Surviving Auschwitz and the Budapest Ghettos:

Susan (Zsuzsa) Pollock was deported as a child of fourteen to Auschwitz from the Hungarian countryside in 1944. Her story is available to read and download at https://www.hmd.org.uk/resource/susan-pollack/. Apart from those who survived Auschwitz, there were many children who escaped the death marches and Arrow Cross terror in Budapest, and survived, scarred by the experience of loss of family and friends. Here, I quote published and unpublished testimony from these children remembering that dreadful summer of 1944.

Tom’s Tale – Air Raids on Budapest:

The German occupation and the collaboration of the Hungarian state in it meant that the previous agreement with the Allies not to bomb the country was negated. The bombardment of Hungary began in the summer of 1944. The warm summer of 1944 was a summer of allied (mainly RAF) airstrikes. Two-year-old Tom Leimdorfer (whom I first met in the UK in 1987) often played outside in their small but secluded front garden on the Pest side of Budapest. They had a radio and were generally the first to hear the air raid warnings. The bombers normally came from the south and the direction given over the airwaves was: ‘Baja, Bácska, Budapest’.

These were amongst Tom’s first words, acting as an air raid warning to people in the flats above us as he ran around naked in the garden shouting ‘Baja, Bácska, Budapest!’ They would then all go down to the cellar, which served as a very inadequate air raid shelter.

The RAF was bombing them and their lives were under threat from them, but they were not ‘the enemy’ as far as Tom’s family was concerned. Tom’s father was ‘missing’ on the Russian front (pictured above with his unit) and Russian troops were advancing towards Hungary with all the uncertainties and horrors of a siege of Budapest approaching, but they were not their ‘enemy’ either, but their hoped-for liberators. Yet Tom’s maternal grandparents were taken by Hungarian special forces on the orders of the Gestapo with no objection or resistance from their neighbours. Looking back, Tom wrote that the ‘enemy’ was war and inhumanity, hatred and anti-Semitism.

Tom’s ‘official’ baby picture.

Tom Leimdorfer’s grandfather Aladár spent much of his time on his allotment just outside the small town of Szécsény, where he also kept bees, enjoying the simple life in retirement. Tom’s mother later told him that they last visited the elderly couple in early May 1944 (as shown in the picture of her with her mother, right), when Tom was 18 months old, just a few weeks before they were deported to Auschwitz. Tom is in no doubt that his grandparents would have been taken straight to the gas chambers on arrival. The story of the lively Jewish community in Szécsény was later told by the photographer Irén Ács in a moving account and photos of her friends and family. She also survived in Budapest, but nearly all her friends and family perished.

The Long Shadow of Auschwitz from Szécsény to Pest:

Early in May, the Jews of Szécsény were ordered to leave their homes and belongings apart from a small case with a change of clothes and essentials. They were restricted to a ghetto of a few houses near the school. On the 10 June 1944, they were taken under special forces’ escort to the county town of Balassagyarmat, some 20 km away. There were no Germans in Szécsény, the whole operation being carried out by Hungarian special forces. In Balassagyarmat, the Germans supervised the loading of the wagons from the whole region with ruthless efficiency. By nightfall, the long train of cattle wagons carrying over 2,500 men, women and children were on their way to Auschwitz. The memorial in the Jewish cemetery of Szécsény has 303 names of those killed in the Holocaust from that town of around 6,000 people. A similar fate befell villages across Hungary, where there was no time for any reaction, let alone organised resistance, by the Jewish families or their Christian neighbours.

Another ‘Jewish’ child in Budapest in 1944 was Marianna (‘Daisy’) Birnbaum (née László), who wrote up her family and friends’ stories in her 2016 volume, 1944: A Year Without Goodbyes. In her introduction to this, she wrote:

1944 was the most important year of my life. My childhood ended in 1944 and what I experienced during that time determined the decades that were to follow. Ever since the age of ten, I see the world as I then saw it. In the battle between God and Satan. Satan won, but we have not been told. By now, I know that the perpetrator can be a victim at the same time. However, this awareness does not help me to give up that hopelessly ‘Manichaean’ view of the world that the year 1944 had created in me.

Due to luck and the bravery of my father, my parents… survived, but many of my relatives became the victims of German and Hungarian Nazism. … I also want to report on those who by some miracle had survived those terrible times, because their lives too had irrevocably changed.

In the summer of 1944, she and her mother rushed to her Uncle Lajos Benke (formerly Blau, pictured below) for advice when her father was taken by the Gestapo. For a while, having an ‘Aryan’ spouse exempted Jews from racial legislation. Although her Aunt Juliska was non-Jewish, Uncle Lajos was registered as a Jew. They lived in an elegant apartment in Buda. He could give them no advice, but would not allow his sister and niece to return to Pest due to the allied bombing. They spent three days there, but Daisy’s mother grew nervous and worried that they would cause trouble for their hosts. In order to take up residence, even temporarily, they should have registered with the local police, but Jews were not permitted to change residence and so it was safer for them to leave. Daisy became six that summer, so she had to wear a yellow star. By then, her father, who had paid a large bribe to a Gestapo officer, was temporarily free.

He also arranged Swiss protection for Uncle Lajos, who came to live with them in the apartment they shared with about twenty other people. In order to be with her husband, Aunt Juliska appeared daily in the house, despite exposing herself to the constant danger of air raids through these visits to the Jewish neighbourhood. Martial law was put into effect: Jews could only leave their so-called ‘protected houses’ for only two hours per day. In any case, she was never allowed to leave the house alone, though she sometimes rushed out in secret when she could no longer bear such a large number of people packed into the house, the permanent loud yelling and various other noises. Once outside, she walked down one of the main streets until stopping in front of the local patisserie. What happened next was one of those peculiar small acts of human compassion which randomly punctuated life during wartime:

… swallowing hard, I watched the children inside, sitting in the booths, licking their ice creams. Jews were banned from there, too, and I had not had ice cream since the summer before, because … by the time spring came, I was no longer permitted to enter such places.

Suddenly a shadow was cast upon the shop window and when I turned around, I saw a German soldier standing next to me. He must have been an officer because there were stars on his uniform. “Was magst du? Willst du ein buntes?” he asked. … Frightened, my response was barely audible. He took my hand and walked me with the yellow star on my dress into the patisserie and ordered two scoops of mixed ice cream for me. Of course, it was he who was being served but I believe that the people sitting inside understood what had happened.

The officer pressed the cone in my hand, paid and moved toward the exit. I followed him, the ice cream in one hand, the other that the soldier no longer held, hanging awkwardly, as if next me. I murmured my thanks as he hurried away without a backward glance. He was the one and only German soldier I had met during the war. Should I draw from this meeting a conclusion regarding the relationship between the German Nazi army and the Jews? 

The map shows the ghettos and zones set out in the deportation schedule. Places referred to in the text: Szécsény, Balassagyarmat, Szolnok, Komárom, Cinkota, Csepel, Kispest.

Daisy’s Relatives & Friends in Szolnok & Komárom:

Daisy’s father’s family lived in Szolnok, and her mother’s relatives were in Komárom, which was returned to Hungary through its Axis alliance. Of these two families, sixty-four perished in the various extermination camps, comprising men, women and children. Her father’s brother, her Uncle Bálint (above), was arrested on the German occupation of Szolnok, together with several of the wealthier Jews. They were beaten and tortured, first in the jail in the town and later in Budapest. Meanwhile, their families were deported from the town. Trains, made up of cattle cars, were already in the station when the gendarmes took Aunt Ilonka back to their home leaving Pista, aged twelve, on his own with a rucksack on his back, waiting for her in front of the wagons. She returned to the platform just as the huge doors were about to be slammed shut and locked. The gendarmes had been searching her home for hidden money and jewellery and had she not handed everything over, she would quite possibly have been beaten to death then and there. In the best case, she and Pista would have been put on the next train.

They did not know it at the time, but the first train was directed via Austria whereas the following one went directly to Auschwitz. Their catching the first meant the difference between possible survival and immediate death. They were eventually reunited with Bálint on an Austrian farm he had been deported to but found themselves separated again when taken to work at the Anker bakery in Vienna. They then survived an air raid and by the time they were transferred to Terezin concentration camp, there were no longer any trains being directed to Auschwitz. When they eventually all returned to Szolnok, they were able to begin a new life with the help of other jewels which Bálint had hidden in a different spot that he had shown only to Pista.

Bálint and Ilonka also had an elder son, who was twenty-three in 1944. He was known as ‘Sanyika’ (pictured above). Barred from university because he was Jewish, he was put to work in the extended family’s iron and metal plant, though at heart he was a poet. Drafted into the forced labour corps in the army in 1940-41, he was dispatched to the Carpathians. After his parents were deported, his poems (stored in the attic of the Szolnok house) were thrown about by neighbours who ransacked the place, searching for anything of value. Many years later, Pista met one of Sanyika’s friends in Budapest and two others in Israel. They told him that Sanyika had become desperate after he had learned of the deportations of his parents. He stopped caring about his own fate, clashed with the guards who beat him severely. When his three friends tried to escape, he refused to join them. It was a cruel twist of fate that those whom he believed to have died survived, whereas he disappeared without a trace and was thought to have perished.

Daisy’s mother’s family lived in Komárom and the neighbouring settlements. In early June 1944, Hungarian gendarmes put her grandparents into a freight train and sent them off to Auschwitz. Two letters from them have survived. The first was written to her around Christmas 1938, and the second came into her hands in 1995 when she found it among her mother’s papers. Her grandparents wrote it together, a day before they were deported from the Komáron ghetto. She realised that her mother must have carried the devastating message in her own clothing until after the liberation of Hungary and then when they escaped Hungary in 1956 and went to live in California. She reflected on how, when …

… soon after the war’s end I saw my parents – who were then in their thirties – having a good time (they even danced!), I was very angry at them for “forgetting so fast.” It took a long time of maturing until I understood that they forgot nothing: Just here and there they searched for a moment of joy in order to survive what had been barely survivable.

Her mother’s younger brother, József Blau, sent two postcards to family members in July 1944, one of which encouraged his cousin to send a postcard to deported relatives, which was limited to thirty words in German, placed in an envelope and given to the Jewish Council in Budapest from where it would be forwarded. We know now that, in order to avoid panic among the newly-arrived deportees at Auschwitz, the Nazis made them send postcards to their families from Waldsee. The cards could be picked up in the office of the Jewish Council at Budapest, Sip utca 12 on the basis of published lists. Characteristic of the Nazis’ infinite cynicism, there was no need to put stamps on the cards sent in response, because the cards were destroyed, either in the Council or at the next step, since the addressees were no longer alive. Daisy’s mother also had a cousin in Komárom, Aunt Manci, whose daughter, ‘Évike’, was of a similar age to Daisy so that they became inseparable friends (pictured below). Uncle Miki, Aunt Manci’s husband, had been called up to serve in a forced labour camp at the beginning of the war and after a short time he was declared ‘missing’. They never found out what had happened to him. Aunt Manci and Évike remained alone until, in the early summer of 1944, together with Marianna’s grandparents, Aunt Manci’s family was deported and Évike was also taken to Auschwitz. Daisy wrote that she often wondered: Who held her hand on the ramp as they stood in front of Mengele?

Another little friend in Komárom was Ági. She was also deported to Auschwitz with her mother where they were immediately gassed. Her father was in a labour camp at the time, but somehow survived and returned to Komárom in 1945. Jenő found no-one alive from his family and lived alone for months in their old house until he met Rózsi, a former acquaintance. She too had been sent to Auschwitz with her mother and her own daughter. The child clung to her grandmother which resulted in the two of them being sent immediately to the gas chamber. Rózsi, therefore, found herself in the other line of those who had survived the first selection. She was transferred from Auschwitz and worked in an ammunition factory. Broken, the lone survivor from her family, she also returned to Komárom and after a short time, she and Jenő decided to marry. However, soon after four or five young women who had spent some time recuperating after surviving the camps, also returned to Komárom. They recognised Rózsi as the “dreaded capo”, a prisoner assigned by the Nazis to supervise the rest of the prisoners in the camps. They visited Jenő and claimed that she had beaten and tortured them both in Auschwitz and later in the ammunition factory where they too had been transferred. Allegedly, he then pounced on her and almost strangled her. With a great effort, the neighbours succeeded in pulling him off Rózsi, taking her onto the grass outside to revive her. He then went into the house, left with a bag and disappeared from Komárom, reportedly for Palestine.

It was, again, a twist of fate which meant that Daisy was not sent to Auschwitz with her grandparents. When the Germans occupied Budapest in March 1944, her grandfather had demanded that her parents should send her to Komárom right away, accompanied by her friend Mariska, and they both set out for the Western Station soon after. However, when they arrived at the station, there were police and soldiers everywhere, demanding to see documents. When Mariska admitted that whereas she was a Christian, her companion was Jewish, they were barred from boarding the train. However, had she been allowed to board, she would almost certainly have been deported with her grandparents, ending her life in the gas chambers of Auschwitz. In early June, her grandparents, along with the rest of the Jewish community of Komárom, were first moved to the ghetto and then, a few days later, they were all herded into cattle cars to be deported. Gazsi, their shop assistant and factotum, helped the Bau family, although the gendarmes threatened to put him on the train too. Daisy’s dog, Foxy, who had been cared for by Gazsi for the previous few weeks, began barking at this struggle, and one of the gendarmes shot him dead. Gazsi then ran to the post office from where he mailed the Bau’s last letter, adding the last details about Foxy. The letter arrived on 13 June, Daisy’s mother’s birthday, the letter which eventually came into their granddaughter’s possession over fifty years later. Daisy recalled its immediate effects:

Neither before, nor after, have I seen anything like this. With the letter in her hand, my mother ran through the apartment in circles, screaming and tearing out her hair (literally). I was merely told that my grandparents, in the company of many relatives, were ‘taken away’; no-one knew where. … I was around fifteen when I found out that (Foxy) had been shot… Since then, I have been mourning him as another Holocaust victim from my family.

Scarred Schoolfriends from Budapest:

In the capital itself, rumours had been circulating claiming that those who converted would not be deported so that many Jewish families tried to save themselves by seeking Protestant pastors who would help them by providing certificates of baptism without studying or preparation. In one of Uncle Józsi’s postcards, sent just before he was shot dead while being deported to Austria, he mentioned that some members of their larger family were visiting a parish priest. Tom Leimdorfer’s mother had already converted to Calvinism. Daisy’s father gained the assistance of the pastor of the Fóti út Evangelical Congregation and decided that both she and her mother should convert. Her mother, however, refused, and would not let her daughter attend either. Her father, therefore, got his ex-secretary to stand in for his wife, but he could not get a Christian child to stand in for Daisy, so she remained Jewish.

A number of Daisy’s friends and classmates also survived the year 1944 as children and grew up to be wounded people. Instead of losing their relatives to illness or old age, to traffic accidents or even random bombing, their family members were victims of a well-prepared genocide. ‘Tomi’ was born in Budapest in 1931. His father owned a large factory that produced light fixtures; his mother was a concert pianist. The entirely assimilated family, living on the first floor of a Rózsadomb villa, decided to take the final step and converted to Catholicism, mainly to avoid the increasing restrictions on Jews. Nonetheless, in June 1944, they had to leave their home, as Tomi, his mother and his older sister Edit were moved to a ‘Jewish house’. By then, his father was also in a forced labour camp. In October, all three of them had to report to the brick factory of Óbuda, from where they were supposed to be deported. Tomi’s father was able to provide them with Swiss protection documents and, therefore, three days later, they were moved to the overcrowded ghetto. There, Tomi shared a room with six children but he succeeded in smuggling them all out because he had two copies of the document proving that he was a Roman Catholic. Following his plan, two boys left the ghetto (one at each exit) with the documents, met outside, one returning with both copies so that the exeat could be repeated until all seven of them were outside the walls.

Ágnes, born in Budapest in December 1933, lived with her parents in an apartment which became crowded when her mother’s sister Irén, her husband Retső and their two sons moved in with them from the small town of Cinkota, near the capital, during the spring of 1944. Her father was soon drafted into the army, but as he was forty-six years old, he narrowly avoided being sent to the Russian front. Instead, he was directed into forced labour from where he was allowed to send a postcard to his family each week so that they were not too worried about him. Teaching at Ági’s elementary school was discontinued after 30 April and she had to wear a yellow star, a humiliating sign that had to be sewn on to each and every piece of outside clothing. The family was also forced to move to a house marked with a yellow star. Ági slept with her mother on a couch in the hallway. Jews were allowed to shop only after 10 a.m. by which time everything had gone from the shelves. Ági went to the local bakery and queued for bread, so at least they had fresh bread to eat. She did not remember whether they had ration cards, which were legally valid for Christians only. She did remember her Aunt Irén poking the worms out of a piece of meat and cooked it, but Ági refused to eat it. During the warm summer, the children played out on the flat roof, or on the staircase, as they were no longer permitted to go to the park. On 3 July, Ági’s Uncle Ernő and his sixteen-year-old son Péter went out to Csepel, the industrial island in the Danube, to look for work in order to avoid deportation. They were never seen again. The family later heard that they had been rounded up in a raid and later perished in Auschwitz, the father committing suicide by running into the electrified fence.

Before the spring of 1944, Marianna’s Jewish friends in Budapest led a very active outdoor life, getting ‘Brownie’ cameras and bicycles for their birthdays. As late as the winter of 1943-44, they went skying at Normafa, a popular skiing slope in the Buda Hills. However, outdoor life soon came to an abrupt end as Jewish families no longer dared to show themselves at places of leisure, even if not yet officially banned. They feared to call attention to themselves during the frequently conducted parasite roundups aimed primarily at Jews by Hungarian fascists. Following the Nazi occupation, they suddenly found themselves excluded from most public places and during the worst times the families lost contact with each other because they were ordered to live in different ‘Protected houses’. They didn’t meet again until 1945 when Marianna learnt that her best friend in Budapest, Marika, hidden in a nunnery, remained the sole survivor of her family. Her parents and her brother Andris were taken from their ‘protected house’ by the Arrow Cross paramilitaries and were shot into the Danube. Andris, Marianna’s first boyfriend, was just thirteen.

Ágota, or ‘Ágika’, was a silent little girl who loved her father more than she loved anyone. Whenever her father was at home from his forced labour service, Ágika always sat very close to him, but during the spring of 1944, she was at home alone with her mother, Ilus. When her husband was away, Ilus found it difficult to cope with the new world that seemed ready to destroy her and her family at any moment. She continually expected to be arrested by the Gestapo, a fear not quite unreasonable since Ágika’s father owned a rubber and tire factory which was now under the control of the Hungarian state, but could have been too useful a source for the Germans to allow to remain in the hands of the state. There were still a number of similarly wealthy Jewish families living in the same building. Once a green Mercedes stopped at the park entrance of the house, and a few minutes later, when the soldiers left, they took one of the tenants along. A few days later, when Ilus saw the distinctive Mercedes again from the window of the fifth-floor apartment, she assumed the worst when three soldiers got out and started towards the gate. As she heard the elevator approaching the upper floors, she grabbed her daughter and dragged her towards the balcony door, with the aim of throwing themselves off the balcony. Ágika struggled with her mother, preventing her from opening the door by biting her wrist before screaming at her:

You are not going to kill me, you murderer, I am going to wait for my Daddy!

While they continued to fight quite bitterly, the noise from the elevator shaft stopped, and the sound of boots could be heard from the floor below. Mother and daughter sat on the floor for some minutes, gasping for air, before bursting into tears. They were later hidden by a Christian family who, though well remunerated for doing so, were  risking their lives, as the ubiquitous posters chillingly proclaimed:

Whosoever hides Jews will be hacked to pieces.

Thanks to Ágika, the three of them survived the horrors of 1944. So did Gyuri, Ágika’s cousin, who moved in with them. His mother was the elder sister of Aunt Ilus and one of the many ‘who did not return’. His parents had divorced when Gyuri was little, so he lived with his mother, brother and maternal grandmother. His father was ‘reported missing’ earlier in the war, so Gyuri became a ‘half-orphan’ at the age of ten. In 1944, they lived in wretched misery with many others in a ‘Jewish house’ waiting to be deported. He later recalled the hostility of their ‘Christian’ neighbours:

We were gathering in the courtyard when the passers-by stopped in the street, cursing us and spitting at us over the iron fence. Watched by, and at the pleasure of the bastille crowd, we were taken in a long procession along Rákóczi út to the synagogue in Dohány utca.

Apparently, a German soldier filmed the entire action by the Hungarian gendarmes which can be viewed in the permanent collection of the Holocaust Memorial Museum in Washington. The plan was to move the several hundred Jews to the railway station, but the manoeuvre was suddenly halted and all were marched back to the ‘Jewish house’, after being forced to hand over their watches, jewellery and the cash they had on them. With the help of relatives, Gyuri’s family then received Swedish protective papers and, together with twenty others, they were moved into the abandoned apartment of Aunt Ilus, which had become a Swedish ‘protected house’.

Kati was also born in Budapest in 1934. Her father owned a paper factory that he managed with his father and the family lived on the Pest side of the capital, in a house where one of the apartments on the upper floor belonged to them, while her grandparents’ apartment and the shop were on the ground floor. Although Kati’s father was conscripted to forced labour even before the war, they lived comfortably, without worries… until, at age nine and a half, the world changed around them. One of Kati’s most painful memories was that she had to go to school each day with the yellow star on her dress. Because their house was declared a ‘Jewish house’, they did not have to move. Instead, dozens of people were forcibly moved in with them. Kati took care of the younger children, among whom some were under six. She took them down to the air-raid shelter and played with them to distract them during the raids. One time, bombs were dropped very close by, but only shattered the windows and damaged a few pieces of furniture.

Then one day, while on his way to join his company, Hungarian soldiers removed Kati’s father from a train at Nagyvárad and, suddenly, he went missing without a trace. Kati’s mother was able to procure copies of the ‘protection documents’ Wallenberg had been handing out, but it was too late because the Germans occupied their house and transported both sets of grandparents to the ghetto. Kati was sent to live with distant relatives and one of her father’s employees got hold of false papers for her, with a new name, Aranka Sztinnyán. Although she was with relatives, she felt terribly alone. Although I looked Aryan, I was not permitted out on the street, she recalled. A few weeks later, Kati’s mother, who had escaped from the Óbuda brick factory, came to fetch her. Together with ten other relatives, Kati and her mother hid in the coal cellar of an apartment block where, from time to time, they received food from unknown benefactors who were not permitted to see them. Kati does not remember being hungry, neither was she scared, except for the bombs. Her mother saved her from sensing the daily danger that surrounded them. When they returned to their home following the ‘liberation’, they discovered that, except for her father, everybody had survived. Eventually, he too returned from Terezin at the end of the war, having survived ten different concentration camps.

Misi ‘Gyarmat’ was born into a ‘Jewish gentry’ family in Balassagyarmat, which had been the family’s home since the eighteenth century. His maternal grandfather, Ármin, was a well-to-do, well-respected local landowner. Although Misi’s parents lived in Budapest, ‘Gyarmat’ was the paradise where he, his mother and his younger sister Jutka spent their summers, immersing themselves in the pleasures of country life which offered unlimited freedom. His father, Dr László Gy. held the rank of lieutenant, working as a physician among the mountain rangers during World War I. In Apatin in Serbia, which was awarded to Hungary in 1941, László took over the medical practice of a young Christian doctor who was drafted to serve with the Second Hungarian Army on the Russian Front. He lived there between 1942 and 1944 when he went to live with his family in the ghetto in Budapest. When Misi’s maternal grandfather died in 1943, the family council decided that since both uncles were serving in forced labour camps, Misi’s mother would take over the management of the estate, and she and the children would not return to Budapest and Misi transferred to the Balassgyarmat Jewish school. Following the German occupation, the estate was immediately confiscated, and the family’s mobility was increasingly curtailed. The local Jews were moved into a hastily assembled ghetto and all those deemed ‘temporary lodgers’ were ordered to return immediately to their permanent places of residence. For Misi and his mother, this meant a return to Budapest, so his mother pleaded to be allowed to stay in Balassagyarmat in order to take care of her recently widowed mother. Her brother, home on leave, went to see the local police chief, but the captain denied the request, saying:

I am doing this in the interest of your sister, her children and for the memory of your father.

The meaning of this sentence became clear later, making it clear that the police chief knew exactly what would happen with the deportees. As in other villages throughout rural Hungary, he did nothing to rescue any of the local Jews but instead rendered fast and effective police work to accomplish their deportation. Next day, Misi, his sister and his mother left for Budapest. Two weeks later, those of their family who remained at Gyarmat, together with the rest of the Jewish community, were all crammed into cattle cars and sent to Auschwitz. One survivor later told them that, in the wagons, they had to travel standing, all packed in like sardines. One of the gendarmes stabbed the leg of an old woman who, due to her varicose veins, could not walk fast enough. Blood was spurting from her leg as she was pushed into the car. A dying man was shoved into another wagon and his body was not removed until six hours after his death, though the train did not leave until after those hours. Misi lost his grandmother in Auschwitz and all his childhood friends from Gyarmat.

Hoping to avoid deportation later that summer, Misi and his family converted to Catholicism. Whereas none of the churches stood up openly for the persecuted, during the worst period, both children were saved by members of the Catholic orders. Misi found refuge in the Collegium Josephinum on Andrássy Boulevard. Zsuzsa Van, the Prioress of the nunnery was later awarded the title Righteous Among the Nations by Yad Vashem, on the memorial honouring those Christians who risked their lives to save Jews. Misi’s sister was saved by the Carmelite nuns in Kőbánya. Their paternal grandmother remained in the family apartment in Budapest, never sewed the yellow star on her own garments, yet somehow survived, along with both their paternal uncles. Thirty-five years later, Misi returned to his once-beloved Balassgyarmat for his first visit since those awful events.

Most of the children of Budapest of 1944 were just one generation away from country life and many, like Ágnes had been born in the countryside and still had relatives there. She had been born in Endrőd, a town in eastern Hungary, but by the time she was in the first form, her family had moved to Budapest and she became another of Daisy’s classmates at the Jewish elementary school on Hollán Street. Until 1944, Ágnes’s happiest moments were spent at her grandmother’s house at Zalaegerszeg in western Hungary. Her father, György, was a journalist and newspaper editor, politically aware and active. He took his little girl seriously, talking to her about politics and other grown-up topics. His sudden disappearance, therefore, created a void that has accompanied her throughout her life. In November 1943, unable to bear their confinement any longer, he left his hiding place, a loft, said goodbye as if he were just leaving for the forced labour camp, and was never seen again. She also lost her maternal grandmother that same year, from blood poisoning, Her only son died of starvation at Kőszeg. Her paternal grandparents were deported together with their daughter, György’s sister. They were sent to a farm in Austria where Ágnes’s grandfather, a rabbi in Hungary, drove a tractor. All three of them survived, saddened and scarred by their son’s disappearance. Ágnes always remembers the gigantic capital Zs (for ‘Zsidó’, ‘Jew’ in Hungarian) in her father’s military record book. Her poem to him stands for the unfathomable sense of loss many of these children have grown up with:

...

I feel, you are off. Stepping out,

a well-dressed vagrant,

you never really leave; you are just stepping out,

looking back, laughing, at age thirty-eight,

I’ll soon be back, you nod and wave.

Your birthday would have been the following day.

The Last Days of the War in the East:

It is a remarkable testimony to the dedication of the Nazis to complete their ‘final solution’ to ‘the Jewish Problem’ that their programme of deportations continued well into July. The huge Russian summer ground offensive, timed for the moment when attention in the Reich would be most concentrated on events in Normandy, was launched on 22 June 1944, the third anniversary of Operation Barbarossa. The counter-offensive, Operation Bagration (codenamed by Stalin after the great Georgian Marshal of the 1812 campaign). The attack was supported by four hundred guns per mile along a 350-mile front connecting Smolensk, Minsk and Warsaw. Bagration was intended to destroy the German Army Group Centre, opening the way to Berlin itself. The Red Army had almost total air cover, much of the Luftwaffe having been flown off westwards to try to deal with the Normandy offensive and the Combined Bomber Offensive. Much of the Third Panzer Army was destroyed in a few days and the hole created in the wildly overstretched German line was soon no less than 250 miles wide and a hundred miles deep, allowing major cities such as Vitebsk and Minsk to be recaptured on 25 June and 3 July respectively. By the latter date, the Russians had moved forward two hundred miles from their original lines. They encircled and captured 300,000 Germans at Minsk. Army Group Centre had effectively ceased to exist, leaving a vast gap between Army Group South and Army Group North. Bagration has been described by historians as being, from a German perspective, …

… one of the most sudden and complete military disasters in history. … even in the months following the Allied invasion of Normandy, German casualties in Russia continued to average four times the number in the West.

I have written about the tactical errors made by the German High Command, including Hitler himself, in my previous article. The movement of senior personnel on both the Eastern Front and, to a lesser extent, on Western Front, resembled a merry-go-round. Having been appointed commander-in-chief west in 1942, General Rundstedt was removed from command on 6 July 1944 after trying to persuade Hitler to adopt a more mobile defence strategy rather than fighting for every town and village in France. He was reappointed to his old post on the Eastern Front in command of Army Group South. By 10 July, twenty-five of the thirty-three divisions of Army Group Centre were trapped, with only a small number of troops able to extricate themselves. In the course of the sixty-eight days of this vast Kesselschladt (cauldron battle), the Red Army regained Belorussia and opened the way to attack East Prussia and the Baltic States. The year 1944 is thus seen as an annus mirabilis in today’s Russia. For all that is made of the British-American victory in the Falaise pocket, the successful Bagration offensive was ten times the size, yet it is hardly known of in the West.

On 14 July 1944, the Russians attacked south of the Pripet Marshes, capturing Lwow on the 27th. As a result, the Germans had been forced back to their Barbarossa start lines of three years earlier. Further south, Marshal Tolbukhin’s 3rd Ukrainian Front prepared to march on Belgrade, aided by Marshal Tito’s Yugoslav partisans. It was extraordinary, therefore, considering that the war’s outcome was in no doubt by the end of July 1944, that the Wehrmacht continued to operate as an efficient, disciplined fighting force well into the spring of 1945. The ‘Battle of Budapest’ played a major role in this. On 20 August, Marshal Vasilevsky began his drive to clear the Germans out of the Balkans, which saw spectacular successes as the 2nd and 3rd Ukrainian Fronts crossed the River Prut and attacked Army Group South in Romania. With Hitler desperate to retain control of the Romanian oilfields, without which his planes and tanks would be forced to rely on failing synthetic fuel production within the Reich, he could not withdraw the Sixth Army, twenty divisions of which were therefore trapped between the Dnieper and the Prut by 23 August. On that same day, Romania surrendered, and soon afterwards changed sides and declared war on Germany: a hundred thousand German prisoners and much matérial were taken.

At the end of August, after the success of the D-day landings in Normandy had been secured, Horthy recovered his mental strength and replaced Sztójáy with one of his loyal Generals, Géza Lakatos. By then the war aims of the Horthy régime, the restoration of Hungary to its pre-Trianon status, were in tatters. The First and Second Awards and the acquisitions by force of arms would mean nothing after the defeat which now seemed inevitable. The fate of Transylvania was still in the balance in the summer of 1944, with everything depending on who would liberate the contested territories from the Germans. When Royal Romania succeeded in pulling out, the Soviet and Romanian forces combined forces began a joint attack and the weakened Hungarian Army was unable to contain them. By 31 August, the Red Army was in Bucharest, but despite having advanced 250 miles in ten days, it then actually speeded up, crossing two hundred miles to the Yugoslav border in the following six days.

Sources:

Marianna D. Birnbaum (2016), 1944: A Year Without Goodbyes. Budapest: Corvina.

Anna Porter (2007), Kasztner’s Train: The True Story of an Unknown Hero of the Holocaust. London: Constable.

Zsolt Zágoni (ed.)(2012), From Budapest to Bergen-Belsen: A Notebook from 1944. Published by the editor.

Szabolcs Szita (2012), The Power of Humanity: Raoul Wallenberg and his Aides in Budapest. Budapest: Corvina.

Andrew Roberts (2010), Storm of War: A New History of the Second World War. London: Penguin Books.

Gyula Kodolányi & Nóra Szekér (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-1946. Budapest: Hungarian Review Books.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Laurence Rees (2008), World War Two: Behind Closed Doors; Stalin, the Nazis, and the West. London: BBC Books.

The Expropriation of 1956:

Twenty-five years ago, Árpád Göncz (pictured right), then President of the Republic of Hungary and a former prisoner of the Kádár régime, delivered a speech on the anniversary of the execution of Imre Nagy in 1958 in which he made the following observation on the 1956 Revolution:

“Everyone has the right to interpret 1956. But no one has the right to expropriate 1956. Only the knowledge of the undistorted truth can mellow the one-time confrontation into peace.”

Just the use of the noun ‘Revolution’ involves interpretation, which is why some historians still prefer to refer to it as an ‘Uprising’. István Bart places it next to the events of 1848-49 and 1918-19 as, in Hungarian, a ‘forradalom’ (revolution). He defines it in the following terms:

… the bitter, desperate uprising against the Soviet Empire was one of the few events in the history of Hungary that was also of importance to the history of the world as a whole; the euphoric experience of the precious few days of freedom that followed the rapid, overnight collapse of an oppressive régime could never be forgotten, despite the … strict taboo against any mention of it; its defeat left an equally deep mark on the nation’s consciousness, as did the painful realization that Hungary’s fate was decided by the Great Powers, and not by the bloody fighting on the streets of Budapest; none the less, the events that led to the change in régime (>’rendszerváltás’) became irreversible (with every Hungarian citizen realizing this full well) when it was openly declared that what had happened in Hungary in 1956 was a revolution and not a “counter-revolution”.

Margaret Rooke, in her Case Study on The Hungarian Revolt of 1956 (1986), (intriguingly sub-titled János Kádár: traitor or saviour?) attached a glossary in which she defined ‘liberal democratic’ as a form of government in which several parties of both Right and Left compete for power in free elections; freedom of expression, organisation etc. Based on the variety of sources she consulted for this study, she described the government of Imre Nagy in these terms. She also defined the Petöfi Circle as a ‘Liberal and nationalist’ student society, named after the nationalist poet of the 1848 Revolution, Sándor Petöfi. The circle sponsored public debates and became a focal point for discussion within the wider press in Hungary.

In 1972, János Kádár gave a speech to his Communist Party colleagues at his sixtieth birthday celebration in which he addressed the problem of the nomenclature of the events of the autumn of 1956:

In 1956 a grave and critical situation arose, which is called counter-revolution by historians. We know that this is the learned definition of what happened in 1956. But there is also another name for it that we can all accept; it was a national tragedy. A tragedy for the Party, the working-class, for the people as a whole and for individuals as well! It was a wrong turning, and this resulted in tragedy. And if we are now past it – and we can safely say we are – it is a very great thing indeed.  

What Kind of Revolution?:

But we also need to consider the adjectives which are often used to ‘appropriate’ the revolution. Sixty years on, Hungarians can certainly agree with Kádár that it was a national tragedy which needs to be commemorated as such, but as a historical event, if we accept that it was not simply a spontaneous ‘insurrection’,’uprising’ or ‘revolt’, but that it was a revolution, was it a socialist one, or was it liberal or nationalist in its ideological origins?

Imre Nagy became a focal point as both Communist reformers and liberal intellectuals supported him. In April 1955 Nagy had lost power as PM and was expelled from the Hungarian Workers’ Party (Communist Party) in the wake of Khrushchev’s consolidation in Moscow. But following the new Soviet leader’s “secret speech” to the Twentieth Communist Party Congress in February 1956, Hungarian party boss Mátyás Rákosi announced in March that Lászlo Rajk, who had been convicted of spying for the CIA and executed in 1949, would be posthumously exonerated and rehabilitated. At the same time, however, Rákosi forced more collectivisation of agriculture and cracked down on the private sector and the arts.

The US Legation reported that…

… his removal or retirement… would be interpreted… by the general population as a victory for passive resistance.

On 19 June, Rajk’s widow made a speech to the Petöfi Circle in which she made it clear that this conflict could not be resolved except by the latter tendency gaining the upper hand over the hard-liners:

Comrades, there are no words with which to tell you how I feel facing you after cruel years in jail, without a word, … a letter, or a sign of life reaching me from the outside, living in despair and hopelessness. When they took me away, I was nursing my five-month old infant. For five years I had no word of my baby.

You not only killed my husband, but you killed all decency in our country. You destroyed Hungary’s political, economic and moral life. Murderers cannot be rehabilitated. They must be punished!

Where were the members of the Party while these things were happening? How could they allow such degeneration to take place without rising in wrath against the guilty?

Comrades, stand by me in this fight!

Then the unbelievable happened. Along with the audience, the Communist officials on the rostrum stood and gave the widow a standing ovation. In July, Soviet leaders in Moscow ordered a reorganisation of the HWP, hoping the move would avert an insurrection like the unrest which had flared in Poland the previous month. Rákosi was sacked as Party First Secretary and Ernő Gerő, his long-term hardline accomplice replaced him, while János Kádár, a ‘homegrown’ reformer, became Secretary of the Politburo. Kádár was well-known, first as a tool of Stalinism, then as a victim. To most people, he seemed an ordinary rehabilitated Party bureaucrat, a few steps down from the top, but with a past that did not differ from that of many others. Yet he was both friend and betrayer of Rajk, whom he then helped to frame when he was imprisoned in the 1949 purges. He is reported to have persuaded Rajk to confess to being an ‘imperialist spy’ by telling him:

Of course we all know that you are innocent. … The Party has chosen you for the role of traitor; you must sacrifice yourself for the Party. This is terrible but after all you are an old militant and cannot refuse to help the Party. 

Rajk had been a comparatively ‘nation-minded’ Communist who had been moved from the Ministry of the Interior to the Ministry of Foreign Affairs before his public destruction. His trial, ‘confession’ to being a Titoist and imperialist spy had been followed by his execution as his wife listened from her own nearby cell. Kádár had also been imprisoned at that time, and his brief moment of notoriety had seemed to be over. But now, with Rákosi’s replacement, Kádár quickly rose to the top of a violently changing and increasingly discontented Communist Party. Its top ranks had melted away around him and he was left almost alone. Gerő was far too closely identified with Rákosi to be able to implement the slow economic and political liberalisation that Moscow hoped for.

In August, the US Legation reported that the Government was making an effort to gain support from Nagy’s adherents within the Party, and from non-Communist elements, and that…

… the basic conflict continues between those wishing to cushion the effect of the Twentieth Congress in Hungary and those wishing to permit a more natural development of ideological thought and practice (within limits).

 

Nagy was reinstated to the Hungarian Workers’ Party (HWP) at the beginning of October when an estimated 200,000 people demonstrated against Stalinism, inspired by the ceremonial reburial of Lászlo Rajk and other victims of the 1949 purges. Political opposition groups continued to meet in universities in Szeged, Sopron and Budapest, formulating their demands. On 16 and 23 October, two groups of students met and made the first open Hungarian demands for the removal of Soviet troops. Hungarian newspapers covered the meetings and the students continued to meet and organise openly. In his recent article for the Hungarian Review, Gyula Kodolányi has pointed to the evidence that some planning did go into the events which followed. The political police fired into the unarmed crowd at the Hungarian Radio Station on the evening of the 23rd when the demonstrators pressed for the proclamation of the Hungarian youth, with its list of their political demands, to be broadcast. Armed conflict broke out at the block of buildings next to the Radio building. Hungarian troops ordered to the spot by Gerő’s ‘Military Committee’ handed their weapons over to the demonstrators, some of them also participating in the siege of the Radio Station themselves.

At the same time, another huge cheering crowd toppled the enormous Stalin statue in City Park and hauled its several pieces through the centre of the city. With this, the Hungarian Revolution, apparently unplanned and without leaders, had started.  There is some evidence that hard-liners in Moscow and Budapest decided in the summer to ignite a small-scale conflict, in order to finally do away with the Imre Nagy faction of the Party and to teach a lesson to the ‘hot-headed Hungarians’. Kodolányi has concluded from this and other scraps of evidence that:

Provocation was certainly an element in igniting the spirits of Hungarians – but the outcome, an armed revolution that humbled the Soviet Army units stationed in Hungary was certainly not in the calculations of the masterminds of the Kremlin and Gerő. 

As a source for other elements of the 1956 events, Hannah Arendt’s Reflections on the Hungarian Revolution is often referred to as a positive appreciation of the 1956 events. She argued that the Revolution itself was not a mere response to probable provocation, but an immense surge of soul and community wisdom in a whole nation, an event that remained unique in modern history.

In search of a political solution, Gerő and his friends brought in Imre Nagy on the night of 23 October to become Prime Minister for a second time. That was certainly unplanned, as Nagy was on holiday at the time and was pathetically out of touch with the situation, addressing the hundreds of thousands waiting to hear him on Kossúth Square in the late evening with “Comrades!” They booed him for this, but Nagy was not yet ready to accept the leadership of a non-Communist Revolution, and certainly not an anti-Soviet one, despite strong pressure from some intellectuals.

Indeed, a report written by Sefton Delmer which appeared in the Daily Express on 24 October emphasised the seemingly ‘orthodox’ nature of the demonstrations on 23 October:

The fantastic, and to my mind, really super-ingenious nature of this national rising against the ‘Hammer and Sickle’, is that it is carried out under the protective red mantle of pretended communist orthodoxy. Gigantic portraits of Lenin are being carried at the head of the marchers. The purged ex-premier Imre Nagy, who only in the last couple of weeks has been re-admitted to the Hungarian Communist Party, is the rebels’ chosen champion and the leader whom they demand must be given charge of a new, free and independent Hungary. Indeed the socialism of this ex-Premier and – this is my bet – Premier soon to be again, is no doubt genuine enough. But the youths in the crowd, to my mind, were in the vast majority as anti-Communist as they were anti-Soviet, that is, if you agree that calling for the removal of the Red Army is anti-Soviet.

In a BBC broadcast made in 1962, the revolutionary refugee Pál Ignotus recalled that…

Even those who feel strongly against the present régime … would all agree that nothing of the sort of the semi-feudalist capitalism of pre-war Hungary … should be restored. Those who sparked off the 1956 Revolution were against the then existing régime, not because they found it too socialist, but because they did not find it genuinely Socialist.

Béla Kovács, minister of agriculture in the Nagy government as a member of the Smallholder Party commented at the time:

No one should dream of going back to the world of aristocrats, bankers and capitalists. That world is definitely gone!

Bob Dent, the Budapest-based writer, having researched all the documents recently published in English on the events of 1956, has supported this view:

The attacks on the Party were attacks on its monopoly of power, not on the ideal of socialism or workers’ power as such. … It is even more difficult to find substantive evidence showing that the overall orientation was towards a capitalist restoration.

On the contrary, Dent has pointed out that the crucial role of factory workers, both in Budapest and in other towns, has been underestimated until  recent research uncovered it:

The first workers’ council to appear was established outside the capital at the … iron and steel works in Diósgyőr in the industrial north-east, … on 22 October, the day before the events are usually regarded as having begun. This and similar bodies represented a form of direct democracy somewhat different from the forms of multi-party parliamentary system and from the classic Soviet-style, one-party system.

He has demonstrated how these councils outlived the crack-down by Kádár’s government and survived the initial repression which destroyed the Revolution elsewhere, on the streets and in the universities. Even Kádár himself, in a radio broadcast on 24 October, before he first joined Nagy’s revolutionary government and then formed his own with Soviet backing, recognised that the Revolution had begun ‘innocently’ enough, but was then taken over by reactionaries:

The demonstration of university youth, which began with the formulation of, on the whole, acceptable demands, has swiftly degenerated into a demonstration against our democratic order; and under cover of this demonstration an armed attack has broken out. It is only with burning anger that we can speak of this attack by counter-revolutionary reactionary elements against the capital of our country …

The fight is being waged chiefly by the most loyal unite of our People’s Army, by members of the internal security forces and police, who are displaying heroic courage, and by former partisans with the help of our brothers and allies, the Soviet soldiers. 

On the following day, 25th, Ernő Gerő disappeared permanently. Kádár made another radio broadcast announcing that the Politburo had ‘entrusted’ him with the post of First Secretary of the HWP in a grave and difficult situation. He warned that the Nagy Government must conduct negotiations with the Soviet Union in a spirit of complete equality between Hungary and the Soviet Union. Over the next few days, however, with Gerő out-of-the-way, Kádár’s attitude towards the Revolution and the Government seemed to soften considerably, resulting in his joining the multi-party cabinet less than a week later. Meanwhile, Nagy kept reshuffling his government, consulting with the two ‘liberal’ emissaries of the Kremlin, Mikoyan and Suslov, who were in constant transit between Moscow and Budapest. He tried to persuade them that concessions, the admission of the most urgent national demands, would appease the fighters and open a peaceful way out of the conflict.

Turning Points & Days of Change:

Peter Unwin, the British diplomat and envoy in Budapest during the Revolution and Kádár era, and wrote a monograph of Imre Nagy, Voice in the Wilderness (1992). He wrote that of how 28-29 October represented a turning point in Nagy’s thinking, and therefore in the Revolution. On 28th, Nagy made the most significant of his radio broadcasts to date, announcing a ceasefire and the immediate withdrawal of Soviet troops from Budapest: negotiations would start about their complete withdrawal from Hungary. As soon as order was restored, the security police would be abolished. Budapest Radio also announced that the Central Committee had approved the declaration promising the end of the one-party system made by the new Hungarian Government. On 29th he fulfilled this later promise with immediate effect. With these measures, he gained attention, closing the gap between the reform communist leadership and the insurgent street-fighters.

On 30 October, it looked as if the Revolution had triumphed. A further announcement confirmed that Kádár and the Central Committee (Politburo) of the Hungarian Workers’ Party had backed the cabinet’s decision to abolish the one-party system and to place the country’s government on the basis of democratic cooperation between coalition parties as they existed in 1945. This effectively meant a return to multi-party free elections. Under these terms, Kádár became an ex-officio member of Nagy’s Government. On the 30th, Mikoyan and Suslov spent the whole day in Budapest, and when they left Budapest to return to Moscow, according to Unwin, they remained committed to supporting Nagy’s interim government and its decision to concede a more multi-party government.

Therefore, breaking with the confines of a reform communist programme, Nagy had embraced the multi-party system. The Soviet-backed Government had at first sent tanks in, then yielded and prepared to allow some freedom to the Hungarian people, within the limits of the one-party state. But Hungarians of all classes had had enough. These limits were precisely what they wanted to get rid of. The continuing disturbances and the distribution of leaflets calling for a multi-party system drove Nagy to swing away from an exclusively Communist state and to break all the guarantees of Russian security within the Warsaw Pact. “Russians go home!” was the universal cry. Kádár also had to echo it, but this was just what the Russians dared not do, and the dramatic reversal of the Kremlin’s behaviour took place on that night as the Soviet envoys were flying home.

By the time Mikoyan and Suslov arrived in Moscow, the balance in the Politburo had already tipped towards the hardliners and the Army leaders who clamoured for revenge for their humiliating losses on the streets of Budapest. Unwin summed up that it was decided that the Hungarian Revolution must be destroyed by force. It may also have been thought that Nagy could be detached from the revolutionary leaders and perhaps even put in charge of an administration that would follow Soviet orders. As it turned out, the man who could be detached was János Kádár. Imre Nagy did not move when he heard the news of new troops pouring into the country from 30 October, and began his journey towards martyrdom.

Also on 30 October, Cardinal Mindszenty was released from his life imprisonment, which had begun in December 1948. He had been badly treated while in custody. In his own account, he said that his guards had a meeting and decided to leave their watch duties, leaving him free. The following morning, he was escorted by armed civilian units to his residence in Buda’s Castle District. A crowd of well-wishers and journalists was waiting outside the building, where the Hungarian tricolour and the papal colours were flying. Although both American magazine reports and the records of the Kádár régime claim that the cardinal blessed the weapons of the freedom fighters and called for foreign intervention, the mainstream Hungarian newspapers that covered the cardinal’s arrival in detail reported no details of a statement of this kind. They simply stated that Mindszenty gave a few words of greeting to the crowd from the balcony. In his own memoirs, he said that he blessed the kneeling crowds and then entered the building he had not seen for years. He showed that he didn’t approve of the idea, expressed in slogans painted on the streets calling for a “Mindszenty government”.

The following day, 1 November, Mindszenty made it clear that he had called for the formation of a Christian Democratic Party as his price for supporting the Nagy Government. The same day he released a short press statement, broadcast on the radio, in which he said that he felt “no hatred in his heart” after his years of imprisonment. Calling the “struggle for freedom” which had taken place “unparalleled in world history”, he greeted the Hungarian youth and called for prayers for the victims. Two days later, on 3 November, the primate held a press conference at his residence in the morning before making his famous live radio broadcast that evening. In the press conference, he made it clear, to the point of irritation, that he had no intention of heading a government. However, different people interpreted his radio address in differing ways. The ‘official’ view of the Kádár régime, established the next day, was that was that Mindszenty’s radio address was a clear-cut expression of reaction and counter-revolution. János Bercz, in a work published in English at the end of the era, thirty years later, still felt able to write that in the speech Mindszenty presented his programme for the restoration of capitalism, though he didn’t quote anything from it as supporting evidence of this assertion. What Mindszenty actually said, at least according to his own memoirs, was:

“We desire to live in friendship with every people and with every country. … The old-fashioned nationalism must be revalued (‘re-evaluated?’) everywhere. … we give the Russian empire no cause for bloodshed. … We have not attacked Russia and sincerely hope that the withdrawal of Russian military force from our country will soon occur.”

After calling for a general return to work, echoing the Nagy Government, he stated that the uprising was “not a revolution, but a fight for freedom”. The post-1948 régime had been forced on the country, he said, but now had been swept away by the entire Hungarian people…

“because the nation wanted to decide freely on how it should live. It wants to be free to decide about the management of its state and the use of its labour.”

Declaring his own independence from any party, the cardinal called for fresh elections under international control in which every party would be free to nominate. But then he immediately warned everyone not to give way to internecine struggle, even adding that the country needed “as few parties and party leaders as possible”. On political and social matters in general, he affirmed that Hungary was…

“… a constitutional state, in a society without classes and … democratic achievements. We are for private property rightly and justly limited by social interests … we do not oppose the direction of former progress.

As for church matters, Mindszenty called for the immediate granting of Christian religious instruction the restoration of the institutions and associations of the Catholic Church. Towards the end of his broadcast, he asserted that what he had said was “clear and sufficient”. However, for many, it was neither clear nor sufficient. On the question of the return of church lands, for example, in his memoirs, he tried to clarify that he had meant that would be no opposition to the state of affairs which has already been proven right by the course of history, yet this addendum was far from clear either. The speech itself greatly disturbed some supporters of the Nagy government, especially his characterisation of it as “the successors of a fallen régime”. They suspected that he would like to see the government fall too, or at least the communist elements in it. If they suspected that at the time, it is hardly surprising that his words could so easily be misinterpreted and twisted by Kádár’s supporters in the days and years that followed.

Meanwhile, on 1 November, the radio had announced that the revolution had been declared a success, having shaken off the Rákosi régime and achieved freedom for the people and independence for the country. Significantly, it added that without this there can be no socialism and that the ideological and organisational leaders who prepared this uprising were recruited from a range of Communist writers, journalists, university students and members of the Petöfi Circle, as well as from thousands of workers, peasants and political prisoners. The foundation of the new Hungarian Workers’ Party was being established by János Kádár, and the announcement went on to declare that:

Either the Hungarian democratic parties will have enough strength to stabilize our achievements or we must face an open counter-revolution.

The same day, Kádár gave an interview to an Italian journalist, who asked him what type of communism he represented. His reply was: the new type, which emerged from the Revolution and which does not want anything in common with the Communism of the Rákosi-Hegedüs-Gerő group. Asked if it had anything in common with the Yugoslav or Polish type, he responded…

“… our Communism is Hungarian. It is a sort of “third line” with no connection to Titoism or to Gomulka’s Communism. It is Marxism-Leninism, adapted to the particular requirements of our country, to our difficulties and to our national problem. It is not inspired by the USSR nor by any other type of Communism, … it is Hungarian National Communism.”

As to whether this form of Communism would be developed along democratic lines, Kádár assured his interlocutor that there would be no dictatorship and that the opposition would be heard because it would have the national interests of Hungary at heart and not those of international Communism. A further brief announcement was made later the same day, by Nagy himself, informing the Hungarian population that the new government had renounced the Warsaw Pact. Apparently, in the meeting which decided on the withdrawal, Kádár had dramatically offered to fight the Russians with his ‘bare hands’. After the meeting, however, Kádár suddenly and mysteriously disappeared from Budapest. Up until that point, he had seemed to be in favour of the dramatic swing towards Hungary becoming a pluralistic, democratic state.

Nagy continued to negotiate with the democratic coalition parties on the composition of a new representative government, and with representatives of various social groups and revolutionary councils bent on establishing a new order, while General Béla Király united and consolidated the insurgent forces in a newly created National Guard. The following day, the 2nd, Nagy announced that his new government included three Smallholder members, three Social Democrats, two National Peasant Party and two Communist Party ministers, thus resembling the cabinet which resulted from the November 1945 free elections. Pál Maléter was named Minister of Defence, quickly re-establishing control of the streets. The new government was announced on the radio on the 3rd. That day, Hungary became a liberal democracy again for the first time since 1948, but it was to last only until the next morning.

Operation Whirlwind – The Empire Strikes Back:

At dawn on Sunday 4 November, Soviet forces started Operation Whirlwind, a general attack on the country and its capital, with an armoured force bigger than that of the Red Army which ‘liberated’ Budapest from Nazi occupation in 1944 and more troops than those of the Nazis who occupied Paris in 1940. The invasion marked the beginning of the end of the Revolution, almost as soon as it had succeeded. The announcement of Kádár’s new Hungarian Revolutionary Worker-Peasant Government was made later that same day from the Soviet-Hungarian border:

“… Exploiting mistakes committed during the building of our people’s democratic system, the reactionary elements have misled many honest workers, and in particular the major part of our youth, which joined the movement out of honest and patriotic intentions …

The Hungarian Revolutionary Worker-Peasant Government, acting in the interest of our people … requested the Soviet Army Command to help our nation smash the sinister forces of reaction and restore order and calm in the country.”

I have given more detailed accounts of these events in a series of articles elsewhere on this site. Here, I am more concerned to establish the extent to which the leadership of the Revolution was either non-Communist or anti-Communist. However, the life of the Hungarian Revolution had just blossomed in that fateful moment. Over the following months, the revolutionaries tried all forms of armed and peaceful resistance, of tough negotiation, of demonstrations and protest against the Kádár régime that only slowly consolidated itself by the spring of 1957. As Kodalányi commented:

The life of the revolution blossomed out in all of us Hungarians who lived through it, and in everyone in the wide world who sensed its essence together with us. A flower of spiritual life that would not fade.

One of the earliest accounts of the Revolution, The Tragedy of Central Europe, written by Stephen Borsody in 1960 (revised in 1980), summarised what happened next and how the Soviet leaders justified their action:

Upon reconquering Hungary, the Soviets installed a puppet government under János Kádár, a renegade national Communist, and re-instituted a rule of terror reminiscent of the Stalin era. To justify their bloody deed, the Soviet leaders branded the Hungarian Revolution as a ‘counter-revolution’ launched by ‘Western imperialist circles’ and led by Horthyite Fascists and aristocrats.

Contrary to this ‘branding’, writing in 1977, Domokos Szent-Iványi, one of those ‘liberal’ aristocrats, claimed that he had actually succeeded in preventing the clandestine Hungarian Independence Movement (MFM) from taking part in the Revolution. This was important to him because the pro-Rákosi Communist Party and Press had already shown their determination to put the “blame on ex-prisoners”, in particular on the so-called “Conspirators” for the fighting in Budapest and the country. Even the secret police, the ÁVH had to admit that none of the ‘Conspirators’ had actively participated. The ‘provocations’ of the Rákosi-Hegedüs-Gerő gang greatly contributed to the success of the Kádár régime in this respect, he claimed. The last meeting of a group of eight of them had taken place on 3 November, the date on which Nagy’s Government was announced, along with the declaration of neutrality. At the meeting, Szent-Iványi had outlined the current situation as he viewed it, and gave his opinion about coming events. Many of the leading members, including István Szent-Miklósy, former Major of the General Staff, and László Veress, former diplomat and press officer for the Prime Minister’s Office during the war, left Hungary within a few days of the Soviet invasion on 4 November. Clearly, the Hungarian Independence Movement, the remnant of the aristocratic Horthyite ‘liberals’, did not play a major role in the events of 1956, and deliberately so. Albeit with the benefit of hindsight, Szent-Iványi concluded that…

… As in the past… Hungary was once more abandoned in 1956 by the West Powers which believed that their interests had to be defeated around the borders of Suez and Israel and not on the Eastern bulwark of European Civilization. … Hungary must… try to arrive at some peaceful settlement and cooperation with her most powerful eastern neighbour, the Soviet Union.

Before the Soviet takeover, on the 2nd, Anna Kéthely (pictured right), President of the hurriedly reorganised Social Democratic Party, had become Minister of State in Imre Nagy’s government. Two days later, she was in Vienna attending a meeting of the Socialist International when the Soviet invasion of Hungary began. Unable to return to Hungary without facing certain imprisonment, she was given the mission by the Nagy Government of protesting to the United Nations. She testified against the invasion at the UN’s HQ in New York on 30 January 1957, as shown in the picture.

By then, of course, Nagy was a prisoner of the Soviets, tricked into leaving the Yugoslav Embassy on 22 November, where he and many members of his government had been taking refuge since the 4th, before being transported to Romania. Kéthely told the UN that she could not believe that he would have accepted his part voluntarily. Protests were made from throughout the world in the period 1956-58. In a letter to the editor of Pravda, written in January 1957, members of the British Parliamentary Labour Party, including Barbara Castle and Tony Benn, questioned the Soviet Government’s justification for its intervention in Hungary as it had appeared in the newspaper:

… your newspaper has portrayed the Hungarian uprising as ‘counter-revolutionary’. May we ask exactly what is meant by this expression? Does it include all systems of government which permit political parties whose programmes are opposed to that of the Communist Party? If, for example, the Hungarian people were to choose a parliamentary system similar to those in Finland or Sweden, would you regard that as counter-revolutionary?

… you have said that the Hungarian uprising was planned long in advance by the West and you have in particular blamed Radio Free Europe. Are you seriously suggesting that masses of Hungarian workers and peasants were led by these means into organising mass strikes aimed at restoring the power of feudal landlords and capitalists?

The philosopher Albert Camus was ostracised by Jean Paul-Sartre and his friends for his unflinching condemnation of Soviet aggression and of the West’s moral and political failure to do what could have been done on behalf of the revolutionaries and the country. In her detailed analysis of the Hungarian Revolution, Origins of Totalitarianism, recorded in 1957, the ‘libertarian socialist’ Hannah Arendt wrote:

This was a true event whose stature will not depend on victory or defeat: its greatness is secure in the tragedy it enacted. What happened in Hungary happened nowhere else, and the twelve days of the revolution contained more history than the twelve years since the Red Army had ‘liberated’ the country from Nazi domination.

Freedom and Truth – The Libertarian Legacy of 1956:

Arendt marvelled at the way in which the Revolution was initiated by the prime objects of indoctrination, ‘the over-privileged’ of the Communist system: intellectuals of the left, university students, and workers, the Communist ‘avant-garde’:

Their motive was neither their own nor their fellow-citizens’ material misery, but exclusively Freedom and Truth. …an ultimate affirmation that human nature is unchangeable, that nihilism will be futile, that … a yearning for freedom and truth will rise out of man’s heart and mind forever.

In the same spirit of optimism, she also reflected on how, ever since the European revolutions of 1848, a new order was immediately created by a freely convened gathering of citizens. The wonder of the restrained and resourceful operation of Hungary’s spontaneously formed revolutionary and workers’ councils, already referred to above, was one of the great social achievements of the Revolution of 1956. Although by their own admission, there was no direct involvement of the ‘centrist’ liberals in initiating the events of 1956, there was an unmistakable historical thread running through from the reform movements of the 1930s to the clandestine anti-Nazi resistance of 1944, to the democratic parties of the reconstruction between 1945 to 1948 and, with the memory of 1956 in their minds, to the new liberal democracy of 1989-90, despite the stupefying thirty years of János Kádár’s ‘liberal’ socialism. Arendt also observed as a unique trait of the Hungarian Revolution the unanimity of the nation in the spirit of the uprising:

 The amazing thing about the Hungarian revolution is that there was no civil war. For the Hungarian Army disintegrated in hours and the dictatorship was stripped of all power in a couple of days. No group, no class in the nation opposed the will of the people once it had become known and its voice had been heard in the market place. For the members of the ÁVH, who remained loyal to the end, formed neither group nor class, the lower echelons having been recruited from the dregs of the population: criminals, nazi agents, highly compromised members of the Hungarian fascist party, the higher ranks being composed of Moscow agents, Hungarians with Russian citizenship under the orders of NKVD officers.

Echoing the United Nations Special Report of the same year, 1957, this analysis carries weight because of the widely acknowledged integrity of its author. It carries a special significance because of the Soviet propaganda, also spouted by the Kádár régime, which from its very beginning branded the events as a rebellion of fascists, anti-Semites, reactionaries and imperialists.

Nagy was eventually executed, along with Pál Maleter and Miklós Gimes, on the orders of the Russians in 1958 to appease the hard-line Chinese. In his last speech to the Court, on 14 June, Imre Nagy was determined to demonstrate his reasons for backing and then leading the Revolution:

“Twice I tried to save the honour of the word ‘socialism’ in the Danube River valley: in 1953 and 1956. The first time, I was thwarted by Rákosi, the second time by the armed might of the Soviet Union. Now I must give my life for my ideas. I give it willingly. After what you have done with it, it’s not worth anything any more. I know that History will condemn my assassins. There is only one thing that would disgust me: if my name were rehabilitated by those who killed me.” 

Margaret Rooke concluded that the Revolution represented a huge swing of the political pendulum. For ten years the hand had been held by force at the extreme of Rákosi’s one-party rule, directed by the Soviet Communist Party. Suddenly it was released and immediately it swung back through the various stages of Communism past the vital point of permitting other parties to function. But when it swung up in the direction opposite to Communism, from multi-party social democracy, through social democracy to liberal democracy, that was a swing too far for the Soviet system to accommodate. The hand was stopped and then made to swing back, not being allowed to swing again for another thirty years and more. The immediate aftermath of the Revolt was repression. The writers, whose onslaught had fatally undermined Rákosi, were almost silenced. Cardinal Mindszenty, the Catholic primate, was compelled to seek asylum in the US Embassy. In 1958, the year of the trial and executions of Imre Nagy and Pál Maleter, the exile Tibor Meray wrote Thirteen Days that Shook the Kremlin, commemorating Nagy’s life and death, in which he observed:

To say that Hungary’s history had never known a leadership more thoroughly detested than this ‘Revolutionary Workers’ and Peasants’ Government’ would be in no way an exaggeration … Little by little the rule of the Rákosi-Gerő clique was restored … The activities of Kádár Government soon gave the lie to the glowing promises with which it assumed power.

However, there was virtually no Communist Party with which Kádár could run the country; it had sunk in numbers from 900,000 to 96,000, most of them being Stalinists and/or careerists hated by their fellow Hungarians, who were therefore unreliable supporters of Kádár. After 1961, he could afford to relax rigid controls, and although collectivisation was eventually insisted on, the collective farms were more like state-controlled co-operatives, with working shareholders running them. Entrance to university was no longer confined to the children of workers, peasant and Communist intellectuals. George Lukács, the country’s greatest philosopher, was again allowed to publish his works. An agreement with the Churches, to which sixty per cent of the population belonged, was reached. An amnesty was declared for all 1956 refugees. In 1962, George Páloczi-Horváth, an exile from 1956, broadcast this on the BBC:

When we were marching on that revolutionary protest march, if anyone had told us that in five or six years life would be in Hungary as it is now, we would have been very pleased, because it would have accomplished a great deal, if not everything we wanted to achieve.

In 1968 the New Economic Mechanism officially introduced private incentive and individual enterprise into the economy. A degree of pluralism was re-introduced when trade unions were given more power and non-Party candidates were allowed to stand in parliamentary elections. However, only the Communist-dominated Fatherland Front was allowed to exist. But 1968 also showed the realities of power under the layers of growing prosperity and individual freedom. Hungary was compelled to send some its forces to Czechoslovakia in support of the Soviet intervention there against Dubcek’s liberalisation (see the picture below).

The cage may have been made more comfortable, but the bars were still there and the keeper kept his eyes open. In the 1970s, Hungary enjoyed a massive rise in living standards. The new co-operatives made peasants’ incomes higher than workers’ ones. Hungary had ‘weekend cottage socialism’.

 

In a material sense, and in terms of the personal and national autonomy of Hungarians, Kádár had succeeded, even if at the expense of the alleged results of prosperity – apathy, lack of high ideals, money-grubbing and high rates of divorce, abortion and suicide. In 1974, William Shawcross wrote Crime and Compromise, in which he summed up Kádár’s position in Hungary:

Out of the rubble of the Revolution which he himself had razed, he has somehow managed to construct one of the most reasonable, sane and efficient Communist states in the world. Hungarians now speak, not only ironically, of their country as the ‘gayest barracks in the Socialist camp’ and praise Kádár for making it so. … Hungary today is personified by Kádár and many Hungarians are convinced that without him their country would be a very different and probably far worse place to live.

Writing in 1977, Domokos Szent-Ivanyi commented that…

… from 1956, the Kádar régime was able to win the confidence both of the Hungarian people and of the Soviet Union and has brought peace to the country and its inhabitants.

Nevertheless, for many intellectuals, the continuing limitations on freedom of speech and action reminded them that there were still taboos in place. The first of these concerned Hungary’s links with the Soviets and foreign policy questions itself. It was generally well-known that it was Nagy’s announcement on Hungary’s neutrality, detailed above, that had changed the stakes in the Revolution itself, rather than the previous announcement of a multi-party government and promise of free elections. Secondly, it was forbidden to criticise the armed forces in any way, as well as the judiciary and the internal security organs. Thirdly, it was not permitted to criticise any living individual by name. The reason for this was the need for ‘cadre responsibility’ so that no-one needed to worry about being attacked from outside the Party. Fourthly, certain facts and subjects could not be subjected to sharp criticisms. These could be made in anecdotes, satire or by means of technical analysis, but not in a direct, radical manner.

In October 1981, Gordon Brook-Shepherd wrote an article for the Sunday Telegraph in commemoration of the twenty-fifth anniversary of the Revolt. He travelled beyond Budapest to hear survivors from a feudal world … declare that, although Communists were all atheists, Kádár himself was ‘a good man’. Moreover, things were better then than they used to be, This verdict came from a family who had made their daughter break off her engagement to a purely because the fiancé was the son of a local party boss. Brook-Shepherd found that for many ‘ordinary’ Hungarians, much of the ‘fine talk’ about ‘freedom’ was an irrelevance:

Freedom for them today is defined as a weekend house, a better apartment in the city, a shorter wait for a better car, more frequent foreign travel and for the intellectuals (as one of them put it to me), ‘the privilege to go on censuring ourselves’. If you do not get what you like, you eventually like what you get. 

In 1986, the English Language version of Sándor Kopácsi’s In the Name of the Working Class was published in Toronto. As Budapest’s Chief of Police, Kopácsi was ordered to suppress the uprising, but the former Communist partisan defied the Stalinist authorities and then joined the Revolution under Imre Nagy. He was given a sentence of life imprisonment by the same Court which sentenced Nagy, Maléter and Gimes to hang. Kopácsi’s book makes it evident that the Revolution was initially a Communist uprising, as other sources quoted here suggest, begun not to deny but to fulfil what its participants believed to be true Marxist-Leninist ideas. But in his 1986 Foreward, George Jonas admitted that…

It is hard to say whether originators of the uprising realized at the time that events might carry political reform in Hungary much further, not in the direction of ‘fascism’ – this was simply not on the cards in 1956 – but in the direction of liberal democracy. It is hard to say whether the reformists considered at the time (as the Kremlin certainly did) that if the revolution succeeded Hungary could end up as a genuinely non-aligned parliamentary democracy whose freely elected governments might include no Marxist parties at all.

In fact, even János Kádár, according to a broadcast on Budapest Radio on 15 November 1956, had admitted that, while his Government hoped to regain the confidence of the people, it had to take into account the possibility that we might be thoroughly beaten at the election. Of course, that election was never held because Khrushchev and the Politburo saw ‘democratic Communism’ as a contradiction in terms. They knew, as did Kádár, that Communism and real political freedom were not compatible for the simple reason that, if free to choose, the people in European countries such as Hungary, were not likely to choose Communism. The Soviet leaders were not willing to risk this, nor even an independent Communist régime. One Tito was quite enough, as far as they were concerned. Idealist reform-communists like Imre Nagy identified the dangers differently. They argued that a thaw in the icy grip of the Soviet Union was necessary to avoid a complete popular rejection of the Communist model. Nagy and his collaborators supported the Uprising in Hungary in order prevent one. As Jonas points out:

Nagy and his followers wanted to rescue the system. They believed that allowing events to take their course, following the clear desires of the Hungarian students, workers, soldiers and intellectuals was the best way to rescue it. They also hoped that the Soviet Union might permit this to happen. They were probably wrong in their first belief and undoubtedly wrong in their second. 

… In our century the cause of the Marxist-Leninist state – unlike fascism or other totalitarian movements – succeeded in attracting many humane and intelligent people such as Colonel Kopácsi or Imre Nagy. In a sense, therein lies the tragedy of Communism; in a sense, therein lies its danger…

On 23 October 1988, we heard an announcement by the HSWP that the events of 1956 were no longer to be viewed as a ‘counter-revolution’. The following spring, a commission of historians agreed that the term, ‘people’s uprising’ was appropriate, and this was a signal factor in sparking the series of ‘liberalisations’ which followed in 1989. Bob Dent has commented on the connections between the events of 1956 and those of 1989:

… there were overlaps between the goals of 1956 and 1989-90: the idea of national independence, the demand for a multi-party system, a free press and the end of all forms of dictatorship. But … in some significant respects, 1989-90 … was simultaneously both more and less than 1956. … it involved elements not present thirty-three years previously and omitted others which were.

Authors have rarely reflected deeply themselves on Hannah Arendt’s comments about the ‘direct democracy’ of the workers’ councils as being at the core of what was positive. Bob Dent has pointed out that:

For ‘the West’, the workers’ councils did not fit neatly into any ‘acceptable’ category. In so far as they were ‘anti-Soviet’ or ‘anti-communist’, or perceived as such, that was fine. If they were in favour of liberal reforms such as the introduction of free speech, a multi-party system and parliamentary elections, that was also fine. But it was not quite ‘acceptable’ if they were, as they actually were, ‘anti-capitalist’ and ‘pro-socialist’, even ‘revolutionary’ in the sense that they were firmly in favour of maintaining social ownership of property and putting it under workers’ management. … The Hungarian workers’ councils have been neatly described as ‘anti-Soviet soviets’, and for many that apparently contradictory notion has not been easy to digest, neither in post-1989 Hungary nor indeed elsewhere – therefore easiest, perhaps, to ignore them.

On the other hand, the events of 1989-90 clearly went far beyond those of 1956 in the popular desire to accelerate privatisation and develop a free-market economy. Ideas of ‘rejoining Europe’ in 1989 were not part of the objectives of 1956, nor was the idea of joining NATO – the demand in 1956 was simply for neutrality, but at that time it proved to be an impossible demand. But Gyula Kodolányi, as Senior Adviser to the first freely elected Prime Minister of Hungary in 1990, József Antall, heard the democratic legacy of 1956 frequently referred to by leaders such as Chancellor Kohl, President Chirac and President Havel: the Hungarian Revolution of that year had made an indelible mark in their political development. They immediately trusted the reformers of 1989-90 as inheritors of that tradition, and that aura made a favourable climate which made the process of Hungary’s return to Europe a matter of continuing the course set in 1956. Thus, the achievements of that autumn formed a ‘spiritual constellation’ which guaranteed the régime change of the later years, not just in Hungarian hearts and minds, symbolised by the reburial of its ‘martyrs’, but in international relations too. In 1989-90, world leaders recognised the significance of the Revolutions of that year because of their own initiation into the idea of freedom by the Hungarian Revolution of 1956.

 

Sources:

Bob Dent (2006), Budapest 1956: Locations of Drama. Budapest: Európa Könyvkiadó.

Bob Dent (2008), Inside Hungary from Outside. Budapest: Európa Könvkiadó.

Margaret Rooke (1986), The Hungarian Revolt of 1956: János Kádár – traitor or saviour? York: Longman Group.

Sándor Kopácsi (1986) (Translated by Daniel & Judy Stoffman, with a foreword by George Jonas), In the Name of the Working Class. Toronto & London: Fontana.

Marc J Susser (2007), The United States & Hungary: Paths of Diplomacy, 1848-2006. Washington: US Department of State Bureau of Public Affairs.

István Bart (1999), Hungary & The Hungarians: The Keywords – a Concise Dictionary of Facts and Beliefs, Customs, Usage & Myths. Budapest: Corvina.

Gyula Kodolányi (2016), ‘ “With Nine Million Fascists” – On the Origins and Spirit of the Hungarian Revolution’ in Hungarian Review, Vol. VII, No. 6, November 2016. Budapest: György Granasztói/ Danube Institute.

 

By the spring of 1948, the ideological division of Europe into two rival camps was almost complete, except in Germany and the two capital cities of Vienna and Berlin, where Britain, France, the USSR and the USA each governed a separate sector. Agreements had been formalised in the autumn of 1945, guaranteeing the Western Allies free access to Berlin. The former capital of Germany was a special case in the four-power joint occupation and control of the country, a hundred miles inside the Soviet zone, and therefore a key strategic point for the Soviets to apply pressure on the Western Allies. Road and rail lines were designated for the supply of those areas of the city occupied by them. Air corridors across the Soviet zone between Berlin and the western sectors of Germany had also been agreed, and for three years there was free movement along the accepted routes of access to the city. Britain, America and France relied on the road, rail and canal links into the city, but in the spring of 1948, the Soviet authorities decided to make use of this vulnerability by making access from the west more difficult.

Added to these issues, Berlin had been subjected to an around-the-clock air bombardment in the war and the city had also endured a heavy artillery bombardment by the Red Army during the final battle. The destruction was almost total: whole districts had been flattened; entire apartment blocks had been demolished and almost every building in the city bore signs of damage. Food was perpetually in short supply and the official currency, the Reichsmark, had gradually become worthless. The black market was flourishing, and the cigarette had become the form of currency. The citizens had, literally, to dig into the rubble to find something with which they could barter in order to scratch out a living. They were joined by refugees arriving in the city, who faced an even more desperate struggle for food, warmth and light.

 

In January 1948 the British cabinet had discussed the situation in Germany. In the previous year, the three Western Allies had joined their zones of occupation together into one Western zone. Stalin had watched these events with mistrust. The British Foreign Secretary Ernest Bevin had presented a paper to his government that argued for slow movement towards a West German government, and for action on currency reform to undercut the rampant black market. Bevin thought of Britain as an intermediary between the French, who were still fearful of German recovery, and the Americans, who were increasingly frustrated by what they saw as French obstructionism. The French were haunted by an ancient rivalry with Germany and bitter memories of recent defeat and occupation. On 23rd February representatives from the UK, France, Belgium, the Netherlands, and Luxembourg, along with the United States, met in London to plan for the new West German entity, and for the participation of Germany in the Marshall Plan. News of the Communist takeover in Czechoslovakia added impetus to the urgency for creating the new state. On 12th March, the Soviet leadership was advised by its spies in the Foreign Office in London that the Western powers are transforming Germany into their strongpoint and incorporating it into a military-political bloc aimed at the Soviet Union. Molotov accused the Allies of violating the agreements of Potsdam and announced that decisions made at the London conference were invalid.

Worse was to follow on 20th March 1948, at a routine Allied Council meeting, when Marshal Vassily Sokolovsky, the Soviet military governor in Germany pressed his US and British counterparts for information about the secret London conference, already knowing, of course, exactly what had happened. When General Lucius D. Clay, the US military governor told him that they were not going to discuss the London meetings, Sokolovsky demanded to know what the point was of having a ‘Control Council’ at all. The Soviets then got up and walked out of the meeting, effectively ending joint control of Germany.

As a result, around Berlin, the Soviet authorities began applying a range of petty bureaucratic obstacles to the free movement of people and supplies in and out of the city.

Restrictions were placed on the use of the ‘autobahn’ between Berlin and the British sector to the west. The bridge over the Elbe at Hohenwarte, the only other road-crossing point, was closed for “maintenance.” The British offered to send engineers to build another to build another bridge, but Sokolovsky turned down the offer. The Soviets announced that they would search military passengers and their cargo on the rail lines, and stated that no freight shipments between Berlin and the western zones could be made without Soviet permission. On 1st April the Soviets halted two American and two British trains after their commanders refused access to Soviet inspectors. All this amounted to what was later called the “mini-blockade.” General Clay ordered a “baby airlift” to fly into Berlin enough supplies for forty-five days.

 

On 5th April a Vickers Viking of British European Airways took from an airfield in West Germany on a scheduled flight into RAF Gatow, one of the Allied air bases in West Berlin. As it came into Berlin, in one of the agreed twenty-mile-wide air corridors, the Viking was buzzed by a Soviet Yak-3 fighter plane. It was not the first time this had happened. For a few days, Soviet fighters had been carrying out mock attacks on Allied planes flying into Berlin. But this time, as the British transport plane took evasive action, it collided with the Yak fighter. Both planes crashed to the ground, killing all ten people on board the BEA plane and the pilot of the Soviet fighter. The Soviets blamed the British for the collision, and the British blamed the Soviet pilot. A joint investigation of the accident broke down when the Soviets refused to allow German witnesses to testify. The British and Soviets separately concluded that the mid-air collision was an accident, but thereafter both sides were more nervous that such accidents could bring open conflict.

With the situation in Berlin now alarmingly tense, the confrontation between the Soviets and the West spilt over into Berlin’s internal politics. The Berlin City Council was the scene of a fierce power struggle between the East German Communists and their political foes, led by Ernst Reuter, a powerful orator, and his Social Democrats. Reuter had been forced to leave Germany by the Nazis but had returned in 1946. hoping to rebuild the country as a democratic state. His election in 1948 as Mayor of Berlin (the whole city) was vetoed by the Soviets and the East German Communists, whose agents operated in both East and West Berlin, using a combination of intimidation, blackmail and kidnapping to get their way.

As far as the Soviets were concerned, East Germany was Stalin’s by right of conquest; for the West Berliners it was, and remained (until 1972), the Soviet occupation zone, SBZ. The old pre-war Kommunist Partei Deutschlands, boosted by sizeable numbers of Soviet-German agents who had spent the war in Moscow and had been sent back to Berlin as early as May 1945, merged forcibly with the socialists and created a new party, Socialist Unity, led by Walter Ulbricht. It took over the main offices of state and reduced the civil service and the other political parties which remained to the status of mere figureheads. Its constitution made it clear that all fundamental human rights were subject to the concrete conditions under which the proletarian revolution must triumph (Article 19). 

Although, by 1948, the Soviets had forced the Eastern ‘zone’ of Germany to accept Communism, in the Western zone elections they never gained more than eight per cent support for the Communists, and despite the level of intimidation, the Communists had failed to gain control of Berlin.  Around Berlin, tensions had worsened. Soviet military authorities threatened to close down the rail traffic with the West. By 15th June canal boats and freight trains were the only means left of supplying the city. In this explosive situation, the Western Allies decided to introduce their new currency, which was announced on 18th June. Sokolovsky immediately issued a proclamation denouncing their action as being…

…against the wishes and interests of the German people and in the interests of the American, British and French monopolists … The separate currency reform completes the splitting of Germany. It is a breach of the Potsdam decisions.

Sokolovsky also prohibited the introduction of the Western Deutschmark (above left) into the Soviet zone and into Berlin. On 22nd June, the Soviets announced that they would be introducing their own currency, the Ostmark (right) for the Eastern zone and, they hoped, the whole of Berlin. The Western military commanders declared the Soviet order null and void for West Berlin and introduced the B-mark, a special Deutschmark overprinted with the letter ‘B’, for the Western sectors of Berlin. General Clay, who made the decision without consulting Washington, insisted it was a technical, non-political measure. But Sokolovsky announced that the Western mark would not be permitted to circulate in Berlin, which lies in the Soviet zone of Germany and economically forms part of the Soviet zone. General Clay assured his staff that he was not concerned by these developments:

If they had put in a currency reform and we didn’t, it would have been (our) first move.   

Over the next twelve hours, Berlin endured an extraordinary spate of ‘midsummer madness’. On the evening of 23rd June, at a meeting of the Berlin City Council, which was located in the Soviet sector of the city, Reuter tried to persuade the Assembly to approve the circulation of both the Deutschmark and the Ostmark. As thugs beat up non-Communists to intimidate them from supporting Reuter’s proposal, Soviet officials and Communist-controlled police stood by and watched. Nevertheless, the Berlin Assembly voted to accept the Deutschmark in the Western sectors and the Ostmark in the Soviet sector.

Sokolovsky rang Molotov to ask what he should do; should he surround Berlin with tanks? Molotov told him not to, as this might provoke the Western powers into doing the same, and then the only way out of such an impasse would be through military confrontation. They decided instead to impose an immediate blockade around Berlin, and at 6:00 a.m. on 24th June, the barriers were lowered on all road, rail and canal routes linking Berlin with West Germany. The reason given was “technical difficulties.” That same morning, electricity from power stations in the Soviet sector was cut off to factories and offices in West Berlin. The official reason given was “coal shortages.” So the blockade of Berlin began. The Soviets’ purpose was clear; either the Western Allies must change their policies or be forced out of Berlin altogether. General Clay clearly identified this purpose:

When Berlin falls, Western Germany will be next. If we withdraw our position in Berlin, Europe is threatened … Communism will run rampant.

Berlin was effectively cut off from the West, with only enough food and fuel to last six weeks. In both London and Washington, there was a clear determination that the Western powers would hold on to West Berlin. President Truman vowed; We are going to stay, period and British Foreign Secretary Ernest Bevin announced that the abandonment of Berlin would mean the loss of Western Europe. It was easy to make such statements, but much more difficult to decide what to do next. West Berlin did indeed have a symbolic status as an outpost of the democratic West inside the Communist East, but by an agreement made at the time of Potsdam, the Soviet authorities were not obliged to supply the British, American and French sectors of the city. So 2.3 million Berliners, and the Allied military garrison there were now cut off. The Western part of the city relied upon the arrival of twelve thousand tons of supplies each day. At the time, there was only enough food for thirty-six days, and enough coal for forty-five. The key to keeping a Western presence in Berlin clearly lay in finding a way to supply the citizens with their bare necessities. With rail, road and canal routes blocked, the only way to get supplies in was by air. However, the American C-47 transport, the military ‘workhorse’ of the day, could only deliver a payload of three tons. Initially, the prospect for an airlift to Berlin appeared to be bleak.

On 24 June, the West had introduced a counter-blockade, stopping all raid traffic into eastern Germany from the British and US zones. Over the following months, this counter-blockade was to have a damaging effect on the East, as the drying up of coal and steel shipments seriously hindered industrial development in the Soviet zone. On that same day, General Clay rang General Curtis LeMay of the US Air Force in Wiesbaden and asked him to put on standby his fleet of C-47s and any other aircraft that could be utilised. The RAF had come forward with an ambitious plan to supply Berlin by air, but Clay was sceptical. He favoured sending a convoy of US military engineers down the autobahn to force their way through the Soviet blockade, with instructions to fire back if they were fired upon. But in Washington, Truman’s advisers urged caution and restraint. The president was backed into a corner as it was an election year; the American people would never support going to war with the Soviet Union just to defend Berlin, the capital of a country they had been at war with only three years earlier. At the same time, Truman had to be seen championing a firm line with the Soviets, so he made no final decision that day, but Clay was told by telephone that the president did not want any action taken in Berlin which might lead to possible armed conflict.

Although both the British and Americans had experience with major air supply operations, neither had ever attempted anything on this scale. Clay warned Reuter that to begin with there would be severe shortages and hardships; initially, he did not believe that the Allies could fly in more than five hundred tons a day. Reuter assured him that the Allies could count on the West Berliners to grin and bear it. Then, without consulting Washington, Clay authorised the start of the airlift. On 26th June, the first American transport planes flew into Berlin from air bases in West Germany, following three narrow air corridors through the Soviet zone. The first flight brought in eighty tons of milk, flour and medicine. The Americans code-named the airlift Operation Vittles; to the British, it was Operation Plainfare. To begin with, about eighty C-47s flew two daily round trips into RAF Gatow and Tempelhof, air bases in the British and American sectors of Berlin. Soon the Americans were bringing fifty C-54 Skymasters, four-engined transports each containing nine tons, three times the payload of the C-47s. The Allies organised willing gangs of workers to unload the aircraft and turn them around quickly. Over time these workers learned to empty each plane in just seven minutes. The citizens of Berlin became increasingly confident that the Allies would be able to save their city. They had had few problems delivering bombs, they reminded each other, so why wouldn’t be able to deliver potatoes?

The Royal Air Force had fewer service aircraft available for the operation, and spare planes of any type were soon pressed into the airlift. British business executive Freddie Laker had begun to buy and sell aircraft parts after the war, and by 1948 he owned twelve converted Halifax bombers. He was asked to make them available for supplying Berlin and provided a team of pilots and engineers as well. As the operation grew over succeeding months, it grew into a ‘crusade for freedom’, with the pilots determined to keep Berlin alive, despite the hazards of flying old, rickety aircraft, often buzzed by Soviet fighters and frequently at risk when flying heavy loads in bad weather. Bevin set up a crisis-management team in London to supervise the effort, and early expectations were soon exceeded, as roughly a thousand tons per day were flown into the besieged city. The irony was not lost on many of the veteran fliers involved; instead of destroying Berlin, they were now keeping it alive.

In July, General Clay returned to Washington for talks with President Truman. He still favoured a military a military convoy to break the blockade, for he believed that the Soviets would back down rather than confronting the West. However, Truman did not want to chance it. If they chose not to let the convoy through, there would be war. Instead, Truman guaranteed more C-54s, and the two men talked of doubling the airlift to two thousand tons daily. The American intelligence community, knowing that the Soviets still had two and a half million men at arms, was convinced that in a conventional military confrontation the Red Army would walk right over the US forces. At the same time, they were equally confident that the Kremlin would not sanction direct military conflict with the Western powers, which might provoke the Americans to use nuclear weapons, as they had in Japan. To stop the airlift, the USSR would have had to shoot down British and American planes. Stalin was frightened by the USA’s nuclear capability, since, as yet, the Soviet Union had not developed its own capacity. Perhaps because of this overall military superiority, General Clay remained convinced that the Soviets would not risk a military confrontation:

The chances of war are 1 in 10. The Russians know they would be licked. If they cut our air route, they know it is an act of war.

Besides, the Soviet Union was not yet secure within its own accepted sphere of influence. Yugoslavia split away from the Eastern camp, a defection that made the Kremlin even more nervous about its support among its satellites, especially after events in Czechoslovakia in February and March of the same year. On 28th June, only four days after launching the blockade against Berlin, Moscow expelled Yugoslavia from the Cominform and called on other Communist parties to isolate Marshal Tito, its charismatic partisan leader who had taken power after the war without Stalin’s help or support. An economic blockade was organised against Yugoslavia that caused great hardship, but Belgrade stood firm. Rejected by the Eastern ‘bloc’, Tito turned, albeit slowly and a little reluctantly, towards the West. Although not technically a member of the Marshall Plan, Yugoslavia went on to receive $150 million in aid from the United States. Threatened with invasion by Stalin, Yugoslavia remained the only independent state in Europe throughout the Cold War and a ‘thorn in the side’ of the USSR. Any attempt of an Eastern bloc country to establish its independence from Moscow was labelled ‘Titoism’, a heresy to be rooted out and purged.

Back in the ‘Berlin Crisis’ during July, attempts were made through diplomatic channels to bring about a settlement. On 2nd August, the British, American, and French ambassadors had a private meeting with Stalin to test his willingness to find a peaceful solution. Stalin made it clear that from the Soviet point of view the currency question was crucial, together with the London agreement to create a united West Germany. He argued that if there were now two German states then Berlin was no longer the capital, making the Western presence in the city no longer relevant. Stalin stated that the USSR was not seeking conflict with the West and would lift the blockade as soon as the West withdrew the B-mark from circulation and agreed to reinstate joint four-power rule over Germany. In point of fact, there was little that the Soviets could do in the face of the West’s superiority in the air and its determination to keep up the airlift. What became clear to the Western ambassadors was that the Soviet blockade had only one principal purpose: to prevent the creation of a West German state.

Pictured Above: On 19th August, A C-47 Dakota comes in for a landing while a huge C-74 Globemaster from Frankfurt unloads 23 tons of flour for the people of Berlin. With some difficulty, the enormous plane landed on a new runway at Gatow in the British zone. Below: Inside the Globemaster.

Throughout the summer of 1948, the British and American governments constantly reviewed their options. Military thinking concluded that the airlift could hardly continue through the winter; that October was to be the cut-off point. The British chiefs of staff prepared a contingency plan to withdraw their troops to the Rhine in case of an emergency. In Washington, the air force commanders were convinced that the airlift was doomed to fail and concluded that there was a high likelihood of war with the Soviets over Berlin. The question which arose from this for the administration was whether the United States would be willing to use nuclear weapons in the developing crisis, for there was still no clear policy emanating from the White House. Truman argued with his Pentagon chiefs that because they were so terribly destructive, atomic weapons could not be treated as conventional weaponry. He urged the military leaders…

…to understand that this isn’t a military weapon. It is used to wipe out women and children and unarmed people.

In September, the US National Security Council produced a secret report designated as NSC-30: United States Policy on Atomic Welfare. This required the military to be ready to utilize promptly a and effectively all appropriate means available, including atomic weapons, in the interests of national security and to plan accordingly.  However, any decision about the use of nuclear weapons would be made by the president, when he considers such decisions to be required. Truman endorsed NC-30. In a briefing with his chief air force commanders, he…

…prayed he would never have to make such a decision, but … if it became necessary, no one need have misgiving but he would do so.

In a dramatic gesture that summer, a fleet of sixty B-29 ‘Superfortress’ bombers was flown into the United Kingdom. These were the latest American heavy bombers, designed to carry atomic weapons. The deployment of the B-29s established the US Strategic Air Command in the UK, and the arrival of “the atomic bombers” was widely publicised. The threat of nuclear retaliation was now made explicit. After a brief debate, at the height of the Berlin crisis, the British Government had formally invited Washington to station the bombers in Britain. The invitation neatly fudged the issue as to who would have his finger on the nuclear trigger; the US Air Force bombers would respond to orders from the United States, but their bases would be technically under the command of the RAF.

This theoretical ambivalence lasted for more than forty years. I remember going on a CND march to RAF Lakenheath in Suffolk to demonstrate against the presence of the US bombers, and their bombs, in 1976. But in practice the real decision, if it ever came to that, would always be made as NSC-30 directed, by the president of the United States. The planes, in fact, carried no atomic weapons, but this was a closely guarded secret. There were not enough atomic warheads in existence to equip the B-29s in Britain. Their arrival was mainly a signal to Moscow that the West meant business over Berlin, and Washington took advantage of the crisis to get congressional approval for permanent overseas bases.  The British Government knew that the B-29s carried no atomic weapons, and through spies at the London Foreign Office, Moscow also, almost certainly knew too. The British, German and Russian people, of course, did not.

Meanwhile, the Berlin airlift was proving more successful than anyone ever expected. Tens of thousands of Berliners helped build a new airport at Tegel to reduce congestion at the other two airfields. With capacity for more flights, the Americans added another sixty C-54s to their fleet. Clay now spoke of bringing in 4,500 tons each day. By September, aircraft were landing in Berlin every three minutes, day and night. On 18th September, 861 British and American flights delivered a record seven thousand tons in a single day. By this date roughly two hundred thousand tons of supplies had been delivered, the ‘split’ between the USAF and the RAF being about sixty-forty in percentage terms. Coal, flour, drums of petrol, potatoes, medical supplies were all brought in by air. It began to look as if the airlift would be able to supply the city through the winter, after all. But West Berliners were still fearful that the West might not continue the airlift. On 6th September, another meeting of the City Council in East Berlin had been broken up by Communist agitators with violence and intimidation. The Western representatives decided that the Council was no longer functional, so they left and agreed to meet separately in West Berlin. Three days later, a huge gathering of three hundred thousand Berliners, mostly from the western zones, collected outside the ruins of the Reichstag (below). Standing on a pile of rubble, Reuter addressed the huge crowds, calling upon the Western governments not to abandon Berlin.

By October, many West Berliners were getting desperate. They were allowed only small amounts of fat, spam (tinned meat), potatoes, cereal and bread. Berlin’s people needed four thousand tons of supplies a day to survive. People had got used to the rationing, and even to feeling cold, since electricity was only available four hours a day. But the blockade was not, in any case, absolute, so a minority of West Berliners were able to register for food rations with the Soviet authorities, and about one in ten of them were, therefore, able to draw food and coal from the East. As there was no restriction on travel within the city, so many West Berliners regularly visited the eastern part of the city, where there were well-lit and heated dance halls.

The airlift became almost a way of life. Although expensive, its cost represented only a fraction of the total cost of American aid to Europe. Despite bad weather and constant harassment by Soviet fighters, the transports continued to bring their cargoes into West Berlin. By December, the goal of 4,500 tons flown in each day was reached. At Gatow and Tempelhof flights landed every ninety seconds. Enough coal was freighted in to keep West Berliners from freezing. The gamble had paid off. Production in the city picked up and output grew rapidly. The feared economic collapse did not materialise.

Below (left): A German child’s drawing commemorates the airlift: “We thank the pilots for their work and effort.” Right: A new game, “Airlift.”

By the spring of 1949, the weather improved considerably. Food supplies in Berlin could be built up and fuel stocks maintained at a sufficient level. The airlift ensured that eight thousand tons were being flown in each day. In one twenty-four hour period, on Easter Sunday, April 1949, a record number of 1,398 flights came into  Berlin, carrying a total of thirteen thousand tons of supplies. In all, two million tons of supplies had been flown in since the airlift began. As the counter-blockade of eastern Germany hurt more and more, the Soviets took the only course left open to them and tried to end the whole Berlin debacle. The Kremlin indicated that it would consider ending its blockade with minimal conditions imposed: The counter-blockade would have to be lifted and the Council of Foreign Ministers reconvened. The bellicose General Clay quietly returned to Washington, ceasing to be military governor and claiming that, in any case, after the tensions of the preceding year he needed a break. On 12th May 1949, the blockade was finally lifted, and the Western military authorities reciprocated by lifting their counter-blockade. Both sides claimed victory and Berliners were jubilant; many thought this would be the end of the conflict between the Great Powers. In reality, the blockades had resulted in the end of the war-time alliance and in the formation of two Berlins: West and East. Added to that, as the heavy transports continued to fly their daily missions, the constitution of the Federal Republic of Germany was being drafted. Stalin’s attempt to prevent the division of Germany had failed. President Truman commented:

When we refused to be forced out of Berlin, we demonstrated to Europe that we would act when freedom was threatened. This action was a Russian plan to probe the soft spots in the Western Allies’ positions.

Above: RIAS, Radio in the American Sector, American-financed, with a mix of popular music and upbeat news, kept up Berliners’ morale. Presenter and entertainer Christina Ohlsen became a celebrity.

The West did, indeed, secure a major propaganda victory through the airlift. It was a reminder to the Soviet Union, and the whole international community, of Western technological superiority, especially in the air. Conversely, the Berlin crisis showed the Soviets in a poor light: they seemed to be willing to threaten 2.3 million people with starvation. The Soviet view of the events was, not surprisingly, quite different:

The crisis was planned in Washington, behind a smoke-screen of anti-Soviet propaganda. In 1948 there was the danger of war. The conduct of the Western powers risked bloody incidents. The self-blockade of the Western powers hit the West Berlin population with harshness. The people were freezing and starving. In the spring of 1949 the USA was forced to yield … their war plans had come to nothing, because of the conduct of the Soviet Union.

The Soviets, operating outside the framework of American loan credits and facing the Western alliance, saw themselves to be increasingly threatened. We now know that Stalin privately felt far weaker than was known at the time, but in 1948 many in the West genuinely believed that Stalin planned to dominate the entire European continent. The US policy of ‘containment’ meant confronting Communism at all agreed critical points, and Berlin was one of these. Old wartime loyalties to Russia were being replaced by fear of Soviet ambitions; a “them and us” syndrome had emerged. As US Secretary of State, George C Marshall observed,…

There has been a definite crystallization of American public and Congressional opinion over the Berlin issue. … The country is more unified in its determination not to weaken in the face of pressure of an illegal blockade than on any other issue we can recall in time of peace.  

The Berlin blockade made clear to most Americans that the new enemy was definitely the Soviet Union. The Blockade and Airlift was the first open struggle between East and West. The tactics were designed not to start a war, but to threaten to go to war if necessary. This set the pattern for future Cold War conflicts, including further tensions over Berlin. 

Source:

Jeremy Isaacs & Taylor Downing (1998), Cold War. London: Bantam Press (Transworld Publishers).                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                

 

The Escalation of the Vietnam War and the Tet Offensive:

At the beginning of 1968, US President Lyndon Johnson thought that victory in Vietnam was worth the sacrifice the US servicemen had already made since President Kennedy had committed 16,500 troops to the support of the South Vietnamese in 1961-62. By 1968, Johnson had committed up to half a million men to the conflict. On taking office in 1964, he had said, I am not going to be the President who saw South East Asia go the way that China went. But by the end of February 1968, he was increasingly isolated in Washington. Robert McNamara, who had been John F Kennedy’s Secretary of Defense, had left the White House to become president of the World Bank. He said he did not really know whether he had quit or been fired. The new Defense Secretary, Clark Clifford, opposed General Westmoreland’s latest request for another 200,000 men, arguing that there would soon be further requests, “with no end in sight.” He recommended pegging the level at twenty thousand, and Johnson agreed. What had happened in the war, and the response to it, to change his mind?

In January 1968, just as President Johnson was announcing that the United States was winning the war in Vietnam, the Vietcong had launched the Tet Offensive within virtually every town and city in South Vietnam. It was their most spectacular offensive yet. In Saigon, a commando unit even penetrated the US Embassy compound; it had to be flushed out man by man. This feat, which took place in front of television cameras, stunned America and public opinion worldwide. Although the US military had intelligence that an attack was imminent, they appeared to have been caught completely by surprise. But the bitterest fighting in the Tet Offensive took place in Hue, previously a tranquil city, where intense house-to-house fighting and killing went on for several weeks. The photo on the right below shows US Marines call for assistance for those wounded in the bloody fighting which took place in the city on 1st February. The beleaguered president finally accepted that there was a limit to the losses of US servicemen in Vietnam that the American people would accept. The photo below (left) of Lyndon Johnson shows him preparing a speech on Vietnam.

On the other side, the Tet Offensive was intended to inspire a popular rising across South Vietnam. It totally failed in this, but rather led to massive losses of some of the Vietcong’s best fighters. Nevertheless, in propaganda terms, the offensive was a magnificent victory for them. Before Tet, the American leaders had talked of grave enemy weaknesses and of how the Vietcong had met their match and were desperately hanging on. Now the Vietcong had shown that they could attack at will and could strike even at the very nerve centre of the US presence in South Vietnam. The gap between what the US Government said and what people saw on their television screens had never been greater, nor credibility lower. Support for the president’s handling of the war dropped to an all-time low in the polls. Eighty per cent of Americans felt that the United States was making no progress in the war. Tet was thus a turning point.

Added to this, there was international revulsion and outrage at the American tactics. The British journalist, James Cameron, reported:

There was a sense of outrage. By what right do these airmen intrude over a country with which they are not formally at war? Who gave these people the sanction to drop their bombs on roads, bridges, houses, to blow up the harvest, to destroy people of whom they know nothing? Would this sort of thing blow Communism out of their heads?

Despite the bombing, North Vietnam continued to supply the Vietcong in South Vietnam with ever-increasing amounts of aid. Much of it came from the Soviet Union and was driven across the border at night in convoys of heavy, Russian-built trucks. They regularly moved weapons and ammunition into the South, smuggling them right into the hearts of towns and cities. President Johnson had hoped for a ‘quick kill’. But the tactics of America’s land forces in South Vietnam were based on several errors of judgement. First, the soldiers were told to fight for the hearts and minds of the Vietnamese. Yet the GIs simply shot and killed the peasants on sight, often en masse and without discrimination, assuming that they were Vietcong supporters. They also destroyed the land itself, as James Cameron testified (above). Richard Hamer, an American journalist commented, after his visit in 1970, that Vietnam had become a country of refugees … once the rice bowl of Asia, now unable to feed itself. Secondly, the USA believed it could ‘win’ the war and simply could not believe that the US could be defeated by a bunch of guerrillas in black pyjamas. But the reality of guerrilla warfare was very different:

… this enemy is invisible … it is not just the people but the land itself – unfamiliar … frightening … it can be that field ahead littered with land mines … the enemy can be the kind who comes out smiling and then lobs a grenade … or that bent old lady carrying a watermelon.

You walk down a road between rice paddies. Vietnamese are in every paddy. Then a mortar shell lands right in the middle of a patrol. A couple of guys are dead, others are screaming in agony with a leg or arm blown off, or their guts hanging out. Did one of them (the peasants) lob the mortar? If so, which one? Should you kill all of them or none of them at all?

There was widespread opposition to the American presence in Vietnam, not least from within the US itself. The determined peace protesters outside the White House would not leave Johnson in peace, continuing to chant:

Hey, hey, LBJ! How many kids did you kill today?!

In fact, the hostile chanting accompanied him wherever he went and had a devastating effect on him. Senator Eugene McCarthy announced he would oppose Johnson for the Democratic Party nomination; Robert Kennedy also declared he was a candidate and spoke out harshly against Johnson’s foreign policy and conduct of the war. In the second half of March, the ‘wise men’ went into conclave again to review progress and consider their options in Vietnam. By now the civilians in this group were openly critical of the assessments presented by the military commanders. When told that eighty thousand of the enemy had been killed and that the normal ratio of killed to wounded was 1:3, UN Ambassador Arthur Goldberg calculated that would mean that all of the enemy’s manpower must be dead or injured: “Then who the hell are we fighting?” he asked. Then, on 31st March, in a live television address, Johnson announced that the US would halt all bombing above the twentieth parallel in the hope that peace talks could begin promptly. He then went on to surprise everyone, even his own advisers, by announcing  that he would “not seek … nor accept” his party’s nomination for a second term in the White House. With his crushing triumph over Goldwater only four years behind him, Johnson now recognised the deep unpopularity of his policy of escalating the Vietnam War. He had lost his fight with public opinion.

Martin Luther King’s Death in Memphis:

Above Left: Martin Luther King, Jr., waves to the marchers at the Lincoln Memorial, on 30th August 1963, before making his “I have a dream…” speech. Above Right: Lyndon Johnson shakes King’s hand after signing the Civil Rights Bill into law, 2 July 1964.

Four days after Johnson’s announcement, on 4th April, Martin Luther King was assassinated at a motel in Memphis, Tennessee. He had gone to Memphis to support a workers’ strike, marching with the strikers, who wanted to protest peacefully, singing and holding hands. Most of them were black street-cleaners, who were badly paid. But gangs of young blacks had not wanted to protest peacefully and had begun rioting, breaking shop windows and fighting with the police. One of them had been killed during the fighting.  After the march, King had talked to the gangs and told them that violence was not the answer and that all protests had to be peaceful if they wanted the workers to win. Some of the gang-leaders had argued back, saying that times had changed and that peaceful protests no longer worked. Finally, King had persuaded them to join the workers on their next march, and they had promised him not to use violence. The date for the second march had been set for 5th April.

On 3rd April, King had returned to Memphis and had made a speech at the Baptist Church prayer-meeting. It had been full of hope about the cause, but also of foreboding for his own life:

I have been to the mountain top … I have seen the Promised Land. I may not get there with you. But we, as a people, will get to the Promised Land.

On the next day, 4th April, King had told his friends that he needed some air. He went out of his hotel room just after six o’clock in the evening. Suddenly, there was the sound of gunfire. His friends ran outside and found him lying on the ground, shot. Jesse Jackson, one of King’s young supporters, held him in his arms while the ambulance was sent for. An hour later Martin Luther King died in hospital. He was just thirty-nine years old.

The whole world grieved the loss of this man of peace. All the people who had worked so hard for peace and civil rights were first shocked and then angry. Go and get your guns! Stokely Carmichael, the Black Panther leader, told a crowd in Washington DC. Riots swept the American nation; a hundred cities erupted, the rioters fighting the police. There were more than twenty thousand arrests and forty-six more black deaths. Seventy-five thousand troops were called out to keep the peace. For many, King epitomised the dream of racial equality, but for two years his influence had been diminishing. Now the leadership of the black community passed to more radical figures like Carmichael, who wanted to replace passive, nonviolent disobedience to active and violent resistance. The Black Panthers trained as paramilitaries in the ghetto of Oakland, California, for a civil war with racist police. Other black ‘nationalists’ called openly for revolution.

James Earl Ray, a white supremacist, was arrested and went to prison for King’s murder, though many believed he had not acted alone. Even Coretta King did not believe that Ray had killed her husband. King’s body lay in his father’s church in Atlanta. Thousands of people came to pay their respects to the civil rights leader. Later, his body was buried next to those of his grandparents, and written on his headstone, are the last words of his most famous speech at the Lincoln Memorial five years earlier:

Free at last, Free at last!

Thank God Almighty, 

I’m free at last!

From Paris to California and on to Chicago:

Above: Robert Kennedy, campaigning in California.

In May, preliminary peace talks began in Paris. In the face of obdurate North Vietnamese negotiators, the talks soon ran aground. The dispute focused on whether or not the United States would halt all bombing of the North and who could sit at the negotiating table; would the National Liberation Front, the Vietcong sit down with the United States, as well as North and South Vietnam? There was no agreement. With a million college students and faculty members boycotting classes because of Vietnam, the stage was set for the confrontation between McCarthy and Kennedy for the Democratic Party nomination. In the California primary, in June, Kennedy won by a whisker. Then, as he was leaving his hotel through a back entrance, he was shot in the head and stomach (below). He died in hospital the next morning. There was no rioting, just silence. The American nation was traumatised by these killings, asking what was wrong with the country to make it so violent.

Above right: Police and anti-Vietnam War protesters do battle in Chicago.

Everything came to a head when the Democratic Party gathered in Chicago to choose its nominee for the presidency – now either McCarthy or Vice President Hubert Humphrey. Chicago was controlled by Mayor Richard J Daley, a hard-liner who ruled the streets through a broad network of ethnic supporters. He promised, as long as I am mayor, there will be law and order on the streets. In the riots following Martin Luther King’s death, he had given his police authority to “shoot to kill” arsonists. Daley was determined to keep order during the convention when rumour predicted that a hundred thousand activists and anti-war campaigners would assemble in Chicago. Only about one-tenth of that number arrived, but Daley had no intention of allowing any marches to go ahead. His police, some out of uniform, attacked a group of ‘hippies’ and ‘yippies’ in Lincoln Park and pursued them – and anyone else who happened to be on the streets – with clubs and batons.

On the night that Humphrey was to accept the nomination, the police used tear gas to break up the demonstration outside the convention hotel. More than two hundred plainclothes policemen tried to infiltrate the march. Demonstrators, newsmen, and even elderly passers-by were all clubbed and beaten. Tear gas got in the air vents of the hotel, including Humphrey’s suite, as he was preparing his acceptance speech. Live on television, the cameras kept cutting between the convention and the extraordinary scenes outside. Humphrey left feeling shattered, despite having secured his party’s nomination. Chicago was a catastrophe, he said later; My wife and I went home heartbroken, battered and beaten.

According to the to the New York Times, the Chicago police had brought shame to the city, embarrassment to the country. Lawyers defending those charged for their role in the demonstration spoke of a “police riot.” Senator George McGovern denounced Daley and his “Gestapo” for creating a “bloodbath.” Radicals were driven even further outside the political system; they believed that the government was now totally illegitimate and led by war criminals so that only further militancy could win the day. Bring Us Together was the campaign slogan of the Nixon camp, but as the campaign hotted up, there was little prospect of this happening in reality. In fact, Governor George Wallace had declared himself as an independent candidate. Wallace’s plan to stop the trouble on the streets appealed only to the right-wing Republican heartlands:

We ought to turn this country over to the police for two or three years and then everything would be all right.

Meanwhile, Richard M Nixon had won the Republican nomination for president. With conservative Spiro T Agnew as his running mate, Nixon tried to defuse the support for Wallace. He also met with Johnson and agreed not to attack the outgoing president over Vietnam during the campaign, in return for an understanding that Johnson would not abandon Saigon. Nixon tried to come across as the statesman and peacemaker. He spoke of a “secret plan” to end the war in Vietnam and to bring peace with honour. Nixon also agreed that during the campaign he would not call for a pause in the bombing. In October, the Paris peace talks were still deadlocked over the issue of representation, with President Thieu, in Saigon, deeply opposed to negotiating with North Vietnam if the Vietcong were also present. This would imply formal recognition of his hated enemy. With the election only days away, Johnson received FBI reports that Anna Chennault, a Nixon fund-raiser, was acting as a go-between for the Republicans with Thieu. Nixon’s campaign manager had asked her to tell Thieu to oppose the cessation of bombing, and so undermine the peace talks, promising that Thieu would get a better deal under the Republicans. Thieu held out and refused to attend talks at which the Vietcong were present. Despite this, Johnson called a halt to the bombing on 31st October.

Nixon talked of the “tired men” around Johnson and the need for a new team with “fresh ideas”. The opinion polls showed a swing away from Humphrey, who up to this point had had a narrow lead. On 5th November, the American people came out to vote. In the end, the vote was nail-bitingly close: Wallace won thirteen per cent, and Nixon narrowly defeated Humphrey with 43.4 per cent of the vote to 42.7. There was to be a new team in the White House, but outside America was split into two nations. But, although the North had set out the terms on which the war would eventually end, the fighting in Vietnam would go on for another five years and cost many thousands more lives.

The anti-war movement clearly boosted North Vietnamese morale and sustained Hanoi’s will to fight on. The hostile chants had almost certainly upset Lyndon Johnson and helped persuade him not to stand for re-election. The movement also affected the atmosphere of decision-making by which it was resolved not to broaden the conflict into a wider war in Southeast Asia. More than anything, the protests against the war exposed a growing cultural divide among the American people and, in the rest of the world, provoked widespread anti-American sentiment on both sides of the Cold War divide. The protest movement was international. In Paris in May 1968, the Fifth Republic was nearly toppled when it came into conflict with a massed combination of workers, students, and intellectuals. In London, police laid into anti-war demonstrators outside the Grosvenor Square US Embassy, in full view of television news cameras. In Northern Ireland, civil rights marches, modelled on those in the American South, sparked a new phase in the long-running confrontation between Irish republicanism and the British State. In Germany and Japan, radicals fought with the police.

Another Year Ending in Eight – The Prague Spring:

The action of the Chicago police took place just a week after Soviet troops shocked the world by moving into Prague. In Central/Eastern Europe, new thinking had been influenced by the counter-cultural currents in the West, but the events in Czechoslovakia in 1968 also had their origins in the fight for Czech independence which goes back four hundred years and seems to contain major events in years ending in the number eight. It began with the outbreak of the Thirty Years’ War in 1618, following the defenestrations of Prague, when the Bohemian Calvinists refused to acknowledge Ferdinand, a Hapsburg, as their king, inviting Frederick, the Elector Palatine and his wife Elizabeth, the daughter of James VI of Scotland and I of England, to become their king and queen. This was both a religious and a political challenge to the Emperor. Frederick was overwhelmed by Bavaria and Austria at the Battle of the White Mountain in 1620, having received no help from the Protestant Union of German princes, or from his miserly father-in-law, James Stuart. Frederick and Elizabeth went down in the annals of Czech history as ‘the Winter King and Queen’ due to the brevity of their reign, and it took another three centuries for independence to be restored, in 1918/19. It was then taken away again in 1938/39, by Hitler, with Chamberlain’s connivance and, after a brief post-war restoration, in 1948 the Communists seized power at Stalin’s insistence.

Jan Masaryk, the independent foreign minister and son of the first president of inter-war Czechoslovakia, was also defenestrated in 1948, by the Communists. A re-examination of the case in 1968 turned up a document which stated that scratch-marks made by fingernails had been found on the window soon after he had fallen to his death. The ‘Prague Spring’ also had economic roots, in common with other protest movements in the Eastern bloc countries. There was deep concern about declining growth rates and the failure to keep up with Western levels of consumer progress.

In Poland, agricultural output had been dropping year after year, and the régime of Wladyslaw Gomulka, so rapturously welcomed in October 1956, was growing steadily more oppressive. Intellectuals who spoke out against the government were imprisoned and in March 1968 a student demonstration was brutally broken up by the police, resulting in several days of street rioting in Warsaw. Gomulka had lost almost all of his support in the country, but Brezhnev and the Soviet Union stood by him. But the crises of 1968 passed quickly in Poland, and Gomulka remained in power for two more years, until food shortages and rising prices finally brought his régime to an end.

Above left: Alexander Dubcek in Spring, 1968, promising “socialism with a human face.” Right: He shakes hands with Brezhnev in Bratislava, 3rd August 1968.

In Czechoslovakia, there were also concerns over lack of growth in the economy, and in 1966 the government of Antonín Novotny took the first steps towards decentralising the economy, giving greater power to local managers and greater priority to the production of consumer goods. Profits rather than quotas were made the measure of performance, a practice dubbed market socialism. However, these reforms were too slow, and, against a background of student revolts, Alexander Dubcek was appointed party chairman in January 1968. He was no fiery revolutionary, but as the boss of the Slovak party machine, he was a committed party loyalist. He did, nevertheless, promise the widest possible democratisation of the entire sociopolitical system aimed at bringing communism up to date. His appointment speeded change, as he widened the reform debate to those outside the party. Censorship was eased; freedom of speech was introduced in newspapers, on the radio and on television. Amidst unprecedented debate in the press and on television, in April the party approved an Action Programme with a two thousand word manifesto in June, when writers and intellectuals advocated democratic reforms within a broad socialist context. Dubcek’s reforms became known as socialism with a human face. Above all, Dubcek was trying to improve living conditions in Czechoslovakia:

We want to set new forces of Socialist life in motion in this country, allowing a fuller application of the advantages of Socialism.

Trade with the West was developed; different religions were allowed. Dubcek’s Government, though still Communist, wished to have less control over people’s lives. In this, he had the full support of the Czechoslovak people. The thaw in Czech Communism in early 1968 was therefore known as the ‘Prague Spring’. The Prague leadership tried very hard not to upset the Kremlin. They remembered how Hungary had been crushed in 1956, and Czechoslovakia, unlike Imre Nagy’s Hungarian one of twelve years earlier, had no desire to make changes in its foreign affairs or to leave the Warsaw Pact.

Over these months, Moscow and the other Warsaw Pact capitals became increasingly agitated by the so-called ‘Prague Spring’. They believed that economic reform would inevitably test the party bureaucracy’s ability to maintain control, and would ultimately undermine its monopoly of power. They feared that fervent debate about economic objectives would be contagious. Indeed, in Poland demonstrators did call for a “Polish Dubcek.” Gomulka in Poland and Walter Ulbricht in East Germany led the hard-line against reforms in Czechoslovakia. Dubcek continued to proclaim his commitment to the one-party system and his loyalty to the Warsaw Pact, but other Satellite states grew more and more impatient. Moscow itself despaired over the Prague reforms. Inside the Kremlin, it was feared that Dubcek’s government would dismantle the internal security apparatus and evict the KGB from the country. The Soviet military was also worried about its agreements with Czechoslovakia. In the early sixties, the Soviet Union had agreed on terms with its Warsaw Pact allies for stationing nuclear warheads in Central/Eastern Europe. Under these terms, the weapons would remain under strict Soviet military control. The USSR had large numbers of troops stationed in Hungary, Poland and East Germany, but no permanent garrison in Czechoslovakia. When Prague embarked on its reform programme in the first half of 1968, the Soviets delayed their deployment of nuclear weapons there, fearing that they would not be able to maintain tight control over them. Moscow saw Prague as a weak link in the Warsaw Pact frontier.

In July, Leonid Brezhnev met the leaders of his Central/Eastern European allies in Warsaw. Dubcek’s changes were too much for Brezhnev, and the other Warsaw Pact leaders, who shared their concerns over events in Czechoslovakia. They warned the Czechoslovak leadership not to run the risk of opening up a ‘hole’ in the iron curtain:

The word ‘democracy’ is being misused. There are campaigns against honest Party workers. The aim is to end the leading role of the Party, to undermine Socialism and to turn Czechoslovakia against other Socialist countries. Thus … the security of our countries is threatened.

Above: Students occupy Wenceslas Square, awaiting the invaders

A few days later Brezhnev, Kosygin, and the senior Soviet leadership met with Dubcek (see the photo above), and made new demands on him to re-impose censorship and tighten control over the media. An agreement at Bratislava appeared to promise a reconciliation between Prague and Moscow, but when Yugoslavia’s Tito was given an enthusiastic reception in Czechoslovakia it seemed yet again that Dubcek was steering the country down its independent road. The Soviet Politburo went into a three-day session on 15 August to consider what action to take. When Brezhnev spoke to Dubcek on the telephone, he shouted at him that the whole Communist system in the Eastern bloc could crumble because of what was happening in Prague. Why were the Soviets so frightened of change in Czechoslovakia? The Czech historian, Zeman, has given us this clue:

Twice in this century the Russians have had to face an onslaught from the centre of Europe. Only they know the extent of their losses in the last war … and the country is still governed by the men who fought in it. The Russians have no intention of dismantling their defences to the west.

The Iron Fist and the Heavy Hand:

At midnight on 20th August, Ladislav Mnacko awoke. He peered out of his window to see shadowy shapes in line all along Stefanik Street. But the road was closed for repairs; nothing could be driven along it. Then he realised that they were tanks, which could be driven anywhere, and there were a lot of them. Czechoslovakia had been invaded; Soviet paratroopers had seized control of Prague airport. Over the next few hours, half a million Warsaw Pact troops crossed the borders into the country. In marked contrast to the events in Hungary twelve years earlier, the government told the Czech and Slovak people to stay calm and not to resist with arms, but only to offer ‘passive resistance’. There were pockets of such resistance, one led by the young playwright, Václav Havel. This campaign was organised through radio station broadcasts, like the following:

Citizens! – go to work normally … keep calm … do not give the occupation forces any excuse for armed action … show the invaders your scorn in silence.

But the Warsaw Pact tanks moved against unarmed civilians, and again demonstrated how ill-prepared the USSR and its allies were to allow change or national autonomy within the Warsaw Pact. The West was shocked by the invasion but was no more likely to support Czechoslovakia than it had been to support Hungary in the previous decade, perhaps even less so, since the USA had long-since abandoned its ‘roll-back’ foreign policies, and was still heavily committed to its war in Vietnam which, as we have seen, was increasingly unpopular both at home and abroad. The West spoke out but could not intervene without risking nuclear confrontation, and therefore did not attempt to do so. The most significant critic of the USSR’s action was China, partly due to the already strained relations between the two Communist powers. The Chinese leadership had urged Khrushchev to invade Hungary in 1956, but it was now quick to condemn the Kremlin’s invasion of another Warsaw Pact member.

Many of the Soviet soldiers were told they were being sent to protect Czechoslovakia from invasion by the Germans and Americans. As they learned the truth, some sympathised with the demonstrators. A few defected to them and were executed when they were caught. As the Soviets took control, arrests of Dubcek and the other leaders began. The invading troops tried to find the radio stations and close down their transmitters:

We do not know how long we will be able to broadcast. If you hear an unknown voice on this station, do not believe it.

The Russian troops were surprised to see how much the Czechoslovak people hated them. They had believed Soviet propaganda:

‘Tass’ is authorised to state that the leaders of the Czechoslovak Socialist Republic have asked the Soviet Union and allied states to render the Czechoslovak people urgent assistance. This request was brought about by the threat which has arisen to the Socialist system, existing in Czechoslovakia.

(Tass, 21 August 1968)

There were continual rumours that key Czechoslovak party officials invited the Soviets to invade their country to reimpose hard-line law and order. The key documents were locked away in a top-secret folder in the Moscow Communist Party Archives, and have only recently (c 1998) become available. They prove that this was indeed the case. It is now known that the anti-reformist Slovak Communist Party chief, Vasil Bilak, wrote to Brezhnev a direct letter of invitation “to use all means at your disposal,” including military force. to “prevent the imminent threat of counter-revolution.” Bilak warned that “the very existence of socialism in our country is in danger.” Rather than risk sending the letter directly to Brezhnev, he passed it to a Soviet intermediary in a men’s lavatory.

When the Politburo began its three-day meeting to review its options on Czechoslovakia, Bilak dispatched another message to the Soviet leader, on 17th August, not only encouraging the Soviets to act quickly but also offering to form an alternative government that would oust Dubcek and seize control in Prague when the Warsaw Pact troops arrived. It is doubtful that this was a decisive factor in the Soviet decision to invade, but it must have boosted the pro-military faction in the Kremlin, and it helped to provide a pretext for the Soviets to claim that they were acting on behalf of a legitimate alternative government. In reality, the anti-reformists were entirely unable to deliver a government, and the Soviet Union ended up having to reinstate Dubcek’s, which survived for several months. In any case, Brezhnev’s own justification for the intervention was based on the common security of the Warsaw Pact countries, not just on the Tass statement:

When forces that are hostile to Socialism try to turn the development of some Socialist country towards capitalism … it becomes not only a problem of the country concerned, but a common problem of all socialist countries.

Others among the satellite countries took careful note of this concept, which came to be known as the Brezhnev Doctrine. Of the Warsaw Pact nations, only Romania refused to participate in the invasion. Nikolae Caecescu had visited Prague during the ‘Spring’ (above) and had become an unlikely ally of Dubcek, since he also wanted to pursue a more independent line within the Soviet bloc. János Kádár (pictured below), the Hungarian leader whom the Soviets had installed after the 1956 Uprising, and was to survive in power for another twenty years, had tried to caution Dubcek not to fall too far out of line with the Kremlin. In spite of Kádár’s desperate effort to mediate between the Kremlin and the Czechoslovak leadership, whose experiment was not very different from what was happening in Hungary at the time, Hungary’s foreign policy was marked by unconditional loyalty to Big Brother on all accounts (Kontler, 2009). This meant taking part in the Warsaw Pact invasion of Czechoslovakia to avert a counter-revolutionary takeover. That was a decision which lost Hungary many of its remaining ‘friends’ in the west and led to a further worsening of its bilateral relations with the US administration. Martin J Hillebrand, a skilfull career diplomat who had been appointed as the first US Ambassador to Hungary in September 1967, noted Kádár’s…

… early endorsement  of reformist developments in Czechoslovakia, his widely-publicized mediatory role, and his apparently only last-minute conversion to a need for forceful measures.

In any case, it was already too late for mediation by the time the invasion was underway. Alexander Dubcek was flown to Moscow and for days, the Czech and Russian leaders talked. He was forced to accept the end of Czech moves towards democracy. On 27th August the Czech leaders returned from Moscow and the Czech President Ludvik Svoboda announced the ‘mixed’ news:

Dear fellow citizens … after four days of negotiations in Moscow we are back with you. Neither you nor we felt at ease.

Dubcek added the bad news:

… to normalise the present complex situation … it will be necessary to take measures limiting freedom of expression as we have become accustomed to it.

In addition, Soviet troops were to stay in Czechoslovakia and censorship was brought back. Yet, for a time, at that time, after the tanks of the Warsaw Pact had invaded Czechoslovakia, there had seemed to be a feint possibility that the reformists could stay in power and the reforms of the Prague Spring would continue. Dubcek, though taken to Moscow in chains, returned as Chairman of the Communist Party still. President Svoboda (his name means ‘freedom’) was still the head of state of the People’s Republic. Together, they promised that nothing would change, but everything did change, though they resisted for as long as they could; virtually every change that had been made during the Prague Spring was overturned within a year.

The heavy hand of Moscow once more gripped Czechoslovakia. A Czech student, Jan Palach, set fire to himself in the centre of Prague as a protest. Over the next year, hard-line Czechoslovak officials replaced their reformist predecessors at all levels. An experiment in political pluralism had come to an abrupt end. The orthodoxy of one-party rule was restored. In April 1969 Dubcek was forced to resign; his idea of making Czechoslovakian Communism more human lay in ruins. He was sent to Turkey as an ambassador, where he was a virtual prisoner in his own embassy. Svoboda died shortly after being replaced by Moscow’s nominee, Gustav Husák, obedient to the central authority in Moscow, who remained in power for the next twenty years until the Velvet Revolution of 1989. In 1970, Dubcek was expelled from the party and the people of Czechoslovakia, eager for freedom, were either purged or effectively ‘buried alive’.

Throughout the Prague Spring the secret police, the Statni Bezpecnost (StB), had continued to operate for their old masters, not their new ones. Photographs existed of everyone who had spoken at every important public meeting throughout the short interlude of freedom. Large numbers of people in the crowds had been photographed too, and notes were taken of everything that was said. All this had been carefully collated. The tribunals began to sift through the StB’s material. Every member of the government, the civil service, the management of factories and businesses, was investigated to see what line he or she had taken during the Prague Spring. It was a long and careful business, carried ou with obsessive attention to detail of a new Inquisition. As with the original Inquisition, the purpose was not to rescue the individual soul of the heretic but to preserve the integrity of the faith. Active supporters of the heresy were dismissed. Usually, they could find only menial jobs. The applications of young men and women applying for places at universities were examined with the same care. No active supporter of the reform movement was accepted.

Lethargy, Legacy and the ‘unhoped-for moment’:

The caretakers, road sweepers, stokers and maintenance men of Czechoslovakia were the best educated in the world. Distinguished academics, senior civil servants, leading journalists and economists tended furnaces, washed steps, and cleaned out lavatories. The men and women who took their jobs in the Party, the government and the economic life of the country were less well-educated. The looking-glass world was well represented in Czechoslovakia. There was no let-up in the tight control, not just of the Party, but also in the group that headed the Party – the group which took power in 1968 and 1969. Gustav Husak, Milos Jakes and the others remembered the last months of the old Party leader, Antonín Novotny, in 1967, and how the hope of greater liberalisation had split the Party and forced even the liberals to go much farther than they intended. Husak and the others knew that if there were the least easing up, they would be swept away. Under such tight control, it remained difficult for the Party to generate any enthusiasm or activity even among its own members. Three days after the fifteenth anniversary of the invasion, the Party newspaper Rude Pravo complained, on the 24th August 1983:

It is a serious matter that our Party members live in near-anonymity. They cannot be formally rebuked for this, because they pay their membership dues, regularly attend Party meetings, and take part in agitprop sessions. However, they have nothing to say on serious matters under discussion, they never raise their hands, and they never speak their mind. They never oppose others, but they never fight for their Party.

John Simpson, the BBC correspondent, likened this state of mind to that of Winston Smith in George Orwell’s 1984. Czechoslovakia, he said, had undergone a kind of lobotomy. People had been encouraged to express their political opinions in 1968 and then had suffered for doing so. It was rare to find anyone, during his visit in 1983, who was prepared to make the same mistake again. Czech journalists who did try to talk to Simpson about 1968 found the awakened memories too painful to share and, perhaps more significantly for that time, they saw no “point” to “raising” them since it would just remind them of the way things used to be, just for a bit … We’ll never be like that again! The authorities demanded quiescence and offered in return a decent material standard of living. The shops were well stocked with food and every weekend in the summer people would head out of the cities to the dachas which were made available in large numbers. It was, Simpson wrote, a sleepwalker’s existence.

The invasion of Czechoslovakia came at a crucial time in the rebuilding of relations between the USA and the USSR. The Americans knew that any serious action on behalf of the Czechs and Slovaks would, at the very least, set back the slow process of improving East-West relations. So, in 1968 the Czechs were left to their fate by the West, as they had been in 1948 and 1938. However, there is a comforting, if comic, codicil to this story. The following year, the Czechoslovak ice-hockey team secured a rare win over their Russian rivals. They became world-wide heroes literally overnight, but in the real global power-play, they were still the victims rather than the victors.

Global, ‘regional’ and ‘local’ events in 1968 blurred the distinctions in the images of the two superpowers in the Cold War. It was hard to view the United States as freedom’s ‘sheriff’ in the world when at home, its police were clubbing civil rights and anti-war protesters, and abroad its GIs were being made to commit war-crimes in an escalating and undeclared war in south-east Asia. On the other hand, the failure of the Communist system to feed its own people with grain from the United States, and the crushing of the Prague Spring with tanks, tarnished a form of government which claimed to rule on behalf of its ‘proletariat’. The Soviet invasion of Czechoslovakia ended, for decades at least, a possible third way in Central/Eastern Europe, and the possibility of liberal reform within the Soviet bloc.

On the morning of 23rd October 1988, I was standing with a group of British Quaker teachers, at the Esztergom Basilica on Hungary’s ‘Danube Bend’. Looking down to the river, we could see a ruined bridge which, until the Second World War, had connected Hungary and Czechoslovakia. We were excited, together with our hosts, about the changes taking place in Hungary, two of which had been announced on the radio that morning, the thirty-second anniversary of the beginning of the 1956 Uprising. The first was that those events would no longer be referred to as a ‘counter-revolution’, as they had been, officially, ever since. The second was that a phased, but complete withdrawal of Soviet troops would begin the next year. Our excitement was tinged with sadness when we looked across at what, today, is Slovakia. Our host, a fellow historian, expressed her view that Husak’s hard-line régime would be the last of the Warsaw Pact to liberalise. Almost exactly thirteen months later, Husak and Jakes had gone, and Alexander Dubcek was back in Wenceslas Square, addressing crowds of 300,000. Yet in 1988, he was still, officially, the ‘disgraced leader of the Prague Spring Movement’. His granddaughter had told him:

Grandpa, don’t be sad. We never take any notice when our teachers say what a bad man you are. I always leave the classroom and the teachers never say anything. I know that you’re good.

Sources:

Jeremy Isaacs (1998), Cold War. London: Bantam Press (Transworld Publishers).

John Simpson (1990), Despatches from the Barricades. London: Hutchinson.

 

 

 

Following the defeat of the Third Reich, the map of the European continent was radically transformed. The most striking transformation was the shrinking of Germany, with Poland the principal beneficiary, and the division of what remained of the two countries. But Poland lost vast territories on its eastern border to the Soviet Union. West Germany (from 1949, ‘the Federal Republic’) was formed from the American, French and British areas of occupied Germany; East Germany (‘the Democratic Republic’ from 1949) was formed from the Soviet-occupied zone (see the maps below). The former German capital followed this pattern in miniature. Czechoslovakia was revived, largely along the lines it had been in 1919, and Hungary was restored to the borders established by the Treaty of Trianon in 1920. Yugoslavia was also restored in the form it had been before the war. The Baltic states – Estonia, Latvia and Lithuania – together with the Ukraine and Bessarabia, were all incorporated into the Soviet Union. Austria was detached from Germany and restored to independence, initially under a Soviet-sponsored government reluctantly recognised by the western powers. It gradually moved away from Soviet influence over the following ten years.

Eastern Europe in 1949. Source: András Bereznay (2002), The Times History of Europe.

It rapidly became clear that Stalin’s intentions were wholly at variance with the West’s goals for western Germany. The two zones of Germany followed wholly divergent paths: while denazification in the west followed the Austrian model, with the first free elections taking place in January 1946. However, in the east the Soviets moved quickly to eradicate all pre-war political parties other than the communists, sponsoring the German Communist Party, which became the Socialist Unity Party in April 1946. All other political organisations were suppressed by November 1947. As it became clear that the western and eastern halves of the country were destined for separate futures, so relations between the former Allies deteriorated. Simultaneously, the Soviet Army stripped the country of industrial plunder for war reparations. Germany rapidly became one of the major theatres of the Great Power Conflict of the next forty years. Berlin became the focal point within this conflict from the winter of 1948/49, as Stalin strove to force the Western Allies out of the city altogether. In September 1949, the Western Allies, abandoning for good any hopes they had of reaching a rapprochement with Stalin, announced the creation of the Federal Republic of Germany. This was followed, the next month, by the creation of the Soviet-sponsored GDR. More broadly, it was clear by the end of 1949, that Stalin had created what was in effect a massive extension of the Soviet Empire, as well as a substantial buffer zone between the USSR proper and the West. Western-Soviet relations were plunged into a deep freeze from which they would not emerge for decades: the Cold War. In escaping Nazi occupation, much of Central/Eastern Europe had simply exchanged one form of tyranny for another.  

In July 1947, the USA had issued invitations to twenty-two European countries to attend a conference in Paris, scheduled for 12th July, to frame Europe’s response to the Marshall Plan, the proposal put forward by President Truman’s Secretary of State to provide an economic lifeline to the countries of Europe struggling to recover from the devastation caused by the World War. Stalin and his Foreign Minister, Molotov, had already given their reaction. Stalin saw the issue not only in economic but also political terms, his suspicious nature detecting an American plot. He thought that once the Americans got their fingers into the Soviet economy, they would never take them out. Moreover, going cap-in-hand to capitalists was, in his view, the ultimate sign of failure for the Communist system. The socialist countries would have to work out their own economic salvation. Nevertheless, Molotov succeeded in persuading Stalin to allow him to go to Paris to assess the American offer.

The ‘big four’ – Britain, France, the USA and the USSR – met first at the end of June in Paris. Molotov agreed to back limited American involvement in the economies of Europe with no strings attached. However, Soviet intelligence soon revealed that both Britain and France saw Marshall’s offer as a plan for aiding in the full-scale reconstruction of Europe. Not only that, but Molotov was informed that the American under-secretary, Will Clayton, was having bilateral talks with British ministers in which they had already agreed that the Plan would not be an extension of the wartime Lend-Lease Agreement which had almost bankrupted Britain in the immediate post-war years. The British and the Americans also saw the reconstruction of Germany as the key factor in reviving the continent’s economy. This was anathema to the Soviets, who were keen to keep Germany weak and to extract reparations from it. The Soviet Union was always anxious about what it saw as attempts by the Western allies to downplay its status as the chief victor in the war. Molotov cabled Stalin that all hope of effecting Soviet restrictions on Marshall aid now seemed dead. On 3rd July, Molotov, accusing the Western powers of seeking to divide Europe into two hostile camps, gathered up his papers and returned to Moscow that same evening.

With the Soviets out-of-the-way, invitations went out to all the states of Western Europe except Spain. They also went to Romania, Bulgaria, Hungary, Albania, Finland, Yugoslavia, Poland and Czechoslovakia. After initial hesitation, Moscow instructed its ‘satellites’ to reject the invitation. On 7th July, messages informed party bosses in the Eastern European capitals that…

…under the guise of drafting plans for the revival of Europe, the sponsors of the conference in fact are planning to set up a Western bloc which includes West Germany. In view of those facts … we suggest refusing to participate in the conference.

Most of the Communist parties in the Central-Eastern European countries did just as they were told, eager to display their loyalty to Stalin. But the Polish and Czech governments found the offer of US dollars too appealing since this was exactly what their economies needed. In Czechoslovakia, about a third of the ministers in the coalition government were Communists, reflecting the share of the vote won by the party in the 1946 elections. Discussions within the government about the Marshall aid offer, however, produced a unanimous decision to attend the Paris conference. Stalin was furious and summoned Gottwald, the Communist Prime Minister, to Moscow immediately. Jan Masaryk, the foreign minister, an independent non-Communist member of the Prague Government. Stalin kept them waiting until the early hours and then angrily told them to cancel their decision to go to Paris. He said that the decision was a betrayal of the Soviet Union and would also undermine the efforts of the Communist parties in Western Europe to discredit the Marshall Plan as part of a Western plot to isolate the Soviet Union. He brushed aside their protests, and they returned to Prague, where the Czechoslovak Government, after an all-day meeting, unanimously cancelled its original decision. Masaryk, distraught, told his friends:

I went to Moscow as the foreign minister of an independent sovereign state; I returned as a Soviet slave.

Above: Conflicting cartoon images of the Marshall Plan and the Cold War. Fitzpatrick, in the St. Louis Post-Dispatch, shows the Kremlin’s noose tightening around Czechoslovakia. Krokodil has the Europeans on their knees before their US paymaster. 

The Poles forced them into line as well, and their government made a similar announcement. Stalin had his way; the Eastern Bloc now voted as one and from now on each state took its orders from the Kremlin. Europe was divided and the Cold War was irreparably underway. From Washington’s perspective, the Marshall Plan was designed to shore up the European economies, ensure the future stability of the continent by avoiding economic catastrophe, thereby preventing the spread of communism, which was already thriving amidst the economic chaos of Western Europe. But from the Kremlin’s point of view, the plan appeared to be an act of economic aggression. Stalin had felt his own power threatened by the lure of the almighty ‘greenback’. In Washington, Stalin’s opposition to the plan was seen as an aggressive act in itself. The US ambassador in Moscow described it as nothing less than a declaration of war by the Soviet Union. Both sides were now locked in mutual suspicion and distrust and the effects of the Marshall Plan was to make the Iron Curtain a more permanent feature of postwar Europe.

The same day as the Conference on European Economic Cooperation (CEEC) opened in Paris, 12th July 1947, the first meeting of Cominform, the short form of the Communist Information Bureau took place in the village of Szkliarska Poremba in Poland. A revival of the old Communist alliance, or Comintern, established by Lenin, this was a direct response to the Marshall Plan, and an attempt to consolidate Stalin’s control over the Soviet satellites and to bring unanimity in Eastern Bloc strategy. Andrei Zhdanov, the Soviet ideologue, Stalin’s representative at the meeting, denounced the Truman Doctrine as aggressive and, playing on Eastern European fears of resurgent Nazism, accused the Marshall Plan of trying to revive German industry under the control of American financiers. Along with the representatives of the Communist parties of France and Italy, which had been encouraged to operate through left-wing coalitions in a Popular Front, the Czechoslovak Communist delegates were ordered to move away from their coalition and to seize the initiative.

The coalition government in Czechoslovakia had previously operated on the principle that Czechoslovak interests were best served by looking both to the West and to the East, an idea dear to the hearts of both President Benes and Foreign Minister Masaryk. But as relations between the two power blocs worsened, the position of Czechoslovakia, straddling East and West, became ever more untenable. Masaryk, though not a Communist, felt increasingly cut off by the West after Prague’s failure to participate in the Marshall Plan. Washington regarded the capitulation to Stalin over the Paris conference as signifying that Czechoslovakia was now part of the Soviet bloc. The harvest of 1947 was especially bad in Czechoslovakia, with the yield of grain just two-thirds of that expected and the potato crop only half. The need for outside help was desperate, and Masaryk appealed to Washington, but the US made it clear that there would be no aid and no loans until Prague’s political stance changed. Although Masaryk tried to convince the US government that the Soviet line had been forced on them, he failed to change the American position. Then the Soviets promised Czechoslovakia 600,000 tons of grain, which helped prevent starvation and won wide support for Stalin among the Czechoslovak people. Foreign trade Minister Hubert Ripka said…

Those idiots in Washington have driven us straight into the Stalinist camp.

When the Soviet deputy foreign minister arrived in Prague, supposedly to oversee the delivery of the promised grain, the non-Communist ministers took a gamble. On 20th February, they resigned from office, hoping to force an early election. But President Benes, who was seriously ill, wavered. Following orders from the Cominform, the Communists took to the streets, organising giant rallies and whipping up popular support. They used the police to arrest and intimidate opponents and formed workers’ assemblies at factories. On 25th February, fearing civil war, Benes allowed Gottwald to form a new Communist-led government. In the picture on the left above, Klement Gottwald is seen calling for the formation of a new Communist government, while President Benes stands to his left. In the picture on the right, units of armed factory workers march to a mass gathering in support of the takeover in the capital.

In five days, the Communists had taken power in Prague and Czechoslovakia was sentenced to membership of the Soviet camp for more than forty years. Masaryk remained as foreign minister but was now a broken man, his attempt to bridge East and West having failed. A fortnight later, he mysteriously fell to his death from the window of his apartment in the Foreign Ministry. Thousands of mourners lined the streets for his funeral, which marked the end of the free Republic of Czechoslovakia which had been founded by his father, Tomás Masaryk thirty years earlier. News of the Communist takeover in Prague sent shock waves through Washington, where the Marshall Plan was still making its way through Congress. Now the case had been made by events: without US intervention, Europe would fall to the Communists, both East and West. Had Washington not written off Czechoslovakia as an Eastern bloc state, refusing to help the non-Communists, the outcome of those events might have been different. This was a harsh but salient lesson for the US administration, but it made matters worse by talk of possible immediate conflict. The Navy secretary began steps to prepare the American people for war and the Joint Chiefs of Staff drew up an emergency war plan to meet a Soviet invasion of Western Europe. On 17th March, Truman addressed a joint session of Congress with a fighting speech:

The Soviet Union and its agents have destroyed the independence and democratic character of a whole series of nations in Eastern and Central Europe. … It is this ruthless course of action, and the clear design to extend it to the remaining free nations of Europe, that have brought about the critical situation in Europe today. The tragic death of the Republic of Czechoslovakia has sent a shock wave through the civilized world. … There are times in world history when it is far wiser to act than to hesitate. There is some risk involved in action – there always is. But there is far more risk involved in failure to act.

Truman asked for the approval of the Marshall Plan and for the enactment of universal military training and selective service. On 3rd April, Congress approved $5.3 billion in Marshall aid. Two weeks later, the sixteen European nations who had met in Paris the previous year, signed the agreement which established the OEEC, the body which the US Administration to formalise requests for aid, recommend each country’s share, and help in its distribution. Within weeks the first shipments of food aid were arriving in Europe. Next came fertilisers and tractors, to increase agricultural productivity. Then came machines for industry. The tap of Marshall aid had been turned on, but too late as far as Poland and Czechoslovakia were concerned. The plan was political as well as economic. It grew out of the desire to prevent the spread of communism into Western Europe. No longer could European nations sit on the fence. Each country had to choose whether it belonged to the Western or the Soviet bloc. In the immediate post-war years the situation had been fluid, but the Marshall Plan helped to accelerate the division of Europe. Forced to reject Marshall aid, Czechoslovakia became part of the Soviet sphere of influence, albeit abandoned to this fate by Washington, sacrificed once more by the Western powers. On the other hand, France and Italy were now firmly in the Western camp.

Paranoia permeated the Soviet system and Communist Central/GeorgeEastern Europe in the late forties and early fifties, just as it had done during Stalin’s reign of terror in the thirties. Hundreds of thousands of people were sent to labour camps and many thousands, loyal party members, were executed. In Hungary, as many as one in three families had a member in jail during the Stalinist period. As one Hungarian once told me, recalling his childhood forty years earlier, George Orwell’s Nineteen Eighty-Four, written in 1948 but only recently (in 1988) available to Hungarians to read, was 1948 in Hungary. In the Soviet Union and throughout the Soviet bloc, conformity was everything and no dissent was allowed. Independent thought was fiercely tracked down, rooted out, and repressed.

In the first phase of the Soviet takeover of Central/ Eastern Europe, Communist parties, with the backing of the Kremlin, had taken control of the central apparatus of each state.  Sometimes there were tensions between the local Communists, who had been part of the underground resistance to the Nazis, and those who had been exiled in Moscow and who had been appointed at the behest of Stalin to senior positions in the local parties. Initially, they were devoted to condemning their political opponents as class enemies. In 1948 a new phase began in the Sovietisation of the ‘satellite’ states, in which each nation was to be politically controlled by its Communist Party, and each local party was to be subject to absolute control from Moscow.

In Hungary, the arrests had begun at Advent in 1946, with the seizure of lawyer and politician, György Donáth by the ÁVO, the state security police, on a charge of conspiracy against the Republic. Prior to his arrest, Donáth had left Budapest for a pre-Christmas vacation near the Hungarian border, so the ÁVO, who had had him under surveillance for some time, feared that he might attempt to flee the country and wasted no time in arresting him there, using the secret military police, KATPOL. Following this, a number of his associates were also arrested. In order to save these fellow leaders of the secret Hungarian Fraternal Community (MTK), which he had reactivated in the spring of 1946, he took all responsibility upon himself. He was condemned to death by a People’s Tribunal on 1st April 1947, and executed on 23rd October the same year. Cardinal Mindszenty, the representative of the religious majority in the country, was arrested soon after and put on trial on 3rd February 1949.

(Following his release from prison a week before, in 1956)

In Czechoslovakia, where the Party had seized control in February 1948, a series of ‘show trials’ highlighted different stages in the imposition of Communist authority. Between 1948 and 1952 death sentences were passed against 233 political prisoners – intellectuals, independent thinkers, socialists, Christians. The execution of Zavis Kalandra, an associate of the Surrealists and a Marxist who had split with the prewar Communist Party, shocked Prague. Nearly 150,000 people were made political prisoners in Czechoslovakia, seven thousand Socialist Party members among them.

The crisis that prompted this strengthening of control was the split with Tito in 1948. The war-time partisan leader of Yugoslavia headed the only Communist country in Eastern Europe where power was not imposed by Moscow but came through his own popularity and strength. Although Stalin’s favourite for a while, Tito was soon out of favour with him for resisting the Soviet control of both Yugoslavia’s economy and its Communist Party.  In June 1948, Yugoslavia was expelled from Cominform for having placed itself outside the family of the fraternal Communist parties. Stalin even prepared plans for a military intervention, but later decided against it. The ‘mutiny’ in Yugoslavia now gave Stalin the opportunity he sought to reinforce his power. He could now point not just to an external ‘imperialist’ enemy, but to an ‘enemy within’. ‘Titoism’ became the Kremlin’s excuse for establishing a tighter grip on the Communist parties of Eastern Europe. Between 1948 and 1953 all the parties were forced through a crash programme of Stalinisation – five-year plans, forced collectivisation, the development of heavy industry, together with tighter Party control over the army and the bureaucratisation of the Party itself. To maintain discipline the satellites were made to employ a vast technology of repression.

‘Show trials’ were used were used to reinforce terror; “justice” became an instrument of state tyranny in order to procure both public obedience and the total subservience of the local party to Soviet control. The accused were forced, by torture and deprivation, to ‘confess’ to crimes against the state. Communist Party members who showed any sign of independence or ‘Titoism’ were ruthlessly purged. The most significant of these trials was that of László Rajk in Hungary. Rajk had fought in the Spanish Civil War and had spent three years in France before joining the resistance in Hungary. After the war, he became the most popular member of the Communist leadership. Although he had led the Communist liquidation of the Catholic Church, he was now himself about to become a victim of Stalinist repression. He was Rákosi’s great opponent and so had to be eliminated by him. Under the supervision of Soviet adviser General Fyodor Byelkin, confessions were concocted to do with a Western imperialist and pro-Tito plot within the Hungarian Communist Party. Rajk was put under immense pressure, including torture, being told he must sacrifice himself for the sake of the Party. János Kádár, an old party friend and godfather to Rajk’s son, told him that he must confess to being a Titoist spy and that he and his family would be able to start a new life in Russia. Rajk agreed, but on 24th September 1949, he and two other defendants were sentenced to death and executed a month later. In the picture below, Rajk is pictured on the left, appearing at his trial.

The Rajk confession and trial became a model for show trials across Eastern Europe. But in Hungary itself, the trial and execution of Rajk, Szebeny and General Pálffy-Oesterreicher were to ‘fatally’ undermine the Rákosi régime. Rákosi and Gerő were typical of the Communists who had lived in exile in Moscow during the war. Compared with Rajk, and the later Premier Imre Nagy, they were never popular within the Party itself, never mind the wider population. Yet, with Stalin’s support, they were enabled to remain in power until 1953, and were even, briefly, restored to power by the Kremlin in 1955. A recent publication in translation of the memoirs of the Hungarian diplomat, Domokos Szent-Iványi, has revealed how, prior to his arrest and imprisonment in 1946, he had made plans to replace them with General Pálffi-Oesterreicher, the head of the dreaded military police, who had had him arrested and placed him in ‘a very small and very dirty hole of a dungeon’ under the police headquarters:

During our conversations I did my best to convince ‘Pálfi’ that the greatest evil to the Hungarian people, to the country, and even to the Communists and the Soviet Union consisted in the policy and machinations of Rákosi and of his gang, and seemingly I succeeded in my efforts in this respect. The execution of Rajk, Szebeny and Pálffy-Oesterreicher seemingly strengthened Rákosi’s position. This, however, was not so. The ruthless liquidation of old Communist Party members was one of the main acts which some years later led to Rákosi’s downfall.

The light-mindedness of Pálffy-Oesterreicher contributed to his own downfall and put my life in peril also. It happened once that Pálffi, sending one of his collaborators, … made the grave error of instructing this man to tell me that “the pact between Pálffi and Szent-Iványi is still effective”.    

In the course of the Rajk trial, my name and that of the “conspirators” were brought up by the prosecution, and Szebeny, Rajk’s Secretary of State, made a statement to the effect that the Rajk-Pálffi group sympathised with the so-called conspirators with whom they intended to co-operate “as soon as the Rákosi gang are out of power”. Rózsa, a young man (whom Pálffy had used as a go-between with Szent-Iványi in prison) … then reported this affair to Rákosi and the consequences as we know were very grave for all parties involved.

Right after the arrest of Rajk, Szebeny, Pálffy-Oesterreicher and many of their followers, I was locked up in a single cell in the so-called “Death Section” of Gyüjtő Prison where those prisoners were kept who were to be executed. … an old Communist Party member whispered to me in the silence … that I was there due to the Rajk case. Among the many indictments brought up against Rajk and Pálfi, their contacts with me and “the conspirators” had particular weight.

Szent-Iványi argued that the reaction to the Rajk trial, among others, demonstrated that the Hungarian people were sharply opposed to any Soviet policy which was carried out by  Rákosi, Gérő and others in the pro-Moscow leadership. Yet, until Rajk’s rehabilitation in 1955 and especially his re-burial on 6th October, which amounted to the first open demonstration against the Rákosi régime, there was little that could effectively be done to bring it down, either from inside prison or on the outside. He later reflected on the reasons for this:

This was a most distressing time, dominated by man at his most vengeful, envious and cruel.

Revenge and hatred was harboured by all kinds, prisoners and guards alike. Ex-soldiers who had endured the cruelties and horrors of battles, hated those who had lived peacefully in their own homes. … Jewish guards and Jewish prisoners hated their Gentile neighbours for their past suffering. Ex-Arrow-Cross members (fascists) were hated by Communists and Jews. It is strange that the common criminals in general hated nobody; they wanted money and ultimately did not hate their victims … but I could believe that they themselves had some kind of sympathy for their victims, like Tyrrell in Richard III.

Hatred was born of emotions and passion, and emotions had too many times intruded into Hungarian political life also, leading the country and its people to tragedy.

During my detention and prison years I had time to think and ponder over the political blunders, emotions and in particular the passions, of bygone years. Szálasi (the ‘Arrow Cross’ Premier in 1944-45) and Rákosi can be considered as typical examples of authors of such blunders. Both men felt that they were not popular in the country and that they had just a small fraction of the population behind them. In consequence they needed support from abroad. Szalási found his support in Hitlerite Germany, and in consequence adopted Nazi political principles and methods. These include Anti-Semitism and a “foreign policy” against the Allied Powers. Rákosi got the necessary support in Stalin-Beria run Soviet Russia and based his interior policy on revenge and jealousy. His vanity could not tolerate differences of opinion, whether outside the Communist Party … or inside the Party … Wherever he found opposition to his policy or to his person he set out to liquidate real or imaginary opponents.

Above: Lavrenti Pavlovich Beria (1899-1953). When he began to think of himself as Stalin’s successor, the other members of the Politburo were alarmed that he might attempt to seize power following Stalin’s death. He was arrested, tried in his absence, and shot some time before December 1953, when his death was announced.

The lack of popular support for Rákosi and his dependence on Stalin and Beria was clearly demonstrated by the establishment of the first Imre Nagy government following Stalin’s death in 1953. Although Moscow then replaced the initial Nagy government by one headed by Gérő and Rákosi, the latter was finally ousted by them in July 1956. Although the subsequent Uprising was put down by the invasion of the Soviet Union under Khrushchev, Szent-Iványi was at pains to point out in his memoirs that the Soviet Union finally dropped the Stalinist leadership of Hungary and that the Kádár régime (János Kádár, left) which it installed was one which was able to win the confidence of both the Hungarian people and of the Soviet Union, bringing peace to the country and its inhabitants.

Szent-Iványi reflected on how the life of the prisoners he had witnessed and experienced under the Rákosi régime, including health conditions, food, and fresh air had steadily worsened until it was impacted by these events:

The fact that some of the prisoners were able to survive was down to two causes; firstly, the honest among the jailers, in the majority of Hungarian peasant stock, did their best to alleviate the sufferings of the prisoners as well as to improve upon the harsh and very often cruel conditions imposed by Rákosi’s régime upon political prisoners; secondly, the death of Stalin and the elimination of Beria in 1953 … The most important “innovation” was that after more than a full year or so, the daily walks for prisoners as prescribed by law were resumed. Under the more humane régime of Premier Imre Nagy further improvements took place. And two years later prisoners were released in increasing numbers. By 1956 … many of the political prisoners were already outside the prison walls or were preparing to be released.Without these two factors, few prisoners would have survived the prison system after ten or twelve years of endless suffering.

Szent-Iványi was himself released in mid-September, five weeks before what he called ‘the October Revolution’. But, contrary to the claims of the pro-Rákosi faction’s claims, neither he nor the ex-political-prisoners played a major role in the events, which I have covered in great detail elsewhere. Even the hated ÁVO, the Secret Police, admitted that none of the “Conspirators” of 1946-48 had actively participated in the Revolution and that…

… the blame has remained firmly on the shoulders of the provocateurs, the Rákosi-Hegedüs-Gerő gang which, of course, greatly contributed to the stability and success of the Kádár regime. … The dictatorship of Rákosi and his gang had no other support than the bayonets of the Red Army or rather the power of the Russian Communist Party and of the Red Army.

With real and imaginary political opponents exterminated, the next phase of Stalinisation in Czechoslovakia was a purge of the Communist Party itself. One out of every four Czechoslovak party members was removed. Stalin wanted to make an example of one highly placed ‘comrade’, Rudolf Slánsky, the general secretary of the Czech Communist Party, who was then leading a security purge within it. Stalin personally ordered Klement Gottwald, who had replaced Eduard Benes as President of the country, to arrest Slánsky. When Gottwald hesitated, Stalin sent General Alexei Beschastnov and two ‘assistants’ to Prague. Gottwald gave in. On 21 November 1951, Slánsky was arrested. In this case, there was a new ingredient in the Moscow mix: Slánsky and ten of the other high-ranking Czechoslovak party members arrested at that time were Jews.

The case against Slánsky was based on Stalin’s fear of an imagined Zionist, pro-Western conspiracy. Stalin appeared to believe that there was a conspiracy led by American Jewish capitalists and the Israeli government to dominate the world and to wage a new war against communism. This represented a complete turnaround by Stalin on Israel. The Soviet Union had supported the struggle of the Zionists against the Palestinian Arabs and had supplied them, through Czechoslovakia, with essential weapons in 1947 and 1948. The Soviet Union was the first state to recognise de jure the state of Israel, within minutes of its birth in May 1948. Two years later, perhaps fearful of Israel’s appeal to the hundreds of thousands of Russian Jews, and suspicious of its close ties to the United States, Stalin became convinced that Israel was in the vanguard of an international Jewish conspiracy against him.

Slánsky was, in fact, a loyal Stalinist. But he was forced to confess that, due to his bourgeois and Jewish origins, he had never been a true Communist and that he was now an American spy. Slánsky and his co-accused were told that their sacrifice was for the party’s good. Their confessions were written out in detail by Soviet advisers in Prague, and each of the accused was carefully rehearsed for his “performance” at the trial to come. They had time to learn their “confessions” by heart, for preparations took a year. In November 1952, the show trial began. One by one, Slánsky and the others confessed to the most absurd charges made against them by their former associates.

Public prosecutor Josef Urvalek read out the indictment, condemning the gang of traitors and criminals who had infiltrated the Communist Party on behalf of an evil pro-Zionist, Western conspiracy. It was now time, he said, for the people’s vengeance. The accused wondered how Urvalek could fein such conviction. The ‘defence’ lawyers admitted that the evidence against their clients confirmed their guilt. In his last statement, Slánsky said, “I deserve no other end to my criminal life but that proposed by the Public Prosecutor.” Others stated, “I realise that however harsh the penalty – and whatever it is, it will be just – I will never be able to make up for the damage I have caused”; “I beg the state tribunal to appreciate and condemn my treachery with the maximum severity and firmness.” Eleven were condemned to death; three were sentenced to life imprisonment. When the sentences were announced, the court was silent. No one could be proud of what had been done. A week later, Slánsky and the other ten were executed.

Absolute rule demanded absolute obedience, but it helped if people loved their leader rather than feared him. In the Soviet Union, the cult of Stalin was omnipresent. In the picture on the left above, Stalin appears as the ‘Father of His People’ during the Great Patriotic War, and on the right, world Communist leaders gathered in the Bolshoi Theatre to celebrate Stalin’s seventieth birthday on 21st December 1949. Stalin treated the whole of Central/Eastern Europe as his domain, with the leaders of the Communist parties as his ‘vassals’, obliged to carry out his instructions without question. When he died on March 1953, the new spirit which emerged from the Kremlin caused nervousness among the various ‘mini-Stalins’ who held power, largely due to his support. In the Soviet zone of Germany, control was in the hands of Walter Ulbricht, a hard-line Stalinist of the old school who had spent most of the era of the Third Reich in Moscow. One of Stalin’s most loyal lieutenants, he had begun, in the summer of 1952, the accelerated construction of socialism in East Germany, aimed at building a strict command economy. A huge programme of farm collectivisation was started, along with a rush towards Soviet-style industrialisation, with great emphasis on heavy industry at the expense of consumer goods. Stalin had intended to force the East German economy to complement that of the Soviet Union, to supply the USSR with iron and steel, of which it was in desperate need. Ulbricht allowed no opposition inside East Germany. His secret police, the ‘Stasi’, were everywhere, urging friends to inform on friends, workers on fellow-workers.

Ulbricht was therefore uneasy with the changes taking place in Moscow. In May 1953, the collective leadership in the Kremlin summoned him to Moscow. For some time, the Kremlin had been considering a review of its German policy, supporting the idea of a re-unified but neutral Germany. The Soviets had no hope of controlling all of Germany, but a neutral Germany would at least prevent the western half, with its huge industrial base, from becoming a permanent part of the Western bloc. The Kremlin encouraged Ulbricht to follow a new course of liberalisation and to ease the pace of enforced industrialisation. But Ulbricht ignored the advice, and in June imposed new work quotas on industrial workers, demanding higher productivity without any increase in pay. Angry at their expectations being dashed, East German workers erupted in protests calling for a lifting of the new quotas. As their employer was the state, industrial protest over work norms soon became a political demand for free elections and a call for a general strike. The American radio station in West Berlin, RIAS, publicised the demands and reported that there would be major demonstrations the following day. On 17 June protests took place in East Berlin, Leipzig, Dresden, Magdeburg, and all the major towns of East Germany.

Over the next four days, more than 400,000 German workers took to the streets. Ulbricht and his unpopular government were terrified by this vast, spontaneous display of worker power. But the demonstrations lacked any central direction or coherent organisation. Beria called on the Soviet tank units stationed all over East Germany to confront the strikers, to prevent the Ulbricht régime from collapsing. He told the Soviet high command “not to spare bullets” in suppressing the rising, and forty workers were killed, more than four hundred wounded. When thousands of strike leaders were arrested, the demonstrations ended as suddenly as they had begun. Ulbricht had learned a lesson and in time acceded to many of the workers’ economic demands. There were also anti-government riots in Czechoslovakia, and strikes in Hungary and Romania. There was even a prisoners’ strike in Siberia.

The Soviets saw behind these events a well-orchestrated campaign to undermine the Soviet Union and its allies, part of the “rollback” policy of the new Eisenhower administration, which had replaced the Truman Doctrine of 1947. The United States ‘suggested’ openly that it would now take the initiative in ‘rolling back’ communism wherever possible. The architect of this new, more ‘aggressive’ policy in support of ‘freedom’ movements in Eastern Europe was the new Secretary of State, John Foster Dulles, who proclaimed a new era of liberty, not enslavement. He added that…

… the Eisenhower era begins as the Stalin era ends. … For ten years the world has been dominated by the malignant power of Stalin. Now Stalin is dead. He cannot bequeath to anyone his prestige. 

The British prime minister, Winston Churchill, had written to Eisenhower suggesting a meeting with Malenkov in case both of us together or separately be called to account if no attempt were made to turn over a new leaf. But for the moment Eisenhower had ruled out any direct meeting with the new Soviet leadership. In reality, it was never clear how this new policy could be put into practice, especially in Europe, without provoking a direct confrontation. On 16 April 1953, Eisenhower had made a speech in which he called on the Kremlin to demonstrate that it had broken with Stalin’s legacy by offering “concrete evidence” of a concern for peace. He had appeared to be holding out an olive branch, hoping the Kremlin would grab it. His ‘Chance for Peace’ speech had been widely reported in the Soviet Union and throughout Central/Eastern Europe, raising hopes of ‘a thaw’ in the Cold War.

Only two days later, however, Dulles spoke in much harsher terms, declaring we are not dancing to any Russian tune. A secret report for the National Security Council had also concluded that the Soviet interest in peace was illusory, but at the same time that any military confrontation would be long drawn out. But Radio Free Europe continued to promise American assistance for resistance to Soviet control in its broadcasts into the satellite countries. In doing so, it was promising more than the West was willing or able to deliver. In Hungary in 1956, these ‘mixed messages’ were to have tragic consequences.

The power struggle in the Kremlin now reached a new intensity. Molotov continued to see the Cold War as an ideological conflict in which the capitalist system would ultimately destroy itself, and his diplomacy exploited the differences he perceived between the United States and its Western European allies. However, for Malenkov and Beria, the conflict was viewed in strictly practical terms.

First of all, the Cold War was an arms race. Stalin had quickly realized how important it was to break the US atomic monopoly and in 1945 had put Beria in charge of the Soviet atom bomb project. In the summer of 1949, several years ahead of the West’s predictions, the first Soviet bomb had been successfully tested. After Stalin’s death, Beria took more direct control of the Soviet nuclear project, ordering scientists to race ahead with developing a hydrogen bomb to rival America’s thermonuclear weapons. If Soviet strength rested on ever more powerful nuclear weapons and he was in charge of developing them, Beria calculated, then he would control the mainsprings of Soviet power. But this sort of arrogance was no longer acceptable inside the Kremlin. Within days of the quelling of the rising in East Germany, Khrushchev became convinced that Beria was preparing to make a grab for absolute power. Malenkov denounced Beria at a meeting of the Presidium. Forever tainted from heading Stalin’s terror apparatus, Beria was arrested on trumped-up charges of being a Western agent. In what to many seemed a just reversal of fate, the man who had sent hundreds to their deaths was not even allowed to attend his own trial. He was found guilty and shot. His removal marked a huge shift in the power balance within the Kremlin, but he was the only Soviet leader at this juncture whose fate was settled by a bullet.

During the next two years, Khrushchev simply out-manoeuvred his remaining rivals to become the new leader. In September 1954 he visited Beijing to repair the damage to Sino-Soviet relations resulting from the Korean War, agreeing to new trade terms that were far more beneficial to the Chinese than they had been under Stalin. In Europe, Khrushchev negotiated a farsighted agreement with Austria. Soviet troops, occupying part of the country since the end of the war, were withdrawn in return for an Austrian commitment to neutrality. In May 1955 a state treaty was signed in Vienna by the four occupying powers, and Austria remained neutral throughout the Cold War. In the same month, he also made a dramatic visit to Yugoslavia to try to “bury the hatchet” with Tito. However, he was not so pleased when, also in May, the Western Allies formally ended their occupation of West Germany, and the Federal Republic was admitted to NATO. The response of Moscow to this setback was the creation of the Warsaw Pact, a formal military alliance of all the ‘satellite’ states with the Soviet Union and each other. The Pact was really no more than a codification of the existing military dominance of the USSR over Central/Eastern Europe, but it did signify the completion of the division of Europe into two rival camps.

The rejection of Stalinism and the widespread acceptance of the new process of reform culminated in the Twentieth Congress of the Soviet Communist Party in Moscow in February 1956. This was not merely a Soviet Russian affair, as delegates from throughout the Communist world, and from non-aligned movements involved in “liberation struggles” with colonial powers were invited to Moscow. In his set-piece speech, Khrushchev challenged the conventional Marxist/Leninist view that war between communism and capitalism was inevitable. Then, on the last day of the Congress, Khrushchev called all the Soviet delegates together in a closed session. For six hours, he denounced Stalin’s ‘reign of terror’ and its crimes, going back to the purges of the 1930s. The speech was never intended to remain secret; copies were immediately made available to party officials and to foreign Communist parties. News of the speech spread by word of mouth to millions of citizens within the Soviet bloc. Washington also acquired a copy of the text through the CIA and Mossad, Israeli intelligence. It was passed on to the press and appeared in Western newspapers in June 1956. The Eisenhower administration was convinced that genuine change was taking place in the Soviet Union; the Chinese, on the other hand, were deeply offended. In Eastern Europe, many Communist party leaders, gravely upset by the impact, were concerned for the continued stability of their authoritarian régimes.

Two months after the Party Congress, the Kremlin dissolved the Cominform, the organisation that Stalin had created in 1947 to impose his orthodoxy over the satellites. Molotov was dismissed as foreign minister and banished to Mongolia as Soviet ambassador. A loyal supporter of Stalin throughout his career, Molotov had been firmly opposed to any reconciliation with Tito, but now the door was open again. Tito made a state visit to Moscow in June 1956, amidst much pomp. Nothing could have been more symbolic of the new Soviet attitude towards Eastern Europe. But how far would the Soviets be prepared to go in relaxing its influence there?  In both Poland and Hungary, now released from the yoke of Stalinist rule after almost a decade down at heel, people wanted more control than ever over their own individual lives and their national identities and destinies.

 

Sources:

Jeremy Isaacs (1998), Cold War. London: Bantam Press (Transworld Publishers).

Mark Almond, Jeremy Black, et.al. (2003), The Times History of Europe. London: Times Books (Harper Collins Publishers).

Gyula Kodolányi & Nóra Szekér (eds.) (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-46. Budapest: Hungarian Review Books.

 

Family days and Events in the Fifties…

Family days in Tom’s extended family had started before the war as enjoyable social events, but increasingly became times for sharing anxiety and problems caused by increasing persecution of Jews. After the holocaust, they then became a means of rebuilding a strong sense of family of those  who survived.  During the dark years of the communist era these family get-togethers were a time of mutual support, of sharing problems and giving advice, of debating the subtle political changes in the regime and generating some hope amidst the gloom. These events in extended Hungarian families continued throughout the Kádár era and even into the transition period which followed the collapse of communism in 1989-91. Tom’s direct memories were of the gatherings of the early to mid 1950s:

Everyone tried to make sure that we children had a good time, with special cakes and sweets, usually made by great-aunt Manci, my grandmother’s younger sister. We played games, while the adults were deep in conversation. The oldest of us was my second cousin Éva, two years older than me. I was next in age, my three cousins Jani, Andi and Juli (all children of my aunt Juci) were all younger as was my second cousin Kati. Her sister Marika and my other two second cousins András and Isti were all born in the early 50s. Éva made up some exciting ‘murder in the dark’ type of games, which involved hiding in cupboards and getting into some mischief.

There were occasional raised voices. It was often Éva’s mother Magda who was in some trouble. Like my mother, she had lost her husband in the holocaust in one of the ‘death marches’ and she never regained any kind of equilibrium. Her life seemed to go from one crisis to another. My grandfather Ármin (who was generally regarded as the ‘head of the family’) was always ready with advice, which Magda was not ready to receive. It was often my great-uncle Feri (Ármin’s younger brother) whose mild-mannered voice acted to mediate and bring calm to the proceedings. He was a much respected architect whose advice was sought by many.  Workplace problems were discussed, ways of getting round food shortages, childcare issues and, of course, politics. Most of the family were generally inclined to be liberal and tending towards socialist ideas, which dominated amongst the Jewish middle class.

Anti-semitism was generally linked to the old right-wing nationalism and the horrors of the holocaust were inflicted by the fascists. The Soviet Red Army, while bringing its own atrocities in some areas, meant liberation for the remnants of our family. So there was initially a lot of tolerance towards the proclaimed aims of the communist regime. The disillusion and the realisation of the total loss of freedom and the fear brought by the dictatorship of the Rákosi era dawned on members of the family at different rates.

Following the ‘turning point’ year of 1949, it only remained for the Hungarian Communists to apply some cosmetic surgery on the face of the Stalinist system to invest their de facto rule with a thin gloss of constitutionality. The rumps of the remaining parties, largely consisting of Communist fellow-travellers, merged with the Hungarian Workers’ Party (MDP) in the Hungarian Independence-Popular Front and undertook to submit to the decisions of its national board led by Rákosi as President, Dobi and Erdei as deputies and Rajk as General Secretary. They also pledged themselves to the leading role of the  MDP in the construction of socialism. Those who espoused alternative programmes were denounced as enemies of the Hungarian people, rather than being seen as any sort of ‘loyal opposition’. Predictably, on 15 May, 96 per cent of the electors voted for the candidates of the Popular Front, of whom more than seventy per cent were communists.

Shortly after the creation of the Popular Front, organised opponents of monolithic communist rule either evaporated or were forced into compliance through general repression. Within a week, the Democratic People’s Party dissolved itself and Cardinal Mindszenty was brought to court on fabricated charges of espionage and subversion. Having struck at the two pillars of the Catholic Church, landed property and youth education, the Communists had, early on, evoked the wrath of the militant prelate who was determined not only to defend religious liberty but also to preserve many of the Church’s anachronistic privileges. Now they turned on him as the head of what they termed the clerical reaction of 1947-49. He was sentenced to life imprisonment on the basis of an extorted confession. Despite this, there was no break in the adherence of ordinary Catholics to their Church, but its power to openly resist did decline sharply decline, as became evident on 5 September 1949 obligatory religious instruction was abolished, and circumstances were made unfavourable for parents sending their children to optional classes. By 1952, only a quarter of elementary school pupils took them.

Religion was rarely discussed in the extended Leimdörfer family, either, as it was such a sensitive subject among many surviving Jewish families. Most of the family remained Jewish, but only practised at the time of festivals, while Edit (Tom’s mother), aunt Juci and her husband Gyuri became committed Christians in the Reformed (Calvinist) Church following their conversion. Tom recalls his mother’s distress over the recurring rift this decision had created in the family:

The only time I saw my mother in tears at a family day was when her right to bring me up as a Christian was being questioned. It was my grandmother Sári who smoothed out that particular row. Although we might have been playing, Éva and I heard what was going on in the adult conversation. Occasionally, when they noticed us listening, the conversation would switch to German. All the adults spoke fluent German, but only ever used it in these circumstances.

One of Tom’s more distant relatives had been in the French resistance during the war (having been a student at Grenoble university) and was the only one of the family who was actually a member of the Communist Party. As a sideline from his office job, he made up a game called Five Year Plan, which became available in the shops to replace the banned Capitali (a Hungarian version of Monopoly). As a ‘western communist’ he was, no doubt, in just as much danger from the secret police and the ‘Muscovites’ who were leading the party, as were the other members of the family. Even the seventy-one member Central Committee of the party was dwarfed in its significance by the Political Committee which met every week; even within this body, the ‘Muscovites’ formed an ‘inner circle’ within which the ‘triumvirate’ of Rákosi, Gerő and Farkas reigned supreme, with Rákosi surrounded by a personality cult second only in its dimensions, within the Communist bloc, to that of Stalin himself.

If any complex financial questions arose, the family turned to Pali (Hédi’s father, my grandmother’s younger brother) who was an accountant. Pali had another daughter, Márti, who had Down’s syndrome. She was a much-loved and nurtured member of the family:

We children adored her as she always played with us and always had a warm smile and a hug for us. She joined in with our games and clearly enjoyed playing with our toys. She was well-known in her neighbourhood and could do some shopping for her parents as well as helping at home. Márti was not the only member of the family with a disability. My young second cousin Kati had a genetic disorder resulting in very restricted growth and associated mobility problems in later life. However, she was bright, always even-tempered, went through mainstream school and university, took a doctorate and became a very competent and respected accountant.

Sixteen members of the extended family had died in the holocaust, but those who survived remained close to each other through thick and thin, notwithstanding any strains of religious, economic, political or philosophical differences. The dark years were hard for everyone, but when anyone was in acute hardship, there was always help. If things got difficult at home for anyone, there was always a listening ear. Tom recalls an occasion when, aged about nine, he ran away from home:

I forget the reason, but Mami and I had a row and she took to her periodic silent phase. I took the 49 tram, then changed to the 11 and arrived at my aunt Juci and uncle Gyuri’s flat. The adults had a quiet word, decided I might as well stay the night, play with my cousins, and start next day as if nothing had happened. It worked, I guess we just needed some ’space’ from each other. Juci and Gyuri’s home was a lovely flat and I always liked going there. They were always very busy, both working full-time and with three young children, but they always had time for me. Jani, Andi and Juli liked having me around and regarded me as an older brother. Their paternal grandmother, Ilonka mama, lived with them, helped with household chores and quietly fussed around us. Feeling at home in their family in Budapest laid the foundation for my crucial years as a teenage orphan in London, but surrounded by a loving family.

In the period after the war, throughout the 1940s and even through to 1956, the cultural scene in Budapest remained vibrant, with a vigorous and colourful press at first, in which all the trends that survived the war-time crucible represented themselves with excellent periodicals. There were renowned musical and theatrical performances and a host of films which represented the highest standards of international cinematography. For Tom, this creative atmosphere was a central part of his upbringing:

Music was very important in our lives. It was my mother’s great source of comfort and it became one of the strongest bonds between us, though occasionally also a source of strain. I grew up listening to classical music on the radio and started going to concerts, the opera and the ballet at an early age. Tickets were cheap for everyone and sometimes even free for us, once Mami started to work for the Hungarian Philharmonia, the state bureau which organised all major musical events in the country and distributed all tickets. Its offices were just opposite the sumptuous classical building of the Opera House.

My parents were concert goers during their courtship and the short married life they had together before the war tore them apart. Mami now just had me and she started taking me to concerts and the opera at what might be considered a very early age. Works deemed suitable for children, like Tchaikovsky’s ‘Nutcracker’ ballet, Massine’s ‘La Boutique Fantastique’,  and Engelbert Humperdinck’s ‘Hansel and Gretel’ I saw before the age of six. I was not yet eight when I saw ‘Carmen’ at the Opera in a mesmerising performance…  Apart from the two opera houses of the capital (the classical Opera House and the more modern Erkel Theatre), there were outdoor performances in the summer. The outdoor theatre was near the zoo and occasionally a hapless tenor or soprano had to compete with some noisy peacocks or other nocturnally vocal animals.

There were a lot of excellent Hungarian musicians of international renown, who were not able to travel to the west. With visiting artists from the other communist countries, the quality of performances was always high… After Stalin’s death, when the regime became relatively less repressive, the first western artist to visit was the great Yehudi Menuhin. He played both the Beethoven and the Mendelssohn violin concertos in the same concert, one each side of the interval. Mami managed to get three tickets. She and her best friend Gitta (my friend Dani’s mother) were both looking forward to the concert as a high point of the year. Dani and I were to share the third ticket. He played the violin, so he had first choice and chose the Beethoven (which is longer). I was satisfied, because the Mendelssohn was my favourite, having been told that it had been one of my father’s best loved pieces of music. In any case, we could each listen to the other half outside the door. It was a magical performance and the four of us talked about nothing else for weeks.

Tom, all dressed up for a night at the opera

Nagy’s New Course & Rákosi’s Return:

It is no wonder that Hungarians received the news of Stalin’s death on 5 March 1953 with almost unanimous relief. Gyula Kodolányi recalls how in school the next day they had to stand for a minute. Most of his friends bent their heads down, he remembers, not in mourning, but to hide glances of outright joy. Life on the streets was also commanded to halt for minutes of silence, but the attitude of the adults was similar, except for a few hysterical party members sobbing theatrically on the departure of their demigod.

As the new Soviet leadership recognised the possibility of peaceful co-existence with the West, this resulted in their recognition of the wider crisis which existed throughout their Empire in general, and Hungary in particular. Mátyás Rákosi, who was also Premier since 1952 and thought that things would return to normal once the power struggle in the Kremlin was over, was summoned to Moscow in the middle of June. In the presence of a party and state delegation he was reprimanded in a humiliating fashion by Lavrentiy Beria and the other Soviet leaders, who brutally dismissed him before his comrades for developing a personality cult and presiding over the collapse of the absurdly centralised Hungarian economy (due to policies implemented on their own demands, it has to be recognised, including the senseless industrialisation and forcible collectivisation of agriculture) and appalling living standards. At the same time, Beria announced that Imre Nagy, present in Moscow as Deputy Prime Minister, would be the new leader of Communist Hungary.  Nagy had fallen into disfavour in 1949, due to his dissent over the issue of collectivisation, and although he had gradually returned to the leadership of the party, he had managed to remain untainted by the terror. However, the ‘cadres’ in Budapest remained perplexed, since Rákosi had retained the party secretaryship, and it was therefore difficult for them to predict whether the Soviet leadership in the future would favour him or Nagy. Nevertheless, in the twenty-one months that followed, the Nagy government implemented significant corrections, justifying the description of the period as the new course. Nagy moved energetically to proclaim his policies for the new course on 4 July 1953. Kodolányi, then aged twelve, remembers walking home on a blazing hot evening in Budapest, in which all the windows were open to let in a cooling breeze:

… from every window Imre Nagy’s maiden speech as Prime Minister resounded forth from radios, often from radio sets placed on the window sills. It was a somewhat rasping but pleasant and unobtrusive voice, with intimate overtones of his native dialect of southwest Hungary… the unbelievable happened after so many years of Communism: a human voice speaking in Parliament, to real human beings. A Hungarian to fellow Hungarians. Morally and intellectually, Communism fell in Hungary at that moment – although in the world of power it remained here to pester us for another 37 years, an obtrusive carcass.

Imre Nagy may have been unaware of the full immense effect on the nation of the speech and his voice. He found his way to the hearts of the people, and at this moment already his road to martyrdom was fatally decided…

At the earlier meeting of the party central committee on 27-28 June, Nagy had already stated that, in his view, Hungary had become a police state, and its government a shadow government in the service of the Communist Party. He demanded that the Party had to resort to ‘self-criticism’. In his historic Parliament speech, he promised the restoration of legality, the curbing of police power and the bringing of the ÁVH back under the control of the Interior Ministry. He promised a partial amnesty for political prisoners, the stopping of deportations and forced labour, and greater tolerance for religion. He also promised a sharp rise in living standards and the restructuring of the economy.  This would involve the abolition of costly development priorities in heavy industry, the restructuring of agricultural policy, the easing of burdens on the peasantry and the granting of their right to return to individual farming. His most urgent and important reforms were all codified in Parliament within a month. The effect was an immediate, immense sense of relief in society as hope, self-confidence and creativity emerged in all walks of life, despite the resistance which lurked in many pockets of Stalinist power. Too many people in positions of influence had been involved in the excesses of the Rákosi régime. Although the refreshing breeze of a new freedom of speech swept through the country, and the sins of Stalinist past were discussed widely, passions were kept in check.

However, partly owing to the power struggle ongoing in the Kremlin itself, the Soviet leadership became increasingly convinced that Nagy’s New Course was progressing too fast and dangerously. In early 1955 it decided that Rákosi had to be brought back to power. In January Nagy was censured by Khrushchev, who had displaced Malenkov, for the ‘radicalism’ of the reforms and ordered to correct the ‘mistakes’. His subsequent illness was used by Rákosi to prepare charges of right-wing deviation and nationalist tendencies against him and to arrange for his dismissal (18 April). Initially, Nagy’s replacement was András Hegedűs, a young man whom Rákosi and Gerő hoped to manipulate. However, Rákosi had not learnt the lessons of his fall from ‘grace’ and came back with the intention to take personal revenge in the spring of 1955, even though, by then, Stalinism had become a dirty word throughout the Soviet Empire. Another wave of forcible collectivisation of agriculture and a sharp increase in the number of political prisoners were among the most visible signs of re-Stalinisation. Nagy was ousted from the Hungarian Communist Party and withdrew from public life, but wrote memoranda defending the Marxist-Leninist basis of his reforms. He was supported by a large group of reformist intellectuals and revisionist Communist politicians, who still regarded him as their true leader. Tension continued to run high, so that the Soviets felt driven to interfere for a second time. The Twentieth Congress of the Soviet Communist Party in February 1956 indicated that the Kremlin now deemed the use of widespread terror to maintain the pace of the armaments race as unaffordable. Although Rákosi claimed, on his return, that the ‘secret speech’ had confirmed that no further steps were necessary to restore socialist legitimacy, the illicit listeners to it in central and western Europe knew that it put the seal on the policy of de-Stalinisation, the toleration of different national paths to Communism and the peaceful co-existence of the two world systems.

Catalysts of the Uprising:

On 21 July 1956 Rákosi was finally deposed and sent into exile in central Asia. But instead of bringing back Imre Nagy, Mikoyan appointed Rákosi’s hard-line henchman Ernő Gerő as Prime Minister, a grave miscalculation as it turned out. It was mistakenly believed in the Kremlin that by dropping Rákosi things would return to normal, but his replacement by another veteran Stalinist did nothing to satisfy either the opposition in the Hungarian Communist Party or the Yugoslav Communists, whose voice had started to matter again following the reconciliation between Moscow and Belgrade. It is clear from the 1991 account of the then British Ambassador to Budapest, Peter Unwin, that by the time of Mikoyan’s deposing of Rákosi on 17 July 1956, only Nagy had any chance of replacing him successfully as both party secretary and prime minister. But although Nagy was once again becoming a figure of influence, he was not only no longer prime minister, but was still out of office and suspended from the Party indefinitely. In appointing Gerő, Mikoyan missed the chance to make a clean break with the Rákosi régime. Gerő was an experienced, hard-working apparatchik who had been close to Rákosi since their days in exile in Moscow during the war. Although less hated than his erstwhile boss, he was equally discredited among his colleagues in Budapest. He also lacked the flexibility and skill of Rákosi.

If Mikoyan had chosen Nagy in July, he would have given him the chance to create a position like Gomulka’s in Poland, strong enough both to resist both popular Hungarian and Soviet pressure. But the Kremlin remained distrustful of Gomulka’s efforts to come to terms with its own people and did not want to replicate these conditions in Hungary almost simultaneously. As a result, Nagy’s return to power was delayed for three vital months during the summer and early autumn of ’56, months which were also wasted by Gerő. Many Hungarians concluded that in replacing Rákosi with Gerő, the Soviets had made no decisive change in substance, even fearing that Rákosi might reappear yet again. All the old régime’s critics were equally convinced that real change could only be brought about by the return of Imre Nagy. Mikoyan kept in touch with Nagy, concluding that, should Gerő fail to establish his authority as a loyal Soviet subordinate, he would still have time to turn to the insubordinate and unrepentant Nagy.

During August and September the rehabilitation of political prisoners continued and there was no attempt made to silence the reformists clamouring for liberalisation and freedom of the press. Their success depended on their ability to stay ‘within bounds’, to gain popular control of peripheral spheres of national life, but not to threaten the central core of orthodox party power. Gerő remained reluctant to give Nagy a platform for renewed political activity. Yet the former prime minister was also a Bolshevik of nearly forty years’ standing and, as such, the one individual who could unite the nation and most of the party. Yet at the same time Gerő ignored the various unofficial promptings from Nagy, refusing to take action against him and his associates. When Nagy applied in writing for readmission to the Party on 4 October, he specifically accepted democratic centralism, in other words the right of the Party to discipline him, and Gerő’s leadership, despite the outrage of his friends. Gerő took nine days to respond to the application, making the strained atmosphere between the two camps even worse.

Discredited party functionaries were exposed in the press and the Petöfi Circle continued with its debates on burning issues like economic policy, the condition of agriculture and educational reform. After discussing the matter with Moscow, Gerő finally agreed to Nagy’s readmission. He was finally re-adopted by the party a week after the reburial of Rajk on 6 October, which turned into a 100,000-strong peaceful demonstration against the crimes of Stalinism. A delegation of Hungarian leaders visited Belgrade, and, by the time they returned, matters had already slipped beyond the party’s control. What had begun as a struggle between revisionist and orthodox Communists, set off by and adjusting to changes in Moscow, had turned into growing ferment among the intelligentsia and become a full-scale anti-Soviet revolution.

Following the reburial and rehabilitation of László Rajk and the victims of the purges of 1949, on 6th and 13th October, the newspapers carried the decision of the Political Committee to readmit Nagy to party membership. His Chair at the university and his membership of the Academy of Sciences were restored soon after, but there was no word of a return to public office. Demands for reform continued to spread and the country was soon ablaze with debate and discussion groups, which became local ‘parliaments’. But both sides seemed to back away from confrontation while events in Belgrade and Warsaw took their course. Events in Budapest were shaping as Nagy had predicted they would, with the nation facing crisis. He was close to power. The British Minister in Budapest reported on 18 October that…

Nagy’s star appears firmly in the ascendant and I am reliably informed that it is only a question of time before he obtains high office.

As he relaxed on a short break at Lake Balaton, there was tumult throughout the country. Besides Budapest, students were calling for marches and demonstrations in Miskolc, Szeged, Pécs and Sopron.  The news of the Polish success in the showdown with Khrushchev on 19 November intoxicated them and excited mass meetings began by passing resolutions in support of Poland and ended in the formulation of demands for reform in Hungary.

The origins and causes of the events of 1956 are often viewed through the prism of more recent attempts of central-eastern European states to wriggle free from the overarching and all-pervasive control of Soviet communism. However, whilst we may conclude that the 1956 Hungarian Uprising was an anti-Soviet revolution, based on contemporary and eye-witness accounts, there is a wealth of evidence to suggest that it was not intrinsically anti-Communist, despite the justifications used by apologists for the Kádár régime which followed. Like many of the subsequent rebellions, even that of East Germany in 1989, both the leadership and the bulk of their followers were committed communists, or Marxist-Leninists, seeking reform and revision of the system, not its total overthrow. In her detailed and well-informed analysis of the Hungarian Revolution, Origins of Totalitarianism, Hannah Arendt wrote in 1957:

This was a true event whose stature will not depend upon victory or defeat: its greatness is secure in the tragedy it enacted. What happened in Hungary happened nowhere else, and the twelve days of the revolution contained more history than the twelve years since the Red Army had ‘liberated’ the country from Nazi domination.

This was certainly the case, although, as we have seen, the twelve previous years were hardly uneventful. However, anyone who has lived through one of the accelerations of history which have happened in Europe in more recent years may have some idea of the sense of headiness engendered at that time. Arendt marvelled at the way in which the Revolution was initiated by the prime objects of indoctrination, the “over-privileged” of the Communist system: left-wing intellectuals, university students, workers; the Communist avant-garde: their motive was neither their own nor their fellow-citizens’ material misery, but exclusively Freedom and Truth”. This was, she concluded, an ultimate affirmation that human nature is unchangeable, that nihilism will be futile, that… yearning for freedom and truth will rise out of man’s heart and mind forever. What, for her, was also remarkable, was that, given the atmosphere and the lines drawn by early October 1956, there was no civil war. For the Hungarian army, the interior police and most of the Marxist-Leninist régime and its cadres, those lines were quickly swept away by the tide of events. Only the Ávó remained loyal to the hard-line Stalinist cause.

The eye-witness evidence of Sándor Kopácsi, the Budapest Police chief, and Béla Király, the commander-in-chief of the Hungarian National Guard, both committed communists, of itself provides sufficient evidence that the Revolution was not an anti-Communist counter-revolution. More recently than their accounts, a memorandum of István Bibó, a Minister of State in the Nagy government of 1956 has been translated into English. Bibó was not a Communist, having been delegated by the re-established National Peasant Party, re-named The Petöfi Party. Between January and April 1957 he wrote down his thoughts for world leaders and delivered his memorandum to the US Embassy. He was later arrested along with Árpád Göncz and others and tried for treason and conspiracy. Although given the death sentence, he was released in 1963 under the general amnesty negotiated by the US and the Vatican with the Kádár régime. In the memorandum, his contemporary interpretation of the causes of the Uprising comes across even more clearly than those of Kopácsi and Király, who were caught up in its events:

In a word, the Hungarian action of the Soviet Union, which had been meant to avoid surrendering a position, has only dealt a blow to the position of communism… … the movements in Hungary, Poland and other Communist countries have most amply demonstrated that there is a genuine and active demand for the reality of freedom and its most developed techniques… These movements have proved that the demand for change is not limited to the victims of the one-party régime, it indeed came forth from those the single-party system brought up, its youths; there need be no worry that they would lead to the restoration of outdated social and political forms… The Hungarian Revolution and the popular movements of Eastern Europe mean that the Western world can and should follow a policy line that is neither aggressive nor informed by power considerations but is more active and enterprising and aims not to impose its economic and social system on others but step by step seeks to win East European countries and finally the Soviet Union over to Western techniques of freedom and the shared political morality in which it is grounded.

The fact that this was written in hiding and smuggled out of the country lends a certain poignancy to Bibó’s perspective, since it is not influenced by the western surroundings  of exile in North America. I have dealt elsewhere with the events and outcomes of this spontaneous national uprising, as the UN Special Committee described it in 1957. What is clear from the reading of the available evidence about its causes is that Kádár’s propaganda that it was inspired and led by fascists, anti-Semites, reactionaries and imperialists, echoing, strongly at first, all the way down to the recent sixtieth anniversary, no longer has any place in the national discourse.

Bartók Béla Boulevard elementary school Class 8a, spring 1956

Tom is third from left in the middle row, Dani in front row extreme right

Form teacher Benedek Bölöni (Béni bácsi)

Sources:

Hungarian Review, November 2016, Vol VII, No. 6.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Tom Leimdofer’s Family Memoirs, unpublished (including photos).

1948-49: The Turning Point

In February 1992, Tom Leimdorfer, my former colleague at the Society of Friends (Quakers), was running a week’s residential course for teachers and teacher trainers in Szolnok in eastern Hungary, in the middle of the great plain (Alföld). After the first session, a Physical Education lecturer from a teacher training college called Katalin asked him if by any chance he was the same Leimdörfer Tamás who once attended the Veres Pálné experimental primary school in 1948-49. She remembered being amongst his group little lady friends!

Veres Pálné experimental primary class 1, September 1948

Tom in top row, extreme right. Bomb damage seen in background

Class teacher Sára Németh

As that academic year got underway, Hungary was effectively becoming a one-party state. It was, and is still often assumed in the west that the communist era in Hungary started at the end of the war. This is far from the case. The Soviet Red Army drove out the previous occupying German troops and the fascist arrow-cross regime of Szálasi was thankfully brought to an end in April 1945. Democracy was restored with free elections, and in fact a more genuinely democratic government came to power than Hungary had known for decades. However, within a year the pressures from Stalin’s Soviet Union ensured that Hungary would be firmly within its economic sphere and the government had few choices. By 1947 the right of centre prime minister from the Smallholders’ party was ousted. The most dramatic political change came early in 1948. The election gave the Communist Party 22.3% of the vote, but their strategy of salami slicing the ‘opposition’ parties came to a successful conclusion with the absorption of the left-wing of the Social Democratic Party into the Communist Party. Those who opposed the move had either been exiled, or, like Anna Kéthly, together with tens of thousands of ordinary members, were expelled. On 12 June 1948 the first congress of the now 1.1 million-strong Hungarian Workers’ Party had begun. Rákósi became General Secretary, with another former Muscovite exile, Mihály Farkas, the left-wing Social Democrat György Marosán and János Kádár serving as his deputies. In its programme, the Party committed itself to Marxist-Leninism, to the building of socialism through the ‘struggle’ against ‘reactionaries’, friendship and co-operation with the Soviet Union and the other people’s democracies, combined with a domestic policy of further nationalisation and comprehensive economic planning. The year 1948 soon became known as the year of the turning point. By this time, as László Kontler has written,

… major battles had been won by the Communists in the war for minds, that is, the struggle for dominance over the network of education and cultural life in general, by transforming their structure and content. As in the political and economic spheres, here, too, the destruction caused by the war, the desire to create something out of nothing and the vacuum which could be penetrated, favoured the most tightly organised force on the scene. The damage caused in school buildings, in educational and research equipment, library holdings and public collections by the warfare or by German and Soviet pillage was matched by the number of casualties of war among teachers and intellectuals, especially writers, who fell victim… by the dozens.

Those who resisted either fled the country or were arrested. By the end of the year other political parties had been banned and wholesale nationalisation was in full swing. Yet the Communists were careful to maintain a the post-war ‘coalition’ of an education system based on liberal democratic and national values without imposing Marxist-Leninist ones. The first National Council for Public Education, created in April 1945 and chaired by Albert Szent-György, the Nobel Prize winning scientist, included such diverse members as the composer Zoltán Kodály. Its main initiative was the transition to the eight-year elementary system which Tom Leimdorfer was now entering, originally proposed in 1940 which, besides skills in literacy and arithmetic, also made the acquisition of fundamental knowledge in the social and natural sciences possible. In the new curriculum, the conservative nationalist traditions were being replaced by more progressive ones. The transition to the new system was completed by the end of the 1940s, despite 70% of teachers not having the qualification to teach special subjects in the upper elementary section. At higher levels of education, the opening of the gates to free university places resulted in a doubling of students, though at the cost of a decline in overall standards. Nevertheless, this and other measures meant that several thousand young people from more humble origins were able to gain access to higher education.

However, the debates over aesthetic and ideological issues related to literature and culture, invariably initiated by the Marxist circle of Lukács, gradually metamorphosed into a witch-hunt against the apolitical or decadent representatives of the western-oriented populist writers. The Hungarian Academy of Sciences was also denounced by Lukács at the party congress in 1946 as a stronghold of reaction, and the removal and destruction of several thousand volumes of fascist, anti-Soviet and chauvinist literature from its library by the political police a few months later bode ill for the future. As in politics, 1948 became the year of the turning point in the cultural status quo, when the winding up of the non-communist press started and the Communists scored their most important success in their Kulturkampf against its most formidable rival, the Catholic Church, with the establishment of state control over ecclesiastical schools. The introduction of the eight-year elementary school system and the nationalisation of textbook publishing had already incited violent protests, especially among the organised clergy. Pastoral letters, sermons and demonstrations denouncing the proposed nationalisation of schools were all in vain: parliament enacted the measure on June 16. About 6,500 schools were involved, about half of them being Catholic-controlled.

Dark years again, 1949-53:

The New Year of 1949 saw the establishment of one party dictatorship under Party Secretary Mátyás Rákosi, whose salami tactics had got rid of all opposition and whose establishment of the feared secret police (ÁVH, commonly referred to as the Ávó) heralded an era of full-blown Stalinist repression. It lasted just over four years, but was all-pervasive. The first victims were some of Rákosi’s former political allies and hence rivals. The most prominent was Foreign Minister László Rajk who was accused of siding with Tito, who had led his  communist Yugoslavia out of the Soviet Block towards neutrality. The perceived threat posed to Soviet hegemony led Rákosi to opt for an astonishment effect to convince people of the need for an ‘iron fist’. The fact that Rajk had worked in the western communist movement before the war lent some plausibility to the fantastic allegations that he was an imperialist agent collaborating with the excommunicated Yugoslavs. Convinced by Kádár that the class enemy must be intimidated and that he therefore needed to accept his role as a ‘scapegoat’, though he would ultimately be spared, Rajk signed the expected confession. The charges against him were made public in June 1949. In October he was executed together with two of his associates paid with their lives for just keeping lines of communication open with Tito. Many others accused in the case were also put to death, jailed or interned later on, in the party terror which lasted until 1953. The proclamation of innocence, exhumation and ceremonial reburial of László Rajk in 1956 was one of the key events leading up to the Revolution. A new constitution, modelled on the Soviet one of 1936, made Hungary a People’s Republic. The role of the state organs at all levels was confined to practical management of issues, while strategic policy and control remained in the hands of the party élite.

Tom’s second school year started in September 1949  in a school nearer home, Bocskai primary school (named after one of the Transylvanian princes who successfully resisted both Habsburg and full Turkish rule). Although it was only 15 minutes walk from home, there were several roads to cross, so in some ways it was a more hazardous journey. It was a dull building, which would have been recognised as a suburban primary anywhere and it had a small dusty playground. Tom was a stranger in a year two class of all boys who were all pleased to see their friends and ignored me. Then, on the second day, a boy with a nice smile and very big ears started to talk to him. They soon discovered that they both only had Mums, but Dani was the middle one of three brothers, while Tom was an only child. They both listened to classical music and Dani had recently started to play the violin, while Tom was in his second year of making very slow progress on the piano. They had both recently learnt to play chess and were both keen on football. Within days they were firm friends, a friendship which was to last a lifetime in spite of distance. Dani’s mother (‘Gitta’) wasted no time in inviting him and his mother to her flat. He remembers that…

She was one of the kindest, most patient and loving people I ever met. She had lost her husband in the final days of the siege of Budapest. Gitta and my mother Edit, having met through their sons, became the closest of friends. Living close to each other, Dani and I were in and out of each other’s homes, played football in the street outside our house (which was safe, unlike the main road outside their large block of flats).  To a large extent our friendship must have been rather exclusive as I have no memory of any of my other classmates till we moved to the middle school in year five and became part of a wider group or little gang of 10/11 year olds.

The school day in Hungary started at eight in the morning and finished before one. They took sandwiches for break time (elevenses). Outdoor playtime during break was carefully structured with organised games or walking quietly in pairs. Tom’s class had the same teacher throughout the three years he was at the Bocskai school. She was an efficient and motherly woman. It was the ‘dark years’ of 1949-52, but school was a quiet haven, if rather dull. At the beginning of each year, they all had to buy the grey textbooks stacked in piles for each year and each subject in the bookshop. These were standard texts for all schools and only cost a few forints. Each year they contained more and more propaganda mixed in with what would be recognised as standard subject matter, especially in history.

By 1954, the number of secondary school pupils was 130,000, nearly double that of the highest pre-war figures, and three times as many students (33,000) went to universities, including several newly established ones. The proportion of young people attending from peasant and working-class origins, formerly barred from higher education, rose to over fifty per cent. The inculcation of Marxism-Leninism through the school system was emphasised at all levels within the new curricula. To satisfy this requirement, the whole gamut of text-books was changed, as Tom mentions above, new ones being commissioned and completed under careful supervision by the relevant party organs. Teaching of foreign languages was confined to Russian which became compulsory from the fifth year of elementary school in spite of the lack of qualified teachers.

For Tom, there was some homework even in the early years of elementary school, but afternoons were mainly free for play. When not playing with Dani, Tom spent much of his time with his grandmother, ‘Sári mama’:

We read books together, played endless board games (including chess and draughts), listened to music on the radio and talked about different performers, went for walks in good weather. Sometimes my cousin Éva came over too and we would play together. Occasionally, Sári mama sang songs from Lehár and Kálmán operettas, read me poems translated from world literature and told me stories of plays. From time to time (with the odd tear in her eye), she talked about my father when he was young, telling me which poems and what music he liked. School gave the basic numeracy and literacy skills, but my education during those year came mainly from my grandmother. With Mami working all day and often tired and stressed in the evening, ‘quality time’ with her had to wait till the weekend.

Among the most immediate and direct effects of the events of 1949-52 on Tom’s family was the loss of property, and for the second time within a few years. Tom’s grandfather’s timber yard had been confiscated under the Jewish Laws during the war. He had re-built the business from scratch as soon as the war was over. However, in 1948, he could see the signs ahead. The nationalisation of the large banks and the companies controlled by them, which was the ultimate test of the Smallholder Party, had been enacted on 29 September 1947. The bauxite and aluminium followed two months later. Then, on 25 March, 1948, all industrial firms employing more than a hundred workers were taken into state property by a decree prepared in great secrecy and taking even the newly appointed ‘worker directors’ by surprise. Ármin Leimdörfer (whose business only employed six or seven) generously offered it to a newly formed large state-owned building co-operative.  He was employed in the new firm and they valued his expertise. A few months later, all small businesses were also nationalised and their owners deported to remote villages. This also nearly happened to Tom’s grandparents twice during 1950-52. On both occasions, the senior management appealed to the political authorities to rescind the order as Tom’s grandfather was deemed essential to the firm and had several inventions to his name. On the second of these occasions, all their furniture was already piled on the lorry before they were allowed to return to their flat. Tom’s great-uncle Feri also lost the garage he owned, but kept his job as a much valued architect.

Just five years after surviving the Holocaust, many Hungarian Jewish people, in some cases entire families, were deported from the cities to distant farms in the country together with so-called class aliens, aristocrats, Horthyites and bourgeois elements, ordered to leave behind their apartments and personal belongings and to perform forced labour. It was no longer the upper and middle classes who were the objects of the communists’ ire, but any person belonging to any class who could be branded as an enemy in Rákosi’s system. During the eight years of this reign of Stalinist terror, mostly between the period 1948 to 1953, 600,000 Hungarians were made subject to legal charges taking away their rights, many of them being placed in detention by the police and juridical authorities. By adding family members to this number, the number of citizens affected increases to more than two million, out of a total population of less than ten million.  

The deportations also had the effect of freeing up accommodation in Budapest for workers the government wished to bring in from the provinces. There was also housing shortage as the result of war damage. Without legal proceedings, 13,000 ‘class enemies’ (aristocrats, former officials, factory owners, etc.) were evicted from Budapest, together with a further three thousand from provincial towns, to small villages where they were compelled to do agricultural labour under strict supervision. The official justification was their unreliability during a time of imperialist incitement and sharpening of class struggle, but the reality was their removal to satisfy the need for city housing for the newly privileged bureaucratic class. As living space became rationed, Tom’s small family flat was deemed too large for just his mother and himself:

She acted quickly to offer one room (my room) to a friend of hers whom we always called by her familiar name of ‘Csöpi’. If Mami thought that she had prevented a forced flat share with strangers, she was to be disappointed. We still had the small room next to the kitchen, the one designed for domestic staff, which Bözsi had occupied midweek during the immediate post-war years. The district authority allocated that room to a couple from the provinces. They were not unpleasant people, but the situation was difficult for everyone with shared kitchen and bath room for three very different households (one single young woman, one couple, my mother and me). Mami and I shared the largest room in the flat. The large sofa was turned each night into a wide twin bed. The room also housed a baby grand piano, a large bookcase, a coffee table and a very large old desk, which was my pride and joy as I was allowed full use of it from an early age. The wall opposite the window had the large ceramic stove jutting out into the room (next to the piano). Our room had the french window leading to the small balcony and the stairs to the garden. We shared the garden with Csöpi, but the couple just had the small room and use of kitchen and bathroom all of which opened from the entrance hall. The windowless dining area also opened to the entrance hall, then had two doors: one to our room and to Csöpi’s room (my old room). Our two rooms also had an intercommunicating double door, which did not give either of us any privacy, though we kept it closed…

… It was assumed that the couple who were `brought in’ had some party links, so it was always best to keep a low profile. All blocks of flats had wardens and the wardens were paid to keep an eye on the residents and to inform the secret police of any trouble or suspicious activities by the standards of the state. Residents gave wardens gifts in order to try to keep in favour, as false accusations were quite common.

Our warden lived in the flat below ours, which now would be called a ’garden flat’. Their front window looked out to our garden at knee level, but they only had access to the yard at the back. He was a cantankerous middle-aged man with a liking for too much alcohol, but he had a kind and forbearing wife. Mami made sure that whenever we had a parcel from my uncle Bandi in England, the warden had a present. Occasionally, the warden would appear on our doorstep, somewhat embarrassed, and ask a few questions about a visitor he had not seen before. It was all part of his job.

The shocking figures, combined with Tom’s eye-witness evidence, reveal the supreme inhumanity of the régime not just in terms of the scale of the deportations but also in the dehumanising effect of the housing measures in poisoning private relations, breaking consciences and confidences and undermining public commitments. For anyone who has read George Orwell’s 1984, published in 1948, it is not difficult to imagine how varying degrees of distrust pervaded individual relations, if not necessarily in their families and with intimate friends, surely with colleagues, neighbours, fellow members of clubs and choirs. On one of my first visits to Hungary, in July 1989, a Catholic priest commented that, for him, growing up in Budapest, 1984 was not a work of fiction. It described exactly what life was like in Hungary in the period 1948-53. The gap between the official proclamation of the people’s democracy and the reality of their helplessness against the obvious violations of its principles made people apolitical in a highly politicised age, turning them away from civic service.

Meanwhile, the communist state embarked on a 5-year plan of heavy industrialisation. The three-year economic plan, whose task was bringing reconstruction to completion, through the restoration of pre-war production levels, had been accomplished ahead of schedule, by the end of 1949.  The building of Ferihegy Airport, just outside the capital, begun during the war, was also completed. Huge investments were made to enhance industrial output, especially in heavy industry. Planned targets were exceeded, at the expense of agriculture. In respect of the latter, the earlier gradualist approach had been abandoned by the Communists in the summer of 1948. Although the organisation of co-operative farms was their long-term goal from the outset, they realised that the sympathy of the peasantry depended on land reform, and therefore they supported it in the most radical form possible. Even in early 1948, a long and gradual transition to cooperative farming was foreseen, but in view of the June resolution of the Cominform, which censured the Yugoslav party  because of its indulgent attitude to the peasant issue. Rákosi also urged the speeding up of the process, setting aside a few years to its accomplishment. Smallholders were forced into large agricultural collectives managed by party bosses (large landowners had already fled to the west and their land was confiscated). Eventually, the cooperatives were quite successful, but in the first years the effects were devastating. Food production slumped by half and food shortages became the order of the day. In spite of the fact that its share of national income was the same in agriculture as for industry, the former suffered from low investment.  When Tom’s uncle visited from Britain, where ration books controlled the austerity of 1947, he was surprised that war-devastated Hungary still had food in plenty. But by 1951, queues for rations of milk, bread, cheese and meat were the order of the day. Tom remembers standing in food queues after school, keeping a place for his grandmother.

The entirely unreasonable project of transforming Hungary, whose mineral resources were insignificant, into a country of iron and steel established an imbalance in the national economy to the extent that, while the population in general was satisfied with the modest increase in living standards compared with the terrible conditions of 1945-6, the target of reaching pre-war consumption levels was unrealistic. Meanwhile, Hungary’s foreign trade relations were undergoing a profound transformation. By 1949, the Soviet Union took over Germany’s place as its foremost foreign trade partner, a process sealed by the signing of a treaty of friendship and mutual aid between Hungary and the Soviet Union in February 1948. This was followed by the establishment of an entire network of exchange through the creation of the Council of Mutual Economic Aid (COMECON) on 20 January, 1949. The Soviets realised that they could save the expenses of dismantling, transporting and reinstalling equipment and, in addition, use Hungarian labour while exerting greater control over the country’s domestic economy, by creating or reorganising companies of key importance in shipping, air transport, bauxite exploitation, aluminium production, oil extraction and refinement, as mixed concerns. Tom Leimdorfer comments on the combined effects of these economic policies on ordinary people:  

With everything nationalised, gradually all choice in items of clothing also disappeared. Worse still, there were actual shortages of items likes shoes or socks or shirts. These were quite unpredictable and probably partly due to rumours and panic buying. Occasionally, one would hear that clothing items of a certain size were available at a particular outlet (by now all stores were also state-owned or directed co-operatives), but there would soon be a shortage. Long queues would form and the item would soon disappear. Large quantities of other items would be lying around unsold. The state denounced the rumours as being started by enemies of the communist state. It is possible that they had a point, but the ridiculous system of supply led planned production was probably mainly to blame. A certain factory had a target to produce a quantity of a certain product and that had to be fulfilled, irrespective of what was actually needed. Workers and managers who fulfilled or exceeded their targets were given prizes (‘Stakhanovite’ medals with small financial bonuses), those who failed faced disciplinary action.

There was a culture of fear in the workplaces. People were regularly denounced as enemies of the state and investigated. Someone could be denounced for pre-war right-wing connections, for having been a ‘capitalist’, for having links with the west or for supposed fraud or misdemeanour at work. Actually, there was a lot of fraud, mainly perpetrated by those who thought they were safe. In fact, nobody was safe as they could be denounced by others who wanted their job or who wanted to climb the political ladder within the party. One close friend who experienced the horrors of the ‘knock in the night’ was Gyuri Schustek, who had been at college with my father. He was taken for interrogation by the secret police for allegedly falsifying documents in the workplace. At one point, he was told at gun point to sign a false confession. He kept his nerve and refused. After several months, he was released without explanation or apology. He never knew who denounced him or why. Such experiences were quite common.

The main organ of repression, the ÁVH or Ávó, was separated from the Ministry of the Interior and put directly under the authority, first of the council of ministers, and then of the Defence Committee. Its permanent staff originally consisted of 28,000 officers, striking at individuals or refractory groups or rivals of the leaders upon direct orders from them, based on ‘evidence’ collected from about 40,000 informers also employed by the the political police. Records were kept on about one million citizens, or over ten per cent of the total population. Of these, around two-thirds were prosecuted and nearly 400,000 served terms in prisons or internment/ labour camps, mostly in quarries and mines. By 1953, the tide of persecution had turned on the creators of the system itself, including the chief of the political police. About eighty leading party members were executed, tortured to death or committed suicide in prison, and thousands more zealous communists served prison terms.

There were a few ‘show trials’ and presumed disappearances to Siberia. More likely, prominent figures who were or were deemed to be in opposition to the regime served lengthy terms of imprisonment, some with hard labour. One distant relative, the poet György Faludi (his hungaricised name from Leimdörfer) spent time working in stone quarries and later recorded his experience in the book ‘My happy days in hell’. 

For most people, however, it was all much less dramatic. Just an all-pervading atmosphere of fear and distrust, families teaching their children not repeat conversations they heard at home, everyone careful not to be overheard in public places. The language of the school and the workplace (which had to be really ‘politically correct’) was totally different from private conversations. The state controlled media was not believed by anyone (not even when it happened to tell the truth) and listening to low volume radio broadcasts of the BBC World Service or the right-wing ‘Radio Free Europe’ was both risky and difficult as they were often jammed by state-generated radio interference signals.

It was not all negative, of course. The communist regime improved the health service and education, especially in rural areas, and eliminated absolute poverty. There was no real starvation, homelessness or unemployment. There was improvement in sports facilities and Hungary gloried in its near invincible football team and the 16 gold medals at the 1952 Helsinki Olympics. The pervading mood, however, was drabness and fear.

While the mobility between the main sectors of the economy was as yet insignificant, the project of social levelling advanced towards the ultimate communist ideal of a classless society with no private property, an ideal which was not against the wishes of a broad cross-section of society. As a result of the land reform, the nationalisations, the mass forced removals of officials from their posts and the deportations, ‘genteel’ Hungary, the peculiar amalgam of post-feudal, capitalist and liberal-nationalist values was, as Rákosi claimed triumphantly, thrown into the dustbin of history. The business and middle classes who had championed them either emigrated or metamorphosed into service industry or factory workers and engineers. Previously sharing over forty per cent of the national income, they now accounted for a mere ten per cent, while the mass of rural paupers became small proprietors or kulaks, before they too were consigned to history’s dustbin by the intensification of the class struggle in the 1950s. People were told that the reason they could not buy butter or eggs was because the kulaks who were hoarding and hiding their produce.

The party operated an immense system of patronage through which non-measurable benefits (mainly job promotion) could be earned; and for the party élite various perquisites were available according to rank, in a salient contradiction to the professed ideal of equality and the frequent calls to ever tighter austerity in the interest of a glorious future. Among the bulk of the population, a silent resentment grew. Aversion to the personality cult and the ideological terror, the hatred of police repression, bewilderment at the stupidities of economic planning and anger at the anomalies it caused, and the utter exasperation and disillusionment with the régime in general were sentiments occasionally expressed in strikes and perceptible across the Hungarian social spectrum by the time Stalin died on 5 March, 1953. Besides sparing Hungary and other eastern-central European countries from having to ‘import’ a new wave of terror from  the USSR, which had begun in the previous months, the ensuing power struggle and its outcome favoured important changes in the tone and methods, if not in the content and substance, of the communist régimes. With the permission and even on the insistence of Moscow, the process of de-Stalinisation could be started throughout the Soviet bloc. 

Sources:

See part three, following.

The ‘Gulag’ State…

Despite the strength of world opinion, expressed through the United Nations as well as by individual governments, the Kádár Government was determined to stick to its line that the ‘uprising’ of the previous autumn had, in fact, been counter-revolutionary. In Hungary itself, there wasn’t much room for discussion or debate about this at the beginning of 1957. On 5 January, the government introduced more stringent measures of control, threatening the death penalty for striking or agitating for a strike, as well as for anyone even disrupting normal work. The leaders of the Csepel Central Workers’ Council, the last organ of the revolution and now of resistance, were arrested. Elek Nagy was sentenced to twelve years in prison, József Bácsi to ten. The Csepel militants went back to work, defeated and disorganised. On 17 January, the Writers’ Union, one of the initial intellectual forces behind the uprising, was dissolved by the authorities. Many intellectuals were arrested and served time in prison, while many others had already managed to escape abroad.

The May Day Demonstration…

On 1 May the Kádár government held a mass demonstration in Heroes’ Square in Budapest, a traditional May Day parade, but this year also designed to show the strength of its support from among the general Hungarian population. As photographs of the event confirm, the square was filled with people, at least a hundred thousand. Some party estimates put it at four times that number. György Lítván, former director of the 1956 Institute, who was himself one of the curious onlookers, explained how…

It was a genuine demonstration by many thousands and it was at the same time forced – not in the physical sense, but maybe in some enterprises there was a bit of pressure; on the other hand many people wanted to show their new orientation, their readiness to support the new régime… It was an experience to see how swiftly people could forget their opinions, their attitude of the previous months and very quickly adjust themselves.

Probably for this reason, much of the recent writing on the events of 1956-57 has tended to ignore the rally, though one exception is the work of Békés (et al.) which asserts that by early 1957 a wave of acceptance had swept over the country and that the turnout for the traditional May Day celebrations in Budapest was simply an expression of this, of a continuity which had been broken, not supplanted, by the memory of October and November. The authors conclude that force alone could not account for the change…  but that a feeling of political apathy… had developed due to the litany of strikes, speeches, meetings and negotiations, all of which had come to nothing except the creation of a well of frustration. It was those who sought a means of expression for this who swelled the considerable ranks of the political establishment of the Rákosi-Gérő régime, members of the party and its huge bureaucracy as well as other ordinary citizens who either supported the régime of felt no particular apathy toward it. Some of these people…

… had undoubtedly felt terrorized during the revolution because of their status or sympathies, and possibly humiliated or remorseful in its aftermath… Contrary to general opinion in Hungary today, this group represented a not inconsiderable proportion of the overall population.

While these crowds may, genuinely, have celebrated a combination of liberation and victory, that does not mean, as the régime’s sources claim, that the sympathy of the entire country was demonstrated in the event. This is no more credible than the UN Special Committee’s 1957 report on Hungary which claimed that, following the Soviet intervention of 4 November, in the light of the evidence it had received, that it may safely be said that the whole population of Budapest took part in the resistance. The means by which Kádár managed, through a clever combination of stick and carrot, to generate sufficient support to establish a régime which lasted thirty-three years, is well summarised in László Kontler’s recent History of Hungary. For him, the Heroes’ Square May Day demonstration was one of…

…acquiescence, if not sympathy, by the people of a capital which, after the shocks of invasion and destitution, could not but want to believe in the message of tranquility and safety that the concessions transmitted.

Party membership rose from a mere 40,000 in December 1956 to 400,000 a year later. Despite the efforts of Revai, who returned from Moscow in January 1957 and tried to arrange a reversal to ‘orthodoxy’, Kádár received assurances from Khrushchev and was confirmed in his position at the party conference in June through the election of a centralist leadership, including Marosán and others not implicated in the pre-1956 illegalities, like Ferenc Münnich, Gyula Kállai, Jenő Foch and Dezső Nemes. At the same time, the reorganised Patriotic Popular Front, whose new task was to transmit and popularise party priorities to society at large, was chaired by the hardliner, Antal Apró. After the disintegration of the Alliance of Working Youth,  the Communist Youth League was set up in March 1957 to take care of the ideological orientation of young people and ensure a supply of future cadres. Purges and voluntary resignations among the officer corps, the confirmation of first Kádár and then Münnich in the premiership, and the approval of his policies in May, all consolidated the restoration of the party at the centre of state power. In addition, the external guarantee was signed on 27 May, by which the Soviet troops were given temporary residence in Hungary. Their number became stabilised at around 80,000 once the Hungarian army was considered politically reliable.

The People’s Court…

Sándór Kopácsi, the deposed Chief of Police, later recorded the harsh system of repression to which he and the other internees of the Budapest gaol were subjected. On the morning of 6 February, 1958, the prisoners were lined up in the corridor. He met Pál Maleter again, whom he hadn’t seen since they had crossed Budapest, singing, on a Soviet half-tank a year previously. From a third cell emerged Zoltán Tildy, the former President of Hungary, and a former Protestant pastor, a minister in Nagy’s government who had negotiated the surrender of parliament to the Soviets. He had been under house arrest throughout almost the whole of the Rákosi years and was now, aged seventy, imprisoned again. They were joined by four other prisoners and then Imre Nagy himself:

He came out of the cell as if he were coming out of a meeting room, his face preoccupied. I found him a bit thinner, but the build was the same: the peasant or the sixty-year-old blacksmith, the village strongman in the most commanding period of his life. The legendary pince-nez straddled his nose as before. For an instant, he turned toward us and his glance passed us in review… He gave each of us a brief, friendly nod. Our presence seemed to reassure him… We were to be tried by the Supreme Court in order to rule out the possibility of an appeal. The judge was Zoltán Rado, a seasoned man, fat and rather friendly…

This turned out to be a rehearsal, however, though Moscow’s order to interrupt the proceedings didn’t arrive until the next day. They were all accused of having fomented a plot aimed at reversing by force the legal order of the Republic of Hungary. In addition, Nagy was accused of high treason, and Maleter and Kopácsi with mutiny. Then József Szilágyi was called forward and, when asked if he acknowledged his guilt, he replied:

In this country, the only guilty one is a traitor named János Kádár Supported by the bayonets of the Soviet imperialists, he has drowned the revolution of his people in blood.

There followed a sharp and bitter exchange between Rado and Szilágyi. Except for Nagy, the prisoners were all then returned to their cells. During the next two days of hearings, the Kremlin changed its mind four times as to what verdicts would be pronounced. Khrushchev found himself in an awkward position, since his policy of reconciliation with Tito was shaky.   At the time of its second intervention, the Kremlin was still counting on Tito’s friendship and, to begin with, he got it, but after the kidnapping of Nagy and his entourage from the Yugoslav Embassy, relations between Moscow and Belgrade deteriorated, and they had remained strained in November 1957 when Tito refused to accept the hegemony of the Soviets over the ‘fraternal parties’ at a conference of world Communist parties. When Khrushchev interrupted the Nagy trial and sent Kádár to Belgrade to negotiate with Tito, the latter leader told Kádár:

You have to do it like Gomulka: Fight to get the maximum of independence vis-à-vis the Russians and we’ll support you.

When Kádár told Khrushchev of this ‘duplicity’, he became furious, and his desire to teach Tito a lesson explains why, two years after the Hungarian Uprising had been quelled, and the population pacified, the Russians relentlessly pursued the trials and executions of the Nagy government. However, Kopácsi had saved Kádár’s life at the time of the uprising, and Kádár managed to persuade the Russians that he should not be executed, in exchange for his help in convicting Nagy. First it was Szilágyi’s turn, however. After a brief trial in which Kopácsi was a forced witness, he was sentenced to death, and his hanging was carried out on 24 April in the prison courtyard. He climbed the scaffold, head held high, declaiming, long live free and independent Hungary!

At the trial of the other defendants, the prosecution tried to prove that they had been part of a Nagy conspiracy which had begun in 1955, and that, allied to the forces of reaction, both within the country and outside they had provoked the counter-revolution to re-establish the old regime. They asked for the death sentence against Imre Nagy, Pál Maleter and Miklós Gimes, the young journalist. For Kopácsi, they requested life imprisonment. On 14 June, Nagy spoke to the court:

Twice I tried to save the honour of the word “Socialism” in the Danube River Valley: in 1953 and 1956. The first time I was thwarted by Rákosi, the second time by the armed might of the Soviet Union. Now I must give my life for ideas. I give it willingly. After what you have done with it, it’s not worth anything any more. I know that History will condemn my assassins. There is only one thing that would disgust me: if my name was rehabilitated by those who killed me.

He was followed by Pál Maleter, who said he had respected the oath of a socialist soldier and went with the people through fire and storm. Kopácsi spoke of how he had fought in northern Hungary with the Soviet Army, and that even in October 1956 he never had a Russian uniform in (his) sights. Revolution isn’t simple, he said. Neither is what follows it, whether the revolution is victorious or otherwise. The ‘People’s Court’ condemned to death Imre Nagy, Pál Maleter and Miklós Gimes. Kopácsi was sentenced to life imprisonment, Ferenc Donáth to twelve years, Ferenc Jánosi to eight years, Zoltán Tildy to six and the journalist Miklós Vásárhélyi to five. Imre Nagy refused to enter a plea for clemency, and although Maleter’s and Grimes’ lawyers made appeals on behalf of their clients, both were rejected.

The Graveless Dead…

Cover of the 2008 film about the arrest, imprisonment, trial and execution of Imre Nagy

At 6 a.m. on Monday 16 June, Nagy, Maleter and Gimes were hanged in the yard known as the ‘little dungeon’ at the central prison. Everybody was ordered to keep away from the windows. According to the prison ‘information agency’, the Russians forced Nagy to be present while the others were executed. He stood, tottering, at the entrance to the yard. If the report is correct, this was the second time he had had to witness the execution of an innocent friend. In 1949, Rákosi had forced him to attend the hanging of Rajk, who had been personally promised by Kádár that his life would be spared and who, before dying, cried out, János, you tricked me!

The last words of Nagy and Maleter, spoken from the gallows, were the same: Long live independent and Socialist Hungary! Gimes remained silent. The Soviet authorities were apparently satisfied. Pravda described the verdicts as severe but just. Peking’s major paper carried the headline, Good news from Budapest! When Choi En-lai had visited Hungary some months previously he had complained that not enough people had been hanged. Khrushchev had demonstrated to him and Mao that his hand didn’t tremble when dealing with deviationists.

Serov, the KGB chief, however, felt that leaving Kopácsi and the others alive was a scandal. The day after the executions, he began trying to correct what he viewed as the leniency of the Budapest court. On the direct order of the Hungarian emissary of the KGB, Hungarian Politburo members Antal Apró and Karoly Kiss organised public meetings to gain support for cancelling the verdict and demanding that everyone in the Nagy group be hanged. The two men went to the large metallurgical factory, Ganz Mavag, to prime workers to push for these demands. There would be a vote taken at a general by a show of hands. The result seemed assured, but several former Resistance fighters at the factory prevented the KGB from going too far. General László Gyurkó asked to speak, having been sent by the Partisans’ Union. He briefly described the Resistance background of those who would be the victims of further death sentences. He urged the meeting to reject the idea of interfering in the verdicts already pronounced. The show of hands defeated the proposal, and with it Serov’s hard-line. The workers’ meeting demonstrated that there were different currents of opinion in Budapest, and that there was no widespread support for further retribution.

In September 1958, Sándór Kopácsi was transferred to the central prison where the executions had taken place six weeks earlier. In May 1959, the political prisoners were moved again, this time to Vác prison, fifty kilometres from Budapest, which was full of criminals. Tibor Dery, the elderly writer was thrown into a cell with a murderer who beat him badly in exchange for alcohol and tobacco from the ÁVH captain. Kopácsi intervened to stop this, and Dery survived his detention to become president of the Writers’ Union and write many more works. The police chief then found himself thrown into ‘the hold’ for two weeks before being put on ‘coal duty’, pushing a hundred kilos from a boat on the Danube for ten hours every day. He realised that this was the ÁVH’s way of finishing him off, so he asked to see the prison commandant, who was a Holocaust survivor. Kopácsi was relieved of his duties. The following year, the writers were given an amnesty, but the Imre Nagyists as they were known, were not yet released. A hunger strike went through the prison and the ÁVH imposed a total blackout. Many of the Nagyists were transferred back to Fő utca and threatened with death. Several committed suicide. The Vác prison became an ÁVH hell, with the prisoners deprived of the most elemental rights. Even the guards were beaten. Kopácsi remarked:

It would have been the end of us if our community hadn’t been what it was, a team prepared for any ordeal. It was in prison that I learned to respect strength of character, the last defence of a man in distress… What moved me most… was the ingenuousness and tenacity of the prisoners. Despite the dense network of informers, we manufactured radios that were good enough to bring in the news from Western stations. At any given time there was hardly a cell that didn’t have its own miniature receiver, the size of a coin and lacking for nothing… Thanks to the radios, gipsy music played late into the night in the ears of the poor jailbirds dreaming of the bustling life outside the prison walls.

After seven years in prison, Kopácsi and the other Nagyists finally said goodbye on 25 March, 1963, thanks to the general amnesty decreed by Khrushchev to mark the implementation of the détente he had worked out with President Kennedy after the Cuban Missile Crisis of the previous October.   

By this time, 1960s, the tone, if not the content, of the comments made from both ‘outside observers’ and exiles towards the régime had also softened somewhat. In 1962, Eric Bourne, the journalist who had written his eye-witness accounts of the uprising, commented in The Christian Science Monitor that…

Few Hungarians these days talk about the uprising… Many – with varying mental reservations – fall in with the régime’s general effort at conciliation and accept the ‘guided’ liberalisation from the top with relief. But it is evident that the liberalisation has its calculated limits and that the régime, which has gone further than any other in Eastern Europe with de-Stalinization, is concerned to keep the process from getting out of hand.

Two ‘émigré’ journalists, the first, Lászlo Tikos, exiled in the USA, and the second, George Pálóczi-Horváth, in Britain and broadcasting on the BBC, made the following optimistic comments:

Hungarians now enjoy greater personal, spiritual and political freedom, an increased measure of national independence and economic well-being, and an end to isolation from the West – all things that the 1956 revolution stood for and that are now more in evidence than at any other time since the Communist take-over. (Tikos)

When we were marching on that revolutionary protest march, if anyone had told us that in five or six years life would be in Hungary as it is now, we would have been very pleased, because it would have accomplished a great deal, if not everything we wanted to achieve. (Pálóczi-Horváth)

Perpetual Persecution…

As a former political prisoner, however, Sándór Kopácsi continued to receive the attention of the ÁVH and its network of informants. One day at work he casually remarked that on the outside he was surrounded by as many informers as he had been in prison. The remark was reported and the next day he was summoned to the Fő utca ÁVH HQ. He was told that he had broken the rule prohibiting a liberated prisoner from revealing anything he had experienced in prison. The penalty for this was a further ten years in prison, so he denied the report and agreed to sign a statement reiterating his promise not to infringe the regulation. He and his wife met dozens of other spies; on foot, on the tram, in the bus, and even on the doorstep of their apartment. They openly asked him for news about himself and others of his prison comrades he might have been in contact with. There were so many that they decided to invite the least disagreeable of them in for coffee, or got them to take them for country drives if they had cars.

Their daughter Judit’s life was made unbearable, however. From the day her father was imprisoned, she was made the object of official discrimination. At school, she was put on a list of children deemed socially alien. Her mother went to see the principal:

‘Socially alien to whom?’

‘To the workers’ state,’ the principal replied with a straight face.

‘My daughter has nothing but working-class ancestors, on her father’s side as well as her mother’s side, for four generations.’

‘Agreed,’ said the principal. But her father has betrayed the working class.’ 

Some of the children at the school took advantage of the situation to tease Judit mercilessly, possibly encouraged by the teachers and the parents. The bullying got so bad that, at the age of fourteen to fifteen, she was seriously contemplating suicide. An old social democrat, whom Kopácsi had rescued from the ÁVH in 1952 and who had subsequently escaped as a refugee in 1956, came to the family’s help. He had settled in Quebec and had become a Canadian citizen. He was visiting Hungary, and called on the Kopácsis. He and his wife offered to take charge of Judit, but her father said they could not part from her. Soon afterwards, however, Judit tried to poison herself. Kopácsi wrote to László Sárosi and six weeks later she was on the plane to Quebec. They did not see her for another six years, by which time she was a Canadian citizen. Finally frustrated by their inability to speak freely, Sándor and Ibolya Kopácsi emigrated to join their daughter, then with a family of her own, in 1974. They settled in Toronto, where Sándor ended his working life at Ontario Hydro.

Progress and Reaction…

Later in the year that Kopácsi was released, in June 1963, the United Nations agreed to normalise relations with Hungary following the general amnesty. The US was also seeking to move towards a policy of seeking gradual change in Eastern Europe. In Hungary, some restrictions were slowly relaxed, especially in cultural spheres, and a new economic course continued to be followed. Kádár famously announced, whoever is not against us is with us, allowing a broadening of discussion and debate. Nonetheless, relations between the US, in particular, and Hungary remained strained, and were exacerbated by the actions of Hungarian troops in August 1968, when they took part in the Warsaw Pact’s invasion of Czechoslovakia to remove the reformist government of Alexander Dubcek, which had come to power in the Prague Spring. The first full US Ambassador, appointed a year before, noted Kádár’s…

… early endorsement of reformist developments in Czechoslovakia, his widely publicised meditator role, and his apparently only last-minute conversion to a need for forceful measures.

Even the man who admitted signing the request for the Soviet invasion in 1956 (three days after it happened), András Hegedűs, openly condemned the invasion of Czechoslovakia. As a result, and although he had been Rákosi’s prime minister, he was fired from his job as a statistician and expelled from the party. In Britain, too, Hungary’s part in the armed intervention led to a setback for developing cultural links. The emerging civic links between Coventry and its twin-town of Kecskemét in the midlands of Hungary had to be ‘put on ice’, and were not fully defrosted again until the Cold War entered its permanent thaw in 1989.

Re-burial and Reconciliation…

As 1989 began, a momentous year in European history, the Hungarian Parliament passed a law allowing citizens to form independent associations, including political parties, thus paving the war for an eventual end to Communist rule. In February, a groundbreaking report prepared by a historical commission of the Hungarian Socialist Workers’ Party officially rejected the interpretation of the 1956 Uprising as a counter-revolution. Instead, it was described as a popular uprising against the existing state power, since under Stalin, the ideal of international communism was turned into a merciless imperial programme. This was followed in June by an important step designed to heal old wounds and come to terms with the events of 1956-58. Imre Nagy, Pál Maléter and three others executed in 1958 received a public reburial and state funeral, attended by an estimated 250,000 Hungarians, broadcast nationwide on state-controlled radio and television. The ceremony also paid tribute to the hundreds of others who had died in the retribution meted out by the Kádár Government. The next day, János Kádár died. These developments led to much open public discussion about the events of 1956, for the first time. On the anniversary of the uprising on 23 October 1989, Mátyás Szűrös, the Acting President, proclaimed the new, democratic constitution of a country now called “the Republic of Hungary”, no longer the “Hungarian People’s Republic”, the ‘different’ country I had entered just a week before.      

 

Sources:

Bob Dent (2006), Budapest 1956: Locations of a Drama. Budapest: Európa Könyvkiadó

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Marc J Susser (ed.) (2007), The United States and Hungary: Paths of Diplomacy. Washington: US Department of State.

Sándor Kopácsi (1989), In the Name of the Working Class. London: Fontana.

Invasion & Miserable Isolation: 2-4 November

By Friday 2 November, Hungary’s five days of freedom, from 28 October to 1 November were effectively over. All Saints’ Day was followed by All Souls’ Day, the Day of the Dead, a day for visiting the graves of departed relatives. The streets in Budapest and elsewhere in the country became appropriately more calm and more sombre, but not just in remembrance of the dead, but also out of fear for the living. Despite the ominous signs of a Soviet return, however, the positive atmosphere of ‘victory’ continued in the capital and negotiations were underway for a return to work and a resumption of services on the following Monday, 5 November. Continuing to hope for the best, on 2 November, Imre Nagy began to construct a new government including three Smallholder, three Social Democratic, two National Peasant and two Communist Party ministers. It resembled the results of the last free election of November 1945. Maléter was named Minister of Defence and János Kádár was also included. By the 3rd, there was an open nationalist rebellion within the newly formed HSWP.  The following radio announcement about the Cabinet ‘reshuffle’ was also made on 3 November:

The composition of the National Government is as follows: Imre Nagy – President of the Council of Ministers and Minister of Foreign Affairs… János Kádár – Minister of State.

There may have been some significance in Nagy taking over the Foreign Ministry from Kádár, but the latter was still in a very powerful position both in internal and external affairs. There was no indication at that time that he had already sided with the Soviet invaders, yet by that same evening he was already assembling his own Temporary Revolutionary Government of Hungary on Soviet soil just across the Hungarian border with Ukraine. Nagy also made a further complaint to the UN about more Russian tanks entering Hungary.

Having informed other members of the Warsaw Pact of the impending invasion in Brest the previous day, on 2 November Khrushchev entered into negotiations with Tito to secure Yugoslavia’s support in crushing the revolution. In the changing atmosphere of these days, the Soviet Ambassador in Budapest, Yuri Andropov, obviously more aware of the scale of the invasion being planned by Khrushchev, briefly thought that there might be a siege of his embassy. Béla Király, Military Commander of Budapest, wrote (in 1989) of how he received a phone call from Imre Nagy saying that Andropov had called him with the news that a mob was besieging the embassy. Nagy pressed Király to deal with the matter urgently, so the latter organised a group of armed civilians and another one of Hungarian army personnel to go with him. He gave them a briefing about the importance of maintaining diplomatic immunity, pointing out that the Soviets should not be given any excuse to bring their troops back to Budapest. Arriving at the building, Király found no sign of any attacking mob. Andropov made up an improbable story about old ladies seeking accommodation because their flats had been burnt out, but quickly turned the conversation towards the proposed negotiations with the Soviets over their withdrawal of troops. Béla Király suspected that there was some kind of psychological ploy involved in what was, in any case, one of the more bizarre events of these autumn days.

While the talks between Khrushchev and Tito were ongoing, in New York, the Yugoslav Representative to the UN Security Council was sitting between the Hungarian and US Representatives at its meeting on the 2 November to consider the critical situation in Hungary. The US Representative, Ambassador Henry Cabot Lodge, stressed American sympathy for Hungarian independence, dating back to 1848. The next day, he introduced a draft resolution calling on the Soviet Union to desist from any form of intervention, particularly armed intervention, in the internal affairs of Hungary. President Eisenhower announced that the United States would supply Hungary with twenty million dollars worth of emergency food and medical aid through the Red Cross. The Security Council decided to postpone further discussion of the Hungarian Crisis in order to focus on the Suez Crisis.

On 3 November in Hungary, although reports continued to arrive about the deployment of Soviet troops around the capital, official negotiations began in Parliament about the withdrawal from Hungary of all Soviet forces. They began at mid-day. The Hungarian negotiators, Defence Minister Pál Maléter, Minister of State Ferenc Erdei, and Chief of the General Staff István Kovács awaited their Soviet counterparts, who, according to Tibor Méray, were given full military honours:

The brilliantly bedecked officers, headed by General Malinin who wore a green uniform, his breast covered with decorations, climbed the steps on a thick red carpet.

The talks seemed to be going well. Apart from matters of the transport and provisioning of their withdrawing forces, the Soviet delegation was mainly concerned about ‘technical’ issues such as the repair of Soviet war memorials damaged during the uprising, the future protection of Soviet war graves in Hungary and the type of ceremony to mark the final evacuation of Soviet troops from the country. The Hungarians had no particular objections to any of the proposals. When the session was adjourned, it was agreed that the discussions would continue that night at the Soviet air base at Tököl, on Csepel Island, to the south of the city. A Hungarian convoy arrived just before the agreed time of 10 p.m., with Pál Maléter, Erdei and Kovács, and a fourth member of the team, Colonel Miklós Szücs, Head of Military Operations. They were led to a room where they found only the Soviet interpreter. General Malinin then arrived and sat down in a frosty manner. Hardly had Maléter begun to speak when he was interrupted by Malinin, who said that he hadn’t been able to establish contact with the Soviet government. At that point, the head of the KGB, Ivan Serov, entered the room with several others, pointing pistols at the Hungarians, who were then disarmed and escorted into separate military detention rooms.

Kovács was visited by László Piros, the former interior minister, who had been brought there in anticipation of a Soviet attack and the installation of a new government under János Kádar. Piros informed him of this and told him that he should give orders to the Hungarian Army not to resist the Soviet troops. Kovács refused to give a direct order under duress, but wrote a letter calling for the avoidance of bloodshed between the two armies. The following morning the prisoners were being returned to Budapest, accompanied by Soviet and ÁVH officers, when they were fired upon by Hungarian soldiers and National Guard civilians, killing seven Soviets and four ÁVH men. The Hungarian Army was acting on Maléter’s own orders, given on 1 November. After being returned to the air base near Tököl, the Hungarian negotiators were flown by helicopter to the Soviet base at Mátyásföld, to the east of Pest. From there, they were transferred to a prison in Buda.

The other major events in Hungary on that day related to Cardinal Mindszenty, who had returned to his Buda residence three days earlier after being released from house arrest. He had issued a short statement on 1 November, lending his support to the struggle for freedom which was unparalleled in world history. On 3 November, he addressed a press conference in the morning in which he withheld his support for the Nagy government until a Christian Democratic Party had been formed and given a voice in the cabinet. Afterwards, in the Kádár era, this was interpreted as clear evidence of Mindszenty’s counter-revolutionary stance. Then he made a live speech on the radio at 8 p.m. in which he called for a revaluation of old-fashioned nationalism. The speech undoubtedly unnerved some members of the Nagy government. What bothered them was the references to the government as the successors to a fallen régime. They suspected that Mindszenty wanted to see their government, or at least the reform communists in it,  fall as well.

On the night of 3 November, while the UN Security Council was in session, a Soviet Army of fifteen divisions and sixty thousand troops, with more than four thousand tanks, was massing along the USSR/ Hungary border. During the night they entered Hungary, surrounded the capital and sealed the country’s borders. An advanced division entered Budapest and occupied the Parliament building.  At dawn the following morning, 4 November, over a thousand Russian tanks entered the city. Shooting began immediately. Tom Leimdorfer takes up the story from the civilian point of view:

In the early hours of Sunday, 4^th November, we woke to sounds of explosions and heard the rumbling of tanks. We turned on the radio just in time to hear the unforgettable broadcast words of Imre Nagy:

‘Today at daybreak Soviet forces started an attack against our capital, obviously with the intention to overthrow the legal Hungarian democratic government. Our troops are fighting. The government is in its place. I notify the people of our country and the entire world of this fact.’

Nagy vowed not to surrender, but soon took refuge in the Yugoslav Embassy, where he was to stay for over two weeks. Early the same morning, the new cabinet member István Bibó visited the US Legation with a message asking President Eisenhower to call on the Soviet Union to withdraw, noting the American Liberation Policy which was pursued with so much firmness and wisdom.  Two hours after Nagy’s statement, Radio Budapest broadcast an SOS signal, “Help Hungary! Help! Help!” and then went off the air. Many Hungarians, buoyed up by the promises of Radio Free Europe, were still certain that the West would come to their aid, and Tom recalls listening to the plaintiff voices of intellectuals before the radio building was captured:

This was followed over the next three hours by pleas for help from the West from organisations of writers, academics. Then the radio went dead, then some music was broadcast.

But no support was forthcoming, except in the form of a strong protest from the White House to the Kremlin. Cardinal Mindszenty and his secretary left Parliament and arrived at the US Legation, which granted them refuge, though the secretary later left and was captured by Hungarian security forces. The Cardinal also asked for American assistance in defence of Hungary. President Eisenhower and Secretary of State Dulles were deeply concerned but, distracted by the Anglo-French-Israeli aggression against Egypt and the approaching climax of the national elections, they did nothing except loudly condemn the Soviet action in the final speeches of the campaign. Despite Soviet claims that the West was behind the rising, in reality the Western powers had clearly been caught by surprise by the sequence of events. Britain and France were preoccupied, and the US the stakes of intervention were too high. The National Security Council concluded that there could be no American military or political intervention in the affairs of Soviet satellites, no ventures behind the Iron Curtain. As with Poland, Eisenhower and Dulles realised that they could not risk a nuclear war over the fate of an East European nation. As the citizens of Budapest, like Tom and his mother, crouched in their cellars once more, they most were realistic about their future:    

The shelling came closer. When one shell exploded nearby, we all rushed out of flats and down the stairs to the cellars below our block. Indomitable as ever, Mami was telling me what it was like 12 years before when she was sheltering with me (aged two) during the siege of Budapest in the winter of 1944/45. We listened to the roar of tanks going past the block, presumably towards the Parliament. Everyone was sombre. We all knew this was the end of the revolution. Some talked of help from the West, but most knew it was impossible. The West was busy with Suez and certainly nobody wanted a nuclear war.

The United States, in practice, could not embark on ‘rollback’ and would have to settle for continued ‘containment’. The Hungarian people were abandoned in their hour of need, and left to defend themselves. The Soviet forces met little resistance from the Hungarian Army units, but considerable resistance from armed civilian groups, which was to continue for several days. Most foreign journalists abandoned the Duna Hotel and sought refuge in various embassies before leaving the country. Tom Leimdorfer expresses how isolated and alienated everyone felt:

When the shelling died down, we crept up to our flats again. No lights were switched on, we tried to get a makeshift meal in the dark and stay away from the window.  We spent the next day in miserable isolation, trying to get some news over the phone, rushing down to the cellar again for a brief period when we heard tank shells nearby.

Determined this time to avoid any risk of fraternization with the rebels, the Soviets sent in tanks rather than infantry against the Hungarians, and staffed them with crews from the non-Russian-speaking republics. The Kremlin also realised that they had picked the wrong man in Imre Nagy. Soviet ambassador  Andropov had switched his support to János Kádár as the leader who would restore authority and guarantee loyalty to the cause of international communism. As Nagy went into hiding with some of his supporters in the Yugoslav Embassy, Kádár reappeared inside Soviet-occupied Hungary, announcing on the radio, from Szolnok, the formation of a new government led by him :

… Exploiting mistakes committed during the building of our people’s democratic system, the reactionary elements have misled many honest workers, and in particular the major part of our youth, which joined the movement out of honest and patriotic intentions…

The Hungarian Revolutionary Worker-Peasant Government, acting in the interest of our people, working-class and country, requested the Soviet Army Command to help our nation smash the sinister forces of reaction and restore order and calm in the country…

Returning to Budapest in a Soviet armoured car, Kádár welcomed the Soviet troops; the new government could use their support in fighting the counter-revolutionary threat. He also promised economic and social reforms, as well as new agreements with the other Eastern bloc nations. 

Ambassador Lodge announced news of the invasion at the UN General Assembly, after a session of a session of the Security Council which began at 3 a.m. (US Eastern time). He asked the Security Council to pass the resolution that the United States had introduced the previous day. Although nine nations supported it, the USSR used its veto. The Security Council then called for an emergency session under the 1950 Uniting for Peace Resolution, which allowed the General Assembly to meet to consider issues when the Security Council was unable to maintain international security and peace. The GA met in a special session from 4 November, when it approved a resolution, submitted by the US, which called on the USSR to end military operations in Hungary and to withdraw its forces. The resolution also called on the Secretary-General to investigate the situation and to send observers to Hungary. Member states were asked to send relief supplies. After consulting with the Department of State, Minister Edward Wailes, appointed as Ambassador to Hungary in July, had finally arrived in Budapest on 2 November. He remained at the Legation but, at Washington’s direction, refused to present his credentials to the Kádár government as a protest against the arrest of Hungarian citizens who had visited the Legation on these days. The New York Times accused the Soviet Union of the foulest treachery and basest deceit known to man, and claimed that the invasion of Budapest was a monstrous crime against the Hungarian people that can never be forgiven or forgotten. 

(to be continued…)

Documentary Appendix Part Five:

Hungary’s Second Attempt at ‘Breakaway’ from Nazi-German Hegemony, 1943

 

A. Important Hungarian and International Events, January-December 1943:

1 January – Institute for the Research of the Jewish Problem

12-14 January – Casablanca Conference (Churchill-Roosevelt)

24 January – Collapse of Hungarian 2^nd Army (Don-Army)

31 Jan – 2 February – Capitulation of Field Marshal Paulus at Stalingrad

12 April – Two new Cabinet ministers (Lukács and Antal)

17-18 April – First Klessheim Meeting; Horthy and Hitler

30 April – First Veesenmayer Fact-Finding Report

15 May – Dissolution of the Communist International (Comintern)

May (second half) – Unofficial discussions between Bethlen, Barcza and the British

June – Dissolution of Communist Party in Hungary; replacement by the “Békepart” (Peace Party)

12 June – Minister of National Defence, V. Nagy, replaced by Gen. L. Csatay

9 July – Landing of Anglo-American units in Sicily

24 July – E. Ghycy, Minister of Foreign Affairs

15 July – Mussolini arrested; Badoglio Cabinet

August – Secret negotiations between Hungary and Britain in Istanbul

8 September – Unconditional surrender of Italy; Hungary issued with terms for surrender by Great Britain

9 November – Pact of United Nations Relief and Rehabilitation Administration (UNRRA) signed by 44 nations

22-25 November – First Cairo Conference (Churchill, Roosevelt, Chang Kai-Shek)

28 November – Teheran Conference (Churchill, Roosevelt, Stalin)

29 November – Tito, Chairman of National Defence

12 December – Benes signed Soviet-Czechoslovak Treaty in Moscow

December (Late) – Veesenmayer’s second Fact-Finding Report in Berlin

 

B. On The ‘Provocation’ of Germany, February-April 1943:

The Government by now (February 1943) had arrived at the point where it became necessary to give to its agents and emissaries instructions appropriate to the new situation… Ullein gave the instructions Frey had received before leaving Budapest in January:

“… Hungary did not intend to oppose Anglo/American or Polish troops if they reached the Hungarian frontier and advanced into the country. Hungary wished for nothing in return for this… Frey left Budapest in the last days of January, arriving in Istanbul on 1^st February… The National Bank had… legitimate business abroad, and one of its officials, Baron Antal Radvánszky, was due to go to Switzerland on its affairs in Early February. Kállay… gave him oral instructions to ask Mr Allen Dulles and Mr Royall Tyler what diplomat they would accept as a permanent partner for secret talks. He was to emphasise to the Americans the Hungary was very anxious to enter such secret talks ‘with a view to preparing the ground for continuous co-operation between Hungary… and the Americans and British, this co-operation to lead eventually to Hungary leaving the Axis camp… Other people were being sent abroad at this time… A. Szent-Györgyi, Nobel Laureate went to Istanbul; he was keen to keep his eyes open as well as to ‘enlighten the Allies on Hungary’s standpoint’. …

“It was a mixed bag of emissaries, and the results of their missions were various … the most unfortunate of them was Szent-Györgyi. The famous Professor was contacted in Istanbul by persons representing themselves as American agents who were, in fact, agents of the Gestapo. To them he told his whole story, which thus reached Hitler within a few days… although he appears to have talked also to some genuine agents of the Anglo-Saxons, as well as bogus ones, his conversations had… no practical sequel.” (Macartney)

Day after day, week after week followed without getting any positive result out of the manifold negotiations and contacts.

“Kállay was already irritated by the delay and nervous on account of what appeared to have been leakages. He was also extremely perturbed by the fact, which Frey reported, that the agent chosen by the British to receive the communications was M. Pálóczy-Horváth, who was all too well known in Hungary. In the 1930s he had, evidently, been a man of Gömbös’: later he had moved Left-ward and was credited with Communist sympathies; the Government strongly suspected him of being in Russian pay. He was extremely hostile to the Hungarian regime.” (Macartney)

“The wonder is, not that the Germans reacted, but that they did not do so earlier. It was only in March, when numerous reports… on Kállay’s negotiations with the West came in from the German missions in Sweden, Switzerland and Turkey, that Ribbentrop sent his expert for South-Eastern Europe, Vessenmayer, down to Hungary to check these, and to make a general survey of the situation… Meanwhile, the definite refusal to send troops to the Balkans and the demand for the return of the Second Army, formulated on 31st March, had reached Germany… on about the 10th April Hitler sent Horthy an invitation to meet him at Scloss Klessheim, Salzburg, ’to discuss the military situation and the question of Hungarian troops’.” (Macartney)

C. On The First Klessheim Horthy-Hitler Entrevue, 17-18 April, 1943:

… The accusations brought up by Hitler and Ribbentrop against the Kállay regime were presented in writing to Horthy. Besides the military co-operation of Hungary, the main topic of the conversations was the alleged “Hungarian defeatism”. The paper presented bz the Germans contained the names of certain well/known Hungarians who had been allegedly sent abroad by Ullein to inform the Western Allies about the real sentiments and intentions of the Kállay regime. That was the first fiasco of the policy of drawing-away as carried out under the direction of Ullein: it did not bring any advantage for Hungary but on the other hand it aroused the suspicion of the Germans which then led to the catastrophe of Hungary in 1944-46…

Macartney:

“… Hitler asked that at least a joint communiqué should be issued, ‘to show the world that Hungary had no intention of cutting adrift and was standing squarely and unmistakably on the side of the Axis Powers.’ Horthy agreed to this; but the text submitted to him by Ribbentrop also contained a phrase which expressed Hungary!s ‘determined resolve to continue to continue the war until the final victory’ not only ‘against Bolshevism’ but also ‘against its Anglo-Saxon allies’… the Germans issued a communiqué in… fuller terms while the Regent was still on the train…:

‘Hungary, Italy and Romania have now made it perfectly clear that they will continue the war until victory. They make no distinction between the Soviet Union and the Soviet Union’s Westen Allies, who both pursue the same aim – destruction.’ When the Germans rang up the Hungarians, said what they were publishing… and asked the Hungarians to publish the same text, Kállay refused to publish anything until Horthy came back. He then got the Regent’s assurance that he had not agreed to this wording and then issued a short text which, besides appearing a day later than the German, omitted any reference to the British and Americans. Later an official comment in the ’Pester Lloyd’ confined itself to enlarging on Hungary’s defensive study against Bolshevism. Thus a concentrated spotlight was thrown on the glaring discrepancy in the attitude of the two States towards the West.”

Bárczy tells us how it came that two different communiqués were published… the Regent had refused his approval to the text of the communiqué as drawn up by Ribbentrop and he had repeated his refusal when he was boarding the train which was to take him back to Budapest.

From the time Hungary entered the Second World War, and in particular since Hungary’s occupation by Germany on 19 March 1944, practically no secret could be kept without the Germans becoming aware of it. Most of the important telephone lines were tapped and every important office and bureau the German Fifth Column had its own informant…

D. On the Re-establishment of Contacts with Britain, May 1943:

In the second half of May 1943, Barcza finally succeeded in establishing contact with the British. He presented himself to his interlocutor as a private person, representing a group, headed by Count István Bethlen,… a patriotic opposition to all pro-Nazi policies in Hungary, whether governmental or party-political. He also placed stress on the impossibility of Hungary breaking away from the Axis camp for the time being…Other contacts were… of a nature to discourage Premier Kállay.

Macartney:

“… the ferocious communications which he was receiving from Pálóczy-Horváth and the incessant objurgations lavished on him by the BBC… and the Voice of America, both of which ceaselessly and abusively denounced him and every other member of the regime… for ’Quislings’… left all Hungary under the impression that the only element in the country which the West was not determined to destroy was the extreme Left. It may well be that the nervous irritation produced in Kállay by these outpourings… aroused in him a determination even stronger than he would otherwise have felt to preserve every possible detail of the regime and to refuse any concession to democracy.”

As secrets could no longer be kept very well in Hungary, not only Kállay, but also other individuals were frightened by the aspect of the victorious Western powers eliminating and destroying everything of past and present Hungary…

E. On the period of the ’Second Attempt’, Summer 1943:

… in the Summer of 1943… with the re-shuffling of the Foreign Ministry, a new period in Hungarian foreign policy, that of the Second attempt began. The appointment of Ghyczy to Foreign Minister preceded by just one single day the fall of Mussolini (25 July 1943)

(The editors: ‘Mussolini’s fall was preceded by a series of defeats Italy suffered on the fronts. By 1943 the Allies pushed the Axis powers from North Africa; in July 1943 the British and American forces marched into Sicily and bombed Rome as soon as 19 July; and preparations were underway for the Normandy landings… Mussolini was arrested and… kept under house arrest. On 3 September… Badoglio concluded an armistice with the Allies. The German army subsequently occupied Central and Northern Italy…rescued Mussolini from prison, and he was made head of the Nazi puppet state…)

It was an event which considerably influenced Hungarian foreign policy of July 1943 – March 1944.

Macartney:

“On the morning of 27th July Hungary suddenly learned that Mussolini had fallen. The effect of the news, which was quite unexpected, on the volatile national public opinion, was electrifying. All Hungary jumped to the conclusion that within a few days Italy would have joined hands with the Allies, whose triumphant forces would be within a few days’ march from the frontiers of Hungary, or a few hours by parachute.

… The Allies apparently shared for a few days the illusions of the Hungarian Opposition about the situation in Italy. All the broadcasting stations, Western as well as Russian… thundered abjurations at Kállay to act while there was still time, and most of them… denounced him ferociously… when he failed to do so.”

Under the effect of the events in Italy, Hungarian activities in Istanbul, Lisbon, Stockholm and Switzerland gained new impetus… but all these activities… remained fruitless. Not only were the ’negotiators’ “representing Hungary”… of secondary importance and quality, but so too were the foreign personalities.

Macartney:

“… a Trade Union official called Gibson, who after a visit to Stockholm found fit to announce in ’The Daily Telegraph’ that he had been meeting ’politicians from Hungary, Bulgaria and Romania, who had direct contact with their own countries. He had conveyed to these ’politicians’ ’ the views of the British Labour movement, which has… representatives in the Cabinet’. Mr Gibson went on to tell the journalist who was interviewing him that… Hungary must give a guarantee that she will return to Czechoslovakia and other Allied nations territory she had acquired since the start of the war… Mr Gibson made it clear to those whom he met… that only on these lines would Hungary and the Balkan countries under Axis domination be able to command the support and goodwill of those nations which could rescue them from the grip of the Axis… The fact was that all this was the outcome of the unofficial negotiations initiated in the preceding summer… The Hungarian ’politician’… was simply M. Böhm,… now… engaged in reading the Hungarian Press for the British Government. The ’views’ had been concocted between… Gibson and M. Böhm. When all this came out, the Hungarian Right had the time of its life… Firstly, it pointed out with gusto that in spite of her hypocritical assurances to the contrary, Great Britain had now herself ’authoritatively’ declared that it was her intention to mutilate Hungary again at the end of the war. Secondly, it was able to enlarge on its familiar theme of the treachery… of all Hungarian Jews… and of the Social Democratic Party. No incident during the whole summer gave it so much pleasure, or brought it so much advantage.”

With the exception of Teleki, Bethlen, Barcza, Baranyai and a few others, there were very few Hungarians with influential friends and connections abroad…

Passing through Rome, Barcza went to Switzerland where he established himself in Montreux and soon began contacting Royall Tyler. It was Tyler who brought about a personal meeting between Barcza and a certain gentleman, described by Barcza as “Mr H.” who… was cleared to talk to him. The contacts and conversations between Barcza and ’Mr H’ started in May 1943 and were continued in 1944. Already in 1943, Mr H was stressing the attitude of the British Government which wanted action and not promises. In July 1943, after Mussolini’s fall, Mr H went on to declare that Hungary should follow the example given by Italy taking all possible opportunities to bring about such a conclusion, as he put it was Hungary’s ’last chance’…The Hungarian Government was now considering the possibility of leaving the Axis… The military was strictly opposed to such an action; they viewed it as very dangerous and impractical. Then came the news that the King and Badoglio had declared their loyalty to the Axis… Kállay came to the conclusion that an open rupture with Germany was not only unfeasible but it would produce disastrous results. The Germans would simply occupy Hungary and install a quisling Government… Even the British accepted the realities of the new situation. On 16 September 1943 “Mr H” told Barcza that London was no longer expecting Hungary to jump ship immediately.

F. On the Hungaro-British Negotiations in Istanbul (Macartney):

“On his own admission, he (Kállay) had temporised… in favour of a diplomatic agreement with the West. He had even vetoed as too dangerous proposals for more vigorous action made by Szombathelyi and Kádár themselves, who had wanted to send down an officer to arrange for an Allied parachute landing, under cover of which Hungary should rise.          

Finally, however, the British in Istanbul had sent an ultimatum. Something definite must be done by 20th August or they would break off negotiations altogether. Kállay did not dare risk this happening before the alternative line through Barcza was secure, and at the beginning of August he… sent Veress down… to wait in Istanbul. If he received, via the Consulate General, a coded telegram with a pre-arranged meaning, this meant that he had ’full powers to negotiate’… also on behalf of the General Staff,… to give… whatever undertakings the demands of the British made unavoidable.

On 7th August… the military themselves agreed that it was unsafe to cut the Istanbul line. Veress was sent his telegram, which he received ’some time between the 10th and 16th’. He and Ujváry now pressed for a meeting with some ’authorised and responsible British representatives’, indicating that they had an important message to convey. They concocted this between them, using as a basis Veress’ earlier message and later instructions; but since Veress was convinced that ’there was no basis on which conversations, political or military, could take place unless Hungary decided to bring her interests fully into line with the political and military interests of the Western Powers’. The message ran as follows:

’… if the Western allies reached the frontiers of Hungary she would in no case oppose them, but would turn against Germany to the extent of placing her airports and transport system at the disposal of the Allies. She would accept the guidance and instruction of the Allies, and although at the moment no General Staff officer was available, she would establish wireless contact and provide information. She asked that this offer should be taken as an advance notice of unconditional surrender, and asked the British to communicate their ’preliminary conditions’.

On 17th August the two Hungarians met Mr Sterndale-Bennett, Councillor of the British Embassy, and handed him this message, which he took away for communication to the competent quarters. While this was going on, an unofficial approach… had also been made to the Russians.The Hungarian concerned was the honorary Consul in Geneva, M. Honti… It was actually a British diplomat who advised M. Honti to turn to Russia, saying that ’it was there that the fate of Hungary would, for the present, be decided’.

G. On Hungary’s attempts at Rapprochement with Romania and Yugoslavia:

In mid-July Count Miklós Banffy, Bethlen’s Foreign Minister in 1921, was sent to Bucharest…

(Editors: ’Motivated by an identity of interests vis-à-vis the Soviet Union, the idea of a Romanian-Hungarian reconciliation was initiated by Crown Prince Nicolae of Romania, who lived in Switzerland and advocated British-American orientation. Rapprochement on an official level was opened with bilateral negotiations between Ion Antonescu and… Miklós Kállay in December 1942 concerning a possible joint pull-out of the war… However, negotiations broke down on the issue of Transylvania, which ruined the possibility…)

… The views of the two Governments were very far apart and since the Romanians had, just like the Czechs and the Serbs, much better connections and standing in London than Hungarians, they were not in haste to arrive at a settlement with Budapest… As to Hungary’s southern neighbour, secret contacts had been established between the Hungarian Government and the Mihailovic camp, which also remained fruitless, mainly because… of the growing support given to Tito by the USSR and Great Britain.

H. On The British Conditions for Hungary’s Surrender, 8 September 1943 (Macartney):

“The British had kept Veress waiting a long time for his answer; if the Hungarians understood aright, their messages had been submitted to the Quebec Conference and also passed to Moscow. On the 8th September, Veress was told to meet Sir Hugh Knatchbull-Hugesson at midnight on the latter’s yacht in the Sea of Marmara. Sir Hugh, after showing Veress his own authorisation in the form of a telegram from Mr. Eden, informed him in the name of the United Nations that HM Government had ’taken note’ of Hungary’s communication, and read out the… ’preliminary conditions’ which Veress took down from his dictation:

… The agreement to be kept secret until published at a moment to be agreed, which in no case should be before the Allies reached the frontiers of Hungary.

… Hungary progressively to reduce her military co-operation with Germany, to withdraw her troops from Russia and to assist allied aircraft flying across Hungary to attack targets in Germany…

… Hungary to resist if Germany attempted to occupy her, and to that end to reorganise her High Command so that her army should be able to attack Germans…

… At a suitable moment, Hungary to receive an Allied air-mission, to advise on the preparations for the breakaway…

It was only on the 14th that Veress reached Budapest, with a memorised account of the document and two wireless transmitters… Kállay objected on principle to the formula of unconditional surrender. Keresztes-Fischer, however, pressed strongly that the agreement should be ratified, and eventually Kállay consented… (However), he regarded the agreement as a political gesture from which Hungary expected political consequence… to be ’struck off the list of enemies’ and given ’British Protection’… to operate as much against Russia as much as, or even more than, against Germany; while the Allies ’sought only to derive military advantage’ from it… he (went on) to complain with acerbity of the way in which the British, in particular, sought to obtain this military advantage. It is true that they had given up asking for an immediate ’jump-out’; there is fairly good evidence that they had dropped this demand as early as August… But they insistently demand(ed) actions in various fields, in particular sabotage on a serious scale. Kállay… maintained at the time that fulfillment of these demands would at once have brought about the occupation of Hungary by Germany, and rejected it stubbornly because he thought that the Allied agents were actually anxious to see this come about, in the calculation that would provoke resistance from the ’democratic elements’ in Hungary (whom, according to their view, Kállay was holding back), hamper production and tie down an appreciable German occupying force in Hungary.

Kállay’s reply was that… the regime was not… holding the forces of resistance back…. an occupation would entail frightful sufferings for precisely those elements whom the Allies desired to see spared. Consequently, he could not undertake any action that would provoke an occupation. These arguments, however, did not convince the Allies, who retorted that Kállay was simply stringing them along. He was giving them fair words and excuses, while really collaborating against them with the Germans. His only real object was to save his regime.

There was one point of the agreement – and it was, of course, a very important one – which the Hungarians honoured in full from the first. They refrained scrupulously from interfering with the Allied aircraft which, after the beginning of October, were flying over Hungary almost daily; they for their part leaving Hungary unbombed. This tacit mutual understanding was observed throughout the entire autumn and winter, being also applied to the Soviet aircraft which in the later months were flying to and from Yugoslavia (a journey which … used to carry them directly over Budapest).”

I. On the pro-German Backlash in Hungary and Veesenmayer’s Second Report:

On 1^st October, Imrédy presented the Government with a long memorandum in which he maintained that ‘in the event of an Anglo-Saxon victory all Eastern Europe would be handed over to Russia’ and adding… that it was useless to dream that when that happened only the extreme Right would be made the scapegoats… only those elements which had gone over to Communism would be rewarded.’… Kállay… refused to accept such a thesis ‘or to strengthen in their belief those inside or outside Hungary who reckon on this.’”

It was in early October that the MFM (Hungarian Independence Movement) received the first alarming news of the growing dissatisfaction of Germany about the “over-optimistic pro-Anglo-Saxon atmosphere” in Hungary… it was at this time that we were informed about a planned second mission of Veesenmayer to Hungary… the Germans would undertake military occupation of Hungary should the Kállay regime continue its hazardous policy. Veesenmayer’s stay in Hungary this time was this time considerably longer than in April of the same year… This time Veesenmayer spent more time on writing his report and it was only in January 1944 that his report was read by Ribbentrop, Himmler and Göring… Veesenmayer’s conclusions and suggestions were as follows:

… in consideration of the given situation and circumstances the only route to take was to win the co-operation of the Regent and persuade him to replace Kállay with a more pro-German politician…

… As the Kállay regime had already been in secret negotiations with the Western Democracies, the “Hungarian problem” needed solving soon.

During and after Vessenmayer’s second fact-finding mission, the negotiations of the Hungarian emissaries and agents were continuing. Their reports, however, were misleading and increased the optimism in Government circles in Hungary. Thus, still after the Teheran Conference of Churchill, Roosevelt and Stalin (28 November…) Wodianer’s reports remained optimistic and he assured his Government that the settling of Central Europe’s problems had been assigned to Great Britain and the United States.

Eckhardt… told Bethlen in December 1944 that ‘the fate of Hungary was sealed and it would pass under Russian rule for many years’. Bethlen replied on 19 March that ‘he was confident that Eckhardt would prove mistaken’.

J. On the Changing Attitude of the British:

On 12 December Benes signed in Moscow a Soviet-Czechoslovak Treaty which carried the message in Hungary… that Czechoslovakia was becoming the most western outpost of Pan-Slavism as well as Pan-Bolshevism, both dangers which had always been the most feared bugaboos in Hungarian public opinion. In addition, through “reliable, secret” sources it was soon known in Hungary that Stalin had promised Benes to back Romania’s claims on the whole of Transylvania. Maniu even went as far as to declare that as a compensation for losing Bessarabia and Northern Bukovina, Romania was to get at the final settlement not only Transylvania but also the adjacent territories up to the Tisza river. Here we quote again Macartney:

“The West – this was the worst – did not seem to be opposing all this. Mihályi Károlyi spoke on the BBC, advising Hungary that her road led through Prague and Moscow… The British were obviously uneasy, but were… not opposing the Russian demands in full, nor opposing her suggestion that Poland’s frontiers with Germany should be shifted westwards. Then came Mr Churchill’s extraordinary statement that the Atlantic Charter did not apply to Germany as a matter of right, nor forbid territorial transferences or adjustments in enemy countries.”

The result of the attitude of Britain and her Press alienated a great part of the pro-Anglo-Saxon sentiments from the Western Democracies… The result of the not very encouraging attitude of Great Britain and the fateful advance of the Red Army had its effect on political parties… and circles: the criticism exercised upon the Government’s, theoretically secret, negotiations abroad became sharper and many former Kállay regime supporters turned away from the Government’s policy.

At this stage of negotiations the situation was that the Government, or at least a circle in the Foreign Ministry, was engaged in talks with emissaries and agents of the Western Democracies, while Hungarian public opinion and even Kállay, himself, were concentrating their attention on the approaching Soviet danger. And Kállay declared (to Ullein):

“We have repeatedly explained that so long as the Russian menace is not only unchanged but constantly increasing, we cannot turn against Germany, and the execution of the three conditions involved (in the British surrender plan) would inevitably involve this. Faced with a choice between Russia and Germany, we cannot opt against the latter, for we cannot identify the Russians with the Anglo-Saxons.”  

Macartney:

“The Hungarian diplomats who had been in contact with the Allies now realised that their role would soon be ended, and it was in these days that, under Barcza’s… auspices, a shadow organisation of ‘dissident diplomats’ took form, with the purpose of providing some sort of machinery for the continuance of diplomatic contact if Hungary was occupied… Barcza got from the British and American Governments assurances that they would regard such an organisation with favour… “

K. On the Secret ‘Parachute’ Plan of Prince Sapieha and Col. C. T. Howie:

Prince Sapieha, a fugitive, represented the Polish Underground Army… Col. Howie, a South-African was a POW who… was permitted to stay in Budapest as a free man. Howie had escaped from Germany and after some adventurous travels arrived safely in Hungary.

(Editors: Polish aristocrat Prince Andrzej Sapieha arrived in Budapest in 1943 as the representative of the Polish government-in-exile in London. He had free access to the highest political circles… He stayed in Budapest until its Soviet occupation. He was last seen in spring 1945. He disappeared amidst mysterious circumstances.)

Sapieha succeeded in acquiring a wireless transmitter, and now the two men… began exchanging messages with the British. In a few days…the…Americans, British and Poles were working together. As the British had promised that the mission as planned, American and British officers to be parachuted over Hungary, would not involve organising sabotage, Kállay finally gave his assent… Col. Howie… wanted to act at once… the arrangement was reached by means of the transmitter set of Sapieha and Howie with the British in Istanbul…

L. On the Military Situation, Autumn-Winter 1943:

The Red Army, during the fall of 1943… was continually advancing. The question for Hungary was not any longer whether the Russians would reach the Carpathians, but when they would… Kállay’s idea remained the same: fight the Russians until the arrival of the Anglo-Saxon forces. Thus Kállay’s strategy was to prepare for the defence of the Carpathians and arrive at an agreement with the British and American military leaders for an Anglo-Saxon airborne landing in Hungary… As Kállay wrote in a letter:

“Everyone, including the pro-British circle, agrees that we must, if need arises, defend the Carpathians against the Russian danger. No one regards this as a question on which opinions might differ. It is simply a question of the vital interests of the country.”