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Roots of Liberal Democracy, Part One: The Rise and Fall of Liberal Hungary, 1815-1914.   Leave a comment

Introduction: What is ‘liberal democracy’?

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In his influential book, Keywords, first published in 1976 and reissued in 1988, Raymond Williams gives clear definitions of both the adjective ‘liberal’ and the noun ‘democracy’ in this much-used phrase. Leaving aside the medieval uses of the word ‘liberal’, which came into English via Latin and had a purely academic meaning,…

… the affirmation of ‘liberal’ came mainly in the late eighteenth and early nineteenth century from the strong sense of ‘Liberty’ from the mid-seventeenth century. It was used in the sense of ‘open-minded’, and thence of ‘unorthodox’ from the late eighteenth century: ‘liberal opinions’ (Gibbon, 1781).

The adjective is very clear in a modern political sense in an example Williams gives from 1801, concerning the extinction of every vestige of freedom, and of every liberal idea with which they are associated. This led to the formation of the noun as a political term, proudly and even defiantly announced in the title of an 1822 periodical, The Liberal. It was then that the term acquired it more negative connotation (for some) as referring to an unorthodox political opinion of ‘foreign’ origin. There was talk of the ‘Ultras’ and ‘Liberals’ of Paris in 1820, and some early usages were in a foreign form in English, e.g. Liberales (Southey, 1816); Libereux (Scott, 1826). The term was applied as a nickname to advanced Whigs and Radicals by their opponents; it was then consciously adopted and within a generation, it had become both powerful and orthodox. Liberality, which since the fourteenth century had carried the sense of ‘generosity’, and later of open-mindedness, was joined by political Liberalism from the early nineteenth century. Libertarian in the eighteenth century indicated a believer in free will as against determinism, but from the nineteenth century, it acquired social and political senses. By the mid-twentieth century, the term libertarian socialism was coined, which was not seen as a form of ‘liberalism’, but rather a form of ‘socialism’ opposed to centralised and bureaucratic controls. Libertarians on the ‘Right’ also share this antipathy to state control, as well as wishing to uphold individual liberties above the requirements of the central state.

In the established party-political sense, the term ‘Liberal’ is clear enough. But ‘liberal’ as a term of political discourse remains complex. It has been under regular and heavy attack from conservative positions, where the senses of a lack of restraint and lack of discipline have been brought to bear, and also the sense of a weak and sentimental generosity as being endemic to liberal views and values. The sense of a lack of intellectual rigour among ‘liberals’ has also been drawn on in academic disputations. Against this kind of attack, ‘liberal’ has often been a group term for ‘progressive’ or ‘radical’ opinions, and is still clearly used in this sense, especially in the USA. But ‘liberal’ as a pejorative term has also been widely used by ‘authoritarian’ socialists and especially Marxists. This use shares the conservative sense of a lack of rigour and of shallow and over-generous beliefs and attitudes.

To this accusation, ‘liberals’ reply that they are concerned with individual liberties, and socialists are not. But socialists have countered with the rejoinder, which is supported by the burden of historical evidence, that ‘liberalism’ is a doctrine based on ‘individualist’ theories of the relationship between man and society and therefore in conflict not only with ‘socialist’ theories of that relationship but also with social democratic ones. However, as Williams points out, if ‘liberalism’ is the highest form of thought developed within ‘bourgeois’ or ‘capitalist’ society, then ‘liberal’ can be taken to refer the mixture of liberating and limiting ideas, rather than being loosely used as a ‘swear-word’. In this sense, ‘liberalism’ is a doctrine guaranteeing certain necessary kinds of freedom, but also, and essentially, a doctrine of ‘possessive individualism’. C. B. Macpherson has used this concept to describe the way in which ‘Society’ becomes a dynamic entity of free and equal individuals relating to each other as proprietors of their own capacities and of what they have acquired by their exercise. Society, therefore, consists of an exchange between proprietors.

‘Democracy’ is, of course, an ancient Greek word, Demokratia, a compound noun based on the root words demos, translated as ‘people’, and Kratos, meaning ‘rule’. It came into English in the sixteenth century, from its French form démocratie and the middle Latin word, democratia. It was defined by Elyot, with specific reference to the Greek instance, in 1531:

… another publique weal was among the people … This manner of governaunce was called in greke ‘Democratia’, in latine, ‘Popularis potentia’, in englisshe the rule of the commonaltie. 

Nevertheless, its meanings have always been complex, and everything depends on the senses which are given to ‘people’ and ‘rule’. Herodotus defined a democracy as an administration in which power was in the hands, not of the few, but of the many, and all that is opposed to despotic power has the name of democracy. Aristotle  wrote:

… a democracy is a state where the freemen and the poor, being in the majority, are invested with the power of the state.

Yet much depends here on what is meant by ‘invested with power’: whether it is ultimate sovereignty or, at the other extreme, practical and unshared rule. Plato made Socrates say that …

… democracy comes into being after the poor have conquered their opponents, slaughtering some and banishing some, while to the remainder they give an equal share of freedom and power.

This particular use, indicating a form of popular class rule, is – of course – some distance from any orthodox modern ‘Western’ definition of democracy. But it does illustrate how the range of uses, near the roots of the term, makes any simple derivation impossible. ‘Democracy’ is now often traced back to medieval precedents and a given a Greek authority. But the fact is that, with only occasional exceptions, until the late nineteenth century, the term was a strongly negative term. It is only since then that a majority of political parties and groups have united in declaring their belief in it. In 1777, the American revolutionary Hamilton observed that representative democracy was not a perfect principle but a practical process …

… when the deliberative or judicial powers are vested wholly or partly in the collective body of the people, you must expect error, confusion and instability. But a representative democracy, where the right of election is well secured and regulated (is one in which) … the exercise of the legislative executive is vested in select persons … etc.

It is from this altered American use that a dominant modern sense developed. Jeremy Bentham formulated a general sense of democracy as rule by the majority of the people and then distinguished between ‘direct democracy’ and ‘representative democracy’, recommending the latter because it provided continuity and could be extended to large societies. In the mid-twentieth century, therefore, an assertion of direct democracy could be described as ‘anti-democratic’, since the first principle of ‘democracy’ is that of rule by elected representatives. Thus, the contemporary understanding of democracy involves the right to vote for representatives rather than the older, normal sense of popular power. ‘Democracy’ was still a radical or even revolutionary term in the mid-nineteenth century, and the specialised development of ‘representative democracy’ was at least in part a reaction to this.

It is from this point that the two modern meanings of ‘democracy’ can be seen to diverge. In the socialist tradition, it continued to mean ‘popular power’: a state in which the interests of the majority of the people were paramount and in which these interests were practically exercised and controlled by the majority. In the ‘liberal tradition’, democracy meant the open election of representatives and certain conditions of ‘democratic rights’ such as free speech, which guaranteed the openness of elections and political argument, discussion and debate. These two conceptions, in their extreme forms, are diametrically opposed to each other. If the predominant criterion is popular power in the popular interest, other criteria are often taken as secondary, as in the ‘People’s Democracies’, and their influence is often characterised as ‘bourgeois democracy’. But if the predominant criteria are elections and free speech, other criteria are rejected, e.g. an attempt to exercise popular power through a General Strike is viewed as being anti-democratic since democracy has already been achieved by other means. To claim ‘economic equality’ as the essence of democracy is seen as leading to ‘chaos’ or to totalitarian rule or government by trade unions.

In one characteristic use of ‘democratic’ as referring to open argument, freedom of speech and assembly are seen as ‘democratic rights’, sufficient in themselves, without reference to the institution or character of political power. This is a limiting sense derived from the ‘liberal tradition’, which in its full form has to include election and popular sovereignty, though not popular rule. To the positive opposed senses of the socialist and liberal traditions we have to add, from the late twentieth century onwards, various populist distortions of democracy, reducing the concepts of election, representation and mandate to deliberate formalities or merely manipulated forms; reducing the concept of popular power, or government in the popular interest, to nominal slogans covering the rule of a bureaucracy or oligarchy. These manipulated forms are not real democracy, Williams suggests, but they have added to the confused contemporary nature of the concept.

Putting the two words together, therefore, it would seem that a ‘liberal democracy’ as a term in modern use can be taken to refer to a nation-state which guarantees its individual citizens equal access to an open and pluralistic political discourse. To understand how this applies to Hungary today, we need first to understand how the concept has developed in the context of the modern history of Hungary.

The Hungarian Liberal Inheritance, 1828-1848:

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Recently, in Hungarian political discourse, the adjective ‘Liberális’ has been used to describe ideas which are considered to be of alien, ‘Western’ origin, and therefore found objectionable by the ruling ‘Fidesz’/ Civic Alliance Party. Yet the Hungarian word for ‘liberty’ or ‘freedom’ is ‘szabadság’, which is also taken to mean ‘independence’, and the adjectival form is ‘szabadelvű’, which is used as a synonym for ‘liberális’. In the noun form it is used to describe the purpose of the Revolution which took place in 1848, which is commemorated by a National Holiday on 15 March. As István Bart (1999) has pointed out in his ‘Dictionary’ of ‘Keywords’ relating to Hungary and the Hungarians, this forradalom (revolution)…

… is such an unequivocally uplifting and ceremonious occasion in the history of Hungary, that every government, regardles of persuasion, has tried to turn it to its advantage by interpreting it to meet its own ends.  

The current government is certainly no exception to this rule, interpreting it as a popular nationalist uprising against the ‘slavery’ imposed on Hungary by the foreign Austrian empire. Hungarian historians like László Kontler have seen it as the fruition of a half-century in which the radical and liberal ideas of the French Revolution penetrated into Central European political thinking. He has  used the word ‘liberal’ to reference the swelling liberal sentiments in  early nineteenth century Hungary, commenting that:

The experience of the three decades between the Jacobin trials and the beginning of a new contest between progressive and retrograde opinion in Hungary developed what remained of it, in terms of culture and attitudes, into a vigorous national romanticism, and in terms of sociopolitical ideas, into a programme of improvement imbued by the principles of liberalism.

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The execution of Ignác Martinovics and his comrades, a water-colour by an unknown artist. On 20 May 1785, five members of the Hungarian ‘Jacobin’ movement were beheaded on the Vérmező (Bloody Meadow) in Buda. Martinovics was a Franciscan monk and philosopher. The bodies of the chief defendants in the Jacobin trial were finally uncovered in 1914, with their heads placed at their feet.

Hungarian governments began to challenge the power of the feudal nobility, and though it was a formidable task to persuade the masses of petty nobility that they would in fact gain from losing the only thing that distinguished them from the peasantry: their privileges. Although their situation exposed them to the machinations of the government, it was at least possible to win part of them over to the rest of the ‘liberal programme’; equality before the law, civil liberties, representative and responsible government. Kontler goes on to argue that the new corporate constitution and the reform projects of the 1790s at the committee sessions of 1828-1830 created a space in which the ‘liberal nobility of the Age of Reform attempted a peaceful transition to modernity’.

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Count István Széchenyi was the first of the dominant personalities of that ‘age’ to appear on the ‘stage’. He was an extensive reader of the modern classics of social and political thought from Rousseau through Adam Smith to Jeremy Bentham and travels in Western Europe, Italy and the Balkans awoke him to the backwardness of his own country. Like his father, he was particularly impressed by the laws, institutions, manners and social system of England. Already by the 1820s, Széchenyi frustration with feudal Hungary had led him to become one of the founders of the Liberal Magnates Club at the Diet and a well-informed and disdainful critic of the policies of the Holy Alliance against the liberal movements and freedom fighters in Spain, Italy and Greece. He also abhorred violence and revolution, but his attempt to mediate between the court and the nation in the transition from absolute to representative government was rejected by Chancellor Metternich, who was still determined, in 1825, to work with the old reactionaries rather than the ‘new’ reformers.

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A lithograph by V. Katzler, 1860. His chief project is omitted from the circle of pictures, the one to which he sacrificed most of his wealth – the Hungarian Academy of Sciences, which stands on the Pest side of the Chain Bridge, close to the Parliament House.

Within liberalism, political concepts started to diverge, which led to a gradual separation between Széchenyi and his close friend and political associate, his companion on his travels in the 1820s, the Transylvanian Baron Miklós Wesselényi. Unlike Széchenyi, Wesselényi found not only that the redemption of the serfs’ feudal obligations should take place under state supervision, but also that social change ought to be accompanied by the dismantling of absolutism – on which he laid the blame for backwardness – and the creation of a monarchy with civil liberties. In 1839, the increasingly influential opposition, now led by Ferenc Deák, insisted on putting and keeping on the Diet’s agenda the issue of freedom of expression. Deák, with the assistance of a group of liberal magnates led by in the Upper House, including, besides Széchenyi, Count Lajos Batthány, Baron József Eötvös and others, managed to secure the refusal of the Diet to discuss taxation and recruitment before the issue of freedom of expression was settled. In addition, a half-century-long process towards the emancipation of the Jews started by permitting them the (almost) free choice of their residence, trade or profession and the ownership of real estate. Laws relating to commerce, industry and banking passed in 1840 created a legal framework which stimulated the development of Hungarian capitalism for several decades.

017Ferenc Deák (1803-1876), in a painting by Bertalan Székely, 1869

In the 1840s, associations for charitable purposes, social service, self-help economic or cultural improvement proliferated and contributed to the disintegration of the barriers between the estates. The combined membership of the approximately six hundred associations in Hungary and Transylvania might have reached a hundred thousand by 1848. Some of the over two hundred ‘casinos’ and reading societies, with tens of thousands of members, became thoroughly politicised and were hotbeds of the political parties that arose in 1846 and 1847. An enthusiastic supporter of Wesselenyi, Lajos Kossúth, a young jurist and scion from a landless noble family been arrested in 1837 and spent his three years in prison reading classics of politics and economics and learning English. He emerged from captivity with strengthened determination and great charisma, launching a new liberal newspaper, Pesti Hírlap (Pest News) in January 1841. The government hoped that Kossúth’s radical enthusiasm would split the ‘liberal movement’ and that, through censorship, he could be kept under control. However, these traditional methods were fully unequipped to cope with the difficulties posed by Kossúth’s entirely new type of political journalism.

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The experimental railroad at Köbánya: 1829 engraving. The first ‘real’ railroad track between Pest and Vác was completed in 1846. In the first half of the nineteenth century, Hungary was trying to catch up with other European countries intellectually and technologically. But by the end of the century, it had carved out for itself a leading in its machine industry which also served its rapidly developing electrification. The First World War brought these developments to an abrupt end.

During the first few months of the existence of Pesti Hírlap, the editorials exposed the most soaring cases of social injustice, such as the backward and humiliating practice of flogging peasants at the behest of overbearing landlords. Kossúth’s antidote was a true ‘union of interest’ through social and political emancipation, a more equitable distribution of burdens and economic modernisation, and cited examples from the experience of capitalism and political liberalism in Western Europe and America. Instead of the aristocracy, he considered the ‘nobility of middling rank’ as the vehicle of the reform process, which he found, or rather hoped, to be sufficiently imbued with an enlightened and ‘liberal spirit’ to push through his programme. Kossúth’s propaganda also resulted in the rise of local Buy Hungarian! movements and he was elected director of the National Protectionist Association established by distinguished liberal aristocrats in 1844. All this contributed to nationalist and separatist sentiments, and Pesti Hírlap encouraged the process of Magyarisation, although Kossúth also warned against the violent propagation of the Hungarian language.

004 (2)The aristocratic new conservatives (or ‘cautious progressives’ as they dubbed themselves) urged a united front of the propertied classes against the propertiless, led by Kossúth, whom they saw as intoxicated by ‘poorly digested liberal and radical maxims’, and hoped to drive a wedge between him and figures like Széchenyi (pictured right), Batthány and Deák. Széchenyi, in particular, did not need stimuli to turn against Kossúth, whom he attacked in a lengthy pamphlet, The People of the Orient, as early as 1841. The conflict between the two dominant personalities of Hungary’s transition to modernity is one of the factors which raises the process to a dramatic pitch, and naturally one of the most fruitful and often exploited topics of Hungarian historical discourse. Among other criticisms, Széchenyi berated Kossúth for what he saw as the latter’s excessive nationalism, adding that the nationalisms of the ethnic minorities were merely self-defence mechanisms in the face of Magyar dominance. These were opinions which could hardly have endeared Széchenyi to the bulk of contemporary liberals, whom he tried to win over to a ‘moderate liberal centre’, but in vain.

Széchenyi was the first to call attention to the problem of the multiple nationalisms in the Carpathian Basin, which ultimately proved to be the insoluble dilemma of Hungarian liberalism. It was a liberalism based on the concept of the extension of noble rights to non-nobles which would result in the replacement of the corporate natio Hungarica with a modern Hungarian state of emancipated citizens. Language and ethnicity were not enough, in the view of the Hungarian liberals, to constitute a nation without a historic past and a historical state. Except for the Croats, they refused to acknowledge the claim of the ethnic minorities to nationhood. Kontler has written that…

… the organising principle behind the concept of the ‘unitary Hungarian political nation’ of Hungarian liberals was that the extension of individual rights would render collective rights superfluous even in the eyes of the ethnic minorities who … would voluntarily assimilate into the Hungarian nation.

In the mid-nineteenth-century Hungarian mind, therefore, ‘liberalism’ and ‘nationalism’ went hand in glove. They were not seen as separate ideologies. The Hungarian national movement proved highly successful, especially in urban contexts, not only among the Jewish intellectuals and German burghers of Budapest but also among many Slovaks, Serbs, Greeks, Armenians and others. From the earliest times that charges of forced Magyarisation were levelled against the Hungarian political élite, there were also plenty of examples of voluntary integration as well. But as far as the views of the leading members of the movements for ‘national awakening’ among the ethnic minorities were concerned, the concept of a ‘unitary political nation’ was anathema. They stressed the role of language and ethnicity in nationhood. Hungary’s population in 1842 was nearly thirteen million, of whom under five million, less than forty per cent were ethnic Magyar. Romanians numbered 2.2 million (17%), Slovaks 1.7 million (13%), Germans 1.3 million (10%), Serbs 1.2 million (9%) , Croats 900,000 (7%), Ruthenes 450,000 (3.5%) and Jews 250,000 (2%). Only a part of each of these nationalities lived in contiguous regions or areas, the rest being inseparably intertwined with others in patchwork-like patterns, making ‘national territory’ impossible to demarcate with any precision. Against this complex background, the statement made by the Romanian historian Kogalniceanu in newly independent Moldavia in 1843 might look somewhat ominous:

I regard as my fatherland all that territory where Romanian is spoken.

The obsession with the Pan-Slav threat made the Hungarian liberals somewhat negligent of Romanian national aspirations, even though the cultivation and modernisation of the mother tongue continued under strong French and Italian influence into the second half of the nineteenth century. By the mid-1840s, the Hungarian liberal national movement seems to have emerged in full force, to some extent in competition with others in the historic Kingdom of Hungary. Opposition liberals were returned in large numbers to the Diet of 1843-1844.

004 (3)However, Metternich was able to take advantage of the differences within the liberal opposition. Frustrated with the meagre results of the diet, which however included the passing of the official status of the Hungarian language, at the end of 1843 József Eötvös offered his support for the government in return for its commitment to reform. Eötvös was probably the most politically erudite and intellectually sophisticated of the Hungarian reformers of the nineteenth century. From an aristocratic family, he had travelled widely in the West in his youth and having been bankrupted in 1840, he became a professional politician and a freelance writer, and the leader of the ‘centralist’ group of liberal reformers. With the historian László Szalay and others, he idolised English Whiggery and Alexis de Tocqueville, and advocated ‘constitutional centralisation’. In addition to these ‘defections’, a national Conservative Party was founded in November 1846 which appropriated a number of the reform proposals from the liberals.

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At first, therefore, it seemed as if the Habsburg court would be able to defy the ‘liberal challenge’. The rise of parties was a prelude to elections into what turned out to be the last feudal diet in Hungary opened in Pozsony (Bratislava, pictured above in a contemporary painting) in November 1847. By February 1848, a stalemate had developed at the Diet, which was only resolved under the impact of the wave of European revolutions. The revolutions of 1848 were the outcome of a combination of factors, from the general tensions arising from the conservative international system created in 1815 at the Congress of Vienna (pictured below), through the economic and financial crisis prior to 1848, to the encouragement they mutually drew from each other in a chain-reaction of upheavals across the continent.

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At the same time, these mutual effects were largely superficial and symbolic, and despite the roughly common ideology the outbreak, the goals, events and the outcome of the revolutions reflected local circumstances. Nevertheless, the Hungarian revolution fitted smoothly into the chain-reaction, preceded as it was by those in Palermo, Paris, central Italy, Piedmont and Vienna, and followed by those in Berlin, Merlin, Venice, Prague and Bucharest. The real catalyst was the events of 22-25 February in Paris and the news of the overthrow of the rule of the ‘bourgeois king’ Louis-Philippe by a combination of nouveaux riches who wanted political influence, radicals who wanted to extend suffrage, and socialists who wanted social equality. These goals were clearly at variance with those of contemporary Central European liberals, but the news of the revolution which reached Pozsony on 1 March caused great excitement.

The Liberal Revolution & War of Independence, 1848-49:

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 Revolutionary leaders of the ‘Ides of March’, including Sándor Petöfi & Kossúth (front)

It is not my intention here to provide a detailed narrative of the events of the ‘Ides of March’ and the 1848 Revolution here, but my purpose is rather to highlight the role of the liberal movements in it. The Battyány government which moved to Pest on 14 April, was a coalition. The ‘court’ minister was Prince Pál Eszterházy, an experienced conservative diplomat. Lázár Mészáros, a hussar general appointed as minister for war, was politically unaffiliated, as was Széchenyi, who overcame his scepticism about Kossúth and his radical faction to become Minister of Communication and Public Works. The moderate liberals were represented by Deák, Minister of Justice, and Gábor Klauzál (Agriculture and Industry), the radicals by Kossúth (Finance) and Bertalan Szemere (Interior). The ‘centralist’ Liberals were represented by Eötvös (Education & Ecclesiastical Affairs). This was a government ‘of all the talents’ in William Pitt’s famous phrase, and one which remained in office longer than any other of the revolutionary administrations created in Europe in 1848. It was Hungary’s first modern government.

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However, the Hungarian liberal constitution was silent on the subject of the collective rights of national minorities and established Magyar as the only language of legislation and administration in the country, thus denying any corporate rights, which were considered to be vestiges of the feudal past. Following the June elections, the Hungarian Parliament convened on 5 July. Nearly a quarter of its members had been deputies in the previous diet, and the electors seemed to acknowledge the political expertise and former services of the ‘liberal nobility’. Besides a handful of conservatives and about forty of the radicals, the overwhelming majority supported the government.

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The execution of Lajos Batthány: a lithograph by Louis Noeli. Batthány, the ‘president’ of the Hungarian republican government was a great but enlightened landowner who supported measured opposition and progress through compromise. His execution was a juridical absurdity, the product of intimidation and vengeance.

The revolution was followed by a ‘War of Liberation’ or ‘War of Independence’ against the Austrian emperor in a year-long struggle which ended in October 1849 when the Hungarian Army was finally defeated by the Imperial Army, bolstered by Russian troops. Hungary’s fight for independence won the goodwill of the world, including the United States President. Hungarian emigrants and refugees were received with open arms by the Western liberal democracies, many of whom were themselves involved in a broad struggle with autocracy in the revolutions which swept across Europe in 1848.

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The ‘bourgeois’ Revolutionary leader Lajos Kossúth was welcomed in New York, Washington and in Britain. The contemporary English poet, Matthew Arnold, penned his praises to the ‘liberal’ Hungarian leaders of 1848-49:

Hungarians! Save the World!

Renew the stories

Of men who against hope repelled the chain

And make the world’s dead spirit leap again! 

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Even twenty-five years after the defeat of the Revolution, the English poet Charles Swinburne described Kossúth as the Star of the unsetting sunset, though some contemporary conservative Hungarian politicians saw him as an irresponsible radical, particularly when he opposed their Compromise with the Habsburg autocracy as “treason” in 1867. He and his fellow radicals may not always have described themselves as ‘liberals’, but this is certainly what they were in the context of European history and historiography of the period.

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The Kossúth Memorial Statue in New York (1928). In the USA, the aura Kossúth obtained through his personal tour following defeat in the War of Independence was revived through the emigration that carried waves of human beings to the New World by the turn of the century. Though this emigration was chiefly rooted in economic factors, it was invigorated by patriotic nostalgia, the “1848 state of mind” and the Kossúth ‘cult’.

Neo-Absolutism & The Compromise, 1849-1869:

Political opinion in Hungary during the years of neo-absolutism which followed the War of Independence was highly stratified, with a number of competing visions about the future of the country. There was certainly a minority willing to co-operate in the creation and operation of the institutions of the new régime. The ‘old conservative’ aristocrats, the dominant figures in the government in the mid-1840s certainly did not sympathise with the vision of the new imperial leaders in Vienna, while the ‘centralist’ Liberals, while deeply pessimistic about the fight for the full liberal programme of the Age of Reform, were also abhorred by the Habsburg repression. Whereas Kemény, in his pamphlet After the Revolution (1850) and as editor of the still influential political weekly Pesti Hírlap, urged Hungarians to return to the programme of Széchenyi, Eötvös made efforts to point out to Vienna that the ‘European necessity’ of a large state in the middle of the continent could only be fulfilled by the Habsburg monarchy if the existing historic rights were adjusted to the unity of the monarchy (through federation), and other ethnic and linguistic rights were also satisfied within that framework through the granting of autonomies.

As an archetypal ‘Central European liberal’, Eötvös used his experience of competing nationalisms to enrich the views of contemporary Western liberals like Lord Acton on the inevitable tension between the ideals of liberty and equality. The ‘dominant ideas’ of the nineteenth century, Eötvös suggested, caused so much suffering because they were misinterpretations of the true notions of liberty, equality and nationality. They were all mistaken for the idea of sovereignty, which bred conflict, whereas rightly conceived they were merely devices to protect the integrity and ensure the self-fulfilment of the individual. Instead of popular sovereignty, based on the wrong ‘dominant ideas’, it was civil liberties, primarily the right of association, that would effectively safeguard the individual and the group (including ethnic groups) against the modern nation-state.

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The Hungarian delegation that negotiated the Compromise with the Austrian Emperor in January and February 1867 was headed by Count Gyula Andrássy, who enjoyed the full confidence of Ferenc Deák and Hungarian liberals as well as the royal couple, even though his name was on the list of émigrés hanged in effigy in the aftermath of 1849. Having returned to Hungary in 1857, he was an experienced politician, with an instinctive skill for brilliant improvision. Andrássy was appointed Prime Minister in February 1867. Liberal commoners, as well as aristocratic magnates, were represented in his ministry, Hungary’s third. Contemporaneously, the Austrian Emperor and court well understood that the Compromise was arguably the only way to preserve its great power status. In Hungary too, it was seen by many as the only way to secure the country’s survival. After all, three out of every ten of the imperial democratic corps and four out of ten of the Dual Monarchy’s foreign ministers were subjects of the Hungarian crown. It is therefore not surprising that Hungarian nationalists were dazzled by the prospect of governing the half of the empire whose economic and demographic dynamism might soon shift the balance of power in their favour and might even compel the Habsburg dynasty to remove its main residence and seat of power from Vienna to Budapest.

The Rise of Hungarian Liberalism, 1870-1890:

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The historical tarot card game: a painting by Arthur Ferraris. Under the portrait of Ferenc Deák are Kálmán Tisza (1830-1902) and the players participating in the ‘general’s’ game, including Károly Eötvös (1842-1916), the lawyer and author who successfully defended the Jews of Tiszaeszlár who were charged with the “ritual murder of children”, Mór Jókai  (1825-1904), the well-known author of prose fiction and MP. Kálmán Tisza was prime minister from 1875 to 1890, an unprecedented period in office. During this period, major political issues were settled not in parliament but at casino tables, and the political and intellectual élites were not yet separate entities.

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An element of Hungary’s past cherished among liberals was the supposed parallel between the constitutional development of Hungary and that of Britain. These parallels go back at least to the time of Magna Carta, which preceded the Golden Bull of Andrew II by a mere seven years. I have written more about these links and parallels in an earlier series of articles on this site. They were popularised from the end of the eighteenth century in Hungary. At the level of domestic policy, one convincing argument in favour of the Compromise was that for the two leading nations of the Habsburg Monarchy it did represent a shift from absolutist government to liberal representative democracy, albeit with all its flaws, and for the bulk of Hungarian liberals some of these shortcomings made it more attractive than potential alternatives. Some of these limitations derived from the nature and basis of liberalism in Hungary. At its inception, it had been a ‘liberalism of noblemen’, largely directed to offset or moderate the effects of capitalist development in a predominantly rural society, priorities reflected in the way in which the dismantling of feudalism had taken place during and after the Age of Reform and the Revolution of 1848. Relations of dependence and hierarchy and traditional respect for authority were preserved in social attitudes. As Kontler has pointed out:

Liberal equality remained a fiction even within the political élite. The Compromise, which was, after all, a conservative step, checked whatever emancipationist momentum Hungarian liberalism still had. It became increasingly confined to the espousal of free enterprise, the introduction of modern infrastructure and, with considerable delay, to the secularisation of the public sphere and the regulation of state-church relations. Political power remained in the hands of the traditional élite, with which newcomers were assimilated, with roughly eighty per cent of MPs permanently drawn from the landowning classes. 

The franchise only extended to about six per cent of the population throughout the period, was acceptable at the beginning but anachronistic by 1884, the year by which Britain had achieved Universal Manhood Suffrage. Most districts remained under the patrimony of local potentates and political groups, elections were rigged and there was large-scale patronage at all levels of administration. Kontler’s view is that, if Hungary’s constitutional liberty resembled that of Britain during the time of Kalmán Tisza’s premiership from 1875 to 1890, it mainly represented the Britain of Robert Walpole’s ‘whig oligarchy’ of a century and a half earlier. Yet since the Hungarian Parliament was a largely independent institution under the crown, Hungary’s constitution was freer than that of any state east of the Rhine. In addition, there was a conspicuous case of the amalgam of liberal and conservative principles and motives was the regulation of county and municipal self-government (1870). The county and municipal assemblies were acknowledged as the legitimate bodies of political discussion outside the parliament. They were entitled to address national political issues at their sessions, to make their resolutions on these issues public, to petition the government on these issues or to remonstrate against measures they deemed illegal or unsatisfactory.

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The Royal Family at Gödöllö – a lithograph, 1871. Queen Elizabeth was glad to stay in Buda after the Compromise and coronation of in 1867, and especially at Gödöllö, rebuilt as a royal summer residence.

The most unequivocally liberal in spirit and letter was the 1868 law on elementary schooling, worked out by Eötvös. The appalling literacy statistics (in 1869, 59 per cent of the male and 79 per cent of the female population over the age of six were illiterate) made new legislation urgent. Elementary education for children between the ages of six and twelve was made compulsory and was to be obtained in the mother tongue. Schools were established in every locality with over thirty school-age children and there was also provision for ‘higher elementary’ education, until the age of fifteen. Over the following two decades, more than three thousand new schools were added to the nearly fourteen thousand already existing. The proportion of school attendance increased from 50% to 81%, and illiteracy dropped to 34% among men and 53% among women.

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The Tisza era saw significant ‘anti-liberal’ trends emerge in parliament, though they didn’t constitute a menace to either the Tisza government or the ascendancy of the Liberal Party. One of these was political anti-Semitism, which emerged as a nascent political party which had the potential to overtake the Independence Party by targeting its voters, those who had lost out in capitalist development, a process which seemed to benefit the Jewish middle classes. Largely through immigration from Galicia and Moravia, from a modest 83,000, or one per cent of the population at the beginning of the century, the Jewish population of Hungary rose to five million or five per cent by the eve of the First World War. Immigrant Jews established family wealth by trading in corn, wood and wool. ; their sons turned it to interest in credit institutions or industrial assets, and the grandsons of the most successful bought into the titular aristocracy. They were a tiny minority among a mass of small businessmen and professionals, and they represented no competition to the livelihood of the genteel classes, which considered the civil service as the only respectable form of employment. Nevertheless, the foreignness and capitalist success of the Jews made them viable scapegoats in the eyes of an ailing gentry, in spite of the fact that they assimilated and supported the idea of the Hungarian nation-state with great enthusiasm.

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“PANEMI!”  (BREAD!) – a painting by Imre Révész (1859-1945), 1899. Following the liberation of the serfs in 1848, agrarian society in Hungary became profoundly segmented, and the land was very disproportionately distributed. Hundreds of thousands of village people emigrated, and agrarian-socialist movements were established. Despite technological innovation in agriculture elsewhere, in Hungary harvesting by hand remained the sole method until the mid-twentieth century.

At the height of the anti-Semitic agitation, in 1883, an Anti-Semitic Party was established, the stake being nothing less than bringing down Tisza, who was motivated by his liberal convictions and ties with the Jewish community to take a firm stand against the movement and the new party. The Independence Party resisted the temptation to join forces with the anti-Semites, who figured badly in the 1884 elections, and having been discredited by the outcome of a blood libel case, disappeared from the political scene by the end of the decade. The fall of Tisza was finally precipitated by his inability to work out a compromise on the reform of the defence forces. He had held the office of PM for fifteen years; in the following fifteen years, Hungary had seven PMs, struggling ever more helplessly to cope with the same problems. Even after his fall, Tisza remained as a dominant figure in the Liberal Party, convinced that the maintenance of ‘dualism’ was the only chance for the survival of historic Hungary with its many national and ethnic minorities. Regarded as stubborn, Tisza was a politician of stature and integrity unknown in Hungary since the eras of reform and revolution. Among the traditional élite, he might have been alone in recognising the full relevance of industrialisation and capitalism. His traditionalism, the paternalistic and aristocratic brand of liberalism he inherited from his father led him to turn to ‘disciplining’ the Hungarian people and awakening them to an awareness of where their true interests lay, in the consolidation of dualism.

The Decline & Death of Liberal Hungary, 1890-1914:

The limited liberal thrust of Tisza’s policies continued in the 1890s under the administrations of his former associates, Gyula Szapáry and Sándor Wekerle.

Franz Josef in Prayer

It was under the Wekerle and Szapáry governments that the reform of church-state relations was carried out. In Hungary, only a minority of the Catholic clergy was imbued with the spirit of the Christian Socialist movement associated with Pope Leo XIII. However, even the reformist Pope opposed the contemplated separation of Church and state in an encyclical specifically devoted to Hungary. The Church was also backed by a profoundly religious ruler in Franz Josef (seen at prayer on the right), who considered the Church one of the strongest pillars of the monarchy. It successfully resisted innovations that had been introduced in most of the western European countries a few decades earlier: civil marriages, state registrations of births and deaths, freedom of conscience and affiliation and the acceptance of Judaism as a ‘received’ faith.  Against a background of intensive public interest and heated debates in parliament, these reforms were finally introduced in 1894 and 1895 and became outstanding pieces of liberal legislation in Hungary. Following this high-water mark, however, when in 1903, the Habsburg ruler turned to István Tisza to secure the continuation of the dualist system, a faction of the Liberal Party led by Andrássy the younger left the government party and joined forces with the coalition of the parliamentary opposition determined to ‘improve’ that system. The ensuing violence in parliament led to its dissolution and in the January 1905 election, the coalition headed by Ferenc Kossúth, son of Lajos and leader of the Independence Party, gained a substantial majority.

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In the first decade of the twentieth century, the Social Democratic Party also gained in influence, thanks to the talented orator Dezső Bokányi and intellectuals like Ervin Szabó, an original Marxist theorist of international stature. The latter kept close links with the most articulate of all those challenging the régime including the radical democrats, who ‘raised their standard’ in the social science journal Huszadik Század (Twentieth Century), launched in 1900, and in the Society for Social Science, founded in the following year. The group, whose ranks included a number of young assimilated Jews, argued on the basis of social Darwinism and Marxist sociology in favour of universal suffrage, the elimination of ‘feudal’ remnants and the promotion of the co-operative movement among the peasantry, democratic local self-government, the extension of the nationalities law, educational reform and improved insurance schemes. They had a broad network of sympathisers from dissident Independentists through to the Galilei Circle of university students and Freemasons to respected literary figures like the prophetic poet Endre Ady. They did not emerge as a distinct political party until 1914, but their programme had already been conceived by 1907 and published by their leader Oszkár Jászi in his article Towards a New Hungary, foreshadowing the ideas in his scholarly thesis of 1912 on the nationality question: that there was a way to reconcile national independence and democratic progress, ‘the Hungarian idea and free thinking’, in the historic state transformed through reform into a ‘brotherhood of nations’.

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However, the dated and old-fashioned liberalism of the previous generations defied the democratic challenge, and the progressive coalition collapsed. Some of the leaders and most of the supporters of the Independence Party, frustrated by the failure of the government to achieve the ‘national goals’, had already been alienated by 1909. The party split under the leadership of Ferenc Kossúth. In January 1910, Wekerle was forced to step down, to be replaced by the old Liberal Khuen-Héderváry. István Tisza re-emerged on the political scene at the head of a party consisting mainly of haute bourgeois and land-owning supporters of the former Liberal Party. His new National Party of Work won a convincing victory in what turned out to be the last elections in the Hungary of the dualist period in June 1910. Obstruction in parliament began again, and Tisza concluded that the strengthening of dualism and of historic Hungary as he envisaged it was no longer compatible with observing the ‘niceties of parliamentarism’.

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The Parliament House, on the Danube bank on the Pest side of the river, built between 1885 and 1904

His view prevailed in the party of one-time Liberals in the spring of 1912 when Kluen-Héderváry was replaced by László Lukács as PM and Tisza had himself been elected Speaker of the House of Representatives. A mass demonstration in the capital against his hardly concealed plans degenerated into street fighting and police and protesters in which six people were wounded on ‘Bloody Thursday’, 23 May.  On 4 June, the new Speaker refused to let the opposition speak, and had its protesting members removed by the police. Similar methods were used in the debate on the rather lightweight electoral reform bill, voted through in April 1913. Tisza had no doubt that there would be a major war between the Habsburg monarchy and its adversaries in the region, and laws were passed which curtailed the freedom of association, assembly and the press, prohibited republican propaganda and made it possible for the government to wield emergency powers. There were few in Hungary who recognised the dilemmas, the traps the country faced on the eve of the First World War in all their depth. As Kontler has written:

On one side of the ideological divide, Endre Ady was the greatest of them all, as he singled out with characteristic acuteness his counterpart on the other: István Tisza. In the troublesome summer of 1914, the ‘deranged man of Geszi’, as Ady called the Prime Minister after the seat of the Tisza estate, hesitated for two weeks, but in the end he gave his sanction to decisions that made inevitable the war which ultimately demolished historic Hungary in a way unwanted by any of its Hungarian critics.  

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By the outbreak of the war, Tisza had effectively halted the forward march of Liberal democracy in Hungary. It didn’t resume on a continuous basis until the last decade of the twentieth century.

Sources (in addition to those fully referenced in the text):

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.

Posted December 10, 2018 by TeamBritanniaHu in anti-Semitism, Assimilation, Austria-Hungary, Balkan Crises, Christian Socialism, Christianity, Church, Civil Rights, Co-operativism, Compromise, democracy, Education, Elementary School, Empire, English Language, Europe, First World War, Germany, Great War, History, Hungarian History, Hungary, Immigration, Imperialism, Integration, Jews, Journalism, liberal democracy, liberalism, Literature, manufacturing, Marxism, Migration, Monarchy, Monuments, Narrative, nationalism, Nationality, Papacy, Population, Reconciliation, Revolution, tyranny, Uncategorized, World War One, Yugoslavia

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Berlin 1948: Spring Crises, Midsummer Madness, Blockades & Airlifts.   Leave a comment

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By the spring of 1948, the ideological division of Europe into two rival camps was almost complete, except in Germany and the two capital cities of Vienna and Berlin, where Britain, France, the USSR and the USA each governed a separate sector. Agreements had been formalised in the autumn of 1945, guaranteeing the Western Allies free access to Berlin. The former capital of Germany was a special case in the four-power joint occupation and control of the country, a hundred miles inside the Soviet zone, and therefore a key strategic point for the Soviets to apply pressure on the Western Allies. Road and rail lines were designated for the supply of those areas of the city occupied by them. Air corridors across the Soviet zone between Berlin and the western sectors of Germany had also been agreed, and for three years there was free movement along the accepted routes of access to the city. Britain, America and France relied on the road, rail and canal links into the city, but in the spring of 1948, the Soviet authorities decided to make use of this vulnerability by making access from the west more difficult.

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Added to these issues, Berlin had been subjected to an around-the-clock air bombardment in the war and the city had also endured a heavy artillery bombardment by the Red Army during the final battle. The destruction was almost total: whole districts had been flattened; entire apartment blocks had been demolished and almost every building in the city bore signs of damage. Food was perpetually in short supply and the official currency, the Reichsmark, had gradually become worthless. The black market was flourishing, and the cigarette had become the form of currency. The citizens had, literally, to dig into the rubble to find something with which they could barter in order to scratch out a living. They were joined by refugees arriving in the city, who faced an even more desperate struggle for food, warmth and light.

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In January 1948 the British cabinet had discussed the situation in Germany. In the previous year, the three Western Allies had joined their zones of occupation together into one Western zone. Stalin had watched these events with mistrust. The British Foreign Secretary Ernest Bevin had presented a paper to his government that argued for slow movement towards a West German government, and for action on currency reform to undercut the rampant black market. Bevin thought of Britain as an intermediary between the French, who were still fearful of German recovery, and the Americans, who were increasingly frustrated by what they saw as French obstructionism. The French were haunted by an ancient rivalry with Germany and bitter memories of recent defeat and occupation. On 23rd February representatives from the UK, France, Belgium, the Netherlands, and Luxembourg, along with the United States, met in London to plan for the new West German entity, and for the participation of Germany in the Marshall Plan. News of the Communist takeover in Czechoslovakia added impetus to the urgency for creating the new state. On 12th March, the Soviet leadership was advised by its spies in the Foreign Office in London that the Western powers are transforming Germany into their strongpoint and incorporating it into a military-political bloc aimed at the Soviet Union. Molotov accused the Allies of violating the agreements of Potsdam and announced that decisions made at the London conference were invalid.

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007 (2)Worse was to follow on 20th March 1948, at a routine Allied Council meeting, when Marshal Vassily Sokolovsky, the Soviet military governor in Germany pressed his US and British counterparts for information about the secret London conference, already knowing, of course, exactly what had happened. When General Lucius D. Clay, the US military governor told him that they were not going to discuss the London meetings, Sokolovsky demanded to know what the point was of having a ‘Control Council’ at all. The Soviets then got up and walked out of the meeting, effectively ending joint control of Germany.

As a result, around Berlin, the Soviet authorities began applying a range of petty bureaucratic obstacles to the free movement of people and supplies in and out of the city.

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Restrictions were placed on the use of the ‘autobahn’ between Berlin and the British sector to the west. The bridge over the Elbe at Hohenwarte, the only other road-crossing point, was closed for “maintenance.” The British offered to send engineers to build another to build another bridge, but Sokolovsky turned down the offer. The Soviets announced that they would search military passengers and their cargo on the rail lines, and stated that no freight shipments between Berlin and the western zones could be made without Soviet permission. On 1st April the Soviets halted two American and two British trains after their commanders refused access to Soviet inspectors. All this amounted to what was later called the “mini-blockade.” General Clay ordered a “baby airlift” to fly into Berlin enough supplies for forty-five days.

 

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On 5th April a Vickers Viking of British European Airways took from an airfield in West Germany on a scheduled flight into RAF Gatow, one of the Allied air bases in West Berlin. As it came into Berlin, in one of the agreed twenty-mile-wide air corridors, the Viking was buzzed by a Soviet Yak-3 fighter plane. It was not the first time this had happened. For a few days, Soviet fighters had been carrying out mock attacks on Allied planes flying into Berlin. But this time, as the British transport plane took evasive action, it collided with the Yak fighter. Both planes crashed to the ground, killing all ten people on board the BEA plane and the pilot of the Soviet fighter. The Soviets blamed the British for the collision, and the British blamed the Soviet pilot. A joint investigation of the accident broke down when the Soviets refused to allow German witnesses to testify. The British and Soviets separately concluded that the mid-air collision was an accident, but thereafter both sides were more nervous that such accidents could bring open conflict.

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008With the situation in Berlin now alarmingly tense, the confrontation between the Soviets and the West spilt over into Berlin’s internal politics. The Berlin City Council was the scene of a fierce power struggle between the East German Communists and their political foes, led by Ernst Reuter, a powerful orator, and his Social Democrats. Reuter had been forced to leave Germany by the Nazis but had returned in 1946. hoping to rebuild the country as a democratic state. His election in 1948 as Mayor of Berlin (the whole city) was vetoed by the Soviets and the East German Communists, whose agents operated in both East and West Berlin, using a combination of intimidation, blackmail and kidnapping to get their way.

As far as the Soviets were concerned, East Germany was Stalin’s by right of conquest; for the West Berliners it was, and remained (until 1972), the Soviet occupation zone, SBZ. The old pre-war Kommunist Partei Deutschlands, boosted by sizeable numbers of Soviet-German agents who had spent the war in Moscow and had been sent back to Berlin as early as May 1945, merged forcibly with the socialists and created a new party, Socialist Unity, led by Walter Ulbricht. It took over the main offices of state and reduced the civil service and the other political parties which remained to the status of mere figureheads. Its constitution made it clear that all fundamental human rights were subject to the concrete conditions under which the proletarian revolution must triumph (Article 19). 

Although, by 1948, the Soviets had forced the Eastern ‘zone’ of Germany to accept Communism, in the Western zone elections they never gained more than eight per cent support for the Communists, and despite the level of intimidation, the Communists had failed to gain control of Berlin.  Around Berlin, tensions had worsened. Soviet military authorities threatened to close down the rail traffic with the West. By 15th June canal boats and freight trains were the only means left of supplying the city. In this explosive situation, the Western Allies decided to introduce their new currency, which was announced on 18th June. Sokolovsky immediately issued a proclamation denouncing their action as being…

against the wishes and interests of the German people and in the interests of the American, British and French monopolists … The separate currency reform completes the splitting of Germany. It is a breach of the Potsdam decisions.

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Sokolovsky also prohibited the introduction of the Western Deutschmark (above left) into the Soviet zone and into Berlin. On 22nd June, the Soviets announced that they would be introducing their own currency, the Ostmark (right) for the Eastern zone and, they hoped, the whole of Berlin. The Western military commanders declared the Soviet order null and void for West Berlin and introduced the B-mark, a special Deutschmark overprinted with the letter ‘B’, for the Western sectors of Berlin. General Clay, who made the decision without consulting Washington, insisted it was a technical, non-political measure. But Sokolovsky announced that the Western mark would not be permitted to circulate in Berlin, which lies in the Soviet zone of Germany and economically forms part of the Soviet zone. General Clay assured his staff that he was not concerned by these developments:

If they had put in a currency reform and we didn’t, it would have been (our) first move.   

007Over the next twelve hours, Berlin endured an extraordinary spate of ‘midsummer madness’. On the evening of 23rd June, at a meeting of the Berlin City Council, which was located in the Soviet sector of the city, Reuter tried to persuade the Assembly to approve the circulation of both the Deutschmark and the Ostmark. As thugs beat up non-Communists to intimidate them from supporting Reuter’s proposal, Soviet officials and Communist-controlled police stood by and watched. Nevertheless, the Berlin Assembly voted to accept the Deutschmark in the Western sectors and the Ostmark in the Soviet sector.

Sokolovsky rang Molotov to ask what he should do; should he surround Berlin with tanks? Molotov told him not to, as this might provoke the Western powers into doing the same, and then the only way out of such an impasse would be through military confrontation. They decided instead to impose an immediate blockade around Berlin, and at 6:00 a.m. on 24th June, the barriers were lowered on all road, rail and canal routes linking Berlin with West Germany. The reason given was “technical difficulties.” That same morning, electricity from power stations in the Soviet sector was cut off to factories and offices in West Berlin. The official reason given was “coal shortages.” So the blockade of Berlin began. The Soviets’ purpose was clear; either the Western Allies must change their policies or be forced out of Berlin altogether. General Clay clearly identified this purpose:

When Berlin falls, Western Germany will be next. If we withdraw our position in Berlin, Europe is threatened … Communism will run rampant.

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Berlin was effectively cut off from the West, with only enough food and fuel to last six weeks. In both London and Washington, there was a clear determination that the Western powers would hold on to West Berlin. President Truman vowed; We are going to stay, period and British Foreign Secretary Ernest Bevin announced that the abandonment of Berlin would mean the loss of Western Europe. It was easy to make such statements, but much more difficult to decide what to do next. West Berlin did indeed have a symbolic status as an outpost of the democratic West inside the Communist East, but by an agreement made at the time of Potsdam, the Soviet authorities were not obliged to supply the British, American and French sectors of the city. So 2.3 million Berliners, and the Allied military garrison there were now cut off. The Western part of the city relied upon the arrival of twelve thousand tons of supplies each day. At the time, there was only enough food for thirty-six days, and enough coal for forty-five. The key to keeping a Western presence in Berlin clearly lay in finding a way to supply the citizens with their bare necessities. With rail, road and canal routes blocked, the only way to get supplies in was by air. However, the American C-47 transport, the military ‘workhorse’ of the day, could only deliver a payload of three tons. Initially, the prospect for an airlift to Berlin appeared to be bleak.

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On 24 June, the West had introduced a counter-blockade, stopping all raid traffic into eastern Germany from the British and US zones. Over the following months, this counter-blockade was to have a damaging effect on the East, as the drying up of coal and steel shipments seriously hindered industrial development in the Soviet zone. On that same day, General Clay rang General Curtis LeMay of the US Air Force in Wiesbaden and asked him to put on standby his fleet of C-47s and any other aircraft that could be utilised. The RAF had come forward with an ambitious plan to supply Berlin by air, but Clay was sceptical. He favoured sending a convoy of US military engineers down the autobahn to force their way through the Soviet blockade, with instructions to fire back if they were fired upon. But in Washington, Truman’s advisers urged caution and restraint. The president was backed into a corner as it was an election year; the American people would never support going to war with the Soviet Union just to defend Berlin, the capital of a country they had been at war with only three years earlier. At the same time, Truman had to be seen championing a firm line with the Soviets, so he made no final decision that day, but Clay was told by telephone that the president did not want any action taken in Berlin which might lead to possible armed conflict.

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Although both the British and Americans had experience with major air supply operations, neither had ever attempted anything on this scale. Clay warned Reuter that to begin with there would be severe shortages and hardships; initially, he did not believe that the Allies could fly in more than five hundred tons a day. Reuter assured him that the Allies could count on the West Berliners to grin and bear it. Then, without consulting Washington, Clay authorised the start of the airlift. On 26th June, the first American transport planes flew into Berlin from air bases in West Germany, following three narrow air corridors through the Soviet zone. The first flight brought in eighty tons of milk, flour and medicine. The Americans code-named the airlift Operation Vittles; to the British, it was Operation Plainfare. To begin with, about eighty C-47s flew two daily round trips into RAF Gatow and Tempelhof, air bases in the British and American sectors of Berlin. Soon the Americans were bringing fifty C-54 Skymasters, four-engined transports each containing nine tons, three times the payload of the C-47s. The Allies organised willing gangs of workers to unload the aircraft and turn them around quickly. Over time these workers learned to empty each plane in just seven minutes. The citizens of Berlin became increasingly confident that the Allies would be able to save their city. They had had few problems delivering bombs, they reminded each other, so why wouldn’t be able to deliver potatoes?

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The Royal Air Force had fewer service aircraft available for the operation, and spare planes of any type were soon pressed into the airlift. British business executive Freddie Laker had begun to buy and sell aircraft parts after the war, and by 1948 he owned twelve converted Halifax bombers. He was asked to make them available for supplying Berlin and provided a team of pilots and engineers as well. As the operation grew over succeeding months, it grew into a ‘crusade for freedom’, with the pilots determined to keep Berlin alive, despite the hazards of flying old, rickety aircraft, often buzzed by Soviet fighters and frequently at risk when flying heavy loads in bad weather. Bevin set up a crisis-management team in London to supervise the effort, and early expectations were soon exceeded, as roughly a thousand tons per day were flown into the besieged city. The irony was not lost on many of the veteran fliers involved; instead of destroying Berlin, they were now keeping it alive.

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In July, General Clay returned to Washington for talks with President Truman. He still favoured a military a military convoy to break the blockade, for he believed that the Soviets would back down rather than confronting the West. However, Truman did not want to chance it. If they chose not to let the convoy through, there would be war. Instead, Truman guaranteed more C-54s, and the two men talked of doubling the airlift to two thousand tons daily. The American intelligence community, knowing that the Soviets still had two and a half million men at arms, was convinced that in a conventional military confrontation the Red Army would walk right over the US forces. At the same time, they were equally confident that the Kremlin would not sanction direct military conflict with the Western powers, which might provoke the Americans to use nuclear weapons, as they had in Japan. To stop the airlift, the USSR would have had to shoot down British and American planes. Stalin was frightened by the USA’s nuclear capability, since, as yet, the Soviet Union had not developed its own capacity. Perhaps because of this overall military superiority, General Clay remained convinced that the Soviets would not risk a military confrontation:

The chances of war are 1 in 10. The Russians know they would be licked. If they cut our air route, they know it is an act of war.

Besides, the Soviet Union was not yet secure within its own accepted sphere of influence. Yugoslavia split away from the Eastern camp, a defection that made the Kremlin even more nervous about its support among its satellites, especially after events in Czechoslovakia in February and March of the same year. On 28th June, only four days after launching the blockade against Berlin, Moscow expelled Yugoslavia from the Cominform and called on other Communist parties to isolate Marshal Tito, its charismatic partisan leader who had taken power after the war without Stalin’s help or support. An economic blockade was organised against Yugoslavia that caused great hardship, but Belgrade stood firm. Rejected by the Eastern ‘bloc’, Tito turned, albeit slowly and a little reluctantly, towards the West. Although not technically a member of the Marshall Plan, Yugoslavia went on to receive $150 million in aid from the United States. Threatened with invasion by Stalin, Yugoslavia remained the only independent state in Europe throughout the Cold War and a ‘thorn in the side’ of the USSR. Any attempt of an Eastern bloc country to establish its independence from Moscow was labelled ‘Titoism’, a heresy to be rooted out and purged.

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Back in the ‘Berlin Crisis’ during July, attempts were made through diplomatic channels to bring about a settlement. On 2nd August, the British, American, and French ambassadors had a private meeting with Stalin to test his willingness to find a peaceful solution. Stalin made it clear that from the Soviet point of view the currency question was crucial, together with the London agreement to create a united West Germany. He argued that if there were now two German states then Berlin was no longer the capital, making the Western presence in the city no longer relevant. Stalin stated that the USSR was not seeking conflict with the West and would lift the blockade as soon as the West withdrew the B-mark from circulation and agreed to reinstate joint four-power rule over Germany. In point of fact, there was little that the Soviets could do in the face of the West’s superiority in the air and its determination to keep up the airlift. What became clear to the Western ambassadors was that the Soviet blockade had only one principal purpose: to prevent the creation of a West German state.

Pictured Above: On 19th August, A C-47 Dakota comes in for a landing while a huge C-74 Globemaster from Frankfurt unloads 23 tons of flour for the people of Berlin. With some difficulty, the enormous plane landed on a new runway at Gatow in the British zone. Below: Inside the Globemaster.

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Throughout the summer of 1948, the British and American governments constantly reviewed their options. Military thinking concluded that the airlift could hardly continue through the winter; that October was to be the cut-off point. The British chiefs of staff prepared a contingency plan to withdraw their troops to the Rhine in case of an emergency. In Washington, the air force commanders were convinced that the airlift was doomed to fail and concluded that there was a high likelihood of war with the Soviets over Berlin. The question which arose from this for the administration was whether the United States would be willing to use nuclear weapons in the developing crisis, for there was still no clear policy emanating from the White House. Truman argued with his Pentagon chiefs that because they were so terribly destructive, atomic weapons could not be treated as conventional weaponry. He urged the military leaders…

to understand that this isn’t a military weapon. It is used to wipe out women and children and unarmed people.

In September, the US National Security Council produced a secret report designated as NSC-30: United States Policy on Atomic Welfare. This required the military to be ready to utilize promptly a and effectively all appropriate means available, including atomic weapons, in the interests of national security and to plan accordingly.  However, any decision about the use of nuclear weapons would be made by the president, when he considers such decisions to be required. Truman endorsed NC-30. In a briefing with his chief air force commanders, he…

prayed he would never have to make such a decision, but … if it became necessary, no one need have misgiving but he would do so.

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In a dramatic gesture that summer, a fleet of sixty B-29 ‘Superfortress’ bombers was flown into the United Kingdom. These were the latest American heavy bombers, designed to carry atomic weapons. The deployment of the B-29s established the US Strategic Air Command in the UK, and the arrival of “the atomic bombers” was widely publicised. The threat of nuclear retaliation was now made explicit. After a brief debate, at the height of the Berlin crisis, the British Government had formally invited Washington to station the bombers in Britain. The invitation neatly fudged the issue as to who would have his finger on the nuclear trigger; the US Air Force bombers would respond to orders from the United States, but their bases would be technically under the command of the RAF.

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This theoretical ambivalence lasted for more than forty years. I remember going on a CND march to RAF Lakenheath in Suffolk to demonstrate against the presence of the US bombers, and their bombs, in 1976. But in practice the real decision, if it ever came to that, would always be made as NSC-30 directed, by the president of the United States. The planes, in fact, carried no atomic weapons, but this was a closely guarded secret. There were not enough atomic warheads in existence to equip the B-29s in Britain. Their arrival was mainly a signal to Moscow that the West meant business over Berlin, and Washington took advantage of the crisis to get congressional approval for permanent overseas bases.  The British Government knew that the B-29s carried no atomic weapons, and through spies at the London Foreign Office, Moscow also, almost certainly knew too. The British, German and Russian people, of course, did not.

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Meanwhile, the Berlin airlift was proving more successful than anyone ever expected. Tens of thousands of Berliners helped build a new airport at Tegel to reduce congestion at the other two airfields. With capacity for more flights, the Americans added another sixty C-54s to their fleet. Clay now spoke of bringing in 4,500 tons each day. By September, aircraft were landing in Berlin every three minutes, day and night. On 18th September, 861 British and American flights delivered a record seven thousand tons in a single day. By this date roughly two hundred thousand tons of supplies had been delivered, the ‘split’ between the USAF and the RAF being about sixty-forty in percentage terms. Coal, flour, drums of petrol, potatoes, medical supplies were all brought in by air. It began to look as if the airlift would be able to supply the city through the winter, after all. But West Berliners were still fearful that the West might not continue the airlift. On 6th September, another meeting of the City Council in East Berlin had been broken up by Communist agitators with violence and intimidation. The Western representatives decided that the Council was no longer functional, so they left and agreed to meet separately in West Berlin. Three days later, a huge gathering of three hundred thousand Berliners, mostly from the western zones, collected outside the ruins of the Reichstag (below). Standing on a pile of rubble, Reuter addressed the huge crowds, calling upon the Western governments not to abandon Berlin.

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By October, many West Berliners were getting desperate. They were allowed only small amounts of fat, spam (tinned meat), potatoes, cereal and bread. Berlin’s people needed four thousand tons of supplies a day to survive. People had got used to the rationing, and even to feeling cold, since electricity was only available four hours a day. But the blockade was not, in any case, absolute, so a minority of West Berliners were able to register for food rations with the Soviet authorities, and about one in ten of them were, therefore, able to draw food and coal from the East. As there was no restriction on travel within the city, so many West Berliners regularly visited the eastern part of the city, where there were well-lit and heated dance halls.

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The airlift became almost a way of life. Although expensive, its cost represented only a fraction of the total cost of American aid to Europe. Despite bad weather and constant harassment by Soviet fighters, the transports continued to bring their cargoes into West Berlin. By December, the goal of 4,500 tons flown in each day was reached. At Gatow and Tempelhof flights landed every ninety seconds. Enough coal was freighted in to keep West Berliners from freezing. The gamble had paid off. Production in the city picked up and output grew rapidly. The feared economic collapse did not materialise.

Below (left): A German child’s drawing commemorates the airlift: “We thank the pilots for their work and effort.” Right: A new game, “Airlift.”

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By the spring of 1949, the weather improved considerably. Food supplies in Berlin could be built up and fuel stocks maintained at a sufficient level. The airlift ensured that eight thousand tons were being flown in each day. In one twenty-four hour period, on Easter Sunday, April 1949, a record number of 1,398 flights came into  Berlin, carrying a total of thirteen thousand tons of supplies. In all, two million tons of supplies had been flown in since the airlift began. As the counter-blockade of eastern Germany hurt more and more, the Soviets took the only course left open to them and tried to end the whole Berlin debacle. The Kremlin indicated that it would consider ending its blockade with minimal conditions imposed: The counter-blockade would have to be lifted and the Council of Foreign Ministers reconvened. The bellicose General Clay quietly returned to Washington, ceasing to be military governor and claiming that, in any case, after the tensions of the preceding year he needed a break. On 12th May 1949, the blockade was finally lifted, and the Western military authorities reciprocated by lifting their counter-blockade. Both sides claimed victory and Berliners were jubilant; many thought this would be the end of the conflict between the Great Powers. In reality, the blockades had resulted in the end of the war-time alliance and in the formation of two Berlins: West and East. Added to that, as the heavy transports continued to fly their daily missions, the constitution of the Federal Republic of Germany was being drafted. Stalin’s attempt to prevent the division of Germany had failed. President Truman commented:

When we refused to be forced out of Berlin, we demonstrated to Europe that we would act when freedom was threatened. This action was a Russian plan to probe the soft spots in the Western Allies’ positions.

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Above: RIAS, Radio in the American Sector, American-financed, with a mix of popular music and upbeat news, kept up Berliners’ morale. Presenter and entertainer Christina Ohlsen became a celebrity.

The West did, indeed, secure a major propaganda victory through the airlift. It was a reminder to the Soviet Union, and the whole international community, of Western technological superiority, especially in the air. Conversely, the Berlin crisis showed the Soviets in a poor light: they seemed to be willing to threaten 2.3 million people with starvation. The Soviet view of the events was, not surprisingly, quite different:

The crisis was planned in Washington, behind a smoke-screen of anti-Soviet propaganda. In 1948 there was the danger of war. The conduct of the Western powers risked bloody incidents. The self-blockade of the Western powers hit the West Berlin population with harshness. The people were freezing and starving. In the spring of 1949 the USA was forced to yield … their war plans had come to nothing, because of the conduct of the Soviet Union.

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The Soviets, operating outside the framework of American loan credits and facing the Western alliance, saw themselves to be increasingly threatened. We now know that Stalin privately felt far weaker than was known at the time, but in 1948 many in the West genuinely believed that Stalin planned to dominate the entire European continent. The US policy of ‘containment’ meant confronting Communism at all agreed critical points, and Berlin was one of these. Old wartime loyalties to Russia were being replaced by fear of Soviet ambitions; a “them and us” syndrome had emerged. As US Secretary of State, George C Marshall observed,…

There has been a definite crystallization of American public and Congressional opinion over the Berlin issue. … The country is more unified in its determination not to weaken in the face of pressure of an illegal blockade than on any other issue we can recall in time of peace.  

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The Berlin blockade made clear to most Americans that the new enemy was definitely the Soviet Union. The Blockade and Airlift was the first open struggle between East and West. The tactics were designed not to start a war, but to threaten to go to war if necessary. This set the pattern for future Cold War conflicts, including further tensions over Berlin. 

Source:

Jeremy Isaacs & Taylor Downing (1998), Cold War. London: Bantam Press (Transworld Publishers).                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                

 

Beginnings of the Cold War in Central/Eastern Europe, 1946-56: Territory, Tyranny and Terror.   1 comment

019Eastern Europe in 1949. Source: András Bereznay (2002), The Times History of Europe.

Following the defeat of the Third Reich, the map of the European continent was radically transformed. The most striking transformation was the shrinking of Germany, with Poland the principal beneficiary, and the division of what remained of the two countries. But Poland lost vast territories on its eastern border to the Soviet Union. West Germany (from 1949, ‘the Federal Republic’) was formed from the American, French and British areas of occupied Germany; East Germany (‘the Democratic Republic’ from 1949) was formed from the Soviet-occupied zone (see the maps below). The former German capital followed this pattern in miniature. Czechoslovakia was revived, largely along the lines it had been in 1919, and Hungary was restored to the borders established by the Treaty of Trianon in 1920. Yugoslavia was also restored in the form it had been before the war. The Baltic states – Estonia, Latvia and Lithuania – together with the Ukraine and Bessarabia, were all incorporated into the Soviet Union. Austria was detached from Germany and restored to independence, initially under a Soviet-sponsored government reluctantly recognised by the western powers. It gradually moved away from Soviet influence over the following ten years.

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It rapidly became clear that Stalin’s intentions were wholly at variance with the West’s goals for western Germany. The two zones of Germany followed wholly divergent paths: while denazification in the west followed the Austrian model, with the first free elections taking place in January 1946. However, in the east the Soviets moved quickly to eradicate all pre-war political parties other than the communists, sponsoring the German Communist Party, which became the Socialist Unity Party in April 1946. All other political organisations were suppressed by November 1947. As it became clear that the western and eastern halves of the country were destined for separate futures, so relations between the former Allies deteriorated. Simultaneously, the Soviet Army stripped the country of industrial plunder for war reparations. Germany rapidly became one of the major theatres of the Great Power Conflict of the next forty years. Berlin became the focal point within this conflict from the winter of 1948/49, as Stalin strove to force the Western Allies out of the city altogether. In September 1949, the Western Allies, abandoning for good any hopes they had of reaching a rapprochement with Stalin, announced the creation of the Federal Republic of Germany. This was followed, the next month, by the creation of the Soviet-sponsored GDR. More broadly, it was clear by the end of 1949, that Stalin had created what was in effect a massive extension of the Soviet Empire, as well as a substantial buffer zone between the USSR proper and the West. Western-Soviet relations were plunged into a deep freeze from which they would not emerge for decades: the Cold War. In escaping Nazi occupation, much of Central/Eastern Europe had simply exchanged one form of tyranny for another.  

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In July 1947, the USA had issued invitations to twenty-two European countries to attend a conference in Paris, scheduled for 12th July, to frame Europe’s response to the Marshall Plan, the proposal put forward by President Truman’s Secretary of State to provide an economic lifeline to the countries of Europe struggling to recover from the devastation caused by the World War. Stalin and his Foreign Minister, Molotov, had already given their reaction. Stalin saw the issue not only in economic but also political terms, his suspicious nature detecting an American plot. He thought that once the Americans got their fingers into the Soviet economy, they would never take them out. Moreover, going cap-in-hand to capitalists was, in his view, the ultimate sign of failure for the Communist system. The socialist countries would have to work out their own economic salvation. Nevertheless, Molotov succeeded in persuading Stalin to allow him to go to Paris to assess the American offer.

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The ‘big four’ – Britain, France, the USA and the USSR – met first at the end of June in Paris. Molotov agreed to back limited American involvement in the economies of Europe with no strings attached. However, Soviet intelligence soon revealed that both Britain and France saw Marshall’s offer as a plan for aiding in the full-scale reconstruction of Europe. Not only that, but Molotov was informed that the American under-secretary, Will Clayton, was having bilateral talks with British ministers in which they had already agreed that the Plan would not be an extension of the wartime Lend-Lease Agreement which had almost bankrupted Britain in the immediate post-war years. The British and the Americans also saw the reconstruction of Germany as the key factor in reviving the continent’s economy. This was anathema to the Soviets, who were keen to keep Germany weak and to extract reparations from it. The Soviet Union was always anxious about what it saw as attempts by the Western allies to downplay its status as the chief victor in the war. Molotov cabled Stalin that all hope of effecting Soviet restrictions on Marshall aid now seemed dead. On 3rd July, Molotov, accusing the Western powers of seeking to divide Europe into two hostile camps, gathered up his papers and returned to Moscow that same evening.

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With the Soviets out-of-the-way, invitations went out to all the states of Western Europe except Spain. They also went to Romania, Bulgaria, Hungary, Albania, Finland, Yugoslavia, Poland and Czechoslovakia. After initial hesitation, Moscow instructed its ‘satellites’ to reject the invitation. On 7th July, messages informed party bosses in the Eastern European capitals that…

…under the guise of drafting plans for the revival of Europe, the sponsors of the conference in fact are planning to set up a Western bloc which includes West Germany. In view of those facts … we suggest refusing to participate in the conference.

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Most of the Communist parties in the Central-Eastern European countries did just as they were told, eager to display their loyalty to Stalin. But the Polish and Czech governments found the offer of US dollars too appealing since this was exactly what their economies needed. In Czechoslovakia, about a third of the ministers in the coalition government were Communists, reflecting the share of the vote won by the party in the 1946 elections. Discussions within the government about the Marshall aid offer, however, produced a unanimous decision to attend the Paris conference. Stalin was furious and summoned Gottwald, the Communist Prime Minister, to Moscow immediately. Jan Masaryk, the foreign minister, an independent non-Communist member of the Prague Government. Stalin kept them waiting until the early hours and then angrily told them to cancel their decision to go to Paris. He said that the decision was a betrayal of the Soviet Union and would also undermine the efforts of the Communist parties in Western Europe to discredit the Marshall Plan as part of a Western plot to isolate the Soviet Union. He brushed aside their protests, and they returned to Prague, where the Czechoslovak Government, after an all-day meeting, unanimously cancelled its original decision. Masaryk, distraught, told his friends:

I went to Moscow as the foreign minister of an independent sovereign state; I returned as a Soviet slave.

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Above: Conflicting cartoon images of the Marshall Plan and the Cold War. Fitzpatrick, in the St. Louis Post-Dispatch, shows the Kremlin’s noose tightening around Czechoslovakia. Krokodil has the Europeans on their knees before their US paymaster. 

The Poles forced them into line as well, and their government made a similar announcement. Stalin had his way; the Eastern Bloc now voted as one and from now on each state took its orders from the Kremlin. Europe was divided and the Cold War was irreparably underway. From Washington’s perspective, the Marshall Plan was designed to shore up the European economies, ensure the future stability of the continent by avoiding economic catastrophe, thereby preventing the spread of communism, which was already thriving amidst the economic chaos of Western Europe. But from the Kremlin’s point of view, the plan appeared to be an act of economic aggression. Stalin had felt his own power threatened by the lure of the almighty ‘greenback’. In Washington, Stalin’s opposition to the plan was seen as an aggressive act in itself. The US ambassador in Moscow described it as nothing less than a declaration of war by the Soviet Union. Both sides were now locked in mutual suspicion and distrust and the effects of the Marshall Plan was to make the Iron Curtain a more permanent feature of postwar Europe.

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The same day as the Conference on European Economic Cooperation (CEEC) opened in Paris, 12th July 1947, the first meeting of Cominform, the short form of the Communist Information Bureau took place in the village of Szkliarska Poremba in Poland. A revival of the old Communist alliance, or Comintern, established by Lenin, this was a direct response to the Marshall Plan, and an attempt to consolidate Stalin’s control over the Soviet satellites and to bring unanimity in Eastern Bloc strategy. Andrei Zhdanov, the Soviet ideologue, Stalin’s representative at the meeting, denounced the Truman Doctrine as aggressive and, playing on Eastern European fears of resurgent Nazism, accused the Marshall Plan of trying to revive German industry under the control of American financiers. Along with the representatives of the Communist parties of France and Italy, which had been encouraged to operate through left-wing coalitions in a Popular Front, the Czechoslovak Communist delegates were ordered to move away from their coalition and to seize the initiative.

The coalition government in Czechoslovakia had previously operated on the principle that Czechoslovak interests were best served by looking both to the West and to the East, an idea dear to the hearts of both President Benes and Foreign Minister Masaryk. But as relations between the two power blocs worsened, the position of Czechoslovakia, straddling East and West, became ever more untenable. Masaryk, though not a Communist, felt increasingly cut off by the West after Prague’s failure to participate in the Marshall Plan. Washington regarded the capitulation to Stalin over the Paris conference as signifying that Czechoslovakia was now part of the Soviet bloc. The harvest of 1947 was especially bad in Czechoslovakia, with the yield of grain just two-thirds of that expected and the potato crop only half. The need for outside help was desperate, and Masaryk appealed to Washington, but the US made it clear that there would be no aid and no loans until Prague’s political stance changed. Although Masaryk tried to convince the US government that the Soviet line had been forced on them, he failed to change the American position. Then the Soviets promised Czechoslovakia 600,000 tons of grain, which helped prevent starvation and won wide support for Stalin among the Czechoslovak people. Foreign trade Minister Hubert Ripka said…

Those idiots in Washington have driven us straight into the Stalinist camp.

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When the Soviet deputy foreign minister arrived in Prague, supposedly to oversee the delivery of the promised grain, the non-Communist ministers took a gamble. On 20th February, they resigned from office, hoping to force an early election. But President Benes, who was seriously ill, wavered. Following orders from the Cominform, the Communists took to the streets, organising giant rallies and whipping up popular support. They used the police to arrest and intimidate opponents and formed workers’ assemblies at factories. On 25th February, fearing civil war, Benes allowed Gottwald to form a new Communist-led government. In the picture on the left above, Klement Gottwald is seen calling for the formation of a new Communist government, while President Benes stands to his left. In the picture on the right, units of armed factory workers march to a mass gathering in support of the takeover in the capital.

In five days, the Communists had taken power in Prague and Czechoslovakia was sentenced to membership of the Soviet camp for more than forty years. Masaryk remained as foreign minister but was now a broken man, his attempt to bridge East and West having failed. A fortnight later, he mysteriously fell to his death from the window of his apartment in the Foreign Ministry. Thousands of mourners lined the streets for his funeral, which marked the end of the free Republic of Czechoslovakia which had been founded by his father, Tomás Masaryk thirty years earlier. News of the Communist takeover in Prague sent shock waves through Washington, where the Marshall Plan was still making its way through Congress. Now the case had been made by events: without US intervention, Europe would fall to the Communists, both East and West. Had Washington not written off Czechoslovakia as an Eastern bloc state, refusing to help the non-Communists, the outcome of those events might have been different. This was a harsh but salient lesson for the US administration, but it made matters worse by talk of possible immediate conflict. The Navy secretary began steps to prepare the American people for war and the Joint Chiefs of Staff drew up an emergency war plan to meet a Soviet invasion of Western Europe. On 17th March, Truman addressed a joint session of Congress with a fighting speech:

The Soviet Union and its agents have destroyed the independence and democratic character of a whole series of nations in Eastern and Central Europe. … It is this ruthless course of action, and the clear design to extend it to the remaining free nations of Europe, that have brought about the critical situation in Europe today. The tragic death of the Republic of Czechoslovakia has sent a shock wave through the civilized world. … There are times in world history when it is far wiser to act than to hesitate. There is some risk involved in action – there always is. But there is far more risk involved in failure to act.

Truman asked for the approval of the Marshall Plan and for the enactment of universal military training and selective service. On 3rd April, Congress approved $5.3 billion in Marshall aid. Two weeks later, the sixteen European nations who had met in Paris the previous year, signed the agreement which established the OEEC, the body which the US Administration to formalise requests for aid, recommend each country’s share, and help in its distribution. Within weeks the first shipments of food aid were arriving in Europe. Next came fertilisers and tractors, to increase agricultural productivity. Then came machines for industry. The tap of Marshall aid had been turned on, but too late as far as Poland and Czechoslovakia were concerned. The plan was political as well as economic. It grew out of the desire to prevent the spread of communism into Western Europe. No longer could European nations sit on the fence. Each country had to choose whether it belonged to the Western or the Soviet bloc. In the immediate post-war years the situation had been fluid, but the Marshall Plan helped to accelerate the division of Europe. Forced to reject Marshall aid, Czechoslovakia became part of the Soviet sphere of influence, albeit abandoned to this fate by Washington, sacrificed once more by the Western powers. On the other hand, France and Italy were now firmly in the Western camp.

Paranoia permeated the Soviet system and Communist Central/GeorgeEastern Europe in the late forties and early fifties, just as it had done during Stalin’s reign of terror in the thirties. Hundreds of thousands of people were sent to labour camps and many thousands, loyal party members, were executed. In Hungary, as many as one in three families had a member in jail during the Stalinist period. As one Hungarian once told me, recalling his childhood forty years earlier, George Orwell’s Nineteen Eighty-Four, written in 1948 but only recently (in 1988) available to Hungarians to read, was 1948 in Hungary. In the Soviet Union and throughout the Soviet bloc, conformity was everything and no dissent was allowed. Independent thought was fiercely tracked down, rooted out, and repressed.

In the first phase of the Soviet takeover of Central/ Eastern Europe, Communist parties, with the backing of the Kremlin, had taken control of the central apparatus of each state.  Sometimes there were tensions between the local Communists, who had been part of the underground resistance to the Nazis, and those who had been exiled in Moscow and who had been appointed at the behest of Stalin to senior positions in the local parties. Initially, they were devoted to condemning their political opponents as class enemies. In 1948 a new phase began in the Sovietisation of the ‘satellite’ states, in which each nation was to be politically controlled by its Communist Party, and each local party was to be subject to absolute control from Moscow.

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In Hungary, the arrests had begun at Advent in 1946, with the seizure of lawyer and politician, György Donáth by the ÁVO, the state security police, on a charge of conspiracy against the Republic. Prior to his arrest, Donáth had left Budapest for a pre-Christmas vacation near the Hungarian border, so the ÁVO, who had had him under surveillance for some time, feared that he might attempt to flee the country and wasted no time in arresting him there, using the secret military police, KATPOL. Following this, a number of his associates were also arrested. In order to save these fellow leaders of the secret Hungarian Fraternal Community (MTK), which he had reactivated in the spring of 1946, he took all responsibility upon himself. He was condemned to death by a People’s Tribunal on 1st April 1947, and executed on 23rd October the same year. Cardinal Mindszenty, the representative of the religious majority in the country, was arrested soon after and put on trial on 3rd February 1949.

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(Following his release from prison a week before, in 1956)

In Czechoslovakia, where the Party had seized control in February 1948, a series of ‘show trials’ highlighted different stages in the imposition of Communist authority. Between 1948 and 1952 death sentences were passed against 233 political prisoners – intellectuals, independent thinkers, socialists, Christians. The execution of Zavis Kalandra, an associate of the Surrealists and a Marxist who had split with the prewar Communist Party, shocked Prague. Nearly 150,000 people were made political prisoners in Czechoslovakia, seven thousand Socialist Party members among them.

The crisis that prompted this strengthening of control was the split with Tito in 1948. The war-time partisan leader of Yugoslavia headed the only Communist country in Eastern Europe where power was not imposed by Moscow but came through his own popularity and strength. Although Stalin’s favourite for a while, Tito was soon out of favour with him for resisting the Soviet control of both Yugoslavia’s economy and its Communist Party.  In June 1948, Yugoslavia was expelled from Cominform for having placed itself outside the family of the fraternal Communist parties. Stalin even prepared plans for a military intervention, but later decided against it. The ‘mutiny’ in Yugoslavia now gave Stalin the opportunity he sought to reinforce his power. He could now point not just to an external ‘imperialist’ enemy, but to an ‘enemy within’. ‘Titoism’ became the Kremlin’s excuse for establishing a tighter grip on the Communist parties of Eastern Europe. Between 1948 and 1953 all the parties were forced through a crash programme of Stalinisation – five-year plans, forced collectivisation, the development of heavy industry, together with tighter Party control over the army and the bureaucratisation of the Party itself. To maintain discipline the satellites were made to employ a vast technology of repression.

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‘Show trials’ were used were used to reinforce terror; “justice” became an instrument of state tyranny in order to procure both public obedience and the total subservience of the local party to Soviet control. The accused were forced, by torture and deprivation, to ‘confess’ to crimes against the state. Communist Party members who showed any sign of independence or ‘Titoism’ were ruthlessly purged. The most significant of these trials was that of László Rajk in Hungary. Rajk had fought in the Spanish Civil War and had spent three years in France before joining the resistance in Hungary. After the war, he became the most popular member of the Communist leadership. Although he had led the Communist liquidation of the Catholic Church, he was now himself about to become a victim of Stalinist repression. He was Rákosi’s great opponent and so had to be eliminated by him. Under the supervision of Soviet adviser General Fyodor Byelkin, confessions were concocted to do with a Western imperialist and pro-Tito plot within the Hungarian Communist Party. Rajk was put under immense pressure, including torture, being told he must sacrifice himself for the sake of the Party. János Kádár, an old party friend and godfather to Rajk’s son, told him that he must confess to being a Titoist spy and that he and his family would be able to start a new life in Russia. Rajk agreed, but on 24th September 1949, he and two other defendants were sentenced to death and executed a month later. In the picture below, Rajk is pictured on the left, appearing at his trial.

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The Rajk confession and trial became a model for show trials across Eastern Europe. But in Hungary itself, the trial and execution of Rajk, Szebeny and General Pálffy-Oesterreicher were to ‘fatally’ undermine the Rákosi régime. Rákosi and Gerő were typical of the Communists who had lived in exile in Moscow during the war. Compared with Rajk, and the later Premier Imre Nagy, they were never popular within the Party itself, never mind the wider population. Yet, with Stalin’s support, they were enabled to remain in power until 1953, and were even, briefly, restored to power by the Kremlin in 1955. A recent publication in translation of the memoirs of the Hungarian diplomat, Domokos Szent-Iványi, has revealed how, prior to his arrest and imprisonment in 1946, he had made plans to replace them with General Pálffi-Oesterreicher, the head of the dreaded military police, who had had him arrested and placed him in ‘a very small and very dirty hole of a dungeon’ under the police headquarters:

During our conversations I did my best to convince ‘Pálfi’ that the greatest evil to the Hungarian people, to the country, and even to the Communists and the Soviet Union consisted in the policy and machinations of Rákosi and of his gang, and seemingly I succeeded in my efforts in this respect. The execution of Rajk, Szebeny and Pálffy-Oesterreicher seemingly strengthened Rákosi’s position. This, however, was not so. The ruthless liquidation of old Communist Party members was one of the main acts which some years later led to Rákosi’s downfall.

The light-mindedness of Pálffy-Oesterreicher contributed to his own downfall and put my life in peril also. It happened once that Pálffi, sending one of his collaborators, … made the grave error of instructing this man to tell me that “the pact between Pálffi and Szent-Iványi is still effective”.    

In the course of the Rajk trial, my name and that of the “conspirators” were brought up by the prosecution, and Szebeny, Rajk’s Secretary of State, made a statement to the effect that the Rajk-Pálffi group sympathised with the so-called conspirators with whom they intended to co-operate “as soon as the Rákosi gang are out of power”. Rózsa, a young man (whom Pálffy had used as a go-between with Szent-Iványi in prison) … then reported this affair to Rákosi and the consequences as we know were very grave for all parties involved.

Right after the arrest of Rajk, Szebeny, Pálffy-Oesterreicher and many of their followers, I was locked up in a single cell in the so-called “Death Section” of Gyüjtő Prison where those prisoners were kept who were to be executed. … an old Communist Party member whispered to me in the silence … that I was there due to the Rajk case. Among the many indictments brought up against Rajk and Pálfi, their contacts with me and “the conspirators” had particular weight.

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Szent-Iványi argued that the reaction to the Rajk trial, among others, demonstrated that the Hungarian people were sharply opposed to any Soviet policy which was carried out by  Rákosi, Gérő and others in the pro-Moscow leadership. Yet, until Rajk’s rehabilitation in 1955 and especially his re-burial on 6th October, which amounted to the first open demonstration against the Rákosi régime, there was little that could effectively be done to bring it down, either from inside prison or on the outside. He later reflected on the reasons for this:

This was a most distressing time, dominated by man at his most vengeful, envious and cruel.

Revenge and hatred was harboured by all kinds, prisoners and guards alike. Ex-soldiers who had endured the cruelties and horrors of battles, hated those who had lived peacefully in their own homes. … Jewish guards and Jewish prisoners hated their Gentile neighbours for their past suffering. Ex-Arrow-Cross members (fascists) were hated by Communists and Jews. It is strange that the common criminals in general hated nobody; they wanted money and ultimately did not hate their victims … but I could believe that they themselves had some kind of sympathy for their victims, like Tyrrell in Richard III.

Hatred was born of emotions and passion, and emotions had too many times intruded into Hungarian political life also, leading the country and its people to tragedy.

During my detention and prison years I had time to think and ponder over the political blunders, emotions and in particular the passions, of bygone years. Szálasi (the ‘Arrow Cross’ Premier in 1944-45) and Rákosi can be considered as typical examples of authors of such blunders. Both men felt that they were not popular in the country and that they had just a small fraction of the population behind them. In consequence they needed support from abroad. Szalási found his support in Hitlerite Germany, and in consequence adopted Nazi political principles and methods. These include Anti-Semitism and a “foreign policy” against the Allied Powers. Rákosi got the necessary support in Stalin-Beria run Soviet Russia and based his interior policy on revenge and jealousy. His vanity could not tolerate differences of opinion, whether outside the Communist Party … or inside the Party … Wherever he found opposition to his policy or to his person he set out to liquidate real or imaginary opponents.

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Above: Lavrenti Pavlovich Beria (1899-1953). When he began to think of himself as Stalin’s successor, the other members of the Politburo were alarmed that he might attempt to seize power following Stalin’s death. He was arrested, tried in his absence, and shot some time before December 1953, when his death was announced.

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The lack of popular support for Rákosi and his dependence on Stalin and Beria was clearly demonstrated by the establishment of the first Imre Nagy government following Stalin’s death in 1953. Although Moscow then replaced the initial Nagy government by one headed by Gérő and Rákosi, the latter was finally ousted by them in July 1956. Although the subsequent Uprising was put down by the invasion of the Soviet Union under Khrushchev, Szent-Iványi was at pains to point out in his memoirs that the Soviet Union finally dropped the Stalinist leadership of Hungary and that the Kádár régime (János Kádár, left) which it installed was one which was able to win the confidence of both the Hungarian people and of the Soviet Union, bringing peace to the country and its inhabitants.

Szent-Iványi reflected on how the life of the prisoners he had witnessed and experienced under the Rákosi régime, including health conditions, food, and fresh air had steadily worsened until it was impacted by these events:

The fact that some of the prisoners were able to survive was down to two causes; firstly, the honest among the jailers, in the majority of Hungarian peasant stock, did their best to alleviate the sufferings of the prisoners as well as to improve upon the harsh and very often cruel conditions imposed by Rákosi’s régime upon political prisoners; secondly, the death of Stalin and the elimination of Beria in 1953 … The most important “innovation” was that after more than a full year or so, the daily walks for prisoners as prescribed by law were resumed. Under the more humane régime of Premier Imre Nagy further improvements took place. And two years later prisoners were released in increasing numbers. By 1956 … many of the political prisoners were already outside the prison walls or were preparing to be released.Without these two factors, few prisoners would have survived the prison system after ten or twelve years of endless suffering.

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Szent-Iványi was himself released in mid-September, five weeks before what he called ‘the October Revolution’. But, contrary to the claims of the pro-Rákosi faction’s claims, neither he nor the ex-political-prisoners played a major role in the events, which I have covered in great detail elsewhere. Even the hated ÁVO, the Secret Police, admitted that none of the “Conspirators” of 1946-48 had actively participated in the Revolution and that…

… the blame has remained firmly on the shoulders of the provocateurs, the Rákosi-Hegedüs-Gerő gang which, of course, greatly contributed to the stability and success of the Kádár regime. … The dictatorship of Rákosi and his gang had no other support than the bayonets of the Red Army or rather the power of the Russian Communist Party and of the Red Army.

With real and imaginary political opponents exterminated, the next phase of Stalinisation in Czechoslovakia was a purge of the Communist Party itself. One out of every four Czechoslovak party members was removed. Stalin wanted to make an example of one highly placed ‘comrade’, Rudolf Slánsky, the general secretary of the Czech Communist Party, who was then leading a security purge within it. Stalin personally ordered Klement Gottwald, who had replaced Eduard Benes as President of the country, to arrest Slánsky. When Gottwald hesitated, Stalin sent General Alexei Beschastnov and two ‘assistants’ to Prague. Gottwald gave in. On 21 November 1951, Slánsky was arrested. In this case, there was a new ingredient in the Moscow mix: Slánsky and ten of the other high-ranking Czechoslovak party members arrested at that time were Jews.

The case against Slánsky was based on Stalin’s fear of an imagined Zionist, pro-Western conspiracy. Stalin appeared to believe that there was a conspiracy led by American Jewish capitalists and the Israeli government to dominate the world and to wage a new war against communism. This represented a complete turnaround by Stalin on Israel. The Soviet Union had supported the struggle of the Zionists against the Palestinian Arabs and had supplied them, through Czechoslovakia, with essential weapons in 1947 and 1948. The Soviet Union was the first state to recognise de jure the state of Israel, within minutes of its birth in May 1948. Two years later, perhaps fearful of Israel’s appeal to the hundreds of thousands of Russian Jews, and suspicious of its close ties to the United States, Stalin became convinced that Israel was in the vanguard of an international Jewish conspiracy against him.

011Slánsky was, in fact, a loyal Stalinist. But he was forced to confess that, due to his bourgeois and Jewish origins, he had never been a true Communist and that he was now an American spy. Slánsky and his co-accused were told that their sacrifice was for the party’s good. Their confessions were written out in detail by Soviet advisers in Prague, and each of the accused was carefully rehearsed for his “performance” at the trial to come. They had time to learn their “confessions” by heart, for preparations took a year. In November 1952, the show trial began. One by one, Slánsky and the others confessed to the most absurd charges made against them by their former associates.

Public prosecutor Josef Urvalek read out the indictment, condemning the gang of traitors and criminals who had infiltrated the Communist Party on behalf of an evil pro-Zionist, Western conspiracy. It was now time, he said, for the people’s vengeance. The accused wondered how Urvalek could fein such conviction. The ‘defence’ lawyers admitted that the evidence against their clients confirmed their guilt. In his last statement, Slánsky said, “I deserve no other end to my criminal life but that proposed by the Public Prosecutor.” Others stated, “I realise that however harsh the penalty – and whatever it is, it will be just – I will never be able to make up for the damage I have caused”; “I beg the state tribunal to appreciate and condemn my treachery with the maximum severity and firmness.” Eleven were condemned to death; three were sentenced to life imprisonment. When the sentences were announced, the court was silent. No one could be proud of what had been done. A week later, Slánsky and the other ten were executed.

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Absolute rule demanded absolute obedience, but it helped if people loved their leader rather than feared him. In the Soviet Union, the cult of Stalin was omnipresent. In the picture on the left above, Stalin appears as the ‘Father of His People’ during the Great Patriotic War, and on the right, world Communist leaders gathered in the Bolshoi Theatre to celebrate Stalin’s seventieth birthday on 21st December 1949. Stalin treated the whole of Central/Eastern Europe as his domain, with the leaders of the Communist parties as his ‘vassals’, obliged to carry out his instructions without question. When he died on March 1953, the new spirit which emerged from the Kremlin caused nervousness among the various ‘mini-Stalins’ who held power, largely due to his support. In the Soviet zone of Germany, control was in the hands of Walter Ulbricht, a hard-line Stalinist of the old school who had spent most of the era of the Third Reich in Moscow. One of Stalin’s most loyal lieutenants, he had begun, in the summer of 1952, the accelerated construction of socialism in East Germany, aimed at building a strict command economy. A huge programme of farm collectivisation was started, along with a rush towards Soviet-style industrialisation, with great emphasis on heavy industry at the expense of consumer goods. Stalin had intended to force the East German economy to complement that of the Soviet Union, to supply the USSR with iron and steel, of which it was in desperate need. Ulbricht allowed no opposition inside East Germany. His secret police, the ‘Stasi’, were everywhere, urging friends to inform on friends, workers on fellow-workers.

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Ulbricht was therefore uneasy with the changes taking place in Moscow. In May 1953, the collective leadership in the Kremlin summoned him to Moscow. For some time, the Kremlin had been considering a review of its German policy, supporting the idea of a re-unified but neutral Germany. The Soviets had no hope of controlling all of Germany, but a neutral Germany would at least prevent the western half, with its huge industrial base, from becoming a permanent part of the Western bloc. The Kremlin encouraged Ulbricht to follow a new course of liberalisation and to ease the pace of enforced industrialisation. But Ulbricht ignored the advice, and in June imposed new work quotas on industrial workers, demanding higher productivity without any increase in pay. Angry at their expectations being dashed, East German workers erupted in protests calling for a lifting of the new quotas. As their employer was the state, industrial protest over work norms soon became a political demand for free elections and a call for a general strike. The American radio station in West Berlin, RIAS, publicised the demands and reported that there would be major demonstrations the following day. On 17 June protests took place in East Berlin, Leipzig, Dresden, Magdeburg, and all the major towns of East Germany.

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Over the next four days, more than 400,000 German workers took to the streets. Ulbricht and his unpopular government were terrified by this vast, spontaneous display of worker power. But the demonstrations lacked any central direction or coherent organisation. Beria called on the Soviet tank units stationed all over East Germany to confront the strikers, to prevent the Ulbricht régime from collapsing. He told the Soviet high command “not to spare bullets” in suppressing the rising, and forty workers were killed, more than four hundred wounded. When thousands of strike leaders were arrested, the demonstrations ended as suddenly as they had begun. Ulbricht had learned a lesson and in time acceded to many of the workers’ economic demands. There were also anti-government riots in Czechoslovakia, and strikes in Hungary and Romania. There was even a prisoners’ strike in Siberia.

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The Soviets saw behind these events a well-orchestrated campaign to undermine the Soviet Union and its allies, part of the “rollback” policy of the new Eisenhower administration, which had replaced the Truman Doctrine of 1947. The United States ‘suggested’ openly that it would now take the initiative in ‘rolling back’ communism wherever possible. The architect of this new, more ‘aggressive’ policy in support of ‘freedom’ movements in Eastern Europe was the new Secretary of State, John Foster Dulles, who proclaimed a new era of liberty, not enslavement. He added that…

… the Eisenhower era begins as the Stalin era ends. … For ten years the world has been dominated by the malignant power of Stalin. Now Stalin is dead. He cannot bequeath to anyone his prestige. 

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The British prime minister, Winston Churchill, had written to Eisenhower suggesting a meeting with Malenkov in case both of us together or separately be called to account if no attempt were made to turn over a new leaf. But for the moment Eisenhower had ruled out any direct meeting with the new Soviet leadership. In reality, it was never clear how this new policy could be put into practice, especially in Europe, without provoking a direct confrontation. On 16 April 1953, Eisenhower had made a speech in which he called on the Kremlin to demonstrate that it had broken with Stalin’s legacy by offering “concrete evidence” of a concern for peace. He had appeared to be holding out an olive branch, hoping the Kremlin would grab it. His ‘Chance for Peace’ speech had been widely reported in the Soviet Union and throughout Central/Eastern Europe, raising hopes of ‘a thaw’ in the Cold War.

Only two days later, however, Dulles spoke in much harsher terms, declaring we are not dancing to any Russian tune. A secret report for the National Security Council had also concluded that the Soviet interest in peace was illusory, but at the same time that any military confrontation would be long drawn out. But Radio Free Europe continued to promise American assistance for resistance to Soviet control in its broadcasts into the satellite countries. In doing so, it was promising more than the West was willing or able to deliver. In Hungary in 1956, these ‘mixed messages’ were to have tragic consequences.

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The power struggle in the Kremlin now reached a new intensity. Molotov continued to see the Cold War as an ideological conflict in which the capitalist system would ultimately destroy itself, and his diplomacy exploited the differences he perceived between the United States and its Western European allies. However, for Malenkov and Beria, the conflict was viewed in strictly practical terms.

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First of all, the Cold War was an arms race. Stalin had quickly realized how important it was to break the US atomic monopoly and in 1945 had put Beria in charge of the Soviet atom bomb project. In the summer of 1949, several years ahead of the West’s predictions, the first Soviet bomb had been successfully tested. After Stalin’s death, Beria took more direct control of the Soviet nuclear project, ordering scientists to race ahead with developing a hydrogen bomb to rival America’s thermonuclear weapons. If Soviet strength rested on ever more powerful nuclear weapons and he was in charge of developing them, Beria calculated, then he would control the mainsprings of Soviet power. But this sort of arrogance was no longer acceptable inside the Kremlin. Within days of the quelling of the rising in East Germany, Khrushchev became convinced that Beria was preparing to make a grab for absolute power. Malenkov denounced Beria at a meeting of the Presidium. Forever tainted from heading Stalin’s terror apparatus, Beria was arrested on trumped-up charges of being a Western agent. In what to many seemed a just reversal of fate, the man who had sent hundreds to their deaths was not even allowed to attend his own trial. He was found guilty and shot. His removal marked a huge shift in the power balance within the Kremlin, but he was the only Soviet leader at this juncture whose fate was settled by a bullet.

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During the next two years, Khrushchev simply out-manoeuvred his remaining rivals to become the new leader. In September 1954 he visited Beijing to repair the damage to Sino-Soviet relations resulting from the Korean War, agreeing to new trade terms that were far more beneficial to the Chinese than they had been under Stalin. In Europe, Khrushchev negotiated a farsighted agreement with Austria. Soviet troops, occupying part of the country since the end of the war, were withdrawn in return for an Austrian commitment to neutrality. In May 1955 a state treaty was signed in Vienna by the four occupying powers, and Austria remained neutral throughout the Cold War. In the same month, he also made a dramatic visit to Yugoslavia to try to “bury the hatchet” with Tito. However, he was not so pleased when, also in May, the Western Allies formally ended their occupation of West Germany, and the Federal Republic was admitted to NATO. The response of Moscow to this setback was the creation of the Warsaw Pact, a formal military alliance of all the ‘satellite’ states with the Soviet Union and each other. The Pact was really no more than a codification of the existing military dominance of the USSR over Central/Eastern Europe, but it did signify the completion of the division of Europe into two rival camps.

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The rejection of Stalinism and the widespread acceptance of the new process of reform culminated in the Twentieth Congress of the Soviet Communist Party in Moscow in February 1956. This was not merely a Soviet Russian affair, as delegates from throughout the Communist world, and from non-aligned movements involved in “liberation struggles” with colonial powers were invited to Moscow. In his set-piece speech, Khrushchev challenged the conventional Marxist/Leninist view that war between communism and capitalism was inevitable. Then, on the last day of the Congress, Khrushchev called all the Soviet delegates together in a closed session. For six hours, he denounced Stalin’s ‘reign of terror’ and its crimes, going back to the purges of the 1930s. The speech was never intended to remain secret; copies were immediately made available to party officials and to foreign Communist parties. News of the speech spread by word of mouth to millions of citizens within the Soviet bloc. Washington also acquired a copy of the text through the CIA and Mossad, Israeli intelligence. It was passed on to the press and appeared in Western newspapers in June 1956. The Eisenhower administration was convinced that genuine change was taking place in the Soviet Union; the Chinese, on the other hand, were deeply offended. In Eastern Europe, many Communist party leaders, gravely upset by the impact, were concerned for the continued stability of their authoritarian régimes.

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Two months after the Party Congress, the Kremlin dissolved the Cominform, the organisation that Stalin had created in 1947 to impose his orthodoxy over the satellites. Molotov was dismissed as foreign minister and banished to Mongolia as Soviet ambassador. A loyal supporter of Stalin throughout his career, Molotov had been firmly opposed to any reconciliation with Tito, but now the door was open again. Tito made a state visit to Moscow in June 1956, amidst much pomp. Nothing could have been more symbolic of the new Soviet attitude towards Eastern Europe. But how far would the Soviets be prepared to go in relaxing its influence there?  In both Poland and Hungary, now released from the yoke of Stalinist rule after almost a decade down at heel, people wanted more control than ever over their own individual lives and their national identities and destinies.

 

Sources:

Jeremy Isaacs (1998), Cold War. London: Bantam Press (Transworld Publishers).

Mark Almond, Jeremy Black, et.al. (2003), The Times History of Europe. London: Times Books (Harper Collins Publishers).

Gyula Kodolányi & Nóra Szekér (eds.) (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-46. Budapest: Hungarian Review Books.

 

Posted June 3, 2018 by TeamBritanniaHu in American History & Politics, Arab-Israeli Conflict, Austerity, Austria-Hungary, Baltic States, Britain, British history, Cartoons, Christian Faith, Christianity, Church, Churchill, Civilization, Cold War, Communism, Conquest, decolonisation, Empire, English Language, Europe, Factories, Family, First World War, France, Gentiles, Germany, Hungarian History, Hungary, Israel, Jews, Journalism, Marxism, Mediterranean, Middle East, Mythology, Narrative, nationalisation, nationalism, Oxford, Palestine, Population, Poverty, Russia, Satire, Second World War, Serbia, terror, terrorism, tyranny, United Nations, USA, USSR, War Crimes, Warfare, World War One, World War Two, Zionism

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The Genuine Jerusalem and ‘the trump of God’: part seven – Apocalyptic Literature and Millenarianism.   Leave a comment

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Above: The cover of Norman Cohn’s 1957 ground-breaking, iconic and scholarly work on Revolutionary Millenarians and Mystical Anarchists of the Middle Ages (subtitle), the first chapter of which deals with The Tradition of Apocalyptic Prophecy in Jewish and early Christian literature. The picture shows a detail of Albrecht Altdorfer’s

Battle on the Issus in the Alte Pinakothek in Munich.

‘The Rapture’ at the ‘End of Days’:

The Book of Revelation is Christian apocalyptic literature, but despite many resemblances to Jewish apocalyptic, it has distinct characteristics of its own. It is not attributed to a figure in the distant past, such as Daniel, nor does it survey past ages in the guise of prediction. It is prophetic in the best sense of the word and is Jewish apocalyptic transfigured by the influence of Christianity. Imminent persecution by Rome is expected in the text, and Revelation was written to strengthen those who would face it. The message is given symbolically, however. Pages are filled with symbols and numbers: swords, eyes, trumpets, horns, seals, crowns, white robes; 7,12, 144,000 people, 1260 days, 42 months, 666: the number of the beast. As a result, it has been searched down the centuries for hidden knowledge of the future. There are two verses in the book which refer to Zion, or Jerusalem, often taken out of context by a variety of Christian eschatological churches and traditions, most of which are found today in the USA, having their origins in the mid-nineteenth century. Appropriately, I hope, the following texts are from The Revised Version of the Bible, published in London, New York and Toronto by the Oxford University Press, in 1880:

Chapter 14 v 1:

And I saw, and behold, “the Lamb sitting on the mount Zion, and with him a hundred and forty-four thousand, having his name and the name of his Father, written on their foreheads.

Chapter 21 v 2:

And I saw the holy city, new Jerusalem, coming down out of heaven from God, made ready as a bride adorned for her husband.

These passages are commonly, though perhaps erroneously, linked with the following passages from elsewhere in the New Testament, concerning what has come to be known as ‘the rapture’ at the ‘End of Days’. The earliest of these to be recorded is in Paul’s first letter to the Church in Thessalonica:

1 Thessalonians 4 v 16 – 5 v 5, Revised Version:

For the Lord himself shall descend from heaven, with a shout, with the voice of the archangel, and with the trump of God; and the dead in Christ shall rise first: Then we that are alive, that are left, shall together with them be caught up in the clouds to meet the Lord in the air: and so shall we ever be with the Lord. Wherefore comfort one another with these words. But concerning the times and the seasons, brethren, ye have no need that aught be written unto you. For yourselves know perfectly that the day of the Lord so cometh as a thief in the night. When they are saying ‘Peace and safety’, then sudden destruction cometh upon them, as travail upon a woman with child; and they shall in no wise escape. But ye, brethren, are not in darkness, that that day should overtake you as a thief; for ye are all sons of light, and sons of the day; we are not of the night, nor darkness.

Some first-century Christians believed Jesus would return during their lifetime. When the converts of Paul in Thessalonica were persecuted by the Roman Empire, they believed the end of days to be imminent.

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The ‘Olivet Discourse’:

The ‘Second Coming’ of Christ, the Messiah, is also related in the minds of some eschatological evangelicals to Jesus’ references to a time of great tribulation in what has become known as ‘The Olivet Discourse’, which appears in all three of the Synoptic Gospels, almost verbatim (Mark 13. 1-13; Matthew 24. 1-14; Luke 21. 5-19). According to the narrative of the synoptic Gospels, an anonymous disciple remarks on the greatness of Herod’s Temple, a building thought to have been some 10 stories high and likely to have been adorned with gold, silver, and other precious items. Jesus responds that not one of those stones would remain intact in the building, and the whole thing would be reduced to rubble. This quotation is taken from a twentieth-century translation:

As Jesus was leaving the Temple, one of his disciples said, “Look teacher! What wonderful stones and buildings!” Jesus answered, “You see these great buildings? Not a single stone here will be left in its place; every one of them will be thrown down…

Jesus was sitting on the Mount of Olives, across from the Temple, when Peter, James, John, and Andrew came to him in private. “Tell us when this will be,” they said, “and tell us what will happen to show that the time has come for all these things to take place. “

Jesus said to them, “Watch out, and don’t let anyone fool you. Many men, claiming to speak for me, will come and say, ‘I am he!’ and they will fool many people. And don’t be troubled when you hear the noise of battles close by and news of battles far away. Such things must happen, but they do not mean that the end has come. Countries will fight each other; kingdoms will attack one another. There will be earthquakes everywhere, and there will be famines. These things are like the first pains of childbirth.

You yourselves must watch out. You will be arrested and taken to court. You will be beaten in the synagogues; you will stand before rulers and kings for my sake to tell them the Good News. But before the end comes, the gospel must be preached to all Peoples. And when you are arrested and taken to court, do not worry ahead of time what you are going to say; when the time comes, say whatever is given then to you. For the words you speak will come from the Holy Spirit. Men will hand over their own brothers to be put to death, and fathers will do the same to their children. Children will turn against their parents and have them put to death. Everyone will hate you because of me. But whoever hold out to the end will be saved. (New English Bible).

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The disciples, being Jewish, believed that the Messiah would come and that his arrival would mean the fulfilment of all the prophecies they hoped in. They believed that the Temple played a large role in this, hence the disciple in the first part boasting to Jesus about the Temple’s construction. Jesus’ prophecy concerning the Temple’s destruction was contrary to their belief system. Jesus sought to correct that impression, first, by discussing the Roman invasion, and then by commenting on his final coming to render universal judgement. It is unclear whether the tribulation Jesus describes in the rest of this passage is a past, present or future event, in the terms of the gospel authors, but it seems to refer to events surrounding the destruction of the Temple in Jerusalem and as such is used to dates of authorship to around the year AD 70.

Nevertheless, many evangelical Christian interpreters say the passages refer to what they call the ‘Last Days’ or ‘the End of Time’. They disagree as to whether Jesus describes the signs that accompany his return. The discourse is widely believed by scholars to contain material delivered by him on a variety of occasions. The setting on the Mount of Olives echoes a passage in the Book of Zechariah which refers to the location as the place where a final battle would occur between the Jewish Messiah and his opponents.

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Jesus then warned the disciples about the Abomination of Desolation standing where it does not belong. Later Christians regarded this as a reference to Hadrian’s Temple (see below), built in 135 AD over the site of Jesus’ tomb, but other scholars dispute this. By some accounts, a statue of Venus was placed on the site of Golgotha, or Calvary. Archaeologists have found evidence of an abandoned quarry just outside the original city walls, which was used as a Jewish cemetery. Hadrian’s workers paved it over with stone, including the supposed tomb provided by Joseph of Arimathea for Jesus’ burial.

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The Gospels of Matthew and Mark add, let the reader understand, revealing how these passages may have been edited later in order to strengthen this assertion. Matthew makes clear that this is a reference to two passages from the Book of Daniel from the post-exilic eschatological Old Testament literature. Alan T Dale gives a modern rendering of these passages in poetic form, emphasising that this is a quotation by Jesus from the prophets inspired by his ‘view’ of Jerusalem at the time, a great city continually suffering at the hands of evil and violence throughout its history (Luke 21. 20-28), rather than his own prophetic ‘vision’ of its future:

When you see the city besieged by armies,

be sure the last days of the city have come.

Let those inside her walls escape

and those in the villages stay in the villages.

These are the days of punishment,

the words of the Bible are coming true.

There will be great distress among men

and a terrible time for this people.

They will fall at the point of a sword

and be scattered as captives throughout the world.

Foreign soldiers will tramp the city’s streets

until the world really is God’s world.

This was probably not the first time Jesus had remembered these lines during his visits to Jerusalem, as he came to and from the Mount of Olives to the temple and caught sight of the city walls. He was reported by Matthew to have lamented its seemingly eternal fate on at least one other occasion (Mt. 23. 37-39). Jesus then states that immediately after the time of tribulation people would see a sign, the sun will be darkened, and the moon will not give its light; the stars will fall from the sky, and the heavenly bodies will be shaken (Matt. 24:29–30) (Joel. 3:15). Once again, he is quoting from the Old Testament prophets, so that it is difficult to know whether he is describing a contemporary event or predicting one in a distant future. Joel had already prefaced his description of this event by predicting that this would be a sign before the great and dreadful Day of the Lord (Joel 2. 30-31). While the statements about the sun and moon turning dark sound quite apocalyptic, they are also borrowings from the Book of Isaiah. (Isa. 13. 10).

What Revelation reveals…

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Above: Albrecht Dürer, The Day of Wrath, from the Apocalypse series, 1498.

(British Museum)

The Book of Revelation also mentions the sun and moon turning dark during the sixth seal of the seven seals, but the passage adds more detail than the previous verses mentioned. (Rev. 6. 12-17). However, the Book of Revelation should not be read as a kind of secret manual to the End Times, containing a series of cryptic clues which need to be deciphered in order to produce a chronology of eschatological events. It is both pure poetry, and a continuous meditation and commentary on the prophecy of Old Testament, with reading and vision inextricably combined. In fact, it gives a clear demonstration of the need to understand the New Testament in the context of the Old. It may seem strange to those without an understanding of the latter since it seems savage and barbarous to those coming to it without that understanding. It should be viewed as a picture of the situation of the Christian Church in the hostile world of the end of the first century in which the power of Christ’s presence was still at work. It tells us what it was like to be a Christian at that time, and is not about what the world would look like at the end of times. Originally all these prophecies were devices by which religious groups, at first Jewish and later Christian, consoled, fortified and asserted themselves when confronted by the threat or the reality of oppression. It is natural that the earliest of these prophecies should have been produced by the Jews.

The Role of Jerusalem in the Early Church:

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It was also natural that Jerusalem should remain the focal point of the church’s unity well into the first century. Jerusalem was not only the Holy City of Judaism, but also the place of the resurrection, ascension and Pentecost, and the headquarters of the early church. In Acts, everything seems to revolve around Jerusalem and the Jerusalem church exercises careful supervision of what goes on elsewhere. It is Jerusalem that sends down envoys to Samaria to approve the actions of Philip (8.14), Jerusalem that sets the seal on the conversion of Cornelius (11.18), Jerusalem that is the scene of the Apostolic Council (15.4) and Jerusalem to which Paul has to return, to his peril, to give account of his missionary journeys. (20.16; 21. 11, 15 ff.). And yet the journey which he was planning when he was planning when he wrote to the Romans was essentially a peace-making mission. When the Jerusalem concordat was made, which dispensed with the need for Gentile converts to undergo circumcision, and released them from most of the demands of the Law, the leaders of the church there had stipulated that the Gentile churches should take some responsibility for the support of the poverty-stricken Jewish Christians of Jerusalem.

Paul responded eagerly to this request (Gal. 2. 10). The leaders in Jerusalem may have had in mind something like an equivalent for the contributions which Jews in the Diaspora made to the temple in Jerusalem. As we know from his letters, Paul saw it as a chance to demonstrate the true fraternal unity of Christians, bridging any divisions among them. He set on foot a large-scale relief fund, to be raised by voluntary subscription from members of the churches he had founded. He recommended a system of weekly contributions (Rom. 15. 25-28; 1. Cor. 16. 1-4; II Cor. 8. 1-9, 15.). The raising of the fund went on for a considerable time and there was now a substantial sum in hand to be conveyed to Jerusalem. He was to be accompanied by a deputation carefully composed, it appears, to represent the several provinces.  (I Cor. 16. 3 f; Acts 20. 4). The handing over of the relief fund was to be an act of true Christian charity and also a formal embassy from the Gentile churches affirming their fellowship with Jewish Christians in the one church (Rom. 15. 27).

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The goodwill mission, thought to have taken place in AD 59, dramatically miscarried. Paul’s reception by the leaders of the church at Jerusalem, if not unfriendly, was cool. James was thoroughly frightened of the effect his presence in the city might have on both Christian and non-Christian Jews, in view of his reputation as a critic of Jewish ‘legalism’. He urged Paul to prove his personal loyalty to the Law by carrying out certain ceremonies in the temple (Acts 21. 20-24). Paul was quite willing, but unfortunately, he was recognised in the temple by some of his enemies, the Jews of Asia, who raised a cry that he was introducing Gentiles into the sacred precinct (Acts 21. 37-29). There was no truth in the charge, which could have resulted in the death penalty, but it was enough to raise rabble, and Paul was in danger of being lynched. He was rescued by the roman security forces and put under arrest. Having identified himself as a Roman citizen, he came under the protection of the imperial authorities (Acts 21. 30-39) and was ultimately transferred for safe custody to the governor’s headquarters at Caesarea (Acts 23. 23-33). Following lengthy wrangles over jurisdiction between the Jewish Council and two successive Roman governors during which Paul remained in solitary confinement, he exercised his citizen’s right and appealed to the emperor, fearing that he might otherwise be delivered back into the hands of his enemies in Jerusalem (Acts 25. 1-12). Accordingly, he was put on board a ship sailing for Rome, then famously and dramatically shipwrecked off Malta.

After these events, Jerusalem began to lose its position as the centre of the church. According to a report by the fourth-century historian Eusebius, Jewish Christians withdrew from Jerusalem in AD 66, before its fall, and settled at Pella, a city in Decapolis. Jerusalem did not regain its importance for Christians until the fourth century when it became a place of pilgrimage. Indigenous Jewish Christianity lived on but became increasingly a backwater, of little more than historical significance.

Jewish into Christian Apocalyptic Literature:

The ideas of a messiah who suffered and died, and a kingdom which was purely spiritual, were later to be regarded as the very core of Christian doctrine, but were far from being accepted by all the early Christians. Ever since the problem was formulated by Johannes Weiss and Albert Schweitzer at the end of the nineteenth century, experts have been debating about how far Christ’s own teaching was influenced by Jewish apocalyptic literature. The celebrated prophecy recorded by Matthew remains significant whether Christ really uttered it or was merely believed to have done so:

For the Son of Man shall come in the glory of his Father with his angels; and then he shall reward every man according to his works. Verily I say unto you, there be some standing here, which shall not taste of death, till they see the Son of Man coming in his kingdom.

It is not surprising that many of the early Christians interpreted these things in terms of the apocalyptic eschatology with which they were already familiar. Like so many generations of Jews before them, they saw history as divided into two eras, one preceding and the other following the triumphant advent of the Messiah. That they often referred to the second era as ‘the Last Days’ or ‘the world to come’ does not mean that they anticipated a swift and cataclysmic end of all things. On the contrary, for a long time great numbers of Christians were convinced not only that Christ would soon return in power and majesty but also that when he did return it would be to establish a messianic kingdom on earth, and that they confidently expected that kingdom to last, whether for a thousand years or for an indefinite period.

Like the Jews, the Christians suffered oppression and responded to it by affirming ever more rigorously, to the world and to themselves, their faith in the imminence of the messianic age in which their wrongs would be righted and their enemies cast down. Not surprisingly, the way in which they imagined the great transformation also owed much to the Jewish apocalypses, some of which had indeed a wider circulation amongst Christians than amongst Jews. In the Book of Revelation, Jewish and Christian elements are blended in an eschatological prophecy of great power. Here, as in the Book of Daniel, a terrible ten-horned beast symbolises the last world-power, the persecuting Roman state, while a second beast symbolises the Roman provincial priesthood which demanded divine honours for the Emperor:

And I stood upon the sand of the sea and saw a beast rise up out of the sea, having… ten horns… And it was given to him to make war with the saints, and to overcome them: and power was given to him over all kindreds, and tongues, and nations. And all that dwell upon the earth shall worship him, whose names are not written in the book of life… And I beheld another beast coming up out of the earth… And he doeth great wonders… and deceiveth them that dwell on the earth by means of those miracles which he had power to do…

And I saw heaven opened, and behold a white horse; and he that sat upon him was called Faithful and True, and in righteousness he doth judge and make war… And the armies which were in heaven followed him upon white horses, clothed in fine linen, white and clean. And out of his mouth goeth a sharp sword, that with it he should smite the nations… And I saw the beast, and the kings of the earth, and their armies gathered to make war against him that sat on the horse, and against his army. And the beast was taken, and with him the false prophet that wrought miracles before him, with which he deceived them that had received the mark of the beast, and them that worshipped his image. These both were cast alive into a lake of fire burning with brimstone. And the remnant were slain with the sword of him that sat upon the horse…

And I saw the souls of them that were beheaded for the witness of Jesus and for the word of God, and who had not worshipped the beast… and they lived and reigned with Christ a thousand years…

At the end of this period – the millennium in the strict sense of the word – there follow the general resurrection of the dead and the Last Judgement, when those who are not found written in the book of life are cast out into a lake of fire and the New Jerusalem is let down from heaven to be a dwelling-place for the Saints forever:

And he carried me away in the spirit to a great and high mountain, and showed me the great city, the holy Jerusalem, descending out of heaven from God, having the glory of God: and her light was like unto a stone most precious, even like a jasper stone, clear as crystal…

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From the Liber cronicarum of Hartmann Schedel, with woodcuts by Michel Wohlgemuth and Wilhelm Pleydenwurff. Nuremberg, 1493. (British Museum)

Religious movements which expect that the second coming of Christ as a cataclysmic event, or series of events, as shown above, are generally called Adventist. These have arisen throughout the Christian era but were particularly common after the Protestant Reformation, as described in Norman Cohn’s seminal work of 1957, The Pursuit of the millennium.  One of the most popular of these views is that the rapture of the church, as described in 1 Thessalonians 4-5 occurs just prior to the seven-year tribulation when Christ returns for his saints to meet them in the air. This is followed by the tribulation, the rise of the Antichrist to world-rule, the return of Christ to the Mount of Olives, and Armageddon, resulting in a literal thousand-year millennial reign of the Messiah, centred in restored Jerusalem. The original meaning of millenarianism was therefore narrow and precise. Christianity has always had its own eschatology, in the sense of a doctrine concerning the last times, or the last days, or the final state of the world, so that Christian millenarianism was simply one variant of Christian eschatology. But the early Christians already interpreted the prophecies in a liberal rather than a literal sense, in that they equated the martyrs with the suffering faithful, i.e. themselves, and expected the second coming in their lifetime. There have always been countless ways of interpreting the millennium and the route to it. Millenarian sects and movements have varied in attitude from the most violent aggressiveness to the mildest pacifism and from the most ethereal spirituality to the most earthbound materialism.

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Above: Melchior Lorch: the Pope as Satan-Antichrist, 1545 (Courtauld Institute of Art).

‘Mainstream’ Protestants reject this literal interpretation. For example, instead of expecting a single Antichrist to rule the earth during a future Tribulation period, Martin Luther, John Calvin and the other Protestant Reformers saw the Antichrist as a present feature in the world of their time, fulfilled in the papacy. In theological terms, this mainstream branch of Christian eschatology is referred to as Historicist. Its adherents, whilst holding to a belief in a literal second coming of Christ, as given in the Apostles’ Creed, would regard the signs referred to in scripture as symbolic, and the events as relating to past, present and future events in the history of the church.

Eschatology and the Fundamentalist Right in the USA Today:

By comparison, in the Dispensationalist view, History is divided into (typically seven) dispensations where God tests man’s obedience differently. The present Church dispensation concerns Christians (mainly Gentiles) and represents a parenthesis to God’s main plan of dealing with and blessing his chosen people the Jews. Because of the Jews’ rejection of Jesus, Jewish sovereignty over the promised earthly kingdom of Jerusalem and Palestine has been postponed from the time of Christ’s first coming until prior to or just after his Second Coming when most Jews will embrace him. Those who do not will suffer eternal damnation, together with the non-believing Gentiles. There will then be a rapture of the Gentile church followed by a great tribulation of seven (or three-and-a-half) years’ duration during which Antichrist will arise and Armageddon will occur. Then Jesus will return visibly to earth and re-establish the nation of Israel; the Jewish temple will be rebuilt at Jerusalem and the Temple Mount. Christ and the people of Israel will reign in Jerusalem for a thousand years, followed by the last judgment and a new heaven and a new earth.

This view is also held by most groups that are labelled Fundamentalist, believing in the literal and inerrant truth of the scriptures. The more politically active sections within this eschatological view often strongly support the misnamed Christian Zionist movement and the associated political, military and economic support for Israel which comes from certain groups within American politics and parts of the Christian right. They have recently given strong support to the election campaign of Donald Trump, and it is widely believed that they have been influential in his decision to recognise Jerusalem as the capital of the modern-day state of Israel as a prelude to moving the USA’s Embassy from the current political capital, Tel Aviv, to Jerusalem.

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Above: Maps of Jerusalem and its environs from a pre-1948 Bible concordance.

Below: A Map of Palestine and Transjordan from the same concordance

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This decision has, of course, confirmed the Fundamentalist-Dispensationalists of the United States in their belief in an End of Time eschatology, which is, at best, at variance with ‘mainstream’ Judao-Christian beliefs. Moreover, the idea of basing the ‘business of good government’ and international diplomacy in the twenty-first century on a literal interpretation of the apocalyptic texts of the first century is, I would argue, completely antithetical to a genuine understanding of the true history of Israel, Judah, Jerusalem and Palestine throughout the ages. More seriously, it is also at least as likely to ‘trigger’ nuclear Armageddon as any of the near-apocalyptic events of the Cold War, whether they were ideological or accidental in cause and catalyst. Already, Trump’s decision has alienated moderate opinion not just in Palestine and the Middle East, but throughout the world. Having survived an ‘accidental’ nuclear catastrophe over the second half of the last century, we now face Armageddon by the ideological design of the White House in Washington. Is this really what the people of Israel and Jerusalem want? I don’t think so because I don’t hear so. In the meantime, all we can do is to honour the age-old commandment, Pray for the Peace of Jerusalem. Amen to that!

Sources:

Robert C Walton (ed.)(1982), A Source Book of the Bible for Teachers. London: SCM Press.

Norman Cohn (1970), The Pursuit of the Millennium: Revolutionary millenarians and mystical anarchists of the Middle Ages. Chapter 1. St Alban’s: Granada Publishing.

Kristin Romey (2017), The Search for the Real Jesus in National Geographic, December 1917, vol. 232, No. 6.

Alan T Dale (1979), Portrait of Jesus. Oxford: Oxford University Press.

Martin Luther King: The Man who had a Dream: MLK Day (US), 20 January 2014   5 comments

Martin Luther King leaning on a lectern. Deuts...

Martin Luther King leaning on a lectern. Deutsch: 1964: Martin Luther King Português: Martin Luther King (Photo credit: Wikipedia)

The third Monday in January is marked as a federal holiday in the United States, in memory and recognition of the Civil Rights activist and President of the Southern Christian Leadership Conference (SCLC), Rev. Dr. Martin Luther King, Jr. He was born in Atlanta, Georgia on 15 January 1929 and died in hospital on 4 April 1968 in Memphis, Tennessee, from an assassin’s bullet which struck him as he walked outside his hotel room. He married Coretta Scott King in 1953 and they had four children, one of whom, Dexter Scott King, manages the King Center in Atlanta. Rev. Jesse Jackson, who was with Dr King when he died, twice stood for election as President. Later he worked for President Clinton, who in 1998 gave the Presidential Medal of Freedom to Rosa Parks, who had sparked the Civil Rights Movement into action by her simple act in 1955, of refusing to give up her seat to a white man in Montgomery, Alabama, . Her arrest and subsequent imprisonment led to a mass boycott of the public buses in the city coordinated by the NAACP, the black civil rights group, with King, then a local Baptist minister in the city. When she met Nelson Mandela in 1990, he told her of how her brave action often inspired him during his long imprisonment. However, Dr King’s dream has not yet come true. Blacks and whites are not yet equal, except in law, and large numbers of young black Americans have grown up without jobs, since the 1980’s, in cities like Chicago, where President Obama worked in social programs at that time. Many went to prison, or died in street violence from shootings and stabbings which are part of the gang warfare of the cities. Five times as many blacks are victims of this violence than are whites, and the proportions of black prisoners to whites is roughly similar.

Martin Luther King, Jr. and Coretta Scott King.

Martin Luther King, Jr. and Coretta Scott King. (Photo credit: Wikipedia)

The advent of a ‘colored’ man to the White House does not, yet, seem to have had much effect. Perhaps President Obama’s new-found determination to tackle the problem of gun ownership will have an impact on these figures. However, there are still less than 60% of blacks registered to vote.

For thirteen years, Martin Luther King was the leader of a people on a long road to freedom. He was a great speaker, preacher and writer, and his philosophy and strategy of non-violent direct action, inspired by Mahatma Gandhi, has, in turn inspired many civil rights movements and campaigns throughout the world. In 2005 Condoleezza Rice succeeded Colin Powell as the Secretary of State for Foreign Affairs, the first two African-Americans to hold senior office in the Federal government.  At a meeting in Black History Month, she talked about what Dr King’s ideas meant to her:

Black Americans, African-Americans, have always believed in America, even in the darkest times. They believed in America when America didn’t believe in them. Martin Luther King told America that it should be true to itself. And finally America did the right thing by African-Americans. 

I have put together a PPP here, which can be accessed via the link below. It can be used by students working in English, at intermediate level (with about a thousand words) and above.

Martin Luther King

https://chandlerozconsultants.files.wordpress.com/2013/01/martin-luther-king.pptng

Printed Sources:

Alan C McLean, Martin Luther King: Oxford Bookworms Factfiles. OUP: 2008

Malkoc, Smolinski & Kral (eds.), Celebrate! Holidays in the USA. Office of English Language Programs (englishprograms.state.gov), Washington DC: 2007 (second edn.)

Martin Luther King, Strength to Love. London (Hodder & Stoughton): 1964

Related articles:

‘Magyar Amerika’: Hungarians in the United States of America, 1831-67, Part Two   Leave a comment

A Concise Comparison of the Works of Bölöni and Nedtvich



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Although Sándor Bölöni Farkas’s work was the most popular of his time, Károly Nendtvich’s Amerikai utam may be considered just as important. However, it was only published once, in 1858, whereas Bölöni’s work was re-published seven times since the first edition of 1834. Nendtvich’s work is more academic and circumspect, less enthusiastic about the States than Bölöni’s, though he still considers their institutions worthy of study, providing a model for other nations. Perhaps the difference is partly due to the very different times in which they were writing. Bölöni was a political idealist in the forefront of the movement for progress which culminated in the Revolution of 1848.

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Nendtvich, writing after the Habsburg reaction and before the Compromise of 1867, was far more of a realist. He had been a supporter of the reform movement in the 1840s, and so emphasised the effect of democracy on the political and economic life of a nation. Just as Bölöni’s work was a product of the romantic age in which he was writing, and contributed to the revolutionary spirit at the time of the political awakening of Hungary, so Nendtvich’s work was a product of a period in Hungarian history in which the ship of state was being carefully crafted by more sober politicians.

Fig . 1: The Tour of ……

006In terms of cityscapes and landscapes, both works give a colourful picture. Both Bölöni and Nendtvich visited the biggest cities on the east coast. Besides New York and Boston, they both saw Cambridge, Lowell, Albany, Buffalo, Pittsburg, Economy, Baltimore, Washington DC, Mount Vernon, Philadelphia and both went north, visiting Niagara Falls. Bölöni spent more time in Canada, visiting some Canadian towns, while Nendtvitch went further west to visit Chicago, Wisconsin, Illinois and Missouri. While Bölöni’s accounts are more broken up with his anecdotes and views on different topics, Nendtvich was careful to describe each city or town according to the same set of criteria. He observed the geometrical planning of the streets, the architecture, the population, the public buildings, economic and intellectual life, schools, universities, newspapers and associations.

Fig. 2: The Tour of…

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Both visitors were amazed by the rapid growth of the American cities. Nendvitch chronicled the recent, rapid growth of the newly-formed cities in Wisconsin, Illinois, Missori and Ohio. They both found Philadelphia to be the most beautiful city in the Union. Together with Boston, it was seen as a centre of culture and science as well as of charitable institutions. In Washington the immense planning of the capitol engaged the attention of both of them. They tboth thought Pittsburg similar to Manchester or Birmingham in Britain. They both regarded Baltimore as one of the biggest commercial centres in the US. Referring to Nendtvich’s introductory notes, Anna Katona has observed how …all Hungarians were struck by the beauty of the scenery in America. Nendtvich, she noted, was less impressed, but he did find Illinois and Pennsylvania particularly attractive.

Law and Order:

Both Bölöni and Nendtvich commented on the lack of a standing army and compulsory military service. Nendtvich observed that the United States did not need to maintain a large army in order to keep the recently acquired territories of Texas, Louisiana and Florida, which had only belonged to the Union for a short time. They also observed that although the number of policemen was limited, there were no more criminals than in European countries. Nendtvich remarked that this was partly due to the religious character of the American people and their commitment to civic order. There was, however, a considerable difference between the American and European practices regarding crime, as the Americans’ main concern was to prevent criminal incidents by promoting public education and that the American penitentiaries aimed to reform criminals by work, instead of humiliating them. Bölöni explained the principles of the Auburn and Pennsylvanian systems in these respects.

Equality and Slavery:

Bölöni found the notion of equality of citizens made him feel like a person reading a fairy tale. Nendtvich also observed the Americans’ indifferent attitude towards titles, which Hungarians found new and unusual. There was also an obvious absence of domestic servants, since no American man or woman would be willing to serve another man. However, they found the contradiction of this principle and practice in the institution of slavery revolting. Bölöni expressed his sorrow about slavery when he reached Maryland where slavery was legal at that time. However, he conceded that the slaves were probably happier in their civilised state, although unfree, than they had been in their primitive state, when they had freedom.

Nendtvich provided a more reasoned excuse for American slavery. First of all, it wasn’t the Americans who had brought black people to America to be slaves; second, those who had employed slaves had originally been Spanish; and third, the European immigrants were completely unfit for working on plantations in so hot a climate. He also believed that black people were not intended to be as intelligent as white people. He mentioned the discrimination he found against the freed slaves he saw in free states, and admitted that Europeans and even Hungarians were no better and perhaps worse, as they discriminated against other Europeans. Later, Nendtvich spoke out against active anti-Semitism in his own country and continent, though he was also against what he saw as the financial and political power of the Jews. This view resulted, later in his life, in him being accused of incitement against the Jews, in 1883, though the charge was later withdrawn.

Despite slavery being a great blemish on the North American Republic, both Bölöni and Nendtvich were impressed by its constitution. Bölöni not only wanted to make his readers understand the meaning of American freedom and equality in their institutions, but also pointed out how the Declaration of Independence and the Constitution were indispensible pieces of furniture in all American households. Nendtvich, trying to expand the knowledge of his Hungarian readers, explained how the Ohio constitution guaranteed almost unlimited rights of its citizens and the unmatched self-restraint with which they exercised those rights. In regard to public elections and Presidential elections, while Bölöni provided the most detailed account, Nendtvich called the attention of his Hungarian readers to the lack of drunk people whose presence was usual at public elections in Hungary. Visiting the White House, Bölöni was impressed by the lack of formalities in the President’s retinue, and Nendtvich came to a similar conclusion about the simplicity of Presidential power, which they both regarded as the outcome of a democratic constitution.

Freedom of the Press and Religion:

The other manifestation of democracy was the freedom of the press and the great number of periodical publications. Bölöni had only praise for the American newspapers, though Nendtvich, observing the abundance of newspapers in every town, wondered whether their influence on the American people was entirely benign. He also wrote about the way the Americans edited their newspapers and referred to the numerous advertisements which were indispensable parts of the daily papers as well as the periodicals, as they provided enough money for publication, keeping the price low, making them accessible to all.

Religious freedom was also an important political issue for both travellers. For Bölöni, as an Unitarian, this was an essential part of the notion of freedom he admired in the USA, considering it to be the main message to deliver home to Hungary. Catholicism was in the ascendancy in Hungary under Habsburg rule, so his beliefs had been something of an obstacle to his career. Bölöni was ready to extend his tolerance to the beliefs of those religious sects which Nendvitch considered religious insanity, though the latter was willing to accept the traditional tolerance shown towards dissenting Americans such as the Quakers and, more recently, towards the Mormons. As Anna Katona has pointed out in her essay;

Yet in the American System he found a sure guarantee that none of the insane sects could endanger freedom overseas, thanks to the great Jefferson. 

Despite Thomas Jefferson’s founding principle of religious freedom, there were clashes between the followers of different religions in Cincinnati and elsewhere. Nendvitch emphasised that the Germans’ attitude to religion was completely different from that of the early Dutch and English puritan Americans. In the German states, since the Reformation and before Unification, the dominant religion in each territory and city had been decided by its ruler, with other churches barely tolerated. In spite of the fact that Americans were not forced to practice religion by law, they kept strictly to the rules of their faiths, including the observance of the Sabbath. While Bölöni was pleased to see people going to their chosen places of worship in perfect freedom three times a day every Sunday, Nendtvich emphasised the rather gloomy atmosphere this created and was pleased when he reached Cincinnati and found the air  not quite so stuffy with puritanism.

Economy and Society: 

Nendtvich was more concerned in his writing with the economic life of the States than Bölöni had been a generation earlier. He recognised the symbiotic connection which existed between economic development and the democratic government under which hard-working Americans could establish a comfortable life, such as the one he observed in Cincinnati. He also stressed that although the scholastic standards of American universities were lower than in Europe, the Americans were far better than all other nations in their application of knowledge to practical life. He acknowledged;

The American willingness to probe into new ways, make up his mind quickly, make rapid decisions, to be ready to improve, all qualities lacking in mid-nineteenth century Hungary.

Just as Bölöni’s book is full of observations on the political life of the States, Nendtvich’s work contains an abundance of examples for the rapid economic growth of the country. In most of the cities he visited he did not only mention the most important factories, but also found time to visit them. Of course, many of these would have been established and expanded in the intervening period between the two visits. He was particularly impressed by the conditions he found while visiting Boston, and described the industrial life of Cincinnati as a model for Hungarian industrialists, writing a whole chapter on it. He was less impressed by the speed of industrialisation in some of the recently populated territories, such as Wisconsin.

While the main purpose of Nendtvich’s study was to demonstrate to Hungarians that without the application of the natural sciences to industry no progress was possible, Bölöni had also, earlier, visited the industrial centres of Pittsburg and Lowell. He had observed that Lowell was the most industrial town in New England. They both observed the considerably higher wages and the opportunities that the factory system provided for its workers. Both were also interested in developments in transport and communications such as steam-boats, railroads, etc. Bölöni was deeply impressed by the recently cut Erie Canal, admiring the human skill and effort with which it was constructed. Nendvitch explained the practical management of the horse-drawn omnibus system which he witnessed in New York. Bölöni was fascinated by the American steamboats and he remarked that the Americans surpassed even the British in their application of steam-power. He also gave an account of the first-ever steamboat built in the States. Nendtvich was more scientific in his description of the structure of the boats and, of  course, they were not a novelty to him. Conversely, however, he was also pleased to see the large number of traditional sailing boats on the Hudson. He was sometimes horrified by the poor conditions on board the steamboats, but he also stressed that, during the development of the American cities such as Davenport, the good communications and transport systems in the form of canals and railroads, had had a tremendous effect  on the improvements in trade and industry.

Bölöni also went into raptures about the steam-carriage on the city streets, but believed that carriages running on rails were still the future, even in the cities, just as he had seen in Manchester. This belief was fulfilled by the time of Nendtvich, who doesn’t mention steam-carriages or steam-omnibi. He travelled everywhere either by steamboat or train, and, between Jamesville and Afton, by stage-coach. Of course, the coach had been an invention of the Hungarians, named after the village of Kocs (pronounced with a ch sound) where it had been invented in the fifteenth century, as a large, closed four-wheeled carriage with comfortable suspension, with two or more horses harnessed, driven by a coachman and used to travel long distances, by stages. So, Nendtvich travelled by stage, in a coach, one similarity with contemporary travel in Hungary. He admitted that, although travelling by train was quick, it was definitely less comfortable, because there were always more passengers than the carriages were designed to take.

Manners and Social Life:

Nendtvich gave a thorough picture of the manners and social life at this time, devoting a whole chapter to a description of the Yankees, even describing their physical appearance in less than flattering terms. However, he praised the enterprising spirit and zeal which characterised their everyday life. He agreed with other European travel writers that there were some defects in the manners of the new nation which were difficult to tolerate, such as chewing tobacco, spitting and general bad behaviour at the theatre, but he took issue with some writers, such as Mrs Trollope, who had accused Americans of a universal deficiency in good manners and graceful demeanor, both in men and women…Nendtvich agreed that their eating habits were strange and almost impolite, but was convinced that their quickness had a very practical reason, that of not wasting time on unnecessary trivia during meals, such as conversation, but to spend as much time as was necessary on eating and then get back to work as soon as possible.

One of Nendvitch’s main concerns was to refute the prejudice that Americans were obsessed with money-making and that they were also mean with their money. He remarked on the hypocrisy of these criticisms coming from rich European aristocrats who were ready to lose their inherited fortune in one night of gambling but were afraid of making donations to charity. The favourable attitude of many Americans towards alms-giving had also caught Bölöni’s attention. He remarked that all the institutions in New York were private foundations, something unknown to Hungarians, as well as to most Europeans who, even then, expected every essential public service to be provided by governments, local if not national.

Bölöni was by the generally democratic way of behaviour, observing that the Americans were not accustomed to bowing and were unfamiliar with the niceties of etiquette. He attributed their simple but cordial conduct to their political system. Nendtvich also approved of the egalitarian nature of social intercourse in America and did not miss the snobbery of European etiquette which, by his generation, was unknown to most Americans. Bölöni also wrote about differing concepts of luxury in Europe and America. The first time he realised that this was valued in American homes he felt disappointed, because he found it irreconcilable with the value of simplicity. Both travellers were impressed by the hospitality they received, for both were invited to the homes of only recently acquainted Americans. Nendtvich noticed that, nonetheless, they never invited anyone they didn’t like, so that an invitation was an expression of their appreciation and not given merely out of a sense of duty or politeness.

However, Nendtvich also noted that, while they tolerated any immigrant minority which was willing to obey the existing laws and mores of American life, the established Anglo-Saxon settlers generally hated the Germans, because they often ignored the puritan customs of the areas they moved into, especially by drinking and revelling on Sundays, when the established Americans went to church three times. The Germans in Milwaukee also set up their own theatre, the presence of which was not greatly appreciated by the host population. He disapproved of the conditions of theatres, often the least attractive buildings in the cities.

Nendtvich also mentioned an encounter with a Hungarian immigrant, Toto, whom he met in Madison. He commented that Toto was a good example of complete assimilation into the puritan ethic and ethos of the States. When Bölöni visited there was more of a raw atmosphere of a great diversity of people bursting with energy, living and working, quite literally, in each other’s pockets. This, he observed, was no bad thing for the future unity and progress of the American nation.

Nendtvich also observed that the Americans did not waste time and money on public parties and, if they did hold such events, they were often rather awkward affairs. Although they liked dancing, they were not good at it. He seemed to agree with Mrs Trollope that in matters of taste and learning they are woefully deficient. However, he also wrote that the Americans could not be condemned for these insignificant defects, when they continued to achieve so many significant improvements. Bölöni also mentioned being invited to a ball, but he was more interested in the people attending than the amusements.

Attitudes of/ to women and children:

While Bölöni had earlier mentioned the chivalrous and deferential attitude of American men towards women, despite their apparent egalitarianism in other respects, Nendtvich described the life of American women very thoroughly, including detailed observations on their behaviour and education. He was impressed by the careful attention with which they were approached in every situation. He observed that women had their own nicely furnished parlours in every hotel and even on steamboats, that they were the first to be served at meals, and that they were always offered a seat on a train or omnibus whenever they got on. At the same time, women received higher education in the States at a time when they were still excluded from entering universities in Europe. As a result, they were often far more sophisticated in their conversation, and they never blushed! He was surprised when he noticed that young girls travelled alone, considered far too dangerous in Europe. He explained that this was because every woman and girl naturally assumed that every man was her natural protector.

Nendtvich was also concerned to comment on children in America. By contrast, Bölöni had shown little interest in the lives of women and children in his study. American children, whom Mrs Trollope referred to as little republicans, seemed to Nendtvich to be brought up in a completely different way to their counterparts in Europe. American parents were never impatient with them and were not disturbed by the noise of other children. They also avoided the use of corporal punishment as a means of correction and education. They were not taught to be modest, to be seen but not heard, but, on the contrary, they were encouraged to take first place everywhere. Parents disapproved of prohibitions because they thought they would damage the independence of their children.

The negative results of this relaxed discipline sometimes caught Nendtvich’s eye, especially when he was visiting Harvard University and noticed orange peel and nuts littering the ground everywhere. He disapproved of this degree of looseness but welcomed the overall outcome of this more liberal form of education, that of nurturing young Americans who were confident, independent and unspoiled by their parents. In matters of finance, he contrasted rich European and rich American parents. The European parents would bestow their fortunes in allowances on their children as soon as they came of age, but the Americans would expect their sons, and sometimes their daughters, to work hard in the family business or another business in order to become self-reliant, diligent and useful citizens before settling their full inheritance on them. Otherwise, they argued, their children would quickly lose their fortunes, not knowing how to administer the funds.

Education:

On education, both Bölöni and Nendtvich reached the same conclusion, that elementary schools provided a high standard. They were both impressed by the support given by Americans to their schools and this made them aware of the differences between attitudes to public education in the States, Europe and Hungary. Although Bölöni had visited Harvard University in Cambridge, Nendtvich was more concerned with higher education, never-failing to visit any university in the cities where he stayed. He went to both Harvard and Yale, and also paid visits to medical colleges in St Louis, New York, Cincinnati and Philadelphia. The last of these was called the medical metropolis of the United States. Although he praised the readiness of the Americans to found universities, he stressed their low standard compared with European ones. However, he believed that, in theoretical sciences at least, this was only temporary, as the Americans seemed determined to catch up with the Europeans. In his opinion, they had already overtaken them in practical sciences, which he felt was significant, as he considered the application of the practical sciences to industry as the key to industrial progress. He also set great store by the patriotism of the Americans in believing their country to be the biggest and best in the world. Since their self-confidence was well-founded on the scientific study of their own country, he felt it was a justified world view.

Another indispensible means of popular education, public libraries, came in for analysis in the works of both travellers. Bölöni commented that he never visited any small town in the States which did not possess a public library. Nendtvich wrote about the Astor Library in New York, as well as the libraries in Philadelphia, Cincinnati and Boston. Also, both were impressed by the great number and variety of associations. Nendtvich referred to the Society of Oddfellows in Cincinnati, and both found the Smithsonian and Philadelphian libraries remarkable. The interest in these societies was said to be due to the fact that in the States, public and private interests were easily reconciled. Nendtvich was pleased to see how the Americans were concerned with popularising the theoretical sciences, and both travellers testified to the way in which Washington’s founding principles of an enlightened and educated democracy were being implemented with remarkable results.

Political and Economic ‘Models’?:

It is not surprising that the influence of the democratic model provided by Bölöni’s book was far greater in the period of Hungary’s awakening than that of Nendtvich, which was published only six years after the defeat of the Revolution of 1848-9, when the movement progress and reform was still alive, but muted and truncated. The lack of independence and self-government were severe obstacles for a country in dire need of economic change. Nevertheless, Nendtvich’s book, by emphasising the independence of different states through the Ohio Constitution, by giving examples of rapid economic transformation in the cities of the US and by demonstrating the favourable effects of a democratic constitution regarding religion, the press, institutional life and education, was as important in its time as Bölöni’s. It drew fresh attention to the importance of the American ideas first popularised in Hungary by Bölöni, which had been suppressed by the Habsburg reaction. Besides their common interests in the democratic institutions of the United States, their books also provide us with uniquely Hungarian insights into the mid-nineteenth century lifestyles of American citizens. Being more scientific and less enthusiastic in his method than Bölöni, Nendtvich was not as depressed when leaving America as his forerunner, but pleased to have seen the young country with his own eyes. However, he was just as convinced that this country was, and would be, an example for all the nations of the world to follow. After the historic Compromise of 1867, his work could begin to have practical effects within his own nation.

Hungarians in the Civil War and after, 1862-1867:

Count Béla Szechenyi, the adventurous son of the reformer István, also wrote about his 1862 travels to the US. He praised the role of American women, and the US educational system, but criticised the treatment of African-Americans and Amerindians, as well as complaining that Americans sometimes displayed rude manners.

These petty aristocratic criticisms of American manners and customs which also featured in the works of other Europeans were soon overshadowed by a new perspective on the United States as a country making rapid economic progress, but first it had to go through the crucible of civil war. Many Hungarians actively participated in the American Civil War, almost all on the Union side. Several continued their public service after the war, most notably in the diplomatic corps.

003For example, Hungarian exile and Civil War veteran Philip Figyelmesy was appointed as the US Consul at Demerara (Georgetown), Guyana, in 1865. In February 1866, former Union Army Colonel George Pomutz began a long career as an American diplomatic representative in the Russian Empire, first as US Consul in St Petersburg and then as Consul General. Another exile, Sándor (Alexander) Asbóth, ended the war with the rank of Major General. He was then appointed as the US Minister to Argentina in 1866, where he served until his death from war wounds two years later. At the request of  The Co-ordinating Committee of Hungarian Organisations in North America, Major General Asboth’s remains were exhumed from the English cemetary in Buenos Aires and re-intered in Arlington National Cemetary in 1990. Gyula (Julius) Stahel-Számvald was appointed US Consul at Kanagawa, Japan, in June 1866. He had also served in the Union Army in the Civil War, also rising to the rank of Major General and later receiving the Medal of Honor for heroic conduct during the 1864 Battle of Piedmont. Following his appointment in 1866, he went on to a distinguished and honourable diplomatic career in both Japan and China, exposing corrupt practises in US consulates in Asia.

011Another immigrant who left Hungary in 1864 to serve in the American Civil War was Joseph Pulitzer, who founded the most prestigious journalistic prize in the world, having been born in the small town of Makó. After the War he became a well-known publisher and, in 1892, he offered money to Columbia University to set up the world’s first school of journalism. However, the Graduate School  did not open its doors for another twenty years, after his death. The first Pulitzer prizes were awarded in 1917, in accordance with his wishes.

Select bibliography of secondary sources:

 

Bolgár György (2009), Made in Hungary. Budapest: Kossuth Kiadó.

US Department of State (2007), The United States and Hungary. Washington: Bureau of Public Affairs.

Rozinka Stefánia (1989), Two Hungarians on the United States – Bölöni and Nendtvich. Szeged: Attila József University M.A. Dissertation (unpublished).

Katona Anna (1971), Hungarian Travelogues on the Pre-Civil-War US, in Hungarian Studies in English, V. Debrecen: KLTE.

Katona Anna (1973), Nineteenth Century Hungarian Travelogues on the Post-Civil-War United States in Hungarian Studies in English, VII. Debrecen: KLTE.

Pachter, Marc (ed.) (1976), Abroad in America: Visitors to the New Nation, 1776-1914. Smithsonian Institute: Addison-Wesley.

Jancsó Elemér (1972), Bölöni Farkas Sándor in Irodalomtörténet és időszerűség. Bukarest: Kriterion.

Könnyü László (1975), Xantus János geográfus Amerikában, 1851-1864. St. Louis: Unknown.

Sándor István (1970), Xantus János. Budapest: Magvető.

Sztáray Zoltán (1986), Haraszthy Ágoston, a kaliforniai szőlőkultúra atya. New York: Püski.

Vasváry Ödön (1988), Magyar Amerika. Szeged: Somogyi Könyvtár.

© ChandlerozConsultants, Kecskemét, Hungary, 2013. November 3.

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