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Paul of Tarsus: Jew, Roman & Christian Missionary to the Gentiles – Part Three   Leave a comment

Part Three: The Third Missionary Journey, Jerusalem & Rome.

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Chronology:

The chronology of Paul’s career cannot be fixed precisely, but fortunately, we have one precise date to start from. The proconsul before whom Paul was cited at Corinth on his first visit there was Junius Annaeus Gallio, who was known to have held the appointment from July AD 51 to June AD 52. Based on the reports of this visit in Acts, Paul was in Corinth from early in 50 to late 51. From this fixed point, we can then calculate backwards and forwards, using the indications of time supplied in Paul’s own letters or in Acts. If Paul reached Corinth early in 50, then his ‘Second Missionary Journey’ must have begun in 49, and the visit to Jerusalem which preceded it, when he came to an agreement with the leaders of the church there, would presumably have taken place in AD 48. Paul dates his earlier visit to Jerusalem fourteen years before, pointing to AD 35, three years after his conversion, which has therefore been tentatively dated to AD 33. When exactly Paul arrived at Ephesus is a matter of conjecture, but we know that he established himself there for a full three years. His stay there seems to fall between 54 and 57 AD, rather than any earlier, and it was between these years that he undertook his ‘Third Missionary Journey’.

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Ephesus & Corinth:

The ‘Third Missionary Journey’, through the interior of Asia Minor, is given the most cursory treatment in Luke’s diary which constitutes much of the Acts of the Apostles. He seems to be in a hurry, as Paul himself probably was, to reach Ephesus (Acts 18: 23; 19: 1). It is evident that he had formed definitive ideas about the most effective way of conducting his mission. He decided not to cover ground by moving rapidly from place to place, but to settle, as he had done at Corinth, in a suitable centre from which he could reach a whole province. Ephesus was to prove to be such a centre as one of the principal cities of the province of Asia, with excellent communications by land and sea. Settled by Greeks in antiquity, but always with something oriental about it, it had been a meeting place of East and West long before the conquests of Alexander had inaugurated the Hellenistic age. Its world-famous temple was dedicated to the native Anatolian fertility-goddess, Artemis, or Diana to the Romans (Acts 19: 27; 34 f.), though she had little in common with the virgin huntress of the classical pantheon. From ancient times a seat of Greek philosophical thought, Ephesus was also hospitable to all manners of superstitions, and in Paul’s time it was notorious as a centre of the ‘black arts’ of magic (Acts 19: 18 f.). This was the place which for the next three years or so was to be Paul’s headquarters (Acts 20: 31). There are evident signs that this was a planned strategy on his part. Ephesus was another meeting point of trade routes and cultures, and therefore an excellent place from which to disseminate the gospel.

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Paul arrived in Ephesus and began as always in the synagogue, this time for three months. Opposition grew, however, as the disturbing implications of Paul’s way of reading the familiar stories dawned upon the puzzled hearers. Resistance hardened, and this may have been one of the occasions when submitting to synagogue discipline, Paul received the official Jewish beating of forty lashes. He tells us that he had received this five times, which in itself indicates his steady commitment to working with the synagogue congregations as long as he could since he could easily have avoided the punishment by simply not turning up. Some of the Jewish community in Ephesus had begun to spread rumours about what this “Messiah cult” was doing. From later writings, we can guess at the sneering comments about what these ‘Jesus-worshippers’ were up to behind closed doors, with men and women meeting together and talking about a new kind of “love,” not to mention the disturbing gossip about eating someone’s body and drinking their blood. So Paul realised, as he had done in Corinth, that he could no longer treat the synagogue as his base. It was time to move elsewhere. He formally ‘withdrew his converts’ and established himself on neutral territory in a lecture hall in the city, which he rented. For the next two years, he divided his time between his tent-making business and the public exposition of the faith. He held daily conferences at the hall, open to all comers, which attracted numbers of residents to the city (Acts 19: 8-10). People came from far and wide, spent time in the city, and then went on their way. They chatted about anything strange or new that they had come across in their travels. The group of early Christians who met in the lecture hall was one of these.

By this time, Paul had built up an efficient ‘staff’, whose names keep recurring in his letters – Timothy (Rom. 16: 21; 1 Cor. 4: 17; 16: 10; Phil. 2: 19-23 etc.), Luke, Tychicus (Eph. 6: 21; Col. 4: 7; II Tim. 4: 12; Titus 3: 12) and several others, though Silas had, by this time, faded out of the narrative. They were available either to work by his side at the headquarters or to be sent where they could be useful in keeping in touch with churches already founded, or in breaking new ground. It was in this way that Paul’s mission in the province spread. We happen to learn from his letters the names of the three up-country towns where churches were founded without any visit from the apostle himself – Colossae, Laodicea and Hierapolis (Col. 1: 7; 2: 1; 4: 13-16) – and there were certainly others. The author of Acts says, perhaps with some exaggeration, that…

…the whole population of the province of Asia, both Jews and pagans, heard the word of the Lord.

(Acts 19: 10)

Meanwhile, however, trouble was brewing. There was furious opposition from the Jews (Acts 20:19), and some from pagan quarters (Acts 19: 23-27), though we hear also of some of the dignitaries of the province who were friendly towards him (Acts 19: 31). We have some record both in Acts and in the letters (I Cor. 15: 32; II Cor 1: 8). From the letters to the Corinthians we also learn something that the author of Acts does not tell us, that Paul was, at this time, driven almost to distraction by disorder in the church in Corinth. In a climactic passage of his letter to the Galatians, he had pointed out that the Messiah’s people had ‘died’; they had left behind their old identities as Jews or Gentiles and had come into a new identity (Galatians 2: 19-21). That was, in part, why the gospel was “a scandal to Jews,” but, at the same time, only makes sense within a deeply Jewish, messianic view of the world. Charged with his specific responsibility, Paul was able, without compromising that messianic identity, to live alongside people of all sorts, sharing their customs while he was with them. When he had dinner with Jewish friends, they would have eaten ‘kosher’ food together, and when he went to dinner with non-Jewish friends, he would have eaten whatever they put in front of him (I Cor. 10: 27). What would then have made the difference was ‘conscience’, not Paul’s, but that of anyone else who might have been offended or who might be led back into idolatry.

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This must have been a much harder path to tread than that sketched in the apostolic letter issued after the Jerusalem Conference in which simple abstinence from all relevant foods was enjoined. Paul not only thought that this was unnecessary, but that it violated the fundamental principles of Jewish belief itself. His own pragmatic solution must have seemed not just paradoxical, but also perverse to some. For instance, a Jewish family who had shared a meal with Paul and watched him keep all the Jewish customs must have found it strange that the same week he had dined with a Gentile family and eaten what they were eating, though a Gentile family would have seen little harm in it. But, once again, Paul is teaching in his letter to the Corinthians that they should think like the people of the Messiah, building on the foundation of Israel’s scriptures, interpreting them afresh in the light of the crucified and risen Messiah himself. So in Chapter eleven of his epistle, he deals with the problems of the family meal, the Lord’s Supper or ‘Eucharist’. Then in Chapter twelve, he addresses the question of unity in the fellowship and the way in which the Spirit gives to each member of ‘the Messiah’s body’ different gifts to be used for the benefit of all. In Chapter fourteen, Paul applies this to the corporate worship of the church, following his exquisite poem about divine love, agape, in chapter thirteen. In this, Paul is not just teaching them ‘ethics’, but also to think eschatologically:

We know, you see, in part;

We prophesy in part; but, with perfection,

The partial is abolished. As a child

I spoke, and thought, and reasoned like a child;

When I grew up, I threw off childish ways.

For at the moment all that we can see

Are puzzling reflections in a mirror;

But then I’ll know completely, through and through,

Even as I’m completely known. So, now,

Faith, hope and love remain, these three; and, of them

Love is the greatest.

(I Cor. 13: 9-13).

Love is not just a duty. Paul’s point is that love is the believer’s destiny. It is the reality that belongs to God’s future, glimpsed in the present like a puzzling reflection, but waiting there in full reality for the face-to-face future. And the point is that this future has come forward to the present time in the events involving Jesus and in the power of the spirit. That is why love matters for Paul even more than faith, which many have seen as his central theme. Love is the present virtue in which believers anticipate and practice the life of the ultimate life to come. That’s why the final theological chapter, fifteen, dealing with the resurrection of the body, is the centre of the gospel. It is also the beginning of a study I have made elsewhere on this website in a series of articles examining the role of eschatology in Christian thought from Paul onwards. Paul’s main point in relation to the fulfilment of Israel’s hope is about messianic eschatology. He is not saying, “We Jesus-followers have found a better sort of religion than the old Jewish one.” But if Israel’s Messiah has come and has been raised from the dead, then those who follow him are the true people of God. This is blunt but consistent and precisely what the followers of the other first-century Jewish leaders would have said. It was not disloyalty to Israel’s God, but the contested messianic loyalty that characterised Paul’s missionary thought and journeys throughout.

Jesus had described himself at his trial by the Sanhedrin as the ‘Son of Man’, which was the Hebrew and Aramaic way of saying ‘man’ and could even be used to describe the Jewish people themselves who believed themselves to be ‘God’s People’. Jesus used the words not just to describe his own ministry, but about himself and his friends, the new ‘People of God’. The word ‘Christ, the Greek translation of ‘Messiah’, meaning ‘the one who is anointed’, was a word Jesus seemed not to like and was more wary of using, including of himself. When Peter had used the word of him, he rebuked him for doing so. It was a word with a long history. Kings had been ‘anointed’ and prophets had been spoken of as ‘anointed’. The word was even used of a foreign emperor, Cyrus. In the years before Jesus began his ministry, the word had come to represent God’s ‘Chosen Leader’ whom the Jewish people expected God to send as their deliverer. But this ‘Chosen Leader’ was thought of in many different ways – sometimes as a supernatural figure, sometimes as a soldier. Yet although he did not like the word and did not use it of himself, Pilate had had him executed as a ‘messiah’, a claimant to the leadership of the Jewish people – ‘the Jewish King’, as he had put it on the official death-notice on the cross.

It seemed to Jewish Christians that no word described him better – he was ‘God’s Chosen Leader’. They began to talk about him as ‘Jesus the Messiah’, where ‘Messiah’ is a simple descriptive name. When ‘Messiah’, however, was translated into Greek as ‘Christ’, it began to change its meaning. Greek-speaking ‘foreigners’ didn’t understand it and simply used it as Jesus’ second name. Paul, of course, knew the Jewish world from the inside and used the word ‘Christ’ in his letters to describe the whole influence of Jesus – his life in Palestine and the new experience of God which he made possible, so that he could use the words ‘Spirit’, ‘Spirit of God’ and ‘Spirit of Christ’, as we have seen, to describe this new experience. Paul was struggling with an almost impossible task, and he was aware of how difficult it was. But to talk about Jesus as though he was not just a good man who had died was to be false to what he felt in his heart the new divine experience to be. His meeting with the Messiah on the Damascus Road fulfilled everything and thereby changed everything, as the following statement made clear:

Whatever I had written in on the profit side, I calculated it instead as a loss – because of the Messiah. Yes, I know that’s weird, but there’s more: I calculate everything as a loss, because knowing King Jesus as my Lord is worth far more than everything else put together! In fact, because of the Messiah I’ve suffered the loss of everything, and I now calculate it as trash, so that my profit may be the Messiah, and that I may be discovered in him, not having my own covenant status defined by the Torah, but the status which comes through the Messiah’s faithfulness: the covenant status from God which is given to faith. This means knowing him, knowing the power of his resurrection, and knowing the partnership of his sufferings. It means sharing the form and pattern of his death, so that somehow I may arrive at the final resurrection from the dead.

(Phil. 3: 7-11).

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The Messiah regarded his status, “equality with God”, not as something to exploit, but as committing him instead to the life of the ‘servant’ and the shameful death of the ‘slave’. That is why he was now exalted as Lord over all. ‘Lord’ was another word the early Christians used as a common way of identifying Jesus; he was ‘the Lord Jesus Christ’. The word ‘Lord’ had been used for God in the Old Testament; God was ‘Lord’. It was also used to describe the Roman Emperors and some of the pagan gods. As Paul once wrote, There are many gods and many lords. So it came to be used of Jesus; to say that “Jesus is Lord” became the simplest way for believers to proclaim their Christian faith. It carried a sense of his presence, his love and his forgiveness, of the power to live in his way, which He gave to all who accepted his love. This is what lay at the back of the struggle to find words that really described what Jesus meant to his followers. The passage above is focused not just on a belief or theory about the Messiah, but on personal knowledge. Paul wrote of knowing King Jesus as my Lord, of knowing him, knowing the power of his resurrection, and knowing the partnership of his sufferings. Paul knew the theory thoroughly, but it meant nothing without the awareness of the person and presence of Jesus himself. His personal ‘knowledge’ of the Messiah found intimate expression in suffering. He speaks of this as a ‘partnership’, which is a translation of the Greek word koinonia, giving us synonyms such as ‘fellowship’ or ‘sharing’. It expressed a mutual belonging for which modern English does not provide exact words.

Paul had come to the point where he was content to share the Messiah’s death in order that he might arrive with him at the ultimate hope of Israel, ‘the resurrection from the dead’.  The ancient story of Israel had been fulfilled in the Messiah, and all Paul’s previous zeal for God and the Torah had to be counted as “trash” by contrast. That’s why he ‘forgot’ about his past and, like an athlete with his eye on the finishing line, aims to strain every nerve to go after what’s ahead. Then comes the point of all this for the Philippians: they must learn to imitate him, as he is imitating the Messiah (Phil. 3: 13-19). But how could the Gentile Christians do this? They had not been zealous Jews, eager for the Torah, but they all had their own status, personal and civic pride. Even if they lacked status, because they were poor, or slaves, or women (though some women, like Lydia, were independent and free), they all had the standing temptation to lapse back into pagan lifestyles. So whether they were Romans reverting to proud colonial ways or simply people who found themselves lured back into sensual indulgence, they must instead resist and find instead the way of holiness and wholeness shaped by the Messiah himself, by his choice of the way of the cross, by his status as the truly human one, the true embodiment of the One God (Tom Wright).

Colossae & Corinth (again):

Paul’s later letters to both the Ephesians and Colossians are both deeply Jewish in their orientation, only making sense within that worldview. Nineteenth-century Protestantism didn’t favour Jewish thought, and didn’t want Paul to be too Jewish and, more recently, some scholars have tended to demote the two epistles as anathema to the more ‘liberal’ agenda they find in Galatians and Corinthians. Tom Wright claims that this is a mistake, resulting from contemporary ideology and moralising which seeks to ‘pigeon-hole’ Paul. Colossians was written, it appears, to a young church. Paul had been informed of its existence by Epaphus, himself from Colossae, who seems to have been converted by Paul in Ephesus and to have returned home to spread the word. Paul’s epistle to the Colossians was written at Rome, when he was in prison in Rome, shortly before his martyrdom, in about AD 63. Colossae had been a great city, but had very much declined, and was now the smallest of the three neighbouring cities in the valley of the Lycus. Laodicea and Hierapolis were still prosperous by comparison. Its church was the most insignificant of the churches which received a letter from Paul, and it was scarcely mentioned in later times. Neither in this epistle nor in the Acts is there any evidence that the apostle ever visited the Colossians. But he had “heard of their faith” (I: 4, 9) and states that they “had not seen his face in the flesh (2: 1). Nevertheless, Paul was praying for the church to grow in faith, wisdom, and understanding and to be able to draw on the “power” of Jesus in living and working to his glory (Col. 1: 9-11). In particular, Paul longed for them to develop and enrich the practice of giving thanks. To that end he supplies them with a poem, like that written to the Philippians (chapter two, above), celebrating the universal lordship of Jesus over all the powers of the world. Part of the meaning of this poem was that it was written by someone in prison. According to Tom Wright, it invites…

… those who read it or pray it to imagine a different world from the one they see around them – a world with a different ‘Lord’ in which the One God rules and rescues, a world in which a new sort of wisdom is unveiled, a world in which there is a different way to be human.   

‘Wisdom’ was the key theme of much of Colossians. As always, Paul wanted people to think, not simply to imbibe rules and principles to learn by heart, but to be able to grow up to full maturity as human beings, experiencing that “Christ is all and in all,” and coming to “the knowledge of God’s mystery.” (Col. 2: 2). All this will happen when they realise that it is Jesus himself who reveals that ‘mystery’ and the means of finding all the hidden treasures of wisdom and knowledge. Paul is here drawing deeply upon two important strands of Jewish thought. First, he knows very well the traditions of prayerful meditation through which devout Jews hoped for a vision of the heavenly realm. These traditions seemed to have been developed at a time when with pagans still ruling Palestine even after the end of the Babylonian exile had ended, there was a sense that the greatest prophetic promises, particularly those concerning the visible and powerful return of Israel’s God to the Temple of Zion had not been realised. Second, there was the belief that the whole creation was made by the One God through his wisdom (Proverbs 8). To speak of “Lady Wisdom” as God’s handmaid in creation was a poetic way of saying that when God made the world, his work was neither random nor muddled, but wise – coherent and well-ordered; it made sense. To reflect God’s image, mankind needed to be wise as well.

The “mystery” tradition and the “wisdom” tradition were both focused by some writers of the period on the Temple. That was where the One God had promised to dwell. If there was to be a display of the ultimate mystery, the writers expected that it would be in the Temple. This expectation got bound together in yet another strand of Jewish thinking: David’s son Solomon, the ultimate ‘wise man’ in the Bible, was also the king who built the Temple. When Solomon consecrated the newly built shrine, the divine glory came to fill the house in such blazing brilliance that the priests could not stand there to do their work (I Kings 8). For us, living in a radically different culture, all this feels like an odd combination of disparate ideas. In Paul’s world, and especially for a well-educated Jew, all these apparently separate notions belonged like a single well-oiled machine. Here is the secret of creation, of wisdom, of mystery, of the Temple. This is how it all fits together. N T Wright challenges us to imagine all the complex but coherent Jewish thought…

… pondered and prayed by Paul as he travels, as he works in his hot little shop, as he stays in a wayside inn, as he teaches young Timothy the vast world of scripture, which is his natural habitat. Imagine him praying all that in the Temple itself as he visits Jerusalem after watching the gospel at work in Turkey and Greece. Imagine, particularly, Paul finding here fresh insight into the way in which, as the focal point of creation, of wisdom and mystery, and of the deep meaning of humanness itself, Jesus is now enthroned as Lord over all possible powers. And now imagine Paul in his moment of crisis, of despair, feeling that the “powers” had overcome him after all, reaching down into the depths of this fathomless well of truth to find, in a fresh way, what it might mean to trust in the God who raises the dead. This is what he comes up with:

“He  is the image of God, the invisible one;

The firstborn of  all creation.

For in him all things were created,

In the heavens and the earth.

Things we can see and things we cannot –

Thrones and lordships and rulers and powers –

All things were created both through him and for him.

And he is ahead, prior to all else

And in him all things hold together;

And he himself is supreme, the head

Over the body, the church.

 

He is the start of it all,

Firstborn from realms of the dead;

So in all things he might be the chief,

For in him all the Fullness was glad to dwell

And through him to reconcile all to himself,

Making peace through the blood of his cross,

Through him – yes, things on the earth,

And also the things in the heavens.

(Col. 1: 15-20.).

If this poem were less elegant, one might suggest that Paul was shaking his fist at the powers on earth and in the dark realms beyond the earth, the powers which had put him in prison in Rome and crushed his spirit to the breaking point. But he was not doing so, but rather invoking and celebrating a world in which Jesus, the one through whom all things were made, is now the one through whom, by means of his crucifixion, all things are reconciled. This is not the world that he and his friends can see with the naked eye since that is one in which allegiance is given to Caesar and there are bullying magistrates and threatening officers, with prisons and torture in their weaponry of oppression. But they are invited to see the world with the eye of faith, the eye that has learned to look through the lens of scripture and see Jesus. The Messiah is living with the Colossians, just as Paul had written to the Galatians. The ancient Jewish hope that the glory of the One God would return and fill the world is thus starting to come true.  It may not look like it in Colossae, as ten or twenty oddly assorted people crowd int Philemon’s house to pray, to invoke Jesus as they worship the One God, to break bread together, and to intercede for one another and the world; but actually, the Messiah, there in their midst, is “the hope of glory.” (Col. 1:27).

From his base in Ephesus, Paul sent different members of his staff to deal with the quarrelling Corinthians (II Cor. 12: 17 f.), but he then found it necessary to interrupt his work and cross the Aegean himself (II Cor. 12: 14). There are two letters to the Corinthians in the New Testament, but these contain clear indications that the correspondence they represent was more extensive. They illustrate vividly the problems that arose when people of widely different ethnic origins, religious backgrounds, levels of education and positions in the social hierarchy were being welded into a community by the power of a common faith, while at the same time they had come to terms with the secular society to which they also owed allegiance. These problems were threatening to split the church into fragments. It may have been about the same time that the very serious trouble broke out which provoked Paul to write his fiercely controversial letter to the Galatians. If the Second Letter to the Corinthians was written at about this time, this would explain Paul’s cri de cour in it: There is the responsibility that weighs on me every day, my anxious concern for all our congregations (II Cor. 11: 28). The difficulties at Corinth were eventually resolved, and Paul, having wound up his work at Ephesus, was able to visit a church now fully reconciled.

Rome & Jerusalem:

It was at this point that he wrote his the longest and most weighty of all his surviving letters, that addressed to the Romans. In this letter, he looked back briefly on the work that lay behind him and sketched a plan for the future. He had covered the eastern provinces of the empire, from Jerusalem as far round as Illyricum. He added that he had no further scope in these parts and that it was now his ambition to bring the gospel places where the very name of Christ has not been heard. Accordingly, he was planning to open up work in the west, with Spain as his objective. On the way, he would visit Rome, and hoped to find support there for his enterprise (Rom. 15: 19-29). Paul had not yet visited Rome, but from the greetings, at the end of his letter he obviously had several friends there, and he knew quite a lot about the what was going on in both the church and the wider society. His intention to round off his work in the eastern end of the Mediterranean world and to move on to the West was a more focused ambition than simply finding more people to preach to, more “souls” to “save”. He wanted to plant the flag of the messianic gospel in key points where the “gospel” of Caesar and the ‘Pax Romana’ was being flaunted. Rome itself was, therefore, the obvious target; but beyond that, Spain, the western edge of the known world, was also a major centre of Roman culture and influence. Paul’s great contemporary Seneca had come from there. Galba, soon to be emperor, had been governor there, based in the port of Tarragona, which would presumably be Paul’s initial target. It boasted a large temple to Caesar. As in Ephesus and Corinth, Paul would have longed to announce that Jesus was the true Kyrios right under Caesar’s nose.

He knew he would have to tread somewhat warily in Rome, as the church there was not of his founding, nor was it within his ‘sphere of influence’ originally laid down by the church in Antioch. He also knew that there was some prejudice against him among the Roman Christians, who had all sorts of rumours about him. Some might distrust him, either because he was too Jewish or because he was not Jewish enough and had treated elements of Jewish practice too loosely. Some kind of outline of his teaching was a basic necessity. Before presenting himself there he sent his letter, a considered and comprehensive statement of his theological position, designed to establish his standing as a Christian teacher. There was also a more pressing need. Something had happened in the recent past in Rome that had put the Roman Christians in a new and complex position. Claudius, who had become emperor in AD 41, had banished the Jews from Rome after riots in the community sometime in the late forties. Despite the decimation of the community, not all the Jews had actually left, and those that remained had ‘gone to ground’ to hide their identity. Paul’s friends Priscilla and Aquila were among those who had left, which was why they were in Corinth when Paul first arrived there, probably in AD 49. But with Claudius’ death in 54 and Nero’s accession to the throne, Claudius’ edict was revoked. Jews could once again be permitted back in the imperial city, though they were not exactly welcomed back with open arms.

At this time, there was more than a streak of anti-Jewish sentiment in Rome. The term “anti-Jewish” is more appropriate than “anti-Semitic,” because the latter implies some kind of racial theory unknown until the second half of the nineteenth century. Also, in the first century, all Jews were identified by their Judaistic religious practises. There was no such thing as a ‘secular Jew’, as is evidenced by the fact that Jews were exempted from making sacrifices to Caesar and the Roman gods. The danger posed by Paul and Silas in Philippi was that, as Jews, they were teaching non-Jews things that it was illegal for Roman citizens and subjects to practice. In the amphitheatre at Ephesus, when Alexander, a Jew, stood up to preach, there were angry whispers. The same antagonism can be sensed on the edge of remarks by poets like Juvenal or sneering historians like Tacitus. Underneath the ethnic and cultural prejudice there was always a ‘theological’ belief that since the Jews did not worship the gods, they could, therefore, be blamed for disastrous events. This blame was subsequently transferred to the Christians in subsequent decades and centuries. Even in Corinth, Gallio’s refusal to make a judgment about Paul caused the mob to beat up the synagogue president, getting away with it. Going after the Jews was a default mode for many, right across the Roman Empire. Besides their exemption from religious observances that would compromise their beliefs, the Jews were allowed freedom of worship and the right to collect taxes for the Temple in Jerusalem, but that didn’t mean that they were integrated into wider society. For the most part, they were ostracised.

Paul’s message ran completely contrary to this social reality. Among the churches he had founded in Asia Minor and Greece this had not been so clear-cut, since he had always started in the synagogue first and made it clear that the gospel was “to the Jew first, but also, equally, to the Greek.” (Rom. 1: 16). He had given no opportunity for the creation of a Gentile-only Christian community. In most of the cities where he had preached, with the possible exception of the large metropolis of Ephesus, the probability is that the followers of Jesus were never large in number, perhaps only ever a few dozen, or in Corinth, conceivably, a few hundred. It would have been difficult for significantly different theological positions to have emerged once these communities had been established, at least not in the early decades of their communal life.

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But in Rome things were different. The message of Jesus had evidently arrived there sometime in the forties, perhaps with the apostle Peter, though this is only a tradition. This places Peter as having arrived in Rome in the year AD 44, whereas Paul did not arrive there until after AD 56, a date given by St. Jerome. There were followers of ‘The Way’ present in Rome perhaps even before Peter’s visit (if it took place), but the scriptural references to ‘the Church’ should not be taken too literally, as referring to a material institution. If it existed in any united form, it was a spiritual body in Christ. The more likely case is that the followers of Jesus at Rome were unorganised, treading in fear, meeting secretly in small groups at the homes of various converts in order to worship, often quite literally ‘underground’.

The imperial capital was, in any case, a city where different cultural and ethnic groups from all over the empire would cluster together for protection in their own districts. It is therefore highly likely that there were many scattered and disparate ‘house-churches’, as is shown by the greetings given in Romans 16, all worshipping Jesus but not really in direct contact with one another, and almost certainly with differing customs and practices based on their cultures of origin. The bands of converts met in grottoes, but mostly in the catacombs among the dead. The Roman law had recognised these underground cemeteries with the decree of sanctuary. However, when the persecution of the Jesus-followers was at its worst, the Roman soldiery would waylay the worshippers on entering or leaving the catacombs. To avoid capture they would make secret entrances and outlets, often through the houses of believers. The Tiberian and Claudian ban that promised to inflict death on all who openly professed the new faith was still in place when Paul was planning his sojourn in the Imperial City. When writing to the followers in Rome, he was aware that one of the ‘churches’ met at the home of Aquila and Priscilla (Rom. 16: 5) and that as well as this Jewish ‘church of circumcision’ there were also Gentile Christian meetings elsewhere in the city. Paul’s visit to Rome, however, was not pending immediately, and probably didn’t take place until AD 58 at the earliest. First, he had to go to Jerusalem, and he implored the Roman Christians to pray for him,

… that I may be served from unbelievers in Judaea and that my errand to Jerusalem may find acceptance with God’s people.

(Rom. 15: 31)

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Paul not only apprehended danger from Jewish opposition but also felt some doubt how far he would be welcome to his fellow Christians at Jerusalem. To understand this we need to look at the situation which had developed as a result of his startling success in the building, all over the eastern empire, of a close-knit network of Christian communities which was supra-national, multi-racial, and ‘egalitarian’. As he was to write to the Colossians, that there was to be no distinction between…

Greek and Jew, circumcised and uncircumcised, barbarian, Scythian, slave and free man.

(Col. 3: 11).

This inevitably antagonised those who adhered to a stiff, nationally orientated type of Judaism – those, in fact, who stood where Paul himself had stood before his conversion. He had ‘ratted’ on them, and that could not be forgiven or forgotten. In his letter to the Romans, Paul argued, as he had done in Galatians, that the church could not be allowed to become a ‘purely’ Jewish institution with Gentile Christians tolerated as second-class citizens. “There is no distinction,” he repeated (Rom. 3: 22; 10: 12). If he had been finally defeated over this, the Christian church might have had as little impact on the great world as any other of the of the numerous Jewish sects. Although he was not defeated, neither could he be said to have gained a decisive victory in his lifetime. Advocates of the narrower view dogged his steps to the end and sought to win over his converts. No doubt they were honest and conscientious men, who stood obstinately by their principles, as did he. Quite simply, as far as he was concerned, they were in the wrong, and in his letter to the Galatians, he had written of these opponents in harsh terms and with passionate indignation. His tone in Romans was softer than that of Galatians, as he also set out his mission to Jerusalem as one of reconciliation. Nevertheless, the opening passages of his letter read like a ‘manifesto’ for a religious revolution, demonstrating how vital the issue was for him:

God has shown us clearly what he is like in a new way – how he stands for what is right, overthrows what is wrong and helps men to live in his Way.

This is not altogether a new Way, as we have seen – the Men of God of the Jewish people had begun to see how God puts wrongs right. But Jesus has made it quite plain. If we are to live in God’s Way, we must trust God; this means trusting in Jesus who has made God real to us.

This is true for everybody everywhere; for God … has no favourites. We have all done wrong; none of us has lived as splendidly as God intended him to live, though we were all created to live in his Way and be like him. But God treats us as if we had learned to live splendidly; his love is given to us freely. And it is Jesus who has won this freedom for us. 

There is nothing in all this to make us proud of ourselves. Keeping all the rules wouldn’t have stopped us being proud of ourselves. We have simply taken him at his word, and that leaves no room for boasting.

I am sure of this: everybody can really live as God wants him to live simply by trusting him, not by trying to keep all the rules. I mean everybody. Is God only the God of the Jewish people? Isn’t he God of all people everywhere? Of course he is, for there is only one God. So he puts Jewish people right – if they trust him; and he puts the people of other countries right if they trust him. 

When the original Jerusalem concordat was made, the leaders of the church had stipulated that the ‘Gentile’ churches should take some responsibility for the support of the poverty-stricken Jewish Christians of Jerusalem. But for Paul, it was an opportunity to demonstrate the true fraternal unity of Christians, bridging any divisions that arose among them. He set up a large-scale relief fund, to be raised by voluntary subscription from members of the churches he had founded; he recommended a system of regular weekly contributions (Rom. 15: 25-28; 1 Cor. 16: 1-4; II Cor. 8: 1-9, 15). The raising of the fund had gone on for some considerable time and there was now a substantial sum in hand to be conveyed to Jerusalem. He was to be accompanied by a deputation carefully composed, it appears, so as to represent the several provinces (I Cor. 16: 3 f.; Acts 20: 4).  The handing over of the relief fund was to be both an act of true Christian charity and also a formal embassy from the ‘Diaspora’ churches affirming their fellowship with the Judaean Christians in the one church. However, the goodwill mission miscarried. Paul’s reception by the leaders of the church at Jerusalem, if not unfriendly, was certainly not entirely welcoming. James was genuinely frightened of the effect of Paul’s presence in the city on both Christian and non-Christian Jews, in view of his reputation as a critic of Jewish ‘legalism’. James urged Paul to prove his personal loyalty to the Torah by carrying out certain ceremonies in the Temple (Acts 21: 20-24). Paul was quite willing to accept James’ guidance. As he had already written to the Corinthians,

To Jews, I became like a Jew, to win Jews; as they are subject to the law of Moses, I put myself under that law… 

(I Cor. 9:20).

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Unfortunately, however, he was recognised in the Temple by some of his arch-enemies, the Jews of Asia, who raised a cry that he was introducing Gentiles into the Holy Precincts  (Acts 21: 27-29). There ran across the temple court a barrier with an inscription threatening with death any ‘foreigner’ who trespassed beyond it. There was no truth in the charge against Paul, but it was enough to rouse the rabble, and Paul was in danger of being lynched. He was rescued by the Roman security forces and put under arrest. Having identified himself as a Roman citizen, he came under the protection of the imperial authorities (Acts 21: 30-39) and was ultimately transferred for safekeeping to the headquarters at Caesarea (Acts 23: 23-33). After wearisome wrangles between the Sanhedrin and two successive Roman governors, and fearing that he might be sent back into the hands of his accusers in Jerusalem, Paul decided to exercise his right of appeal to the emperor (Acts 25: 1-12). Accordingly, he was put on board a ship bound for Rome, leading to the famous ship-wreck off Malta (Acts 27: 1 – 28: 15).

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Paul in Rome:

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So Paul fulfilled his cherished plan of a visit to Rome in person but as a prisoner. He was placed under something like house-arrest, occupying his own private lodging, with liberty to receive visitors, but with a soldier constantly on guard (Acts 28: 16). He was awaiting trial there, a trial which was continually delayed.  It is probable, though not certain, that the Letters to the Ephesians, Philippians, and Colossians, as well as to Philemon, all of which refer to their author(s) being in prison at the time of writing, belong to this period of confinement. This period of house-arrest lasted, we are informed, for two years (Acts 28: 30). Scholars presume that the case eventually came up before the imperial tribunal, but whether it resulted in acquittal and a further period of freedom to travel, or ended in condemnation and execution, we have no means of knowing. The Letters to Timothy and Titus have been thought to refer to a further period of imprisonment in Rome, but the evidence is at best ambiguous, and it is unlikely that these letters, in the form in which we have them, come from Paul’s own hand. We know that Paul’s original plan before he went to Jerusalem, was to travel on to Spain, but we have no evidence that this goal was fulfilled. He was associated with Rome for ten years in all, and some have suggested that in addition to visiting Spain, he also travelled to Gaul and Britain. However, there is little if any hard contemporary evidence to support these assertions, which are based mainly on tradition and fanciful conjecture.

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That he ultimately suffered martyrdom may be taken as certain, and there is no good reason to doubt the Roman tradition that he was beheaded at a spot on the road to Ostia known as ‘the Three Fountains’, and buried on the site now occupied by the noble church of St Paul-without-the-Walls. According to the chronology given at the beginning of this article, Paul could hardly have arrived in Jerusalem before AD 59. His period in prison in Caesarea could not, therefore, have ended until AD 61, therefore. At that point the governor Antonius Felix was succeeded by Porcius Festus, based on evidence from non-Biblical sources. Accordingly, Paul would have sailed to Rome in the autumn of 61, arriving there in early 62. His period of house arrest would have continued until AD 64 and Tom Wright dates Paul’s death to this year or later. Beyond that, we cannot go, but it may be significant that it was in the winter of 64/ 65 that the emperor Nero made his savage attack on the Christians of Rome, following the Fire which was blamed on them. The Roman-Jewish War followed in AD 66-70, during which Nero died in AD 68, and the War ended with the Fall of Jerusalem…

… (to be continued).

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1536-1572: The Reformers and Pacifist-Anabaptists   Leave a comment

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Luther’s Last Decade and His Legacy:

In the final decade of his life, Luther became even more bitter in his attitude towards the papists. He was denied another public hearing such as those at Worms and Speyer, and he managed to avoid the martyrdom which came to other reformers, whether at the stake or, in the case of Zwingli, in battle (at Kappel in 1531). He compensated by hurling vitriol at the papacy and the Roman Curia. Towards the end of his life, he issued an illustrated tract with outrageously vulgar cartoons. In all of this, he was utterly unrestrained. The Holy Roman Empire was a constitutional monarchy, and the emperor had sworn at his coronation that no German subject should be outlawed unheard and uncondemned. Although this clause had not yet invoked to protect a monk accused of heresy, yet when princes and electors came to be involved the case was altered. If Charles V were faithless to that oath, then he might be resisted even in arms by the lower magistrates. The formula thus suggested by the jurists to Luther was destined to have a very wide an extended vogue. The Lutherans employed it only until they gained legal recognition at Augsburg in 1555. Thereafter the Calvinists took up the slogan and equated the lower magistrates with the lesser nobility in France. Later historians were accustomed to regard Lutheranism as politically subservient and Calvinism as intransigent, but the origin of this doctrine was in the Lutheran soil.

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Martin Luther was made for the ministry. During his last years, he continued to attend faithfully to all the obligations of the university and his parish. To the end he was preaching, lecturing, counselling and writing. At the end of his life, he was in such a panic of disgust because the young women at Wittenberg were wearing low necks that he left home declaring that he would not return. His physician brought him back, but then came a request from the counts of Mansfeld for a mediator in a dispute. Melanchthon was too sick to go, and though Luther was also very ill, he went, reconciled the counts and died on the way home.

His later years should not, however, be written off as the splutterings of a dying flame. If in his polemical tracts he was at times savage and course, in the works which really counted in the cannon of his life’s endeavour he grew constantly in maturity and artistic creativity. Improvements in the translation of the Bible continued to the very end. The sermons and biblical commentaries reached superb heights. Many of the passages quoted to illustrate Luther’s religious and ethical principles are also from this later period.

When historians and theologians come to assess his legacy, there are three areas which naturally suggest themselves. The first is his contribution to his own country. He called himself the German prophet, saying that against the papist assess he must assume so presumptuous a title and he addressed himself to his beloved Germans. The claim has been made frequently that no individual did so much to fashion the character of the German people. He shared their passion for music and their language was greatly influenced by his writings, not least by his translation of the Bible. His reformation also profoundly affected the ordinary German family home. Roland Bainton (1950) commented:

Economics went the way of capitalism and politics the way of absolutism, but the home took on that quality of affectionate and godly patriarchalism which Luther had set as the pattern of his own household.

Luther’s most profound impact was in their religion, of course. His sermons were read to the congregations, his liturgy was sung, his catechism was rehearsed by the father of the household, his Bible cheered the faint-hearted and consoled the dying. By contrast, no single Englishman had the range of Luther. The Bible translation was largely the work of Tyndale, the prayer-book was that of Cranmer, the Catechism of the Westminster Divines. The style of sermons followed Latimer’s example and the hymn book was owed much to George Herbert from the beginning. Luther, therefore, did the work of five Englishmen, and for the sheer richness and exuberance of vocabulary and mastery of style, his use of German can only be compared with Shakespeare’s use of English.

In the second great area of influence, that of the Church, Luther’s influence extended far beyond his native land, as is shown below. In addition to his influence in Germany, Switzerland, Hungary and England, Lutheranism took possession of virtually the whole of Scandinavia. His movement gave the impetus that sometimes launched and sometimes gently encouraged the establishment of other varieties of Protestantism. Catholicism also owes much to him. It is often said that had Luther not appeared, an Erasmian reform would have triumphed, or at any rate a reform after the Spanish model. All this is, of course, conjectural, but it is obvious that the Catholic Church received a tremendous shock from the Lutheran Reformation and a terrific urge to reform after its own pattern.

The third area is the one which mattered most to Luther, that of religion itself. In his religion, he was a Hebrew, Paul the Jew, not a Greek fancying gods and goddesses in a pantheon in which Christ was given a niche. The God of Luther, as of Moses, was the God who inhabits the storm clouds and rides on the wings of the wind. He is a God of majesty and power, inscrutable, terrifying, devastating, and consuming in his anger. Yet he is all merciful too, like as a father pitieth his children, so the Lord… 

Lutherans, Calvinists, Anglicans and Pacifists:

The movement initiated by Luther soon spread throughout Germany. Luther provided its chief source of energy and vision until his death in 1546. Once Luther had passed from the scene, a period of bitter theological warfare occurred within Protestantism. There was controversy over such matters as the difference between ‘justification’ and ‘sanctification’; what doctrine was essential or non-essential; faith and works; and the nature of the real presence at the Eucharist. This is the period when Lutheranism developed, something which Luther himself predicted and condemned. The Schmalkald Articles had been drawn up in 1537 as a statement of faith. The Protestant princes had formed the Schmalkald League as a kind of defensive alliance against the Emperor. The tragic Schmalkald War broke out in 1547 in which the Emperor defeated the Protestant forces and imprisoned their leaders. But the Protestant Maurice of Saxony fought back successfully and by the Treaty of Passau (1552), Protestantism was legally recognised. This settlement was confirmed by the Interim of 1555. It was during this period that some of the Lutheran theologians drove large numbers of their own people over to the Calvinists through their dogmatism.

The Battle of Kappel, in which Zwingli was killed, had brought the Reformation in Switzerland to an abrupt halt, but in 1536 John Calvin (1509-64) was unwillingly pressed into reviving the cause in French-speaking Switzerland. Calvin was an exiled Frenchman, born in at Noyon in Picardy, whose theological writings, especially the Institutes of the Christian Religion and numerous commentaries on the Bible, did much to shape the Reformed churches and their confessions of faith. In contrast to Luther, Calvin was a quiet, sensitive man. Always a conscientious student, at Orléans, Bourges and the University of Paris, he soon took up the methods of humanism, which he later used ‘to combat humanism’. In Paris, the young Calvin had encountered the teachings of Luther and in 1533, he had experienced a sudden conversion:

God subdued and brought my heart to docility. It was more hardened against such matters than was to be expected in such a young man.

After that, he wrote little about his inner life, content to trace God’s hand controlling him. He next broke with Roman Catholicism, leaving France to live as an exile in Basle. It was there that he began to formulate his theology, and in 1536 published the first edition of The Institutes. It was a brief, clear defence of Reformation beliefs. Guillaume Farel, the Reformer of Geneva, persuaded Calvin to help consolidate the Reformation there. He had inherited from his father an immovable will, which stood him in good stead in turbulent Geneva.  In 1537 all the townspeople were called upon to swear loyalty to a Protestant statement of belief. But the Genevans opposed Calvin strongly, and disputes in the town, together with a quarrel with the city of Berne, resulted in the expulsion of both Calvin and Farel.

Calvin went to Strasbourg, where he made contact with Martin Bucer, who influenced him greatly. Bucer (1491-1551) had been a Dominican friar but had left the order and married a former nun in 1522. He went to Strasbourg in 1523 and took over leadership of the reform, becoming one of the chief statesmen among the Reformers. He was present at most of the important conferences, or colloquies of the Reformers, and tried to mediate between Zwingli and Luther in an attempt to unite the German and Swiss Reformed churches. His discussions with Melanchthon led to peace in the debate over the sacraments at the Concord of Wittenberg. He also took part in the unsuccessful conferences with the Roman Catholics at Hagenau, Worms and Ratisbon.

In 1539, while in Strasbourg, Calvin published his commentary on the Book of Romans. Many other commentaries followed, in addition to a new, enlarged version of the Institutes. The French Reformer led the congregation of French Protestant refugees in Strasbourg, an experience which matured him for his task on returning to Geneva. He was invited back there in September 1541, and the town council accepted his revision of the of the city laws, but many more bitter disputes followed. Calvin tried to bring every citizen under the moral discipline of the church. Many naturally resented such restrictions, especially when imposed by a foreigner. He then set about attaining of establishing a mature church by preaching daily to the people. He also devoted much energy to settling differences within Protestantism. The Consensus Tigurinus, on the Lord’s Supper (1549), resulted in the German-speaking and French-speaking churches of Switzerland moving closer together. Michael Servetus, a notorious critic of Calvin, and of the doctrine of the Trinity, was arrested and burnt in Geneva.

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John Calvin, caricatured by one of his students, during an idle moment in a lecture.

Calvin was, in a way, trying to build a more visible ‘City of God’ in Europe, with Geneva as its base and model. In his later years, Calvin’s authority in Geneva was less disputed. He founded the Geneva Academy, to which students of theology came from all parts of western and central Europe, particularly France. Calvin systemised the Reformed tradition in Protestantism, taking up and reapplying the ideas of the first generation of Reformers. He developed the Presbyterian form of church government, in which all ministers served at the same level, and the congregation was represented by lay elders. His work was characterised by intellectual discipline and practical application. His Institutes have been a classic statement of Reformation theology for centuries, as is evident from the following extracts:

Wherever we find the Word of God surely preached and heard, and the sacraments administered according to the Institution of Christ, there, it is not to be doubted, is a church of God.

We declare that by God’s providence, not only heaven and earth and inanimate creatures, but also the counsels and wills of men are governed so as to move precisely to that end destined by him.   

Lutheranism strongly influenced Calvin’s doctrine. Like Luther, Calvin was also a careful interpreter of the Bible. He intended that his theology should interpret Scripture faithfully, rather than developing his own ideas. For him, all knowledge of God and man is to be found only in the Word of God. Man can only know God if he chooses to make himself known. Pardon and salvation are possible only through the free working of the grace of God. Calvin claimed that even before the creation, God chose some of his creatures for salvation and others for destruction. He is often known best for this severe doctrine of election, particularly that some people are predestined to eternal damnation. But Calvin also set out the way of repentance, faith and sanctification for believers. In his doctrine, the church was supreme and should not be restricted in any way by the state. He gave greater importance than Luther to the external organisation of the church. He regarded only baptism and communion as sacraments. Baptism was the individual’s initiation into the new community of Christ. He rejected Zwingli’s view that the communion elements were purely symbolic, but also warned against a magical belief in the real presence of Christ in the sacrament.

The Calvinists went further than the Lutherans in their opposition to traditions which had been handed down. They rejected a good deal of church music, art, architecture and many more superficial matters such as the use of the ring in marriage, and the signs of devotional practice. But all the Reformers rejected the authority of the pope, the merit of good works, indulgences, the mediation of the Virgin Mary and the saints, and all the sacraments which had not been instituted by Christ. They rejected the doctrine of transubstantiation (the teaching that the bread and wine of the communion became the body and blood of Christ when the priest consecrated them), the view of the mass as a sacrifice, purgatory and prayers for the dead, private confession of sin to a priest, celibacy of the clergy, and the use of Latin in the services.They also rejected all the paraphernalia that expressed these ideas, such as holy water, shrines, chantries, images, rosaries, paternoster stones and candles.

Meanwhile, in 1549 Bucer was forced to leave Strasbourg for Cambridge, and while in England, he advised Cranmer on The Book of Common Prayer. He had a great impact on the establishment of the Church of England, pointing it in the direction of Puritanism. Although he died in 1551, his body was exhumed and burned during the Catholic reaction under Queen Mary. Bucer wrote a large number of commentaries on the Bible and worked strenuously for reconciliation between various religious parties. In France, the pattern of reform was very different. Whereas in Germany and Switzerland there was solid support for the Reformation from the people, in France people, court and church provided less support. As a result, the first Protestants suffered death or exile. But once the Reformed faith had been established in French-speaking Switzerland and in Strasbourg, Calvinists formed a congregation in Paris in 1555. Four years later, over seventy churches were represented at a national synod in the capital.

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Henry VIII may have destroyed the power of the papacy and ended monasticism in England, but he remained firmly Catholic in doctrine. England was no safe place for William Tyndale to translate the Bible into English, as Henry and the bishops were more concerned to prevent the spread of Lutheran ideas than to promote the study of Scripture. Tyndale narrowly escaped arrest in Cologne but managed to have the New Testament published in Worms in 1525. He was unable to complete the Old Testament because he was betrayed and arrested near Brussels in 1535. In October 1536 he was strangled and burnt at the stake. His last words were reported as, Lord, open the king of England’s eyes. In the meantime, Miles Coverdale completed the translation, which became the basis for later official translations.

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The title page of the first Bible to be printed in English: Miles Coverdale’s translation (1535). Coverdale had helped Tyndale to revise his translation of the Pentateuch.

Though the king’s eyes were not immediately opened, a powerful religious movement towards reform among his people was going on at the same time. Despite the publication of the Great Bible in 1538, it was only under Edward VI (1547-53) that the Reformation was positively and effectively established in England. The leading figure was the Archbishop of Canterbury, Thomas Cranmer, supported by the scholar, Nicholas Ridley and the preacher, Hugh Latimer. Cranmer (1489-1556) was largely responsible for the shaping the Protestant Church of England. Born in Nottinghamshire, he was educated at Cambridge until he was suddenly summoned to Canterbury as Archbishop in 1532, as a result of Henry VIII’s divorce crisis. There he remained until he was deposed by Mary and burnt as a heretic at Oxford in 1556. He was a godly man, Lutheran in his theology, well read in the Church Fathers, a gifted liturgist with an excellent command of English. He was sensitive, cautious and slow to decide in a period of turbulence and treachery. He preferred reformation by gentle persuasion rather than by force, and, unlike Luther, also sought reconciliation with Roman Catholicism. Like Luther, however, he believed firmly in the role of the ‘godly prince’ who had a God-given task to uphold a just society and give free scope to the gospel.

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Archbishop Cranmer (pictured above) was responsible for the Great Bible (1538) and its prefaces; the Litany (1545) and the two Prayer Books (1549, 1552). The driving force of Cranmer’s life was to restore to the Catholic Church of the West the faith it had lost long ago. When the Church of Rome refused to reform, Cranmer took it upon himself to reform his own province of Canterbury. He then sought an ecumenical council with the Lutherans and Calvinists, but Melanchthon was too timid. His second great concern was to restore a living theology based on the experience of the person and work of Christ. Thirdly, he developed the doctrine of the Holy Spirit which lay behind his high view of scripture and tradition, and the meaning of union with Christ. He was brainwashed into recanting, but at his final trial in 1556 he put up a magnificent defence and died bravely at the stake, thrusting the hand that had signed the recantations into the fire first. The Martyrs’ Memorial at Oxford commemorates his death, together with those of Ridley and Latimer whose deaths he had witnessed from prison a year earlier.

Several European Reformers also contributed to the Anglican Reformation, notably Martin , exiled from Strasbourg. These men, Calvinists rather than Lutherans, Bucerbecame professors at the universities of Oxford and Cambridge. Under the Counter-Reforming Catholic Queen Mary (1553-58), with Cardinal Pole as Archbishop of Canterbury, about two hundred bishops, scholars, ministers and preachers were burnt at the stake. Many Protestant reformers fled to the continent and became even more Calvinist in their convictions, influencing the direction of the English Reformation when they returned at the beginning of Elizabeth I’s reign. The young Queen gradually replaced the Catholic church leaders with Protestants, restored the church Articles and Cranmer’s Prayer Book. She took the title of Supreme Governor of the Church of England. Her Anglican church kept episcopal government and a liturgy which offended many of the strict Protestants, particularly those who were returning religious refugees who had been further radicalised in Calvinist Switzerland or France.

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Scotland was first awakened to Lutheranism by Patrick Hamilton, a student of Luther, who had been burned for his faith in 1528. George Wishart and John Knox (1505-72) continued Hamilton’s work, but Knox was taken prisoner by the French in 1547 and forced to serve as a galley-slave. When freed, he studied under Calvin at Geneva and did not return to Scotland until 1559, when he fearlessly launched the Reformation. He attacked the papacy, the mass and Catholic idolatry. The Catholic Mary Queen of Scots opposed Knox, but was beaten in battle. Knox then consolidated the Scots reformation by drawing up a Confession of Faith (1560), a Book of Discipline (1561) and the Book of Common Order (1564). While the Scottish Reformation was achieved independently from England, it was a great tragedy that it was imposed on Ireland, albeit through an Act of Uniformity passed by the Irish Parliament in 1560 which set up Anglicanism as the national religion. In this way, Protestantism became inseparably linked with English rule of a country which remained predominantly Catholic.

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Western Europe during the Wars of Religion, to 1572.

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The Empire of Charles V in 1551 (inset: The Swiss Confederation)

In Hungary, students of Luther and Melanchthon at Wittenberg took the message of the Reformation back to their homeland in about 1524, though there were Lollard and Hussite connections, going back to 1466, which I’ve written about in previous posts. As in Bohemia, Calvinism took hold later, but the two churches grew up in parallel. The first Lutheran synod was in 1545, followed by the first Calvinist synod in 1557. In the second half of the sixteenth century, a definite interest in Protestant England was already noticeable in Hungary. In contemporary Hungarian literature, there is a long poem describing the martyr’s death of Thomas Cranmer (Sztáray, 1582).  A few years before this poem was written, in 1571, Matthew Skaritza, the first Hungarian Protestant theologian made his appearance in England, on a pilgrimage to ‘its renowned cities’ induced by the common religious interest.

Protestant ministers were recruited from godly and learned men. The Church of England and large parts of the Lutheran church, particularly in Sweden, tried to keep the outward structure and ministry of their national, territorial churches. Two brothers, Olav and Lars Petri, both disciples of Luther, inaugurated the Reformation in Sweden. The courageous King Gustavus Vasa, who delivered Sweden from the Danes in 1523, greatly favoured Protestantism. The whole country became Lutheran, with bishops of the old church incorporated into the new, and in 1527 the Reformation was established by Swedish law. This national, state church was attacked by both conservative Catholics and radical Protestants.

The Danish Church, too, went over completely to Protestantism. Some Danes, including Hans Tausen and Jörgen Sadolin, studied under Luther at Wittenberg. King Frederick I pressed strongly for church reform, particularly by appointing reforming bishops and preachers. As a result, there was an alarming defection of Catholics and in some churches no preaching at all, and a service only three times a year. After this, King Christian III stripped the bishops of their lands and property at the Diet of Copenhagen (1536) and transferred the church’s wealth to the state. Christian III then turned for help to Luther, who sent Bugenhagen, the only Wittenberger theologian who could speak the dialects of Denmark. Bugenhagen crowned the king and appointed seven superintendents. This severed the old line of bishops and established a new line of presbyters. At the synods which followed church ordinances were published, and the Reformation recognised in Danish law. The decayed University of Copenhagen was enlarged and revitalised. A new liturgy was drawn up, a Danish Bible was completed, and a modified version of the Augsburg Confession was eventually adopted.

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Heddal Stave church, Norway.

This form of construction is characteristic of this part of Scandinavia

The Reformation spread from Denmark to Norway in 1536. The pattern was similar to that of Denmark. Most of the bishops fled and, as the older clergy died, they were replaced with Reformed ministers. A war between Denmark and Norway worsened social and political conditions. When the Danish Lutherans went to instruct the Norwegians, they found that many of the Norwegians spoke the incomprehensible old Norse, and communications broke down. In Iceland, an attempt to impose the Danish ecclesiastical system caused a revolt. This was eventually quelled and the Reformation was imposed, but with a New Testament published in 1540.

Calvinists held an exalted and biblical view of the church as the chosen people of God, separated from the state and wider society. They, therefore, broke away from the traditional church structures as well as the Roman ministry. The spread of Calvinism through key sections of the French nobility, and through the merchant classes in towns such as La Rochelle alarmed Catherine de Medici, the French Regent, resulting eventually in the St Bartholomew’s Day Massacre of 1572. Philip II faced a similarly strong Calvinist challenge in the United Provinces of the Netherlands. In 1565, an outbreak of anti-Catholic rioting could not be contained because all the available forces were deployed in the Mediterranean to defend southern Italy from the Turks and to lift the siege of Malta. The spread of Calvinism was a coral growth in ports and free cities, compared with the territorial growth of Lutheranism which was dependent on earthly principalities and powers.

In this, the free churches later followed them. These churches were mainly fresh expressions of Calvinism which started to grow at the beginning of the next century, but some did have links to, or were influenced by, the churches founded in the aftermath of the Radical Reformation. Only three groups of Anabaptists were able to survive beyond the mid-sixteenth century as ordered communities: the ‘brethren’ in Switzerland and southern Germany, the Hutterites in Moravia and the Mennonites in the Netherlands and northern Germany.

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In the aftermath of the suppression of Münster, the dispirited Anabaptists of the Lower-Rhine area were given new heart by the ministry of Menno Simons (about 1496-1561). The former priest travelled widely, although always in great personal danger. He visited the scattered Anabaptist groups of northern Europe and inspired them with his night-time preaching. Menno was an unswerving, committed pacifist. As a result, his name in time came to stand for the movement’s repudiation of violence. Although Menno was not the founder of the movement, most of the descendants of the Anabaptists are still called ‘Mennonites’. The extent to which the early Baptists in England were influenced by the thinking of the Radical Reformation in Europe is still hotly disputed, but it is clear that there were links with the Dutch Mennonites in the very earliest days.

Reformers, Revolutionaries and Anti-Semites:

Luther had early believed that the Jews were a stiff-necked people who rejected Christ, but that contemporary Jews could not be blamed for the sins of their fathers and might readily be excused for their rejection of Christianity by reason of the corruption of the Medieval Papacy.  He wrote, sympathetically:

If I were a Jew, I would suffer the rack ten times before I would go over to the pope.

The papists have so demeaned themselves that a good Christian would rather be a Jew than one of them, and a Jew would rather be a sow than a Christian.

What good can we do the Jews when we constrain them, malign them, and hate them as dogs? When we deny them work and force them to usury, how can that help? We should use towards the Jews not the pope’s but Christ’s law of love. If some are stiff-necked, what does that matter? We are not all good Christians.

Luther was sanguine that his own reforms, by eliminating the abuses of the papacy, would accomplish the conversion of the Jews. But the coverts were few and unstable. When he endeavoured to proselytise some rabbis, they undertook in return to make a Jew out of him. The rumour that a Jew had been authorised by the papists to murder him was not received with complete incredulity. In his latter days, when he was more easily irritated, news came that in Moravia, Christians were being induced to become Judaic in beliefs and practice. That was what induced him to come out with his rather vulgar blast in which he recommended that all Jews be deported to Palestine. Failing that, he wrote, they should be forbidden to practice usury, should be compelled to earn their living on the land, their synagogues should be burned, and their books, including The Torah, should be taken away from them.

The content of this tract was certainly far more intolerant than his earlier comments, yet we need to be clear about what he was recommending and why. His position was entirely religious and not racially motivated. The supreme sin for him was the persistent rejection of God’s revelation of himself in Jesus Christ. The centuries of persecution suffered by the Jews were in themselves a mark of divine displeasure. The territorial principle should, therefore, be applied to the Jews. They should be compelled to leave and go to a land of their own. This was a programme of enforced Zionism. But, if this were not feasible, Luther would recommend that the Jews be compelled to live from the soil. He was, perhaps unwittingly, proposing a return to the situation which had existed in the early Middle Ages, when the Jews had worked in agriculture. Forced off the land, they had gone into commerce and, having been expelled from commerce, into money-lending. Luther wished to reverse this process and to accord the Jews a more secure, though just as segregated position than the one they had in his day, following centuries of persecutions and expulsions.

His advocacy of burning synagogues and the confiscation of holy books was, however, a revival of the worst features of the programme of a fanatical Jewish convert to Christianity, Pfefferkorn by name, who had sought to have all Hebrew books in Germany and the Holy Roman Empire destroyed. In this conflict of the early years of the Reformation, Luther had supported the Humanists, including Reuchlin, the great German Hebraist and Melanchthon’s great-uncle. Of course, during the Reformation throughout Europe, there was little mention of the Jews except in those German territories, like Luther’s Saxony, Frankfurt and Worms, where they were tolerated and had not been expelled as they had been from the whole of England, France and Spain. Ironically, Luther himself was very Hebraic in his thinking, appealing to the wrath of Jehovah against any who would impugn his picture of a vengeful, Old Testament God. On the other hand, both Luther and Erasmus were antagonistic towards the way in which the Church of their day had relapsed into the kind of Judaic legalism castigated by the Apostle Paul. Christianity, said Erasmus, was not about abstaining from butter and cheese during Lent, but about loving one’s neighbour. This may help to explain Luther’s reaction to the Moravian ‘heresy’ in terms which, nevertheless, only be described as anti-Semitic, even by the standards of his time.

The story told in Cohn’s great book Pursuit of the Millennium, originally written six decades ago, is a story which began more than five centuries ago and ended four and a half centuries ago. However, it is a book and a story not without relevance to our own times. In another work, Warrant for Genocide: the myth of the Jewish World Conspiracy and the Protocols of the Elders of Zion, published in 1967, Cohn shows how closely the Nazi fantasy of a world-wide Jewish conspiracy of destruction is related to the fantasies that inspired millenarian revolutionaries from the Master of Hungary to Thomas Müntzer.  The narrative is one of how mass disorientation and insecurity have fostered the demonisation of the misbelievers, especially the Jews, in this as much as in previous centuries.

We can also reflect on the damage wrought in the twentieth century by left-wing revolutions and revolutionary movements, which are just as capable of demonising religious and ethnic groups, including Jews, through their love of conspiracy theories and narratives. What is most curious about the popular Müntzer ‘biopic’, for example, is the resurrection and apotheosis which it has undergone during the past hundred and fifty years. From Engels through to the post-Marxist historians of this century, whether Russian, German or English-speaking, Müntzer has been conflated into a giant symbol, a prodigious hero in the history of ‘class warfare’. This is a naive view and one which non-Marxist historians have been able to contradict easily by pointing to the essentially mystical nature of Müntzer’s preoccupations which usually blinded him to the material sufferings of the poor artisans and peasants. He was essentially a propheta obsessed by eschatological fantasies which he attempted to turn into reality by exploiting social discontent and dislocation through revolutionary violence against the misbelievers. Perhaps it was this obsessive tendency which led Marxist theorists to claim him as one of their own.

Just like the medieval artisans integrated in their guilds, industrial workers in technologically advanced societies have shown themselves very eager to improve their own conditions; their aim has been the eminently practical one of achieving a larger share of economic security, prosperity and social privilege through winning political power. Emotionally charged fantasies of a final, apocalyptic struggle leading to an egalitarian Millennium have been far less attractive to them. Those who are fascinated by such ideas are, on the one hand, the peoples of overpopulated and desperately poor societies, dislocated and disoriented, and, on the other hand, certain politically marginalised echelons in advanced societies, typically young or unemployed workers led by a small minority of intellectuals.

Working people in economically advanced parts of the world, especially in modern Europe, have been able to improve their lot out of all recognition, through the agency of trade unions, co-operatives and parliamentary parties. Nevertheless, during the century since 1917 there has been a constant repetition, on an ever-increasing scale, of the socio-psychological process which once connected the Táborite priests or Thomas Müntzer with the most disoriented and desperate among the poor, in fantasies of a final, exterminating struggle against ‘the great ones’; and of a perfect, egalitarian world from which self-seeking would be forever banished.  We are currently engaged in yet another cycle in this process, with a number of fresh ‘messiahs’ ready to assume the mantles of previous generations of charismatic revolutionaries, being elevated to the status of personality cults. Of course, the old religious idiom has been replaced by a secular one, and this tends to obscure what would otherwise be obvious. For it is a simple truth that stripped of its original supernatural mythology, revolutionary millenarianism is still with us.

Sources:

John H. Y. Briggs (1977), The History of Christianity. Berkhamsted: Lion Publishing.

Sándor Fest (2000), Skóciai Szent Margittól, A Walesi Bárdokig: Magyar-Angol történeti és irodalmi kapcsalatok. 

Norman Cohn (1970), The Pursuit of the Millennium: Revolutionary Millenarians and Mystical Anarchists of the Middle Ages. St Albans: Granada Publishing.

Roland H. Bainton (1950), Here I Stand: A Life of Martin Luther. Nashville, USA: Abingdon Press.

András Bereznay (1994, 2001), The Times Atlas of European History. London: HarperCollins.

 

 

 

Posted February 4, 2018 by TeamBritanniaHu in Anabaptism, Anglican Reformation, anti-Semitism, Apocalypse, Austria-Hungary, Britain, British history, Christian Faith, Church, Commemoration, Early Modern English, Egalitarianism, Empire, English Language, Europe, France, Germany, Henry VIII, History, Humanism, Hungarian History, Hungary, Ireland, Irish history & folklore, Jews, Linguistics, Lutheranism, Martin Luther, Medieval, Mediterranean, Messiah, Middle English, Migration, Millenarianism, Monarchy, Music, Mysticism, Mythology, Narrative, nationalism, New Testament, Old Testament, Papacy, Reformation, Remembrance, Shakespeare, Switzerland, theology, Tudor England, Uncategorized, Warfare, Zionism

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part Two.   Leave a comment

Below: Conflict in the sixteenth century, a woodcut by Albrecht Dürer

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Part Two – Martin Luther, Humanism and Nationalism:

The late fifteenth century saw a consolidation of many European states and a coalescence of Europe into the political contours which were to shape it for almost four hundred years, until the crisis of nationalism in the nineteenth century. In the southwest, the Spanish state emerged with the final conquest of Granada from the Muslim Moors in 1492 and the Union of the crowns of Aragon and Castille. The French kings continued the process of expanding the royal domain, until by 1483 only the Duchy of Brittany remained more or less independent, and even this was absorbed in the early sixteenth century. England had lost all its lands in France, except for Calais, and was racked by a bitter civil war from 1453 to 1487, from which it began to emerge under the Welsh Tudor dynasty from 1485 onwards as a maritime power, whose interests in terms of territorial expansion lay outside Europe.

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Above: King Matthias Hunting at Vajdahunyád. This most impressive Transylvanian castle was the residence of the Hunyádi dynasty and seat of their immense estates.

In the East, Hungary’s power and influence grew in the reign of Matthias Corvinus from 1458 until 1490. Corvinus was a renaissance ruler who promoted learning, but he also had to resist the Turkish advance. He maintained a largely defensive attitude, seeking to preserve his kingdom without trying to push back the Ottomans to any great extent. His main attention was directed westwards. With the standing army he had developed, he hoped to become the crown of Bohemia and become Holy Roman Emperor. Bohemia remained divided as a result of the Hussite Wars and in 1468 Corvinus obtained Papal support to conduct a crusade against its Hussite ruler, George Podebrady. This led to the partition of the Bohemian kingdom. Corvinus gained Moravia, Silesia and Lusatia as well as the title ‘King of Bohemia’, though not Bohemia itself. Corvinus was opposed by the Emperor Frederick III (1440-93) who had been elected ruler of Hungary in 1439 by a group of nobles. Nevertheless, Corvinus was successful, in gaining Lower Austria and Styria from Austria, and transferring his capital to Vienna. The Hungarian state developed considerably under Matthias Corvinus, although he continued to face opposition from nobles concerned about their privileges.

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Portrait of Matthias Corvinus from the Philostratus Codex, c. 1487-1490

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The beginnings of the primacy of the nation-state are conventionally traced to the early sixteenth century. A new type of king arose across, like Matthias Corvinus, called the Renaissance Prince. These monarchs attacked the powers of the nobles and tried to unite their countries. In England, this process was accelerated by the eventual victory of the Lancastrians in the Wars of the Roses, but on the continent, it was much slower. The mercantile classes were generally hostile to the warlike feudal nobles, who interfered with and interrupted their trade, so they tended to support the king against the nobles. A new sense of unity arose, where local languages and dialects merged into national languages and, through the advent of the printing press, national literatures developed.

For a while, however, the most successful states appeared to be multi-national ones, such as the Ottoman Empire in the east, or the universal monarchy built up by Charles V, encompassing Spain, the Netherlands and the Austrian dominions of the Habsburgs. The small states of the Holy Roman Empire, the patchwork of cities and territories, also contained some of the most affluent parts of Europe. Charles of Habsburg inherited, by quirks of marriage and early deaths, the Burgundian Netherlands (1506), the united Spanish crowns (1516), and the lands of his grandfather Maximilian of Austria (1519), after which he succeeded him as Holy Roman Emperor. The Imperial title, the secular equivalent of the Papacy, still carried immense prestige, giving its holder pre-eminence over lesser monarchs.

The Empire was a waning but still imposing legacy of the Middle Ages. Since the office of emperor was elective, any European prince was eligible, but the electors were predominantly German and therefore preferred a German. Yet they were realistic enough to recognise that no German had sufficient strength in his own right to sustain the office. They were, therefore, ready to accept the head of one of the great powers, and the choice lay between Francis of France and Charles of Spain. Francis I tried in vain to secure election, seeing the danger of his country being encircled by a ring of hostile territories. The Pope objected to either, however, because an accretion of power on one side or the other would destroy that balance of power on which papal security depended. When the Germans despaired of a German, the pope threw his support to Frederick the Wise, but Frederick himself, sensible of his inadequacies, defeated himself by voting for the Habsburg.

For centuries the seven Electors had chosen the Habsburg heir, but previously he had been German, or at least German-speaking; At the age of just twenty, Charles I of Spain became Emperor Charles V on 28 June 1519. Francis pursued his legacy of French claims to Milan and Naples, and sought to extend his eastern frontier towards the Rhine. He was an ambitious man, but also frivolous, whereas Charles was regarded as harder-working. The rivalry between the two men was to dominate European politics from 1519 to 1547. While Charles emerged as the more powerful of the two, he had many more problems to distract him. Winning the election was only the beginning of his trials, as Charles now faced an immense task of keeping his domains united.  The main source of his power and wealth continued to lie in the Netherlands, in the seventeen separate provinces that he had inherited from his father, Philip the Handsome, in 1506. The great commercial wealth of these provinces made their taxes particularly valuable, even if their independent-mindedness meant that Charles had to treat them with extreme caution. Besides the territories he had inherited, Charles added several more Dutch provinces, Milan, Mexico and Peru to his empire at home and overseas.

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Europe in the time of Henry VIII, Charles I of Spain and Francis I of France

The Map above shows the extent of Charles’ scattered empire; it included many peoples, each proud of their own traditions, language, and separate government. Even in Spain, only the royal will bound together Castile with Granada and Aragon, which, in turn, was made up of the four distinct states of Aragon, Valencia, Catalonia and Navarre. There was a serious revolt in Aragon itself in 1520. Besides Spain, he had to assert his nominal authority over the independent princes, bishops, knights and city-states that formed the Holy Roman Empire.  If all this wasn’t enough to contend with, he was opposed by successive popes, who resented his power in Italy despite his championship of the Roman Church. Within the Church, from 1517, reformers like Martin Luther had begun to challenge the authority of both the ecclesiastical and secular leaders of the Empire, leading to further disunity both within and between the German states.

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Above: The Central European Habsburg Empire of Charles V

The rise of Protestantism in Germany in the first half of the sixteenth century placed an additional strain on his European empire. Charles failed to suppress it by force, but held firm to Catholicism even though, in Germany at least, it might have been politically expedient to convert to Lutheranism. In 1517-19, Martin Luther had challenged the authority of the Pope in tolerating the abuses of the Church, and a considerable movement for reform had grown around his protest at Wittenberg. His work and that of subsequent reformers was greatly stimulated by the translation of the Bible into ‘high’ German, which Luther himself completed in 1534, and by its printing and widespread publication. This religious movement coincided with the rise of national feeling. Renaissance princes, eager to gain complete domination over their territories, were supported in a breach with the Pope by their subjects, who regarded Papal authority as foreign interference. The wealth and lands of the Church, combined by the heavy exactions it made on its adherents, had provoked great dissatisfaction among princes, merchants and peasants.

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In 1517, the impulsive and headstrong Augustinian friar and Professor of Theology at Wittenberg had denounced the sale of indulgences by unprincipled agents of the Papal envoy, Tetzel, and had won enthusiastic support. The Pope sent Cardinal Cajetan to interview Luther at Augsburg (I have written about these early disputations over indulgences in more detail elsewhere on this site). When he got word that Cajetan had been empowered by the Pope to arrest him, Luther escaped the city gates by night, fleeing in such haste that he had to ride to Nürnberg in his cowl, without breeches, spurs, stirrups or a sword. He arrived back in Wittenberg on 30 October, exactly a year after he had first posted his 95 Theses to the Castle church door. Cajetan then demanded that Frederick the Wise should either send  Luther bound to Rome or else banish him from his territories. Luther made matters even more difficult for his prince by publishing his own version of his interview with the Cardinal. There was no longer any attempt to explain the papal decree against him in any favourable sense. Instead, he declared that it was emphatically false, and contrasted the ambiguous decretal of a mortal pope with the clear testimonies of Holy Scripture:

The Apostolic Legate opposed me with the thunder of his majesty and told me to recant. I told him the pope abused Scripture. I will honour the sanctity of the pope, but I will adore the sanctity of Christ and the truth. I do not deny this new monarchy of the Roman Church which has arisen in our generation, but I deny that you cannot be a Christian without being subject to the decrees of the Roman pontiff… I resist those who in the name of the Roman Church wish to institute Babylon.

His accusation that the Roman pontiff and curia were instituting Babylon introduced an apocalyptic tone into the dispute. On 28 November, Luther lodged with a notary an appeal to the pope for a general council, declaring that such a council, legitimately called in the Holy Spirit, could better represent the Catholic Church than the pope, who, being a man, was able to err, sin and lie. Not even St Peter, he pointed out, was above this infirmity.  Luther had the appeal printed, requesting that all the copies should be withheld from publication unless and until he was actually banned. The printer, however, disregarded the embargo and gave them out immediately to the public. Pope Julius II had ruled that a direct appeal to a council, without papal consent, constituted in itself an act of heresy. Luther had placed himself in an exposed situation and had also embarrassed his prince. Frederick the Wise considered himself to be a most Catholic prince. He was addicted to the cult of relics, devoted to indulgences and quite sincere in his claim that he was not in a position to judge Luther’s teaching. That was why he had founded the University of Wittenberg and why he so often turned to it for advice on matters juristic and theological. Luther was one of the doctors of that university, commissioned to instruct his prince in matters of faith.

As far as Frederick was concerned, if the pope declared Luther a heretic, that would settle the matter, but the pontiff had not yet pontificated. Neither had the theological faculty at Wittenberg repudiated their colleague. Many scholars throughout Germany believed Luther to be right. Frederick differed from many other princes in that he never asked how to extend his territories nor even how to preserve his dignities. His only question was, what is my duty as a Christian prince? He wrote to the Emperor beseeching him either to drop the case or to grant a hearing before unimpeachable judges in Germany. He also sent to Cajetan the only document ever sent to the Roman curia on Luther’s behalf:

We are sure that you acted paternally towards Luther, but we understand that he was not shown sufficient cause to revoke. There are learned men in the universities who hold that his teaching has not been shown to be unjust, unchristian, or heretical. The few who think so are jealous of his attainments. If we understand his doctrine to be impious or untenable, we would not defend it. Our whole purpose is to fulfill the office of a Christian prince. Therefore we hope that Rome will pronounce on the question. As for sending him to Rome or banishing him, that we will do only after he has been convicted of heresy. … He should be shown in what respect he is a heretic and not condemned in advance. We will not lightly allow ourselves to be drawn into error nor to be made disobedient to the Holy See. 

Prince Frederick also appended a copy of a letter from the University of Wittenberg in Luther’s defence. Luther himself wrote to his mentor and confidant, George Spalatin, to express his joy at reading the prince’s letter to the Papal Legate. Cajetan knew that, although Luther was a vexation, he was not yet a heretic, since heresy involved a rejection of the established dogma of the Church, and the doctrine of indulgences had not yet received an official papal definition. On 9 November 1518, the bull Cum Postquam definitely clarified many of the disputed points. Indulgences were declared only to apply to penalty and not to guilt, which must first have been remitted through the sacrament of penance. In the case of the penalties of purgatory, the pope could do no more than present to God the treasury of the superfluous merits of Christ and the saints by way of petition. This decretal terminated some of the worst abuses Luther had complained about in his Ninety-Five Theses.

Had it appeared earlier, the controversy might conceivably have been terminated, but in the interim Luther had attacked not only papal power but also the infallibility of the Pope. He had also questioned the biblical basis for the sacrament of penance and had rejected part of canon law as being inconsistent with Scripture. For his part, the Pope had called him ‘a son of iniquity’ and the loyal Dominicans had already declared him to be ‘a notorious heretic’. The conciliatory policy commenced in December 1518 was prompted by political considerations which now became more marked due to the death of Emperor Maximilian and the need to elect a successor as Holy Roman Emperor. The election of Charles V at the end of June 1519 made no great difference to the situation with Luther, because for over a year Charles was too occupied in Spain to concern himself with Germany, where Frederick remained the pivotal figure. The pope still could not afford to alienate him unduly over Luther and so his conciliatory policy continued.

Tetzel was made the scapegoat for the controversy over indulgences. Cajetan’s new German assistant, Milititz summoned him to a hearing and charged that he was extravagant in travelling with two horses and a carriage, and that he had two illegitimate children. Tetzel retired to a convent where he died of chagrin. Luther wrote sympathetically to him; you didn’t start this racket: The child had another father. 

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Meanwhile, the University of Wittenberg was becoming known as a Lutheran institution. Prominent among the faculty were Carlstadt and Melanchthon. Carlstadt, a senior colleague to Luther, was erudite but sometimes recklessly outspoken and more radical. Melanchthon was gentler, younger (at twenty-one) a prodigy of learning, already enjoying a pan-European reputation. These two reformers ‘in their own right’ soon became the leaders of the Reformation in Wittenberg. Against them, the papacy found a worthy academic in John Eck, a professor from the University of Ingolstadt, who had already published a refutation of Luther’s theses. He had been Luther’s friend, a humanist and a German. Eck also succeeded in persuading the University of Leipzig to sponsor him against Wittenberg, which added the internal political rivalry of ducal and electoral Saxony to the mix. Duke George, the patron of Leipzig, agreed that Eck should debate with Carlstadt at Leipzig. Carlstadt had already launched a determined defence of Luther and a virulent attack on Eck, but the latter was in no mood to accept ‘second best’. He openly baited Luther by challenging his assertions that the Roman Church in the days of Constantine had not been seen as superior to the other churches and that the popes had not always been seen as in apostolic succession to Peter, and that therefore the papacy was a relatively recent human institution, not a divine one.

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Above: Philip Melanchthon’s study in his home in Wittenberg

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Clearly, this debate was between Eck and Luther, but the bishop of the diocese interposed a prohibition. Duke George said that all he wanted to know was whether as soon as the coin in the coffer rings, the soul from purgatory springs. He reminded the bishop that…

Disputations have been allowed from ancient times, even concerning the Holy Trinity. What good is a soldier if he is not allowed to fight, a sheep dog if he may not bark, and a theologian if he may not debate? Better spend money to support old women who can knit than theologians who cannot discuss.

Luther set himself to prepare for the debate. Since he had asserted that only in the decretals of the previous four hundred years could the claims of papal primacy be established, he must devote himself to a study of the decretals. As he worked, his conclusions grew even more radical. He wrote to a friend in January that…

Eck is fomenting new wars against me. He may yet drive me to a serious attack upon the Romanists. So far I have been merely trifling.

In March, Luther confided to Spalatin:

I am studying the papal decretals for my debate. I whisper this in your ear, “I do not know whether the pope is Antichrist or his apostle, so does he in his decretals corrupt and crucify Christ, that is, the truth.”

The reference to Antichrist was ominous. Luther was to find it easier to convince people that the pope was Antichrist than that ‘the just shall live by faith’. The suspicion which Luther did not yet dare to breathe in the open linked him with the medieval millenarian sectaries who had revived and transformed the theme of Antichrist, the figure invented by the Jews and developed in early Christian eschatology in times of captivity and persecution to derive comfort from their calamities on the grounds that the Advent or Second Coming of the Messiah would be retarded by the machinations of an Anti-Messiah, whose predominant evil would reach a peak before the Saviour would come. The gloomiest picture of the present thus became the most encouraging vision for the future. The Book of Revelation had added the details that before ‘the End of Time’ two witnesses would testify and suffer martyrdom. Then the Archangel Michael would appear, together with a figure with flaming eyes upon a white horse, to cast the beast into the abyss. How the theme was dealt with in Luther’s day is graphically illustrated in a woodcut from the Nürnberg Chronicle (below):

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In previous posts on this site, I have examined how the theme became very popular in the late Middle Ages among Flagellants, Wyclifites and Hussites, especially the more radical Táborites in Bohemia, who increasingly identified the popes with the Antichrist soon to be overthrown.  Luther was, therefore, aligning himself with these sectaries, with one significant difference. Whereas they had identified particular popes with Antichrist, due to their apparently evil lives as well as other contemporary events, Luther held that every pope was Antichrist even if personally exemplary in their conduct, because Antichrist was for him a collective symbol of penultimate evil, the institution of the papacy and the Roman curia, a system which corrupts the the truth of Christ and the true Church. This explains how Luther could repeatedly address Leo X in terms of personal respect only a few days after blasting him as Antichrist. Nevertheless, to one who had been, and remained, so devoted to the Holy Father as the chief vicar of Christ, the thought that he, in person, might be Christ’s great opponent was difficult to reconcile. At the same time, it was also a comforting thought, for the doom of Antichrist was ensured by Scripture. If Luther should be martyred like the two witnesses, his executioner would soon be demolished by the hand of God. It was no longer merely a fight between men, but against the principalities and powers and the ruler over this darkness on earth.

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Meanwhile, between 4-14 July Luther engaged in the Leipzig debate with Eck. The Wittenbergers arrived a few days after Eck; Luther, Carlstadt and Melanchthon with other doctors and two hundred students armed with battle-axes. Eck was provided with a bodyguard of seventy-six men by the town council, to protect him from the Wittenbergers and the Bohemians who were believed to be amongst them. The concourse was so great that Duke George placed the auditorium of the Castle at their disposal. After a week of theological debate between Eck and Carlstadt, Luther answered a rhetorical question from Duke George; what does it all matter whether the pope is by divine right or by human right? He remains the pope just the same. Luther used the intervention to insist that by denying the divine origin of the papacy he was not counselling a withdrawal of obedience from the Pontiff. For Eck, however, the claim of the Pope to unquestioning obedience rested on the belief that his office was divinely instituted. Eck then attacked Luther’s teaching in its similarities with that of Wyclif and Hus, both of whom had been condemned as heretics in the early fifteenth century:

“I see” said Eck “that you are following the damned and pestiferous errors of John Wyclif, who said ‘It is not necessary for salvation to believe that the Roman Church is above all others.’ And you are espousing the pestilent errors of John Hus, who claimed that Peter neither was nor is the head of the Holy Catholic Church.”

“I repulse the charge of Bohemianism,” roared Luther. “I have never approved of their schism. Even though they had divine right on their side, they ought not to have withdrawn from the Church, because the highest divine right is unity and charity.”

Eck was driving Luther onto dangerous territory, especially at Leipzig, because Bohemia was close by and, within living memory, the Hussites had invaded and ravaged the Saxon lands thereabouts. Luther used an interlude in proceedings to go to the university library and read the acts of the Council of Constance, at which Hus had been condemned to be burnt. To his amazement, he found among the reproved articles the following statements of Hus:

The one holy universal Church is the company of the predestined… The universal Holy Church is one, as the number of the elect is one. 

He recognised the theology of these statements as deriving directly from St Augustine. When the assembly reconvened, Luther declared:

 Among the articles of John Hus, I find many which are plainly Christian and evangelical, which the universal church cannot condemn… As for the article of Hus that ‘it is not necessary for salvation to believe the Roman Church is superior to all others’, I do not care whether this comes from Wyclif or Hus. I know that innumerable Greeks have been saved though they never heard this article. It is not in the power of the Roman pontiff or of the Inquisition to construct new articles of faith. No believing Christian can be coerced beyond holy writ. By divine law we are forbidden to believe anything which is not established by divine Scripture or manifest revelation. One of the canon lawyers has said that the opinion of a single private man has more weight than that of a Roman pontiff or an ecclesiastical council if grounded on a better authority or reason. I cannot believe that the Council of Constance would condemn these propositions of Hus… The Council did not say that all the articles of Hus were heretical. It said that ‘some were heretical, some erroneous, some blasphemous, some presumptuous, some sedtious and some offensive to pious respectively… 

Luther went on, now in German, to reiterate that a council cannot make divine right out of that which by nature is not divine right and make new articles of faith, and that a simple layman armed with Scripture is… above a pope or a council without it. Articles of faith must come from Scripture, for the sake of which we should reject pope and councils. Eck retorted, in a manner which conjured up memories of the Hussite hordes ravaging Saxon lands, that this is the Bohemian virus, in that the Reverend Father, against the holy Council of the Constance and the consensus of all Christians does not fear to call certain articles of Wyclif and Hus most Christian and evangelical. 

After the Leipzig debate, Eck came upon a new fagot for Luther’s pyre. “At any rate,” he crowed, “no one is hailing me as the Saxon Hus.” Two letters to Luther had been intercepted, from Hussites of Prague, in which they said, “What Hus was once in Bohemia you, Martin, are in Saxony. Stand firm.” When they did eventually reach Luther, they were accompanied by a copy of Hus’s work On the Church. “I agree now with more articles of Hus than I did at Leipzig,” Luther commented. In February of the following year, he had come to the conclusion that “we are all Hussites without knowing it.” For Eck and the Roman Pontiff and curia, however, ‘Hussite’ remained a byword for ‘heretic’, and Luther was indeed known amongst them as ‘the Saxon Hus’. Luther was still in mortal danger, and no doubt remembered how his predecessor had been given an imperial pass to Constance and never returned.

By February 1520, Luther had also become a national figure in Germany, as a result of the Leipzig debate. His endorsement of Hus was not likely to have brought him acclaim among Germans more widely, except that it cast him in the role of an insurgent heretic who had held his argument against one of the most renowned theologians of his time. But it may well have been the dissemination of his writings which proved more influential in making him not only a national but also an international figure. In addition to reaching Spain and England, the Swiss reformer Zwingli had also been distributing his printed sermons around Zurich and the Swiss cantons. Such acclaim rapidly made Luther the head of a movement which has come to be known as the Reformation. As it took on shape, it was bound to come into contact with those two great philosophical movements of his day, the Renaissance and nationalism.

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The Renaissance was a many-sided phenomenon in which a central place was occupied by the ideal commonly labelled ‘Humanism’. Although a synthesis between the classical and the Christian had already been achieved by St Augustine, a menace to Christianity was still implicit in the movement because it was centred on mankind, because the search for truth in any quarter might lead to ‘relativism’ and because the philosophies of antiquity had no place for the distinctive tenets of Christianity: the Incarnation and the Cross. Yet, at several points, Humanism and the Reformation could form an alliance. Both demanded the right of free investigation. The Humanists included the Bible and the biblical languages in the curriculum of reviving antiquity, and Luther’s battle for the right understanding of Paul’s teaching on the Hebrews appeared to them, as to Luther himself, as a continuation of the campaign of the great German Hebraist, Reuchlin, over the freedom of scholarship (see the cartoon below).

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The deepest affinity appeared at that point where the Renaissance man was not so sure of himself, when he began to wonder whether his valour might not be thwarted by the goddess Fortuna or whether his destiny had not already been determined by the stars. Here was Luther’s problem of God the capricious and God the adverse. Renaissance man, confronted by this enigma and having no deep religion of his own, was commonly disposed to find solace less in Luther’s stupefying irrationalities than in the venerable authority of the Church. Erasmus was closer to Luther than any other figure of the Renaissance because he was so Christian. His ideal, like that of Luther, was to revive the Christian consciousness of Europe through the dissemination of the sacred writings, and to that end, it was Erasmus who first made available the New Testament in its Greek original. The volume reached Wittenberg just as Luther was working on the ninth chapter of Romans, and thereafter it became his working tool. It was from this tool that he learned of the inaccuracy of the Vulgate rendering of ‘do penance’ rather than ‘be penitent’. Luther and Erasmus had much in common. Both insisted that the Church of their day had relapsed into the Judaistic legalism castigated by St Paul. Christianity, said Erasmus, has been made to consist not in loving one’s neighbour, but in abstaining from butter and cheese during Lent.

 

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Nevertheless, Erasmus was wary of giving his unreserved support to Luther. He was nostalgic for the old unities of Europe, the multi-cultural states and empires. His dream was that Christian Humanism might serve as a check upon the growth of nationalism. The threat of war and division implicit in the Reformation frightened him, and he had good cause for this, as German nationalism was the second great movement to attach itself to the Reformation, just as Bohemian nationalism had previously attached itself to the cause of the Hussites. Germany was retarded in the process of national unification as compared with Spain, France, England and even Bohemia. Germany had no centralised government and no obvious capital city. The Holy Roman Empire no more than approximated a German national state because it was at once too large, since any European prince was eligible for the highest office, and too small, because of the dominance of the Habsburg dynasty and, by 1519, their huge European and overseas empire.

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Germany was segmented into small and overlapping jurisdictions of princes and bishops. The free cities became entangled in shifting alliances with the territories as well as, for trading purposes, with the Hanseatic League. The knights were a restive class seeking to arrest the waning of their power, and the peasants were likewise restive because they wanted to have a political role commensurate with their economic importance. No government and no class was able to weld Germany into one. Dismembered and retarded, she was derided by the Italians and treated by the papacy as a private cow. Resentment against Rome was more intense than in countries where national governments curbed papal exploitation. The representatives of German nationalism who for several years in some measure affected Luther’s career were Ulrich von Hutten and Franz von Sickingen. Hutten was himself both a knight and a Humanist. He illustrates the diversity of Humanism, which could at once be internationalist in Erasmus, and nationalist in him.

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Hutten did much to create the concept of German nationalism and to construct the picture of the ideal German, who should repel the enemies of the fatherland and erect a culture able to vie with the Italian culture. In the opening stages of Luther’s skirmishes with Eck at Leipzig, Hutten looked on the controversy as a squabble between monks, but he soon realised that Luther’s words had a ring of his own about them. Luther, too, resented the fleecing of Germany, Italian chicanery and duplicity. Luther wished that St Peter’s might lie in ashes rather than that Germany should be despoiled. Hutten’s picture of the Romantic German could be enriched by Luther’s concept of a mystical depth in the German soul exceeding that of other peoples.

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In August 1520 Luther intimated that, due to the promises of support he had received from Hutten and Sickingen, including an offer to ride to his aid with a hundred knights, he would attack the papacy as Antichrist. He also wanted the curia to know that, if by their fulminations he was exiled from Saxony, he would not go to Bohemia, but would find asylum in Germany itself, where he might be more obnoxious than he would be under the surveillance of the prince and fully occupied with his teaching duties. While the assurance of protection from the German knights undoubtedly emboldened him, the source of his courage was not to be found in a sense of immunity. As Roland Bainton has pointed out, the most intrepid revolutionary is the one who has a fear greater than anything his opponents can inflict upon him. Luther, who had trembled before the face of God, had no fear before the face of man. It was at this point, in August 1520, that Luther penned his tract, The Address to the German Nobility, one of several that he wrote during the summer months of that year.

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Franz von Sickengen’s castle, where Hutten also established himself during

the ‘warless winter’ of 1519-20.

The poet laureate read to the illiterate knights from Luther’s German works.

(to be continued…)

Posted January 22, 2018 by TeamBritanniaHu in Apocalypse, Austria-Hungary, Balkan Crises, Britain, British history, Calais, Christian Faith, Church, Conquest, Egalitarianism, Empire, Europe, France, Germany, Gospel of John, Gospel of Luke, Gospel of Mark, Gospel of Matthew, Henry VIII, History, Humanism, Hungary, Integration, Medieval, Mediterranean, Messiah, Migration, Millenarianism, Monarchy, Monuments, Mysticism, Mythology, Narrative, nationalism, New Testament, Ottoman Empire, Papacy, Reformation, Renaissance, Statehood, theology, Tudor England, Turkey, Uncategorized, Warfare

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Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part One   Leave a comment

Part One – ‘The Holy Youth’ of Niklashausen, the Bundschuh and the growth of German Nationalism to 1517:

Below: Europe in 1466: The Age of the New Monarchies

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During the second half of the fifteenth century, Central and Eastern Europe experienced a time of particular turmoil, with the ever-present threat of Ottoman forces diverting much-needed resources to the defence of Christendom.  Setbacks experienced by the advancing Ottomans, such as their failure to overcome Albania, defended resolutely by George Castriota (Skandenberg) from 1443 to 1468, meant that it was more difficult for them to tolerate the independence of Byzantine territory to their rear. In 1453, Mehmet II finally captured Constantinople, causing great consternation in the West. His army laid siege to Belgrade (Nándorfehérvár) in 1456, but the siege was raised by the brilliant Hungarian commander (and regent), János Hunyádi (below). By 1460, the remaining Byzantine strongholds in the Morea had fallen with the capture of Trebizond on the Black Sea in 1461, the last remnant of Byzantium was finally extinguished. In 1457, the Bohemians elected the Hussite George Podebrady as their king. Pope Paul II preached a crusade against him, which led to an unsuccessful Hungarian invasion in 1468.

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The prestige of the Holy Roman Emperor sank particularly low, The dignity and authority of the imperial office continued to dwindle as Germany continued to disintegrate into a jumble of principalities. Frederick III had, at first, largely because of his name, been the focus of the wildest millennial expectations; but in the course of a reign which lasted from 1452 to 1493, he proved a singularly ineffective monarch. His deposition was prevented only by the lack of any suitable rival and latterly his very existence was almost forgotten by his subjects. The vacuum at the centre of the state produced a chronic and widespread anxiety, which found its expression in the folklore of the future Frederick but which could also vent itself in sudden waves of eschatological enthusiasm. Amongst its commonest manifestations were mass pilgrimages, reminiscent of the popular crusades and the flagellant processions of earlier times, and no less liable to escape from ecclesiastical control.

The situation was particularly explosive in the territories of the Prince-Bishop of Würzberg. During the early part of the fifteenth century, the bishops had been wildly extravagant and were unable to pay their debts except by levying even heavier taxes. By 1474 the taxes had become so burdensome that one of the Bishop’s officials, comparing the local peasantry to a team of horses drawing a heavy wagon, remarked that if a single egg were added to that wagon, the horses would no longer be able to pull it. To a laity which had learnt from generations of heterodox preachers that the clergy ought to live in total poverty, this heavy burden of taxation was bound to appear particularly monstrous. In the city and diocese of Würzberg, it was no longer acceptable for the bishop, whatever his personal qualities, to be regarded by the laity and especially by the poor as an exploiter.

In 1476, the small of Niklashausen in the Tauber valley, not far from Würzberg, was the backdrop for a movement which could almost be seen as a new People’s Crusade. Much that had occurred during the earlier crusades in France, the Low Countries and the Rhine valley was now repeated in southern Germany, but this time messianic Kingdom was no Heavenly Jerusalem but the State of Nature, as it had been pictured by John Ball in England and the Táborites in Bohemia. The Messiah was a young man called Hans Böhm, a name which suggests that he was either of Bohemian descent or else that in the popular mind he was associated with Hussite teachings. He was a shepherd and, in his spare time, a popular entertainer, drumming and piping in hostelries and in the market-place. Hence the nickname, by which he is still known, of the Drummer (or Piper) of Niklashausen. He had heard the tale of an Italian Franciscan, Giovanni di Capistrano, from a generation earlier, who had through Germany preaching repentance, urging his audience to put away their fine clothes and to burn all dice and playing cards. Shortly afterwards, in the middle of Lent, the shepherd burnt his drum before the parish church of Niklashausen and began to preach to the people.

Exactly like the shepherd lad who is said to have launched the Shepherds’ Crusade of 1320, Böhm declared that the Virgin Mary had appeared to him surrounded by a heavenly radiance and had given him a message of prodigious importance. In the parish church of Niklashausen there stood a statue of the Virgin to which miraculous powers were attributed, long attracting pilgrims. Now, he claimed, this spot had become the salvation of the world. God had intended to punish mankind, but the Virgin had interceded and God had agreed to withhold punishment if people came to Niklashausen in their multitudes, otherwise, the punishment would, after all, descend upon the world. From the village alone, the Virgin would bestow her blessings upon all lands, since divine grace was to be found in the Tauber valley alone. Whoever made the pilgrimage would be absolved of all their sins and whoever died there would not suffer purgatory, but go straight to heaven.

This former shepherd was a simple man, but now he was suddenly able to command astonishing eloquence. On Sundays and feast days crowds streamed to hear him. At first, he merely preached repentance: women were to throw away their gold and jewellery, men were to wear less colourful costumes. Before long, however, the shepherd was claiming miraculous powers for himself. That God had not sent a frost to kill off all corn and vines was due to his prayers alone, he proclaimed. He also swore that he could lead any soul out of hell with his own hand.

Although Böhm had begun to preach with the consent of the parish priest, it was to be expected that he would eventually turn against the clergy. He voiced the traditional accusations of ‘Avarice’ and ‘Luxury’. It would be easier, he asserted, to make a Christian out of a Jew than out of a priest. God had been outraged by the behaviour of the clergy; now he would tolerate it no longer. The day of reckoning was at hand when the clergy would be happy to cover up their tonsures to escape from their pursuers, for to kill a cleric would then be seen as a most meritorious act. God had withdrawn his strength from them, and there would soon be no priests or monks left on earth. If they burnt him as a heretic, he threatened, a fearful punishment awaited them. He also called upon the people to stop paying taxes and tithes. Priests should be made to give up their many benefices and live from meal to meal on what their parishioners chose to give them. The celebrated Abbot of Sponheim commented:

What would the laymen like better than to see clergy and priesthood robbed of all their privileges and rights, their tithes and revenues? For the common people is by nature hungry for novelties and ever eager to shake off its master’s yoke.

The Primate of Germany, the Archbishop of Mainz, also saw in the propheta of Niklashausen a force which might inflict irreparable damage on the Church. In the end, Böhm also revealed himself as a social revolutionary, proclaiming the imminence of the egalitarian Millennium based on Natural Law.  In the coming Kingdom, the use of wood, water and pasturage, the right to fish and hunt would be freely enjoyed by all, as they had been in ‘olden times’. Tributes of all kinds would be abolished forever. No rent or services would be owed to any lord, no taxes or duties to any prince. Distinctions of rank and status would cease to exist and nobody would have authority over anybody else. All would live together as brothers, everyone enjoying the same liberties and doing the same amount of work as everyone else, from the poorest peasant to local lords and princes to the Emperor:

Princes, ecclesiastical and secular alike, and counts and knights should only possess as much as common folk, then everyone would have enough. The time will have to come when princes and lords will work for their daily bread… The Emperor is a scoundrel and the Pope is useless. It is the Emperor who gives the princes and counts and knights the right to levy taxes on the common people. Alas, poor devils that you are!

The demand for the overthrow of all rulers, great and small, probably appealed particularly to the urban poor; we know that townsfolk came to Niklashausen from all over southern and central Germany. On the other hand in demanding that all basic resources and activities should be free for all men, Böhm’s teaching was appealing to the peasants. The German peasants believed that these rights had, in fact, been theirs in ‘olden time’, until usurped by the nobility; this was one of the wrongs that they were always expecting the future ‘Emperor Frederick’ to undo. But above all it was the prestige of the preacher himself, a miraculous being sent by God, which drew tens of thousands to the Tauber Valley. The common people, peasants and artisans alike, saw in him a supernatural protector and leader, a saviour who could bestow on them the fulness of divine grace and who would lead them collectively into an earthly Paradise.

News of the wonderful happenings at Niklashausen passed rapidly from village to village in the neighbourhood and was carried further afield by messengers who went out in all directions. Soon vast hordes of the common folk of all ages and both sexes, including whole families, were streaming towards Niklashausen. Not only the surrounding country but all parts of southern and central Germany were in commotion, from the Alps to the Rhineland and on to Thuringia. Artisans deserted their workshops and peasants their fields, shepherds and shepherdesses abandoned their flocks and hastened to hear and adore him who was now known as ‘the Holy Youth’. What the plebs pauperum had believed of Jerusalem these people believed of Nikashausen. There Paradise had literally descended upon the earth and infinite riches were lying ready to be gathered by the faithful, who would share them out amongst themselves in brotherly love. The hordes advanced in long columns, bearing banners and singing songs of their own composition. One became particularly popular:

To God in Heaven we complain

Kyrie eleison

That the priests cannot be slain

Kyrie eleison.  

As the pilgrims arrived at Niklashausen they placed offerings before the statue of the Virgin, but an even more intense devotion was given to the propheta himself. They dropped to their knees before him, crying, O Man of God, sent from Heaven, take pity on us! It was reported that by laying-on of hands, he had cured people who had been blind or dumb from birth, that he had raised the dead and that he had made a spring gush from a rock. Chroniclers talk of as many as seventy thousand gathered together on a single day, and though this figure is absurd, the assemblies must have been very sizeable. A vast camp grew up around the little village; tents were set up in which tradesmen, artisans and cooks catered for the travellers’ needs. From time to time, Böhm would mount a tub, or appear at an upper window, to preach his revolutionary doctrine to the crowds (see the woodcut below).

The pilgrimages began towards the end of March 1474 and by June the authorities, both ecclesiastical and secular, had decided that Böhm’s propaganda was a serious menace to the social order which must be dealt with. The Town Council of Nuremberg forbade their citizens from going on pilgrimage to Niklashausen and Würzberg soon followed suit. Perturbed at the number of strangers who were pouring through the town, the Council closed as many of its gates as possible, bade its citizens to arm themselves and did what it could to put a stop to wild talk. In the end, the Prince-Bishop set about breaking the power of the propheta. He summoned a Diet at which it was decided that Böhm should be arrested.

According to his enemies, Böhm now tried to organise a revolt, telling his audience in a sermon on 7 July to come armed, without women or children, on the next Sunday. On the night before, a squad of horsemen sent by the Bishop descended on Niklashausen, seizing Böhm and carrying him off to Würzburg. The next day thousands of the assembled pilgrims marched, with only a few weapons but many giant candles taken from the shrine, to the castle at Würzburg where Böhm was imprisoned, arriving at dawn beneath the castle walls. The Bishop and the Town Council sent an emissary to reason with the pilgrims, but he was driven off with stones. A second emissary was more successful in persuading those pilgrims who were subjects of the Bishop to return to their homes. The rest stood firm, insisting on the release of the Holy Youth. A few cannon-shots were fired over their heads, but when no-one was hurt, the pilgrims were convinced that the Virgin was protecting them. As a result, they then tried to storm the town. This time the shots were directed at them and were followed by a cavalry-charge in which some forty of them were killed, the rest fleeing in panic.

Support for Böhm was so strong that even after this overwhelming victory the Bishop and Town Council could not feel secure. The burghers of Würzburg were warned to expect a second and more formidable attack. It was also feared that there were many within the city who might join forces with the pilgrims. The Bishop sent out a request to the neighbouring lords to hold themselves ready to come to his assistance if needed. Before any fresh disturbances could occur, however, Böhm had been tried by an ecclesiastical court and found guilty of heresy and sorcery. Two of his peasant disciples were beheaded and the Holy Youth himself was burnt at the stake, the common people hoping in vain for a miracle from Heaven which would save him. His ashes were thrown into the river so they could not become relics.

Everything possible was done to eradicate all trace of Böhm and his works. The offerings left at the church of Niklashausen were confiscated and shared between the Archbishop of Mainz, the Bishop of Würzburg and the count in whose territory the church stood. In all the affected areas of Germany, bishops, princes and town councils joined in forbidding any further pilgrimages to the village shrine. Nevertheless, pilgrims continued to arrive even after they were threatened with excommunication and the church had been closed and placed under an interdict. In the end, at the beginning of 1477, the church was demolished by order of the Archbishop.

Undoubtedly, the Holy Youth of Niklashausen had been exploited by men far shrewder than he was. Certain local lords made use of the popular excitement to weaken their overlord, the Bishop of Würzburg, with whom they had been in conflict for some years. These men headed the nocturnal march on the city; one of them had later, by way of penance, to hand over much of his land to the cathedral chapter. Like many previous propheta, Böhm was a simple shepherd-boy; we are told that from earliest youth he had appeared as half-witted, that until he began to preach he had never been able to form a coherent sentence, and that he was even unable to repeat the Lord’s Prayer. He was able to throw vast areas of Germany into commotion due to the backing he received. The parish priest of Niklashausen was quick to realise that a few miracles could attract huge offerings to his hitherto obscure shrine; he later admitted inventing miracles and attributing them to Böhm. The major part, however, was played by a hermit who had for some time been living in a nearby cave and who had acquired a great reputation for holiness. He seems to exercised a total domination over Böhm, both intimidating him and inspiring him. When Böhm addressed the crowds from a window the hermit stood behind him and prompted him, as he is shown to be doing in the woodcut from Schedel’s Chronicle below:

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Even if this part of the popular narrative is fanciful propaganda, it probably indicates the true relationship between the two men. The hermit fled when the Holy Youth was arrested, but was caught soon afterwards. The ecclesiastical records name him as Beghard, a native of Bohemia and a Hussite. Although the evidence cannot be called conclusive, it seems reasonably certain that it was the hermit who turned a religious pilgrimage into a revolutionary movement. In the quiet and picturesque Tauber Valley, he must have seen the future centre of a millennial kingdom in which the primal egalitarian order was to be restored.

Egalitarian millenarianism had now effectively penetrated Germany. The forgotten manuscript, the Reformation of Sigismund, after existing for some forty years, appeared for the first time as a printed book within a couple of years of Böhm’s burning and was reprinted in 1480, 1484, 1490 and 1494. The original manuscript was written just after the collapse of Táborite power in Bohemia and was an example of the attraction of the movement’s ideals. Despite its relatively moderate programme, which I have written about in earlier posts on this site, it too summoned the poor to take up the sword and enforce their rights under the leadership of the priest-king Frederick. In a far more violent form, the same theme reappears in the Book of a Hundred Chapters which was produced by an anonymous publicist who lived in Upper Alsace or the Breisgau and who is generally known as the Revolutionary of the Upper Rhine. This elderly fanatic was thoroughly familiar with the enormous mass of medieval apocalyptic literature and drew freely upon it in order to write his treatise, in German in the opening years of the sixteenth century, the last and most comprehensive expression of the popular eschatology of the Middle Ages.

What that strange prophet foretells at enormous length is, after all, precisely what had been so simply articulated by John Ball, the Lollards and the Táborites. After one bloody struggle against the hosts of Antichrist perfect justice would be re-established on earth and all men would be equals and brothers, perhaps even holding all things in common. These fantasies were not confined to books; also in the neighbourhood of the Upper Rhine there appeared conspiratorial movements which were dedicated to translating them into reality. These were the movements which were known collectively as the Bundschuh, a term meaning a peasant’s clog and having the same significance as the term sansculotte during the French Revolution.

In one respect this ‘revolutionary’ was truly original – nobody before him had combined devotion to the principal of communal or public ownership with megalomaniac nationalism. This man was convinced that in the remote past the Germans had in reality ‘lived together like brothers on earth’, holding all things in common. The destruction of that happy order had been the work first of the Romans and then of the Church of Rome, through the imposition of a Canon Law which had introduced the idea of private property and thereby undermined the value of fraternity, opening the way to envy and hate.

Behind this curious interpretation of early Church history, lay a whole different and distorted philosophy of history. The Old Testament was dismissed as valueless; for from the time of the Creation onwards it was not the Jews but the Germans who were the Chosen People. Adam and all his descendants down to Japhet, including all the Patriarchs, were German-speaking Germans; other languages, including Hebrew, came into existence only at the Tower of Babel. It was Japhet and his kin who first came to Europe, bringing their language with them. They had chosen to settle in Alsace, the heart of Europe, and the capital of the Empire which they founded was at Trier. This ancient German Empire was so vast, covering the whole of Europe, that Alexander the Great could be claimed as a German national hero. It had been the most perfect of empires, a true earthly paradise, for it was governed according to a legal code, known as the Statutes of Trier, in which the principles of fraternity, equality and communal ownership were enshrined. It was in these Statutes, and not in the ‘Decalogue’ invented by Moses, that God had expressed his commandments to mankind. The Revolutionary appended a copy of these to his work.

The time was at hand, he claimed, when the power of evil epitomised by the Latin peoples and their Church was to be broken forever. When the great leader from the Black Forest seized power as Emperor Frederick he would not only cleanse Germany from the Latin corruption and bring back the ‘Golden Age’ based on the Statutes of Trier but would also restore Germany to the position of supremacy which God intended for her. ‘Daniel’s Dream’, that old apocalypse which had brought such inspiration to the Jews during the Maccabean revolt, was subjected by the ‘Revolutionary’ to yet another reinterpretation. The four successive Empires – Assyria, Babylon, Syria and Greece – now turned into France, England, Spain and Italy. Enraged by the overwhelming pride of these nations the Emperor would conquer them all and establish the German Empire as the fifth and greatest Empire, which shall not pass away. Next, returning from his western campaigns, the Emperor would utterly defeat the Turks. Pressing east at the head of a vast army drawn from many peoples he would carry out the task traditionally assigned to the Last Emperor. The Holy Land would be conquered for Christendom and the society of Mohammedans would be utterly overthrown. The infidel will be baptised and those that will not accept baptism are no Christians nor people of the Holy Scriptures, so they are to be killed, then they will be baptised in their blood. After all this the Emperor will reign supreme over the whole world, receiving homage and tribute from thirty-two kings.

According to ‘the Revolutionary’, the teachings of the historical Christ were directed only to the Jews, not the Germans, for whom the proper religion was still that which had prevailed in ‘the Golden Age’ of Trier and which Emperor Frederick would reinstate. When that happened the spiritual centre of the world would not be Rome but Mainz, where a patriarch would preside in place of the vanquished pope. But it would be the Emperor – ‘the Revolutionary’ himself, triumphant and glorified, who would stand at the centre of the future religion as the ‘supreme priest’, recognised as ‘an earthly God’.  The future Empire was thus to be no less than a quasi-religious community or theocracy, united in adoration and dread of a messiah who would be the embodiment of the German spirit. This was what ‘the Revolutionary’ had in mind when he cried, jubilantly, that the Germans once held the whole world in their hands and will do so again, and with more power than ever.

In this fantasy, the crude nationalism of a half-educated intellectual erupted into the tradition of popular eschatology. The result was uncannily similar to the quasi-religious folk fantasies which were the core of the National-Socialist ‘ideology’ of interwar Germany five centuries later. We only have to turn back to the tracts produced by Rosenberg and Darré, among others, to be struck by the resemblance. There is the same belief in a primitive German culture in which the divine will was once revealed and was the source of all good down the centuries until it was undermined by a conspiracy of capitalists, inferior non-German people and the Church of Rome. This ‘true German’ culture would now be restored by a new aristocracy, of humble but ‘truly German’ stock, under a God-sent saviour who is it once an emperor and a messiah. The whole history of the Third Reich is foreshadowed, the offensives in the West and the East, the Terror wielded as an instrument of policy and for its own sake, the ‘ethnic cleansing’ of non-German peoples and the biggest massacres in human history. All that is missing is the final consummation of the world-empire, the welt-Reich, which, in Adolf Hitler’s words, was to last a thousand years, like the earthly kingdom of the returning Messiah in the earlier Judao-Christian prophecies.

The Book of a Hundred Chapters was not printed at the time, nor has it ever been, in contrast to the Reformation of Sigismund, and there is nothing to suggest that the anonymous ‘Revolutionary’ played any significant part in the social movements of his day. The importance of the text lies in its recognisable influences in the apocalyptic literature of the Middle Ages. In particular, there can be little doubt that the prophecy of a future Frederick, a ‘Sleeping Emperor’ who would be the messiah of the poor, continued to fascinate and excite the common people of Germany, peasants and artisans alike, until well into the sixteenth century. In one emperor after another, from Sigismund to Charles V, the people contrived to see a reincarnation of Frederick II. When these monarchs failed to play the eschatological role expected of them, the collective imagination of the people continued to dwell on a mythological parallel emperor ‘of lowly descent’, who would rise up from among the poor, to oust the actual monarch and reign in his stead. The ‘Revolutionary of the Upper Rhine’, writing in 1510 had predicted the apocalyptic year for 1515. When a Bundschuh rising broke out in the same area in 1513 its declared aim was to help righteousness and get rid of blasphemers and finally to recover the Holy Sepulchre.

The leader of the Bundschuh was a peasant called Joss Fritz and many of the rank-and-file were also peasants. This was not the first rising he had organised. Like the outbreak at Niklashausen, the rising which occurred in the diocese of Speyer in 1502 was provoked in a general sense by the failure of the latest attempt to restore the disintegrating structure of the Empire, and by the excessive taxes levied by an insolvent Prince-Bishop, but its object was nothing less than a social revolution of the most thorough-going kind.  Not only the peasantry but also the urban poor, disbanded mercenaries, beggars and the like are known to have played a large part in the movement, giving it its peculiar character. For there were many other peasant risings in southern Germany at that time, and they all aimed merely at limited reforms of the feudal system. Only the Bundschuh aimed at achieving the Millennium. All authority was to be overthrown, all dues and taxes abolished, all ecclesiastical property distributed amongst the people, all woods, waters and pastures were to become communal property.

The flag of the movement showed Christ crucified with on one side a praying peasant, on the other the peasant clog, above it the slogan: Nothing but God’s Justice! It was planned to capture the town of Bruschal, where the Bishop’s palace was located; from there the movement was to spread throughout Germany, bringing freedom to the peasants and town-dwellers who supported it, but death to everyone else. Although this plot was betrayed and the movement crushed, Joss Fritz survived to organise similar risings in 1513 and 1517, in which there were similar mixes of fantasies: on the one hand exterminating all the rich and powerful and establishing an egalitarian order and on the other, a determination to get rid of blasphemers, of being led by the Emperor and of recovering the Holy Sepulchre. Indeed, the image of the Bundschuh came to possess such prodigious significance that it was a popular belief that the original capture of Jerusalem had been achieved by peasants fighting under that banner.

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Throughout Europe in the Middle Ages, and certainly by the end of the fifteenth century, national boundaries were hardened and the concept of “statehood” was emergent, becoming politically more important than that of the “nation”, in its original meaning of a people of common descent. This development is most marked in the development of England, Scotland, France and Spain. The growth of national consciousness was not, however, dependent on the authority of a unitary state. The strong consciousness of Germanness and German nationhood evolved in a very different political context from that of the western European states.

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Above: Central-Eastern Europe in the Later Middle Ages (circa 1493).

Meanwhile, in a different part of Germany – Thuringia, a territory fertile in millenarian myths and movements –  a radical reformer, Thomas Müntzer, was embarking on a stormy career which was to end by turning him too into a prophet of the egalitarian Millennium.

(to be continued…)

The Mission of the ‘Pauperes’ in the People’s Crusades, c. 1270 – 1320: Eliminating Disbelief.   Leave a comment

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France & Spain, c. 1270

Christendom and European Jewry:

The pauperes who took part in the People’s Crusades saw their victims as well as their leaders in terms of the eschatology out of which they had made their social myth. In a sense, the idea of a wholly Christian world was as old as Christianity itself. Yet, because of this idea, Christianity has remained a missionary religion which has insisted that the gospel, or ‘good news’ of Christ the Redeemer, must be shared with the whole of humanity before the ‘End Times’ and that the elimination of disbelief must be achieved through conversion of the disbelievers. The messianic hordes which began to form in the eleventh and twelfth centuries, however, saw no reason at all why that elimination could not equally well be achieved by the physical annihilation of the unconverted. In the Chanson de Roland, the famous epic which is the most impressive embodiment of the spirit of the First Crusade, this new attitude is expressed quite unambiguously:

The Emperor has taken Saragossa. A thousand Francs are sent to search thoroughly the town, the mosques and synagogues. With iron hammers and axes they smash the images and all the idols; henceforth there will be no place there for spells or sorcerers. The King believes in God, he desires to serve him. His bishops bless the water and the heathen are brought to the baptistry. If any one of them resists Charlemagne, the King has him hanged or burnt to death or slain with the sword.

In the eyes of the pauperes, the smiting of the Muslims and the Jews was to be the first act in that final battle which, as had been already revealed in the eschatological literature of the Jews and early Christians, was to culminate in the smiting of the Prince of Evil himself. Above these desperate hordes, as they moved about their work of massacre, there loomed large the figure of the Antichrist, who at any moment may set up his throne in the Temple at Jerusalem: even amongst the higher clergy, there were those who spoke in these terms. Though these fantasies had little to do with the political priorities of Pope Urban, they were even attributed to him by chroniclers struggling to describe the atmosphere in which the First Crusade was launched. It is the will of God, Urban is made to announce at Clermont, that through the labours of the crusaders, Christianity shall flourish again in Jerusalem in these last times, so that when Antichrist begins his reign there, he will find enough Christians to fight. 

As the infidels were allotted their roles in the eschatological drama, popular imagination transformed them into demons. In the dark days of the ninth century, when Christendom was clearly gravely threatened by the advance of Islam, a few clerics had sadly decided that Mohammed must have been the ‘precursor’ of a Saracen Antichrist and saw in Muslims, in general, the ‘ministers’ of Antichrist. As Christendom launched its counter-offensive against an Islam which was already in retreat, popular epics portrayed Muslims as monsters with two sets of horns (front and back) and called them devils with no right to live. But if the Saracen, and his successor the Turk, retained in popular imagination a certain demonic quality, the Jew was an even more horrifying figure. Jews and Saracens were generally regarded as closely akin, if not identical; but since the Jews lived scattered throughout Christian Europe, they came to occupy by far the larger part in popular demonology. Moreover, they occupied it for much longer, with consequences which have extended down the generations and which include the massacre of more than six million of European Jews in the mid-twentieth century.

By the time they began to take on demonic attributes the Jews were far from being newcomers to western Europe. Following the disastrous struggle against Rome and the destruction of the Jewish nation in Palestine, mass emigrations and deportations had carried great numbers of Jews to France and the Rhine Valley. Although they did not attain the same level of cultural eminence and political influence there as they did in Muslim-dominated Spain, their lives in the early Middle Ages were not difficult. From the Carolingian period onwards there were Jewish merchants travelling to and fro between Europe and the Near East with luxury goods such as spices, incense and carved ivory; and there were also many Jewish artisans. There is no evidence to suggest that, after the tribulations of both communities under the Romans in the first and early second centuries, the Jews were regarded by their Christian neighbours with any particular hatred or dread. On the contrary, social and economic relations between Jews and Christians were harmonious, personal friendships and commercial partnerships between them not uncommon. Culturally, the Jews went a long way in adapting themselves to the various countries they inhabited. Yet they remained Jews, refusing to be assimilated into the populations amongst which they lived.

This refusal to be assimilated, which has been repeated by so many generations since the first dispersals began under the Assyrian Empire in the sixth century BC is quite a unique phenomenon in history. Save to some extent for the Gipsies and perhaps peoples of ‘Celtic’ origin, there seems to have been no other people who, scattered far and wide over a long period of time, possessing neither a nation nor territory of its own, nor even any great ethnic homogeneity, has yet persisted indefinitely as a cultural entity and identity. The solution to this ethnographic puzzle is most likely to be found in its religion which not only, like Christianity and Islam, taught its followers to regard themselves as the Chosen People of a single omnipotent God, but also taught them to regard the most overwhelming persecutions – defeat, destruction, desecration, dispersal – not just as immediate signs of divine displeasure for sinfulness, but also as guarantees of future communal bliss.

What made the Jews remain Jews was, it seems, their absolute conviction that the Diaspora was but a preliminary expiation of communal sin, a preparation for the coming of the Messiah and the return to a transfigured Holy Land, albeit belonging to a remote and indefinite future, given the destruction of the Jewish state. For the very purpose of ensuring the survival of the Jewish religion, a body of ritual was developed which effectively prevented Jews from mixing with other people. Intermarriage with non-Jews was prohibited, eating with non-Jews made very difficult, and it was even an offence to read a non-Jewish book.

These circumstances help to explain how European Jewry persisted through so many centuries of dispersal as a clearly recognisable community, bound together by an intense feeling of solidarity, somewhat aloof in its attitude to outsiders and jealously clinging to the taboos which had been designed for the very purpose of emphasising and perpetuating its exclusiveness. Nevertheless, this self-preservative, self-isolating tendency cannot begin to account for the peculiarly intense and unremitting hatred which has been repeatedly and almost continuously directed against the Jewish people more than against any other ethnic group. What accounts for that is the wholly fantastic, stereotypical image of the Jew which suddenly gripped the imagination of the new masses at the time of the first crusades.

The Eschatology of the Medieval Church:

Official Catholic teaching had prepared the way. The Church had never ceased to carry on a vigorous polemic against Judaism. For generations, the laity had been accustomed to hearing the Jews bitterly condemned from the pulpit as perverse, stubborn and ungrateful because they refused to admit the divinity of Christ, as bearers also of a monstrous hereditary guilt for the murder of Christ. Moreover, the eschatological tradition within Christianity had long associated the Jews with the Antichrist himself. Already in the second and third centuries theologians were foretelling that the Antichrist would be a Jew of the tribe of Dan. This idea became such a commonplace that in the Middle Ages it was accepted by scholars such as Thomas Aquinas. Antichrist, it was claimed, would be born in Babylon, would grow up in Palestine and would love the Jews above all peoples. He would return to the Temple for them and gather them together from their dispersion. The Jews for their part would be the most faithful followers of Antichrist, accepting him as the Messiah who was to restore the nation.

If some theologians looked forward to a general conversion of the Jews, most maintained that their blindness would endure to the end and that at the Last Judgement they would be sent, along with the Antichrist himself, to suffer the torments of hell for all eternity.  In the stock Antichrist-lore produced in the tenth century, the Jew of the tribe of Dan became still more sinister. He would be the offspring of a harlot, whose womb would be entered by the Devil in spirit form, thereby ensuring that the child would be the very incarnation of Evil. Later, his education in Palestine would be carried out by sorcerers and magicians, who will initiate him into the black art and all iniquity.

When the old eschatological prophecies were taken up by the masses of the later Middle Ages all these fantasies were treated with deadly seriousness and woven into an elaborate mythology. Just as the human figure of Antichrist tended to merge into the wholly demonic figure of Satan, so the Jews tended to metamorphose into the demons attendant on Satan. In drama and picture, they were often shown as devils with the beard and horns of a goat, while in real life ecclesiastical and secular authorities alike tried to make them wear horns on their hats. Conversely, Satan himself was often portrayed with ‘Jewish features’ and was referred to as ‘the father of the Jews’. The Christian populace was convinced that the Jews worshipped Satan in the synagogue in the form of an animal, invoking his aid in making black magic. Jews were thought of as demons of destruction whose one object was the ruin of Christendom, dyables d’enfer, ennemys du genre humain, as they were known in French miracle-plays.

It was believed that in preparation for the final struggle Jews held secret, grotesque tournaments at which, as soldiers of the Antichrist, they practised stabbing. Even the ten lost tribes of Israel, whom Commodianus had seen as the future army of Christ, became identified with those hosts of the Antichrist, the peoples of Gog and Magog, described as living off human flesh, corpses, babes ripped from their mothers’ wombs and all the most disgusting reptiles. Dramas were written in which Jewish demons were shown as helping Antichrist to conquer the world until, on the eve of the Second Coming and the beginning of the Millennium, the Antichrist and the Jews would be annihilated together amidst the rejoicing of the Christians. During the performances of such dramas armed force was needed to protect the Jewish quarter from the fury of the mob. Popes and Councils might insist that, although the Jews ought to be segregated and degraded until the day of their conversion, they must certainly not be killed, but these imprecations made little impact on the turbulent masses already embarked, as they thought, on the prodigious struggles of the Last Days.

Trade, Money-lending and Usury:

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Hatred of Jews has too often been attributed to their role as money-lenders, so it is worth emphasising how slight the connection really was. The fantasy of the demonic Jew existed before the reality of the Jewish money-lender, whom it helped to produce. As, in the age of the crusades, religious intolerance became more and more intense, so too the economic situation of the Jews rapidly deteriorated. At the Lateran Council of 1215, it was ruled that Jews should be debarred from all civil and military functions and from owning land; these decisions were incorporated into Canon Law. As merchants too the Jews were at an even greater disadvantage, since they were unable to travel without risk of being murdered. Besides, Christians themselves began to turn to commerce and they very quickly outstripped the Jews, who were debarred from the Hanseatic League and could not compete with the Italian and Flemish cities.  For richer Jews, money-lending was the one field of economic activity which remained open to them. As money-lenders, they could remain in their homes, without undertaking dangerous journeys; and by keeping their wealth in a fluid state they might, in an emergency, be able to flee without losing it all.  Moreover, in the rapidly expanding economy of western Europe, there was a constant and urgent demand for credit. The lending of money at interest, stigmatised as ‘usury’, was forbidden to Christians by Canon Law. The Jews were, of course, not subject to this prohibition, and were therefore encouraged and even compelled by the authorities to lend their money against securities and were commended for carrying out this necessary function.

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Jewish money-lending was, however, of transitory importance in medieval economic life. As mercantile capitalism developed, Christians began to ignore the canonical ban on money-lending. Already by the middle of the twelfth century, the merchant bankers of the Low Countries were making large loans at interest and the Italians were expert bankers. The Jews were unable to compete with them, especially because the cities as well as the territorial princes and lords, all taxed them severely, so much so that the Jewish contribution to the royal exchequer was ten times what their numbers warranted. Once again, the Jews found themselves at a huge disadvantage. Although individual Jewish money-lenders were able from time to time to amass considerable fortunes, arbitrary levies soon reduced them to poverty again. In any case, rich Jews were never numerous; most were ‘lower- middle-class’ and many were poorer. At the end of the Middle Ages, there was very little Jewish wealth in northern Europe to share in the prodigious development which followed upon the discovery of the New World.

Some Jews turned from high finance to small-scale money-lending and pawnbroking. Here, there were some grounds for popular hatred. What had once been a flourishing Jewish culture had by that time turned into a terrorised society locked in perpetual warfare with the greater society around it; it can be taken for granted that Jewish money-lenders often reacted to insecurity and persecution by deploying a ruthlessness of their own.  But already, long before that happened, hatred of the Jews had become endemic among the European masses. Even later, when a mob set about killing Jews it never confined itself to the comparatively few money-lenders but killed every Jew it could lay hands on. On the other hand, any Jew, money-lender or not, could escape massacre by submitting to baptism.

The Demonisation and Scapegoating of Jews:

Jews were not the only ones to be killed. The pauper hordes, inspired by the eschatology of the Last Days, soon turned on the clergy as well. Here again, the killing was carried out in the belief that the victims were agents of the Antichrist and Satan whose extermination was a prerequisite for the Millennium. Martin Luther was not the first to hit upon the idea that the Antichrist who sets up his throne in the Temple can be no other than the Pope in Rome and that the Church of Rome was, therefore, the Church of Satan. Even by ‘orthodox’ theologians, as we would now regard Luther, Jews were seen as wicked children  who stubbornly denied the claims and affronted the majesty of God, the Father of all; and in the eyes of sectarians who saw the Pope as Antichrist the clergy too was bound to seem a traitorous brood in rebellion against their father. But the Jew and the cleric could also themselves very easily be seen as father-figures. This is obvious enough in the case of the cleric, who after all is actually called ‘Father’ by the laity. If it is less obvious in the case of the Jew it is nevertheless a fact, for even today the Jew – the man who clings to the Old Testament and rejects the New, the member of the people into which Christ was born, is imagined by many ‘isolated’ Christians as typically, like Fagin in Dickens’ Oliver Twist, as an old Jew, a decrepit figure in old, worn-out clothes.

Integrated into the eschatological fantasy, Jew and cleric alike became father-figures of a most terrifying kind. That monster of destructive rage and phallic power whom Melchior Lorch portrays wearing the triple tiara and carrying the keys and the papal cross was seen by millenarians in every ‘false cleric’. As for the Jews, the belief that they murdered Christian children was so widespread and so firmly held that not all the protests of popes and bishops could ever eradicate it. If we examine the picture of Jews torturing and castrating a helpless and innocent boy (see below), we can appreciate with just how much fear and hate the fantastic figure of the bad father could be regarded. And the other stock accusation brought against the Jews in medieval Europe – of flogging, stabbing and pulverising the host – has a similar significance. For if from the point of view of a Jew an atrocity committed on the host would be meaningless, from the point of view of a medieval Christian it would be a repeat of the torturing and killing of Christ. Here too, then, the wicked (Jewish) father is imagined as assaulting the good son; this interpretation is borne out by the many stories of how, in the middle of the tortured wafer, Christ appeared as a child, dripping blood and screaming.

 

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To these demons in human form, the Jew and the ‘false cleric’ was attributed every quality which belonged to the Beast from the Abyss – not only his cruelty but also his grossness, his animality, his blackness and uncleanliness. Jewry and clergy together were depicted as forming the foul black host of the enemy which stood opposite the clean, white army of the saints, the children of God that we are, the poisonous worms that you are, as a medieval rhymester put it. The saints knew that it was their task to wipe that foul black host off the face of the earth, for only an earth which had been so purified would be fit to carry the New Jerusalem, the shining Kingdom of the Saints.

The European ‘civilization’ of the later Middle Ages was always prone to demonising peripheral communities, but at times of acute disorientation, this tendency became especially marked. Hardship, poverty, distress, wars and famines were so much a part of everyday life that they were taken for granted and could be faced in a sober, stoical manner. But when a situation emerged which was not only menacing but also completely out of the ordinary run of experience, when people were suddenly confronted by hazards which were unfamiliar, unpredictable and uncontrollable, they tended to fly into the fantasy world of demons. If the threat was sufficiently overwhelming and the disorientation widespread and acute, the resulting psychological atmosphere could be one of mass delusion of the most dangerous kind. This is what happened in 1348 when the Black Death reached Europe. It was at once concluded that some group of people must have poisoned the water supply. As the plague continued to spread, people became more bewildered and desperate, and they began to look for a ‘scapegoat’. Suspicion fell first on the lepers, then the poor, the rich and the clergy, before the blame finally came to rest on the Jews, who were thereupon almost exterminated.

The People’s Crusade of 1320: A Trail of Terror…

Set in this context, the last of the People’s Crusades can be seen as a first attempt to usher in a different type of millenarianism which aimed, rather confusedly, at casting down the mighty and raising up the poor. By the first quarter of the fourteenth-century crusading zeal was more than ever a monopoly of the very poor. The Kingdom of Jerusalem had come to an end and Syria had been evacuated; the Papacy had exchanged the mystical aura of Rome for the security of Avignon; political power in each country was passing into the hands of hard-headed bureaucrats. Only the restless masses between the Somme and the Rhine were still stirred by old eschatological fantasies which they now transfused with a bitter truculence. Very little was required to launch these people upon some wholly unrealistic attempt to turn these fantasies into realities. In 1309 Pope Clement V sent an expedition of the Knights Hospitallers to conquer Rhodes as a stronghold against the Turks; the same year saw a very serious famine in Picardy, the Low Countries and along the lower part of the Rhine. The two circumstances taken together were sufficient to provoke another People’s Crusade in that area. Again, armed columns appeared, consisting of miserably poor artisans and labourers with an admixture of nobles who had squandered their wealth. These people begged and pillaged their way through the countryside, killing Jews and also storming castles in which nobles sheltered their valuable sources of revenue. These included the fortress of the Duke of Brabant, who only three years earlier had routed an army of insurgent cloth-workers and, it was reported, had buried its leaders alive. The Duke at once led an army against the crusaders and drove them off with heavy losses.

In 1315 a universal failure of crops was driving the poor to cannibalism and long processions of naked penitents cried to God for mercy. Millenarian hopes flared high and in the midst of the famine a prophecy circulated which foretold that, driven by hunger, the poor would in that same year rise in arms against the rich and powerful and would overthrow the Church and a great monarchy. After much bloodshed, a new age would dawn in which all men would be united in exalting one single Cross. It is not surprising that when in 1320 Philip V of France halfheartedly suggested yet another expedition to the Holy Land the idea was at once taken up by the desperate masses, even though it was wholly impracticable and was rejected out of hand by the Pope. An apostate monk and an unfrocked priest began to preach the crusade in northern France to such good effect that a great movement sprang up as suddenly and unexpectedly as a whirlwind. A large part was also played by prophetae who claimed to be divinely appointed saviours.  Jewish chroniclers, drawing on a lost Spanish source, tell of a shepherd-boy who announced that a dove had appeared to him and, having changed into the Virgin, had hidden him summon a crusade and had promised it victory.

As in the first Crusade of the Pastoureaux in 1251, the first to respond were shepherds and swineherds, some of them mere children. So this movement too became known as a Shepherds’ Crusade. But once again, the genuine crusaders were joined by male and female beggars, outlaws and bandits, so that the resulting army became turbulent. Before long, numbers of Pastoureaux were being arrested and imprisoned; but always the remainder, enthusiastically supported by the general populace, would storm the prison and free their brethren. When they reached Paris these hordes terrified the city, breaking into the Chatalet, assaulting the Provost and finally, on a rumour that armed forces were to be brought out against them, drawing themselves up in battle formation in the fields of St Germain-des-Pés. As no force materialised to oppose them to oppose them they left the capital and marched south until they entered the English territories in the south-west. The Jews had been expelled from the Kingdom of France in 1306 but here they were still to be found; as the Pastoureaux marched they killed Jews and looted their property. The French King sent orders that the Jews should be protected, but the populace, convinced that this massacre was holy work, did everything to help the crusaders. When the governor and the royal officials at Toulouse arrested many Pastoureaux the townsfolk stormed the prison and a great massacre of the Jews followed. At Albi, the consuls closed the gates but the crusaders forced their way in, crying that they had come to kill the Jews, and were greeted by the populace with wild enthusiasm. In other towns, the authorities themselves joined the townsfolk and the crusaders in the massacre. Throughout south-west France, from Bourdeaux in the west to Albi in the east, almost every Jew was killed.

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France and Spain, c. 1328

When they reached Avignon, having turned their violence upon the clergy, Pope John XXII excommunicated the Pastoureaux and called upon the Seneschal of Beaucaire to take to the field against them; these measures proved effective. People were forbidden, on pain of death, to give food to them, towns began to close their gates and many of the ‘shepherds’ perished miserably of hunger. Many others were killed in battle at various points between Toulouse and Narbonne, or captured and hanged from trees in twenties and thirties. Pursuits and executions carried on for three months. The survivors split up and crossed the Pyrenees to kill more Jews, which they did until the King of Aragon led a force against them and dispersed them. More than any earlier crusade, this one was felt while it lasted to threaten the whole existing structure of society. The Pastoureaux of 1320 struck terror into the hearts of all the rich and privileged.

Sources:   

András Bereznay (2001), The Times History of Europe. London: Times Books.

Norman Cohn (1970), The Pursuit of the Millenium. St Alban’s: Granada Books.

Britain’s Refugee Record: Myth or Reality?   Leave a comment

Over the past year, as the tide of inter-continental migration has battered onto Europe’s eastern shores and frontiers, not least at Hungary’s new steel curtain, government and opposition spokesmen in Britain have made much of Britain’s proud record of coming to the aid of refugees, largely as means of defending the country over its failure to rescue those in the Eastern Mediterranean who would rather risk their lives crossing from Turkey than go without hope for themselves and their families in the overcrowded, makeshift camps on the borders of Iraq and Syria. Today, 15 March, marks the fifth anniversary of the beginning of the civil war in Syria, so that the refugee problem in the region has now lasted almost as long as that experienced in Eastern Europe in the Second World War.

Of course, Europe’s refugee problems of the inter-war period did not begin in 1939. Already in 1936 there were large numbers of refugees from fascism leaving both Spain and Germany. The capacity of the British people to welcome children, in particular, from the Basque country and Nazi Germany, in the wake of the bombing of Guernica and Kiristallnacht in 1938, has become legendary, the efforts of the Quakers and individuals like Nicholas Winton in the transport and settlement of the young ones especially so. This was at a time when Britain was experiencing its own internal migration crisis, with millions of miners and shipyard workers moving south and east from valleys and estuaries where traditional industries had suddenly come to a halt. Only from 1938, with rearmament, did the human exodus, bringing half a million workers and their families from south Wales alone since 1920, begin to slow. Government support for the distressed areas, which it renamed ‘Special Areas’ in 1936, had been grudging, and it was only at that time that they began to support the migration of whole families and communities which had been underway for more than a decade, organised by the migrants themselves.

Then when we look at what the British governments themselves did to help the Jewish populations to reach safety in Palestine, a very different story emerges, and one which present-day ministers would do well to remember. I’ve been reading Anna Porter’s book, Kasztner’s Train, which gives a quite comprehensive survey of the organised attempts at exodus by those trying to escape from the holocaust which began engulfing them as soon as the Nazis invaded Poland. Their determination to reach their ancient homeland had been articulated by the Budapest-born founder of Zionism, Theodor Herzl, six-score years ago, when he wrote in The Jewish State in 1896:

Palestine is our ever-memorable historic home. The very name of Palestine would attract our people with a force of marvelous potency… We should there form a portion of a rampart of Europe against Asia, an outpost of civilization as opposed to barbarism. We should as a neutral state remain in contact with all Europe, which would have to guarantee our existence… We should form a guard of honor about these sanctuaries, answering for the fulfillment of this duty with our existence. This guard of honor would be the great symbol of the solution of the Jewish question after eighteen centuries of Jewish suffering.  

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Above: Hungary and Central-Eastern Europe in the Second World War

Rezső Kasztner was born a decade later (1906), in Kolozsvár, then in Hungary, now Cluj in Romania, as it was after its annexation after the Paris Peace Treaties of 1918-21 until its re-awarding to Hungary by Hitler in 1938. The idea that the Jews one day return to Palestine attracted Kasztner to Zionism as a young teenager, even before he had read Herzel’s writing. When he did, he could accept Herzel’s foretelling of the disasters of National Socialism under Hitler because he had also read Mein Kampf, in its first German edition. Like David Ben-Gurion, the chairman of the Jewish Agency Executive in Palestine, Kasztner realised that if Hitler came to power, the Jewish people would bear the brunt of the war which would follow.

Map of the Sykes–Picot agreement, which was signed by Mark Sykes and François Georges-Picot on May 8, 1916.

Above: The Division of The Middle East by the Sykes-Picot Agreement.

Palestine had been the one sure destination for Jews fleeing from Europe, but, as German enthusiasm for Jewish emigration grew in the early years of the Reich, so did Arab resistance to Jewish immigration. The sporadic riots that began in 1936 soon culminated in a full-scale Arab rebellion against British rule over Jewish immigration. About six hundred Jews and some British soldiers were killed, with thousands more wounded. The British government’s priority was to protect the Suez Canal, the jugular vein of the Empire, as it was described by contemporaries, was determined to appease the Islamic in its north African colonies, and so commissioned a  White Paper on a new policy for Palestine to replace that determined by the Balfour Declaration of 1917 and the infamous Sykes-Picot agreement. Its effect was to limit Jewish immigration to twelve thousand people per year. Peace with the Arabs was to be of greater strategic importance as world war threatened than peace with the small number of Jewish settlers in Palestine and the powerless, if still wealthy, Jewish population of Europe. The British authorities soon amended the numbers to a maximum of a hundred thousand immigrants over five years, to include ‘refugees’ who arrived without proper entry certificates, but after 1941 the Palestinian Arabs would have the right to veto any further Jewish immigration.

Compared with the numbers under threat from the tidal waves of anti-Semitism sweeping across Europe, in Hungary from the enacting of a stronger version of its first Anti-Jewish Law in 1938, the numbers to be admitted to Palestine by the British were pitifully small. In the pages of Új Kelét (New East), Kasztner’s Hungarian-Jewish newspaper in Kolozsvár, he thundered out the headline Perfidious Albion. In exchange for political expediency, Britain had shut the gate to the only land still open to the Jews. Winston Churchill, still in the ‘wilderness’, accused the British government of setting aside solid engagements for the sake of a quiet life. He charged it with giving in to threats from an Arab population that had been increasing at a rate faster than Jewish immigration:

We are now asked to submit to an agitation which is fed with foreign money and ceaselessly inflamed by Nazi and fascist propaganda.

Refugees from Poland, Slovakia, Austria, and Germany itself poured over the borders of both Hungary and Transylvania, with only the clothes they were wearing. There were no rules to control the fleeing Jews, though some of the border guards made it difficult even for ethnic Hungarian Jews, insisting that they should recite to prove that they were ‘genuine’ Christian refugees, and not ‘just Jews’. Despite specific prohibitions from the Budapest government on the provision of aid to the refugees, Kasztner set up an information centre in Kolozsvár. He elicited help from local charitable organisations, providing temporary accommodation, food and clothing, but his main concern was to provide the Jewish refugees with safe destinations. He sent telegrams to the Jewish Agency in Tel Aviv, asking for help and funds to buy passages on ships and to pay bribes to local officials. The Agency’s staff were restricted by the British administration as to how far they could assist, especially in respect of how many visas they could issue according to the imposed limits. These were never enough, so they secretly began encouraging illegal immigration. The Agency had already set up an office in Geneva to monitor the situation in Europe, and it soon began to help with both legal and illegal migrants. Following the British White Paper, all Yishuv leaders had been supporting illegal immigration to Palestine, or aliya bet, as it was known.

To help Jews escape from the increasingly dangerous situation in Europe, the Jewish Agency paid the going rate for the passage of forty-five ships between 1937 and 1939. In 1939 alone, thirty ships, legal and illegal, sailed through the Black Sea ports through the Bosphorus and on to Palestine. Kastner obtained exit visas from the Romanian government, despite the efforts of the British to persuade Romanian  officials not to allow the departure of the overcrowded boats. He was certain that the British would have to allow the refugees to land once they arrived at the harbour in Haifa. Of course, both officials and shipowners were willing to take part in this lucrative trade in ‘people smuggling’, selling passages from the Romanian port of Constanta to Istanbul and then on to Palestine. Refugees set out down the Danube, from ports on the Black Sea, Bulgaria, Greece and Turkey.

Once the immigration quota for 1941 was filled, the British began their blockade of Palestine, fearing an all-out Arab revolt in the Middle East and North Africa. Several ships carrying illegal immigrants were apprehended by the Royal Navy. Conditions on these ships were so squalid that some people who had escaped from Nazi persecution at home now opted for suicide by water. The refugees who managed to reach Palestine were herded into detention camps. Those with valid passports were sent back to their countries of origin, where many were later murdered by the Nazis, or deported to concentration camps. A few thousand had been sent to Mauritius in late October 1940, and several thousand had ended up in Shanghai, where no-one had even thought of setting immigration limits, and where full-scale war did not break out until after Pearl Harbor in December 1941.

On one ship, the Atlantic, a group of Jewish saboteurs, members of the Haganah (the Jewish ‘underground’ whose members undertook illegal operations, including immigration), decided to disable the vessel so that the British could not force it to leave Palestinian waters. Inadvertently, they  caused an explosion which killed 260 people on board, many of them women and children. To make sure that would-be immigrants were aware of the dangers facing them on a sea crossing, the BBC reported the casualties, the deaths, and the redirecting of ships. Not wishing to incite the sympathy of the British people for the plight of the refugees, however, the officials made sure that the details were only included in broadcasts to the Balkans and eastern Europe.

Kasztner arrived in Budapest in the Spring of 1941. He continued to focus on his political contacts, working to gain sympathy for renewed emigration to Palestine even though Britain kept the borders and ports closed. Jewish emigration was not expressly forbidden by Reichsführer Heinrich Himmler until late October 1941. The Palestine Office was on Erzsébet Boulevard, near the National Theatre. When Kasztner first went there, he met a group of young Zionist pioneers, or halutzim, from Slovakia, who wanted everyone to hear about the brutal deportations they had witnessed. Only a few young people tried to escape: they had heard stories from the Polish refugees, and they suspected a fate that their parents refused to believe. They hid in closets, cellars, and lofts, or in bushes along the riverbanks. They found the Hungarian border during the night.

In the Palestine Office, desperate people waited to hear if they were on the lists of those who had been chosen for the few Palestine entry tickets that were still available. Kasztner wondered if there would be more certificates, now that most of the offices in other countries had closed, or, as was the case in Warsaw, been closed by the Germans. Surely the British would open the borders to Palestine now that Europe was in flames? 

Not until the case of the ss Struma, however, did British policy toward Jewish refugees receive worldwide attention. An old, marginally refurnished, British-built yacht, the Struma had set out from Constanta in Romania in December 1941 with 769 Jewish refugees on board. The Greek shipowner had sold tickets for the voyage at exorbitant prices, aware that few ships would risk the voyage and that, for most of the passengers, the Struma offered their last, best chance to survive. The vessel arrived at Istanbul with a broken engine, the passengers crowded together with barely enough room to sit and no fresh water, food, sanitation, or medicine for the ailing children or those suffering from dysentery.

The ship remained in Istanbul for two months, during which time no-one was allowed to disembark or board, though the Jewish Agency succeeded in distributing food and water. The British government had put pressure on the Turks to block the ship’s entry and to prevent it leaving for Palestine. There was some discussion about lifting the women and children off the ship, followed by an exchange of cables involving the Foreign Office, the Turks, the Jewish Agency and the governments of the USA, Romania and the Reich. Eventually, the ship was towed out of the harbour. An explosion ripped open the hull, and the ship sank. There was a solitary survivor. Whether the explosion was the result of a bomb on board or a Soviet torpedo, all those familiar with the story at the time blamed Britain’s intransigence. On the walls of the Jewish areas of Palestine, posters appeared bearing the photograph of Sir Harold MacMichael and the words:

Known as High Commissioner for Palestine, WANTED FOR THE MURDER of 800 refugees.

Great Britain had declared war on Hungary on 7 December 1941, the same day that the Japanese attacked Pearl Harbor. Tied to Japan by the Tri-Power Act, Hitler had declared war on the United States on 11 December. The next day, the American ambassador departed from Budapest, as the US no longer regarded Hungary as an independent nation, though it did not formally declare war until June 1942. The fate of Hungary’s Jews, and those of the rest of Europe, was then effectively in the hands of the Third Reich, as was the fate of Hungary itself. Nevertheless, by February 1942, an anti-Fascist front in the guise of the the Hungarian Historical Memorial Committee had come into being. It first step was a mass rally on 15 March, the anniversary of the outbreak of the 1848-9 Revolutionary War, at the Petöfi monument in Budapest, demanding independence and a democratic Hungary.

In January 1942, Hungarian military units had executed more than three thousand civilians in the recently occupied parts of Yugoslavia, the Délvidék, or southern lands, as Hungarians referred to those territories which had been awarded to Yugoslavia by the Treaty of Trianon. Those ‘executed’ included 140 children, who, according to one of the commanding officers, “could grow up to be enemies”. A third of the victims, it was estimated, were ethnic Hungarian Jews, who it was claimed had joined the Serbian partisans. A military tribunal was held to decide who was to blame for this atrocity, but not before the guilty commanders were able to find refuge in Germany. The flood of refugees into Hungary now included Jews from the Délvidék, who arrived with terrible tales of mass executions: people had been thrown into the icy waters of the Danube , those in charge continuing the killings even after receiving orders to stop.

However, even amidst harsh discriminatory laws, which made mixed-marriages illegal and denounced ‘inter-racial’ sexual relations as a crime of defamation of race, the lives of most Jews in Hungary were not in immediate danger until 1944. As a result of this, about a hundred thousand Jews sought and found refuge in Hungary from Slovakia, Romania and Croatia, where they had been exposed to pogroms and deportation to death camps from early 1942 onwards. They joined the Polish Jews who had taken refuge in the capital at the beginning of the war.

In hindsight, it is surprising that the extermination camps were not anticipated in Budapest and elsewhere. As early as July 1941, Göring had issued a directive for the implementation of the Final Solution. The Wannsee Conference had also taken place in January 1942, at which ‘Hangman Heydrich’ had boasted openly that that Solution involved eleven million Jews, all of whom would be selected for hard labour, most of whom would die through natural dimunition, the rest of them being killed. The President of the Jewish Council in Budapest, Samuel Stern, an anti-Zionist, remained confident that these terrible stories were isolated incidents. Scientifically regulated extermination facilities were impossible to imagine. He told Kasztner:

In the months to come, we may be left without money and comforts, but we shall survive.

Why, after all, would the Germans sacrifice men, transportation and scarce resources to murder unarmed civilians with no means of defending themselves? Nevertheless, The Times in London reported from Paris that four thousand Jewish children had been deported to a Nazi concentration camp. In the House of Commons, Churchill gave a scathing address, broadcast by the BBC, and heard throughout Budapest:

The most senseless of their offences… is the mass deportation of Jews from France, with the pitiful horrors attendant on the calculated and final scattering of families. This tragedy illustrates… the utter degradation of the Nazi nature and theme.

At the end of 1942, there was still hope that refugees could slip through the German dragnet in exchange for bribes and, if the Hungarians allowed free passage for boats down the Danube, they could find a passage to Palestine from one of the Black Sea ports. The Jewish Agency in Palestine issued a statement condemning Britain’s breach of faith with the Jewish people:

It is in the darkest hour of Jewish history that the British government proposes to deprive Jews of their last hope and close the road back to their Homeland.

The British government refused to budge. In fact, as some Zionist leaders continued to support illegal immigration, it tightened the conditions for emigration to Palestine, declaring that from that point onwards, all illegal immigrants would be carefully deducted from the overall ‘legal’ quota totals. At the same time, the UK demanded that neutral nations, such as Portugal and Turkey, deny Jews transit to Palestine, and that their ships should stop delivering them to any port close to Palestine. The Foreign Office began to seek other settlement opportunities for the refugees in Australasia, Africa and South America, but without success. Ottó Komoly told Kasztner that there was…

…strong evidence to suggest that the British would rather see us all perish than grant one more visa for that benighted land. It’s a protectorate only because they want to protect it from us.

Despite mounting evidence of the persecution of Jews under the Third Reich, the British government adhered to its established limits on Jewish immigration throughout 1943. Neutral nations, such as Switzerland and Portugal did not want more Jews crossing their borders. Both the US and Britain tried to persuade Portugal to accept a sizable Jewish settlement in Angola, and they agreed to bribe the Dominican Republic with three thousand dollars per head, but neither of these measures could help alleviate the magnitude of the problem.

It was only in January 1944 that the United States created the War Refugee Board, charged with taking all measures within its power to rescue victims of enemy oppression who are in imminent danger of death and otherwise to afford such victims all possible relief and assistance consistent with the successful prosecution of the war. Even then, visas were often denied on the basis that the applicants had relatives in enemy countries, though most of them were, if still alive, on their way to the gas chambers by this time. Two affidavits of support and sponsorship were also required from “reputable American citizens”, attached to each application. It would have been difficult to invent a more restrictive set of rules. A joke was making the rounds in Budapest at the time:

A Jew goes into the US Consulate to ask for a visa. He is told to come back in 2003. “In the morning,” he asks, “or in the afternoon?”

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Above: Apostág Synagogue, Bács-Kiskun County.

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In any case, the setting up by the US of its War Refugee Board was too little, too late. On 19 March 1944, the Reich occupied Hungary, and Adolf Eichmann was put in charge of its primary objective – the annihilation of the Jews of Hungary and its surrounding territories. Within three months, the entire Jewish population from the rural areas, some 440,000 souls, had been deported, mainly to Auschwitz.

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The fate of the Budapest Jews, another 250,000, swelled by the refugees from other countries of central-eastern Europe, hung in the balance. Samuel Stern accepted, reluctantly, that the Zionists and Kasztner were right and he was wrong. Their only guarantee of survival was to buy their way out of the city and onto trains which would begin their journey to Palestine, whatever the British may say or do. Of course, we shall never know what would have happened had the Allies acted sooner to set up a proper system to enable the refugees to find asylum and eventually resettlement, most – though perhaps not all – of them in Palestine or the USA. However, whatever the generosity shown by ordinary people towards refugees, it is clear that governments have a responsibility to act on behalf of the victims of war and persecution. Now we have supra-national governments and international organisations, can we apply these lessons?

Sources:

Anna Porter (2007), Kasztner’s Train. London: Constable.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing.

 

The Land-of-Might-Have-Been: Britain, 1936-37; Chapter Three – 1937 – A Reunited Kingdom?   1 comment

Chapter Three: 1937 – A Reunited Kingdom?

Chronology:

Jan:

 7    Princess Julianna of the Netherlands married German Prince Bernhard

24  United Campaign for Spain launched at Manchester Free Trade Hall

April:

26  Bombing of Basque town of Guernica by German aircraft

 

 

 

 

May:

 6    Germany’s Hindenburg airship blew up in New Jersey, USA

 12    Coronation of King George VI

 

 

 

 

 

 

 

 

 

14    Imperial Conference in London (to 15th June)

Labour Party Distressed Areas Commission on South Wales published

28    Neville Chamberlain succeeded Stanley Baldwin as PM

June:

 1    Amelia Earhart’s last flight

 4    Duke of Windsor married Wallis Simpson near Tours, France

7    Death of Hollywood actress, Jean Harlow

 23    Germany and Italy left Non-Intervention Committee

July:

 5      Japan invades China

10   Harold Nicholson’s mission to Evreux

Aug:

 28  Japanese Bombing of Shanghai

 Oct:

 17  Rioting in Sudetenland

 Duke and Duchess’ Berchtesgarden meeting with Hitler

 Nov:

 6   Italy joined Germany and Japan in Aniti-Comintern Pact

 7   Death of Ramsay MacDonald

19  Lord Halifax visited Hitler  

 Dec:

 12      The Panay Incident, Yangtze River

More general events included the imposition of ARP (Air Raid Patrol) duties on local authorities and the passing of A P Herbert’s Divorce Bill extended the grounds for divorce. On the stage, new plays included Terence Rattigan’s French Without Tears and J B Priestley’s Time and the Conways. Flanagan and Allen also had a new hit show, Me and My Girl. Films included Show Boat with Paul Robeson, Oh, Mr Porter, with Will Hay, Lost Horizon, with Ronald Coleman and Camille with Greta Garbo. Among the most popular songs of the year were ‘Leaning on a Lamppost’ and ‘I’ve got you under my skin’.

Narrative:

 A United Front?

Despite the non-interventionist position adopted by ‘official Labour’ in the previous autumn, Stafford Cripps had held behind-the-scenes discussions with the Communist leader Harry Pollitt and William Mellors on the possibility of united action in support of the Spanish Republic. In January 1937 the first issue of Tribune was published, with a controlling board that included Aneurin Bevan, Cripps and Ellen Wilkinson. On 24th January, the United Campaign was launched at a mass meeting at Manchester Free Trade Hall, the platform being shared by Stafford Cripps, veteran Clydeside ILP MP Jimmy Maxton, Harry Pollitt and William Mellors. As the right-wing of the Labour Party fought back, the United Front packed meeting after meeting with thousands of Labour, Communist, ILP, Socialist League and trade union supporters, organising practical aid for their Spanish comrades with devoted intensity. Eventually the Popular Front won wide acceptance, with David Lloyd George appearing on the same platform as Harry Pollitt and Clement Attlee visiting the International Brigade, giving the clench fist salute.

George Orwell had arrived at the front in Spain under the aegis of the Independent Labour Party in December 1936. As an officer in the anarchist POUM militia, he was able to put both his parade-ground practice in the Cadet Corps at Eaton and his training in the Burma police college to good use in drilling the raw Republican recruits. However, his eccentric dress in balaclava and long woolly scarf combined with his great height made him a target for snipers and he took a bullet in the neck outside Huesca. Orwell survived, but the damage to his vocal cords made it impossible for him to bark out orders. His faith in international socialist solidarity did not survive, however. In Barcelona he had witnessed first-hand the Republican cause being sabotaged by splits and feuds within the ‘Popular Front’. The communists, driven by instructions from Moscow, in return for the only material support, apart from volunteers, which came from outside Spain, seemed more interested in hunting down heretics like the anarchists and Trotskyists than taking on Franco’s crack Moorish troops. Returning home to heal these physical and mental wounds, his disgust with the official left’s rhapsodies about the Soviet Union only served to reopen the latter, and he decided to try to write the truth as he now saw it, that fascism and communism had more in common than most people realised and that the Soviet variety of it was ‘furthest of all to the Right’. The pillars of the Left like The New Statesman rejected his work. So too did Harry Pollitt, General Secretary of the Communist Party of Great Britain, who described Orwell as ‘a little middle-class boy’ who had day-tripped through socialism but returned from his trip the imperialist reactionary he had always been.

Back on the ground in Spain, by the Spring of 1937 there were 30,000 Germans and 80,000 Italians in Spain. The Germans marched and flew aeroplanes. The Republican Government had practically no aircraft and had to pay huge sums of money to freelance pilots. The deliberate bombing of civilians was regarded as unimaginable barbarity at that time, before the experiences of the Second World War. When the Germans bombed the Basque town of Guernica for Franco, practically wiping it out, on 26th April 1937, their involvement could no longer go entirely ignored by the Chamberlain Government, although they tried to downplay the evidence of their own Consul’s own eyes, reported to them the next day. They were tempted to play along with Goebbels’ propaganda machine which went into a fury of action to try to convince everybody that the Basques had blown up their own city in order to discredit General Franco. They certainly couldn’t ignore the broader implications of the attack, that inland cities were vulnerable to aerial bombardment. Britain’s island status would no longer be enough of a defence against a potential Nazi attack, and its government would need urgently to strengthen its anti-aircraft defences, as well as the Royal Air Force, speeding up aircraft production. The movement of the population to the South-East of England would need to be halted, if not reversed.

The rest of the world was outraged and Picasso’s famous picture went on tour all over Europe, including Britain. Now everybody seemed to be taking a hand in the war, and the International Brigades had volunteers from dozens of countries, including two British contingents, one of them named after the mild-mannered military man, Clement Attlee. Harold Nicholson, who had previously muttered secretly at a dinner party to Eden that he wanted ‘the Reds to win’, had his convictions reinforced by the destruction of Guernica, telling his wife Vita ‘….I do so loathe this war. I really feel  that barbarism is creeping over the earth again and that mankind is going backward.’ In public, however, he continued to support the National Government’s policy of non-intervention, praising Eden and instructing the House that ‘Britain could no longer indulge in a ‘missionary foreign policy’ from the nineteenth century by imposing ‘our views, our judgements, our standard of life and conduct’ upon other countries. Britain must fall back on ‘the preservation of peace’  through ‘the arrangement of the balance of power’.

When the Foreign Affairs Committee met in July to discuss the Spanish situation, Nicholson, now its vice-chairman, was agitated to find ‘an enormous majority anti-Government and pro-Franco’. There seemed little alternative to continuing the non-intervention policy, although Eden agreed with Nicholson that it had failed. Britain could not risk the Civil War spreading to an all-out Europe-wide conflagration. Churchill had been feeding Nicholson with an inflated assessment of Germany’s air strength, which if augmented by the Italian air force, meant that Britain was not ready to go to war, except  with ‘very active Russian assistance’. Malcolm MacDonald, Secretary of State for the dominions, reiterated that Brritain was too weak to go to gamble on war at that time. ‘It would mean the massacre of women and children on the streets of London’, he said, adding that ‘no Government could possibly risk a war when our anti-aircraft defences are in so farcical a condition.’

Although the Spanish Civil War continued until 1939, the surviving British volunteers came home in 1937. They had had a rough war. For every five of them who had been gone to Spain the previous year, one had been killed and  another three had been wounded. As they disembarked from the ferry giving their clenched fist salutes to the awaiting press photographers, it was evident not just that the outcome of the great clash between Left and Right was a clear victory for the Right, but that this had not been the real confrontation, merely the dress rehearsal for something much worse. The Fascists had been greatly encouraged by their successful alliance and joint adventure in Spain. Hitler and Mussolini left the Non-Intervention Committee in June, cementing their ’Rome-Berlin Axis’ and beginning a gigantic build-up of forces. The Non-interventionists in Britain and elsewhere had given Hitler the green light to acquire more territory in the East, at the very least, though he knew that Germany, too, would need more time to prepare for the coming campaign of conquest.

The Spanish Civil War had an even longer-term impact on British literature and culture, through Orwell’s writings, as well as those of others for whom the experience of it had been a pivotal experience. Homage to Catalonia, written in 1937, but not published until 1938, suffered from being seen as a shot from the sidelines at the internecine wars of the Left both in Spain and at home, and it was for this reason that Orwell decided to preach the same message in the more popular form of a fable. He wrote:

On my return from Spain I thought of exposing the Soviet myth in a story that could easily be understood by almost anyone…However, the actual details of the story did not come to me for some time until one day I saw a little boy, perhaps ten years old, driving a huge cart-horse along a narrow path, whipping it whenever it tried to turn. It struck me that if only such animals became aware of their strength we should have no power over them, and that men exploit animals in much the same way as the rich exploit the proletariat.’

In this way, the germ of Animal Farm, not published until 1945, was already in Orwell’s mind in 1937. In the meantime, however, his acerbic wit was mainly reserved for those who opposed the arm conflict with fascism, in a review of some military memoirs, in August 1937:

General Crozier is a professional soldier and by his own showing spent the years between 1899 and 1921 in almost ceaseless slaughter of his fellow-creatures; hence as a pacifist he makes an impressive figure, like the reformed burglar at a Salvation Army meeting.’  

Today We Live! The Unemployed Miners

In 1937 Donald Alexander, a Cambridge ’double-first’, arrived in South Wales to produce a film called Eastern Valley which dealt with the relief work organised by the Quakers at the top of the Monmouthshire Valleys. In this short film one unemployed miner explained that he was working now ’not for a boss but for myself and my butties’ and another said that ’a new interest in life’ had been created by the Quakers. The best known documentary was Today We Live, made in the same year by the National Council of Social Service. The Welsh scenes were directed by Ralph Bond who told a story using real miners as actors, in which the unemployed miners of Pentre in the Rhondda agree, after some debate, to co-operate with the voluntary relief agencies. Despite the obvious coaching of the miners, the difficulty in dealing with poverty and boredom, living on a shilling a day, are movingly conveyed and it is not surprising that the film was so well received in the art-houses of London and New York. The film made its impact not only because of the realistic dialogue, which the miners interpreted themselves, in their own words, but because of the stunning images of life in the depressed Valleys. Bond’s assistant on the film was Donald Alexander and his shot of the unemployed searching for waste on the slag heaps was not only the highlight of the documentary itself, but also became the most iconic image of proletarian hardship in Depression Britain. It has been used many times in subsequent films and, at the time, played a similar role to that of Dorothy Lange’s still photographs of the migrant mother with her children in California, for American audiences.

The documentary film-makers of 1937 achieved a real breakthrough, despite being constrained by sponsorship and distribution problems. Grierson, Rotha, Bond and Alexander never knew whether their films would be seen outside of London’s Weat End or New York’s Museum of Modern Art. As the Socialist cause became stronger in 1936-7, several groups attempted to challenge Hollywood and the Ealing comedies by producing independent films with independent outlets. The Communist Party was instrumental in this, showing classic Russian feature-films in halls in London, and some of these were shown in the miners’ institutes in South Wales, together with other independent and radical films. Films like Spanish Earth, also made in 1937, were shown alongside more commercially successful films, such as Night Must Fall, based on Emlyn Williams’ stage play. British film-makers had become concerned about the extent of the domination by American-made films in British cinemas, and in 1937 a Quota Act was passed to restrict this, which led to American companies, like MGM, establishing their own studios around London in order to make ’British’ films. They could also be far more radical, since the British film censors were becoming more lenient.

Paradoxically, many of the English middle-class documentary film-makers had a very idealised view of ’the Welsh miner’ which came through in their work, often in the dialogue which contained vocabulary and idioms which were alien to the coalfield. One of the few film-makers to join them from an authentic background, Jack Howells, was openly critical of this, but was unable to effect a greater sense of realism. Howells shared their conviction that the camera could be used to show the world how the miners lived, but that the Cambridge intellectuals were too earnest and lacking in the ability to use humour both to entertain and inform. Penrose Tennyson, Eaton-educated, had left Balliol College Oxford after only one term, to become a film-maker. He was twenty-six when he made the film Proud Valley with Paul Robeson playing a rather confected role as a black sailor who comes to work in a Welsh pit and is recruited to sing in the local male voice choir. The film proved too radical for the censors, and its release was delayed by the Ealing Studios until the outbreak of war in 1939, when it was given a new ending in which the pit is saved from closure, not by the action of the miners, but by the demands of war. The dialogue was written by Jack Jones, which probably saved it from the music-hall stereotypes of Welshness which its actors, including Rachel Thomas and himself were meant to play. Robeson himself was no stranger to South Wales, as he had been singing in concerts to raise money for the Spanish Republicans, and the song ’You can’t stop us singing’ became a powerful resistance theme as choral singing became the means of suggesting solidarity, not just in films, but also in real life. When Penrose Tennyson began making the film early in 1937, his motivations were very clear, as his brother later revealed:

I think Pen felt that the mining community was the only working-class community in the country which had retained their dignity, their sense of community, and their own cultural life and values. I think he had a very special feeling; I don’t know quite what personal contact it was based on until the film, but I think he had a very special feeling for the miners, particularly for the South Wales miners. I remember at the time of the abdication of Edward VIII… that he quite seriously thought that the Welsh miners were going to march on London and insist on Edward VIII being reinstated and put to rout the Archbishop of Canterbury, Mr Baldwin, and all the people who had wanted Edward VIII to give up the throne. I think Pen was perfectly ready to join the march as soon as he could, and I think he was very disappointed that nothing ever happened.

Militant Minorities and Migrants

Penrose Tennyson’s belief that the miners were on the point of insurrection in 1937 was not entirely fanciful, but the Communist Party was already beginning to focus its attention on following up its success in winning the leadership of the SWMF with gaining support in elections. At the beginning of April 1937, the people of the Garw Valley were prepared to vote for a respected local Communist in the Council election:

The declaration of the poll in Ogmore and Garw Council elections took place amid scenes of enthusiasm…culminating in the singing of the ’Red Flag’ when Communist candidate for the Pontycymmer ward, Mr. James Redmond, miner, was announced as having gained the large total of 889 votes, and topped the poll. Edward John Evans (Soc), Schoolmaster, gained the other seat with 830 votes. Mr Daniel Davies (Soc) who has served upon the Council for 18 years, loses his seat, the number of his votes being 814. Mr Redmond is the first Communist to be elected in the Garw Valley…After the declaration the crowd became most excited, and the election proved to be the most enthusiastic and keenly followed for years.

 Clearly, while the South Wales valleys may have been a long way from the verge of revolution in the Spring of 1937, they were experiencing some seismic political shifts. It was no coincidence that Redmond’s election came in the same week that a new wages agreement was reached between the SWMF’s Communist leadership and the coal-owners. Also, a decade-long struggle against company unionism in the valley had finally secured almost 100% membership of the Federation. Redmond’s success was a recognition of the organisational abilities of local Communists, rather than a wholesale shift towards the avowal of revolutionary socialism in mining communities. Those communities were simply expressing their growing self-confidence, which the Communist Party had helped them recover.

 The 1935 Hunger Marches against the introduction of the Means Test were still strong in the imaginations of both people and politicians, but the popular image, presented in contemporary newsreels and photographs of thousands continually on the march, is a myth. Demonstrative action was sporadic, localised and uneven, and, where it involved large numbers, it was motivated by immediate concerns, basic frustrations and deep resentment. Such feelings could just as easily lead to a cynical withdrawal from political action, as they did for many. Nevertheless, the determination of militant minorities, well-organised in the National Unemployed Workers’ Movement, helped to facilitate a partial institutional and political recovery in 1936-7. However, these minorities, with their emphasis on extra-parliamentary marches and demonstrations, were often seen as a threat by the more mainstream Labour movement, especially its parliamentary leadership. This was a time when direct action on the streets had very negative and sometimes sinister undertones for those who believed in the traditionally British  representative form of democracy. This helps to explain why the Labour Party conference held in Edinburgh in October of the previous year had refused to support the Jarrow Crusade or any other kind of ’hunger’ march, preferring instead to appoint a Commission of Enquiry into the Distressed Areas.  This was the leadership’s idea of getting something done, but at least the words it produced were far removed from those which appeared in The Times on January 19th, which reflected closely the Government’s, when it claimed that the Distressed Areas were:

…economic cemeteries, the character of which may be made more pleasant by planting a few flowers, straightening a few tombstones and employing a sexton or two, but cannot be radically changed.

 Towards the end of that month, the Commission began its tour of investigation in South Wales.  Joining Hugh Dalton and other national figures were two local MPs, George Hall (Aberdare) and Arthur Jenkins (Pontypool). A large amount of written evidence had been received at the preliminary conference in Cardiff in December, much of which had already appeared in published form, since there had already been many quasi-official enquiries, investigations and surveys of the coalfield published throughout the thirties; some regional, some local in focus. The Minister for Labour, Ernest Brown, who had accompanied Edward VIII on his legendary tour the previous November, admitted on 9th March that no fewer than 32 out of 38 special area districts in the region had had over 30% unemployment during the previous year. Only one had had a rate of less than less than 20%, somewhere near the national, British average for the year of about 15%. In the previous July a special Ministry analysis had revealed that of nearly a hundred thousand unemployed men, one in eight had been out of work for more than five years, two in every five for over two years continuously, and more than half for over a year. Only one in five had been unemployed for less than three months. What’s more, the numbers of those who had been out of work for more than five years had doubled between the summers of 1935 and  1936.

Most of these older, long-term unemployed were located in local pockets of unemployment, or ’black-spots’ which had the highest levels of unemployment overall. These were spread throughout the coalfield from Garnant in the Amman Valley in the western anthracite area, generally less hard-hit than the dominant ’steam-coal’ section,  with 58% unemployed, to Ferndale in the Rhondda in the centre with 56%, to Brynmawr and Merthyr on the northern edge with 57% and 46% respectively. These were the four highest levels of all the labour exchange areas of the industrial region. The Report of the Commission, published in May, was essentially a summary of these already-available statistics, including details of population loss, mainly by migration, and local rates. For Merthyr Tydfil, the Commission stated the obvious, that ’Migration has been very heavy. Persistent efforts have been made to attract new industries. Excellent sites are available.’ It also gave a list of the new industries which had been suggested to replace the jobs for the three thousand steelworkers in Dowlais to whom Edward VIII had promised something would be done six months earlier. Evidently, nothing had yet been done apart from the repetition of vague proposals. Meanwhile, the rates in Merthyr continued to climb to 29s in 1936-7, the highest in the region, of which just over half was spent on public assistance. At the same time, industrial properties accounted for less than 5% of the rateable value.

The miners’ ’Fed’, the SWMF, had put forward a long list of specific proposals, including the establishment of oil-from-coal plants, afforestation, and the raising of the school-leaving age to sixteen, with maintenance grants payable. A wide range of evidence was also received from the local Labour Groups, ’showing how the social services were at least blunting the edge of the depression, and how essential it was that much greater financial aid should be given by the Exchequer.’ Without the efforts of the Labour-controlled local authorities, they concluded, ’the results of unemployment and poverty would have been even more disastrous’. They also concluded that this was not enough, that prosperity could be brought back to the region, but only by ’thoroughgoing State action’. Above all, they highlighted the mantra of contemporary economists, that ’South Wales must be considered as an economic unit and its future must be planned.’ This planning needed to be coordinated by ’a vigorous and authoritative Minister of Cabinet rank’ with responsibility for all the Special Areas and their planning, with the commissioners for each of the areas becoming ’his chief executive agents’. Substantial funds needed to be put at his disposal and discretion by Parliament, free from detailed control by the Treasury. No more red tape and ’restrictions’ which had ’throttled’ Sir Malcolm Stewart, causing him to resign six months earlier, on the eve of Edward VIII’s visit to the region.

The Report went on to propose that for proper economic planning of South Wales, the Special Area should be extended to include the whole of industrial South Wales from the River Towy in the West to the River Usk in the East, including Cardiff, Swansea and Newport. It argued that a road bridge over the Severn was vital, and that the central Government should take direct responsibility for this. Bypasses should be built around the coastal towns and a first-class route should be provided to link the heads-of-the-valleys’ towns from Garnant and Brynamman through Merthyr Tydfil to Abergavenny and the Severn Bridge road. They recommended that a number of oil-from-coal plants should be established and owned by the State, since there was no shortage of suitable coal in the region. For older miners, they proposed the immediate introduction of a pension scheme. For those of a younger working age, the Minister for the Special Areas should have the power to require all new industries to establish themselves in the Areas, unless it could be proved to his satisfaction that there was an overwhelming case for their locating elsewhere. To that date, not a single new factory or extension was recorded as being established in the South Wales area.

Whether or not there was a fear of war, South Wales should be used for defence purposes, including the storage of oil, food and other supplies, as well as for the manufacture of defence requirements. Trading estates should be established, distributed throughout South Wales, one of which should be for electro-chemical industries requiring huge supplies of cheap electric power. Public Assistance rates needed to be reduced to the average for Britain as a whole, with a special Exchequer grant making up the difference, twelve shillings in the case of Merthyr. Local authorities should be given the powers and resources to clean up the debris of dead industry and to prepare them for use as building sites or open spaces. All children at school, and all juveniles receiving education or training should receive milk and a free meal per day, all year round. The report concluded that ’only the most drastic action  by the State’ could save the people of South Wales ’from the suffering and misery and despair which for long years’ had ’engulfed them’.  Most significantly, perhaps, for the first time, the Party came out against the Transference Policy:

 The transfer of young persons to other parts of the country is very undesirable.

Neville Chamberlain did, eventually, introduce a new act of Parliament for the distressed areas, the Special Areas (Amendment Act), in 1937. For the first time he promised regional planning with some directed investment. His main motivation in doing so was not an acceptance of the Keynesian economics, so clearly articulated in the Labour Party’s ‘plan’, but the twin concerns over the need for Rearmament and the uncontrolled migration to the South-eastern area of England, visibly vulnerable to aerial attacks from the continent. Prior to the war in Spain, Chamberlain had believed that the only effective solution to the mass unemployment in the distressed areas was internal migration. Hence his support for Transference schemes as the main means of government policy and his rejection of locating new industries in the area, which would militate against migration. 1936 had been the most successful year of the Transference policy, especially because the government had come to understand the importance of family transference to the overall success of the scheme. Young men from areas where familial ties were strong were far more likely to settle more permanently in the new areas if their parents and other members of the family could join them. In fact, most of the successful migration schemes were those that had been organised, since the late twenties, along familial and institutional lines, free from government control.

In addition to political action, resistance to state intervention could be expressed in a refusal to participate in Government training and transfer schemes; it could also form part of a rejection of the ‘demoralisation’ involved in the lives of individuals and families by a host of bureaucrats and social service volunteers. Migration could be an effective expression of this spirit of resistance. It was far from being an acquiescent response to unemployment for many who decided to leave the valleys. As one of the older unemployed men from the Rhondda wrote in a written statement to the Pilgrim Trust later that year:

For an outsider, who views the situation from the angle of the people in the abyss, or the slum worker out of work, the idea he gets of the depressed areas or Special Areas may be totally wrong…I want to suggest that our people are fully conscious of the economic principles which have brought change to the valleys. The question is, to migrate or remain. I have chosen to remain….

Migration was not simply a knee-jerk reaction to economic conditions; it was a conscious response for the hundreds of thousands who undertook it. The Ministry of Labour’s ‘General Review of the Industrial Transference Scheme’, circulated in 1938, found that 72% of the men known to have migrated in 1936 and 1937, had done so ‘on their own account’ without any reference to the official scheme. The overwhelming majority of workers who left South Wales either knew nothing of it, or they chose to ignore its provisions. It was frequently linked to training, which took place in work camps and centres. Resistance to these can be gauged from the fact that, of 3,000 men interviewed by the Unemployment Assistance Board in Merthyr in 1937, 2,300 refused to even consider it. The lack of flexibility in the location and organisation of the centres, the menial type of training offered and the scheme’s failure to guarantee employment that these forms of provision did not match the needs of coalfield communities already naturally resistant to government intervention. Moreover, of the 90,000 men officially transferred by the Ministry of Labour between 1930 and the middle of 1937, 49,000 returned home. The successful resettlement rate among juveniles was little better; it was estimated that between October 1934 and September 1937, approximately 40% of boys and 50% of girls transferred by the Ministry returned home to stay. It classified ‘homesickness’ as the main cause of this, but this was often intensified by the conditions under which the young people were made to live and work, and could be mitigated by careful placement and thoughtful after-care. Such planning was largely absent from the Scheme at its inception, and the reports given by returnees to the coalfield of the conditions they had been forced to endure undoubtedly fuelled resistance among other potential transferees and, more particularly, their parents, who were more and more likely to feel that ‘it was better for their children to be half-starved in Wales than hopelessly corrupted in London’.

Naturally, most of the Industrial Transference Board’s reports stressed the successes of the Scheme, and where cases of re-migration were reported these were written off as hopeless cases of homesickness, defying all the counter measures taken by local officials and employers. However, many of the placements were in domestic service, particularly in the London area. Wages were insufficient for the teenage boys to support themselves, the work was often arduous, the hours long and there was little time off for visits home. As a consequence, they simply ‘ran off’, giving the local officials no opportunity to relocate them. The solution was found by placing the boys in industrial employment. In 1937, the officers of the Birmingham Juvenile Employment Bureau visited Merthyr to interview juveniles and explain to their parents the opportunities available.  This resulted in the successful transfer of sixteen boys and seven girls. They were accommodated together at a hostel until suitable lodgings could be found close to their place of work. The managing director of one of the Birmingham firms of electrical engineers then employed a whole family from Merthyr, and they were given a bungalow from which the woman looked after a number of the firm’s transferred juveniles. Employers in Coventry also established a hostel in 1937, guaranteeing the employment of the Welsh juveniles for a year. However, most of the migration that took place, certainly among adults, was autonomous in organisation. As Captain Crawshay remarked in his survey for the Special Areas Commissioner’s 1937 Report, ‘Dai in the Midlands finds a job for Ianto at home’. Professor Marquand also noted that younger men were ‘subject to waves of feeling’ connected to the receipt of letters from friends who had already left Wales’, from which he concluded, in his 1937 Report for the South Wales Industrial Development Council, that a programme of training and transfer would only be successful if it were operated through a policy of group transfer. Social solidarity was the only means of real protection against an alien atmosphere characterised by precariousness and prejudice often encountered in the new industry areas.

The Hindenburg Blows Up

Following her triumphant first crossing of the Atlantic of the season, Germany’s huge airship Hindenburg, the biggest ever built, nosed down to the aerodrome at Lakehurst, New Jersey, on the evening of 6th May. A severe thunderstorm had just ended. As the landing lines were dropped, the ground crew began pulling the ship towards the mooring mast, when flames suddenly leapt from her tail. In a matter of a few seconds, the whole airship, filled with 6,700,000 cubic feet of inflammable hydrogen, was on fire; she began to buckle in the middle and fell to the ground. Passengers and crew jumped for their lives as flames and explosions destroyed her. Within five minutes, the fire had burnt out, leaving thirty-five dead among the wreckage. The dramatic pictures of the explosion, exclusive to The Daily Express, were flown across the Atlantic by two American pilots, who then returned to the United States a week later with exclusive pictures of the Coronation.  

 

The Twelfth of May: Coronation and Kind Hearts

At midnight on 30th April, London’s quarter of a million busmen came out on strike, after negotiations for a seven and a half hour day had broken down. London had to walk to see the coronation, but they were rewarded for their efforts by fine weather. The Coronation of King George VI in Westminster Abbey, the crowning place of thirty-seven monarchs since William I, of Normandy, required twenty-five thousand police and eight thousand special constables to handle upwards of ten million people who had thronged to London to see the world’s greatest free show. It was estimated that the show cost forty million pounds, and its preparation had lasted six months, since planning had first begun for the coronation of Edward VIII. At 10.30 a.m. the royal coach left Buckingham Palace with King George and Queen Elizabeth inside. In Westminster Abbey, the assembled Lords and Ladies, who had been in their 19-inch-wide seats before nine o’ clock, tried to conceal, as best as they could, the sandwiches and drinks they had brought with them, many using their coronets as picnic boxes. Outside the Abbey, forty thousand soldiers lined the route, with the crowds packed in behind them. They cheered at the six-mile-long procession, with its royalties in glass carriages, distinguished men and women from every country in the world. Soldiers, sailors, airmen, bands and prancing horses preceded the golden coach.

The crowning moment belonged to seventy-four year-old Cosmo Lang, no doubt relieved that he no longer had to crown an adulterer.  Immediately after, the hundreds of peers and peeresses put on their coronets and cried ‘God Save the King’ with everyone else in the Abbey. Guns at the Tower Of London and all over Britain were fired to mark the moment. At four o’ clock, the King and Queen were back at the Palace, appearing on the balcony with Princess Elizabeth and Princess Margaret Rose. For this appearance, the King wore the State Crown, not the heavy St. Edward’s Crown placed on his head earlier at the Abbey.

The Coronation also demonstrated how much George VI felt he owed to his speech therapist, Lionel Logue. He and his wife were given pride of place in the Royal box, much to the displeasure not just of the Archbishop of Canterbury, but also to many others in the Establishment. It was clearly of great importance to King George’s confidence that Logue should be physically close at hand during the ceremony. That night he broadcast to the Empire, the first time ever that a newly crowned monarch had talked to his people directly, and live, in their own homes. Logue’s coaching helped him to overcome his stammer, so that it was this speech of thanks to his people, which was the first of many successful encounters with the ever-present microphone he had previously dreaded. Edward had had two decades as Prince of Wales to prepare for the duties of King. His brother, as Duke of York, had not had to undertake many official engagements, but now found himself thrust into the limelight, and within five months had gone from being a diffident and unwilling inheritor of the Crown, sobbing for an hour on his mother’s shoulder, to overcoming all doubts and prejudices as to whether he could cope with the excessive pressures of kingship.

Many among those in the Abbey commented on the regal manner in which he carried himself throughout the event commended the King. During the ceremony, Churchill is said to have turned to his wife, Clementine, and said, ‘you were right! The other one would never have done!’ Although he had been a close friend and supporter of Edward VIII to the point where he, and many others, felt that he had blown his chances of a return to government, Churchill now accepted that the crown would now be safer on the head of King George VI. His love of formal ceremony, like that of his father, was clearly evident, just as his brother’s hatred of it had also been evident in the summer and autumn of the previous year, when he had used the very un-British excuse of ‘rain stopped play’ to cancel major events.  George VI only had to speak six words in response to the Archbishop’s questions; ’all this I promise to do’, which he managed by pausing in the right place rather than stammering. His wife and children, beautifully dressed, added to the occasion, and all those watching in the Abbey, outside, or on the newsreels later, fell even more deeply in love with the new royal family. The effect of the event was to unify both Right and Left behind the monarchy, especially because the pomp of pageantry, containing all the symbolism of the monarchy as the defender of the freedom of the people of Britain, seemed far more benign than the Blackshirts goose-stepping in the carefully choreographed fascist rallies of Nuremberg and elsewhere on the continent. Kingsley Amis wrote of how the coronation had ’upstaged’ Goebbels and Hitler. The summer Olympics of 1936, held in the German capital, may have been a triumph for Nazi Germany, but in 1937 it was Britain which was revealing its best bright clothes to the world, and London was putting on its own kind of show, which only it could do. May was a bad month for Germany in the propaganda stakes, beginning as it had done with the Hindenburg disaster.

Exits and Entrances

At the end of May, Neville Chamberlain finally replaced Stanley Baldwin, the worn-out ‘dear vicar’, as Prime Minister. Baldwin had been planning for many months to retire from political life, but the events that precipitated the Abdication and those which followed it, had kept him in office. As soon as George VI had been crowned, Baldwin decided to hand over the Premiership to his Chancellor, and on May 28th the Chamberlains moved next door in Downing Street. The former PM went to the House of Lords as Earl Baldwin of Bewdley. As René Cutforth observed, ‘his chief influence had been anaesthetic’. Stability and the status quo had been obsessions that he shared with the great majority of voters in the first half of the decade at least and, unless forced to do otherwise, ‘he had preferred to drowse’. He had a genuinely poetic passion for the idea of ‘middle England’, but had done precious little for working-class regions of Britain as a whole. Like many in his generation, Baldwin had continued to ‘bleed inwardly for the sufferings’ of the Great War, and had promised both himself and his country that those evils would never be repeated. ‘Its memory sickens us’ he said, and Britain needed to be protected from the twin evils of extremism, fascism and communism.

Baldwin had been the epitome of sleepy village England virtues that no longer fitted with the modern age. However, just as Baldwin had not been fond of first class minds, Chamberlain’s cabinet, when announced, excluded most of the able men who might be suspected of supporting Churchill, like Duff Cooper, Harold Macmillan and Julian Amery. The old gang was given the top jobs, including Sir John Simon, Sir Samuel Hoare and Lord Halifax. When Sir Thomas Inskip was announced as Minister of Defence, the House of Commons sat there laughing for several minutes. Halifax, an aristocratic Anglo-Catholic, was intensely loyal to his native Yorkshire. He was also shrewd, having spent a lifetime in public office, and was proud of his ability to see behind the public rhetoric of Churchill. As Viceroy of India, he had done what was necessary to keep the imperial connection. Neville Chamberlain, however, represented the economic imperialism his father had campaigned for, even though his parental home, Highbury, was a way from both the screw manufacturing industry and municipal radicalism that had first brought the late Victorian dynasty to pre-eminence. His more patrician stepbrother, Austen, had seemed more destined to lead the Conservatives, especially as foreign and imperial affairs had been his speciality. Apart from being another Midlands industrialist, Neville Chamberlain had little in common with Baldwin. He was an upright provincial businessman with an old-fashioned moustache who had once been Lord Mayor of Birmingham. To some, both these were signs of his lack of imagination and vision. A political observer at the time he became Prime Minister wrote of him:

This seeming lack of breadth of mind and culture…arouses some misgivings about Mr Chamberlain. Clarity of mind – and he has it in an unusual degree – is not enough if the mind, so to say, sees the field as part of the landscape, and that kind of limited vision is not necessarily compensated by courage such as Mr Chamberlain has. The two together should be a positive danger.

Neville Chamberlain had remained true to his Birmingham roots, committed to the improvement of local government, especially education, and possessing a strong instinct for what the professional middle classes wished to see in a Conservative Prime Minister. Above all, they valued the preservation of peace. Churchill, sensing that Chamberlain was a far more principled appeaser than Baldwin, felt renewed in his opposition to the policy. Simon Schama has written of how Chamberlain and Lord Halifax represented a more pro-active Britishness that Churchill understood, while Churchill understood ‘this England, this Britain of… the village institute, the small town chapel, the brass band’. However, he continued to insist that this England, this Britain, would never survive by simply hoping that the new powers on the continent could be persuaded to leave it alone. That would be to depart, as Duff Cooper remarked, from two and a half centuries of British opposition to one-power dominance of the continent.

On November 9th, 71-year-old Ramsay MacDonald, died from a heart attack in mid-Atlantic while on his way for a vacation in South America. In his long career he had been a radical ILP MP, a founding member of the Labour Party, a pacifist during the Great War, Britain’s first Labour Prime Minister, and Prime Minister of the National Government six years earlier. George V had told him that he was his the PM he had liked most during his reign. A suggestion of a burial in Westminster Abbey was made, but he was buried in Lossiemouth in Scotland, where he had been born.

Famous Females

Amelia Earhart, America’s ‘Miss Lindy’ had become the first woman to fly across the Atlantic when she landed in South Wales on June 18th, 1928, after a 1,900-mile non-stop flight from Newfoundland in the triple-engine seaplane, Friendship. Four years later, she had appeared with Lord Astor at the Epsom Derby, after flying the Atlantic for a second time, but the first time this had ever been done solo by a woman, landing this time in a field near Londonderry, in Northern Ireland. She had hoped to reach France. On 1st June 1937, she set out in a Lockheed Electra plane, a “flying laboratory,” to make a round-the-world flight. She reached South America, Africa, India and Batavia, but after beginning the last stages to tiny Howland Island, a mid-Pacific airbase, neither she nor her aircraft were ever seen again. After intensive searches, she was presumed dead. A week later, another American female icon of the early twentieth century, film star Jean Harlow, best known for her platinum blonde bleached hair which had started a vogue among hundreds of thousands of girls, died from uremia at her home in Beverley Hills, Hollywood, on June 7th.

The Windsors’ Saga Continued

The most famous American woman of 1936 had been Wallis Simpson. After the granting of her divorce had been made absolute in the first week of May, she was free to marry Edward, now Duke of Windsor. They wed on 4th June, at the Chateau de Condé near Tours in France. No member of the royal family was among the sixteen guests, but the sixty-year-old vicar of Darlington, Rev J A Jardine, against the wishes of the Archbishop of Canterbury, was there. Writing privately to the Duke a week before, he had been invited to officiate at the ceremony. After the wedding, the Duke and Duchess of Windsor, who received more than three thousand congratulatory telegrams and thirty thousand letters, left for a honeymoon in Austria, staying at the Schloss Wasserleonburg, near the Wörther See, throughout the summer. In July, Harold Nicholson performed one last service for Wallis. On her hurried flight to Cannes, during the Abdication Crisis, she had inadvertently left some notes at the Evreux hotel she had stayed in. These notes apparently ‘reflected greatly to her credit’ and upon hearing about them, Harold offered to retrieve them. Having succeeded in doing so, he then gave thanks in the city’s Cathedral for the completion of his mission. He needn’t have bothered, for some years later he discovered that the notes he had so painstakingly recovered had been carelessly lost once more by the Windsors.

The following October, they had a controversial rendezvous with Adolf Hitler at his mountain villa in Berchtesgarden, near the Austrian frontier. While the Duchess chatted with Nazi leaders, the Duke had a twenty-minute private audience with Germany’s dictator. Criticism followed this decision to make Germany the first country to visit on a tour of Europe planned by the Duke to investigate social conditions. Early in November, in his first public speech since his abdication address, he told journalists in Paris that he was mystified by the attribution of ulterior motives to his action. “Though one may be in the lion’s den,” he commented, “it is possible to eat with the lions if one is on good terms with them.”

However, Harold Nicholson was among those who thought the Windsor’s visit was ill advised, and its political connotations were clear, even if weakly discounted by the Duke himself. It left Nicholson, for one, considerably on edge. He himself had refused to travel through Germany ‘because of Nazi rule’, telling ‘Chips’ Channon that whereas ‘we stand for tolerance, truth, liberty and good humour…they stand for violence, oppression, untruthfulness and bitterness’, distinguishing traits that had obviously escaped the notice of the Windsors. It must have confirmed for Harold what many suspected: that the couple had fallen heavily for the ‘champagne-like influence of Ribbentrop. Rumour had it that the man nicknamed ‘Ambassador Brickendrop’ had ‘used’ the Duchess. Even Channon admitted that King George VI himself was ‘going the dictator way, and is pro-German, against Russia and against too much slip-shod democracy’. It has often been argued, somewhat with the benefit of the hindsight of what happened in the following three years, that Edward differed in many aspects from the government’s foreign policy, and foolishly allowed his tongue to run away with him in an unconstitutional manner. In Germany, these utterances created an impression of warm sympathy and an exaggerated idea of his power and influence. There is no evidence to suggest, however, that the former King’s views, however ‘pro-German’, influenced either the new King’s views, or government policy. After some deliberation, Nicholson concluded that Edward believed more than he should have in Herr Hitler’s integrity as well as in his own ability to continue to influence the course of events. In this, of course, he was not alone, as the events of 1938 were to reveal, though he was no longer, in any sense, in charge of those events. The man now in charge of Britain’s appeasement policy was Neville Chamberlain.

Living with the Dictators

Anthony Eden remained at the Foreign Office throughout 1937, but looked, at forty, increasingly out-of-place among the dull, grey knights of Chamberlain’s 1937 Cabinet. Worse still for him, whereas Baldwin had preferred to leave his Ministers to their own devices, Chamberlain was an interfering PM: he liked, he said, to give each member of his government a policy to pursue, and it was in foreign affairs that he chiefly meddled, because although he had little experience in that field himself, his policy of ‘Appeasement’ was not the same as Eden’s. It was believed by almost every liberal mind in Britain, including that of Churchill, that the Versailles Treaty had been unfair to Germany and needed to be revised, so that some form of ‘give and take’ policy might be needed in the highly charged atmosphere on the continent.

As winter approached,  Harold Nicholson was invited to participate in a kind of ‘brains trust’ on foreign affairs at All Souls College, Oxford. Its purpose was to set out guidelines which would neutralise the menace of the totalitarian states. It included A L Rowse, the historian and fierce critic of government policy, Arnold Toynbee, a loyal defender of it, Harold Macmillan, Basil Liddell Hart, and H A L Fisher.  With the Austrian and Sudeten Conflicts beginning to foment, the group suggested a ‘package deal’ to Germany, including allowing the Anschluss, getting the Czech government to allow cantonal status to the Sudetenland, and recognising Germany’s economic rights in eastern Europe. In return, Germany would be asked for assurances about the territorial integrity and autonomy of its eastern neighbours, to agree to limit its arms to giving it preponderance but not supremacy in central-eastern Europe, and that it would not support Italian ambitions in Africa and the Mediterranean. Nicholson put on record his outright opposition to this ‘deal’, and his belief in Germany’s ‘aggressive ambitions’ which he believed were based on the Nazi propaganda of the ‘heroic motive’ that inspired German youth and conditioned them to sacrifice themselves in the pursuit of world domination. The group, divided into ‘traditionalists’ and advocates of  ‘a new policy of trying to conciliate the strong’, between ‘moralists’ and ‘realists’, failed to reach a consensus, eventually breaking up in May 1938.

In November 1937, Chamberlain had dispatched Lord Halifax to Berlin. Halifax was very interested ‘getting together with Hitler and squaring him’, and also met Goebbels and Goering (picture left) but wasn’t able to ‘square’ the Führer on this occasion. ‘We have a different set of values,’ he confided to his diary, ‘and were speaking a different language’. However, Halifax reported to the Cabinet that, in his view, the Germans had no policy of immediate adventure. Their country was still in a state of revolution. Nevertheless, they would press their claim in s in Central-Eastern Europe, though not in a form to give the Western powers cause to interfere. The PM took the view that an atmosphere had been created in which ‘practical questions’ involved in a European settlement could be discussed. Even though Halifax did not pretend to himself that he was using the same language as Hitler, he did want to go on talking in the hope that, sooner or later, some breakthrough of understanding may occur. The ‘state of revolution’ would eventually cease, and then the appeasers would have their role to play in the adjustments of world power that seemed to be taking place. Change could not simply be resisted, but it could be made as harmless British Imperial interests as possible. This condescending attitude transferred itself to the physical sphere of Halifax’s diplomacy, as he was a very tall man, six feet five inches. By contrast, he referred to both Hitler and Goebbels in his diary as ‘little men’. Hitler was the nasty one, Goebbels the more likeable one.

Whereas Eden was contemptuous of Italy, and was pursuing a strong line on non-intervention in Spain, insisting that both the Germans and Italians should take their promises more seriously, Chamberlain set about conciliating Mussolini, accepting his conquest of Abyssinia. He decided to go ahead with an Anglo-Italian agreement, without terms, to ease the bad feeling between the two countries that had existed since Il Duce’s invasion in 1935. Eden, firmly committed to the League of Nations policy, insisted that Mussolini should first agree to withdraw Italian troops fighting under Franco’s command. Finally, in a conversation between Grandi, the Italian Ambassador, Eden and Chamberlain, the PM actually argued Grandi’s case for him against Eden. The Foreign Secretary was eventually to resign over this issue in February 1938, to be replaced by Halifax, who had no qualms about letting Chamberlain run the Foreign Office. His view had not changed since the time of his Berlin visit, and was remarkably similar to that expressed by the Duke of Windsor; ‘you have got to live with the devils whether you like them or not’, Halifax wrote, reflecting on Eden’s ‘natural revulsion’ for dictators.

Incidents and Intervals

In many ways, 1937 represented a brief interval in the British inter-war drama before the curtain rose on the last act of the thirties. There were now two ‘open’ wars in progress, as well violent persecutions and civil strife across the continent. One a civil war in Spain, which it seemed Franco was going to win, and one in the Far East, which had partly emerged out of a decade-long civil war between nationalists and communists in China. Taking advantage, expansionist Japan had marched into Peking in July, following its annexation of Manchuria in 1931. A shooting incident near this frontier had led to the invasion, but China’s resistance under Chiang-Kai-Shek, its nationalist dictator, was greater than the Japanese had bargained for. He had built up a well-disciplined, well-equipped army, aided by his American-educated wife, Mei-Ling, who had taken over the organisation of propaganda, censored the news and negotiated foreign loans, using her connections as a member of China’s influential Soong family.  At Shanghai on 28th August, sixteen Japanese planes had bombed the area around the South Station, killing two hundred civilians. An estimated 136 million people all over the world, in newspapers and newsreels, saw the picture (above right) of an abandoned baby crying amid the ruins. It was an abiding image and a warning of what might be to come in Europe as strong as those from the bombing of Guernica, four months earlier.

In December, on Sunday 12th, there was an international incident. This time the Japanese planes swooped down to bomb the US gunboat Panay, which was steaming along the Yangtze River, carrying Chinese refugees from Nanking, China’s capital at that time. The Panay seamen fired back with antiquated Lewis guns, but the planes kept in line with the sun, blinding the gunners. In two hours, the Panay sank and fifty-four survivors, who had got to the riverbank under heavy machine-gun fire from the planes, lay hidden, many badly wounded, in the rushes until the Japanese flew away. Hiroshi Saito, Japan’s ambassador to the United States offered immediate apologies when he heard the news, claiming that the bombing was ‘completely accidental’ and calling it ‘a terrible blunder’. Soon after, Tokyo made offers of full compensation and promised to punish offenders. Apologies were accepted by the ‘pacific’ Americans.

Britain, although having important commercial interests in China, was not strong enough to take on Japan alone. The French were busy building an impregnable fortified strip stretching all the way across northern France to the Belgian border, with hundreds of miles of underground workings. It never occurred to anyone that this might not turn out to be the fortification to provide the West’s main guarantor on land. Since Chamberlain’s accession, the speed of rearmament in Britain had quickened, but by no means feverishly, and the Army was being brought up to date, to make it less class-ridden, with commissions being given to intelligent NCOs (Non-Commissioned Officers). Despite the need for speedy rearmament, however, there were still 1,600,000 unemployed, and the efforts of Leslie Hore-Belisha, the new thoroughly modern War Minister, were resisted by the Generals with references to his Jewishness.

There had been a large influx of Jewish refugees from Europe, so large as to be noticeable on the streets of London, the continental cut of their clothes making them conspicuous even in crowds. The Nazis were already at war with their Jews, and particularly the intellectuals among them, so the number of these among the refugees was disproportionately large. The universities benefited from this, especially in the sciences, though the newcomers to Britain had little to do with the most shattering of all the scientific discoveries of the century: the atom had already been split at Cambridge and a handful of physicists already new that it might be possible to make an atomic bomb. The application of this knowledge in the US in the 1940s was, however, very largely the work of exiles from central and eastern Europe, fleeing Nazi tyranny. But that’s a different, well-documented story. In Britain in the late thirties the ordinary refugees were unpopular, but, after Cable Street, not to the point of open violence. The attitude of plebeian Londoners at the time seemed much the same as those of the patricians, like Duff Cooper, who once announced ‘although I loathe anti-Semitism, I do dislike Jews’. A well-known bus-conductor expressed his feelings by providing a free translation for his Jewish passengers, bawling out ‘Swiss Cottage – Kleine Schweizer-Haus’.

‘So ends a historic year’, Harold Nicholson observed in the last pages of his diary for 1937. His garden home of Sissinghurst on the Weald of Kent was ‘developing splendidly,’ and his life was ‘as gay as an Alpine meadow patinated with the stars of varied flowers’. For him, as for many in Britain, it had been a happier, more useful year. The only snag was that it was ending ‘clouded by the menace on the Continent.’ Taken together, the two years of 1936-7 contained a remarkable series of events in every aspect of British life – royal, political, economic, social, and cultural – which changed the course of the twentieth century experience of every creed and class in the country and forged a new age of modern Britain.

 A Literary Interlude: The Remains of the Day

The Remains of the Day by Kazuo Ishiguro was published in 1989, and became an international bestseller in English. It was adapted into an award-winning film starring Anthony Hopkins and Emma Thompson, by Merchant Ivory Productions. Both book and film became celebrated evocations of life between the wars in a Great English House.

In the strory, the fictional ’Darlington House’ becomes a venue for the aristocratic games of diplomacy which typified the deluded times of the setting, spawning a film and television genre from Gosford Park to Downton Abbey. A ’Conference’ on Germany is held in 1923 at the time of the Reparations Crisis and Locarno Treaty, and in 1936, an ’unofficial’ meeting takes place between Lord Halifax, shortly to become Foreign Secretary upon the resignation of Anthony Eden, and the German Ambassador to London, Herr Ribbentrop, the first of a series. Halifax arrives first, exclaiming somewhat nervously to his host, ’Really, Darlington, I don’t know what you’ve put me up to here. I know I shall be sorry.’ As Lord Darlington takes him on a tour of the House to relax his nerves, Halifax continues to express his doubts about the evening ahead. At one point, however, the butler, Stevens, hears the distinguished guest comment on the quality of the silver he is shown, which puts him into ’a quite different frame of mind altogether’. The butler looks back on this some twenty years later with a sense of pride that ’the state of the silver had made a small, but significant contribution to the easing of relations between Lord Halifax and Herr Ribbentrop that evening’. The butler goes on to defend his employer’s rlationship with the German Ambassador:

It is, of course, generally accepted today that Herr Ribbentrop was a trickster: that it was Hitler’s plan throughout those years to deceive England for as long as possible concerning his true intentions, and that Herr Ribbentrop’s sole mission in our country was to orchestrate this deception… It is, however, rather irksome to have to hear people talking today as though they were never taken in by Herr Ribbentrop – as though Lord Darlington was alone in believing Herr Ribbentrop to be an honourable gentleman and developing a working relationship with him. The truth is that Herr Ribbentrop was, throughout the thirties, a well-regarded figure, even a glamourous one, in the very best houses. Particularly around 1936 and 1937, I can recall the talk in the servants’ hall from visiting staff revolving around “the German Ambassador”, and it is clear from what is said that many of the most distinguished ladies and gentlemen in the country were quite enamoured of him.

The fictional Lord Darlington, Stevens tells us, received hospitality from the Nazis on several trips made to Germany during those years, which was nothing unusual. The guest lists for the banquets held by the Nazis at the time of the Nuremberg Rally would make interesting reading if published in The Times, he suggests. The great majority of these ladies and gentlemen were returning to England with ’nothing but praise and admiration for their hosts’. He goes on to describe as ’salacious nonsense’ any suggestion that his master was anti-Semitic, or that he was closely associated with Mosley’s British Union of Fascists, despite the ’blackshirt’ leader visiting the Hall on three occasions ’in the early days of that organisation before it had betrayed its true nature’. Lord Darlington quickly disassociated himself from Mosley’s movement when its ugliness became apparent. As the butler saw it, the BUF was ’a complete irrelevance to the heart of political life in this country’. On the other hand, his employer, as he also saw it in his grand delusion was ’the sort of gentleman who cared to occupy himself only with what was at the true centre of things, and the figures he gathered together in his efforts over those years were as far away from such unpleasant fringe groups as one could imagine.’ These were figures with ’a real influence on British life’, including politicians, diplomats, military men and clergy. They included Jews, he points out, at pains to bury an earlier incident in which he was instructed by Lord Darlington to discharge two Jewish chambermaids, despite the objections of the housekeeper. Towards the end of the book, Stevens describes, in flashback, one of these evening gatherings at Darlington Hall:

At almost precisely eight thirty, there came the sound of motor cars pulling up on the courtyard. I opened the door to a chauffeur, and past his shoulder I could see some police constables dispersing to various points of the grounds. The next moment, I was showing in two very distinguished gentlemen, who were met by his lordship in the hall and ushered quickly into the drawing room. Ten minutes or so later came the sound of another car and I opened the door to Herr Ribbontrop, the German Ambassador, by now no stranger to Darlington Hall. His lordship emerged to meet him and the two gentlemen appeared to exchange complicit glances before disappearing together into the drawing room. When a few minutes I was called to provide refreshments, the four gentlemen were discussing the relative merits of different sorts of sausage, and the atmosphere seemed on the surface at least quite convivial.

Meanwhile, Lord Darlington’s godson, Reggie Cardinal, an international affairs columnist has arrived, and begins a conversation with Stevens in the library. He has received a tip-off about the events going on in the drawing room and claims to be concerned that his lordship is getting into deep waters, and is out of his depth:

Over in that room…there is the British Prime Minister, the Foreign Secretary and the German Ambassador. His lordship has worked wonders to bring about this meeting, and he believes – faithfully believes – he’s doing something good and honourable.

He asks Stevens if he knows why the three gentlemen have been brought together. The butler does not, nor is he curious to know. It is not his place to do so. Reggie tells him that his lordship is being made a fool of, being manoeuvred like a pawn by the Nazis, through Herr Ribbentrop, just as easily as Hitler’s pawns back in Berlin. Fuelled by copious amounts of brandy, he continues:

His lordship is a gentleman. That’s what’s at the root of it. He’s a gentleman, and he fought a war with the Germans, and it’s his instinct to offer friendship to a defeated foe. It’s his instinct. Because he’s a gentleman, a true old English gentleman. And you must have seen it… the way they’ve used it, manipulated it, turned something fine and noble into something else – something they can use for their own foul ends?…Today’s world is too foul a place for fine and noble instincts…Over the last few years, his lordship has probably been the single most useful pawn Herr Hitler has had in this country for his propaganda tricks. All the better because he’s sincere and honourable and doesn’t recognise the true nature of  what he’s doing. During the last three years alone, his lordship has been crucially instrumental in establishing links between Berlin and over sixty of the most influential citizens of this country. It’s worked beautifully for them. Herr Ribbentrop has been able virtually to bypass our Foreign Office altogether. And as if their wretched Rally and their Olympic Games weren’t enough,… his lordship has been trying to persuade the Prime Minister himself to accept an invitation to visit Herr Hitler. He really believes there’s a terrible misunderstanding on the Prime Minister’s part concerning the present German régime… At this very moment, unless I am very much mistaken, …his lordship is discussing the idea of His Majesty himself visiting Herr Hitler. It’s hardly a secret that our new King has always been an enthusiast for the Nazis. Well, apparently he’s now keen to accept Herr Hitler’s invitation. At this very moment, Stevens, his lordship is doing what he can to remove Foreign Office objections to this appalling idea.

Stevens replies that he trusts his lordship’s judgement, to which Cardinal responds that no one with good judgement could persist in believing anything Herr Hitler said after the Rhineland. Although this is a fictional account, it does represent the atmosphere of aristocratic delusion which accompanied the development of the appeasement policy in the years 1936-7.

Sources: 

Norman Rose (2005), Harold Nicholson. London: Pimlico

Andrew J Chandler (1989), ‘The Re-making of a Working Class’ . Cardiff (Phd Thesis)

Keith Robbins (1997), Appeasement. Oxford: Blackwell

Tony Curtis (ed.) (1986), Wales: The Imagined Nation. Bridgend: Poetry Wales Press

René Cutforth (1976), Later Than We Thought. Newton Abbott: David & Charles

Simon Schama (2002), A History of Britain, 3, 1776-2000: The Fate of Empire. London: BBC Worldwide

The Labour Party (1937), South Wales: Report of the Labour Party’s Commission of Enquiry into the Distressed Areas.

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