Twenty-five years ago, Árpád Göncz (pictured right), then President of the Republic of Hungary and a former prisoner of the Kádár régime, delivered a speech on the anniversary of the execution of Imre Nagy in 1958 in which he made the following observation on the 1956 Revolution:
“Everyone has the right to interpret 1956. But no one has the right to expropriate 1956. Only the knowledge of the undistorted truth can mellow the one-time confrontation into peace.”
Just the use of the noun ‘Revolution’ involves interpretation, which is why some historians still prefer to refer to it as an ‘Uprising’. István Bart places it next to the events of 1848-49 and 1918-19 as, in Hungarian, a ‘forradalom’ (revolution). He defines it in the following terms:
… the bitter, desperate uprising against the Soviet Empire was one of the few events in the history of Hungary that was also of importance to the history of the world as a whole; the euphoric experience of the precious few days of freedom that followed the rapid, overnight collapse of an oppressive régime could never be forgotten, despite the … strict taboo against any mention of it; its defeat left an equally deep mark on the nation’s consciousness, as did the painful realization that Hungary’s fate was decided by the Great Powers, and not by the bloody fighting on the streets of Budapest; none the less, the events that led to the change in régime (>’rendszerváltás’) became irreversible (with every Hungarian citizen realizing this full well) when it was openly declared that what had happened in Hungary in 1956 was a revolution and not a “counter-revolution”.
Margaret Rooke, in her Case Study on The Hungarian Revolt of 1956 (1986), (intriguingly sub-titled János Kádár: traitor orsaviour?) attached a glossary in which she defined ‘liberal democratic’ as a form of government in which several parties of both Right and Left compete for power in free elections; freedom of expression, organisation etc. Based on the variety of sources she consulted for this study, she described the government of Imre Nagy in these terms. She also defined the Petöfi Circle as a ‘Liberal and nationalist’ student society, named after the nationalist poet of the 1848 Revolution, Sándor Petöfi. The circle sponsored public debates and became a focal point for discussion within the wider press in Hungary.
In 1972, János Kádár gave a speech to his Communist Party colleagues at his sixtieth birthday celebration in which he addressed the problem of the nomenclature of the events of the autumn of 1956:
In 1956 a grave and critical situation arose, which is called counter-revolution by historians. We know that this is the learned definition of what happened in 1956. But there is also another name for it that we can all accept; it was a national tragedy. A tragedy for the Party, the working-class, for the people as a whole and for individuals as well! It was a wrong turning, and this resulted in tragedy. And if we are now past it – and we can safely say we are – it is a very great thing indeed.
What Kind of Revolution?:
But we also need to consider the adjectives which are often used to ‘appropriate’ the revolution. Sixty years on, Hungarians can certainly agree with Kádár that it was a national tragedy which needs to be commemorated as such, but as a historical event, if we accept that it was not simply a spontaneous ‘insurrection’,’uprising’ or ‘revolt’, but that it was a revolution, was it a socialist one, or was it liberal or nationalist in its ideological origins?
Imre Nagy became a focal point as both Communist reformers and liberal intellectuals supported him. In April 1955 Nagy had lost power as PM and was expelled from the Hungarian Workers’ Party (Communist Party) in the wake of Khrushchev’s consolidation in Moscow. But following the new Soviet leader’s “secret speech” to the Twentieth Communist Party Congress in February 1956, Hungarian party boss Mátyás Rákosi announced in March that Lászlo Rajk, who had been convicted of spying for the CIA and executed in 1949, would be posthumously exonerated and rehabilitated. At the same time, however, Rákosi forced more collectivisation of agriculture and cracked down on the private sector and the arts.
The US Legation reported that…
… his removal or retirement… would be interpreted… by the general population as a victory for passive resistance.
On 19 June, Rajk’s widow made a speech to the Petöfi Circle in which she made it clear that this conflict could not be resolved except by the latter tendency gaining the upper hand over the hard-liners:
Comrades, there are no words with which to tell you how I feel facing you after cruel years in jail, without a word, … a letter, or a sign of life reaching me from the outside, living in despair and hopelessness. When they took me away, I was nursing my five-month old infant. For five years I had no word of my baby.
You not only killed my husband, but you killed all decency in our country. You destroyed Hungary’s political, economic and moral life. Murderers cannot be rehabilitated. They must be punished!
Where were the members of the Party while these things were happening? How could they allow such degeneration to take place without rising in wrath against the guilty?
Comrades, stand by me in this fight!
Then the unbelievable happened. Along with the audience, the Communist officials on the rostrum stood and gave the widow a standing ovation. In July, Soviet leaders in Moscow ordered a reorganisation of the HWP, hoping the move would avert an insurrection like the unrest which had flared in Poland the previous month. Rákosi was sacked as Party First Secretary and Ernő Gerő, his long-term hardline accomplice replaced him, while János Kádár, a ‘homegrown’ reformer, became Secretary of the Politburo. Kádár was well-known, first as a tool of Stalinism, then as a victim. To most people, he seemed an ordinary rehabilitated Party bureaucrat, a few steps down from the top, but with a past that did not differ from that of many others. Yet he was both friend and betrayer of Rajk, whom he then helped to frame when he was imprisoned in the 1949 purges. He is reported to have persuaded Rajk to confess to being an ‘imperialist spy’ by telling him:
Of course we all know that you are innocent. … The Party has chosen you for the role of traitor; you must sacrifice yourself for the Party. This is terrible but after all you are an old militant and cannot refuse to help the Party.
Rajk had been a comparatively ‘nation-minded’ Communist who had been moved from the Ministry of the Interior to the Ministry of Foreign Affairs before his public destruction. His trial, ‘confession’ to being a Titoist and imperialist spy had been followed by his execution as his wife listened from her own nearby cell. Kádár had also been imprisoned at that time, and his brief moment of notoriety had seemed to be over. But now, with Rákosi’s replacement, Kádár quickly rose to the top of a violently changing and increasingly discontented Communist Party. Its top ranks had melted away around him and he was left almost alone. Gerő was far too closely identified with Rákosi to be able to implement the slow economic and political liberalisation that Moscow hoped for.
In August, the US Legation reported that the Government was making an effort to gain support from Nagy’s adherents within the Party, and from non-Communist elements, and that…
… the basic conflict continues between those wishing to cushion the effect of the Twentieth Congress in Hungary and those wishing to permit a more natural development of ideological thought and practice (within limits).
Nagy was reinstated to the Hungarian Workers’ Party (HWP) at the beginning of October when an estimated 200,000 people demonstrated against Stalinism, inspired by the ceremonial reburial of Lászlo Rajk and other victims of the 1949 purges. Political opposition groups continued to meet in universities in Szeged, Sopron and Budapest, formulating their demands. On 16 and 23 October, two groups of students met and made the first open Hungarian demands for the removal of Soviet troops. Hungarian newspapers covered the meetings and the students continued to meet and organise openly. In his recent article for the Hungarian Review, Gyula Kodolányi has pointed to the evidence that some planning did go into the events which followed. The political police fired into the unarmed crowd at the Hungarian Radio Station on the evening of the 23rd when the demonstrators pressed for the proclamation of the Hungarian youth, with its list of their political demands, to be broadcast. Armed conflict broke out at the block of buildings next to the Radio building. Hungarian troops ordered to the spot by Gerő’s ‘Military Committee’ handed their weapons over to the demonstrators, some of them also participating in the siege of the Radio Station themselves.
At the same time, another huge cheering crowd toppled the enormous Stalin statue in City Park and hauled its several pieces through the centre of the city. With this, the Hungarian Revolution, apparently unplanned and without leaders, had started. There is some evidence that hard-liners in Moscow and Budapest decided in the summer to ignite a small-scale conflict, in order to finally do away with the Imre Nagy faction of the Party and to teach a lesson to the ‘hot-headed Hungarians’. Kodolányi has concluded from this and other scraps of evidence that:
Provocation was certainly an element in igniting the spirits of Hungarians – but the outcome, an armed revolution that humbled the Soviet Army units stationed in Hungary was certainly not in the calculations of the masterminds of the Kremlin and Gerő.
As a source for other elements of the 1956 events, Hannah Arendt’s Reflections on the Hungarian Revolution is often referred to as a positive appreciation of the 1956 events. She argued that the Revolution itself was not a mere response to probable provocation, but an immense surge of soul and community wisdom in a whole nation, an event that remained unique in modern history.
In search of a political solution, Gerő and his friends brought in Imre Nagy on the night of 23 October to become Prime Minister for a second time. That was certainly unplanned, as Nagy was on holiday at the time and was pathetically out of touch with the situation, addressing the hundreds of thousands waiting to hear him on Kossúth Square in the late evening with “Comrades!” They booed him for this, but Nagy was not yet ready to accept the leadership of a non-Communist Revolution, and certainly not an anti-Soviet one, despite strong pressure from some intellectuals.
Indeed, a report written by Sefton Delmer which appeared in the Daily Express on 24 October emphasised the seemingly ‘orthodox’ nature of the demonstrations on 23 October:
The fantastic, and to my mind, really super-ingenious nature of this national rising against the ‘Hammer and Sickle’, is that it is carried out under the protective red mantle of pretended communist orthodoxy. Gigantic portraits of Lenin are being carried at the head of the marchers. The purged ex-premier Imre Nagy, who only in the last couple of weeks has been re-admitted to the Hungarian Communist Party, is the rebels’ chosen champion and the leader whom they demand must be given charge of a new, free and independent Hungary. Indeed the socialism of this ex-Premier and – this is my bet – Premier soon to be again, is no doubt genuine enough. But the youths in the crowd, to my mind, were in the vast majority as anti-Communist as they were anti-Soviet, that is, if you agree that calling for the removal of the Red Army is anti-Soviet.
In a BBC broadcast made in 1962, the revolutionary refugee Pál Ignotus recalled that…
Even those who feel strongly against the present régime … would all agree that nothing of the sort of the semi-feudalist capitalism of pre-war Hungary … should be restored. Those who sparked off the 1956 Revolution were against the then existing régime, not because they found it too socialist, but because they did not find it genuinely Socialist.
Béla Kovács, minister of agriculture in the Nagy government as a member of the Smallholder Party commented at the time:
No one should dream of going back to the world of aristocrats, bankers and capitalists. That world is definitely gone!
Bob Dent, the Budapest-based writer, having researched all the documents recently published in English on the events of 1956, has supported this view:
The attacks on the Party were attacks on its monopoly of power, not on the ideal of socialism or workers’ power as such. … It is even more difficult to find substantive evidence showing that the overall orientation was towards a capitalist restoration.
On the contrary, Dent has pointed out that the crucial role of factory workers, both in Budapest and in other towns, has been underestimated until recent research uncovered it:
The first workers’ council to appear was established outside the capital at the … iron and steel works in Diósgyőr in the industrial north-east, … on 22 October, the day before the events are usually regarded as having begun. This and similar bodies represented a form of direct democracy somewhat different from the forms of multi-party parliamentary system and from the classic Soviet-style, one-party system.
He has demonstrated how these councils outlived the crack-down by Kádár’s government and survived the initial repression which destroyed the Revolution elsewhere, on the streets and in the universities. Even Kádár himself, in a radio broadcast on 24 October, before he first joined Nagy’s revolutionary government and then formed his own with Soviet backing, recognised that the Revolution had begun ‘innocently’ enough, but was then taken over by reactionaries:
The demonstration of university youth, which began with the formulation of, on the whole, acceptable demands, has swiftly degenerated into a demonstration against our democratic order; and under cover of this demonstration an armed attack has broken out. It is only with burning anger that we can speak of this attack by counter-revolutionary reactionary elements against the capital of our country …
The fight is being waged chiefly by the most loyal unite of our People’s Army, by members of the internal security forces and police, who are displaying heroic courage, and by former partisans with the help of our brothers and allies, the Soviet soldiers.
On the following day, 25th, Ernő Gerő disappeared permanently. Kádár made another radio broadcast announcing that the Politburo had ‘entrusted’ him with the post of First Secretary of the HWPin a grave and difficult situation. He warned that the Nagy Government must conduct negotiations with the Soviet Union in a spirit of complete equality between Hungary and the Soviet Union. Over the next few days, however, with Gerő out-of-the-way, Kádár’s attitude towards the Revolution and the Government seemed to soften considerably, resulting in his joining the multi-party cabinet less than a week later. Meanwhile, Nagy kept reshuffling his government, consulting with the two ‘liberal’ emissaries of the Kremlin, Mikoyan and Suslov, who were in constant transit between Moscow and Budapest. He tried to persuade them that concessions, the admission of the most urgent national demands, would appease the fighters and open a peaceful way out of the conflict.
Turning Points & Days of Change:
Peter Unwin, the British diplomat and envoy in Budapest during the Revolution and Kádár era, and wrote a monograph of Imre Nagy, Voice in the Wilderness (1992). He wrote that of how 28-29 October represented a turning point in Nagy’s thinking, and therefore in the Revolution. On 28th, Nagy made the most significant of his radio broadcasts to date, announcing a ceasefire and the immediate withdrawal of Soviet troops from Budapest: negotiations would start about their complete withdrawal from Hungary. As soon as order was restored, the security police would be abolished. Budapest Radio also announced that the Central Committee had approved the declaration promising the end of the one-party system made by the new Hungarian Government. On 29th he fulfilled this later promise with immediate effect. With these measures, he gained attention, closing the gap between the reform communist leadership and the insurgent street-fighters.
On 30 October, it looked as if the Revolution had triumphed. A further announcement confirmed that Kádár and the Central Committee (Politburo) of the Hungarian Workers’ Party had backed the cabinet’s decision to abolish the one-party system and to place the country’s government on the basis of democratic cooperation between coalition parties as they existed in 1945. This effectively meant a return to multi-party free elections. Under these terms, Kádár became an ex-officio member of Nagy’s Government. On the 30th, Mikoyan and Suslov spent the whole day in Budapest, and when they left Budapest to return to Moscow, according to Unwin, they remained committed to supporting Nagy’s interim government and its decision to concede a more multi-party government.
Therefore, breaking with the confines of a reform communist programme, Nagy had embraced the multi-party system. The Soviet-backed Government had at first sent tanks in, then yielded and prepared to allow some freedom to the Hungarian people, within the limits of the one-party state. But Hungarians of all classes had had enough. These limits were precisely what they wanted to get rid of. The continuing disturbances and the distribution of leaflets calling for a multi-party system drove Nagy to swing away from an exclusively Communist state and to break all the guarantees of Russian security within the Warsaw Pact. “Russians go home!” was the universal cry. Kádár also had to echo it, but this was just what the Russians dared not do, and the dramatic reversal of the Kremlin’s behaviour took place on that night as the Soviet envoys were flying home.
By the time Mikoyan and Suslov arrived in Moscow, the balance in the Politburo had already tipped towards the hardliners and the Army leaders who clamoured for revenge for their humiliating losses on the streets of Budapest. Unwin summed up that it was decided that the Hungarian Revolution must be destroyed by force. It may also have been thought that Nagy could be detached from the revolutionary leaders and perhaps even put in charge of an administration that would follow Soviet orders. As it turned out, the man who could be detached was János Kádár. Imre Nagy did not move when he heard the news of new troops pouring into the country from 30 October, and began his journey towards martyrdom.
Also on 30 October, Cardinal Mindszenty was released from his life imprisonment, which had begun in December 1948. He had been badly treated while in custody. In his own account, he said that his guards had a meeting and decided to leave their watch duties, leaving him free. The following morning, he was escorted by armed civilian units to his residence in Buda’s Castle District. A crowd of well-wishers and journalists was waiting outside the building, where the Hungarian tricolour and the papal colours were flying. Although both American magazine reports and the records of the Kádár régime claim that the cardinal blessed the weapons of the freedom fighters and called for foreign intervention, the mainstream Hungarian newspapers that covered the cardinal’s arrival in detail reported no details of a statement of this kind. They simply stated that Mindszenty gave a few words of greeting to the crowd from the balcony. In his own memoirs, he said that he blessed the kneeling crowds and then entered the building he had not seen for years. He showed that he didn’t approve of the idea, expressed in slogans painted on the streets calling for a “Mindszenty government”.
The following day, 1 November, Mindszenty made it clear that he had called for the formation of a Christian Democratic Party as his price for supporting the Nagy Government. The same day he released a short press statement, broadcast on the radio, in which he said that he felt “no hatred in his heart” after his years of imprisonment. Calling the “struggle for freedom” which had taken place “unparalleled in world history”, he greeted the Hungarian youth and called for prayers for the victims. Two days later, on 3 November, the primate held a press conference at his residence in the morning before making his famous live radio broadcast that evening. In the press conference, he made it clear, to the point of irritation, that he had no intention of heading a government. However, different people interpreted his radio address in differing ways. The ‘official’ view of the Kádár régime, established the next day, was that was that Mindszenty’s radio address was a clear-cut expression of reaction and counter-revolution. János Bercz, in a work published in English at the end of the era, thirty years later, still felt able to write that in the speech Mindszenty presented his programme for the restoration of capitalism, though he didn’t quote anything from it as supporting evidence of this assertion. What Mindszenty actually said, at least according to his own memoirs, was:
“We desire to live in friendship with every people and with every country. … The old-fashioned nationalism must be revalued (‘re-evaluated?’) everywhere. … we give the Russian empire no cause for bloodshed. … We have not attacked Russia and sincerely hope that the withdrawal of Russian military force from our country will soon occur.”
After calling for a general return to work, echoing the Nagy Government, he stated that the uprising was “not a revolution, but a fight for freedom”. The post-1948 régime had been forced on the country, he said, but now had been swept away by the entire Hungarian people…
“because the nation wanted to decide freely on how it should live. It wants to be free to decide about the management of its state and the use of its labour.”
Declaring his own independence from any party, the cardinal called for fresh elections under international control in which every party would be free to nominate. But then he immediately warned everyone not to give way to internecine struggle, even adding that the country needed “as few parties and party leaders as possible”. On political and social matters in general, he affirmed that Hungary was…
“… a constitutional state, in a society without classes and … democratic achievements. We are for private property rightly and justly limited by social interests … we do not oppose the direction of former progress.
As for church matters, Mindszenty called for the immediate granting of Christian religious instruction the restoration of the institutions and associations of the Catholic Church. Towards the end of his broadcast, he asserted that what he had said was “clear and sufficient”. However, for many, it was neither clear nor sufficient. On the question of the return of church lands, for example, in his memoirs, he tried to clarify that he had meant that would be no opposition to the state of affairs which has already been proven right by the course of history, yet this addendum was far from clear either. The speech itself greatly disturbed some supporters of the Nagy government, especially his characterisation of it as “the successors of a fallen régime”. They suspected that he would like to see the government fall too, or at least the communist elements in it. If they suspected that at the time, it is hardly surprising that his words could so easily be misinterpreted and twisted by Kádár’s supporters in the days and years that followed.
Meanwhile, on 1 November, the radio had announced that the revolution had been declared a success, having shaken off the Rákosi régime and achieved freedom for the people and independence for the country. Significantly, it added that without this there can be no socialism and that the ideological and organisational leaders who prepared this uprising were recruited from a range of Communist writers, journalists, university students and members of the Petöfi Circle, as well as from thousands of workers, peasants and political prisoners. The foundation of the new Hungarian Workers’ Party was being established by János Kádár, and the announcement went on to declare that:
Either the Hungarian democratic parties will have enough strength to stabilize our achievements or we must face an open counter-revolution.
The same day, Kádár gave an interview to an Italian journalist, who asked him what type of communism he represented. His reply was: the new type, which emerged from the Revolution and which does not want anything in common with the Communism of the Rákosi-Hegedüs-Gerő group. Asked if it had anything in common with the Yugoslav or Polish type, he responded…
“… our Communism is Hungarian. It is a sort of “third line” with no connection to Titoism or to Gomulka’s Communism. It is Marxism-Leninism, adapted to the particular requirements of our country, to our difficulties and to our national problem. It is not inspired by the USSR nor by any other type of Communism, … it is Hungarian National Communism.”
As to whether this form of Communism would be developed along democratic lines, Kádár assured his interlocutor that there would be no dictatorship and that the opposition would be heard because it would have the national interests of Hungary at heart and not those of international Communism. A further brief announcement was made later the same day, by Nagy himself, informing the Hungarian population that the new government had renounced the Warsaw Pact. Apparently, in the meeting which decided on the withdrawal, Kádár had dramatically offered to fight the Russians with his ‘bare hands’. After the meeting, however, Kádár suddenly and mysteriously disappeared from Budapest. Up until that point, he had seemed to be in favour of the dramatic swing towards Hungary becoming a pluralistic, democratic state.
Nagy continued to negotiate with the democratic coalition parties on the composition of a new representative government, and with representatives of various social groups and revolutionary councils bent on establishing a new order, while General Béla Király united and consolidated the insurgent forces in a newly created National Guard. The following day, the 2nd, Nagy announced that his new government included three Smallholder members, three Social Democrats, two National Peasant Party and two Communist Party ministers, thus resembling the cabinet which resulted from the November 1945 free elections. Pál Maléter was named Minister of Defence, quickly re-establishing control of the streets. The new government was announced on the radio on the 3rd. That day, Hungary became a liberal democracy again for the first time since 1948, but it was to last only until the next morning.
Operation Whirlwind – The Empire Strikes Back:
At dawn on Sunday 4 November, Soviet forces started Operation Whirlwind, a general attack on the country and its capital, with an armoured force bigger than that of the Red Army which ‘liberated’ Budapest from Nazi occupation in 1944 and more troops than those of the Nazis who occupied Paris in 1940. The invasion marked the beginning of the end of the Revolution, almost as soon as it had succeeded. The announcement of Kádár’s new Hungarian Revolutionary Worker-Peasant Government was made later that same day from the Soviet-Hungarian border:
“… Exploiting mistakes committed during the building of our people’s democratic system, the reactionary elements have misled many honest workers, and in particular the major part of our youth, which joined the movement out of honest and patriotic intentions …
The Hungarian Revolutionary Worker-Peasant Government, acting in the interest of our people … requested the Soviet Army Command to help our nation smash the sinister forces of reaction and restore order and calm in the country.”
I have given more detailed accounts of these events in a series of articles elsewhere on this site. Here, I am more concerned to establish the extent to which the leadership of the Revolution was either non-Communist or anti-Communist. However, the life of the Hungarian Revolution had just blossomed in that fateful moment. Over the following months, the revolutionaries tried all forms of armed and peaceful resistance, of tough negotiation, of demonstrations and protest against the Kádár régime that only slowly consolidated itself by the spring of 1957. As Kodalányi commented:
The life of the revolution blossomed out in all of us Hungarians who lived through it, and in everyone in the wide world who sensed its essence together with us. A flower of spiritual life that would not fade.
One of the earliest accounts of the Revolution, The Tragedy of Central Europe, written by Stephen Borsody in 1960 (revised in 1980), summarised what happened next and how the Soviet leaders justified their action:
Upon reconquering Hungary, the Soviets installed a puppet government under János Kádár, a renegade national Communist, and re-instituted a rule of terror reminiscent of the Stalin era. To justify their bloody deed, the Soviet leaders branded the Hungarian Revolution as a ‘counter-revolution’ launched by ‘Western imperialist circles’ and led by Horthyite Fascists and aristocrats.
Contrary to this ‘branding’, writing in 1977, Domokos Szent-Iványi, one of those ‘liberal’ aristocrats, claimed that he had actually succeeded in preventing the clandestine Hungarian Independence Movement (MFM) from taking part in the Revolution. This was important to him because the pro-Rákosi Communist Party and Press had already shown their determination to put the “blame on ex-prisoners”, in particular on the so-called “Conspirators” for the fighting in Budapest and the country. Even the secret police, the ÁVH had to admit that none of the ‘Conspirators’ had actively participated. The ‘provocations’ of the Rákosi-Hegedüs-Gerő gang greatly contributed to the success of the Kádár régime in this respect, he claimed. The last meeting of a group of eight of them had taken place on 3 November, the date on which Nagy’s Government was announced, along with the declaration of neutrality. At the meeting, Szent-Iványi had outlined the current situation as he viewed it, and gave his opinion about coming events. Many of the leading members, including István Szent-Miklósy, former Major of the General Staff, and László Veress, former diplomat and press officer for the Prime Minister’s Office during the war, left Hungary within a few days of the Soviet invasion on 4 November. Clearly, the Hungarian Independence Movement, the remnant of the aristocratic Horthyite ‘liberals’, did not play a major role in the events of 1956, and deliberately so. Albeit with the benefit of hindsight, Szent-Iványi concluded that…
… As in the past… Hungary was once more abandoned in 1956 by the West Powers which believed that their interests had to be defeated around the borders of Suez and Israel and not on the Eastern bulwark of European Civilization. … Hungary must… try to arrive at some peaceful settlement and cooperation with her most powerful eastern neighbour, the Soviet Union.
Before the Soviet takeover, on the 2nd, Anna Kéthely (pictured right), President of the hurriedly reorganised Social Democratic Party, had become Minister of State in Imre Nagy’s government. Two days later, she was in Vienna attending a meeting of the Socialist International when the Soviet invasion of Hungary began. Unable to return to Hungary without facing certain imprisonment, she was given the mission by the Nagy Government of protesting to the United Nations. She testified against the invasion at the UN’s HQ in New York on 30 January 1957, as shown in the picture.
By then, of course, Nagy was a prisoner of the Soviets, tricked into leaving the Yugoslav Embassy on 22 November, where he and many members of his government had been taking refuge since the 4th, before being transported to Romania. Kéthely told the UN that she could not believe that he would have accepted his part voluntarily. Protests were made from throughout the world in the period 1956-58. In a letter to the editor of Pravda, written in January 1957, members of the British Parliamentary Labour Party, including Barbara Castle and Tony Benn, questioned the Soviet Government’s justification for its intervention in Hungary as it had appeared in the newspaper:
… your newspaper has portrayed the Hungarian uprising as ‘counter-revolutionary’. May we ask exactly what is meant by this expression? Does it include all systems of government which permit political parties whose programmes are opposed to that of the Communist Party? If, for example, the Hungarian people were to choose a parliamentary system similar to those in Finland or Sweden, would you regard that as counter-revolutionary?
… you have said that the Hungarian uprising was planned long in advance by the West and you have in particular blamed Radio Free Europe. Are you seriously suggesting that masses of Hungarian workers and peasants were led by these means into organising mass strikes aimed at restoring the power of feudal landlords and capitalists?
The philosopher Albert Camus was ostracised by Jean Paul-Sartre and his friends for his unflinching condemnation of Soviet aggression and of the West’s moral and political failure to do what could have been done on behalf of the revolutionaries and the country. In her detailed analysis of the Hungarian Revolution, Origins of Totalitarianism, recorded in 1957, the ‘libertarian socialist’ Hannah Arendt wrote:
This was a true event whose stature will not depend on victory or defeat: its greatness is secure in the tragedy it enacted. What happened in Hungary happened nowhere else, and the twelve days of the revolution contained more history than the twelve years since the Red Army had ‘liberated’ the country from Nazi domination.
Freedom and Truth – The Libertarian Legacy of 1956:
Arendt marvelled at the way in which the Revolution was initiated by the prime objects of indoctrination, ‘the over-privileged’ of the Communist system: intellectuals of the left, university students, and workers, the Communist ‘avant-garde’:
Their motive was neither their own nor their fellow-citizens’ material misery, but exclusively Freedom and Truth. …an ultimate affirmation that human nature is unchangeable, that nihilism will be futile, that … a yearning for freedom and truth will rise out of man’s heart and mind forever.
In the same spirit of optimism, she also reflected on how, ever since the European revolutions of 1848, a new order was immediately created by a freely convened gathering of citizens. The wonder of the restrained and resourceful operation of Hungary’s spontaneously formed revolutionary and workers’ councils, already referred to above, was one of the great social achievements of the Revolution of 1956. Although by their own admission, there was no direct involvement of the ‘centrist’ liberals in initiating the events of 1956, there was an unmistakable historical thread running through from the reform movements of the 1930s to the clandestine anti-Nazi resistance of 1944, to the democratic parties of the reconstruction between 1945 to 1948 and, with the memory of 1956 in their minds, to the new liberal democracy of 1989-90, despite the stupefying thirty years of János Kádár’s ‘liberal’ socialism. Arendt also observed as a unique trait of the Hungarian Revolution the unanimity of the nation in the spirit of the uprising:
The amazing thing about the Hungarian revolution is that there was no civil war. For the Hungarian Army disintegrated in hours and the dictatorship was stripped of all power in a couple of days. No group, no class in the nation opposed the will of the people once it had become known and its voice had been heard in the market place. For the members of the ÁVH, who remained loyal to the end, formed neither group nor class, the lower echelons having been recruited from the dregs of the population: criminals, nazi agents, highly compromised members of the Hungarian fascist party, the higher ranks being composed of Moscow agents, Hungarians with Russian citizenship under the orders of NKVD officers.
Echoing the United Nations Special Report of the same year, 1957, this analysis carries weight because of the widely acknowledged integrity of its author. It carries a special significance because of the Soviet propaganda, also spouted by the Kádár régime, which from its very beginning branded the events as a rebellion of fascists, anti-Semites, reactionaries and imperialists.
Nagy was eventually executed, along with Pál Maleter and Miklós Gimes, on the orders of the Russians in 1958 to appease the hard-line Chinese. In his last speech to the Court, on 14 June, Imre Nagy was determined to demonstrate his reasons for backing and then leading the Revolution:
“Twice I tried to save the honour of the word ‘socialism’ in the Danube River valley: in 1953 and 1956. The first time, I was thwarted by Rákosi, the second time by the armed might of the Soviet Union. Now I must give my life for my ideas. I give it willingly. After what you have done with it, it’s not worth anything any more. I know that History will condemn my assassins. There is only one thing that would disgust me: if my name were rehabilitated by those who killed me.”
Margaret Rooke concluded that the Revolution represented a huge swing of the political pendulum. For ten years the hand had been held by force at the extreme of Rákosi’s one-party rule, directed by the Soviet Communist Party. Suddenly it was released and immediately it swung back through the various stages of Communism past the vital point of permitting other parties to function. But when it swung up in the direction opposite to Communism, from multi-party social democracy, through social democracy to liberal democracy, that was a swing too far for the Soviet system to accommodate. The hand was stopped and then made to swing back, not being allowed to swing again for another thirty years and more. The immediate aftermath of the Revolt was repression. The writers, whose onslaught had fatally undermined Rákosi, were almost silenced. Cardinal Mindszenty, the Catholic primate, was compelled to seek asylum in the US Embassy. In 1958, the year of the trial and executions of Imre Nagy and Pál Maleter, the exile Tibor Meray wrote Thirteen Days that Shook the Kremlin, commemorating Nagy’s life and death, in which he observed:
To say that Hungary’s history had never known a leadership more thoroughly detested than this ‘Revolutionary Workers’ and Peasants’ Government’ would be in no way an exaggeration … Little by little the rule of the Rákosi-Gerő clique was restored … The activities of Kádár Government soon gave the lie to the glowing promises with which it assumed power.
However, there was virtually no Communist Party with which Kádár could run the country; it had sunk in numbers from 900,000 to 96,000, most of them being Stalinists and/or careerists hated by their fellow Hungarians, who were therefore unreliable supporters of Kádár. After 1961, he could afford to relax rigid controls, and although collectivisation was eventually insisted on, the collective farms were more like state-controlled co-operatives, with working shareholders running them. Entrance to university was no longer confined to the children of workers, peasant and Communist intellectuals. George Lukács, the country’s greatest philosopher, was again allowed to publish his works. An agreement with the Churches, to which sixty per cent of the population belonged, was reached. An amnesty was declared for all 1956 refugees. In 1962, George Páloczi-Horváth, an exile from 1956, broadcast this on the BBC:
When we were marching on that revolutionary protest march, if anyone had told us that in five or six years life would be in Hungary as it is now, we would have been very pleased, because it would have accomplished a great deal, if not everything we wanted to achieve.
In 1968 the New Economic Mechanism officially introduced private incentive and individual enterprise into the economy. A degree of pluralism was re-introduced when trade unions were given more power and non-Party candidates were allowed to stand in parliamentary elections. However, only the Communist-dominated Fatherland Front was allowed to exist. But 1968 also showed the realities of power under the layers of growing prosperity and individual freedom. Hungary was compelled to send some its forces to Czechoslovakia in support of the Soviet intervention there against Dubcek’s liberalisation (see the picture below).
The cage may have been made more comfortable, but the bars were still there and the keeper kept his eyes open. In the 1970s, Hungary enjoyed a massive rise in living standards. The new co-operatives made peasants’ incomes higher than workers’ ones. Hungary had ‘weekend cottage socialism’.
In a material sense, and in terms of the personal and national autonomy of Hungarians, Kádár had succeeded, even if at the expense of the alleged results of prosperity – apathy, lack of high ideals, money-grubbing and high rates of divorce, abortion and suicide. In 1974, William Shawcross wrote Crime and Compromise, in which he summed up Kádár’s position in Hungary:
Out of the rubble of the Revolution which he himself had razed, he has somehow managed to construct one of the most reasonable, sane and efficient Communist states in the world. Hungarians now speak, not only ironically, of their country as the ‘gayest barracks in the Socialist camp’ and praise Kádár for making it so. … Hungary today is personified by Kádár and many Hungarians are convinced that without him their country would be a very different and probably far worse place to live.
Writing in 1977, Domokos Szent-Ivanyi commented that…
… from 1956, the Kádar régime was able to win the confidence both of the Hungarian people and of the Soviet Union and has brought peace to the country and its inhabitants.
Nevertheless, for many intellectuals, the continuing limitations on freedom of speech and action reminded them that there were still taboos in place. The first of these concerned Hungary’s links with the Soviets and foreign policy questions itself. It was generally well-known that it was Nagy’s announcement on Hungary’s neutrality, detailed above, that had changed the stakes in the Revolution itself, rather than the previous announcement of a multi-party government and promise of free elections. Secondly, it was forbidden to criticise the armed forces in any way, as well as the judiciary and the internal security organs. Thirdly, it was not permitted to criticise any living individual by name. The reason for this was the need for ‘cadre responsibility’ so that no-one needed to worry about being attacked from outside the Party. Fourthly, certain facts and subjects could not be subjected to sharp criticisms. These could be made in anecdotes, satire or by means of technical analysis, but not in a direct, radical manner.
In October 1981, Gordon Brook-Shepherd wrote an article for the Sunday Telegraph in commemoration of the twenty-fifth anniversary of the Revolt. He travelled beyond Budapest to hear survivors from a feudal world … declare that, although Communists were all atheists, Kádár himself was ‘a good man’. Moreover, things were better then than they used to be, This verdict came from a family who had made their daughter break off her engagement to a purely because the fiancé was the son of a local party boss. Brook-Shepherd found that for many ‘ordinary’ Hungarians, much of the ‘fine talk’ about ‘freedom’ was an irrelevance:
Freedom for them today is defined as a weekend house, a better apartment in the city, a shorter wait for a better car, more frequent foreign travel and for the intellectuals (as one of them put it to me), ‘the privilege to go on censuring ourselves’. If you do not get what you like, you eventually like what you get.
In 1986, the English Language version of Sándor Kopácsi’s In the Name of the Working Class was published in Toronto. As Budapest’s Chief of Police, Kopácsi was ordered to suppress the uprising, but the former Communist partisan defied the Stalinist authorities and then joined the Revolution under Imre Nagy. He was given a sentence of life imprisonment by the same Court which sentenced Nagy, Maléter and Gimes to hang. Kopácsi’s book makes it evident that the Revolution was initially a Communist uprising, as other sources quoted here suggest, begun not to deny but to fulfil what its participants believed to be true Marxist-Leninist ideas. But in his 1986 Foreward, George Jonas admitted that…
It is hard to say whether originators of the uprising realized at the time that events might carry political reform in Hungary much further, not in the direction of ‘fascism’ – this was simply not on the cards in 1956 – but in the direction of liberal democracy. It is hard to say whether the reformists considered at the time (as the Kremlin certainly did) that if the revolution succeeded Hungary could end up as a genuinely non-aligned parliamentary democracy whose freely elected governments might include no Marxist parties at all.
In fact, even János Kádár, according to a broadcast on Budapest Radio on 15 November 1956, had admitted that, while his Government hoped to regain the confidence of the people, it had to take into account the possibility that we might be thoroughly beaten at the election. Of course, that election was never held because Khrushchev and the Politburo saw ‘democratic Communism’ as a contradiction in terms. They knew, as did Kádár, that Communism and real political freedom were not compatible for the simple reason that, if free to choose, the people in European countries such as Hungary, were not likely to choose Communism. The Soviet leaders were not willing to risk this, nor even an independent Communist régime. One Tito was quite enough, as far as they were concerned. Idealist reform-communists like Imre Nagy identified the dangers differently. They argued that a thaw in the icy grip of the Soviet Union was necessary to avoid a complete popular rejection of the Communist model. Nagy and his collaborators supported the Uprising in Hungary in order prevent one. As Jonas points out:
Nagy and his followers wanted to rescue the system. They believed that allowing events to take their course, following the clear desires of the Hungarian students, workers, soldiers and intellectuals was the best way to rescue it. They also hoped that the Soviet Union might permit this to happen. They were probably wrong in their first belief and undoubtedly wrong in their second.
… In our century the cause of the Marxist-Leninist state – unlike fascism or other totalitarian movements – succeeded in attracting many humane and intelligent people such as Colonel Kopácsi or Imre Nagy. In a sense, therein lies the tragedy of Communism; in a sense, therein lies its danger…
On 23 October 1988, we heard an announcement by the HSWP that the events of 1956 were no longer to be viewed as a ‘counter-revolution’. The following spring, a commission of historians agreed that the term, ‘people’s uprising’ was appropriate, and this was a signal factor in sparking the series of ‘liberalisations’ which followed in 1989. Bob Dent has commented on the connections between the events of 1956 and those of 1989:
… there were overlaps between the goals of 1956 and 1989-90: the idea of national independence, the demand for a multi-party system, a free press and the end of all forms of dictatorship. But … in some significant respects, 1989-90 … was simultaneously both more and less than 1956. … it involved elements not present thirty-three years previously and omitted others which were.
Authors have rarely reflected deeply themselves on Hannah Arendt’s comments about the ‘direct democracy’ of the workers’ councils as being at the core of what was positive. Bob Dent has pointed out that:
For ‘the West’, the workers’ councils did not fit neatly into any ‘acceptable’ category. In so far as they were ‘anti-Soviet’ or ‘anti-communist’, or perceived as such, that was fine. If they were in favour of liberal reforms such as the introduction of free speech, a multi-party system and parliamentary elections, that was also fine. But it was not quite ‘acceptable’ if they were, as they actually were, ‘anti-capitalist’ and ‘pro-socialist’, even ‘revolutionary’ in the sense that they were firmly in favour of maintaining social ownership of property and putting it under workers’ management. … The Hungarian workers’ councils have been neatly described as ‘anti-Soviet soviets’, and for many that apparently contradictory notion has not been easy to digest, neither in post-1989 Hungary nor indeed elsewhere – therefore easiest, perhaps, to ignore them.
On the other hand, the events of 1989-90 clearly went far beyond those of 1956 in the popular desire to accelerate privatisation and develop a free-market economy. Ideas of ‘rejoining Europe’ in 1989 were not part of the objectives of 1956, nor was the idea of joining NATO – the demand in 1956 was simply for neutrality, but at that time it proved to be an impossible demand. But Gyula Kodolányi, as Senior Adviser to the first freely elected Prime Minister of Hungary in 1990, József Antall, heard the democratic legacy of 1956 frequently referred to by leaders such as Chancellor Kohl, President Chirac and President Havel: the Hungarian Revolution of that year had made an indelible mark in their political development. They immediately trusted the reformers of 1989-90 as inheritors of that tradition, and that aura made a favourable climate which made the process of Hungary’s return to Europe a matter of continuing the course set in 1956. Thus, the achievements of that autumn formed a ‘spiritual constellation’ which guaranteed the régime change of the later years, not just in Hungarian hearts and minds, symbolised by the reburial of its ‘martyrs’, but in international relations too. In 1989-90, world leaders recognised the significance of the Revolutions of that year because of their own initiation into the idea of freedom by the Hungarian Revolution of 1956.
Sources:
Bob Dent (2006), Budapest 1956: Locations of Drama. Budapest: Európa Könyvkiadó.
Bob Dent (2008), Inside Hungary from Outside. Budapest: Európa Könvkiadó.
Margaret Rooke (1986), The Hungarian Revolt of 1956: János Kádár – traitor or saviour? York: Longman Group.
Sándor Kopácsi (1986) (Translated by Daniel & Judy Stoffman, with a foreword by George Jonas), In the Name of the Working Class. Toronto & London: Fontana.
Marc J Susser (2007), The United States & Hungary: Paths of Diplomacy, 1848-2006. Washington: US Department of State Bureau of Public Affairs.
István Bart (1999), Hungary & The Hungarians: The Keywords – a Concise Dictionary of Facts and Beliefs, Customs, Usage & Myths. Budapest: Corvina.
Gyula Kodolányi (2016), ‘ “With Nine Million Fascists” – On the Origins and Spirit of the Hungarian Revolution’ in Hungarian Review, Vol. VII, No. 6, November 2016. Budapest: György Granasztói/ Danube Institute.
Lines of Demarcation – Neutral zones (November 1918-March 1919)
Revolution and Reaction – Left and Right, 1919-20:
Following the end of the First World War, the collapse of the Habsburg Dual Monarchy, and the chaos which followed under the Károlyi government in Hungary, the Party of National Union, established by magnates and experienced politicians in 1919, and led by the Transylvanian Count István Bethlen, wanted to restore the pre-1914 relations of power. While they realised the need to improve the conditions not only of the ‘historic middle class’ but also the peasantry and the urban working classes, they adamantly rejected the radical endeavours of the ‘immigrant intelligentsia’. This term was, of course, their euphemism for the Jewish middle classes. They also envisaged the union of the lower and the upper strata in the harmony of national sentiment under their paternalistic dominance. A more striking development was the appearance of political groups advocating more radical change. Rightist radicalism had its strongest base the many thousands of demobilized officers and dismissed public servants, many of them from the territories now lost to Hungary, to be confirmed at Trianon the following year. In their view, the military collapse and the break-up of ‘historic Hungary’ was the fault of the enervated conservative liberalism of the dualist period, which they proposed to transcend not by democracy and land reform, but by an authoritarian government in which they would have a greater say, and measures aimed at the redistribution of property in favour of the ‘Christian middle class’ and the expanse of mobile, metropolitan capital, with its large Jewish population. Groups such as the Hungarian National Defence Association, led by Gyula Gömbös, had been impatiently urging the armed defence of the country from November 1918.
For the time being, however, the streets belonged to the political Left. Appeals from moderate Social Democrat ministers for order and patience evoked the contrary effect and served only to alienate the disaffected masses from them. Their new heroes were the Communists, organised as a party on 24 November 1918 by Béla Kun, a former journalist and trade union activist recently returned from captivity in Russia. Within a few weeks, the Communist Party had acquired a membership of over forty thousand, and by January 1919 a range of strikes and factory occupations had swept across the country, accompanied in the countryside by land seizures, attempts to introduce collective cultivation and the demand to eradicate all remaining vestiges of feudalism. While the radicals of both the Right and the Left openly challenged the tenets of the new régime, Károlyi’s own party effectively disappeared. Most of the Independentist leaders left the government when Jászi’s plan to keep the nationalities within Hungary was aborted. The main government party were now the moderate Social Democrats, struggling helplessly to retain control of the radical left among their own members who constituted an internal opposition to Károlyi’s government and were influenced by the communists.
The growing pressure from this radical left and the loss of territory undermined the Károly régime. The communists, led by Kun, forced Károly to resign and the Hungarian Soviet Republic came into being on 21 March 1919, with a bloodless assumption of power. It lasted for 133 days. It began with not inconsiderable success when Soviet Hungary quickly linked itself to the Bolshevik aim of worldwide revolution which the war created and which looked at the time to be taking hold and spreading. Instead of redistributing land, Kun nationalised large estates and thus, by giving priority to supplying the cities and by issuing compulsory requisitions for food products, he alienated the mass of the peasants. Many of the intellectual élite, who had applauded the democratic reforms of the autumn of 1918 were initially drawn to the attractive goals of the Soviet Republic. They included not only Communists like Lukács, who became ‘People’s Commissar for Education’, but also members of the Nyugat circle who held positions in the Directorate of Literature, as well as Bartók and Kodály, who became members of the Directorate for Music. Gradually, however, most of these figures became disaffected, as did the middle classes and intelligentsia. Gyula Szekfű, a historian and one of the professors appointed to the University of Budapest, had already, by the end of July, begun work on his highly influential Three Generations (1920), hostile not only to the communist revolution but also to democracy and liberalism which he blamed for paving the way for Kun; soon after, Dezső Szabó, another early sympathiser, published The Swept-away Village, with its anti-urban, anti-revolutionary and anti-Semitic content, which were in high currency in inter-war Hungary.
The measures which were taken against the opposition, the counter-revolution, were inconsistent and alienated the middle classes. The anti-clerical measures taken by the Kun government also annoyed the traditionally devout peasants, concerned about the security of the ‘family hearth’. All of this made them more susceptible to counter-revolutionary propaganda, which did not fail to emphasise the ‘foreign’ (that is, ‘Jewish’) character of the revolution (over half of the ‘commissars’ were indeed of Jewish origin). Organised counter-revolution consisted of two groups, both of them based outside the territory controlled by the Kun government but operating through sympathisers within it: the Hungarian National Committee (Anti-Bolshevik Committee) created in Vienna in April created by all the old parties and led by Count István Bethlen (pictured below), and a counter-revolutionary government set up at Arad on 5 May, led by Count Gyula Károlyi, later moving to Szeged. Apart from these errors of Kun’s leadership, it soon became evident that the hoped-for, swift-moving worldwide revolution had come to an abrupt halt almost at its inception. The failure of the even more fragile Bavarian Revolution and the failure of the Soviet Red Army to break through on the Ukrainian front into the Carpathians to provide assistance to Kun and his supporters put paid to any fleeting chance of success that the Hungarian Soviet Republic might have had of survival.
The ever-growing group of politicians and soldiers who saw the white and not the red as Hungary’s future colour organised themselves in Vienna and in Szeged, the latter being on the edge of the neutral zone agreed with the Entente powers on 31 December 1918 (see the map at the top). The Entente regarded them with far less suspicion than Kun’s “experimental” workers’ state. They represented a conservative-liberal restoration without the Habsburgs, which was far more acceptable in the French, British and Italian statesmen who were meeting in Paris. In August 1919, a Social Democratic government took charge again, temporarily, and a large band of leaders of the Soviet Republic fled to Vienna by train. Wearing the feather of the white crane on their field caps, detachments of commissioned officers quickly headed from Szeged in two prongs towards Budapest, which, in the meantime, had been occupied by Romanian troops at the invitation of the Entente powers. A brutal sequel followed the reprisals upon which the Romanians had already embarked. Executions, torture, corporal punishment and anti-Jewish pogroms marked the detachment of ‘white feathers’ to the “sinful” capital, the main seat of the Hungarian Bolsheviks. Counter-revolutionary terror far surpassed the red terror of the revolution both in the number of victims and the cruelty they were dealt.
Following the flight and the other communist leaders to Vienna, where they claimed political asylum, Gyula Peidl, a trade union leader who had been opposed to the unification of the workers’ parties and played no role under the Soviet Republic, took office. But with the country war-torn and divided between armies, a rival government in Szeged, and the eastern part under foreign occupation, it was unlikely that the new government would last long. Although it planned to consolidate its position by rejecting the dictatorship of the proletariat on the one hand and defying conservative restoration on the other, it was still regarded by its intended coalition partners – Liberals, peasant democrats and Christian Socialists – as crypto-communist, and failed to gain recognition from the Entente powers. Assisted by the Romanian Army, which had occupied Budapest, a coup forced the government to resign after only five days in ‘power’, on 6 August 1919. The government which replaced it, led by a small-scale industrialist, István Friedrich, not only dismantled the apparatus set up by the Soviet Republic, but also the achievements of Mihály Károlyi’s democratic government, in which Friedrich had himself been a state secretary. In particular, civil liberties were revoked, revolutionary tribunals were replaced with counter-revolutionary ones, which packed the prisons with workers, poor peasants and intellectuals, and by the beginning of 1920 nearly as many death sentences had been carried out as during the ‘red terror’. The intellectual élite were persecuted; Bartók and Kodály were prosecuted, Móricz was imprisoned and several others, including Lukács, fled the country.
Meanwhile, the Romanian Army continued their ‘pacification’ of the countryside, systematically transporting cattle, machinery and the new crop to Romania as ‘war reparations’. There was also the ‘National’ Army led by Admiral Horthy, who transferred his independent headquarters to Transdanubia and refused to surrender to the government. Without any title, his troops gave orders to the local authorities, and its most notorious detachments continued to be instruments of ‘naked terror’. In three months, they may have killed as many as two thousand actual or suspected former Soviet members, Red Army soldiers, and sometimes innocent individuals who were Jews. Besides the executions and lynchings, about seventy thousand people were imprisoned or sent to internment camps during the same period. The emissary of the peace conference to Budapest in October 1919, Sir George Clerk, led finally to the withdrawal of the Romanian troops from Budapest, and their replacement by Horthy’s Army, which entered Budapest ceremonially on 16 November (see the picture below). In his speech before the notables of the capital, he stigmatised the capital as a ‘sinful city’ that had rejected its glorious past, Holy Crown and national colours for red rags. The people hoped to heal the wounds of the war and its aftermath by returning to order, authority and the so-called Christian-national system of values.
It was also due to the increasing influence of Horthy and the changes in the political balance that Clerk abandoned his initial insistence on securing an important role for the Social Democrats and the Liberals in the new coalition government whose creation the Peace Conference demanded. Since he commanded the only troops capable of maintaining order and being ready to subordinate them to the new government, it had to be an administration acceptable to Horthy personally and to the military in general. As a result, the government of Károly Huszár, formed on 19 November, the fourth in that year, was one in which the members of the Christian National Unity Party and other conservative-agrarian groups prevailed over those of the Independent Smallholder Party, the Social Democrats and the Liberals. Although the great powers insisted that voting in the national elections in January 1920 should take place by universal suffrage and secret ballot, the circumstances were unfavourable to fulfilling any illusion of a democratic outcome, according to Kontler. The Huszár government made only half-hearted attempts to ensure the freedom of the elections and the terrorist actions of the detachments of the National Army together with the recovering extreme Rightist organisations were designed to intimidate the candidates and supporters of the Social Democrats, the Smallholders and the Liberals. In protest, the Social Democrats boycotted the elections and withdrew from the political arena until mid-1922. The Smallholders and the Christian National Unity Party emerged as victors in the election.
The ‘monarchists’ were now in the ascendancy over the ‘republicans’, and they argued that the monarchy should be retained to emphasise the historical continuity and legality of Hungary’s claim to the ‘crown lands’ of King István. However, as neither the great powers nor Hungary’s neighbours would countenance a Habsburg restoration, the medieval institution of the ‘Regent’ was resuscitated and Horthy was ‘elected’ regent on 1 March 1920, with strong presidential powers. Three days later, a new coalition government of Smallholders and Christian-Nationalists was formed under Sándor Simonyi-Semadam, its major and immediate task being the signing of the peace treaty in Paris.
Restoration & Right-wing Ascendancy, 1920-1940:
The Horthy régime owed its existence less to internal support within Hungary than to international contingencies, according to László Kontler. In spite of its roots in the extreme right, it bore the imprint of the priorities of the western peacemakers that assisted at its inception, even in the 1930s, when the changing international atmosphere made it lean even more heavily back towards these roots. Admiral Miklós Horthy had played no part in politics until, in the summer of 1919, already over the age of fifty, he temporarily took the helm of the radical anti-parliamentarian aspirations of the Christian (that is, non-Jewish) middle class which wanted authoritarian courses of action.
His inclinations made him a suitable ally of Hitler in the 1930s, although he was always a hesitant one. His views were always conservative and traditionalist, rather than radical. Having restored first public order and then parliamentary government, enabling the old conservative-liberal landowning and capitalist élite gradually returned to the political scene and overshadowed the extreme right until the 1930s with the rise of fascist Italy and Nazi Germany. The restoration concerned only the élite of the old dual monarchy, but not its political system, which was more democratic, with an extended suffrage and the presence of workers’ and peasants’ parties in parliament.
At the same time, however, it was less ‘liberal’, with harsher censorship, police surveillance and official anti-Semitism of increasing intensity. The architects of this political outlook were Hungary’s two prime ministers in the period between 1920 and 1931, Count Pál Teleki and Count István Bethlen. Both of them were from Transylvanian families owning large estates and were sincere admirers of the liberal achievements of the post-1867 era. But the post-war events led them to the conclusion that liberalism had to be controlled, and they both argued that Central and Eastern Europe, including Hungary, was as yet too immature to simply graft western-style democracy onto the parliamentary system, which they nevertheless considered to be the only acceptable form of government. Teleki and Bethlen, therefore, advocated a ‘conservative democracy’, guided by the aristocracy and the landed gentry, as the proper response of the region to the challenges of the democratic age. They opposed all endeavours aimed either at the radical extension or the complete abolition of the liberal rights enshrined in the ‘parliamentarism’ of the dualist period. Kontler argues that they did so because:
Liberal democracy seemed to them a mechanical application of the majority principle, undermining political responsibility and stability. They despised communism and were suspicious of social democrats because of their campaign against private property. Finally, they opposed right-wing radical and fascist trends epitomised by Gyula Gömbös and the other ‘protectors of the race’ who thought that the parliamentary system had outlived itself and ought to be replaced by authoritarian rule which would facilitate a redistribution of economic functions at the expense of the Jewish bourgeoisie and in favour of the Hungarian Christian middle classes.
The fundamental character which the political system of the country retained until the German occupation of March 1944 emerged at this point as a result of Bethlen’s consolidation. Hungary became a parliamentary state with strong elements of authoritarianism and a hegemonic party structure, in which the institutions inherited from ‘the liberal era’ were operated in an anti-democratic fashion. The government acknowledged a lawful political opposition, consisting of Social Democrats, bourgeois liberals led by Vilmos Vázsonyi and later by Károly Rassay, and after 1930 a rejuvenated Independent Smallholder Party; and on the right, of different groups of Christian Socialists and Rightist radicals, such as the Party of Racial Defence founded by Gömbös, which seceded from the government party in 1923. However, the adjustment of interests took place, not at the sessions of parliament, but rather at conferences among the various factions within the government party; its decisions might have been criticised but were rarely changed by the opposition, which the vagaries of the system also deprived of a chance to implement alternative policies by assuming power.
“No rebellion, but neither submission”
The ‘Trianon syndrome’ also accentuated the general infatuation of all things Hungarian, easily falling into chauvinism and racism, that characterised much of public discourse throughout the whole of the Horthy era. In the beginning, the Horthy régime sought solely to correct the unquestionably misconceived and unjust territorial provisions of the 1920 Paris agreements through the revision of national borders in ways that benefited Hungary. Instead of reconciliation and cooperation in reducing the significance of the borders, it opted to the end for national, political, ideological and military opposition. The irredentist and revisionist propaganda shown in the postcards below reveal how it did not recoil from crude devices that wounded the self-esteem of neighbouring Slavic peoples who, of course, replied in kind. But the régime was differentiated from first fascist Italy and then Nazi Germany by the fact that it never even considered mobilising the masses for violent extra-parliamentary action against a post-feudal, aristocratic order, or against the ethnic and linguistic minorities, especially the Jews. Neither did it attempt a systematic regimentation of the press and cultural life in general.
In the mid-1920s, Hungary was a bourgeois conservative-liberal state living in relative peace, with a functioning parliament. It also retained many antiquated and obsolete features, but these did not obstruct moderate modernisation in the spirit of both progressive conservatism and liberalism. Public health and education reforms improved conditions in the towns and villages, where many new technical courses were offered, and an extensive network of marketing cooperatives developed under the name Hangya, (Ant). Count István Bethlen was the ‘unruffled father of the consolidation’ but Count Pál Teleki was the first prime minister, an academic geographer who was an authority on ethnic groups and economic geography (pictured below); as such, he participated, by invitation, in the first demarcation of the state borders of modern Iraq in 1924-25. At that point, Bethlen himself became the head of government. The Communist Party was illegal and the Social Democratic Party, in a pact with the Smallholder Party, renounced its agitation among the majority agrarian population in order to secure its ability to function in the cities and urban areas.
On the question of Trianon, although the British Tory governments of the mid-1920s lost interest in Central European affairs, the Hungarian cause found at least one influential and steadfast British supporter in the person of the press magnate Harold Sidney Harmsworth, Lord Rothermere who, under the charms of a Hungarian aristocratic lady, published his article, Hungary’s Place under the Sun, in the Daily Mail in June 1927. Rothermere’s proposal was that, in the interests of peace in Central Europe and the more effective containment of Bolshevism, the predominantly Hungarian-inhabited borderlands of the other successor states should be restored to Hungary. His proposal embarrassed the British government and evoked a mixed response from within Hungary itself. On the one hand, it was welcomed by the Hungarian Revisionist League of several hundred social organisations and corporate bodies; on the other hand, an ethnically inspired revision of the Treaty seemed less than satisfactory for many in official circles and was fully acceptable for the social democratic and liberal opposition. Rothermere’s intervention coincided with two developments: growing and well-founded disillusionment with schemes for peaceful revision, and the recovery of Hungary’s scope of action through the departure of both the foreign financial and military commissioners by early 1927. As soon as the surveillance was lifted, Hungary, like the other defeated countries in the First World War, began to evade the military stipulations of the peace treaty and began making overtures to both Italy and Germany.
Király útca (King Street), Budapest, in the 1920s
The world economic crisis of 1929-31 reached less-developed Hungary after a brief delay at the end of the ‘reconstruction’ period. It immediately muddied the puddles of prosperity that were barely a few years old. It set back the regeneration of Hungarian industry that had switched from a war to a peace economy and manufactured mostly consumer goods and was therefore very sensitive to the development of a buyer’s market. Not for the first or last time, it choked the agrarian economy into a cycle of overproduction. The economic crisis was not yet over but receding, when the right-wing army officer, Gyula Gömbös, pushed István Bethlen aside to become PM, and an unmistakable fascism gained ground. This was signalled by corporate endeavours, populist demagogy (including some ‘leftist’ arguments), racism and brutal violence and unbridled friendship with Benito and Adolf. After a forced and modest turn to the left dictated by consolidation, the pendulum swung to the right. And when the economic crisis ended, hopes for war kept the economy growing. Gömbös’ successor, Kálmán Darányi, announced the Győr Programme in the “Hungarian Ruhr region”, putting the heavy industry in the gravitational centre of industrial activity which served the rearmament drive previously prohibited by the Entente powers.
Changes in the international scene between 1936 and 1938 encouraged fascist organisations in Hungary. Hitler’s re-militarisation of the Rhineland only evoked consternation and protest, but no action on the part of the western powers; the German-Italian axis eventually came into existence, with Japan also joining in the Anti-Comintern Pact; General Franco’s armies were gaining the upper hand in the Spanish Civil War. At the same time, PM Darányi’s foreign minister, Kálman Kánya negotiated in vain with his opposite numbers from the ‘Little Entente’ countries during the summer and autumn of 1937 in order to secure a non-aggression pact linked to the settlement of the minorities’ problem and the acknowledgement of Hungarian military parity; and he also failed to reawaken British interest in Hungary in order to counter Germany’s growing influence. As a result, these moves only served to annoy Hitler, who, having decided on action against Austria and Czechoslovakia, nevertheless assured the Hungarian leaders that he considered their claims against the latter as valid and expected them to cooperate in the execution of his plans.
The Anschluss on 12-13 March 1938 still took the Hungarian establishment by surprise, the more so since they were expecting Hitler to cede the Burgenland to Hungary, which he proved unwilling to do. On the other hand, the German annexation of Austria was hailed among the followers of Szálasi, who despite the banning of his Arrow Cross Party shortly earlier, were able to exert formidable propaganda and political agitation. This prompted Darányi to work out an agreement with the extremists, who, in return for moderating their programme, were legalised again as the Hungarist Movement. This was too much for the conservatives as well as for Horthy himself. Darányi was dismissed by the latter on 13 May 1938 and replaced by Béla Imrédy, who had a reputation as an outstanding financial expert and a determined Anglophile and ‘Hungarism’ was averse to his political taste. Yet it was under his premiership that the Hungarian parliament stepped up rearmament by enacting the new military budget which resulted in a great economic boom: a twenty-one per cent increase in industrial output by 1939, nearly as much as the entire economic growth since 1920. It also enacted the anti-Jewish legislation prepared under Darányi, the law on the more efficient assurance of equilibrium in social and economic life established a twenty per cent ceiling on the employment of ‘persons of the Israelite faith’ in business and the professions, depriving about fifteen thousand Jewish people of jobs for which they were qualified. Some of the governing party as well as Liberals and Social Democrats in parliament, in addition to prominent figures in cultural and intellectual life, including Bartók, Kodály, and Móricz protested, while the radical Right found the measure too indulgent.
However, he was vulnerable to his political opponents, who claimed that they had discovered he had Jewish ancestry. In order to deflect attention from this accusation, Imrédy crossed over to the extreme right and became the main promoter of anti-Semitic legislation. Therefore, the main legacy of his premiership was, therefore, a second anti-Jewish law (May 5th, 1939), which defined Jews as a racial group for the first time. As it was not a definition based on religious observance, it became the harbinger of the Holocaust. People with two or more Jewish-born grandparents were declared Jewish. Private companies were forbidden to employ more than 12% Jews. 250,000 Hungarian Jews lost their income. Most of them lost their right to vote as well. I have written extensively both about the anti-Jewish Laws and Hungary’s international relations, particularly with Britain, elsewhere on this site:
Here, I wish to concentrate on Hungary’s internal politics and the domestic policies of the Horthy governments. Nevertheless, the international situation soon made it difficult for the Darányi government to follow policies independent from German influence, whether foreign or domestic. The blitzkrieg on Poland of September 1939 forced many Poles to cross the Carpathians into Slovakia (by then under Hungarian occupation thanks to the country joining the Axis alliance, and gaining – under the First Vienna accord – considerable territories in Slovakia containing significant Hungarian populations) and into post-Trianon Hungary itself. In spite of German protests, the Polish refugees who decided to remain in Hungary were made welcome, in keeping with the historical friendship between Poland and Hungary, But this brief interlude of Polish asylum, as István Lázár has pointed out represented not even a momentary halt in our country’s calamitous course. Lázár has also pointed out that although most of the Jews living in the Slovakian territories declared themselves to be Hungarian, this did nothing to improve their ultimate fate, and that many of the Hungarians who “returned home’ bitterly observed that though they had been subject to harmful discrimination as members of a national minority “over there”, on the other side of the Danube, the bourgeois Republic of Czechoslovakia did uphold civil rights and equality to a much greater extent than did a still half-feudal Hungary, whose gendarmes were abusive and where an increasingly intimidatory atmosphere developed between late 1939 and 1944.
The Death Bed of Democracy, 1941-1956.
At the beginning of this period, Pál Teleki returned to the premiership. Lázár has described him as a ‘schizoid character’ and a ‘vacillating moralist’. He supported serious fact-finding sociological investigations about conditions among the poorest members of Hungarian society, but also arrived at agreements with the extremists of aggressive racism, perhaps to take the wind out of their sails in the spirit of his own more moderate nationalism. But his plan to form a counterweight to Nazi racism by appeasing Hungarian racists was blown apart by the Regent’s decision in the spring of 1941, to allow the transit of German forces to attack Yugoslavia. Finding himself in an impossible situation, and in a genuine but ultimately futile gesture, Teleki shot himself, leaving a confused letter for Admiral Horthy, which accused ‘the nation’ of perfidiousness and cowardice in siding with the scoundrels … The most beastly nation. He blamed himself for not stopping the Regent in this. In June 1941, Hungary entered the war against the Soviet Union and subsequently with the Allied Powers. Not consulting Parliament, Prime Minister László Bárdossy had, in fact, launched Hungary into the war illegally in answer to the bombing of Kassa, which he claimed was a Soviet provocation.
By entering the war, Bárdossy and his successors as PM expected at least to retain the territories re-annexed to Hungary between 1938 and 1941, and all other aspects of the inter-war régime were intended to remain unchanged by Horthy and Kallay, who not only repudiated any communication with the Soviets, but were also unwilling to co-operate with the representatives of the democratic alternative to the Axis alliance which was beginning to take shape by the summer of 1943. This even included an exclusive circle of aristocrats around Bethlen who established a National Casino and then went on with the Liberals of Károly Rassay to create the Democratic Bourgeois Alliance with a programme of gradual reforms. Endre Bajccsy- Zsilinszky and Zoltán Tildy of the Independent Smallholder Party not only submitted a memorandum to the government urging it to break away from Germany and conclude a separate peace but also worked out a common programme of democratisation with the Social Democrats. Despite the great wave of persecution in 1942, the Communists also reorganised themselves under the cover name of ‘the Peace Party’, which made it easier for them to collaborate with anti-fascists in the Independence Movement who, at the same time, harboured anti-Bolshevik sentiments.
I have written elsewhere about the Movement, Magyar Függetlenségi Mozgalom, founded in late 1941 under the leadership of Domokos Szent-Iványi (right), whose recently published memoirs deal with the period from 1939 to 1956, though mainly up to his arrest by the Communist-led government in 1946.
The western powers would have preferred to be dealing, after the war, with a thoroughly reformed Hungary governed by a ‘popular front’ of Liberals, Smallholders and Social Democrats. While the Nazis called for an intensification of the war effort, the Hungarians tried to diminish it and to make overtures to the Allies. However, their cautious and secretive diplomacy was closely followed by the Germans, who did not permit the Hungarians to reach a separate deal. Kállay had no alternative but to continue the military co-operation with Germany, though he protected the Jews living in Hungary, including the refugees from the Third Reich. He also permitted anti-Nazi groups to re-emerge and operate more openly. Above all, he hoped to be able to surrender to Western troops, thus avoiding a Soviet invasion. The US sent the Hungarian-American Francis Deák to Lisbon with instructions to talk to the Hungarians with the objective of keeping Hungary out of Soviet control. On 1 October Roosevelt met the Habsburg Otto von Habsburg, who had remained as his guest in the US during the war and assured him that if Romania remained with the Axis and Hungary joined the Allies, the US would support a continued Hungarian occupation and retention of southern Transylvania. The Hungarian government was willing and sent a message to Lisbon to that effect.
In January 1944, the Hungarian Government authorised the Archduke to act on its behalf. An American military mission was dropped into Western Hungary on 14 March, calling for Horthy’s surrender. Twenty thousand Allied troops were then set to parachute into the country and the Hungarian Army would then join the fight against the Germans. However, these moves became known to German intelligence, which had cracked the communications code. By the time Horthy came to believe that his government could reach an agreement with the Soviets to end their involvement on the eastern front, it was again too late. On March 18th, 1944, Hitler summoned Horthy to a conference in Austria, where he demanded greater collaboration from the Hungarian state in his ‘final solution’ of his Jewish problem. Horthy resisted, but while he was still at the conference, German tanks rolled into Budapest on 19th March. Italy managed to pull out of the war, but while Horthy was still conferring at Hitler’s headquarters, a small German army had completed its occupation of Hungary by 22 March. By this time Horthy possessed neither moral nor physical strength to resist, and simply settled for keeping up appearances, with a severely limited sovereignty.
On March 23rd, 1944, the government of Döme Sztójay was installed. Among his other first moves, Sztójay legalized the overtly Fascist Arrow Cross Party, which quickly began organizing throughout the country. During the four-day interregnum following the German occupation, the Ministry of the Interior was put in the hands of right-wing politicians well-known for their hostility to Jews. I have written extensively in other articles (see the references above) about the Holocaust which followed, both in the Adolf Eichmann’s deportations of the estimated 440,000 Jews from rural Hungary and the occupied territories to Auschwitz (pictured above) and other ‘death camps’. The devotion to the cause of the ‘final solution’ of the Hungarian Gendarmerie surprised even Eichmann himself, who supervised the operation with only twenty officers and a staff of a hundred, including drivers, cooks, etc. Very few members of the Catholic or Protestant clergy raised their voices against sending the Jews to their death. A notable exception was Bishop Áron Márton, in his sermon in Kolozsvár on 18 May. But the Catholic Primate of Hungary, Serédi, decided not to issue a pastoral letter condemning the deportation of the Jews. When news of the deportations reached British Prime Minister Winston Churchill, he wrote in a letter to his Foreign Secretary dated July 11, 1944:
“There is no doubt that this persecution of Jews in Hungary and their expulsion from enemy territory is probably the greatest and most horrible crime ever committed in the whole history of the world….”
The idea that any member of the Hungarian government, including the President, or Regent, was unaware of the scale and nature of the deportations is fanciful, to say the least, as is the idea that Horthy was responsible for stopping the deportations from the countryside and/ or the capital. It is true that Horthy ordered the suspension of all deportations on July 6, but by then the Regent was virtually powerless. This is demonstrated by the fact that another 45,000 Jews were deported from the Trans-Danubian region and the outskirts of Budapest to Auschwitz after this day. The Sztójay government continued to ignore the Regent and rescheduled the date of deportation of the Jews of Budapest to Auschwitz to August 27th. What prevented this was that the Romanians switched sides on 23 August 1944, causing huge problems for the German military, and it was on Himmler’s orders that the cancellation of further deportations from Hungary was enacted on 25 August. But with the German high command preoccupied elsewhere, Horthy regained sufficient authority to finally dismiss Prime Minister Sztójay on 29 August. By then the war aims of the Horthy régime, the restoration of Hungary to its pre-Trianon status, were in tatters. The First and Second Awards and the acquisitions by force of arms would mean nothing after the defeat which now seemed inevitable. The fate of Transylvania was still in the balance in the summer of 1944, with everything depending on who would liberate the contested territories from the Germans. When Royal Romania succeeded in pulling out, the Soviet and Romanian forces combined forces began a joint attack and the weakened Hungarian Army was unable to contain them.
A later ‘reign of terror’ followed the coup which brought the Szalási Arrow Cross government to power and ended Horthy’s rule in Hungary on 15 October 1944 (in the picture, top right, Ferenc Szalási in the foreground). Following this, tens of thousands of Jews of Budapest were sent on foot to the Austrian border in ‘death marches’ (pictured below), and most of the remaining forced labourers under Hungarian Army command were deported to Bergen-Belsen. Two ghettos were set up in Budapest. The big Budapest ghetto was set up and walled in the Erzsébetváros part of Budapest on 29 November. Arrow Cross raids and mass executions occurred in both ghettos regularly. In addition, in the two months between November 1944 and February 1945, the Arrow Cross shot between ten and fifteen thousand Jews on the banks of the Danube.
Soviet troops liberated the big Budapest ghetto on 18 January 1945 (pictured above, bottom right). On the Buda side of the town, the encircled Arrow Cross continued their murders until the Soviets took Buda on 13 February.
As the front rolled westwards through Hungary, revolutionary changes were already taking place behind it. However, Hungarian society could not achieve these by its own efforts: they were brought about with the help of foreign troops. This did not mean the immediate or forceful introduction of the Soviet political system. In the summer of 1945, the diplomat Domokos Szent-Ivanyi was optimistic about the future of Hungary, arriving at the conclusion that there were still opportunities for a return to democracy which could be realised with a well-planned strategy. One of his key observations in support of this was that…
The decisive factor in the Carpo-Danubian Basin as well as in the whole of East Central Europe is, and will be for many decades to come, the Soviet Union. In consequence any solution and settlement must be made with the cooperation of the Soviets.
As to the Western Democracies they are only of secondary important to the region. In handling the problems of Central Europe, the Western Democracies had shown a frightening weakness. In spite of all previous promises and obligations, countries and individuals alike had been abandoned by the Anglo-Saxons… My opinion was that no Hungarian Government must compromise its good relationship with the Soviet Union… Even in the case of a future war in which the Soviet Union lost, the immense territory of the Russian Empire would still be there, and she would continue to be Hungary’s most powerful neighbour.
This was a prophetic statement of the course which the second half of the twentieth century would take, and indeed the first decades of the twenty-first. Of course, the ‘future war’ turned out to be a long, cold one. But first, from his point of view, Hungarian-Russian relations could only be achieved by the removal from power of the Rákosi-Gerő clique, but this must also be achieved by legal, constitutional means and not by conspiracies and intrigue, by holding and winning indisputable elections. His MFM, the ‘underground’ inheritor of the conservative-liberal democratic tradition of Bethlen and Teleki, pledged its support to the Smallholders’ Party in this transition process. When the full force of the atrocities receded, the Soviet military leadership was more inclined to trust the routine business of public administration to the experienced Hungarian officials rather than to radical organisations, including previously banned communist ones, which had been suddenly brought to life with renewed popular support. Many of the Communist veterans of 1919 had spent the past thirty-five years in exile, many of them in Moscow, and though some wanted to see an immediate reintroduction of the dictatorship of the proletariat, these individuals were discouraged by the fact that a return of a ‘conservative-liberal democracy’ rather than a ‘people’s democracy’ was already on the national agenda. This sense was soon reinforced by the arrival of delegates from the western wartime allies; British, American and French officers belonging to the Allied Control Commission were present to oversee the domestic situation in Hungary.
Although the fighting sometimes left large areas untouched, death and destruction were nationwide. According to rough calculations, the economic losses suffered during the war amounted to five times the national income of 1938, the last year of ‘outright’ peace, or forty per cent of the total national wealth. In the fighting itself, between 120 and 140 thousand people were killed and another quarter of a million never returned from captivity in Soviet Russia. They either died there or found new homes elsewhere. At least half a million Hungarians were kept in these camps for longer terms, most released after two or three years, though tens of thousands were set free only in the next decade. Of course, these losses were in addition to the loss of some 600,000 Hungarian Jews, Roma and other Holocaust victims referred to above. And then many thousands of ethnic Swabian Hungarians were either deported to Germany or taken to the Soviet Union for so-called ‘reparations’ work. Many women and girls in Budapest were raped by Red Army soldiers. In other ‘material terms’, Budapest and several hundred other settlements lay in ruins and not a single bridge across the Danube remained intact. The Nazis had plundered the gold reserves of the National Bank, most of the railway rolling-stock, machinery and other equipment, farm animals, museum treasures and a great deal of private property. What remained of food and livestock passed into the possession of the Red Army, which used them to supply their forces stationed in Hungary, as well as those in transit to the west.
These were just the basic, enforced costs and scars of war. There were many other problems related to the changing borders, mass internal migrations and emigration, racism and discrimination, economic reparations and inflation, all of which had to be dealt with by central government. Under moderate military supervision, local self-government bodies proved effective in upholding the law and new possibilities for further education opened up for the children of workers and peasants. Between 1945 and 1949 Hungary’s national political scene altered radically and violently. A dozen or so political parties revived or were established in 1945 and contested the fair and free elections of 1945. At first, everything went according to plan for the Independence Movement and the Smallholders’ Party, which overwhelmingly won both the municipal and general elections of autumn 1945.
However, straight after the general election, an argument broke out among the leading party members as to who the candidate for President should be (to be elected in the Parliament) and who should be Prime Minister. Also, they were forced into a Coalition government with the Social Democrats and Communists. The twelve parties were then quickly reduced to four by the manoeuvring and ‘salami-slicing’ tactics of the Communists. Over the course of the next year, the leaders of the Independence Movement were intimidated and finally arrested. Of the two peasant parties and two workers’ parties remaining, the Social Democrats and the Communist Party merged in 1948 to form the Hungarian Working People’s Party. As in the rest of Eastern Europe, a “people’s democracy” was then established which essentially promised to follow the peaceful path of socialist revolution. In some countries, other parties survived on a nominal basis, or in alliance with the ‘leading party’. In Hungary, however, political activity could only continue within the framework of the People’s Front.
Initially, the Smallholder-led Coalition government gave an impressive economic performance. Reconstruction proceeded quickly. Land reform benefited 650,000 landless and Smallholder peasants. Although workers wages fell to a fraction of what they had been earlier, industrial recovery was very rapid. As well as catering for the domestic market, trade began with Soviet, Czechoslovak and Romanian partners. But most of the progress of the 1945-49 period was then destroyed in the period which followed, 1949-53. The unrealistically ambitious plan targets set, the rapid pace of industrialisation and armaments production and the compulsory collectivization of the land, undermining the spontaneous organisation of cooperatives led to a deterioration of workers’ conditions at all levels and to peasants fleeing from the land, causing further ‘dilution’ of labour. It also led to a variety of further acts of intimidation of small-scale producers and the middle classes, appropriation of property and class discrimination throughout society, even involving schoolchildren. Production was emphasised at the expense of consumption, leading to directed labour and food rationing. Finally, there were the show trials and executions, which were becoming the familiar traits of Stalinist régimes.
The Congress of Young Communists – a poster by István Czeglédi & Tibor Bányhegyi
At the beginning of the 1950s, every poster displayed a pure smile or healthy muscles. Portraits of Mátyás Rákosi, the “people’s wise leader”, filled the streets.
After Stalin’s death, Imre Nagy, himself a former exile in Moscow, returned from the periphery of the party to the centre of events. In 1944-45 he distributed land in his capacity as minister of agriculture in the Debrecen provisional government; in 1953 he was prime minister, though Rákosi remained as the Party’s first secretary. Consequently, the next years failed to produce the necessary political corrections, even after the momentous Twentieth Congress of the Soviet Party. Although Nagy succeeded in putting the economy on a sounder footing and those sentenced and imprisoned unjustly were rehabilitated, Rákosi and his clique launched one counter-attack after another. At the end of his memoirs on the Hungarian Independence Movement, Domokos Szent-Iványi draws ‘telling’ conclusions about the whole period of authoritarian government in Hungary. Written with the benefit of hindsight following a decade in prison and the subsequent Revolution of October 1956, his view of recent Hungarian events had clearly shifted his view of Hungary’s place in European history, especially in relation to the Soviet Union, from those written in the summer of 1945, quoted above:
The dictatorship of Rákosi and his gang had no other support but the bayonets of the Red Army or rather the power of the secret services of the Russian Communist Party and of the Red Army. It was a situation which, within less than a decade, led to the Hungarian Revolution of October 1956, the end of the Rákosi dictatorship and a more peaceful and less disturbed period of the History of Hungary.
The period of the “Twenty-Five Years of Regency” (1919-1944), as well as the dictatorship of the Nazi supported Szálasi régime (1944) and the dictatorship of Mátyás Rákosi and his gang, supported by Stalin’s and Beria’s régime, cannot be considered or treated as independent chapters of Hungarian History. They were the continuation of Hungary’s history of the previous centuries and they do not mark the end of the natural evolution of the Hungarian people. This evolution has been determined by political and geographical factors and the future of Hungary will be influenced similarly by the same factors.
Hungary belongs to Western Civilization and she is essentially a European country. Yet, on the other hand, she had always been on the very line between Eastern and Western Civilization, and has never freed herself from Eastern influence entirely.
Sources:
László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.
István Lázár (1992), An Illustrated History of Hungary. Budapest: Corvina.
Gyula Kodolányi & Nóra Szeker (eds.) (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-1946. Budapest: Hungarian Review Books.
In his influential book, Keywords, first published in 1976 and reissued in 1988, Raymond Williams gives clear definitions of both the adjective ‘liberal’ and the noun ‘democracy’ in this much-used phrase. Leaving aside the medieval uses of the word ‘liberal’, which came into English via Latin and had a purely academic meaning,…
… the affirmation of ‘liberal’ came mainly in the late eighteenth and early nineteenth century from the strong sense of ‘Liberty’ from the mid-seventeenth century. It was used in the sense of ‘open-minded’, and thence of ‘unorthodox’ from the late eighteenth century: ‘liberal opinions’ (Gibbon, 1781).
The adjective is very clear in a modern political sense in an example Williams gives from 1801, concerning the extinction of every vestige of freedom, and of every liberal idea with which they are associated. This led to the formation of the noun as a political term, proudly and even defiantly announced in the title of an 1822 periodical, The Liberal. It was then that the term acquired it more negative connotation (for some) as referring to an unorthodox political opinion of ‘foreign’ origin. There was talk of the ‘Ultras’ and ‘Liberals’ of Paris in 1820, and some early usages were in a foreign form in English, e.g. Liberales (Southey, 1816); Libereux (Scott, 1826). The term was applied as a nickname to advanced Whigs and Radicals by their opponents; it was then consciously adopted and within a generation, it had become both powerful and orthodox. Liberality, which since the fourteenth century had carried the sense of ‘generosity’, and later of open-mindedness, was joined by political Liberalism from the early nineteenth century. Libertarian in the eighteenth century indicated a believer in free will as against determinism, but from the nineteenth century, it acquired social and political senses. By the mid-twentieth century, the term libertarian socialism was coined, which was not seen as a form of ‘liberalism’, but rather a form of ‘socialism’ opposed to centralised and bureaucratic controls. Libertarians on the ‘Right’ also share this antipathy to state control, as well as wishing to uphold individual liberties above the requirements of the central state.
In the established party-political sense, the term ‘Liberal’ is clear enough. But ‘liberal’ as a term of political discourse remains complex. It has been under regular and heavy attack from conservative positions, where the senses of a lack of restraint and lack of discipline have been brought to bear, and also the sense of a weak and sentimental generosity as being endemic to liberal views and values. The sense of a lack of intellectual rigour among ‘liberals’ has also been drawn on in academic disputations. Against this kind of attack, ‘liberal’ has often been a group term for ‘progressive’ or ‘radical’ opinions, and is still clearly used in this sense, especially in the USA. But ‘liberal’ as a pejorative term has also been widely used by ‘authoritarian’ socialists and especially Marxists. This use shares the conservative sense of a lack of rigour and of shallow and over-generous beliefs and attitudes.
To this accusation, ‘liberals’ reply that they are concerned with individual liberties, and socialists are not. But socialists have countered with the rejoinder, which is supported by the burden of historical evidence, that ‘liberalism’ is a doctrine based on ‘individualist’ theories of the relationship between man and society and therefore in conflict not only with ‘socialist’ theories of that relationship but also with social democratic ones. However, as Williams points out, if ‘liberalism’ is the highest form of thought developed within ‘bourgeois’ or ‘capitalist’ society, then ‘liberal’ can be taken to refer the mixture of liberating and limiting ideas, rather than being loosely used as a ‘swear-word’. In this sense, ‘liberalism’ is a doctrine guaranteeing certain necessary kinds of freedom, but also, and essentially, a doctrine of ‘possessive individualism’. C. B. Macpherson has used this concept to describe the way in which ‘Society’ becomes a dynamic entity of free and equal individuals relating to each other as proprietors of their own capacities and of what they have acquired by their exercise. Society, therefore, consists of an exchange between proprietors.
‘Democracy’ is, of course, an ancient Greek word, Demokratia, a compound noun based on the root words demos, translated as ‘people’, and Kratos, meaning ‘rule’. It came into English in the sixteenth century, from its French form démocratie and the middle Latin word, democratia. It was defined by Elyot, with specific reference to the Greek instance, in 1531:
… another publique weal was among the people … This manner of governaunce was called in greke ‘Democratia’, in latine, ‘Popularis potentia’, in englisshe the rule of the commonaltie.
Nevertheless, its meanings have always been complex, and everything depends on the senses which are given to ‘people’ and ‘rule’. Herodotus defined a democracy as an administration in which power was in the hands, not of the few, but of the many, and all that is opposed to despotic power has the name of democracy. Aristotle wrote:
… a democracy is a state where the freemen and the poor, being in the majority, are invested with the power of the state.
Yet much depends here on what is meant by ‘invested with power’: whether it is ultimate sovereignty or, at the other extreme, practical and unshared rule. Plato made Socrates say that …
… democracy comes into being after the poor have conquered their opponents, slaughtering some and banishing some, while to the remainder they give an equal share of freedom and power.
This particular use, indicating a form of popular class rule, is – of course – some distance from any orthodox modern ‘Western’ definition of democracy. But it does illustrate how the range of uses, near the roots of the term, makes any simple derivation impossible. ‘Democracy’ is now often traced back to medieval precedents and a given a Greek authority. But the fact is that, with only occasional exceptions, until the late nineteenth century, the term was a strongly negative term. It is only since then that a majority of political parties and groups have united in declaring their belief in it. In 1777, the American revolutionary Hamilton observed that representative democracy was not a perfect principle but a practical process …
… when the deliberative or judicial powers are vested wholly or partly in the collective body of the people, you must expect error, confusion and instability. But a representative democracy, where the right of election is well secured andregulated (is one in which) … the exercise of the legislative executive is vested in select persons … etc.
It is from this altered American use that a dominant modern sense developed. Jeremy Bentham formulated a general sense of democracy as rule by the majority of the people and then distinguished between ‘direct democracy’ and ‘representative democracy’, recommending the latter because it provided continuity and could be extended to large societies. In the mid-twentieth century, therefore, an assertion of direct democracy could be described as ‘anti-democratic’, since the first principle of ‘democracy’ is that of rule by elected representatives. Thus, the contemporary understanding of democracy involves the right to vote for representatives rather than the older, normal sense of popular power. ‘Democracy’ was still a radical or even revolutionary term in the mid-nineteenth century, and the specialised development of ‘representative democracy’ was at least in part a reaction to this.
It is from this point that the two modern meanings of ‘democracy’ can be seen to diverge. In the socialist tradition, it continued to mean ‘popular power’: a state in which the interests of the majority of the people were paramount and in which these interests were practically exercised and controlled by the majority. In the ‘liberal tradition’, democracy meant the open election of representatives and certain conditions of ‘democratic rights’ such as free speech, which guaranteed the openness of elections and political argument, discussion and debate. These two conceptions, in their extreme forms, are diametrically opposed to each other. If the predominant criterion is popular power in the popular interest, other criteria are often taken as secondary, as in the ‘People’s Democracies’, and their influence is often characterised as ‘bourgeois democracy’. But if the predominant criteria are elections and free speech, other criteria are rejected, e.g. an attempt to exercise popular power through a General Strike is viewed as being anti-democratic since democracy has already been achieved by other means. To claim ‘economic equality’ as the essence of democracy is seen as leading to ‘chaos’ or to totalitarian rule or government by trade unions.
In one characteristic use of ‘democratic’ as referring to open argument, freedom of speech and assembly are seen as ‘democratic rights’, sufficient in themselves, without reference to the institution or character of political power. This is a limiting sense derived from the ‘liberal tradition’, which in its full form has to include election and popular sovereignty, though not popular rule. To the positive opposed senses of the socialist and liberal traditions we have to add, from the late twentieth century onwards, various populist distortions of democracy, reducing the concepts of election, representation and mandate to deliberate formalities or merely manipulated forms; reducing the concept of popular power, or government in the popular interest, to nominal slogans covering the rule of a bureaucracy or oligarchy. These manipulated forms are not real democracy, Williams suggests, but they have added to the confused contemporary nature of the concept.
Putting the two words together, therefore, it would seem that a ‘liberal democracy’ as a term in modern use can be taken to refer to a nation-state which guarantees its individual citizens equal access to an open and pluralistic political discourse. To understand how this applies to Hungary today, we need first to understand how the concept has developed in the context of the modern history of Hungary.
The Hungarian Liberal Inheritance, 1828-1848:
Recently, in Hungarian political discourse, the adjective ‘Liberális’ has been used to describe ideas which are considered to be of alien, ‘Western’ origin, and therefore found objectionable by the ruling ‘Fidesz’/ Civic Alliance Party. Yet the Hungarian word for ‘liberty’ or ‘freedom’ is ‘szabadság’, which is also taken to mean ‘independence’, and the adjectival form is ‘szabadelvű’, which is used as a synonym for ‘liberális’. In the noun form it is used to describe the purpose of the Revolution which took place in 1848, which is commemorated by a National Holiday on 15 March. As István Bart (1999) has pointed out in his ‘Dictionary’ of ‘Keywords’ relating to Hungary and the Hungarians, this forradalom (revolution)…
… is such an unequivocally uplifting and ceremonious occasion in the history of Hungary, that every government, regardles of persuasion, has tried to turn it to its advantage by interpreting it to meet its own ends.
The current government is certainly no exception to this rule, interpreting it as a popular nationalist uprising against the ‘slavery’ imposed on Hungary by the foreign Austrian empire. Hungarian historians like László Kontler have seen it as the fruition of a half-century in which the radical and liberal ideas of the French Revolution penetrated into Central European political thinking. He has used the word ‘liberal’ to reference the swelling liberal sentiments in early nineteenth century Hungary, commenting that:
The experience of the three decades between the Jacobin trials and the beginning of a new contest between progressive and retrograde opinion in Hungary developed what remained of it, in terms of culture and attitudes, into a vigorous national romanticism, and in terms of sociopolitical ideas, into a programme of improvement imbued by the principles of liberalism.
The execution of Ignác Martinovics and his comrades, a water-colour by an unknown artist. On 20 May 1785, five members of the Hungarian ‘Jacobin’ movement were beheaded on the Vérmező (Bloody Meadow) in Buda. Martinovics was a Franciscan monk and philosopher. The bodies of the chief defendants in the Jacobin trial were finally uncovered in 1914, with their heads placed at their feet.
Hungarian governments began to challenge the power of the feudal nobility, and though it was a formidable task to persuade the masses of petty nobility that they would in fact gain from losing the only thing that distinguished them from the peasantry: their privileges. Although their situation exposed them to the machinations of the government, it was at least possible to win part of them over to the rest of the ‘liberal programme’; equality before the law, civil liberties, representative and responsible government. Kontler goes on to argue that the new corporate constitution and the reform projects of the 1790s at the committee sessions of 1828-1830 created a space in which the ‘liberal nobility of the Age of Reform attempted a peaceful transition to modernity’.
Count István Széchenyi was the first of the dominant personalities of that ‘age’ to appear on the ‘stage’. He was an extensive reader of the modern classics of social and political thought from Rousseau through Adam Smith to Jeremy Bentham and travels in Western Europe, Italy and the Balkans awoke him to the backwardness of his own country. Like his father, he was particularly impressed by the laws, institutions, manners and social system of England. Already by the 1820s, Széchenyi frustration with feudal Hungary had led him to become one of the founders of the Liberal Magnates Club at the Diet and a well-informed and disdainful critic of the policies of the Holy Alliance against the liberal movements and freedom fighters in Spain, Italy and Greece. He also abhorred violence and revolution, but his attempt to mediate between the court and the nation in the transition from absolute to representative government was rejected by Chancellor Metternich, who was still determined, in 1825, to work with the old reactionaries rather than the ‘new’ reformers.
A lithograph by V. Katzler, 1860. His chief project is omitted from the circle of pictures, the one to which he sacrificed most of his wealth – the Hungarian Academy of Sciences, which stands on the Pest side of the Chain Bridge, close to the Parliament House.
Within liberalism, political concepts started to diverge, which led to a gradual separation between Széchenyi and his close friend and political associate, his companion on his travels in the 1820s, the Transylvanian Baron Miklós Wesselényi. Unlike Széchenyi, Wesselényi found not only that the redemption of the serfs’ feudal obligations should take place under state supervision, but also that social change ought to be accompanied by the dismantling of absolutism – on which he laid the blame for backwardness – and the creation of a monarchy with civil liberties. In 1839, the increasingly influential opposition, now led by Ferenc Deák, insisted on putting and keeping on the Diet’s agenda the issue of freedom of expression. Deák, with the assistance of a group of liberal magnates led by in the Upper House, including, besides Széchenyi, Count Lajos Batthány, Baron József Eötvös and others, managed to secure the refusal of the Diet to discuss taxation and recruitment before the issue of freedom of expression was settled. In addition, a half-century-long process towards the emancipation of the Jews started by permitting them the (almost) free choice of their residence, trade or profession and the ownership of real estate. Laws relating to commerce, industry and banking passed in 1840 created a legal framework which stimulated the development of Hungarian capitalism for several decades.
Ferenc Deák (1803-1876), in a painting by Bertalan Székely, 1869
In the 1840s, associations for charitable purposes, social service, self-help economic or cultural improvement proliferated and contributed to the disintegration of the barriers between the estates. The combined membership of the approximately six hundred associations in Hungary and Transylvania might have reached a hundred thousand by 1848. Some of the over two hundred ‘casinos’ and reading societies, with tens of thousands of members, became thoroughly politicised and were hotbeds of the political parties that arose in 1846 and 1847. An enthusiastic supporter of Wesselenyi, Lajos Kossúth, a young jurist and scion from a landless noble family been arrested in 1837 and spent his three years in prison reading classics of politics and economics and learning English. He emerged from captivity with strengthened determination and great charisma, launching a new liberal newspaper, Pesti Hírlap (Pest News) in January 1841. The government hoped that Kossúth’s radical enthusiasm would split the ‘liberal movement’ and that, through censorship, he could be kept under control. However, these traditional methods were fully unequipped to cope with the difficulties posed by Kossúth’s entirely new type of political journalism.
The experimental railroad at Köbánya: 1829 engraving. The first ‘real’ railroad track between Pest and Vác was completed in 1846. In the first half of the nineteenth century, Hungary was trying to catch up with other European countries intellectually and technologically. But by the end of the century, it had carved out for itself a leading in its machine industry which also served its rapidly developing electrification. The First World War brought these developments to an abrupt end.
During the first few months of the existence of Pesti Hírlap, the editorials exposed the most soaring cases of social injustice, such as the backward and humiliating practice of flogging peasants at the behest of overbearing landlords. Kossúth’s antidote was a true ‘union of interest’ through social and political emancipation, a more equitable distribution of burdens and economic modernisation, and cited examples from the experience of capitalism and political liberalism in Western Europe and America. Instead of the aristocracy, he considered the ‘nobility of middling rank’ as the vehicle of the reform process, which he found, or rather hoped, to be sufficiently imbued with an enlightened and ‘liberal spirit’ to push through his programme. Kossúth’s propaganda also resulted in the rise of local Buy Hungarian! movements and he was elected director of the National Protectionist Association established by distinguished liberal aristocrats in 1844. All this contributed to nationalist and separatist sentiments, and Pesti Hírlap encouraged the process of Magyarisation, although Kossúth also warned against the violent propagation of the Hungarian language.
The aristocratic new conservatives (or ‘cautious progressives’ as they dubbed themselves) urged a united front of the propertied classes against the propertiless, led by Kossúth, whom they saw as intoxicated by ‘poorly digested liberal and radical maxims’, and hoped to drive a wedge between him and figures like Széchenyi (pictured right), Batthány and Deák. Széchenyi, in particular, did not need stimuli to turn against Kossúth, whom he attacked in a lengthy pamphlet, The People of the Orient, as early as 1841. The conflict between the two dominant personalities of Hungary’s transition to modernity is one of the factors which raises the process to a dramatic pitch, and naturally one of the most fruitful and often exploited topics of Hungarian historical discourse. Among other criticisms, Széchenyi berated Kossúth for what he saw as the latter’s excessive nationalism, adding that the nationalisms of the ethnic minorities were merely self-defence mechanisms in the face of Magyar dominance. These were opinions which could hardly have endeared Széchenyi to the bulk of contemporary liberals, whom he tried to win over to a ‘moderate liberal centre’, but in vain.
Széchenyi was the first to call attention to the problem of the multiple nationalisms in the Carpathian Basin, which ultimately proved to be the insoluble dilemma of Hungarian liberalism. It was a liberalism based on the concept of the extension of noble rights to non-nobles which would result in the replacement of the corporate natio Hungarica with a modern Hungarian state of emancipated citizens. Language and ethnicity were not enough, in the view of the Hungarian liberals, to constitute a nation without a historic past and a historical state. Except for the Croats, they refused to acknowledge the claim of the ethnic minorities to nationhood. Kontler has written that…
… the organising principle behind the concept of the ‘unitary Hungarian political nation’ of Hungarian liberals was that the extension of individual rights would render collective rights superfluous even in the eyes of the ethnic minorities who … would voluntarily assimilate into the Hungarian nation.
In the mid-nineteenth-century Hungarian mind, therefore, ‘liberalism’ and ‘nationalism’ went hand in glove. They were not seen as separate ideologies. The Hungarian national movement proved highly successful, especially in urban contexts, not only among the Jewish intellectuals and German burghers of Budapest but also among many Slovaks, Serbs, Greeks, Armenians and others. From the earliest times that charges of forced Magyarisation were levelled against the Hungarian political élite, there were also plenty of examples of voluntary integration as well. But as far as the views of the leading members of the movements for ‘national awakening’ among the ethnic minorities were concerned, the concept of a ‘unitary political nation’ was anathema. They stressed the role of language and ethnicity in nationhood. Hungary’s population in 1842 was nearly thirteen million, of whom under five million, less than forty per cent were ethnic Magyar. Romanians numbered 2.2 million (17%), Slovaks 1.7 million (13%), Germans 1.3 million (10%), Serbs 1.2 million (9%) , Croats 900,000 (7%), Ruthenes 450,000 (3.5%) and Jews 250,000 (2%). Only a part of each of these nationalities lived in contiguous regions or areas, the rest being inseparably intertwined with others in patchwork-like patterns, making ‘national territory’ impossible to demarcate with any precision. Against this complex background, the statement made by the Romanian historian Kogalniceanu in newly independent Moldavia in 1843 might look somewhat ominous:
I regard as my fatherland all that territory where Romanian is spoken.
The obsession with the Pan-Slav threat made the Hungarian liberals somewhat negligent of Romanian national aspirations, even though the cultivation and modernisation of the mother tongue continued under strong French and Italian influence into the second half of the nineteenth century. By the mid-1840s, the Hungarian liberal national movement seems to have emerged in full force, to some extent in competition with others in the historic Kingdom of Hungary. Opposition liberals were returned in large numbers to the Diet of 1843-1844.
However, Metternich was able to take advantage of the differences within the liberal opposition. Frustrated with the meagre results of the diet, which however included the passing of the official status of the Hungarian language, at the end of 1843 József Eötvös offered his support for the government in return for its commitment to reform. Eötvös was probably the most politically erudite and intellectually sophisticated of the Hungarian reformers of the nineteenth century. From an aristocratic family, he had travelled widely in the West in his youth and having been bankrupted in 1840, he became a professional politician and a freelance writer, and the leader of the ‘centralist’ group of liberal reformers. With the historian László Szalay and others, he idolised English Whiggery and Alexis de Tocqueville, and advocated ‘constitutional centralisation’. In addition to these ‘defections’, a national Conservative Party was founded in November 1846 which appropriated a number of the reform proposals from the liberals.
At first, therefore, it seemed as if the Habsburg court would be able to defy the ‘liberal challenge’. The rise of parties was a prelude to elections into what turned out to be the last feudal diet in Hungary opened in Pozsony (Bratislava, pictured above in a contemporary painting) in November 1847. By February 1848, a stalemate had developed at the Diet, which was only resolved under the impact of the wave of European revolutions. The revolutions of 1848 were the outcome of a combination of factors, from the general tensions arising from the conservative international system created in 1815 at the Congress of Vienna (pictured below), through the economic and financial crisis prior to 1848, to the encouragement they mutually drew from each other in a chain-reaction of upheavals across the continent.
At the same time, these mutual effects were largely superficial and symbolic, and despite the roughly common ideology the outbreak, the goals, events and the outcome of the revolutions reflected local circumstances. Nevertheless, the Hungarian revolution fitted smoothly into the chain-reaction, preceded as it was by those in Palermo, Paris, central Italy, Piedmont and Vienna, and followed by those in Berlin, Merlin, Venice, Prague and Bucharest. The real catalyst was the events of 22-25 February in Paris and the news of the overthrow of the rule of the ‘bourgeois king’ Louis-Philippe by a combination of nouveaux riches who wanted political influence, radicals who wanted to extend suffrage, and socialists who wanted social equality. These goals were clearly at variance with those of contemporary Central European liberals, but the news of the revolution which reached Pozsony on 1 March caused great excitement.
The Liberal Revolution & War of Independence, 1848-49:
Revolutionary leaders of the ‘Ides of March’, including Sándor Petöfi & Kossúth (front)
It is not my intention here to provide a detailed narrative of the events of the ‘Ides of March’ and the 1848 Revolution here, but my purpose is rather to highlight the role of the liberal movements in it. The Battyány government which moved to Pest on 14 April, was a coalition. The ‘court’ minister was Prince Pál Eszterházy, an experienced conservative diplomat. Lázár Mészáros, a hussar general appointed as minister for war, was politically unaffiliated, as was Széchenyi, who overcame his scepticism about Kossúth and his radical faction to become Minister of Communication and Public Works. The moderate liberals were represented by Deák, Minister of Justice, and Gábor Klauzál (Agriculture and Industry), the radicals by Kossúth (Finance) and Bertalan Szemere (Interior). The ‘centralist’ Liberals were represented by Eötvös (Education & Ecclesiastical Affairs). This was a government ‘of all the talents’ in William Pitt’s famous phrase, and one which remained in office longer than any other of the revolutionary administrations created in Europe in 1848. It was Hungary’s first modern government.
However, the Hungarian liberal constitution was silent on the subject of the collective rights of national minorities and established Magyar as the only language of legislation and administration in the country, thus denying any corporate rights, which were considered to be vestiges of the feudal past. Following the June elections, the Hungarian Parliament convened on 5 July. Nearly a quarter of its members had been deputies in the previous diet, and the electors seemed to acknowledge the political expertise and former services of the ‘liberal nobility’. Besides a handful of conservatives and about forty of the radicals, the overwhelming majority supported the government.
The execution of Lajos Batthány: a lithograph by Louis Noeli. Batthány, the ‘president’ of the Hungarian republican government was a great but enlightened landowner who supported measured opposition and progress through compromise. His execution was a juridical absurdity, the product of intimidation and vengeance.
The revolution was followed by a ‘War of Liberation’ or ‘War of Independence’ against the Austrian emperor in a year-long struggle which ended in October 1849 when the Hungarian Army was finally defeated by the Imperial Army, bolstered by Russian troops. Hungary’s fight for independence won the goodwill of the world, including the United States President. Hungarian emigrants and refugees were received with open arms by the Western liberal democracies, many of whom were themselves involved in a broad struggle with autocracy in the revolutions which swept across Europe in 1848.
The ‘bourgeois’ Revolutionary leader Lajos Kossúth was welcomed in New York, Washington and in Britain. The contemporary English poet, Matthew Arnold, penned his praises to the ‘liberal’ Hungarian leaders of 1848-49:
Hungarians! Save the World!
Renew the stories
Of men who against hope repelled the chain
And make the world’s dead spirit leap again!
Even twenty-five years after the defeat of the Revolution, the English poet Charles Swinburne described Kossúth as the Star of the unsetting sunset, though some contemporary conservative Hungarian politicians saw him as an irresponsible radical, particularly when he opposed their Compromise with the Habsburg autocracy as “treason” in 1867. He and his fellow radicals may not always have described themselves as ‘liberals’, but this is certainly what they were in the context of European history and historiography of the period.
The Kossúth Memorial Statue in New York (1928). In the USA, the aura Kossúth obtained through his personal tour following defeat in the War of Independence was revived through the emigration that carried waves of human beings to the New World by the turn of the century. Though this emigration was chiefly rooted in economic factors, it was invigorated by patriotic nostalgia, the “1848 state of mind” and the Kossúth ‘cult’.
Neo-Absolutism & The Compromise, 1849-1869:
Political opinion in Hungary during the years of neo-absolutism which followed the War of Independence was highly stratified, with a number of competing visions about the future of the country. There was certainly a minority willing to co-operate in the creation and operation of the institutions of the new régime. The ‘old conservative’ aristocrats, the dominant figures in the government in the mid-1840s certainly did not sympathise with the vision of the new imperial leaders in Vienna, while the ‘centralist’ Liberals, while deeply pessimistic about the fight for the full liberal programme of the Age of Reform, were also abhorred by the Habsburg repression. Whereas Kemény, in his pamphlet After the Revolution (1850) and as editor of the still influential political weekly Pesti Hírlap, urged Hungarians to return to the programme of Széchenyi, Eötvös made efforts to point out to Vienna that the ‘European necessity’ of a large state in the middle of the continent could only be fulfilled by the Habsburg monarchy if the existing historic rights were adjusted to the unity of the monarchy (through federation), and other ethnic and linguistic rights were also satisfied within that framework through the granting of autonomies.
As an archetypal ‘Central European liberal’, Eötvös used his experience of competing nationalisms to enrich the views of contemporary Western liberals like Lord Acton on the inevitable tension between the ideals of liberty and equality. The ‘dominant ideas’ of the nineteenth century, Eötvös suggested, caused so much suffering because they were misinterpretations of the true notions of liberty, equality and nationality. They were all mistaken for the idea of sovereignty, which bred conflict, whereas rightly conceived they were merely devices to protect the integrity and ensure the self-fulfilment of the individual. Instead of popular sovereignty, based on the wrong ‘dominant ideas’, it was civil liberties, primarily the right of association, that would effectively safeguard the individual and the group (including ethnic groups) against the modern nation-state.
The Hungarian delegation that negotiated the Compromise with the Austrian Emperor in January and February 1867 was headed by Count Gyula Andrássy, who enjoyed the full confidence of Ferenc Deák and Hungarian liberals as well as the royal couple, even though his name was on the list of émigrés hanged in effigy in the aftermath of 1849. Having returned to Hungary in 1857, he was an experienced politician, with an instinctive skill for brilliant improvision. Andrássy was appointed Prime Minister in February 1867. Liberal commoners, as well as aristocratic magnates, were represented in his ministry, Hungary’s third. Contemporaneously, the Austrian Emperor and court well understood that the Compromise was arguably the only way to preserve its great power status. In Hungary too, it was seen by many as the only way to secure the country’s survival. After all, three out of every ten of the imperial democratic corps and four out of ten of the Dual Monarchy’s foreign ministers were subjects of the Hungarian crown. It is therefore not surprising that Hungarian nationalists were dazzled by the prospect of governing the half of the empire whose economic and demographic dynamism might soon shift the balance of power in their favour and might even compel the Habsburg dynasty to remove its main residence and seat of power from Vienna to Budapest.
The Rise of Hungarian Liberalism, 1870-1890:
The historical tarot card game: a painting by Arthur Ferraris. Under the portrait of Ferenc Deák are Kálmán Tisza (1830-1902) and the players participating in the ‘general’s’ game, including Károly Eötvös (1842-1916), the lawyer and author who successfully defended the Jews of Tiszaeszlár who were charged with the “ritual murder of children”, Mór Jókai (1825-1904), the well-known author of prose fiction and MP. Kálmán Tisza was prime minister from 1875 to 1890, an unprecedented period in office. During this period, major political issues were settled not in parliament but at casino tables, and the political and intellectual élites were not yet separate entities.
An element of Hungary’s past cherished among liberals was the supposed parallel between the constitutional development of Hungary and that of Britain. These parallels go back at least to the time of Magna Carta, which preceded the Golden Bull of Andrew II by a mere seven years. I have written more about these links and parallels in an earlier series of articles on this site. They were popularised from the end of the eighteenth century in Hungary. At the level of domestic policy, one convincing argument in favour of the Compromise was that for the two leading nations of the Habsburg Monarchy it did represent a shift from absolutist government to liberal representative democracy, albeit with all its flaws, and for the bulk of Hungarian liberals some of these shortcomings made it more attractive than potential alternatives. Some of these limitations derived from the nature and basis of liberalism in Hungary. At its inception, it had been a ‘liberalism of noblemen’, largely directed to offset or moderate the effects of capitalist development in a predominantly rural society, priorities reflected in the way in which the dismantling of feudalism had taken place during and after the Age of Reform and the Revolution of 1848. Relations of dependence and hierarchy and traditional respect for authority were preserved in social attitudes. As Kontler has pointed out:
Liberal equality remained a fiction even within the political élite. The Compromise, which was, after all, a conservative step, checked whatever emancipationist momentum Hungarian liberalism still had. It became increasingly confined to the espousal of free enterprise, the introduction of modern infrastructure and, with considerable delay, to the secularisation of the public sphere and the regulation of state-church relations. Political power remained in the hands of the traditional élite, with which newcomers were assimilated, with roughly eighty per cent of MPs permanently drawn from the landowning classes.
The franchise only extended to about six per cent of the population throughout the period, was acceptable at the beginning but anachronistic by 1884, the year by which Britain had achieved Universal Manhood Suffrage. Most districts remained under the patrimony of local potentates and political groups, elections were rigged and there was large-scale patronage at all levels of administration. Kontler’s view is that, if Hungary’s constitutional liberty resembled that of Britain during the time of Kalmán Tisza’s premiership from 1875 to 1890, it mainly represented the Britain of Robert Walpole’s ‘whig oligarchy’ of a century and a half earlier. Yet since the Hungarian Parliament was a largely independent institution under the crown, Hungary’s constitution was freer than that of any state east of the Rhine. In addition, there was a conspicuous case of the amalgam of liberal and conservative principles and motives was the regulation of county and municipal self-government (1870). The county and municipal assemblies were acknowledged as the legitimate bodies of political discussion outside the parliament. They were entitled to address national political issues at their sessions, to make their resolutions on these issues public, to petition the government on these issues or to remonstrate against measures they deemed illegal or unsatisfactory.
The Royal Family at Gödöllö – a lithograph, 1871. Queen Elizabeth was glad to stay in Buda after the Compromise and coronation of in 1867, and especially at Gödöllö, rebuilt as a royal summer residence.
The most unequivocally liberal in spirit and letter was the 1868 law on elementary schooling, worked out by Eötvös. The appalling literacy statistics (in 1869, 59 per cent of the male and 79 per cent of the female population over the age of six were illiterate) made new legislation urgent. Elementary education for children between the ages of six and twelve was made compulsory and was to be obtained in the mother tongue. Schools were established in every locality with over thirty school-age children and there was also provision for ‘higher elementary’ education, until the age of fifteen. Over the following two decades, more than three thousand new schools were added to the nearly fourteen thousand already existing. The proportion of school attendance increased from 50% to 81%, and illiteracy dropped to 34% among men and 53% among women.
The Tisza era saw significant ‘anti-liberal’ trends emerge in parliament, though they didn’t constitute a menace to either the Tisza government or the ascendancy of the Liberal Party. One of these was political anti-Semitism, which emerged as a nascent political party which had the potential to overtake the Independence Party by targeting its voters, those who had lost out in capitalist development, a process which seemed to benefit the Jewish middle classes. Largely through immigration from Galicia and Moravia, from a modest 83,000, or one per cent of the population at the beginning of the century, the Jewish population of Hungary rose to five million or five per cent by the eve of the First World War. Immigrant Jews established family wealth by trading in corn, wood and wool. ; their sons turned it to interest in credit institutions or industrial assets, and the grandsons of the most successful bought into the titular aristocracy. They were a tiny minority among a mass of small businessmen and professionals, and they represented no competition to the livelihood of the genteel classes, which considered the civil service as the only respectable form of employment. Nevertheless, the foreignness and capitalist success of the Jews made them viable scapegoats in the eyes of an ailing gentry, in spite of the fact that they assimilated and supported the idea of the Hungarian nation-state with great enthusiasm.
“PANEMI!” (BREAD!) – a painting by Imre Révész (1859-1945), 1899. Following the liberation of the serfs in 1848, agrarian society in Hungary became profoundly segmented, and the land was very disproportionately distributed. Hundreds of thousands of village people emigrated, and agrarian-socialist movements were established. Despite technological innovation in agriculture elsewhere, in Hungary harvesting by hand remained the sole method until the mid-twentieth century.
At the height of the anti-Semitic agitation, in 1883, an Anti-Semitic Party was established, the stake being nothing less than bringing down Tisza, who was motivated by his liberal convictions and ties with the Jewish community to take a firm stand against the movement and the new party. The Independence Party resisted the temptation to join forces with the anti-Semites, who figured badly in the 1884 elections, and having been discredited by the outcome of a blood libel case, disappeared from the political scene by the end of the decade. The fall of Tisza was finally precipitated by his inability to work out a compromise on the reform of the defence forces. He had held the office of PM for fifteen years; in the following fifteen years, Hungary had seven PMs, struggling ever more helplessly to cope with the same problems. Even after his fall, Tisza remained as a dominant figure in the Liberal Party, convinced that the maintenance of ‘dualism’ was the only chance for the survival of historic Hungary with its many national and ethnic minorities. Regarded as stubborn, Tisza was a politician of stature and integrity unknown in Hungary since the eras of reform and revolution. Among the traditional élite, he might have been alone in recognising the full relevance of industrialisation and capitalism. His traditionalism, the paternalistic and aristocratic brand of liberalism he inherited from his father led him to turn to ‘disciplining’ the Hungarian people and awakening them to an awareness of where their true interests lay, in the consolidation of dualism.
The Decline & Death of Liberal Hungary, 1890-1914:
The limited liberal thrust of Tisza’s policies continued in the 1890s under the administrations of his former associates, Gyula Szapáry and Sándor Wekerle.
It was under the Wekerle and Szapáry governments that the reform of church-state relations was carried out. In Hungary, only a minority of the Catholic clergy was imbued with the spirit of the Christian Socialist movement associated with Pope Leo XIII. However, even the reformist Pope opposed the contemplated separation of Church and state in an encyclical specifically devoted to Hungary. The Church was also backed by a profoundly religious ruler in Franz Josef (seen at prayer on the right), who considered the Church one of the strongest pillars of the monarchy. It successfully resisted innovations that had been introduced in most of the western European countries a few decades earlier: civil marriages, state registrations of births and deaths, freedom of conscience and affiliation and the acceptance of Judaism as a ‘received’ faith. Against a background of intensive public interest and heated debates in parliament, these reforms were finally introduced in 1894 and 1895 and became outstanding pieces of liberal legislation in Hungary. Following this high-water mark, however, when in 1903, the Habsburg ruler turned to István Tisza to secure the continuation of the dualist system, a faction of the Liberal Party led by Andrássy the younger left the government party and joined forces with the coalition of the parliamentary opposition determined to ‘improve’ that system. The ensuing violence in parliament led to its dissolution and in the January 1905 election, the coalition headed by Ferenc Kossúth, son of Lajos and leader of the Independence Party, gained a substantial majority.
In the first decade of the twentieth century, the Social Democratic Party also gained in influence, thanks to the talented orator Dezső Bokányi and intellectuals like Ervin Szabó, an original Marxist theorist of international stature. The latter kept close links with the most articulate of all those challenging the régime including the radical democrats, who ‘raised their standard’ in the social science journal Huszadik Század (Twentieth Century), launched in 1900, and in the Society for Social Science, founded in the following year. The group, whose ranks included a number of young assimilated Jews, argued on the basis of social Darwinism and Marxist sociology in favour of universal suffrage, the elimination of ‘feudal’ remnants and the promotion of the co-operative movement among the peasantry, democratic local self-government, the extension of the nationalities law, educational reform and improved insurance schemes. They had a broad network of sympathisers from dissident Independentists through to the Galilei Circle of university students and Freemasons to respected literary figures like the prophetic poet Endre Ady. They did not emerge as a distinct political party until 1914, but their programme had already been conceived by 1907 and published by their leader Oszkár Jászi in his article Towards a New Hungary, foreshadowing the ideas in his scholarly thesis of 1912 on the nationality question: that there was a way to reconcile national independence and democratic progress, ‘the Hungarian idea and free thinking’, in the historic state transformed through reform into a ‘brotherhood of nations’.
However, the dated and old-fashioned liberalism of the previous generations defied the democratic challenge, and the progressive coalition collapsed. Some of the leaders and most of the supporters of the Independence Party, frustrated by the failure of the government to achieve the ‘national goals’, had already been alienated by 1909. The party split under the leadership of Ferenc Kossúth. In January 1910, Wekerle was forced to step down, to be replaced by the old Liberal Khuen-Héderváry. István Tisza re-emerged on the political scene at the head of a party consisting mainly of haute bourgeois and land-owning supporters of the former Liberal Party. His new National Party of Work won a convincing victory in what turned out to be the last elections in the Hungary of the dualist period in June 1910. Obstruction in parliament began again, and Tisza concluded that the strengthening of dualism and of historic Hungary as he envisaged it was no longer compatible with observing the ‘niceties of parliamentarism’.
The Parliament House, on the Danube bank on the Pest side of the river, built between 1885 and 1904
His view prevailed in the party of one-time Liberals in the spring of 1912 when Kluen-Héderváry was replaced by László Lukács as PM and Tisza had himself been elected Speaker of the House of Representatives. A mass demonstration in the capital against his hardly concealed plans degenerated into street fighting and police and protesters in which six people were wounded on ‘Bloody Thursday’, 23 May. On 4 June, the new Speaker refused to let the opposition speak, and had its protesting members removed by the police. Similar methods were used in the debate on the rather lightweight electoral reform bill, voted through in April 1913. Tisza had no doubt that there would be a major war between the Habsburg monarchy and its adversaries in the region, and laws were passed which curtailed the freedom of association, assembly and the press, prohibited republican propaganda and made it possible for the government to wield emergency powers. There were few in Hungary who recognised the dilemmas, the traps the country faced on the eve of the First World War in all their depth. As Kontler has written:
On one side of the ideological divide, Endre Ady was the greatest of them all, as he singled out with characteristic acuteness his counterpart on the other: István Tisza. In the troublesome summer of 1914, the ‘deranged man of Geszi’, as Ady called the Prime Minister after the seat of the Tisza estate, hesitated for two weeks, but in the end he gave his sanction to decisions that made inevitable the war which ultimately demolished historic Hungary in a way unwanted by any of its Hungarian critics.
By the outbreak of the war, Tisza had effectively halted the forward march of Liberal democracy in Hungary. It didn’t resume on a continuous basis until the last decade of the twentieth century.
Sources (in addition to those fully referenced in the text):
László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing House.
Edited by Sam Burnside, published by Holiday Projects West, Londonderry, 1988.
The recent ‘Brexit’ negotiations over the issue of the land border between Northern Ireland and the Republic of Ireland have made me think about my two visits to the island as an adult, in 1988 and 1990, a decade before the Belfast talks led to the ‘Good Friday Agreement’. I had been to Dublin with my family in the early sixties, but recalled little of that experience, except that it must have been before 1966, as we climbed Nelson’s Column in the city centre before the IRA blew it up to ‘commemorate’ the fiftieth anniversary of the Easter Rising. I had never visited Northern Ireland, however.
Nelson’s Column in the centre of Dublin in 1961.
A Journey to Derry & Corrymeela, June 1988:
In June 1988, while working for the Quakers in Selly Oak, Birmingham, I drove a group of students from Westhill College to Corrymeela, a retreat and reconciliation centre in the North. We drove to Belfast, being stopped by army blockades and visiting the Shankill and the Falls Road, witnessing the murals and the coloured curb-stones. Political violence in Belfast had largely been confined to the confrontation lines where working-class unionist districts, such as the Shankill, and working-class nationalist areas, such as the Falls, Ardoyne and New Lodge, border directly on one another (see the map below). We also visited Derry/ Londonderry, with its wall proclaiming ‘You are now entering Free Derry’, and with its garrisons protected by barbed wire and soldiers on patrol with automatic rifles. Then we crossed the western border into Donegal, gazing upon its green fields and small hills.
My Birmingham colleague, a Presbyterian minister and the son of a ‘B Special’ police officer, was from a small village on the shores of Lough Neagh north of Belfast. So while he visited his family home there, I was deputed to drive the students around, guided by Jerry Tyrrell from the Ulster Quaker Peace Education Project. He described himself as a ‘full-time Peace worker’ and a ‘part-time navigator’. I had already met him in Birmingham, where I was also running a Peace Education Project for the Quakers in the West Midlands. He was born in London but had come to live in Derry in 1972, where he had worked on holiday projects for groups of mixed Catholic and Protestant students. It provided opportunities for them to meet and learn together during organised holidays, work camps and other activities. He had left this in April 1988 to take up a post running a Peace Education Project at Magee College.
Magee College, Londonderry.
Jerry gave me a copy of a slim volume entitled Borderlines: A Collection of New Writing from the North West, containing prose and poems by members of the Writers’ Workshop based at Magee College, including some of his own poetry. The Workshop promoted and encouraged new writing in the North-west, and acted as a forum for a large number of local writers. In his preface, Frank McGuinness wrote of how …
… freedom is full of contradictions, arguments, the joy of diversity, the recognition and celebration of differences.
After reading the collection, I agreed with him that the collection contained that diversity and that it stood testimony to the writers’ experiences and histories, their fantasies and dreams. Its contributors came from both sides of the Derry-Donegal border we had driven over, and from both sides of the Foyle, a river of considerable beauty which, in its meandering journey from the Sperrins to the Atlantic, assumes on its path through Derry a socio-political importance in symbolising the differences within the City. However, in his introduction to the collection, Sam Burnside, an award-winning poet born in County Antrim, but living in Derry, wrote of how …
… the borders which give definition to the heart of this collection are not geographical, nor are they overtly social or political; while … embedded in time and place, they are concerned to explore emotional and moral states, and the barriers they articulate are … those internal to the individual, and no less detrimental to freedom for that.
If borders indicate actual lines of demarcation between places and … powers, they suggest also the possibility of those barriers being crossed, of change, of development, from one state to another. And a border, while it is the mark which distinguishes and maintains a division, is also the point at which the essence of real or assumed differences are made to reveal themselves; the point at which they may be forced to examine their own natures, for good or ill.
A page from an Oxford Bookworms’ Reader for EFL students.
In the short story ‘Blitzed’ by Tessa Johnston, a native of Derry where she worked as a teacher, Kevin has moved, in a fictional future (in 1998), from Derry to Manchester, to escape from the troubles, but the report of a car-bombing by the Provisional IRA in Manchester brings back memories of his encounter with a soldier in Derry as a schoolboy, fifteen years old. On his way from his home in Donegal to the Grammar School in Derry, in the week before Christmas, he had been blinded by the snow so that he didn’t see the soldier on patrol until he collided with him:
Over the years Kevin had grown accustomed to being stopped regularly on his way to and from school; to being stopped, questioned and searched, but never until that day had he experienced real hostility, been aware of such hatred. Spread-eagled against the wall he had been viciously and thoroughly searched. His school-bag had been ripped from his back and its contents strewn on the pavement; then, triumphantly, the soldier held aloft his bible, taunting him:
“So, you’re a Christian, are you? You believe in all that rubbish? You wanna convert me? Wanna convert the heathen, Fenian scum? No?”
On and on he ranted and raved until Kevin wondered how much more of this treatment he could endure. Finally, his anger exhausted, he tossed the offending book into the gutter and in a last act of vandalism stamped heavily upon it with his sturdy Army boots, before turning up Bishop Street to continue his patrol.
With trembling hands Kevin began to gather up his scattered possessions. Then, like one sleep-walking, he continued his journey down Bishop Street. He had only gone a few steps when a shot rang out. Instinctively, he threw himself to the ground. Two more shots followed in quick succession, and then silence.
He struggled to his feet and there, not fifty yards away his tormentor lay spread-eagled in the snow. Rooted to the spot, Kevin viewed the soldier dis passionately. A child’s toy, he thought, that’s what he looks like. Motionless and quiet;
a broken toy …
Then the realisation dawned as he watched the ever-increasing pool of blood stain the new snow.”
What haunted Kevin from that day, however, was not so much this picture of the dead soldier, but the sense that he himself had crossed an internal border. He had been glad when the soldier was shot and died; he had been unable to come to terms with the knowledge that he could feel like that. He had been unable to forgive not just the young soldier, but – perhaps worse – himself. The shadow of that day would never leave him, even after his family moved to Manchester. This had worked for a while, he’d married and had a child, and he had coped. But in the instant of the TV news report all that had been wiped out. The ‘troubles’ had found him again. They knew no borders.
Fortunately, this was a piece of fiction. Though there were thousands of deaths in Northern Ireland like that of the soldier throughout the troubles and bombings even after the PIRA cease-fire by the ‘Real IRA’, there was no renewal of the bombing campaigns on the mainland of Britain. But it could easily have been a real future for someone had it not been for the Good Friday Agreement.
An Easter ‘Pilgrimage’ to Dublin & Belfast, 1990:
The cover of the Longman ‘Reader’ I was given at the Dublin Conference of IATEFL.
My second visit to Ireland was at Easter 1990, shortly after moving to live and work in Hungary. I was going to attend two conferences, the IATEFL (International Association of Teachers of English as a Foreign Language) Conference which was being held in Dublin that year, and then on to Belfast to complete an unfinished project for the West Midlands’ Quakers on ‘Conflict and Reconciliation’, a pack of materials we had trialled with Religious Education teachers in schools in Birmingham and Walsall through the Christian Education Movement (CEM). It was due to be published by them and sent to members throughout the UK, but first, we needed to share the ‘community’ materials with Religious Education teachers from both Catholic and State schools in the North, and integrate the materials they had trialled with ours.
My travelling companions on the first part of the journey from Bristol to Dublin were a Quaker teacher-trainer in English Language teaching and two Hungarian primary teachers of English, one of whom worked as a mentor for the teacher-training college where I had already started work in Kecskemét in February 1990. We got the ferry from Fishguard to Rosslare, near Cork, stopping for air on the road through the beloved Preseli mountains, where the Welsh pacifist poet Waldo Williams had written about the relationship between remembrance, the people and the landscape. By the time we got to the port, we had already crossed two borders, the one formed by the old Severn Bridge, and the still visible remains of the ‘Landsker’, the ancient division between Norman Wales (later known as ‘little England beyond Wales’, south Pembrokeshire) and Welsh-speaking Wales, stretching from the ‘bluestone’ outcrop hills of north Pembrokeshire through the fishing villages of Cardigan Bay. As a student in the late seventies, I had walked the entire length of the Pembrokeshire coast path down to St David’s from here, and then from the south from St Govan’s back to the Cathedral ‘city’. On the northern coast, I had been able to practice my Welsh in the post office at Pwllderi.
On arriving in Rosslare, we got our passports out, thinking that there would be customs and border checks. My Hungarian colleagues expected to have to present theirs, as they did at every border, since Hungary had only just left the Warsaw Pact and Comecon, and it was to be another fourteen years before the newly-proclaimed republic was able to join the European Union. They, therefore, had travel visas stamped into their passports which bore the insignia and stamps of the ‘People’s Republic of Hungary’ complete with stars and other Communist symbols. The USSR was still in existence and the Cold War had not yet come to an end. It almost didn’t when the Soviet generals tried to seize power in a coup the following year. My father-in-law, a previously paid-up party member, was convinced that the Russians were coming back, a year after they’d left, and was ready to get out his little red book and service star again!
I had met these teachers for the first time two years earlier, at Easter 1988, at an International Teachers for Peace Conference in Bonn, when it became clear that Gorbachev’s era of Glasnost was enabling teachers from ‘the eastern bloc’ to travel to the west and exchange ideas. Even so, I had turned down an invitation to visit East Germany (the DDR) the following year, preferring instead to set up an exchange with these teachers from Coventry’s twin town of Kecskemét in Hungary, where there was evidence of more rapid change. One thing had led to another, and I had just married one of the teachers and moved to the town. But she was not with me on the trip to Ireland. We were all surprised, not only the Hungarians, that no-one asked to see our passports or question the gifts of salami and wine that we had brought with us to give to our hosts in Dublin. There wasn’t even a border guard to wave us through!
I don’t remember very much about the conference, apart from a rather good workshop on ‘Story-telling’ led by a Scottish teacher-trainer called Edie Garvie who had written a book called ‘Story as Vehicle’ which has continued to influence my methodology ever since. But I do remember, with great affection, the streets of Dublin, the pubs and theatres and Trinity College, where my father had trained for the Baptist ministry, based at Spurgeon’s College nearby. That was when Eire was still a dominion of the British Commonwealth, so all my father had needed, even during the war when Ireland was neutral, was a National Registration card. He took us there as a family in the early sixties, and wanted to take us for a ride on the Dublin ‘tram’. However, he was disappointed as by that time it had disappeared, to be replaced by distinctive green double-deckers. I remember joining a group of teenagers on the upper deck who were singing Beatles songs. Perhaps it was around the time they played their one concert in Dublin. In 2001, I took my own family back there to see the Book of Kells and to enjoy an Irish pub supper before boarding the ferry to Holyhead. In 1990, however, I caught a train from the station to Belfast on my own. The green and gold liveried Irish train crossed the border without stopping, the guard checking only our tickets.
Staying at Queen’s University in Belfast, we visited Lisburn (about eight miles west of the city centre) the next day, where we met the Mayor and then saw lessons at the Friends’ School, one of the few integrated schools in the province at that time. We were also taken inside the bombed-out shell of Lisburn’s First Presbyterian Church where Rev. Gordon Gray was the minister, one of the sponsors of our programme. His three-hundred-year-old church was bombed twice in the 1980s by the Provisional Irish Republican Army (IRA). It was in the process of being rebuilt and renovated after the second devastating attack, but the scars left by the Provisional IRA were plain to see, and Gordon Gray spoke calmly but passionately about the impact of the recent bombing. He had seen friends die through violence, but spiritual strength had helped him to continue on in his ministry.
An extract from the Penguin Atlas of British & Irish History (2001)
The IRA bombing of Omagh, the 1990s.
Then it was down to business. Elsewhere in the UK, Peace Education was not particularly welcomed by local authorities, though Birmingham had its own advisor. It was certainly not welcomed by the Thatcher government, who did their best to have it proscribed. Where it existed elsewhere, it was funded by Quaker charities and individual subscriptions, as was the case with my job, or subsumed into ‘World Studies’ or ‘Development Education’. But in Northern Ireland, it was supported by the UK government under the direct rule arrangements which existed before the Good Friday agreement. It was called ‘Education for Mutual Understanding’ (EMU) and funding was provided for projects like those being run by the group of local teachers and church leaders, in both Catholic and ‘Protestant’ state schools.
We had already hosted them in Birmingham, where the Inter-cultural Conflict and Reconciliation Programme (ICCARP) was founded under the auspices of the CEM. They had visited Handsworth and met our community workers, one black and one white, a policeman. Walking with them along the long main road through the district, I recognised their obvious unease as being similar to the way I had felt driving through the middle of Belfast and around the ‘peace line’ two years earlier. I remember asking the teachers about integrated education as a solution to overcoming the sectarian divide in education. The reply came that taking the churches out of secondary schools did not help bridge the divide since before young people could reach out across that divide, they had first to feel confident in their own faith traditions. This provided me with a valuable insight which I later applied to my work in Hungary, where the role of religion in schools had been suppressed for so long and RE outlawed. In Handsworth, they visited a Church of England primary school where three-quarters of the children were from Punjabi Sikh families. The parents told us that they had chosen to send their children to that oversubscribed school because of its religious foundation; because they knew that their children would receive religious education and grow up understanding Christian values.
Having concluded our proof-reading of the respective community case-based materials from the two regions, we broke up, and I returned to Birmingham via the Larne crossing to Stranraer. Again, there were no checks of any kind at the ports, no heavy-handed use of the Prevention of Terrorism Act provisions which my USI student friends had had to face in Liverpool on the way to NUS conferences at Blackpool in 1979-80. The CEM released the pack in August 1991, in time for its inclusion in school plans for the new academic year. By that time I had returned to the UK to train RE teachers in Birmingham, and I led a CEM workshop for them to try out some of the co-operative activities. By that time, our case study of Handsworth, based on the 1981 riots, was already out of date, so it was replaced with a case study on the stereotyping of Muslims in Derby.
The drive from Birmingham to Belfast is a long one, whichever route you take, but the inner, cultural journey is not so great. It is a worthwhile one, especially for someone who witnessed the 1974 Birmingham pub bombings at close hand. I could easily have been among those teenagers killed or seriously maimed that night, and the memory of it drives my determination to bring people together across cultural divides and borders. Religious traditions, be they Catholic, Presbyterian, Quaker, Baptist, Pentecostal, Sikh or Muslim are there for us to reach out from, in faith, not for us to retreat into, in fear. It is worth remembering Sam Burnside’s comment that the most divisive borders are those which we draw within ourselves. Let’s hope that doesn’t happen again after thirty years of borders being brought down and/or crossed with ease.
This is a collection of poems (and pictures) which were published in 2014 (27 July) in The Daily Mirror.
Note: Wilfred Wilson Gibson was born in Hexham, Northumberland. Originally a social worker in the East End of London, he became a private on the Western Front. His poems are usually narrative in form even when short. During the war, he was one of the first poets to introduce savage realism into his writing. He had been a friend of Rupert Brooke.
Note: Brooke’s best-known poem, one of his War Sonnets, was first recited from the pulpit of St Paul’s Cathedral on Easter Sunday in 1915. It was then published the next day and quickly became renowned as one of the finest war poems. Later the same month Brooke died from an infected mosquito bite he got a month earlier serving with the British Mediterranean Expeditionary Force. Although serving in the Navy, Brooke had fought on land in the initial campaigns in Belgium. In the picture by teenage German gunner Walter Kleinfeldt, a crucifix survives the shelling while troops lie scattered.
Note: Probably Owen’s most famous poem, though possibly not his best, Dulce et Decorum Est was written in August 1917, though it may not have been fully edited until October 1917. When he wrote it, he was recovering from shell-shock at Craiglockhart War Hospital in Edinburgh. The quotation, from the Roman poet Horace, which Owen wishes to brand as a lie, means, It is sweet and proper to die for one’s country. In the poem, he dwells on the horrible details of deaths and terrible physical effects of wounds. Owen sets out to shock civilians with unrelenting details of a man’s death from gas, which was ‘obscene as cancer’:
Note: In the following poem, Sassoon mimics civilians who try to console wounded soldiers with silly arguments. By ‘the pit’ he is referring to the depth of despair:
Note: McCrae’s famous poem first appeared anonymously in Punch on 8 December 1915. In it, McCrae imagined how the dead lying beneath the poppies of Flanders would call on future generations to sustain the causes for which they died. He was appointed to take charge of a hospital at Boulogne but died of pneumonia in January 1918 before he could take up his appointment.
Note: In the picture above, thousands gather for Armistice Day at London’s temporary cenotaph in Whitehall in 1919.
Note: After she was appointed poet laureate in 2009, Carol Ann Duffy wrote this poem to mark the death of Harry Patch, the last surviving veteran of the Great War.
Note: Since Kipling had written imperialist poetry before 1914 he might have been expected to write crudely jingoistic poetry to support the war effort; instead he wrote surprisingly bitter poetry, especially after he wrote surprisingly bitter poetry, especially after the loss of his son, a lieutenant in the Irish Guards, killed in action at the Battle of Loos. As an act of remembrance of him, Kipling helped pay for many years for the endowment which made it possible for the Last Post to be sounded every night at the Menin Gate Memorial, Ypres. He died in 1936.
This selection of poems is extracted from The Penguin Book of First World War Poetry. Harmondsworth: Penguin Books. http://www.penguin.co.uk
The Trauma of the War in the Twenties and Thirties:
The traumatic effects of loss were also clearly visible on many inter-war politicians like Neville Chamberlain (seen here, on the right, in 1923, as the new Minister of Health and Local Government) and Anthony Eden, who on one occasion, had once sorted through a heap of dead bodies to identify them.
Like Chamberlain, Prime Minister in 1936-40, most Britons feared a repetition of the First World War, so the psychological trauma resulting from the sacrifices that it eventually involved was of a different order and type, including the fear of aerial bombing. As Arthur Marwick wrote on the fiftieth anniversary of the Armistice, all war is…
… a matter of loss and gain: loss of life and limb and capital; gain of territory, indemnities and trade concessions. War is the supreme challenge to, and test of, a country’s military institutions, and, in a war of any size, a challenge to its social, political and economic institutions as well. War needs someone to do the fighting, and someone to furnish the weapons and food: those who participate in the war effort have to be rewarded. … War is one of the most intense emotional experiences… in which human beings as members of a community can be involved.
Arthur Marwick referred to a cluster of ‘sociological factors’ among the causes of the First World War, and historians have identified a similar set of causes of the Second World War, resulting from the effects of the First. What they had in mind were the psychological effects of the First World War, firstly the universal detestation and horror of war, and secondly the breakdown of accepted liberal values, a process which J. M. Roberts described as the shaking of liberal society. In western Europe in the 1920s, this was a very real and painful process, working itself out into identifiable social, cultural and political effects. T. S. Eliot’s The Waste Land (1922) was a lament on the decadence of Western civilisation in which society had become ‘a heap of broken images’, a stained-glass window shattered into countless pieces that his poem attempted to put back together. The powerful wave of patriotism which had propelled Britain and France into the War had gone, and there was nothing to replace it.
C. E. Montague, a noted leader writer and critic for the Manchester Guardian was forty-seven when he enlisted in 1914, dying his grey hair to persuade the recruiting sergeant. After his return to England, he became disillusioned with the war and, in 1922, published Disenchantment, which prefigured much later critical writing about the war. He wrote of how, on 7 December 1918, two British privates of 1914, now captains attached to the staff, crossed the cathedral square in Cologne and gained their first sight of the Rhine, which had been the physical goal of effort, the term of endurance, the symbol of attainment and rest. Although the cease-fire order on Armistice Day had forbidden all fraternising…
… any man who has fought with a sword, or its equivalent, knows more about that than the man who blows the trumpet. To men who for years have lived like foxes or badgers, dodging their way from each day of being alive to the next, there comes back more easily, after a war, a tacit league that must, in mere decency, bind all those who cling precariously to life … Not everybody, not even every non-combatant in the dress of a soldier, had caught that shabby epidemic of spite. But it was rife.
At the end of the 1920s, there was a spate of publications on the First World War. For example, Erich Maria Remarque’s All Quiet on the Western Front (1929), Robert Graves’ Goodbye to All That (1929) and Edmund Blunden’s Undertones of War (1929) had an important impact, and it was perhaps only in this 1929-35 period that the experience of the war was for the first time fully realised and digested. Allied to this growing ‘pacifism’ was a deep dislike for the old pre-1914 balance of power and alliance system, which many believed had brought about the war in 1914. The resulting loss of identity left the two Western democracies extremely vulnerable to attacks from the extreme right and extreme left at home and abroad. Just as in the approach to 1914, the ‘will to war’, so well exemplified in the literature of the time, helped to mould a climate of opinion in favour of war, so in the 1920s and 1930s a ‘will to peace’ developed which marked opinion in Britain, France and the United States which prevented an effective response to the threats posed by Italy, Germany and Japan.
In the 1930s, too, the writer Arthur Mee identified thirty-two villages in England and Wales that had not lost a man in the First World War. They were known as the “Thankful Villages”. In every other parish, there were widows, orphans and grieving parents; it is not an exaggeration to say that every family in the British Isles was affected, if not by the loss of a husband, son or brother, then by the death, wounds or gassing of someone near to them. And most of this slaughter had taken place in Europe, the birthplace of the Renaissance and the Enlightenment and, in recent centuries at least, the world’s leading continent in science, medicine and philosophy. Something was still missing in the thirties, along with the lost generation of young men, who by then would have been husbands and fathers. Just as it took families years to assimilate their traumatic losses, so the nation took decades to do the same, as has been shown by America’s more recent struggle to come to terms with the Vietnam War. Then, at a moment when Europe might finally have comprehended the events of 1914-18, it found itself at war again.
The breakdown of accepted liberal values left Britain and France in a defensive, introspective state, ill-equipped to respond to the challenge of Fascism. But when the Nazis tried to bully and intimidate Europe into submission, it made people look at the war of 1914-18 in a new light. Somehow Hitler’s actions made the motives of the Germany of 1914 seem clearer and the First World War seem more justifiable. It also made the death of all those young men in the earlier war seem all the more tragic, since the Allied politicians of 1918-39 had thrown away what little the soldiers had gained. But the revulsion from war was so strong that although public opinion in Britain and France was changing after 1936, it took a series of German and Italian successes to bring about the fundamental shift in opinion which manifested itself after Hitler’s Prague coup on 14 March 1939. Even then, the Manchester Guardian reported on 2 August that year, on the twenty-fifth anniversary of the outbreak of the First World War, that a Nazi party newspaper had compared the economic situation then with the 1 August 1914, arriving at the conclusion that the western powers were not in as good a position as they had been twenty-five years previously.
Herbert Read (1893-1968) expressed some of these confused feelings in his poem, To a conscript of 1940, which he wrote soon after the beginning of the Second World War, as the title suggests. In an unusual mood he argues that the bravest soldier is the one who does not really expect to achieve anything:
TO A CONSCRIPT OF 1940
“Qui n’a pas une fois désepéré de l’honneur, ne sera jamais un heros” – Georges Bernanos (“He who has never once given up hope will never be a hero”).
A soldier passed me in the freshly-fallen snow,
His footsteps muffled, his face unearthly grey;
And my heart gave a sudden leap
As I gazed on a ghost of five-and-twenty years ago.
I shouted Halt! and my voice had the old accustomed ring
And he obeyed it as it was obeyed
In the shrouded days when I too was one
Of an army of young men marching
Into the unknown. He turned towards me and I said:
‘I am one of those who went before you
Five-and-twenty years ago: one of the many who never returned,
Of the many who returned and yet were dead.
We went where you are going, into the rain and mud;
We fought as you will fight
With death and darkness and despair;
We gave what you will give -our brains and our blood.
We think we gave in vain. The world was not renewed.
There was hope in the homestead and anger in the streets
But the old world was restored and we returned
To the dreary field and workshop, and the immemorial feud
Of rich and poor. Our victory was our defeat.
Power was retained where powerhad been misused
And youth was left to sweep away
The ashes that the fires had strewn beneath our feet.
But one thing we learned: there is no glory in the deed
Until the soldier wears a badge of tarnish’d braid;
There are heroes who have heard the rally and have seen
The glitter of a garland round their head.
Theirs is the hollow victory. They are deceived.
But you, my brother and my ghost. If you can go
Knowing that there is no reward, no certain use
In all your sacrifice, then honour is reprieved.
To fight without hope is to fight with grace,
The self reconstructed, the false heart repaired.’
Then I turned with a smile, and he answered my salute
As he stood against the fretted hedge, which was like white lace.
A column from the East Yorkshire Regiment marches into battle.
Read was born at Kirbymoorside, in the remote eastern hills of the North Riding of Yorkshire in 1893. He earned his living for some years as a bank clerk in Leeds, before becoming a student of law at Leeds University. He joined the Yorkshire Regiment, the Green Howards, from the University Officers’ Training Corps. He fought in France for three years with the regiment and won the MC and the Distinguished Service Order (DSO). He wrote many important books on prose style, art appreciation and other cultural topics. As a poet, he was a consistent admirer of the Imagists, who revolted against what they saw as the unreal poetic language of the Georgians, making use of precise, vital images. He wrote most of his poetry in the 1930s by which time the Imagists had achieved wide acceptance.
In Memorium – Unknown & ‘Missing’ Warriors:
At the end of the war, the Empire’s death-roll had reached 900,000. More than two million were wounded. And it was only in January 1919 that another man died as the result of a bullet wound received in France in 1918, perhaps the last of the war dead. On Armistice Day, 1920, George V unveiled the Cenotaph, the “empty tomb”. It took the place of the temporary memorial that had been erected for the Peace celebrations in July 1919 (pictured above); Sir Edward Lutyens, who designed it, deliberately omitted any religious symbol because the men it commemorated were of all creeds and none. The concept of ‘ The Unknown Warrior’ was first suggested by J. B. Wilson, the News Editor of the Daily Express in the issue of 16 September 1919. He wrote:
Shall an unnamed British hero be brought from a battlefield in France and buried beneath the Cenotaph in Whitehall?
The suggestion was adopted, but Westminster Abbey, not Whitehall, was chosen as the resting place. Early in November 1920, the bodies of six unknown men, killed in action at each of the four battles of Aisne, the Somme, Arras and Ypres were brought to a hut at St. Pol, near Arras. The Unknown Warrior who was to receive an Empire’s homage was chosen by an officer who, with closed eyes, rested his hand on one of the six coffins. This was the coffin which was brought to England and taken to Westminster Abbey where it was placed in the tomb of the Unknown Warrior on 11 November, in a service following the unveiling of the Cenotaph by King George V (shown above). The tomb was built as a permanent tribute to those soldiers who have no named gravestone. France, the USA and Italy also created similar memorials.
Just before midday on 10 November, HMS Verdun, with an escort of six destroyers, left Boulogne with the Unknown Warrior. The destroyer Vendetta met them half-way with its White Ensign astern at half-mast.
A Hundred sandbags filled with earth from France were sent over for the grave of the Unknown Warrior in Westminster Abbey. The porters pictured below (left) reloaded the earth at Victoria Station. George V placed a wreath on the coffin (pictured right below), which rested on the gun carriage that took it from the Cenotaph to Westminster Abbey.
Each evening at 8 p.m. traffic is stopped at the Menin Gate Memorial in Ypres for a ceremony where the Last Post is played. This bugle call was played at the end of each ‘normal’ day in the British Army but has taken on a deeper significance at remembrance services as a final farewell to the dead. The commemoration has taken place every evening (apart from during the Second World War) since 1928. The Memorial displays the names of 54,415 Commonwealth soldiers who died at Ypres and have no known grave. In 2018, a bugle found among the possessions of Wilfred Owen went on display at the Imperial War Museum. He removed it from the body of one of the men in his battalion who was killed in action before he was in 1918. British and South African soldiers numbering 72,203 who died at the Somme with no known grave are commemorated at the Thiepval Memorial within the site of the battlefield. A programme of building memorials and cemeteries had begun straight after the war, and there were soon over fifty-four thousand of them throughout the United Kingdom. Every sizeable village and town possesses one, at which wreaths of poppies are laid every Remembrance Sunday. The Newburgh War Memorial in Fife bears the names of seventy-six men from this small Scottish town who were killed. Their names are listed below:
Because of the way men were recruited in 1914, in “pals’ battalions” drawn from particular towns and villages, some of these lost almost their entire population of young men. In these places, there was also almost an entire generation of women of widows and ‘spinsters of this parish’ who never married.
The events of 1939-45 were commemorated more vigorously and immediately – in cinema and Boys’ Own narrative and, over a longer period and to a different end, by the persistence of Jewish community leaders and historians.
By the 1960s, a new generation began to look at the First World War in a new way. It was not the living memory of the First World War that had gone missing (there were, after all, plenty of not-very-old men alive to talk about it – as many did, to the BBC for its series in 1964); it was more that there did not seem to be a way of thinking clearly about it. The poetry of Ted Hughes expressed the spirit that also made books and plays and television programmes about the First World War fashionable in 1964. Hughes found in its soldiers’ admirable qualities a positive vitality and a violent power that he found lacking in modern urban life. At the same time, he believed in the essential goodness of our powerful instinctive impulses. It was in that sense that he found the war exciting, too different from the tragedies of nuclear warfare to be recognizable as the same thing. He once said that what excited his imagination was the war between vitality and death.
In the fifty years that had elapsed since Wilfred Owen’s death, his poems and those of Sassoon appealed to a smaller public than those of Brooke, but they did retain a degree of popularity. Then, in the sixties, their literary reputation grew steadily in the eyes of critics and scholars alongside their increasing popularity with the common reader. There were two reasons for this: firstly, in 1964 the fiftieth anniversary of the outbreak of war in 1914 triggered off a series of books, television programmes and stage shows that made the First World War a fashionable topic; secondly, the war in Vietnam seemed to repeat some of the features of the earlier war, such as its lack of military movement, and its static horrors for the private soldier.
The first performance of Joan Littlewood’s Theatre Workshop production of Oh! What a Lovely War took place just before the fiftieth anniversary, at The Theatre Royal, Stratford East, on 19 March 1963, and then transferred to Wyndham’s Theatre, London in June of that year. In 1964 it transferred to Broadway. The original idea for the musical came from Gerry Raffles, Littlewood’s partner. He had heard a BBC radio programme about the songs of the First World War and thought it would be a good idea to bring these songs to the stage to show the post-World War Two generation that war was not the thing of glory that it was being presented as, at that time. Over a period of time, four writers were commissioned to write a script, but Raffles and Littlewood were unhappy with all of them and decided to give the acting company the task of researching into aspects of the War and then working these into improvised sketches that referenced the findings of that research. Joan Littlewood’s original production was designed to resemble an ‘end of pier’ show, the sort of seaside variety in the style of music hall entertainment which was popular in late Victorian and Edwardian times. To this end, all her cast members wore Pierrot costumes and none wore ‘khaki’ because, as Littlewood herself put it, war is only for clowns. She was an exponent of ‘agitprop’, a method of spreading political propaganda through popular media such as literature, plays and films.
A world war was not something that most of Littlewood’s younger audiences had experienced directly, except perhaps as very young children, though many were familiar with it through the experiences and stories of parents and grandparents, and would also have heard many of the songs used in the show. The ‘music hall’ or ‘variety show’ format was still familiar to many through the new medium of television, and the play was designed to emphasise that the war was about ordinary individuals who chose to wear the emblems of their country and make the ultimate sacrifice for it. From a historical standpoint, however, the play tended to recycle popular preconceptions and myths which all effective propaganda is based on. As a satirical ‘knees-up’ it seemed to acknowledge that the remembrance of the First World War had reached a cultural cul-de-sac. As a play which is designed to reflect the impact of the horror of modern warfare on the everyday life of the private soldier, it has its strengths as well as its limitations.
Joan Littlewood, one of the most radical voices in British theatre in the sixties.
The villains of the piece are, clearly, the non-combatant officer classes, including the generals and the myth of ‘lions led by donkeys’ is one of the key themes of the play, but this has now been widely debunked by historians. Nevertheless, the First World War was, for the most part, a war of attrition in which huge numbers of men had to pay the ultimate price for military mistakes and minimal gains. In this sense, the play still does a useful job in encouraging audiences to consider for themselves the human cost of war and its impact on individuals. In 1969, Richard Attenborough marked his debut as a film director with his version of the play and, although most of the songs and two scenes from the play remain, the film version bears very little resemblance to the original concept. Despite its stellar cast, many see the film as a travesty of the stage show.
The Last Casualty on the Western Front:
On 11 August 1998, almost eighty years after the armistice, Lieutenant Corporal Mike Watkins of the Royal Logistics Corps was killed when a tunnel he was investigating at Vimy Ridge collapsed. Watkins had been a bomb disposal expert in Northern Ireland and the Falklands and had carried out work left under First World War battle sites. As far as we know, he was the last casualty of that great conflict.
The Verdict of Historians – Finding a Language of Understanding and Remembrance:
After a hundred years of commemorating the Great War, it may be that, belatedly, we have found a language and a way of understanding, or at least remembering in an informed and enlightened way, the real and diverse experiences of those lost legions. This has emerged from a dispute about what exactly, a hundred years on, we should actually be commemorating. The silence of the mid-twentieth century meant that, in the popular imagination, the witness of the poets loomed larger than some historians thought it warranted. One of Wilfred Owen’s best poems, by critical acclaim, was entitled Futility, but its use as a by-word for the First World War in popular culture has irked ‘revisionist’ historians. To put the debate at its simplest: on the one hand, there is a vein of literary writing that began with Owen and presents the experience of the War as so terrible, so unprecedented and so depressing that it stands outside the normal considerations of history. Professional historians disagree with this, and narratives influenced by this belief, including recent novels such as Pat Barker’s Regeneration Trilogy and Sebastian Faulks’ Birdsong, are viewed by some historians as having failed to do justice to the average soldier’s devotion to what he believed, wrongly or rightly, to be a just cause.
As Britain began to gear itself up for the centenary commemorations in about 2012, a group of historians, including Margaret MacMillan, Max Hastings, Gary Sheffield and Hew Strachan, who disagree on many points, agreed on one purpose: that Britain should be weaned from its dependence on the “poets’ view”. They argued that the fact is that the majority of the British public supported the war and that Wilfred Owen went to his grave a week before the armistice with an MC for conspicuous bravery in pursuit of the justice of the cause he signed up for. The historians of the First World War also argued that idea that great powers “sleepwalked” into war is a misinterpretation: German militarism and expansionism needed to be curbed, and a war between Britain and Germany over the control of the seas became inevitable after the German invasion of Belgium and its threat to the Channel ports.
Writing in the Sunday Times on 11 November 2018, Niall Ferguson (pictured above) seems to take issue with this view. He pointed out that to his generation (also mine) the First World War was ‘not quite history’. His grandfather, John Ferguson had joined up at the age of seventeen and fought on the western front as a private in the Seaforth Highlanders. He was one of the lucky ones who survived and returned, though not unscarred. He was shot through the shoulder by a German sniper. He also survived a gas attack, though his lungs suffered permanent damage. His most vivid recollection was of a German attack. As the enemy advanced towards them, he and his comrades were preparing for the order to go over the top, fixing bayonets, when at the last moment the command was given to another regiment instead. So heavy were that regiment’s casualties, that John Ferguson felt sure that he would have been killed if it had been the Seaforth’s turn. A fact that never fails to startle his grandson was that of the 722,785 men from the United Kingdom who did not come back alive, just under half were aged between sixteen and twenty-four.
Niall Ferguson has argued that the current generation of seventeen-year-olds is exposed to a different sort of enemy – ‘dangerous nonsense’ about the First World War. In the run-up to the Centenary Commemorations, he encountered four examples of this. The first of these he summarises as the view that… despite the enormous sacrifices of life … the war was worth fighting. Ferguson argues that an unprepared Britain would have been better off staying out or at least delaying its intervention. He counters with ten points that he would like all his children to understand in terms of what happened to their great-grandfather’s generation. First of all, the war was not “for civilisation”, as claimed on John Ferguson’s Victory Medal. It was a war for predominance between the six great European empires – the British, the French and the Russian against the German, the Austrian and the Ottoman. It broke out because all the leaders miscalculated that the costs of inaction would exceed the costs of war.
It was also a myth, he claims, that the war was fought mainly by infantrymen going ‘over the top’. It was fought mainly by artillery, shellfire causing 75% of casualties. The war-winning weapons were not poison gas or tanks so much as the improvements in artillery tactics, especially the ‘creeping barrage’ in the final offensive. Neither were the Germans doomed to lose. By mid-1917 the French were finished as an attacking force and German U-boats were sinking frightening numbers of the ships supplying Britain. With Russia consumed by Revolution, a German victory seemed possible as late as the spring of 1918. Certainly, their allies in the Triple Alliance were weak: Austria-Hungary, Turkey and Bulgaria. Their excessive use of submarine welfare in the Atlantic made American intervention likely. Fifthly, the Germans were at a massive disadvantage in economic terms. The Entente empires were bigger, the powers had bigger economies and budgets, and greater access to credit. However, the Germans were superior in killing or capturing their opponents. Overall, the Central Powers killed 35% more men than they lost, and their average cost of killing an enemy soldier was roughly a third of the other side’s.
According to Ferguson, the Germans ultimately lost because the British Army proved more resilient than theirs. Men such as John Ferguson simply would not give up, despite all the hardships they had to endure. Both patriotism and propaganda played a part in this, as did military discipline, but it also mattered that British officers were generally competent; that the average Tommy’s lot was made bearable by plentiful “plonk” and “fags”; that, despite high casualties, the bonds between “pals’ and “mates” endured. An eighth point he cites is that the German Army eventually fell apart during the summer and autumn of 1918 when it became clear that the resilience of Entente forces, bolstered by the arrival of the US troops made a German victory impossible. Beginning with the Battle of Amiens (8-11 August), the Germans lost the will to fight on and began to surrender in droves. Finally, the pandemonium with which the war ended with a series of revolutions and rebellions also brought about the disintegration of the great multi-ethnic empires, with only the Saxe-Coburgs surviving from among the royal dynasties of Europe. Communism seemed as unstoppable as the influenza pandemic which killed four times as many people as the war had.
In an article printed on the same day, Daniel Johnson echoes earlier historians in arguing that the Great War marked the moment when the nations of Europe first grasped the true meaning of total war. Every man, woman and child felt its effects. Johnson’s grandfather, an artist and teacher, never fully recovered from his service on the western front, where he was wounded three times and gassed twice. Most British families, he points out, had terrible stories to tell from the Great War. It afflicted not only those who fought and died, but also those who returned and those who remained behind. No-one who survived the slaughter could ever abide empty jingoistic slogans again. Conscription meant that one in four British men served in the forces, a far higher proportion than ever before. Almost everyone else was involved in the war effort in some way, and of the twenty million who died on both sides, there were as many civilians as soldiers. Women played a huge role everywhere, with the war finally settling the debate about women’s suffrage, although the vote was only granted to those with their own property, aged thirty and over.
Australian troops at the Battle of Passchendaele, 1917
Sebastian Faulks first visited the Somme battlefield some thirty years ago. He was walking in a wood on Thiepval Ridge when he came across a shell casing. This thing is still alive, he thought, if you care to look. He went over to the huge Lutyens stone memorial and looked at the names of the lost – not the dead, who are buried in the nearby cemeteries, but of the British and Empire men of whom no trace was ever found, their names reeling up overhead, like footnotes on the sky. He wondered what it had felt like to be a nineteen-year-old in a volunteer battalion on 30 June 1916, waiting and trusting that the seven-day artillery bombardment had cut the German wire; not knowing you were about to walk into a wall of machine gun fire, with almost sixty thousand casualties on 1 July alone. He wondered if one day the experience of these youngsters might be better understood and valued.
Gary Sheffield, Professor of War Studies at Wolverhampton University, believes that the Second World War was not an inevitable result of the ‘futile’ failures of the First. Rather, he thinks the two wars should be viewed as instalments of the same battle against German militarism, and that that struggle, in turn, should be seen in the longer perspective of European bloodshed going back through the Napoleonic campaigns to the Thirty Years’ War of 1618-48. The ‘poet’s view’ was epitomised by Henry James, who wrote that to see the static carnage of the Western Front as what the long years of European civilisation had all along been leading up to was “too sad for any words”. By contrast, the revisionist historian’s view is that the 1914-18 war was just another if egregious episode in Europe’s long-established and incurable bloodlust.
But the public appetite for commemoration has been spectacular, and diverse over the past four years, in non-poetic ways. The Heritage Lottery Fund (HLF) has awarded a hundred million to more than two thousand local community projects in which more than 9.4 million people have taken part. In addition, the efforts of 14-18 Now, which has commissioned work by contemporary artists during the four-year period, has led to the popular installations of the nationwide poppies tour, Blood Swept Lands and Seas of Red by Paul Cummins and Tom Piper, among other initiatives. Meanwhile, Philip Dolling, head of BBC events, reported that 82% of adult Britons had watched or heard some BBC Great War centenary programme, of whom 83% claimed to have learnt something. His colleague, Jane Ellison, thought the BBC’s greatest success had been with young audiences, helping them to see that the soldiers were not sepia figures from ‘history’, but young people just like them.
In researching for Birdsong, Faulks read thousands of letters, diaries and documents in the reading room of the Imperial War Museum. He remembered a buff file that came up from the basement, containing the papers of a private soldier on the Somme in June 1916. “There is going to be a big push,” one letter began, “and we are all excited. Don’t worry about me. Thumbs up and trusting to the best of luck.” Like most such letters, it was chiefly concerned with reassuring the people at home. But towards the end, the writer faltered. “Please give my best love to Ma, Tom and the babies. You have been the best of brothers to me.” Then he gathered himself: “Here’s hoping it is au revoir and not goodbye!” But he had obviously not been able to let it go, and had written a PS diagonally across the bottom, “Don’t worry about me, I’ll be OK!” There was nothing after it in the file except a telegram of condolence from the king.
Ordinary men had been given a voice by the Education Act of 1870, providing them with an elementary schooling to the age of thirteen. Their witness was literate, poignant, but not ‘poetic’. It was authentic, unprecedented and, until recently, largely overlooked. But over the last forty years, they have been heard. Scholars of all kinds, editors, journalists and publishers have read, shared and reprinted their accounts; and the local activities funded through the HLF have uncovered innumerable different stories. They had not been missing; they were there all along, waiting to be discovered by ‘people’s remembrancers’. Faulks writes convincingly about their contribution:
The experience of the First World War was most valuably recorded not by historians or commanders, but by the butcher, the baker and candlestick maker. In what you can now discover in archives or online, there is no party line or school of thought. It was difficult to know how to value all this material, because what had been experienced for the first time by civilian-soldiers was not just any war… but the greatest bloodbath the world had ever seen. It was simply indigestible.
You cannottravel far in the history of war, especially 1914-18, before you stray into anthropology. What kind of creature could do these things? During the past hundred years, it is perhaps not only the events of 1914-18 but the nature of warfare and the human animal itself with which we have to grapple. That is the buried legacy of Kitchener’s citizen army.
Perhaps that is not just an anthropological question either, but a theological one, which is where the poets still make a valuable contribution. They also wrote letters, like those of Wilfred Owen as well as Roland Leighton and Vera Brittain, in which they questioned their hitherto-held beliefs in fundamental human goodness. Therefore the poets’ view is reconcilable with that of the ‘revisionist’ historians. Interestingly, in his ‘afterword’ to a recent new collection of war poetry in 2003, on the eve of the Iraq War, Andrew Motion wrote that Wilfred Owen had shown how it was still possible for war poets to celebrate individual acts of courage and to commemorate losses, but not to glorify conflict as such. Owen’s maxim, true poets must be truthful, Motion maintained, had held firm through the years, even in wars which are generally considered ‘just’, such as the Second World War. It also applied even more in the case of Holocaust commemoration poems and to Vietnam, or the Gulf War of 1990, or, we might add, to the wars in former Yugoslavia. ‘Pity’ and ‘truthfulness’ remain the crucial ingredients even – or especially – when the realities of war are blurred by euphemisms, such as ‘friendly fire’ or ‘collateral damage’. The best war poets, he argued…
… react to their experience of war, rather than simply acting in response to its pressures. They are mindful of the larger peace-time context even when dwelling on particular horrors; they engage with civilian as well as military life; they impose order and personality as these things are threatened; they insist on performing acts of the imagination when faced with barbarism. In this respect, and in spite of its variety, their work makes a common plea for humanity.
The varied commemorations of the past five years have also made it substantially easier for young people, in particular, to form their own ideas of what happened and what its implications for their lives may be. But historians are not simply ‘people’s remembrancers’, as Niall Ferguson has pointed out. Reconciling historians’ expectations of the centenary and the feelings of the general public has been challenging. It has been suggesting that with the passing of the centenary of the armistice, it is time to review the way we remember the Great War. First of all, Faulks argues, there must always be a sense of grief. The War killed ten million men for reasons that are still disputed, and it was the first great trauma in the European century of genocide and the Holocaust.
According to the Sandhurst military historian John Keegan, the Battle of the Somme marked the end of an age of vital optimism in British life that has never been recovered. Professional historians have their eyes trained on the long view, but they can be drawn back to the moment and to the texture of authentic experience of the nineteen-year-old volunteer in Kitchener’s army. But historians do not have a monopoly of memorial acts (I always hated the assumption that history teachers like me should, automatically, be responsible for these ceremonies). Peter Jackson’s new film, They Shall Not Grow Old is the director’s attempt to stop the First World War from fading into history, placing interviews with servicemen who fought over footage from the Imperial War Museum’s archive. The colourised footage is remarkable, immediately bringing a new dimension to images of the living and the dead; combined with the emotional testimony of the veterans it is an immersive experience and a powerful new act of remembrance that keeps the conflict’s human face in sharp focus.
Sources:
The Sunday Times, 11 November 2018 (articles by Niall Ferguson, Sebastian Faulks & Daniel Johnson)
Alan Bishop & Mark Bostridge (1998), Letters from a Lost Generation. London: Little Brown (extracts published in The Sunday Times, November 1998 & The Guardian, November 2008).
The Guardian/ The Observer (2008), First World War: Day Seven – The Aftermath. (introductory article by Michael Burleigh; extract from C E Montague (1922), Disenchantment. London: Chatto & Windus).
E L Black (ed.) (1970), 1914-18 in Poetry. London: University of London Press.
Fiona Waters (ed.) (2010), A Corner of a Foreign Field: The Illustrated Poetry of the First World War. Croxley Green (Herts): Transatlantic Press.
Norman Ferguson (2014), The First World War: A Miscellany. Chichester (West Sussex): Summersdale.
John Buchan (1935), The King’s Grace, 1910-1935. London: Hodder & Stoughton.
Matthew Hollis & Paul Keegan (eds.) (2003), 101 Poems Against War. London: Faber & Faber.
Arthur Marwick (1970), Britain in the Century of Total War. Harmondsworth: Penguin.
Arthur Marwick & Anthony Adamthwaite (1973), Between Two Wars. Bletchley: The Open University.
Vera Brittain (1933), Testament of Youth. London: Gollancz (Virago-Fontana edn., 1970).
British sailors march through Whitehall in July 1919 past the temporary cenotaph to commemorate the end of the war.
The main effect of the first world war was a loss on a scale that exceeded the Holocaust, together with the traumas that matched it. As many as nine million combatants from all warring nations were killed in action, at an average of over six thousand on every day of the war’s four-and-a-quarter years’ duration. It was a hell of mud, blood, barbed wire and broken bodies, as vast rows of artillery thundered tons of hot metal on to each already churned-up square metre of earth, tree and human remnant. Spectral memories of the lost men haunted the gleaming white cemeteries, memorials and shrines that sprang up, from Melbourne’s shrine of remembrance to Whitehall’s cenotaph to the battlefield graves and ossuaries at Douaumont and Thiepval. The founder of the Imperial War Graves Commission calculated that if Britain’s war dead were to have marched past Edwin Lutyens’ austere London monument, it would have taken three-and-a-half days before the rearguard trooped by. There were also fifteen million permanently blinded, crippled or maimed, as well as many others whose minds were so damaged they would never recover their equilibrium, and I have written about these survivors elsewhere.
Here I want to concentrate on the psychological torments of parents who lost sons during the conflict, wives who lost husbands, children who lost fathers and sisters who lost brothers. One of those who lost both brothers and lovers was Vera Brittain. Her first world war classic autobiography, Testament of Youth, told the story of the ‘lost generation’ wiped out in the trenches. It was first published in 1933 and remained influential in the late twentieth century, being made into an excellent BBC Television drama in the late seventies. She lost a number of her closest friends as well as her fiancé and brother in the conflict.
Testament of War – Letters of Vera Brittain & Roland Leighton:
At the heart of Testament of Youth was Vera Brittain’s own anguished love affair with Roland Leighton, the dashing best friend of her brother at Uppingham School. Their letters were published in 1998 and revealed the unbearable poignancy of their relationship. Roland’s first letter to Vera from Uppingham on 15 July 1914 demonstrates just how quickly the plans of young people changed that summer:
I cannot tell you how much I enjoyed the two days you were here… You will let me know how you have got on in your exams, won’t you? I suppose I shall not see you again until October at Oxford.
Roland Leighton
Vera replied from her parents’ home in Buxton (in Derbyshire) that she thought she had failed her Latin exam and so would not be able to go up to Oxford that autumn. On the 29th, Roland wrote back that he would not give up hoping to see her at Oxford that October unless he knew for certain that she had not passed when the results came out at the end of August. But less than a week after he wrote this letter, Britain declared war on Germany. Roland and Vera’s brother, Edward, who had been sent home early from their Officers’ Training Corps summer camp at Aldershot, attempted to find temporary commissions in the army. Roland then wrote to Vera from his mother’s home in Lowestoft on 21 August 1914:
I am feeling very chagrined and disappointed at present. I expected Edward has told you that I have been trying for a temporary commission in the Regulars. On Tuesday it only remained for me to go up for my Medical Exam. I got on very well until they stuck up a board at the end of the room and told me to read off the letters on it. . I had to be able to read at least half, but found I could not see more than the first line of large letters. The Medical Officer was extremely nice about it, … but it was of no use … PS: You may be amused to hear that I am engaged in cultivating a moustache – as an experiment.
Vera wrote back immediately to express her sympathy with him over this rejection, but felt it was for the best as he could now exercise his ‘intellectual qualities’ at Oxford; they would be of little use to him in gaining promotion in the Army. Two days later, on 27 August, she wrote again to inform him that she had, after all, passed her Latin. She was much relieved at this, as she didn’t know how she could have endured the thought of you and Edward enjoying Oxford life and myself cut out of it for another year. Roland confirmed that he was now expecting to go up so that all three of them would be at Oxford together. But on 28 September, with just ten days to go before the start of term, he wrote to tell Vera that he could no longer say confidently that he would be at Oxford after all. He stood a good chance of being accepted into the 4th Norfolks and would know definitely within the week. He wrote that:
Anyhow, I don’t think in the circumstances I could easily bring myself to endure a secluded life of scholastic vegetation. It would seem a somewhat cowardly shirking of my obvious duty. In fact if I do not get to Oxford at all, as seems possible, I shall not much regret it – except that perhaps in that I shall miss the incidental pleasure of seeing you there. Of course, all being well, I could go up after everything is over. I feel, that I am meant to take some active part in this war. It is to me a very fascinating thing – something, if often horrible, yet very enobling and very beautiful, something whose elemental reality raises it above the reach of all cold theorising. You will call me a militarist. You may be right.
Vera Brittain
Vera replied, on 1 October, that she never expected him to want to go to Oxford; conditions were now very different from those of a month previously. She didn’t know whether his feelings about war were those of a ‘militarist’ or not: She had always called herself a non-militarist, yet the raging of these elemental forces fascinated her, horribly but powerfully, as it did him. Her mixed feelings about war were complicated by her being a woman:
… whether it is noble or barbarous I am quite sure that had I been a boy I should have gone off to take part in it long ago; indeed I have wasted many moments regretting that I am a girl. Women get all the dreariness of war & none of its exhilaration.
A week later, Roland was informed that he had been approved for a commission. In her next letter to him in mid-October, Vera wrote from Somerville College that he had been right in thinking that life at Oxford would have been difficult for him as an undergraduate in war-time. She didn’t know how those there could endure not to be in khaki. Roland’s mother took rooms in London at Christmas and Vera was invited to visit before New Year. On 1 January 1915, he wrote to her, thanking her for her visit:
It has been such a delight to be with you these past two days. I think I shall always remember them in their wonderful incompleteness and unreality. When I left you I stood by the fountain in the middle of Piccadilly circus to see the New Year in. It was a glorious night, with a full moon so brightly white as to seem blue slung like an arc-lamp directly overhead. I had the feeling of extreme loneliness one is so often conscious of in a large crowd. There was very little demonstration: two Frenchmen standing up in a cab singing the Marseillaise: a few women and some soldiers behind me holding hands and softly humming ‘Auld Lang Syne’. When twelve ‘o’ clock struck there was only a little shudder among the crowd and a distant muffled cheer, and then everyone seemed to melt away again leaving me standing there with tears in my eyes and feeling absolutely wretched.
At the ‘Ides of March’, Roland went to Buxton to say his farewells. Early on the wintry morning of 19 March, Vera said goodbye to him on Buxton Station as he left on the first stage of the journey, with his regiment, to France. After crossing the Channel on 1 April, the regiment’s only immediate sign of war was a sudden flare of light along the road at night and a glimpse of a French military car rushing past, together with an occasional patrol of blue-coated cavalry. Although they could hear the distant sound of heavy artillery fire, for the time being, they were out of the danger zone.
A Voluntary Aid Detachment nurse tends to a wounded soldier
On 5 April, Vera wrote from Buxton to tell Roland that she was volunteering to help in a large hospital nearby which had been extended to admit the wounded. The Matron said that they had more work than they could manage satisfactorily so that she was glad to accept Vera’s offer. She was to serve as a voluntary aid detachment (VAD) nurse for the rest of the war. By the 11th, she had heard that they were expecting a great many wounded in the summer and would probably want all the extra nurses they could get. They would be almost sure to need her, not merely to darn socks as she had been doing, but to do the usual probationer’s work. Joking, she wrote that if he ‘must get wounded’ he should try to postpone it ’till about August’ by which time she hoped to be efficient enough to be able to look after him. By 12 April, Roland was in the trenches but wrote that there was not really much to do, just that the officers…
…have to go round now and again to see that the men are in their right places and the sentries looking out (in the daytime through periscopes). They go round every three hours or so at night as well and so don’t get much sleep. No one is allowed to take his clothes off, and so you have to scrape as much mud as possible off your boots with a bayonet, tie up each foot in a small sack to keep the mud out of your sleeping bag, and get in boots and all. You rarely have much opportunity to shave or wash properly. It is just getting dusk and the ration parties will be coming in to take the letters back with them. This letter will have been carried under fire by the time it reaches you. Good night, dear, and do not worry on my account…
May 1915 in the trenches
On 19 April, the Norfolks’ trenches in the middle of a ‘vast wood’ were shelled for some time, and they had their first man killed, shot through the head. But sitting in the sunlight while writing, facing a bank of primroses, Roland was struck by the grim contrast between the danger of war and death and thoughts of the beauty of life and love. The previous morning he had gone up to his fire trench through the sunlit wood and found the body of a dead British soldier hidden in the undergrowth a few yards from the path:
He must have been shot there during the wood fighting in the early part of the war and lain forgotten all of this time … You do not mind my telling you these gruesome things, do you? You asked me to tell you everything. It is of such things that my new life is made.
Vera wrote back affirming that she did want to be told all the gruesome things since she knew that even war would not blunt his sensibilities. She wanted his ‘new life’ to be hers to as great an extent as possible. Her now more conscious ‘feminism’ is evident in the rationale she gave for this:
Women are no longer the sheltered and protected darlings of man’s playtime, fit only for the nursery and the drawing-room – at least, no woman that you are interested in could ever be just that. Somehow I feel it makes me stronger to realise what horrors there are … Now you are in the midst of it all, do you still feel you will come through to the end?
On 29th, Roland wrote his letter just after dawn, when everything was very still. Again, he was struck by the contrast between his natural surroundings and the accompanying reminders, sometimes in dramatic interruptions, of the reality of war:
From where I am sitting I can see the sun on the clover field just behind the trenches and a stretch of white road beyond. There are birds singing in the wood on our left, and small curls of blue wood smoke from the men’s fires climbing up through the trees. One of our Machine Guns has been firing single shots every few minutes with a cold and lazy regularity that seems singularly in harmony. Everyone else except the sentries is asleep. … 7.30 am: A French biplane went up a few minutes ago and is circling round and round over the German lines. They have got two anti-aircraft guns and a Maxim trying to hit him. It is a marvellous sight. Every minute there is a rapid report like the pop of a drawn cork magnified, and a fluffy ball of cotton wool appears suddenly in the air beside him. He is turning again now, the white balls floating all around him. You think how pretty it all is – white bird, white puffs of smoke, and the brilliant blue of the sky. It is hard to realise that there is danger up there, and daring, and the calculated courage that is true heroism…
The ‘colour’ in this description also contrasts sharply with our popular images of a war fought in sepia or black-and-white. Meanwhile, on May Day morning in Oxford, Vera was up at dawn for the famous celebrations at the Magdalen tower, the choristers singing the traditional Latin hymn while turning slowly to the sun. Again, her feelings were a mixture of the appreciation of beauty and the pain of thinking how different their lives were now from what they had pictured the previous July, with both of them there enjoying the celebrations together. A week later, she wrote that her greatest object was to get this term over. She didn’t think that another term while the war was in its present condition (and you in yours) would be tolerable.
Two days later, the first man in Roland’s battalion was killed. He described to Vera the way he had been taking things out of his pockets and tying them round in his handkerchief to be sent back somewhere to someone who would see more than a torn letter, and a pencil, and a knife and a piece of shell. Soon after, Vera received a letter from one of her school friends whose brother was wounded and was then in a hospital in London. Vera’s friend wrote that there were only three officers surviving, including her brother, out of his battalion, and 159 men out of five thousand. They had had to hold their trenches while under shell fire without a single gun to help them and had watched the Germans forming up to attack them without being able to do anything. Their trenches had been taken and as he had been lying wounded he saw the Germans bayoneting his men, including several of his friends, who had also been lying wounded. Vera wondered how he would be affected by this experience.
On 21 May, Vera wrote that she had never read anything quite so terrible as the official report of the German outrages in Belgium, especially their treatment of the women and children. As a signal of how her attitudes were hardening, like those of many others in response to what we now know was anti-German propaganda, she wrote that she didn’t know how any man could read it and then not enlist, and urged Roland and everyone at the front she knew, “Once you get hold of them, do your very worst.” She also felt increasingly hostile towards some of the young men among the Whitsuntide trippers whom she witnessed ‘lounging down’ the streets of Oxford…
… smoking cigarettes with a vacant expression … and a self-satisfied smile on their faces, twirling Japanese umbrellas… and poking them at the passers-by … I can scarcely bear to look at them and think that you and such as you are enduring toil and weariness and risking death that they may remain safe, and that your task is made is made all the harder and heavier because the hero of the Japanese umbrella refrains from relinquishing it for a bayonet. No one has the right to lounge these days, not even an American…
Above & below, Lord Kitchener, Secretary of State for War
A week later, at the end of May, Vera wrote to Roland of the more than usually heated conflict… going on in the papers about the war in general and conscription in particular. Lord Northcliffe’s papers seemed to be attacking everyone in authority, especially Lord Kitchener, and the rest of the press was attacking Lord Northcliffe. It seemed…
… a dreadful state of affairs that the authorities are quarrelling among themselves at home while men who are in their hands are dying for them abroad. One begins to doubt the advisability even of the freedom of the Press.
At the beginning of June, Roland wrote to Vera of his growing disillusionment with the war after two months at the front:
I wonder if I shall still be Somewhere in Flanders when July comes, and memories of Speech Day 1914, and all that I had hoped of Oxford … It all seems so very far away now, I sometimes think that I must have exchanged my life for someone else’s.
On 6 June, he wrote again of the possibility of his getting six days’ leave in the near future. Vera wrote back that sometimes she felt that she couldn’t bear to see him again until the war was over, that the only thing she could not endure living over again the morning of March 19th on Buxton railway station, when they had said goodbye. But she knew that even a short visit from him would be worthwhile and that she was willing to pay the bitterness of death for the sweetness of life. Roland, inexplicably, ‘fell silent’ during July, and at the end of the month, Vera heard that there was a ‘faint chance’ of her getting into a large London hospital as a VAD (auxiliary nurse). The hospital was an ‘immense place’ at Camberwell (No 1 London General), established at the beginning of the war but recently extended, containing over a thousand beds. The hospital administration needed to make an increase in nursing staff as a result and to recruit more VAD staff like Vera. She was keen to transfer there as the hospital got all the wounded straight from the trenches and the VADs were needed to do all the minor dressings.
Wounded soldiers recovering in an English hospital
On 29 July, she sent Roland a volume of the poems of Rupert Brooke, whom she had regarded as the most promising poet of the younger generation. Brooke was a well-known poet before 1914 who had had his poem The Old Vicarage included in a 1912 volume of Georgian Poetry. He had enlisted in the Navy when the war broke out and fought in the unsuccessful defence of Antwerp, where the naval brigade fought as if they were soldiers. He wrote his five famous war sonnets at Rugby School during the last months of 1914 when he was home on leave. He served in the fleet that was attacking the Turkish positions in the Dardanelles, but on 23 April 1915, he died of blood poisoning on a French hospital ship of the island of Lemnos in the Aegean Sea. He was buried on top of a high hill on the Greek island of Skyros; among the burial party was Arthur Asquith, son of the Prime Minister. Brooke had not been dead long, however, before the more clear-sighted of his fellow-poets saw the limitations of the poetry that he typified. Charles Sorley expressed in one of his letters his conviction that Brooke’s sonnets had been overpraised:
He is far too obsessed with his own sacrifice, regarding the going to war of himself (and others) as a highly intense, remarkable and sacrificial exploit, whereas it is merely the conduct demanded of him (and others) by the turn of circumstances.
Arthur Graeme West, who was killed in 1917, expressed his contempt of poets who wrote such lines as ‘O happy to have lived these epic days’ and ignored the revolting appearance of the dead and dying in actual warfare. One of his own poems began with a direct attack on Brooke and his imitators:
God! how I hate you, you young cheerful men,
Whose pious poetry blossoms on your graves
As soon as you are in them.
From a literary perspective, the critic F. R. Leavis wrote that Brooke’s verse exhibited a genuine sensuousness rather like Keats’s … and something… rather like Keats’s vulgarity with a Public School accent. On the other hand, Robert Nichols, a leading Georgian poet and friend both of Brooke and Siegfried Sassoon from before 1914, was still insisting in 1943 that:
Rupert Brooke’s sonnets are full of that sensation of being gathered up. They are wonderful works of art and it is sad that they have come to be regarded by many with suspicion.
But the latter half of the war produced a second generation of young soldiers who produced very different kinds of war poetry from that of Brooke or Nichols. At the time Vera sent them to Roland she thought he would love them all … not the War Sonnets only, though they are perhaps the most beautiful. She was right, as on receiving the volume, he read it straight through. He wrote of how it made him feel that he wanted to sit down and write things himself instead of doing what he had to do as an officer there, and of how…
It stirs up all the old forgotten things, and makes me so, so angry and impatient with most of the soulless nonentities one finds around one here. I used to talk of the Beauty of War; but it is only War in the abstract that is beautiful. Modern warfare is merely a trade, and it is only a matter of taste whether one is a soldier or a greengrocer, as far as I can see. Sometimes by dint of an opportunity a single man may rise from the sordidness to a deed of beauty; but that is all.
‘No road this way’: the Germans made access very difficult for the advancing Allies.
On 15 August, Roland wrote to let Vera know that he was coming home on leave in three days’ time. He then sent a telegram arranging to meet her at St Pancras’ first-class ladies’ waiting room as soon as he could get across there from Liverpool Street Station. Roland’s leave lasted for just under a week, during which he and Vera agreed to become unofficially engaged “for three years or the duration of the War”. After spending the first night at Buxton, they travelled to Lowestoft to be with his family. As they sat alone on a cliff path, the afternoon before their departure, Roland rested his head on Vera’s shoulder for a while, and then kissed her. As she had to return to report for nursing duty in Buxton and Roland was not returning to France until the end of the week, he saw her off at St Pancras on 23 August. He kissed her goodbye and then, almost furtively, wiped his eyes with his handkerchief. Later that day, Vera wrote in her diary, I hadn’t realised until then that this quiet & self-contained person was suffering so much.
Return of the dead officer’s kit:
As the train began to move she had time to kiss him and murmur “Goodbye”. She stood by the door and watched him walk back through the crowd, not turning around. What she could see of his face was ‘set and pale’. That was the last Vera saw of Roland. His next leave was due to be at Christmas 1915, but he died on 23 December of wounds received during a night-time wire inspection a day earlier. Instead of receiving him home in person, his family were sent his ‘personal effects’ in the New Year. What follows here is are extracts from a letter written by Vera to her brother Edward on 14 January 1916 from the London hospital where she was working as a nurse. She had travelled to Brighton to visit Roland’s family:
I arrived at a very opportune, though very awful, moment. All Roland’s things had just been sent back from the front through Cox’s; they had just opened them and they were all lying on the floor. I had no idea before of the results of an officer’s death, or what the returned kit, of which so much has been written in the papers, really meant. It was terrible. Mrs Leighton and Clare were both crying as bitterly as on the day we heard of the his death, and Mr Leighton with his usual instinct was taking all the things everybody else wanted and putting them where nobody could ever find them…
These were his clothes – the clothes in which he came home from the front last time. Everything was damp and worn and simply raked with mud. And I was glad that neither of you, nor Victor, nor anyone else who may some day go to the front was there to see. If you had been you would have been overwhelmed by the horror of war without its glory. For though he had only worn those things when he was living, the smell of those clothes was the smell of graveyards and the dead. The mud of France which covered them was not ordinary mud; it had not the usual clean pure smell of earth, but it was as though it were saturated with dead bodies – dead that had been dead a long, long time. All the sepulchres and catacombs of Rome could not make me realise mortality and decay and corruption as vividly as did the smell of those clothes. I know now what he meant when he used to write of “this refuse heap of a country’ or “a trench that is nothing but a charnel-house’.
And the wonder is, not that he temporarily lost the extremest refinements of his personality as Mrs Leighton says he did, but that he ever kept any of it at all – let alone nearly the whole. He was more marvellous than even I dreamed. There was his cap, bent in and shapeless out of recognition – the soft cap he wore rakishly on the back of his head – with the badge coated thickly with mud. He must have fallen on top of it, or perhaps one of the people who fetched him trampled on it …
We discovered that the bullet was an expanding one. The hole where it went in in front – well below where the belt would have been, just below the right-hand bottom pocket of the tunic – was almost microscopic, but at the back almost exactly where his back bone would have been, there was quite a large rent. The under things he was wearing at the time have evidently had to be destroyed, but they sent back a khaki waistcoat or vest … which was dark and stiff with blood, and a pair of khaki breeches also in the same state, which had been slit open at the top by someone in a great hurry – probably the doctor in haste to get at the wound, or perhaps even by one of the men. Even the tabs of his braces were blood-stained. He must have fallen on his back, as in every case the back of his clothes was much more stained and muddy than the front.
The charnel-house smell seemed to grow stronger and stronger till it pervaded the room and obliterated everything else. Mrs Leighton said,
“Robert, take those clothes away into the kitchen, and don’t let me see them again; I must either burn or bury them. They smell of death; they are not Roland, they seem to detract from his memory and spoil his glamour”.
And indeed one could never imagine those things the same as those in which he had lived and walked. One couldn’t believe anyone alive had been in them at all. No, they were not him. After the clothes had gone we opened the window wide and felt better, but it was a long time before the smell and even the taste of them went away.
On 1 July 1916, Vera also lost her brother Edward to whom she wrote a poem in 1918 (right). In Testament of Youth, published in 1933, Vera wrote of how she felt on Armistice Day in 1918, having lost Roland, Edward and two other friends. She felt that she was already living in a different world from the one that she had known during the past four years. This new world was one in which people would be light-hearted and forgetful, their amusements would blot out political ideals and great national issues. She would have no part in that alien world because she had no-one to share it with; all those with whom she had been intimate had gone. For the first time, she realised how completely everything that had hitherto made up her life had vanished with Edward and Roland, with Victor and Geoffrey:
The War was over; a new age was beginning; but the dead were dead and would never return.
Testament of the Disillusioned Peace:
The First World War was a deep shock to every individual who experienced it personally, from poets to politicians, either directly or indirectly. It often left a lasting sense of loss with them. The war poets, like Wilfred Owen, who was killed just a week before the Armistice was signed, and Siegfried Sassoon, who survived, produced brilliant, often pathetic or vituperative, but always compelling pieces of literature on the nature of trench warfare on the western front. I have written extensively about Owen’s life, tragic death and his poetry elsewhere on this site. Sassoon (1886-1967) began the war as a patriot. Already enlisted in the Sussex Yeomanry, he broke his arm when falling from his horse; consequently, he did not go to the Front till November 1915 and until then his poetry showed much the same attitude as Brooke’s did. He joined the Royal Welch Fusiliers as a commissioned officer, and early in 1916 was sent to the First Battalion in France. He showed remarkable and rather eccentric courage. His heroic episodes in bringing back wounded from no man’s land and in capturing a trench full of Germans single-handed won him the Military Cross; these episodes were described by Robert Graves, an officer in the same regiment, in Goodbye to All That.
The war radically changed Sassoon’s approach to poetry, the romanticism of his early works replaced by muddy death, blood, cowardice and suicide. In July 1916 he was invalided home; on leave, he became a virtual pacifist. He had lost faith in the ethical cause for which the Allies were fighting, and in the strategy and tactics used by Allied generals on the Western Front. He was, therefore, the first poet to publish poetry that was openly critical of the Allies’ motives and methods in waging the war. By the spring of 1917, he was back in the front line at the Battle of Arras and was wounded in the neck. Invalided home again he adopted more dramatic methods of showing his opposition to the war. Graves persuaded Sassoon to appear before an army medical board, which sent him to a hospital for neurasthenia at Craiglockart in Scotland, where he was treated by a well-known psychiatrist, Dr W. H. R. Rivers, and where he encouraged his fellow-patient, Wilfred Owen, in writing poetry.
As the historian Henry Pelling pointed out, in 1914 the country had not been psychologically prepared for the trials it had to undergo, the appalling suffering of the trenches and the rate of casualties never previously experienced. Britain and its Empire had lost almost a million men, with twice as many wounded; this placed them fifth behind Russia, Germany, France and Austria-Hungary in a war that claimed more than thirty-five million civilian and military casualties around the world. Technology had given these powers the artillery gun and the machine-gun, and their leaders elected to kill more than sixteen million people with these weapons. In the immediate aftermath, there was a reluctance to get to grips with what had happened. In some ways, this was surprising because, for the first time ever, the ranks were filled with natural reporters. The troops who went into action at the Battle of the Somme on 1 July 1916 were mostly volunteers who had answered the appeal of Lord Kitchener. They came from every stratum of society, from the unemployed to factory hands, clerks and office workers, and on through to lawyers, doctors and landed gentry.
As John Buchan wrote in 1935, a war solves no problem but the one – which side is the stronger. In November 1918 the Allies felt that they had overthrown a great menace and arrogance. But what was to come next? It was anold assumption that some spiritual profit was assured by material loss and bodily suffering, but it was certain that the moral disorder was at least as conspicuous as the moral gain. He went on:
The passions of many millions cannot be stirred for years without leaving a hideous legacy. Human life has been shorn of its sacredness; death and misery and torture have become too familiar, the old decorums and sanctions have lost something of their power. The crust of civilisation has worn thin, and beneath can be heard the muttering of the primordial fires. … Principles, which seemed fundamental, are… weakened, and men are inclined to question the cardinal articles of their faith. …
But the chief consequence of so great a war as this was the mental and moral fatigue. Minds were relaxed and surfeited, when they were not disillusioned. They had had enough of the heroic. After the strain of the distant vision they were apt to seek the immediate advantage; after so much altruism they asked leave to attend to private interests; after their unremitting labours they claimed the right of apathy. The conundrums of peace had to be faced not only by jaded statesmen, but by listless, confused peoples. Mr Lloyd George found the right word for the malady when he described it as a “fever of anaemia.”
The situation was the more dangerous for the Allies, because the intricate business of peace should have been the work of the peoples, as they had been the architects of victory. The war was not won by the genius of the few but by the faithfulness of the many. It had been a vindication of the essential greatness of our common nature. … But the peoples seemed to stand aside, and cast the whole burden of settlement on statesmen whose shoulders were already weary. Nothing was more striking than the popular apathy about the business of peacemaking. …
Britain caught the same infection as the rest of the world. … As for youth, it shut its ears for a little to every call except the piping of pleasure. … The War was a memory to be buried. Young men back from the trenches tried to make up for the four years of natural amusement of which they had been cheated; girls, starved for years of their rights, came from dull war-work and shadowed schoolrooms determined to win back something. …
The soldiers had returned, both male and female, as the picture above of them sitting on Brighton beach in 1919 reveals. The well-known blue uniform was seen about the streets. The wounded looked cheerful in the second picture below, presumably, simply because they were alive.
The newspaper reporting of the time was factual but restrained and relatively free of ‘comment’ apart from the editorials; “morale” was all-important. The poetry of Siegfried Sassoon supplied a tiny audience what was missing from the reportage. He continued to show his distrust of England’s ‘ruling classes’ in several ways, writing Aftermath in 1920:
Have you forgotten yet? …
For the world’s events have rumbled on since those gagged days,
Like traffic checked while at the crossing of city ways:
And the haunted gap in your mind has filled with thoughts that flow
Like clouds in the lit heaven of life; and you’re a man reprieved to go,
Taking your peaceful share of Time, with joy to spare.
But the past is just the same – and war’s a bloody game …
Have you forgotten yet? …
Look down , and swear by the dead of the slain of the War that you’ll never forget.
Do you remember the dark months you held the sector at Mametz –
The nights you watched and wired and dug and piled sandbags on parapets?
Do you remember the rats; and the stench
Of corpses rotting in front of the front-line trench –
And dawn coming, dirty-white, and chill with a hopeless rain?
Do you ever stop and ask, “Is it all going to happen again?”
Do you remember that hour of din before the attack
And the anger, the blind compassion that seized and shook you then
As you peered at the doomed and haggard faces of your men?
Do you remember the stretcher-cases lurching back
With dying eyes and lolling heads – those ashen-grey
Masks of the lads who once were keen and kind and gay?
Have you forgotten yet? …
Look up, and swear by the green of the spring that you’ll never forget.
There were some undistinguished novels in the 1920s, but it was ten years before Robert Graves and Sassoon felt able to release their officer-class memoirs and before R. C. Sherriff’s Journey’s End was first performed. Sassoon became the first literary editor of the Daily Herald, the new Socialist newspaper, and his prose books such as Memoirs of an Infantry Officer implied considerable criticism of the class system. The experience scarred many, on all fronts, including the home front, in deep psychological ways.
The Expropriation of 1956:
However, there was virtually no Communist Party with which Kádár could run the country; it had sunk in numbers from 900,000 to 96,000, most of them being Stalinists and/or careerists hated by their fellow Hungarians, who were therefore unreliable supporters of Kádár. After 1961, he could afford to relax rigid controls, and although collectivisation was eventually insisted on, the collective farms were more like state-controlled co-operatives, with working shareholders running them. Entrance to university was no longer confined to the children of workers, peasant and Communist intellectuals. George Lukács, the country’s greatest philosopher, was again allowed to publish his works. An agreement with the Churches, to which sixty per cent of the population belonged, was reached. An amnesty was declared for all 1956 refugees. In 1962, George Páloczi-Horváth, an exile from 1956, broadcast this on the BBC:
On March 23rd, 1944, the government of Döme Sztójay was installed. Among his other first moves, Sztójay legalized the overtly Fascist Arrow Cross Party, which quickly began organizing throughout the country. During the four-day interregnum following the German occupation, the Ministry of the Interior was put in the hands of right-wing politicians well-known for their hostility to Jews. I have written extensively in other articles (see the references above) about the Holocaust which followed, both in the Adolf Eichmann’s deportations of the estimated 440,000 Jews from rural Hungary and the occupied territories to Auschwitz (pictured above) and other ‘death camps’. The devotion to the cause of the ‘final solution’ of the Hungarian Gendarmerie surprised even Eichmann himself, who supervised the operation with only twenty officers and a staff of a hundred, including drivers, cooks, etc. Very few members of the Catholic or Protestant clergy raised their voices against sending the Jews to their death. A notable exception was Bishop Áron Márton, in his sermon in Kolozsvár on 18 May. But the Catholic Primate of Hungary, Serédi, decided not to issue a pastoral letter condemning the deportation of the Jews. When news of the deportations reached British Prime Minister Winston Churchill, he wrote in a letter to his Foreign Secretary dated July 11, 1944:
A later ‘reign of terror’ followed the coup which brought the Szalási Arrow Cross government to power and ended Horthy’s rule in Hungary on 15 October 1944 (in the picture, top right, Ferenc Szalási in the foreground). Following this, tens of thousands of Jews of Budapest were sent on foot to the Austrian border in ‘death marches’ (pictured below), and most of the remaining forced labourers under Hungarian Army command were deported to Bergen-Belsen. Two ghettos were set up in Budapest. The big Budapest ghetto was set up and walled in the Erzsébetváros part of Budapest on 29 November. Arrow Cross raids and mass executions occurred in both ghettos regularly. In addition, in the two months between November 1944 and February 1945, the Arrow Cross shot between ten and fifteen thousand Jews on the banks of the Danube.
Ferenc Deák (1803-1876), in a painting by Bertalan Székely, 1869
The aristocratic new conservatives (or ‘cautious progressives’ as they dubbed themselves) urged a united front of the propertied classes against the propertiless, led by Kossúth, whom they saw as intoxicated by ‘poorly digested liberal and radical maxims’, and hoped to drive a wedge between him and figures like Széchenyi (pictured right), Batthány and Deák. Széchenyi, in particular, did not need stimuli to turn against Kossúth, whom he attacked in a lengthy pamphlet, The People of the Orient, as early as 1841. The conflict between the two dominant personalities of Hungary’s transition to modernity is one of the factors which raises the process to a dramatic pitch, and naturally one of the most fruitful and often exploited topics of Hungarian historical discourse. Among other criticisms, Széchenyi berated Kossúth for what he saw as the latter’s excessive nationalism, adding that the nationalisms of the ethnic minorities were merely self-defence mechanisms in the face of Magyar dominance. These were opinions which could hardly have endeared Széchenyi to the bulk of contemporary liberals, whom he tried to win over to a ‘moderate liberal centre’, but in vain.
However, Metternich was able to take advantage of the differences within the liberal opposition. Frustrated with the meagre results of the diet, which however included the passing of the official status of the Hungarian language, at the end of 1843 József Eötvös offered his support for the government in return for its commitment to reform. Eötvös was probably the most politically erudite and intellectually sophisticated of the Hungarian reformers of the nineteenth century. From an aristocratic family, he had travelled widely in the West in his youth and having been bankrupted in 1840, he became a professional politician and a freelance writer, and the leader of the ‘centralist’ group of liberal reformers. With the historian László Szalay and others, he idolised English Whiggery and Alexis de Tocqueville, and advocated ‘constitutional centralisation’. In addition to these ‘defections’, a national Conservative Party was founded in November 1846 which appropriated a number of the reform proposals from the liberals.
At the heart of Testament of Youth was Vera Brittain’s own anguished love affair with Roland Leighton, the dashing best friend of her brother at Uppingham School. Their letters were published in 1998 and revealed the unbearable poignancy of their relationship. Roland’s first letter to Vera from Uppingham on 15 July 1914 demonstrates just how quickly the plans of young people changed that summer:
Andrew James 
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