence Rees (2008), World War Two Behind Closed Doors: Stalin, the Nazis and the West. London: BBC Books.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Anna Porter (2007), Kasztner’s Train: The True Story of an Unknown Hero of the Holocaust. London: Constable.

Gyula Kodolányi & Nóra Szekér (eds.) (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-46. Budapest: Hungarian Review Books.

 

‘About Turn’ to Turning Point:

31st October – 1st November

For five days between 28th and 1st November a sense of normality began to return to Hungary. Following the ‘About Turn’ of the ceasefire and the Soviet withdrawal, The new Hungarian government introduced democracy, freedom of speech and freedom of religion. Cardinal Mindszenty, the leader of the Catholic Church was freed and returned to Buda on 31st. Pravda published the statement approved by the Kremlin the previous day implying respect for the independence and sovereignty of Hungary. This, however, was reversed the same day. After announcing a willingness to withdraw its forces completely from Hungarian territory, the Soviet Union changed its mind and moved to crush the revolution. The withdrawal of Soviet forces was all but completed on 31st, but almost immediately reports arrived of incursions by new forces across the eastern borders.

Above: British paratroopers in the Suez Canal Zone, October 1956. The Anglo-French-Israeli invasion divided the West at a critical moment of the Hungarian Uprising.

The turning point for the Soviets came on 31st October with the news that British and French forces had attacked Egypt. The Israelis, in league with the British and French had launched an invasion of Egypt across the Sinai desert, which had been nationalised by General Gamal Abdel Nasser, the Egyptian President earlier in the year. The Suez crisis proved a disastrous venture for the prestige of Britain and France in the Middle East. The military intervention was universally denounced, seen as the dying act of the imperialist powers. The US government was furious; it had not been consulted on the military operation and was opposed to it. With the presidential elections only a week away, Washington was now presented with two international crises simultaneously. This was, potentially, an even more disastrous situation for Hungary. Tom Leimdorfer remembers the flurry of worried phone conversations:

Everyone agreed that this was the worst possible news. The UN and the West would be preoccupied with Suez and leave Hungary to its fate. Still it seemed that the streets which were not the scenes of the worst battles were returning to some semblance of normality. Some trams and buses started to run, the railways were running, many people walked or cycled to their places of work, but still no school of course. There were food shortages, but some lorry loads arrived from the provinces and shops sold what they could. Over the next two days life started to have a faint semblance of normality. At the same time there were daily political bulletins with mixed news. The most sinister of these were reports of increasing Soviet troop movements.

The Suez affair did indeed distract attention from events in Hungary, just as they entered their most critical phase, with Nagy having restored order and set to consolidate the revolutionary gains of the previous eight days. It split the western camp and offered Moscow, with all eyes temporarily on Suez, a perfect cover for moving back into Budapest. At first, however, it had the opposite effect, delaying Moscow’s intervention in Hungary, for Khrushchev himself did not want to be compared to the “imperialist aggressors” in Egypt. After all, he had withdrawn Soviet troops from Poland when confronted by Gomulka; perhaps now he would rely on the Hungarian Prime Minister to keep Hungary in line.

Meanwhile, the US found itself in an extraordinarily difficult  position, as Alex von Tunzelmann has recently reiterated in her book, Blood and Sand: Suez, Hungary and the Crisis that Shook the World:

… they were trapped between a lot of competing alliances. Britain and France had lied to them, and were continuing to lie, when it was perfectly obvious what was going on. It was also complicated because, although the US and Israel didn’t have quite as solid a relationship as they do now, it was still a pretty solid relationship.

It had therefore been widely expected in Britain, France and Israel that the US would not go against Israel in public, but in fact they did – extremely strongly. This was all happening in the week leading up to Dwight D Eisenhower’s second presidential election, too, and it was assumed that he wouldn’t stamp down on Israel because he would lose the election if he lost Jewish votes in the US. But actually Eisenhower was very clear that he didn’t mind about losing the election, he just wanted to do the right thing.

Back in Budapest, on 1 November, Nagy still felt the initiative was with him. He protested about the Soviet troop movements, declared Hungary’s neutrality, repudiated the Warsaw Pact, and cabled Dag Hammarskjöld, the Secretary-General of the United Nations, to ask that the question of Hungarian neutrality be put on the agenda of the General Assembly. This had no immediate result. The US had already gone against Britain and France at the UN, so the western alliance was under real danger of breaking up, just at the time when Hungary needed it to hold firm against Soviet aggression. The British and French had already been dubbed the obvious aggressors in Egypt, so any case against the Soviets would inevitably look weak and hypocritical. Besides, despite Nagy’s continued reassurances to the Soviet leadership stressing the desire for harmonious relations with the Soviet Union, the Hungarian government was seen to be going much further than the Poles had dared in their revolt: it effectively confronted the Soviets with an ultimatum to withdraw completely from Hungary, as it had from Austria the year before, so that the country would no longer be regarded as falling under its ‘sphere of influence’. To make matters more difficult for Khrushchev, Deng Xiaoping was visiting Moscow at the time as an official delegate of the Chinese Communist Party. He told Khrushchev that the Hungarian rebels were not only anti-Soviet but anti-Communist, and should not be tolerated. Under this competitive pressure, the politburo members urged a change of strategy on Khrushchev.

Were the freedom fighters anti-Communist? In the early hours of 31 October, yet another, broader body, the Revolutionary Council of National Defence was formed at the defence ministry.  The Köztársaság Square lynchings of the AVH men had taken place on 30 October, and Imre Nagy clearly needed to assert the government’s control over the street-fighters. General Béla Király, aged forty-four, was elected to the Council and designated Military Commander of Budapest, taking over the organisation of a National Guard from the Budapest police chief, Colonel Sándor Kopácsi. His appointment was initially opposed by Gyula Varadi, who had been one of the judges who had passed a death sentence on Király in 1952, when he had been ‘found guilty’ of spying for the Americans, a charge which he continued to vehemently deny to Varadi’s face. Király’s task was to integrate and thereby gain control over the street-level civilian armed fighters.  The first formal, full meeting of the Revolutionary Armed Forces Committee, or new National Guard, took place on the 31 October at the Kilián Barracks, although its operations were based at Deák Square in the city centre. By all accounts, the meeting was a stormy one. Király later wrote that:

Above all, the freedom fighters were highly suspicious of anyone whom they did not know personally or who had not fought on their side. They feared having the fruits of victory snatched from them by political machinations… The freedom fighters were easy prey to rumours of saboteurs in hiding, Stalinist counter-revolutionary activity, and so forth… (they) didn’t consider the Ministry of Defence entirely trustworthy… they weren’t prepared to put the strategic and military leadership of the freedom-fighting forces into the hands of the Defence Ministry.

Pál Maleter, famous for his role at the Kilián barracks the week before, was also made Deputy Defence Minister on 31 October, but at the meeting at the barracks that day, some of the rebel leaders had serious criticisms and doubts about both him and Béla Király. On 1 November, Gergely Pongrátz, leader of the ‘Corvin Passage’ group of freedom fighters emerged from the Corvin Cinema building, where mass had been celebrated, to find units of the Hungarian Army taking away the destroyed Soviet tanks, armoured vehicles and other equipment  which the insurgents had been using as barricades. Surprised and angry, he gave the order for this to stop. Around midday Király phoned him, asking why Pongrátz had countermanded his orders, justifying them by arguing that the Soviets would not finally withdraw from the country unless they could take all of their military equipment with them, including that which had been damaged or destroyed. He ordered Pongrátz to permit their removal, but Pongrátz answered that, in view of the reports which were reaching him that the Soviets were re-entering rather than leaving the country, the barricades would have to stay. Apparently, he told Király:

I am not prepared to accept any order from anyone which endangers the success of the revolution in any way.

Of course, the propagandists and ‘historians’ of the post-’56 Kádár era were at pains to smear the “Corvin gang” as consisting of “riff-raff” and “criminals and prostitutes” who were “under the leadership of Horthyite officers and fascists”. However, Béla Király, himself becoming a noted historian in the USA, continued to assert that the Hungarian Uprising was “not an anti-Communist revolution” well into the current century (he died in 2009, aged 97). As he pointed out in an exchange with an American magazine in 1983,

Imre Nagy was a Communist. Imre Nagy remained a member of the Central Committee of the ‘renewed’ Communist Party (HSWP). They were fighting against ‘men of blood’, against the secret police – but not against the Communist Party. It was for democracy, yes. It was against totalitarianism, yes. 

Nevertheless, there were still elements outside the control of the central government. József Dudás, a freelance revolutionary, formed a private army on 1 November. He had risen to prominence late in the revolution, when he had addressed a crowd of several hundred in Széna Square on 28 October. The following day, Dudás and his supporters took over the Szabad Nép (Free People) newspaper building, headquarters of the main public mouthpiece of the ruling party, the ‘central paper of the Hungarian Workers’ Party’, as it proclaimed on its masthead. The freedom fighters gave themselves the title of Hungarian National Revolutionary Committee and started to issue their own paper, Fuggetlenség (Independence) from the 30th. The party journalists were not, however, prevented from producing its paper, the newly-named Népszabadság (People’s Freedom), from 1 November onwards, another clear sign that the HNRC did not regard itself as anti-Communist.

What disturbed many people was that the first editions of Fuggetlenség carried headlines indicating that there should be no acceptance or recognition of the Nagy coalition government. This came on 30th, two days after the turnaround, when fighting had all but ceased throughout the city and when many people were hopeful that the government had started on a new course.  Despite these differences, splits and tensions, the documentary sources also reveal that the Communist Party leadership remained solid in its support for the revolution. On the 31st, the previously ruling Hungarian Workers’ Party was dissolved and the formation of a new party, The Hungarian Socialist Workers’ Party was announced. At the same time, other political parties from the 1945-1946 era were revived, and free trade unions began to be formed.

Early in the morning on 1 November, the Soviet retrenchment began with the surrounding of Ferihegy airport and other airfields in the country. This came even before Nagy’s declaration of Hungary’s withdrawal from the Warsaw Pact and the declaration of neutrality. What soured the general optimism still further was that not only were the Soviet troops not leaving the country, but that more were actually entering the country and heading for Budapest. At first the government wanted to prevent this information from leaking out, presumably to avoid creating panic and to leave time for diplomatic contacts. The Soviet explanation, when it came, was rather strange. Yuri Andropov, Moscow’s Ambassador in Budapest, maintained that whatever Soviet troop movements were taking place in Hungary were to assist in the overall withdrawal of Soviet forces. Andropov was called to Parliament in the late afternoon to receive the news of the country’s new status of neutrality. It was on this occasion that János Kádár, as Foreign Minister, joined Nagy in severely criticising the Soviet troop manoeuvres, threatening Yuri Andropov, that, if they resorted to any further use of arms, he would fight the Russian tanks with his ‘bare hands’ if necessary. The same day, the radio broadcast an announcement by the newly-formed HSWP:

We demand that János Kádár, as temporary chief of the Party, should publicly, immediately and without delay, call upon the leadership of the Soviet Union and the Communist Parties of the Soviet Union and the fraternal People’s Democracies, to make them see that the Hungarian Communist Party is now fighting for its life and survival, that it can only survive in the new situation if it serves solely the interest of the Hungarian people.

Kádár’s response came in a speech, broadcast later that day, praising the glorious uprising of our people in which they have achieved freedom… and independence for the country. He went on:

Without this there can be no socialism. We can safely say that the ideological and organisational leaders who prepared this uprising were recruited from your ranks. Hungarian Communist writers, journalists, university students, the youth of the Petöfi Circle, thousands and thousands of workers and peasants, and veteran fighters who had been imprisoned on false charges, fought in the front line against Rákosite despotism and political hooliganism…

Either the Hungarian democratic parties will have enough strength to stabilise our achievements or we must face an open counter-revolution.

By the time this was broadcast, however, Kádár had disappeared, only to return three days later in the wake of the second Soviet intervention. Perhaps, by this stage, Kádár was already conflicted, not simply over Nagy’s declarations of independence, but also due to the shooting of one of his closest friends, Imre Mező,  by street rebels two days earlier. Historian Tibor Huszár says that the news about Mező certainly affected Kádár:

Mező wasn’t simply a tried and tested comrade-in-arms, he was possibly his only friend. In the evening of the previous day they had met each other at the Köztársaság tér Party Headquarters.

Kádár didn’t reveal this openly at the time, and it wasn’t until one of his last interviews that he affirmed that it was because of the events in that square of 30th that he decided to abandon the Nagy government. More clues as to his thinking on 1 November come from an interview with an Italian journalist, conducted on the same day, in which he gave details of what he described as his Third Line. Asked what kind of Communism he represented, he answered:

The new type, which emerged from the Revolution and which does not want to have anything in common with the Communism of the Rákosi-Hegedüs-Gerö group.

Asked if this new Communism was of the Yugoslav or Polish type, he answered:

Our Communism is Hungarian. It is a sort of “third line”, with no connection to Titoism nor to Gomulka’s Communism… It is Marxism-Leninism, adapted to the particular requirements of our country, to our difficulties and to our national problem. It is not inspired either by the USSR nor by any other types of Communism… it is Hungarian National Communism. This “third line” originated from our Revolution during the course of which… numerous Communists fought at the side of students, workers and the people.  

Asked whether his Communism would be developed along democratic lines, he answered:

That’s a good question. There will be an opposition and no dictatorship. This opposition will be heard because it will have the national interests of Hungary at heart and not those of international Communism.

Despite the ambivalence of some of his answers, there is still nothing explicit in them about why his ‘third line’ might be considered closer to Moscow’s than that of Warsaw or Belgrade. If anything, the reverse would seem to be the case, unless by national problem he was referring to the difficulties in containing ‘nationalist’ forces and tendencies within the revolution. We do not know exactly when the interview was given, but neither does it contain any implied criticism of Nagy’s declarations of independence. So, what happened to Kádár on the evening of 1 November, when he was last seen approaching the Soviet Embassy? That Kádár changed sides during these days is not in dispute, but exactly how, when and why have never been fully clarified. According to Tibor Huszár’s 2001 biography of him it seems likely that Ferenc Münnich, on the initiative of Yuri Andropov, suggested that they go to the Soviet embassy for talks. Kádár was in parliament, discussing Hungary’s declaration of neutrality with the Chinese ambassador. He then left the building without telling anyone there, including his wife. The two men did not enter the embassy, however, but were taken away to the Soviet air base at Tököl, just south of the city. From there, they were flown to Moscow. What we do not know is whether he had already changed his mind about the way things were going in Budapest, or whether he was persuaded to do so in Moscow. There is no real documentary evidence.

Despite the claims of some that he had already changed his mind after the bloodbath of 30th, others have implied that Kádár’s defection was not perhaps so premeditated, pointing to the fact that he took no winter coat with him when he left the parliament building. Who would go to Moscow at that time of year with just a light jacket? Perhaps he was, after all, only expecting to go for talks at the Soviet Embassy. If he was already set on the course of denouncing the revolution as having become a counter-revolution, his speech in parliament and his radio broadcast would seem to be astounding in their level of deception. Then there is the matter of his support for the move to neutrality and withdrawal from the Warsaw Pact. According to György Lukács, of the members of the Party central committee, only Zoltán Szántó and himself opposed withdrawal from the Pact. Despite later assertions that Kádár did or did not support withdrawal, it seems that, at the time, few people, if any, suspected that Kádár had changed sides, or was about to do so. Why else would Imre Nagy continue to include him in his government after the cabinet reshuffle of 3 November, two days after his disappearance? That might rather suggest that Nagy knew of Kádár’s secret negotiations in Moscow, perhaps even approved of them, regarding Kádár, his Foreign Minister, as acting on his behalf.

Just before 8 p.m. on 1 November, Nagy himself went on the radio to announce to the public the momentous news of neutrality:

The Hungarian National Government… giving expression to the undivided will of the Hungarian millions declares the neutrality of the Hungarian People’s Republic. The Hungarian people, on the basis of independence and equality and in accordance with the spirit of the UN Charter, wishes to live in true friendship with its neighbours, the Soviet Union, and all the peoples of the world. The Hungarian  people desire the consolidation and further development of its national revolution without joining any power blocs. The century-old dream of the Hungarian people is thus being fulfilled.

At the same time, the government forbade military forces from resisting the Soviet troops at Ferihegy airport and all the other Hungarian airfields.

It has been argued that the 1 November declaration of neutrality was the trigger which set off the Soviet invasion three days later. From the Soviet perspective, this may well have been the case, but the Nagy government saw it as a reaction to Soviet troop movements already underway, a means of undermining their legitimacy, and a form of deterrence by calling on the defensive support of the United Nations for a small, independent nation. As we now know, however, the decision to invade had already been taken in the Kremlin the day before, 31 October, the same day that the ‘liberal’ Soviet declaration of 30th was published in Pravda. Notes taken at the Soviet Party Presidium on 31 October indicate that the about-turn was initiated by Khrushchev himself, on the grounds of international prestige against the back-drop of the Suez Crisis. No doubt under pressure from hard-liners in the politburo, he had exchanged his early view of occupying higher moral ground for a conviction that, as he is quoted as saying:

If we depart from Hungary, it will give a great boost to the Americans, English and French – the imperialists. They will perceive it as weakness on our part…  

There may have been some discussion and debate to bring about such a rapid change of hearts and minds, even given the interests of Soviet Communism in the world. Khrushchev claimed in his memoirs that we changed our minds back and forth. It is highly unlikely, however, that they had, at the forefronts of their minds, the well-being of the Hungarian working class and future of the Hungarian people. More influential were the reports of hooligan elements in the lynchings and shootings of 30 October. Certainly, Nagy’s declaration of neutrality had no deterrent  impact on the planned invasion. On 1 November, the decision taken, Khrushchev travelled to Brest, where he met Polish leaders and told them of the imminent intervention in Hungary.

(to be continued… )