Centrifugal Forces & Rival Nationalisms:
Historical Perspectives & ‘Historic Hungary’:
The armed hostilities of the First World War formally came to an end with the armistice signed between the Entente and Germany at Compiegne on 11 November 1918. However, fighting did not cease everywhere, certainly not along the borders with Hungary, where the seceding nationalities of the collapsing Austro-Hungarian Empire were lending weight to their territorial claims through the force of arms, creating the status quo sanctioned by the victors who assembled in Paris to reconstruct the order of Europe and the wider world on 12 January 1919. It was largely the impossibility of tackling this situation that swept away the ‘pacifist democracy’ which took over in Hungary at the end of the war and thwarted the first the country had obtained for a transition to democracy. A variety of reasons have been given by historians (and politicians) for the dissolution of historic Hungary. Whereas some continue to believe firmly that it was a viable unit dismembered by a combination of rival nationalisms within the region of central Europe with the complicity of western great powers, others believe that it was the product of centrifugal forces in Europe as a whole, while acknowledging that the precise way in which the process took place was fundamentally influenced by the contingencies of the war and the peace that concluded it. Far from being seen as predictable or inevitable at the time, the outcome shocked even those sharpest contemporary critics of the darker aspects of the pre-1914 social and political establishment in Hungary and its policy towards the national minorities.
Lines of demarcation in historic Hungary – Neutral zones (November 1918 – March 1919)
It was all the more shocking for them because they came largely from the more progressive camp who were well-disposed towards the western liberal democracies, but whose future in Hungary’s political scene was destroyed by the circumstances of peacemaking. The tragedy of the aftermath of the First World War, its armistices and the Paris Peace Treaties, especially – in the case of Hungary – that of Trianon in 1920, was that it contributed towards the survival of reactionary nationalist forces which had steered the country into the abyss of war and all its negative consequences in the first place. President Wilson had ‘decreed’ that the frontiers of post-war Europe would be decided by its people, not its politicians. ‘Self-determination’ was to be the guiding principle; plebiscites would make clear ‘the people’s will’. In Hungary’s case, this was to mean that the new boundaries would be drawn to exclude all but the majority Magyar-peopled areas of the Carpathian basin. Also, the new Hungary soon found itself in the position of having a surplus of wheat which it could market only in a world already overstocked with grain. The collapse in world wheat-prices increased the difficulty in providing funds to buy the timber and other raw materials the country required. Moreover, Budapest had grown to its size as the largest city in central Europe as the capital of a large country which had now been reduced by half and would soon be reduced by two-thirds. Over a third of the Magyar peoples were now living outside the country.
An Assassination on Hallowe’en & The ‘Aster Revolution’ in Hungary:
On 4 November 1918, Austria-Hungary signed an armistice with Italy in Padua. Four days earlier, on All Hallow’s Eve, 31 October unidentified soldiers broke into the home of the former Hungarian Prime Minister, István Tisza (pictured above in a painting by Gyula Benczúr), and shot him dead. Other assailants were also on their way, it was reported, to assassinate the hated count. For four whole years between 1913 and May 1917, when he was dismissed by Charles IV, he had headed the war cabinet. He was a born party leader who possessed such an effective political personality that he had been able to defend the old order with fundamental force. In 1914, he had opposed the declaration of war, not out of principle but because of his belief that the Monarchy was unprepared. By that time, he had already survived one assassination attempt by an MP carrying a revolver. He was the first victim of a revolutionary wave which followed on naturally from the loss of the war, as it did in Germany. However, it was not just the politicians and the political order and system which was affected by this wave. It led to the extensive loss of life and property throughout Hungarian society. The ragged, bitter soldiers streaming home from the collapsed fronts encountered people sunk in misery at home; nearly every family was mourning someone lost in the war or waiting for a prisoner of war to return. The Bolshevik Revolution in Russia had won over many of the prisoners, many thousands of whom still remained there, voluntarily fighting alongside the Red Army in the civil war that followed. Strikes and mutinies had been on the agenda throughout 1918 and were now also fuelled by these new converts to Bolshevism.
Even amongst all this domestic turmoil, the military situation looked deceptively good until a few months before the end of the war. Austro-Hungarian armies were still deep in enemy lands, with the war aims apparently accomplished. It was only after the last great German offensive on the Western Front had collapsed in August 1918, and the Entente counter-offensive started there as well as in the Balkans, that the Monarchy’s positions on all fronts became untenable. Commenting on the impending surrender of Bulgaria, Foreign Minister István Burián’s evaluation of the situation before the Common Council of Ministers on 28 September was brief and unequivocal: That is the end of it. On 2 October, the Monarchy solicited the Entente for an armistice and peace negotiations, based on Wilson’s Fourteen Points, only to be disappointed to learn from the reply that, having recognised the Czecho-Slovak and South Slav claims, Wilson was in no position to negotiate on the basis of granting the ethnic minorities autonomy within an empire whose integrity could no longer be maintained. For a century, that empire had been saved from collapse only by the will of its rulers, the Hapsburgs. It had been dominated by its German and Magyar masters, who had failed to come to terms with the Czechs, Poles, Croats, Slovenes and Romanians living in its peripheries.
By mid-October, all the nationalities had their national councils, which proclaimed their independence, a move which now enjoyed the official sanction of the Entente; on 11 October, the Poles seceded from the Empire. The Hapsburg dynasty had held together a huge territory in Central Europe, centring on the Middle Basin of the Danube, so that certain economic advantages accrued to its millions of inhabitants. There was free trade within that vast territory; a unified railway and river transport system and an outlet to the Adriatic Sea assisted imperial trade and commerce. There was a complementary exchange of the products of the plain and the mountains – grain for timber and materials. This ramshackle empire could not withstand the strain of four years of war. The monarchy was collapsing into chaos by this time as Charles IV made a desperate attempt on 16 October to preserve it by announcing the federalisation of Austria, which was to no avail. At the front, the Italians took bloody revenge on the disintegrating army of a state which was breaking apart, launching an offensive in the Valley of Piave on 23 October which left an indelible mark of horror on a generation of men. Between the 28th and the 31st the Czechs, the Slovaks, the Croats and the Ruthenes also seceded from the Empire.
Within Hungary, the effects of the revolutionary ‘milieu’ were mitigated, to a large extent, by Hungary’s bourgeois revolutionary leader, Count Mihály Károlyi, who as a radical left-wing aristocrat, was soon to distribute his estate among the landless. October 1918 had certainly been a month of dramatic scenes in the Hungarian parliament. In the country, deposed Prime Minister István Tisza was widely held to bear supreme responsibility for all the suffering of the previous four years. He declared: I agree with … Count Károlyi. We have lost this war. He referred to a speech made on 16 October, the same day that Charles IV had announced the federalisation of Austria, by the leader of the opposition, who had also warned that Hungary might lose the peace as well unless suitable policies were adopted. These ought to have included, in the first place, the appointment of an administration acceptable to the Entente powers as well as to a people whose mood was increasingly revolutionary in order to save the territorial integrity of the country and to prevent it falling into anarchy.
On 23 October, the third cabinet of Prime Minister Sándor Wekerle stepped down and on that night Károlyi organised his Hungarian National Council from members of his own Independence Party, the Bourgeois Radical Party, the Social Democratic Party and various circles of intellectuals from the capital. Its twelve-point proclamation called for the immediate conclusion of a separate peace treaty, the independence of Hungary, far-reaching democratic reforms and reconciliation with the nationalities, without harm to the territorial integrity of the state. The National Council functioned as a counter-government in the following week since, contrary to expectations and common sense, Charles IV hesitated in calling on Károlyi to form a government. He preferred Count János Hadik, a follower of the younger Count Andrássy who was popular among MPs hostile to Károlyi. But Hadik had no party, and could only count on the demoralised military to maintain order.
On 28 October, a mass of protesters marched from Pest to Buda Castle, the Monarchy’s palace in the capital, to demand Károlyi’s appointment from Archduke Joseph, the monarch’s representative. Three of them were shot dead by the police. Strikes and further protests followed in the next two days, with occasional clashes between the newly organised Soldiers’ Council and leftist Socialists on the one hand and government units on the other, while Károlyi and the National Council advised moderation and awaited the outcome, even though on 30 October troops were ordered to gain control of their headquarters at the Hotel Astoria in the centre of Pest. The soldiers refused, most of them deserting, carried away by the enthusiasm of the civilians who swarmed onto the streets, cheering the National Council. They captured police buildings, railway stations and telephone exchanges. The traditional flower for All Souls’ Day, 2nd November (more important in Hungary than All Saints’ Day as a time to place fresh flowers on the graves of departed relatives) replaced the insignia torn off from uniforms and appeared in the button-holes of civilian suits, hence the name Aster Revolution, which succeeded on Hallowe’en with the appointment of Károlyi as Premier. Later that afternoon, just before the new government took its oath, István Tisza was murdered by a group of unknown soldiers in his own home, no doubt a symbolic act.
Hungary’s ‘Bourgeois Revolutionary’ Government of November 1918:
The new government’s programme was virtually the same as the twelve points published a week earlier, and Károlyi’s cabinet was also recruited from the same forces as the National Council, with members of his own party obtaining most of the seats. The crumbling of the whole edifice of the old Monarchy changed Hungary beyond recognition. Paradoxically, however, the dissolution of the historic Kingdom, one of the greatest shocks the country suffered and survived, also created the opportunity for a new beginning. But whereas the collapse of the dualist system cleared important obstacles from the way to democratic transition, the lack of new forms of government was symptomatic of the belatedness of this development, seriously limiting its scope for action. Between them, the parties of the National Council represented a small minority of the aristocracy and lesser nobility, some of the bourgeoisie, diverse circles of the intelligentsia, skilled workers and the trade unions. Missing were the influential haute bourgeoisie, indeed most of the middle classes. The involvement of their highest strata in the war-related business identified them closely with the old régime, and events in Russia turned them off revolution completely, whatever the label. In addition, the truly generous terms offered to the leaders of the Slav and Romanian national parties might have been snapped up in 1914, but the external situation made them almost impossible to achieve in 1918. The attempt to draw them into the Hungarian National Council failed.
Nevertheless, the internal situation in Hungary still held out the promise of overhauling the ossified social and political institutions which bore some responsibility for the disaster of dissolution. It was hoped that a proper, consistently pursued policy towards the minorities, combined with the good relations Károlyi had developed with the Entente powers might Hungary from the consequences of the secret agreements those powers had concluded with the Slavs and Romanians during the war. The first indications in these respects were rather disappointing: the western allies seemed more ready to satisfy their partners in the region, even at the expense of departing from Wilson’s principles, than to reward the political changes in Hungary, and not even full autonomy could keep the Slovaks and the Romanians within ‘historic Hungary’. Croat claims were considered justified by practically everyone in Hungary, and the Serbs did not even consider negotiating over their demands. Wider international developments soon determined that the potential for internal democratic transformation would not materialise. On 3rd-4th November, an Armistice was signed in Padova (Padua) at Villa Giusti between Italy and what was left of Austria-Hungary and the Dual Monarchy immediately broke up into fragments.
The Emperor was left alone and without friends in the vast echoing corridors of the Palace of Schönbrunn. Following the armistice with Italy, the empire took only a week to unravel. Charles IV was forced to abdicate, and the former territories fell apart into seven divisions, with both Austria and Hungary being reduced to the status of minor states. Worse was to follow for Hungary, as the terms of the armistice signed at Padova were not accepted by the commander of the French forces in the Balkans, General d’Esperey, and his forces crossed the Sava into Hungarian territory. Károlyi, hoping that the occupation would only be a temporary measure, was forced to sign, on 13 November in Belgrade, an armistice requiring the withdrawal of the Hungarian army beyond the Drava-Maros line, its severe reduction and the right to free passage for Entente troops across Hungary. What was held by many people to be the failure of the Károlyi government in not averting the greatest national humiliation Hungary had faced since the Ottoman invasion nearly four centuries earlier could do otherwise but prejudice its chances to cope with its domestic difficulties. It undermined the confidence which had previously built up in the ability of the new government to maintain order at home, the tasks it had to cope with were immense.
Above & below: The election of Mihály Károlyi as President of the Republic on 16 November 1918 and the Proclamation of the Republic. He was ‘leader of the nation’ during the transitional period after the Austro-Hungarian Empire collapsed and was inaugurated as President in January 1919.
In the initial hope that the new government would be able to secure Hungary’s old borders as well as law, order and property, the old élite accepted, following the abdication of Charles IV, the dissolution of parliament, the investing of the National Council with provisional legislative authority, and the proclamation of the republic on 16 November. They were also, for a short while, impressed by the relatively little violence which had attended the revolution, especially in the urban centres. But Károlyi had received his very limited power from the Habsburgs, and though elected as President of the Republic on 16 November (though he was not inaugurated until January 1919), his gradual shift to the left in order to enable a democratic, constitutional evolution to take place alienated the ‘old guard’. He embarked upon the social and political reforms announced in his programme, which were badly needed in view of the explosive atmosphere in the country. But he soon proved himself too weak for the post of trusteeship in bankruptcy that he had to fill as head of the nation.
The simultaneous negotiations of the Minister for Minorities, Oszkár Jászi, with the Romanian leaders at Arad, were also of no avail. On 20 November, the Romanians seceded and by the end of the month, their army had advanced to the demarcation line, and even beyond that, as far as Kolozsvár after the Romanians of Transylvania proclaimed their union with the Kingdom of Romania at a meeting in Gyulafehérvár on 1 December. Then the provisional assembly in Vienna also declared that Austria was an independent state. Although the Slovak leader was inclined to accept autonomy as a provisional solution until the peace treaty was signed, the Czechs would not, and fighting broke out along the Slovak border. The Hungarians received a memorandum from the Entente requiring them to withdraw beyond a line which later became the border between Hungary and Czechoslovakia. The Ruthenians were the only nationality who, as the unification of all Ukrainian land seemed unlikely at the time, accepted the autonomy offered to them. By the time the Paris peace conference convened on 12 January 1919, Hungary had already lost more than half of the territory and population it had comprised before the war broke out.
Jászi’s idea of the Danubian United States, which he had detailed extensively in a book, was to remain the stuff of dreams. The Károlyi government has been harshly judged and blamed ever since for not resisting, in particular, the ‘land-grabbing’ Romanians, but the armed forces at its disposal would hardly have been a match for the hostile forces ranged against them, backed by the French. More importantly, its legitimacy was based on its supposedly good relations with the Entente powers, so it felt it could ill afford to discard ‘Wilsonianism’, even when they did. The contemporary maps below illustrate the areas, ‘races’, population and economic resources of the partitioned empire. A comparative study of the four sketch-maps reveals the different characteristics of these divisions.
As winter of 1918-19 set in, the economic blockade by the western Allies was still in force, trading ties with Austria were seriously disrupted, and territories of crucial economic importance in the north, east and south of Hungary were under occupation, leading to shortages of raw materials, fuel which caused chaos in production. Additionally, the most fundamental means of subsistence were unavailable to millions in a country inundated by demobilised soldiers, the continuing stream of returning prisoners of war, and refugees from beyond the demarcation lines. Urban dwellers suspected landowners and smallholding peasants of hoarding grain and holding back deliveries of other agricultural produce; many were leaving their land uncultivated because of impending land reform, which the rural proletariat urged on the government ever more impatiently. There was probably no political force in Hungary at this turbulent time that would have been able to satisfy all of these competing interests and expectations; Károlyi and the democratic politicians around him, whose undoubtedly considerable talents were suited to relatively peaceful and stable conditions but not to national emergencies, were certainly unable to provide such a forceful administration. Even had he not been assassinated, it is unlikely that István Tisza could have done better.
There were already, waiting in the wings on both the left and the right, those who were willing to provide a more authoritarian administration. On the radical Right, there were groups such as the Hungarian National Defence Association, led by Gyula Gömbös and the Association of Awakening Hungarians who impatiently urged the armed defence of the country from November 1918 on. They had their strongest base among the many thousands of demobilised officers and dismissed public servants, many of the latter being refugees from the occupied territories of historic Hungary. In their view, the dissolution of the country was largely the responsibility of the enervated conservative liberalism of the dualist period, which they proposed to transcend by authoritarian government and measures aimed at the redistribution of property in favour of the Christian provincial middle classes at the expense of the, ‘predominantly Jewish’, metropolitan bourgeoisie.
But for the time being the streets belonged more to the political Left. Appeals to workers and soldiers from moderate Social Democratic ministers to patience and order seemed to alienate the disaffected masses. Their new heroes were the Communists, organised as a party on 24 November 1918 by Béla Kun, a former journalist and trade union activist recently returned from captivity in Russia. Like many other former prisoners of war, Kun became convinced of the superiority of the system of Soviets on the Russian model to that of parliamentary democracy, and communist propaganda also promised international stability arising from the fraternity of Soviet republics whose triumph throughout Europe the Communists saw as inevitable. Within a few weeks of the party’s formation, this attractive utopia and its accompanying populist demagogy earned it a membership of around forty thousand, and several times as many supporters whom they could mobilise, mainly among the urban proletariat and the young intelligentsia susceptible to revolutionary romanticism.
Blunders or Back-Stabbing? – The Collapse of Germany:
Reflecting with the benefit of hindsight, and with greater meaning, in his War Memoirs of 1933, Lloyd George admitted that there had been little cause for the victory celebrations in western Europe:
… It is true that the World War ended, as I still believe, in a victory for Right. But it was won not on the merits of the case, but on a balance of resources and blunders. The reserves of manpower, of material and of money at the command of the victorious Powers were overwhelmingly greater than those possessed by the vanquished. They were thus better able to maintain a prolonged struggle. Both sides blundered badly, but the mistakes committed by the Central Powers were more fatal, inasmuch as they did not possess the necessary resources to recover from their errors of judgement. … The Allied mistake prolonged the War. The German mistake lost them the War.
For their part, in the years following the end of the war many Germans, especially those on the right, came to blame socialists and Jews for ‘stabbing in the back’ the military and, by extension, the Fatherland, and so losing the war. The power and resolve of the Allied offensives and the blunders and exhaustion of the German Army were discounted. The events of the autumn of 1918 were to become shrouded in myth and lies. Many Germans convinced themselves that they had been tricked into signing the armistice by the Allies and that they could have fought on and would certainly have done so had they known of the harshness of the treaty that was to be offered them in 1919. A widespread belief developed in the army that Germany had indeed been stabbed in the back by revolutionaries and strikers. Jews were said to have played a major part in this, a view held by the Kaiser himself, and of course, subsequently propagated by Hitler and the Nazis. It was convenient for many, not least those in the military who had lost their nerve in 1918, to blame the defeat on a nebulous conspiracy of ‘reds’, foreigners and politicians, those who were later popularly described as the November Criminals.
The truth was that by the end of September 1918, Germany’s military leaders realised that they faced defeat and sought a way to end the war. They paved the way for the democratisation of the country by handing over power to civilian ministers. Ludendorff told the political leaders that an armistice was imperative, and Prince Max von Baden was appointed Chancellor to use his international reputation for moderation in negotiations. On 3 October he requested the US President to take in hand the restoration of peace but in the exchange of notes that followed it was clear that the Allies demanded little short of unconditional surrender. Ludendorff then changed his mind and wished to fight on, but growing popular unrest showed that the German people were in no mood for this, and neither was the new Government. Short of proper clothing and fuel, weakened by semi-starvation and racked by the influenza epidemic which killed 1,722 people on one day (15 October) in Berlin, they demanded peace and turned on the leaders who had promised them victory and brought defeat. Ludendorff was dismissed and steps were taken to transfer real power to the Reichstag, since Wilson had, in any case, refused to enter into negotiations with “monarchical autocrats”.
By the end of October, a civil war was threatening because the Kaiser was refusing to abdicate, despite the relentless pressure being put upon him. He left Berlin on the 29th for the army headquarters at Spa, where Hindenburg told him that the army would not support him against the people. On the same day mutiny broke out in the navy, the sailors refusing the order to put to sea. By 4 November the mutiny was general, with Kiel falling into the hands of the mutineers. On the same day, the Austro-Hungarian Armistice with Italy exposed Bavaria to attack. A few days later the mutineers had occupied the main cities of north-west Germany, and insurrection had also broken out in Munich. On 7 November, the German civilian delegates passed through the Allied lines to receive the Armistice terms drawn up by the Allied commanders. On 9 November, revolutionaries occupied the streets of Berlin. Friedrich Ebert, leader of the Social Democratic Party (SPD) was appointed Chancellor and a republic was declared from the steps of the Reichstag. The armistice terms imposed by the Allies on 11 November were severe and left Germany prostrate. It surrendered its guns and fleet and withdrew its armies from conquered territories. The German Government accepted the terms because the Allies made a solemn promise that the principles which President Wilson had set out in his Fourteen Points should form the basis of the peace settlement which was to follow. By the end of November 1918, Germany had been transformed into a democratic republic, led by the largest political movement in Germany, the Social Democratic Party.
Certainly, the First World War had created the conditions that shaped the later development and ambitions of Hitler’s ‘Reich’. The conflict generated a great deal of physical hardship on the home front with severe shortages of food and steadily deteriorating social conditions. By the end of the war, four years of privation had created a widespread hostility which erupted at the end of the war in a wave of revolutionary violence. Organised labour did better than other groups because of shortages of men for the arms factories, but this exacerbated tensions between and within classes. Many associated the new republic with national humiliation and the downfall of the monarchy. Neither the traditional social forces who lost out in 1918 nor the forces of the populist-nationalist right liked the new government, which they identified with the triumph of communism in the Soviet Union and elsewhere. The political transition in 1918-19 created a sharp polarisation in German society which existed down to 1933, but it was not responsible for the military blunders which had led to Germany’s defeat, nor was it responsible for the opening of negotiations leading to an armistice. The military leadership under Ludendorff had already effectively surrendered, allowing the Allies to dictate terms.
The First World War also ended Germany’s long period of economic and trade growth and her pretensions to great power status. German defeat in 1918 left the economy with a war debt far beyond anything the government could afford to repay. This was before the victorious allies seized German economic resources and presented Germany with a bill for 132 billion gold marks as the final schedule of reparation payment, which it would take until 2010 for them to finally clear. Most importantly, the ‘Coupon Election’ was to weaken the authority of Britain in the upcoming Paris Peace Conference in such a way as to undermine Lloyd George’s instinct to treat Germany as an important trading partner which needed to be able to rebuild its economy. The British delegation alone among the European victors could exercise a moderating and healing influence, both from the authority which the War had given her and from her detachment from old European jealousies. But the Prime Minister would go to these councils bound by the extravagant election pledges he had made in 1918 in which he had promised to demand penalties from ‘the enemy’; whatever words of conciliation he might speak would be obscured by ugly echoes of the election campaign – his mandate was to ‘Make Germany Pay’.
This should have been the moment, then, at the end of 1918, when the conditions which had produced the bloody battles, blunders, and massacres of 1914-18 had to be finally removed, and for good. Europe could not simply be left to blunder out of the mud and blood as it had blundered in, in H. G. Wells’ phrase. Preposterous empires and monarchs, as well as tribal churches and territories, had to be done away with. Instead, there would be created a League of Free Nations along the lines proposed by Wilson in his Fourteen Points which were to form the basis for the Paris peace negotiations which began the following January. This virtual international government, informed by science and motivated by the disinterested guardianship of the fate of common humanity, must inaugurate a new history. Otherwise, the sacrifice of millions would have been perfectly futile, the bad joke of the grinning skull. But the idealists who advocated this new form of peacebuilding were to be bitterly disappointed by the vindictiveness of the Treaty of Versailles, which imposed the blame and cost of the war on Germany, and the injustice of the Treaty of Trianon, which dismembered central Europe in the name of the ideal of ‘self-determination’, while in reality rewarding land-grabbing nationalists and punishing the Hungarians for joining a war they did not start.
Sources:
István Lázár (1992), An Illustrated History of Hungary. Budapest: Corvina.
László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.
Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.
Irene Richards, J. B. Goodson, J. A. Morris (1936), A Sketch-Map History of the Great War and After, 1914-1935. London: Harrap.
Andrew James 
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