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‘The March of Wales’ – Border Country: A Historical Walk in the Black Mountains, following Offa’s Dyke. Part Three.   Leave a comment

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The Wars of the Roses and the Tudor State of Wales:

By the time of the ensuing Wars of the Roses, the Crown territories had spread throughout Wales, leaving the Marcher lordships with less power. Yorkist and Lancastrian families in the March provided fighting men for the armies of the rival factions, and when Harlech fell to William Herbert, the first Welsh-speaking earl,  the poet Guto’r Glyn had no hesitation in calling upon him to unite Glamorgan and Gwynedd, pardon not a single burgess, and expel all Englishmen from office in Wales. Only the Anglo-Welsh Lancastrians should be spared. However, it was Edward of York, earl of the March and Lord Mortimer, who became Edward IV in 1461. As a result, many of the lordships changed hands or were forfeited. Many of these passed to the Crown, the twenty-two Mortimer lordships included. York controlled the March and Lancaster the Principality, and practically every family of substance was drawn into the conflict. William Herbert built himself up to become Earl of Pembroke, the effective ruler of south Wales. Griffith ap Nicolas rose from humble origins to make himself and his family ‘kings of south-west Wales’ and to establish the ‘House of Dinefwr’.

The Crown lordships and the Principality now dominated the political landscape of Wales, enabling the king to establish a Prince’s council of the Marches of Wales in 1471 which continued to function intermittently until the Tudor ‘invasion’ of Wales and ‘takeover’ of England in 1485. The Tudors of Anglesey were, like the bulk of their compatriots, survivors. The family fortunes had been established by Tudur ap Gronw, whose sons had fought alongside Owain Glyndwr as his cousins. One of them, Rhys was executed and another, Maredudd, was driven into exile. His son, Owen, was taken on as a page-boy by Henry V, later marrying his widow, Catherine de Valois. His stepson, Henry VI, made his Tudor half-brothers earls of Richmond and Pembroke. Edmund Tudor, Earl of Richmond, married Margaret Beaufort, who brought a claim to the English throne. Edmund died and was buried in Carmarthen; his son, Henry, was born posthumously. His mother was now a fourteen-year-old widow, so the boy was taken in by his uncle Jasper at Pembroke Castle, where he learnt Welsh. Following the Lancastrian disaster of 1471, Jasper took the boy to Brittany, and when his small army landed at Dale in Pembrokeshire, he depended entirely on a Welsh rally to carry him through to his supporters in England. Many of the northern Welsh lords did rally to him at Shrewsbury, and at Bosworth Henry unfurled the Red Dragon of Cadwaladr. He called his eldest son Arthur, and the Venetian ambassador commented that,

The Welsh may now be said to have recovered their independence, for the most wise and fortunate Henry VII is a Welshman…

The old Yorkist order in the Marches tried to hang on and, in the boroughs, made a last stand against the incoming tide of Welshmen. Henry kept St David’s Day and packed his own minor offices with Welshmen. By the end of his reign almost every marcher lordship was in royal hands, ‘over-mighty subjects’ had been cut down and charters of emancipation issued to north Wales. Under Henry VII’s firm hand a reinvigorated Council in the Marches began in the king’s name to bring about some uniformity in the government of the various lordships, particularly in the field of administration of justice. The late fifteenth and early sixteenth centuries saw an increasingly centralised Tudor state in which the special political arrangements of the March were becoming untenable. In 1490, Henry VII agreed to a form of extradition treaty with the steward of the lordships of Clifford, Winforton and Glasbury which allowed ‘hot pursuit’ of criminals in certain circumstances.

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However, as he himself had demonstrated by his successful invasion on the way to ‘picking up the crown’ at the Battle of Bosworth Field, there remained a problem of the defence of the extended kingdom. Wales was England’s weakly bolted backdoor. Some degree of unified defence of Wales was of major importance to England’s security. His second son was left to find a solution to this problem, which was further complicated by his decision, in 1529, to go into action against the papacy. As the commissioners moved on the monasteries and their property, with Welsh gentry eagerly joining in, there was cause for alarm. As the Marcher lordships collapsed into gangster fiefdoms, just across the water, Catholic Ireland was also restive. If Wales was its backdoor, Ireland beyond ‘the Pale’ remained its back gate. It was from there that the Plantagenets had sought to dethrone Henry VII at Stoke Field in 1487, and even in the 1540s, Henry VIII remained paranoid about the threat from that quarter. The March of Wales had become so disorderly as a separate part of the kingdom that the Duke of Buckingham asked for a royal licence from Thomas Wolsey, the Lord Chancellor, to allow him to have an armed guard when he travelled through his lordships, declaring that he did not dare enter his lands in the March without an escort of three to four hundred armed men. Under these circumstances, the King’s solution for the disorder in the March of Wales was not to tinker with the constitutional anachronism which had become, but to abolish it.

By 1536, Thomas Cromwell realised that a ham-fisted coercion would not suffice. The law and order of England would have to embrace Wales with the aid of Justices of the Peace drawn from its gentry. The ‘British’ nation-state in the making was faced with the difficulty that there were two nations within it, with a visible border between them. So both the border and the smaller nation would have to become invisible. Therefore, between 1536 and 1543, the English crown put through a number of measures which have gone down in British history as the Acts of Union. The Act for Laws and Justice to be Ministered in Wales in like Fourme as it is in this Realm united the Principality and the March of Wales as part of ‘the kingdom of England and Wales’. The Acts of Union in 1536 and 1542, bound the two countries into a single state of ‘England and Wales’. The Act of Union of 1536 completed the long process of the absorption of the Principality of Wales and the March of Wales into the English kingdom. It rendered superfluous the castles that until then had held these territories in subjugation.

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The old Principality was wiped off the map, and the lordships in the March were abolished and, by combining them in groups, new shires were created to be added to the two established by Henry III in South Wales, and the four in Gwynedd and Dyfed, which had been created by the Statute of 1284. Wales became thirteen counties in all. The marchers were permitted to retain their lands and rights of lordship as practised in England, but they lost their previous prerogatives and privileges. The whole country was subsequently administered as a corporate element of the same realm. Shrewsbury remained in all but name the administrative capital of the whole of Wales, with the Council in the Marches, responsible for maintaining law and order in the English Marches and Wales, meeting there until its abolition in the 1640s. A consequence of these changes was that the language of the ruling gentry class became predominantly English. The key office of the Justice of the Peace passed to the gentry as ‘kings of the bro‘ (the ‘locality’). Welshmen became entitled to the same rights under the law as Englishmen, including the right to representation, for the first time, in the Westminster Parliament. However, because Wales was poor compared to most regions of England, the ‘burden’ of sending an MP was reduced to one MP per county, and the boroughs of each county were grouped together to supply a second MP. Wales was provided with a distinct system of higher administration and justice, in that twelve of its counties were grouped into four circuits of three for a Welsh Great Sessions, meeting for convenience in the borderlands, which also meant that Ludlow became an important centre for many years.

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In the Tudor ‘nation-state’, English was supposed to be the only official language. Henry VIII proclaimed the necessity of extirpating all and singular the sinister usages of customs of Wales. No person or persons that use the Welsh speech shall have or enjoy any manner of office or fees within this realm. The threat of cultural genocide was not, in fact, fulfilled. In many ways, Wales remained a ‘peculiar’, if not a separate nation, with a unique administration and its own customs and language. Although the official, written language of local administration and the courts was to be English, the right of monolingual speakers of Welsh to be heard in courts throughout the country necessitated the appointment of Welsh-speaking judges and ensured the continued public use of the language. The dominance of the local gentry ensured that the justices of the peace and the men running the shires on behalf of the Crown were magistrates of their own nation, thereby guaranteeing that Wales would not come to be regarded simply as a part of England. This was the case even in Monmouthshire, which was fully incorporated into England by the Act of Union, and became part of Wales only in 1972.

At the same time as its administration was being remodelled, Wales also experienced the religious upheaval of the Protestant Reformation. At first, the Reformation simply substituted one barely intelligible tongue (Latin) with another (English). However, in contrast to Ireland, where little effort was made to make religious texts available in the native language, Welsh translations of the creed, the Ten Commandments and the Lord’s Prayer came out as early as 1547, and these were soon followed by translations of the Prayer Book and the Scriptures. Since the Welsh could not be made invisible in the Tudor state, they had to be made Protestant, which meant that the Crown was forced to accede to pressure and authorise Welsh translations of the Bible, whose 1588 version was to prove a sheet-anchor for the threatened language. The early translation of the scriptures into Welsh also helped Protestantism to be accepted in Wales. In fact, the Welsh people embraced it enthusiastically, and later Puritanism and Nonconformity.

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Above: The frontispiece of the first full translation of the Bible into Welsh, published in 1588.

Nevertheless, although it could be used when necessary in the courts, Welsh ceased to be an official language and had to retreat into the Church and the kitchen. The long-term effects of this were very serious for the language. Since it was all but excluded from administration, the position of Welsh gained as the language of religion did much to ensure its survival. The survival of Welsh as a living tongue compensated for the collapse of the medieval bardic tradition with its characteristic prophetic elements. Another Celtic tradition that sank into disfavour was the use of patronymics, by which a person’s second name identified or her as the child of a known parent (e.g. ap Arthur). This was superseded by the use of surnames, in the English manner, handed down from one generation to another. Many traditional Welsh Christian names also fell out of fashion in this period.

At the time, however, the Union was celebrated among the self-confident Welsh burgesses, who saw themselves as being as free as Englishmen under the law of England and Wales. Most importantly, perhaps, the ‘ordinary’ Welshman was no longer at the mercy of his lord or prince in terms of justice, which could no longer be administered arbitrarily by a master who was ‘a law unto himself’. Henry VIII was as masterful a monarch as Edward I in cutting the Lords Marcher down to size, and the lords seem to have accepted that their time for full submission to kingly authority had finally come. Now fewer in number and with most of the lordships already in the hands of the Crown, they were largely absentee landlords; their interests in England were, vulnerable to royal retaliation, were more valuable to them than their Welsh ones, which were still recovering their economic value from the long-term effects of the Glyndwr Rebellion.

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These political changes in Tudor times left the Border itself with less strategic importance. Wales after the Union was no cultural backwater. The Welsh adopted Jesus College in Oxford (founded in 1571) and the Inns of Court in London to complete their education. The Welsh gentry took enthusiastically to the Renaissance, building houses and art collections comparable with those anywhere else in Europe. Against these cosmopolitan tendencies should be set the work of Sir John Price in defending the Arthurian tradition in the face of general scepticism, and the work of Gruffydd Done, in the sixteenth century, and of Robert Vaughan of Hengwrt, in the seventeenth, who both collected and preserved Welsh medieval texts. By the time of the early Stuarts, ‘the Wales of the squires’ was entering a golden age in which Anglicanism and royalism were becoming rooted among the Welsh gentry. James I and VI was therefore favourably disposed to them and their loyalties were easily transferred to the Scottish dynasty with its own idea of Great Britain, not far removed from their own developing identity as Cambro-Britons. William Vaughan of Cardiganshire, who tried to launch a Welsh colony, Cambriol, in Newfoundland, was also keen to discard the ‘idea’ of the old frontier when he wrote:

I rejoice that the memorial of Offa’s Ditch is extinguished.

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Above: Plas Teg, near Mold, Flintshire, the earliest Renaissance-style house in Wales, built c. 1610 for Sir John Trevor, a senior figure in naval administration.

Administration, Language, Trade and Religion:

Wales had acquired its historic frontier in the estate boundaries of an Anglo-Norman oligarchy. Ethnic minorities were left on both sides of the line. Old Ergyng (Archenfield) disappeared into Herefordshire but remained Welsh-speaking for three hundred years. The integration of Britain became visible in the large-scale migration of the Welsh to London, the growing centre of both trade and power. Dafydd Seisyllt, from Ergyng, was one of those who went up to London as a sergeant of Henry VII’s guard. He bought land and installed his son as a court page. His grandson was William Cecil, Elizabeth’s potent statesman. The Seisyllts, in a transliteration which became commonplace, became the Cecils. The family of Morgan Williams the brewer who had married a sister of Thomas Cromwell changed his name and Oliver arrived three generations later.

Monmouth became an anomaly; nearer to London and relatively wealthy, with an early tin-plating industry, it was saddled with the full parliamentary quota and subjected to the courts of the capital. Always reckoned to be a part of the ‘Welsh’ Church in diocesan terms, it was, however, excluded from the Great Sessions and the Welsh parliamentary system. This led to the curious hybrid title of ‘Wales and Monmouthshire’ as a standard secular description, which continued English settlement in the county reinforced. Among the landowners clustering thick in Glamorgan and Monmouth in the south were some of the richest squires in contemporary Europe.

The lordships had varied greatly in size and in physical character, which largely governed their capacity for profitable exploitation, their lords’ primary aim in winning, holding and administering their conquests:

Glamorgan (Morgannwg) was large, much of it agriculturally productive;

Maelienydd, a core lordship of the Mortimer family, was small, an upland and sparsely populated territory of little intrinsic value other than its strategic location;

Clifford, another Mortimer lordship, was very small, perhaps only twenty square miles in extent, but of strategic importance in the Wye valley, the ancient and medieval gateway into Wales.

Conquest was followed by settlement and the evolution of ‘Englishries’ and ‘Welshries’, an ethnic division of population. The Welsh were evicted from the more low-lying arable districts of the lordships which then became ‘the Englishries’, organised in the English manorial system. Here the lords established their ‘vassals’ and immigrant settlers to farm their ‘demesne’ as tenants, paying rent. Often the marcher lords would be absentee landlords, leaving their officials to administer the lands. In this respect, the Mortimers were atypical in that their power and prosperity lay in the March of Wales. By the end of the fourteenth century, they had connections all over Wales of long duration. A Mortimer had married Gwladus, daughter of Llywelyn ap Iorwerth, in the previous century, and in the last half of the fourteenth century Roger Mortimer, fourth Earl of March, had probably as good a dynastic claim as any to the inheritance of Gwynedd. He became the focus of extravagant hopes among the Welsh gentry. The poet Iolo Goch, who was one of his tenants, wrote a fulsome ode of loyalty to him, presenting him as an Arthurian ‘Hero Returned’ who would rescue the Welsh from their degradation. What made this all the more significant was that Mortimer also had a good claim to the inheritance of Richard II. This shift in consciousness came just at the time when a  renaissance of the Welsh language and culture was beginning to provoke political responses and to meet with judicial resistance.

The dispossessed Welsh, were effectively ‘internal exiles’, resettled in ‘the Welshries’ which consisted of the upland and less productive districts of the lordships where raising cattle and sheep were the principle agricultural enterprises. These areas would be more or less self-governing, with courts conducted according to Welsh customs and practice, and in the Welsh language, with little if any interference from the lord provided its inhabitants gave no trouble and paid their tributes in kind. In the lordship of Hay, in the mid-fourteenth century, while the men of the Englishry paid for their land with rent and services, the Welshry as a whole gave the lord the traditional tribute of twenty-four cows every year, though this was later replaced by payment in money. In the later Middle Ages the gradual abandonment of Welsh laws, customs and systems of land tenure was welcomed in some quarters of Wales, particularly among peasant farmers; in the second half of the fourteenth century, Welshmen in Clwyd were eager to surrender their holdings and receive them back on ‘English’ terms, while others were willing to pay for the privilege of ‘English’ status. This was because they preferred the inheritance law of primogeniture to the Welsh system of gavelkind, the equal division of a man’s inheritance among his sons, involving restrictions on his disposal of land according to his family’s individual circumstances.

These moves towards greater integration in the March of Wales had various manifestations. The Welsh language had started to reconquer the Vale of Glamorgan; Welshmen began to appear in the lowland and valley towns, in Oswestry, Brecon and Monmouth; the Welsh began ‘harassing’ English merchants in the March. A chorus of complaint against them burst from boroughs not only in Wales but in the English border counties. Nearly every Parliament which sat between 1378 and 1400 demanded urgent action against these impertinent ‘scrubs’. Even as the gentry turned their hopes towards Richard II, the English administrations in Wales slammed their doors hard. This was a reassertion of colonialism in a régime that was breaking down under its own contradictions, and the Welsh-English tensions that it provoked provided an even greater incentive for the discontented Welsh to support Richard II and Roger (VI) Mortimer.

Although the distinctions between Englishries and Welshries were breaking down by the later Middle Ages, these can sometimes be identified on the landscape today from old place names, where these appear as either English or Welsh, or sometimes bilingually:

Gwerthrynion and Cwmwd Deuddwr (the latter identifiable on today’s map as one of the longest original Welsh place-names, Llansantffraed Cwmdeuddwr) were two Mortimer upland lordships, located north-west of Rhayader on the upper reaches of the Wye. Presumably, they were unattractive to English settlers as there is also a notable absence of English placenames in that area.

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Newtown bears its English name, with a translation provided into Welsh (Y Dref Newydd), despite being surrounded by villages with Welsh nomenclature, because it was established as a borough by Mortimer. Other attempts by them to found boroughs were not so successful. Cefnllys remains the name of a long-ruined castle near Llandrindod Wells, because the Mortimers failed to take into account both its isolated position remote from major trade routes as well as the very limited potential for agricultural production within its close vicinity. When the once important castle had been abandoned as no longer of strategic value, its fate was sealed. Similarly, the prosperity of the borough of Wigmore, and the value of its castle languished after the Mortimers moved their seat of power to Ludlow. The military security of the marcher lordships depended on castles, boroughs and the lords’ private armies. Castles were pivotal in their survival and territorial ambitions as well as being status symbols; they served as ‘launching pads’ for aggression, defensive strongholds and bases in which they could reside when in their Lordships. They were also administrative centres from which their stewards could operate, collecting rents and dues and exercising justice.

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The marcher lords inherited from the Welsh princes the obligation of all free men to fight for them, and Wales throughout the Middle Ages provided a pool of experienced fighting men on which the marcher lords, and by extension, the king, could draw. Most of the infantrymen in the king’s armies were Welsh, and the archers, in particular, distinguished themselves in the Hundred Years War, and for both Yorkist and Lancastrian armies in the Wars of the Roses. The bowmen of Monmouthshire and south Wales were celebrated in both English and Welsh writing; in the March this intensified a loyalty to their lords which became a political as well as a military force. Thousands of Welshmen in their proud livery – like Mortimer’s men, all clothed in green with their arms yellow – were a force to be reckoned with in the politics of England itself, whenever the marchers were heavily involved, as they nearly always were.

Some of the larger lordships, like Glamorgan and Pembroke were organised along the lines of English shires, long before they were formally recognised as such in Tudor times. Maelienydd, by contrast, did not even have knight service, and the Mortimer administration was far less English in form. Rhys ap Gruffydd was knighted by Edward III, one of a number of Welshmen who achieved rank, office and respect in the king’s service and in the March. He commanded the Welsh bowmen in France, as a discrete unit in the English army. Hywel ap Meurig’s family had long been associated with the Mortimer family. In 1260, he was appointed as the negotiator with Llywelyn ap Gruffydd on behalf of the Crown and then became constable of the Mortimer castle at Cefnllys. He served as the king’s bailiff in Builth and soon after the end of the Welsh War of Independence of 1276-77 was commissioned as a justice in Wales. He and his family prospered as important cogs in the administration of Wales. Roger Mortimer (IV) maintained a retinue, or private army of Welsh soldiers during his ascendancy in the late 1320s. Although the final resort in settling disputes among the marcher lords, and with their princely Welsh neighbours may have been to engage in warfare, a full-blown war was unusual and arrangements developed among them for settling quarrels which would usually have been of a minor nature over such matters as cattle rustling and boundaries. ‘Letters of the March’ were forms of passports for travellers and merchants passing from one lordship to another. If a traveller was arrested in a lordship other than his own, he could present his letter, which would have been issued by his lord stating that he was a tenant, and request to be returned to face justice in his own lordship.

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The prosperity of the lordships depended largely on agricultural exports of cattle to England and across England to the continent. In 1349, four hundred cattle were driven from the Bohun lordship of Brecon to Essex for fattening. The first part of this journey was along long-established drovers’ roads through the hills, which still mark the landscape of Wales today. Twelve years earlier fourteen sacks of wool were dispatched to from the Mortimer lordship of Radnor en route to Dordrecht, and in 1340 another thirty were awaiting dispatch (each sack weighed 165 kilos). They were probably held up because of the chaotic conditions in trade as a result of the early stages of the Hundred Years’ War. Wool exports to Flanders had been a thriving business since the early twelfth-century. Welsh border wool may have been of an inferior quality to that of the prime sheep-rearing centres of the Yorkshire moors and dales, but it was certainly superior to the wool of East Anglia.

When Shropshire fleeces were fetching fourteen marks a sack, the Suffolk farmer could only get four marks for his. Yet Suffolk was richer than Shropshire and closer to their foreign customers. The sight of foreign buyers riding eastwards to Ipswich or Dunwich followed by long lines of pack horses laden with Welsh wool was a familiar one in medieval East Anglia. Suffolk farmers and merchants could do a brisker business with the continent because they were closer, but they could not compete in volume or the quality needed by the weavers of fine cloth in Flanders. Then Edward III decided to levy swingeing taxes on markets and customs duties on ports both in order to raise money for his wars with France and as an economic weapon in those wars. In the wool-producing areas the immediate effects were catastrophic, but after 1350 the introduction of weaving to East Anglia, accompanied by the migration of skilled weavers from the depressed textile industries of Flanders, led to a boom in demand for fleeces.

Throughout the early modern period, Wales remained predominantly agrarian, specialising in cattle production, rather than sheep-grazing; dairy products, and, until the Industrial Revolution, cloth-manufacture. The countryside underwent gradual enclosure and deforestation. Settlements remained small and scattered, with farmers maintaining upland summer homes and lowland winter houses. Towns, other than the boroughs already referred to, were not an important feature until the eighteenth century and even then were restricted largely to Glamorgan. There was some tin-plating in Monmouthshire, but neither coal-mining nor iron-casting was as important as they were to become.

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Dislike of the Anglo-Norman hegemony in Wales was not confined to the civil sphere; it was also present in the Church. The great religious revival of the eleventh century in Normandy was carried to England by the Conquest, which the Roman Church and the Norman barons themselves regarded as a Crusade, predating the ones they began to the ‘Holy Land’ in 1096. They considered the Welsh Church, still with its independent Celtic roots, to be, like the English one, in need of reform and physical rebuilding. The early conquests in Wales were accompanied by expropriation of church property for the benefit of religious foundations in Normandy and appointed French bishops whose dioceses by the early twelfth century had been incorporated into the province of Canterbury. In the Anglo-Norman borderlands and the Anglo-Welsh March, the abbey at Much Wenlock was refounded circa 1080; the Mortimers founded an abbey circa 1140 at Shobdon, a predecessor of Wigmore Abbey, and were later benefactors of the abbey at Cwm Hir in Maelienydd. Llanthony Abbey (detailed below) was founded in 1107. The native religious houses of Wales were slowly superseded by Anglo-Norman foundations or reformed in the new tradition as religious and cultural control of the Church passed out of Welsh hands for the next eight hundred years. Hardly surprisingly, this meddling was a cause of great resentment, with that champion of the Welsh Church, Giraldus Cambrensis, indignantly asking the Pope, …

… Because I am a Welshman, am I to be debarred from all preferment in Wales?

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A Pilgrimage to Llanthony Abbey & through Gospel Pass:

Above: The Landor Estate at Llanthony.

This is an appropriate point to engage with the path itself. The section from ‘Pandy to Hay-on-Wye’ officially begins where it crosses the A465 from Hereford to Abergavenny by “the Lancaster Arms.” However, by following the Afon Honddu northwards along the B4423 from Llanfihangel Crucorney, we can find our way to Llanthony Abbey. Given the remarks of Giraldus Cambrensis above, this is perhaps a better place to start a historical walk. The Priory is directly below in the deep Vale of the Ewyas which, as the twelfth-century itinerant Giraldus described it, is about an arrow shot broad. The priory he found, perhaps somewhat grudgingly, not unhandsomely constructed. It is, in fact, well worth the detour, either along the ‘B’ road or coming down from the Loxidge Tump from the Dyke Path (see maps below).

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You come to the priory ruins in a beautiful setting of meadows and groves of chestnuts. It is said that St David settled at Llanthony during his travels through Wales in the sixth century, establishing the llan (church). It is unlikely that he stayed long, but Llanthony’s special claim to fame is that he supposedly ate the leeks here that were to become the Welsh badge during the campaigns of the Hundred Years’ Wars with France. The priory was founded in 1107 by the powerful marcher lord William de Lacy at the place where, while on a deer hunt, he is said to have forsaken ambition and decided to devote his life to the service of God. As a result of Welsh raids on the Augustinians whom they no doubt considered to be the Roman Church’s supporters of the Norman incursion, the monks sought refuge with the Bishop of Hereford, only a few of them returning to the priory. From 1300, with Edward I’s conquest, the priory flourished once more, and at some point housed the largest single body of medieval Welsh ecclesiastical manuscripts, but by 1376 it was in a poor state of repair. Owain Glyndwr burnt it down around 1400; by 1481 only four canons and a prior remained, and its end came with its Dissolution by Henry VIII.

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In 1807 the estate was bought by the poet Walter Savage Landor (right) for twenty thousand pounds. From a wealthy Whig family, he held estates at Rugeley in Staffordshire and Bishop’s Tatchbrook in Warwickshire, but had been looking for a more secluded country property in which to write, and settled on Llanthony. The previous owner had erected some buildings in the ruins of the ancient abbey, but an Act of Parliament, passed in 1809, was needed to allow Landor to pull down these buildings and construct a house, (which he never finished). He wanted to become a model country gentleman, planting trees, importing sheep from Spain, and improving the roads. The Victorian diarist Kilvert wrote of his varied experiences of coming down the valley to the Abbey:

Under the cloudless blue and glorious sunshine the Abbey looked happy and peaceful. … How different from the first day that I pilgrimaged down the Vale of Ewyas under a gloomy sky, the heavy mist wreathing along the hillsides cowling the mountain tops. 

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There is still an avenue of trees in the area known as “Landor’s Larches” and many old chestnuts have been dated back to his time. But though he had literally fallen in love with Welsh people as a young man in Tenby and Swansea, where he lived for a time, he quarrelled with local people and the Bishop of St David’s, also finding the Black Mountains to have an “ungenial clime”. He left the estate in the hands of trustees and moved to Italy with his wife, whom he had met and married in Bath while living at Llanthony. They had returned to live in Llanthony. The remains of Landor’s house lie at Siarpal in the ‘cwm’ above the priory formed by the Hatterall Ridge and the Loxidge Tump. Together with the tower of the priory, they form what is now the Llanthony Abbey Hotel. The main surviving buildings of the priory are in the care of Cadw, the Welsh ‘keeper’ of historic monuments. Entrance is free.

It’s a pretty steep climb up the cwm to the ridge and the tump where the path can be regained, so the four-mile trek up the valley road to Capel-y-ffin seems more inviting, particularly as it’s rewarded by another monastery, founded in 1870 by the Rev. J. L. Lyne (Father Ignatius) for the Benedictines, in an unsuccessful attempt to reintroduce monasticism into the Anglican Church.

Soon after his death in 1908 the community ceased to exist, and the church became ruined. In the 1920s, though, the artist Eric Gill lived at the monastery for four years, and the house remained in his family after he returned to London. Besides the Catholic church are an Anglican chapel and a Baptist chapel. Capel-y-ffin means ‘chapel on the border’.  Just over a mile further on towards the Gospel Pass is the Youth Hostel.

The road goes on through the pass between ‘Lord Hereford’s Knob’ and ‘Hay Bluff’, where it eventually joins the Dyke path for the descent into Hay-on-Wye, avoiding the steep section on the road. This is where you are likely to see the Welsh mountain ponies.  Following the path itself from Black Daren northwards brings you very gradually to towards the unmarked summit of the ridge, and of the path, at 2,306 feet, on a broad and bleak nameless plateau of peat.

The surrounding landscape becomes wild and remote, a place to avoid in mist and rain. The Welsh have a saying, mae’n bwrw hen wragedd a ffin, meaning “it’s raining old ladies and sticks” (“cats and dogs” in English, of course!) Although “ffin” could mean “boundary” as suggested above, it might also mean “sticks” and there is a legend tell of the Old Lady of the Black Mountains, who is said to appear at night or in mist with a pot and/or wooden cane in her hand and who, going before wayfarers, will cause them to lose their way.

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A friendlier spectre, said to appear to travellers lost in the mountains between Llanthony and Longtown, is of a man who will guide them to the nearest road before disappearing. Best take the road in the first place, I say, with its beautiful views along the Ewyas Valley (above). At Pen y Beacon (or Hay Bluff), which is bypassed by the official path, we come to the to the steep north-west facing scarp of the Black Mountains, high above the middle Wye Valley. The way-marked alternative path to the beacon itself was described by the Victorian diarist Kilvert, and has apparently changed little over the last century and a half:

Soon we were at the top, which was covered with peat bog and black and yellow coarse rushy grass and reed. Here and there were pools and holes filled with black peat waters. … The mountains were very silent and desolate. No human being in sight, not a tree. 

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On the high and windswept bluff, on the very cornice of the range, a wide-sweeping countryside stretches away almost to the limits of vision. Beyond the Wye, hidden from view, where the Dyke path continues its journey, the Silurian hills of Radnorshire rise to grassy tops or to open hill common. In the distance are the outlines of Mynydd Eppynt, and the Radnor Forest. Dropping down over the cornice of Brownstones you aim between two deep gullies to join the Gospel Pass road on its way from the Honddu Valley. The path leads past the prehistoric burial mound at Twyn y Beddau and along the side of Cusop Dingle, on a steady descent into Hay. In a triangle bounded on two sides by main roads, Hay forms a compact and sleepy town, except when the International Book Festival is in town, in May.

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In the town, there are the remains of two castles, both Norman. The mound of the earlier motte and bailey, built around 1100 by William de Braose, is beyond the medieval core of the town, near St Mary’s Church. Legend has it that the castle was in fact built, not by William, but by his wife, Maud de St Valerie (‘Moll Walbee’). She is said to have built it in one night, carrying the stones in her apron. A pebble that dropped into her shoe is reputed to have been thrown into Llowes churchyard, three miles away. The ‘pebble’ measures nine feet in length and a foot in thickness! The later castle seems to have been destroyed by King John in 1215, the year that he signed the Magna Carta. It was rebuilt and then burnt by Llywelyn ap Iorwerth in 1231, though it was apparently still in use when Henry III rebuilt it about two years later. In 1236, the town walls were built, and by 1298 a compact town had grown within them. The castle was captured and changed hands several times in the succeeding decades so that John Leland in the sixteenth century found Hay to show…

… the token of a right strong Waulle having in it three Gates and a Posterne. Ther is also a Castel the which sumtime hath bene right stately.

The seventeenth-century Jacobean castle incorporated into it was owned in the 1980s by R. Booth, who ran a remarkable second-hand book business in the town. Apart from the castle itself, where rarer books were kept, many shops and other buildings have become bookshops. The collection is claimed to be the largest collection in the world, and it is well worth setting aside time to explore the bookshops. It is this recent remarkable piece of social history which has given rise to the book festival and Hay’s unofficial title as ‘the book capital of the world’. As a postgraduate student in Cardiff, I well remember organising a minibus trip to Hay and returning with a number of books which were out of publication, dating back to the early twentieth century, the period I was researching.

North of Hay, the Dyke crisscrosses the border into Herefordshire, before reaching the lowlands of Montgomeryshire. This is the ancient territory of the kingdom of Powys known as Rhwng Gwy a Hafren (‘between Wye and Severn’). Although Mercian influences were strong along this part of the Border, this is essentially a countryside of dispersed habitation in the Welsh tradition. Much of the walk is through some of the quietest and most beautiful, undulating country along the Border. Leaving Hay en route for Knighton you cross over the Wye into Kilvert country, where the wayfaring diarist we met at Lanthony Priory and atop the Black Mountains, Francis Kilvert, was curate of the parish of Clyro from 1865-72 and where, in 1870, he began his diary, describing vividly both the way of life in the area and much of the surrounding countryside. As it is only a mile along the road, but is not on the Dyke Path, it seems sensible to include the short walk to Newchurch as part of a sojourn in Hay. That is where I plan to end my journey this year.

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For some of its course, the Dyke marks local government boundaries, or more locally the boundaries to farmsteads, like Pen Offa near Chirk, where I hope to get to next year. But while, for the most part, the political boundary between England and Wales no longer follows it, and there are many gaps in the great earthwork itself (mostly due to modern development), the Dyke retains its place in the imagination as the symbolic frontier. It represents a natural if man-made division between upland and lowland peoples, as the only visible and historic structure which corresponds both to the imagination of those peoples, and to the fundamental reality of that division.

Sources:

Charles Hopkinson & Martin Speight (2011), The Mortimers, Lords of the March. Hereford: Logaston Press.

Gwyn A Williams (1985), When Was Wales? A History of the Welsh. Harmondsworth: Penguin Books.

Asa Briggs, John Morrill, et.al., (eds.) (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

Irene Richards & J. A. Morris (1946), A Sketch-Map History of Britain and Europe to 1485. London: Harrap.

George Taylor & J. A. Morris (1939), A Sketch-Map History of Britain and Europe, 1485-1783. London: Harrap.

John B. Jones (1976, ’80), Offa’s Dyke Path (Long-Distance Footpath Guide No 4). London: Her Majesty’s Stationery Office (Prepared for the Countryside Commission). 

 

 

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Berlin 1948: Spring Crises, Midsummer Madness, Blockades & Airlifts.   Leave a comment

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By the spring of 1948, the ideological division of Europe into two rival camps was almost complete, except in Germany and the two capital cities of Vienna and Berlin, where Britain, France, the USSR and the USA each governed a separate sector. Agreements had been formalised in the autumn of 1945, guaranteeing the Western Allies free access to Berlin. The former capital of Germany was a special case in the four-power joint occupation and control of the country, a hundred miles inside the Soviet zone, and therefore a key strategic point for the Soviets to apply pressure on the Western Allies. Road and rail lines were designated for the supply of those areas of the city occupied by them. Air corridors across the Soviet zone between Berlin and the western sectors of Germany had also been agreed, and for three years there was free movement along the accepted routes of access to the city. Britain, America and France relied on the road, rail and canal links into the city, but in the spring of 1948, the Soviet authorities decided to make use of this vulnerability by making access from the west more difficult.

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Added to these issues, Berlin had been subjected to an around-the-clock air bombardment in the war and the city had also endured a heavy artillery bombardment by the Red Army during the final battle. The destruction was almost total: whole districts had been flattened; entire apartment blocks had been demolished and almost every building in the city bore signs of damage. Food was perpetually in short supply and the official currency, the Reichsmark, had gradually become worthless. The black market was flourishing, and the cigarette had become the form of currency. The citizens had, literally, to dig into the rubble to find something with which they could barter in order to scratch out a living. They were joined by refugees arriving in the city, who faced an even more desperate struggle for food, warmth and light.

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In January 1948 the British cabinet had discussed the situation in Germany. In the previous year, the three Western Allies had joined their zones of occupation together into one Western zone. Stalin had watched these events with mistrust. The British Foreign Secretary Ernest Bevin had presented a paper to his government that argued for slow movement towards a West German government, and for action on currency reform to undercut the rampant black market. Bevin thought of Britain as an intermediary between the French, who were still fearful of German recovery, and the Americans, who were increasingly frustrated by what they saw as French obstructionism. The French were haunted by an ancient rivalry with Germany and bitter memories of recent defeat and occupation. On 23rd February representatives from the UK, France, Belgium, the Netherlands, and Luxembourg, along with the United States, met in London to plan for the new West German entity, and for the participation of Germany in the Marshall Plan. News of the Communist takeover in Czechoslovakia added impetus to the urgency for creating the new state. On 12th March, the Soviet leadership was advised by its spies in the Foreign Office in London that the Western powers are transforming Germany into their strongpoint and incorporating it into a military-political bloc aimed at the Soviet Union. Molotov accused the Allies of violating the agreements of Potsdam and announced that decisions made at the London conference were invalid.

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007 (2)Worse was to follow on 20th March 1948, at a routine Allied Council meeting, when Marshal Vassily Sokolovsky, the Soviet military governor in Germany pressed his US and British counterparts for information about the secret London conference, already knowing, of course, exactly what had happened. When General Lucius D. Clay, the US military governor told him that they were not going to discuss the London meetings, Sokolovsky demanded to know what the point was of having a ‘Control Council’ at all. The Soviets then got up and walked out of the meeting, effectively ending joint control of Germany.

As a result, around Berlin, the Soviet authorities began applying a range of petty bureaucratic obstacles to the free movement of people and supplies in and out of the city.

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Restrictions were placed on the use of the ‘autobahn’ between Berlin and the British sector to the west. The bridge over the Elbe at Hohenwarte, the only other road-crossing point, was closed for “maintenance.” The British offered to send engineers to build another to build another bridge, but Sokolovsky turned down the offer. The Soviets announced that they would search military passengers and their cargo on the rail lines, and stated that no freight shipments between Berlin and the western zones could be made without Soviet permission. On 1st April the Soviets halted two American and two British trains after their commanders refused access to Soviet inspectors. All this amounted to what was later called the “mini-blockade.” General Clay ordered a “baby airlift” to fly into Berlin enough supplies for forty-five days.

 

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On 5th April a Vickers Viking of British European Airways took from an airfield in West Germany on a scheduled flight into RAF Gatow, one of the Allied air bases in West Berlin. As it came into Berlin, in one of the agreed twenty-mile-wide air corridors, the Viking was buzzed by a Soviet Yak-3 fighter plane. It was not the first time this had happened. For a few days, Soviet fighters had been carrying out mock attacks on Allied planes flying into Berlin. But this time, as the British transport plane took evasive action, it collided with the Yak fighter. Both planes crashed to the ground, killing all ten people on board the BEA plane and the pilot of the Soviet fighter. The Soviets blamed the British for the collision, and the British blamed the Soviet pilot. A joint investigation of the accident broke down when the Soviets refused to allow German witnesses to testify. The British and Soviets separately concluded that the mid-air collision was an accident, but thereafter both sides were more nervous that such accidents could bring open conflict.

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008With the situation in Berlin now alarmingly tense, the confrontation between the Soviets and the West spilt over into Berlin’s internal politics. The Berlin City Council was the scene of a fierce power struggle between the East German Communists and their political foes, led by Ernst Reuter, a powerful orator, and his Social Democrats. Reuter had been forced to leave Germany by the Nazis but had returned in 1946. hoping to rebuild the country as a democratic state. His election in 1948 as Mayor of Berlin (the whole city) was vetoed by the Soviets and the East German Communists, whose agents operated in both East and West Berlin, using a combination of intimidation, blackmail and kidnapping to get their way.

As far as the Soviets were concerned, East Germany was Stalin’s by right of conquest; for the West Berliners it was, and remained (until 1972), the Soviet occupation zone, SBZ. The old pre-war Kommunist Partei Deutschlands, boosted by sizeable numbers of Soviet-German agents who had spent the war in Moscow and had been sent back to Berlin as early as May 1945, merged forcibly with the socialists and created a new party, Socialist Unity, led by Walter Ulbricht. It took over the main offices of state and reduced the civil service and the other political parties which remained to the status of mere figureheads. Its constitution made it clear that all fundamental human rights were subject to the concrete conditions under which the proletarian revolution must triumph (Article 19). 

Although, by 1948, the Soviets had forced the Eastern ‘zone’ of Germany to accept Communism, in the Western zone elections they never gained more than eight per cent support for the Communists, and despite the level of intimidation, the Communists had failed to gain control of Berlin.  Around Berlin, tensions had worsened. Soviet military authorities threatened to close down the rail traffic with the West. By 15th June canal boats and freight trains were the only means left of supplying the city. In this explosive situation, the Western Allies decided to introduce their new currency, which was announced on 18th June. Sokolovsky immediately issued a proclamation denouncing their action as being…

against the wishes and interests of the German people and in the interests of the American, British and French monopolists … The separate currency reform completes the splitting of Germany. It is a breach of the Potsdam decisions.

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Sokolovsky also prohibited the introduction of the Western Deutschmark (above left) into the Soviet zone and into Berlin. On 22nd June, the Soviets announced that they would be introducing their own currency, the Ostmark (right) for the Eastern zone and, they hoped, the whole of Berlin. The Western military commanders declared the Soviet order null and void for West Berlin and introduced the B-mark, a special Deutschmark overprinted with the letter ‘B’, for the Western sectors of Berlin. General Clay, who made the decision without consulting Washington, insisted it was a technical, non-political measure. But Sokolovsky announced that the Western mark would not be permitted to circulate in Berlin, which lies in the Soviet zone of Germany and economically forms part of the Soviet zone. General Clay assured his staff that he was not concerned by these developments:

If they had put in a currency reform and we didn’t, it would have been (our) first move.   

007Over the next twelve hours, Berlin endured an extraordinary spate of ‘midsummer madness’. On the evening of 23rd June, at a meeting of the Berlin City Council, which was located in the Soviet sector of the city, Reuter tried to persuade the Assembly to approve the circulation of both the Deutschmark and the Ostmark. As thugs beat up non-Communists to intimidate them from supporting Reuter’s proposal, Soviet officials and Communist-controlled police stood by and watched. Nevertheless, the Berlin Assembly voted to accept the Deutschmark in the Western sectors and the Ostmark in the Soviet sector.

Sokolovsky rang Molotov to ask what he should do; should he surround Berlin with tanks? Molotov told him not to, as this might provoke the Western powers into doing the same, and then the only way out of such an impasse would be through military confrontation. They decided instead to impose an immediate blockade around Berlin, and at 6:00 a.m. on 24th June, the barriers were lowered on all road, rail and canal routes linking Berlin with West Germany. The reason given was “technical difficulties.” That same morning, electricity from power stations in the Soviet sector was cut off to factories and offices in West Berlin. The official reason given was “coal shortages.” So the blockade of Berlin began. The Soviets’ purpose was clear; either the Western Allies must change their policies or be forced out of Berlin altogether. General Clay clearly identified this purpose:

When Berlin falls, Western Germany will be next. If we withdraw our position in Berlin, Europe is threatened … Communism will run rampant.

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Berlin was effectively cut off from the West, with only enough food and fuel to last six weeks. In both London and Washington, there was a clear determination that the Western powers would hold on to West Berlin. President Truman vowed; We are going to stay, period and British Foreign Secretary Ernest Bevin announced that the abandonment of Berlin would mean the loss of Western Europe. It was easy to make such statements, but much more difficult to decide what to do next. West Berlin did indeed have a symbolic status as an outpost of the democratic West inside the Communist East, but by an agreement made at the time of Potsdam, the Soviet authorities were not obliged to supply the British, American and French sectors of the city. So 2.3 million Berliners, and the Allied military garrison there were now cut off. The Western part of the city relied upon the arrival of twelve thousand tons of supplies each day. At the time, there was only enough food for thirty-six days, and enough coal for forty-five. The key to keeping a Western presence in Berlin clearly lay in finding a way to supply the citizens with their bare necessities. With rail, road and canal routes blocked, the only way to get supplies in was by air. However, the American C-47 transport, the military ‘workhorse’ of the day, could only deliver a payload of three tons. Initially, the prospect for an airlift to Berlin appeared to be bleak.

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On 24 June, the West had introduced a counter-blockade, stopping all raid traffic into eastern Germany from the British and US zones. Over the following months, this counter-blockade was to have a damaging effect on the East, as the drying up of coal and steel shipments seriously hindered industrial development in the Soviet zone. On that same day, General Clay rang General Curtis LeMay of the US Air Force in Wiesbaden and asked him to put on standby his fleet of C-47s and any other aircraft that could be utilised. The RAF had come forward with an ambitious plan to supply Berlin by air, but Clay was sceptical. He favoured sending a convoy of US military engineers down the autobahn to force their way through the Soviet blockade, with instructions to fire back if they were fired upon. But in Washington, Truman’s advisers urged caution and restraint. The president was backed into a corner as it was an election year; the American people would never support going to war with the Soviet Union just to defend Berlin, the capital of a country they had been at war with only three years earlier. At the same time, Truman had to be seen championing a firm line with the Soviets, so he made no final decision that day, but Clay was told by telephone that the president did not want any action taken in Berlin which might lead to possible armed conflict.

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Although both the British and Americans had experience with major air supply operations, neither had ever attempted anything on this scale. Clay warned Reuter that to begin with there would be severe shortages and hardships; initially, he did not believe that the Allies could fly in more than five hundred tons a day. Reuter assured him that the Allies could count on the West Berliners to grin and bear it. Then, without consulting Washington, Clay authorised the start of the airlift. On 26th June, the first American transport planes flew into Berlin from air bases in West Germany, following three narrow air corridors through the Soviet zone. The first flight brought in eighty tons of milk, flour and medicine. The Americans code-named the airlift Operation Vittles; to the British, it was Operation Plainfare. To begin with, about eighty C-47s flew two daily round trips into RAF Gatow and Tempelhof, air bases in the British and American sectors of Berlin. Soon the Americans were bringing fifty C-54 Skymasters, four-engined transports each containing nine tons, three times the payload of the C-47s. The Allies organised willing gangs of workers to unload the aircraft and turn them around quickly. Over time these workers learned to empty each plane in just seven minutes. The citizens of Berlin became increasingly confident that the Allies would be able to save their city. They had had few problems delivering bombs, they reminded each other, so why wouldn’t be able to deliver potatoes?

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The Royal Air Force had fewer service aircraft available for the operation, and spare planes of any type were soon pressed into the airlift. British business executive Freddie Laker had begun to buy and sell aircraft parts after the war, and by 1948 he owned twelve converted Halifax bombers. He was asked to make them available for supplying Berlin and provided a team of pilots and engineers as well. As the operation grew over succeeding months, it grew into a ‘crusade for freedom’, with the pilots determined to keep Berlin alive, despite the hazards of flying old, rickety aircraft, often buzzed by Soviet fighters and frequently at risk when flying heavy loads in bad weather. Bevin set up a crisis-management team in London to supervise the effort, and early expectations were soon exceeded, as roughly a thousand tons per day were flown into the besieged city. The irony was not lost on many of the veteran fliers involved; instead of destroying Berlin, they were now keeping it alive.

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In July, General Clay returned to Washington for talks with President Truman. He still favoured a military a military convoy to break the blockade, for he believed that the Soviets would back down rather than confronting the West. However, Truman did not want to chance it. If they chose not to let the convoy through, there would be war. Instead, Truman guaranteed more C-54s, and the two men talked of doubling the airlift to two thousand tons daily. The American intelligence community, knowing that the Soviets still had two and a half million men at arms, was convinced that in a conventional military confrontation the Red Army would walk right over the US forces. At the same time, they were equally confident that the Kremlin would not sanction direct military conflict with the Western powers, which might provoke the Americans to use nuclear weapons, as they had in Japan. To stop the airlift, the USSR would have had to shoot down British and American planes. Stalin was frightened by the USA’s nuclear capability, since, as yet, the Soviet Union had not developed its own capacity. Perhaps because of this overall military superiority, General Clay remained convinced that the Soviets would not risk a military confrontation:

The chances of war are 1 in 10. The Russians know they would be licked. If they cut our air route, they know it is an act of war.

Besides, the Soviet Union was not yet secure within its own accepted sphere of influence. Yugoslavia split away from the Eastern camp, a defection that made the Kremlin even more nervous about its support among its satellites, especially after events in Czechoslovakia in February and March of the same year. On 28th June, only four days after launching the blockade against Berlin, Moscow expelled Yugoslavia from the Cominform and called on other Communist parties to isolate Marshal Tito, its charismatic partisan leader who had taken power after the war without Stalin’s help or support. An economic blockade was organised against Yugoslavia that caused great hardship, but Belgrade stood firm. Rejected by the Eastern ‘bloc’, Tito turned, albeit slowly and a little reluctantly, towards the West. Although not technically a member of the Marshall Plan, Yugoslavia went on to receive $150 million in aid from the United States. Threatened with invasion by Stalin, Yugoslavia remained the only independent state in Europe throughout the Cold War and a ‘thorn in the side’ of the USSR. Any attempt of an Eastern bloc country to establish its independence from Moscow was labelled ‘Titoism’, a heresy to be rooted out and purged.

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Back in the ‘Berlin Crisis’ during July, attempts were made through diplomatic channels to bring about a settlement. On 2nd August, the British, American, and French ambassadors had a private meeting with Stalin to test his willingness to find a peaceful solution. Stalin made it clear that from the Soviet point of view the currency question was crucial, together with the London agreement to create a united West Germany. He argued that if there were now two German states then Berlin was no longer the capital, making the Western presence in the city no longer relevant. Stalin stated that the USSR was not seeking conflict with the West and would lift the blockade as soon as the West withdrew the B-mark from circulation and agreed to reinstate joint four-power rule over Germany. In point of fact, there was little that the Soviets could do in the face of the West’s superiority in the air and its determination to keep up the airlift. What became clear to the Western ambassadors was that the Soviet blockade had only one principal purpose: to prevent the creation of a West German state.

Pictured Above: On 19th August, A C-47 Dakota comes in for a landing while a huge C-74 Globemaster from Frankfurt unloads 23 tons of flour for the people of Berlin. With some difficulty, the enormous plane landed on a new runway at Gatow in the British zone. Below: Inside the Globemaster.

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Throughout the summer of 1948, the British and American governments constantly reviewed their options. Military thinking concluded that the airlift could hardly continue through the winter; that October was to be the cut-off point. The British chiefs of staff prepared a contingency plan to withdraw their troops to the Rhine in case of an emergency. In Washington, the air force commanders were convinced that the airlift was doomed to fail and concluded that there was a high likelihood of war with the Soviets over Berlin. The question which arose from this for the administration was whether the United States would be willing to use nuclear weapons in the developing crisis, for there was still no clear policy emanating from the White House. Truman argued with his Pentagon chiefs that because they were so terribly destructive, atomic weapons could not be treated as conventional weaponry. He urged the military leaders…

to understand that this isn’t a military weapon. It is used to wipe out women and children and unarmed people.

In September, the US National Security Council produced a secret report designated as NSC-30: United States Policy on Atomic Welfare. This required the military to be ready to utilize promptly a and effectively all appropriate means available, including atomic weapons, in the interests of national security and to plan accordingly.  However, any decision about the use of nuclear weapons would be made by the president, when he considers such decisions to be required. Truman endorsed NC-30. In a briefing with his chief air force commanders, he…

prayed he would never have to make such a decision, but … if it became necessary, no one need have misgiving but he would do so.

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In a dramatic gesture that summer, a fleet of sixty B-29 ‘Superfortress’ bombers was flown into the United Kingdom. These were the latest American heavy bombers, designed to carry atomic weapons. The deployment of the B-29s established the US Strategic Air Command in the UK, and the arrival of “the atomic bombers” was widely publicised. The threat of nuclear retaliation was now made explicit. After a brief debate, at the height of the Berlin crisis, the British Government had formally invited Washington to station the bombers in Britain. The invitation neatly fudged the issue as to who would have his finger on the nuclear trigger; the US Air Force bombers would respond to orders from the United States, but their bases would be technically under the command of the RAF.

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This theoretical ambivalence lasted for more than forty years. I remember going on a CND march to RAF Lakenheath in Suffolk to demonstrate against the presence of the US bombers, and their bombs, in 1976. But in practice the real decision, if it ever came to that, would always be made as NSC-30 directed, by the president of the United States. The planes, in fact, carried no atomic weapons, but this was a closely guarded secret. There were not enough atomic warheads in existence to equip the B-29s in Britain. Their arrival was mainly a signal to Moscow that the West meant business over Berlin, and Washington took advantage of the crisis to get congressional approval for permanent overseas bases.  The British Government knew that the B-29s carried no atomic weapons, and through spies at the London Foreign Office, Moscow also, almost certainly knew too. The British, German and Russian people, of course, did not.

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Meanwhile, the Berlin airlift was proving more successful than anyone ever expected. Tens of thousands of Berliners helped build a new airport at Tegel to reduce congestion at the other two airfields. With capacity for more flights, the Americans added another sixty C-54s to their fleet. Clay now spoke of bringing in 4,500 tons each day. By September, aircraft were landing in Berlin every three minutes, day and night. On 18th September, 861 British and American flights delivered a record seven thousand tons in a single day. By this date roughly two hundred thousand tons of supplies had been delivered, the ‘split’ between the USAF and the RAF being about sixty-forty in percentage terms. Coal, flour, drums of petrol, potatoes, medical supplies were all brought in by air. It began to look as if the airlift would be able to supply the city through the winter, after all. But West Berliners were still fearful that the West might not continue the airlift. On 6th September, another meeting of the City Council in East Berlin had been broken up by Communist agitators with violence and intimidation. The Western representatives decided that the Council was no longer functional, so they left and agreed to meet separately in West Berlin. Three days later, a huge gathering of three hundred thousand Berliners, mostly from the western zones, collected outside the ruins of the Reichstag (below). Standing on a pile of rubble, Reuter addressed the huge crowds, calling upon the Western governments not to abandon Berlin.

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By October, many West Berliners were getting desperate. They were allowed only small amounts of fat, spam (tinned meat), potatoes, cereal and bread. Berlin’s people needed four thousand tons of supplies a day to survive. People had got used to the rationing, and even to feeling cold, since electricity was only available four hours a day. But the blockade was not, in any case, absolute, so a minority of West Berliners were able to register for food rations with the Soviet authorities, and about one in ten of them were, therefore, able to draw food and coal from the East. As there was no restriction on travel within the city, so many West Berliners regularly visited the eastern part of the city, where there were well-lit and heated dance halls.

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The airlift became almost a way of life. Although expensive, its cost represented only a fraction of the total cost of American aid to Europe. Despite bad weather and constant harassment by Soviet fighters, the transports continued to bring their cargoes into West Berlin. By December, the goal of 4,500 tons flown in each day was reached. At Gatow and Tempelhof flights landed every ninety seconds. Enough coal was freighted in to keep West Berliners from freezing. The gamble had paid off. Production in the city picked up and output grew rapidly. The feared economic collapse did not materialise.

Below (left): A German child’s drawing commemorates the airlift: “We thank the pilots for their work and effort.” Right: A new game, “Airlift.”

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By the spring of 1949, the weather improved considerably. Food supplies in Berlin could be built up and fuel stocks maintained at a sufficient level. The airlift ensured that eight thousand tons were being flown in each day. In one twenty-four hour period, on Easter Sunday, April 1949, a record number of 1,398 flights came into  Berlin, carrying a total of thirteen thousand tons of supplies. In all, two million tons of supplies had been flown in since the airlift began. As the counter-blockade of eastern Germany hurt more and more, the Soviets took the only course left open to them and tried to end the whole Berlin debacle. The Kremlin indicated that it would consider ending its blockade with minimal conditions imposed: The counter-blockade would have to be lifted and the Council of Foreign Ministers reconvened. The bellicose General Clay quietly returned to Washington, ceasing to be military governor and claiming that, in any case, after the tensions of the preceding year he needed a break. On 12th May 1949, the blockade was finally lifted, and the Western military authorities reciprocated by lifting their counter-blockade. Both sides claimed victory and Berliners were jubilant; many thought this would be the end of the conflict between the Great Powers. In reality, the blockades had resulted in the end of the war-time alliance and in the formation of two Berlins: West and East. Added to that, as the heavy transports continued to fly their daily missions, the constitution of the Federal Republic of Germany was being drafted. Stalin’s attempt to prevent the division of Germany had failed. President Truman commented:

When we refused to be forced out of Berlin, we demonstrated to Europe that we would act when freedom was threatened. This action was a Russian plan to probe the soft spots in the Western Allies’ positions.

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Above: RIAS, Radio in the American Sector, American-financed, with a mix of popular music and upbeat news, kept up Berliners’ morale. Presenter and entertainer Christina Ohlsen became a celebrity.

The West did, indeed, secure a major propaganda victory through the airlift. It was a reminder to the Soviet Union, and the whole international community, of Western technological superiority, especially in the air. Conversely, the Berlin crisis showed the Soviets in a poor light: they seemed to be willing to threaten 2.3 million people with starvation. The Soviet view of the events was, not surprisingly, quite different:

The crisis was planned in Washington, behind a smoke-screen of anti-Soviet propaganda. In 1948 there was the danger of war. The conduct of the Western powers risked bloody incidents. The self-blockade of the Western powers hit the West Berlin population with harshness. The people were freezing and starving. In the spring of 1949 the USA was forced to yield … their war plans had come to nothing, because of the conduct of the Soviet Union.

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The Soviets, operating outside the framework of American loan credits and facing the Western alliance, saw themselves to be increasingly threatened. We now know that Stalin privately felt far weaker than was known at the time, but in 1948 many in the West genuinely believed that Stalin planned to dominate the entire European continent. The US policy of ‘containment’ meant confronting Communism at all agreed critical points, and Berlin was one of these. Old wartime loyalties to Russia were being replaced by fear of Soviet ambitions; a “them and us” syndrome had emerged. As US Secretary of State, George C Marshall observed,…

There has been a definite crystallization of American public and Congressional opinion over the Berlin issue. … The country is more unified in its determination not to weaken in the face of pressure of an illegal blockade than on any other issue we can recall in time of peace.  

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The Berlin blockade made clear to most Americans that the new enemy was definitely the Soviet Union. The Blockade and Airlift was the first open struggle between East and West. The tactics were designed not to start a war, but to threaten to go to war if necessary. This set the pattern for future Cold War conflicts, including further tensions over Berlin. 

Source:

Jeremy Isaacs & Taylor Downing (1998), Cold War. London: Bantam Press (Transworld Publishers).                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                

 

1968 and All That… MLK, LBJ, Bobby, Tet and the Prague Spring.   Leave a comment

The Escalation of the Vietnam War and the Tet Offensive:

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At the beginning of 1968, US President Lyndon Johnson thought that victory in Vietnam was worth the sacrifice the US servicemen had already made since President Kennedy had committed 16,500 troops to the support of the South Vietnamese in 1961-62. By 1968, Johnson had committed up to half a million men to the conflict. On taking office in 1964, he had said, I am not going to be the President who saw South East Asia go the way that China went. But by the end of February 1968, he was increasingly isolated in Washington. Robert McNamara, who had been John F Kennedy’s Secretary of Defense, had left the White House to become president of the World Bank. He said he did not really know whether he had quit or been fired. The new Defense Secretary, Clark Clifford, opposed General Westmoreland’s latest request for another 200,000 men, arguing that there would soon be further requests, “with no end in sight.” He recommended pegging the level at twenty thousand, and Johnson agreed. What had happened in the war, and the response to it, to change his mind?

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In January 1968, just as President Johnson was announcing that the United States was winning the war in Vietnam, the Vietcong had launched the Tet Offensive within virtually every town and city in South Vietnam. It was their most spectacular offensive yet. In Saigon, a commando unit even penetrated the US Embassy compound; it had to be flushed out man by man. This feat, which took place in front of television cameras, stunned America and public opinion worldwide. Although the US military had intelligence that an attack was imminent, they appeared to have been caught completely by surprise. But the bitterest fighting in the Tet Offensive took place in Hue, previously a tranquil city, where intense house-to-house fighting and killing went on for several weeks. The photo on the right below shows US Marines call for assistance for those wounded in the bloody fighting which took place in the city on 1st February. The beleaguered president finally accepted that there was a limit to the losses of US servicemen in Vietnam that the American people would accept. The photo below (left) of Lyndon Johnson shows him preparing a speech on Vietnam.

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On the other side, the Tet Offensive was intended to inspire a popular rising across South Vietnam. It totally failed in this, but rather led to massive losses of some of the Vietcong’s best fighters. Nevertheless, in propaganda terms, the offensive was a magnificent victory for them. Before Tet, the American leaders had talked of grave enemy weaknesses and of how the Vietcong had met their match and were desperately hanging on. Now the Vietcong had shown that they could attack at will and could strike even at the very nerve centre of the US presence in South Vietnam. The gap between what the US Government said and what people saw on their television screens had never been greater, nor credibility lower. Support for the president’s handling of the war dropped to an all-time low in the polls. Eighty per cent of Americans felt that the United States was making no progress in the war. Tet was thus a turning point.

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Added to this, there was international revulsion and outrage at the American tactics. The British journalist, James Cameron, reported:

There was a sense of outrage. By what right do these airmen intrude over a country with which they are not formally at war? Who gave these people the sanction to drop their bombs on roads, bridges, houses, to blow up the harvest, to destroy people of whom they know nothing? Would this sort of thing blow Communism out of their heads?

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Despite the bombing, North Vietnam continued to supply the Vietcong in South Vietnam with ever-increasing amounts of aid. Much of it came from the Soviet Union and was driven across the border at night in convoys of heavy, Russian-built trucks. They regularly moved weapons and ammunition into the South, smuggling them right into the hearts of towns and cities. President Johnson had hoped for a ‘quick kill’. But the tactics of America’s land forces in South Vietnam were based on several errors of judgement. First, the soldiers were told to fight for the hearts and minds of the Vietnamese. Yet the GIs simply shot and killed the peasants on sight, often en masse and without discrimination, assuming that they were Vietcong supporters. They also destroyed the land itself, as James Cameron testified (above). Richard Hamer, an American journalist commented, after his visit in 1970, that Vietnam had become a country of refugees … once the rice bowl of Asia, now unable to feed itself. Secondly, the USA believed it could ‘win’ the war and simply could not believe that the US could be defeated by a bunch of guerrillas in black pyjamas. But the reality of guerrilla warfare was very different:

… this enemy is invisible … it is not just the people but the land itself – unfamiliar … frightening … it can be that field ahead littered with land mines … the enemy can be the kind who comes out smiling and then lobs a grenade … or that bent old lady carrying a watermelon.

You walk down a road between rice paddies. Vietnamese are in every paddy. Then a mortar shell lands right in the middle of a patrol. A couple of guys are dead, others are screaming in agony with a leg or arm blown off, or their guts hanging out. Did one of them (the peasants) lob the mortar? If so, which one? Should you kill all of them or none of them at all?

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There was widespread opposition to the American presence in Vietnam, not least from within the US itself. The determined peace protesters outside the White House would not leave Johnson in peace, continuing to chant:

Hey, hey, LBJ! How many kids did you kill today?!

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In fact, the hostile chanting accompanied him wherever he went and had a devastating effect on him. Senator Eugene McCarthy announced he would oppose Johnson for the Democratic Party nomination; Robert Kennedy also declared he was a candidate and spoke out harshly against Johnson’s foreign policy and conduct of the war. In the second half of March, the ‘wise men’ went into conclave again to review progress and consider their options in Vietnam. By now the civilians in this group were openly critical of the assessments presented by the military commanders. When told that eighty thousand of the enemy had been killed and that the normal ratio of killed to wounded was 1:3, UN Ambassador Arthur Goldberg calculated that would mean that all of the enemy’s manpower must be dead or injured: “Then who the hell are we fighting?” he asked. Then, on 31st March, in a live television address, Johnson announced that the US would halt all bombing above the twentieth parallel in the hope that peace talks could begin promptly. He then went on to surprise everyone, even his own advisers, by announcing  that he would “not seek … nor accept” his party’s nomination for a second term in the White House. With his crushing triumph over Goldwater only four years behind him, Johnson now recognised the deep unpopularity of his policy of escalating the Vietnam War. He had lost his fight with public opinion.

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Martin Luther King’s Death in Memphis:

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Above Left: Martin Luther King, Jr., waves to the marchers at the Lincoln Memorial, on 30th August 1963, before making his “I have a dream…” speech. Above Right: Lyndon Johnson shakes King’s hand after signing the Civil Rights Bill into law, 2 July 1964.

Four days after Johnson’s announcement, on 4th April, Martin Luther King was assassinated at a motel in Memphis, Tennessee. He had gone to Memphis to support a workers’ strike, marching with the strikers, who wanted to protest peacefully, singing and holding hands. Most of them were black street-cleaners, who were badly paid. But gangs of young blacks had not wanted to protest peacefully and had begun rioting, breaking shop windows and fighting with the police. One of them had been killed during the fighting.  After the march, King had talked to the gangs and told them that violence was not the answer and that all protests had to be peaceful if they wanted the workers to win. Some of the gang-leaders had argued back, saying that times had changed and that peaceful protests no longer worked. Finally, King had persuaded them to join the workers on their next march, and they had promised him not to use violence. The date for the second march had been set for 5th April.

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On 3rd April, King had returned to Memphis and had made a speech at the Baptist Church prayer-meeting. It had been full of hope about the cause, but also of foreboding for his own life:

I have been to the mountain top … I have seen the Promised Land. I may not get there with you. But we, as a people, will get to the Promised Land.

On the next day, 4th April, King had told his friends that he needed some air. He went out of his hotel room just after six o’clock in the evening. Suddenly, there was the sound of gunfire. His friends ran outside and found him lying on the ground, shot. Jesse Jackson, one of King’s young supporters, held him in his arms while the ambulance was sent for. An hour later Martin Luther King died in hospital. He was just thirty-nine years old.

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The whole world grieved the loss of this man of peace. All the people who had worked so hard for peace and civil rights were first shocked and then angry. Go and get your guns! Stokely Carmichael, the Black Panther leader, told a crowd in Washington DC. Riots swept the American nation; a hundred cities erupted, the rioters fighting the police. There were more than twenty thousand arrests and forty-six more black deaths. Seventy-five thousand troops were called out to keep the peace. For many, King epitomised the dream of racial equality, but for two years his influence had been diminishing. Now the leadership of the black community passed to more radical figures like Carmichael, who wanted to replace passive, nonviolent disobedience to active and violent resistance. The Black Panthers trained as paramilitaries in the ghetto of Oakland, California, for a civil war with racist police. Other black ‘nationalists’ called openly for revolution.

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James Earl Ray, a white supremacist, was arrested and went to prison for King’s murder, though many believed he had not acted alone. Even Coretta King did not believe that Ray had killed her husband. King’s body lay in his father’s church in Atlanta. Thousands of people came to pay their respects to the civil rights leader. Later, his body was buried next to those of his grandparents, and written on his headstone, are the last words of his most famous speech at the Lincoln Memorial five years earlier:

Free at last, Free at last!

Thank God Almighty, 

I’m free at last!

From Paris to California and on to Chicago:

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Above: Robert Kennedy, campaigning in California.

In May, preliminary peace talks began in Paris. In the face of obdurate North Vietnamese negotiators, the talks soon ran aground. The dispute focused on whether or not the United States would halt all bombing of the North and who could sit at the negotiating table; would the National Liberation Front, the Vietcong sit down with the United States, as well as North and South Vietnam? There was no agreement. With a million college students and faculty members boycotting classes because of Vietnam, the stage was set for the confrontation between McCarthy and Kennedy for the Democratic Party nomination. In the California primary, in June, Kennedy won by a whisker. Then, as he was leaving his hotel through a back entrance, he was shot in the head and stomach (below). He died in hospital the next morning. There was no rioting, just silence. The American nation was traumatised by these killings, asking what was wrong with the country to make it so violent.

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Above right: Police and anti-Vietnam War protesters do battle in Chicago.

Everything came to a head when the Democratic Party gathered in Chicago to choose its nominee for the presidency – now either McCarthy or Vice President Hubert Humphrey. Chicago was controlled by Mayor Richard J Daley, a hard-liner who ruled the streets through a broad network of ethnic supporters. He promised, as long as I am mayor, there will be law and order on the streets. In the riots following Martin Luther King’s death, he had given his police authority to “shoot to kill” arsonists. Daley was determined to keep order during the convention when rumour predicted that a hundred thousand activists and anti-war campaigners would assemble in Chicago. Only about one-tenth of that number arrived, but Daley had no intention of allowing any marches to go ahead. His police, some out of uniform, attacked a group of ‘hippies’ and ‘yippies’ in Lincoln Park and pursued them – and anyone else who happened to be on the streets – with clubs and batons.

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On the night that Humphrey was to accept the nomination, the police used tear gas to break up the demonstration outside the convention hotel. More than two hundred plainclothes policemen tried to infiltrate the march. Demonstrators, newsmen, and even elderly passers-by were all clubbed and beaten. Tear gas got in the air vents of the hotel, including Humphrey’s suite, as he was preparing his acceptance speech. Live on television, the cameras kept cutting between the convention and the extraordinary scenes outside. Humphrey left feeling shattered, despite having secured his party’s nomination. Chicago was a catastrophe, he said later; My wife and I went home heartbroken, battered and beaten.

According to the to the New York Times, the Chicago police had brought shame to the city, embarrassment to the country. Lawyers defending those charged for their role in the demonstration spoke of a “police riot.” Senator George McGovern denounced Daley and his “Gestapo” for creating a “bloodbath.” Radicals were driven even further outside the political system; they believed that the government was now totally illegitimate and led by war criminals so that only further militancy could win the day. Bring Us Together was the campaign slogan of the Nixon camp, but as the campaign hotted up, there was little prospect of this happening in reality. In fact, Governor George Wallace had declared himself as an independent candidate. Wallace’s plan to stop the trouble on the streets appealed only to the right-wing Republican heartlands:

We ought to turn this country over to the police for two or three years and then everything would be all right.

Meanwhile, Richard M Nixon had won the Republican nomination for president. With conservative Spiro T Agnew as his running mate, Nixon tried to defuse the support for Wallace. He also met with Johnson and agreed not to attack the outgoing president over Vietnam during the campaign, in return for an understanding that Johnson would not abandon Saigon. Nixon tried to come across as the statesman and peacemaker. He spoke of a “secret plan” to end the war in Vietnam and to bring peace with honour. Nixon also agreed that during the campaign he would not call for a pause in the bombing. In October, the Paris peace talks were still deadlocked over the issue of representation, with President Thieu, in Saigon, deeply opposed to negotiating with North Vietnam if the Vietcong were also present. This would imply formal recognition of his hated enemy. With the election only days away, Johnson received FBI reports that Anna Chennault, a Nixon fund-raiser, was acting as a go-between for the Republicans with Thieu. Nixon’s campaign manager had asked her to tell Thieu to oppose the cessation of bombing, and so undermine the peace talks, promising that Thieu would get a better deal under the Republicans. Thieu held out and refused to attend talks at which the Vietcong were present. Despite this, Johnson called a halt to the bombing on 31st October.

Nixon talked of the “tired men” around Johnson and the need for a new team with “fresh ideas”. The opinion polls showed a swing away from Humphrey, who up to this point had had a narrow lead. On 5th November, the American people came out to vote. In the end, the vote was nail-bitingly close: Wallace won thirteen per cent, and Nixon narrowly defeated Humphrey with 43.4 per cent of the vote to 42.7. There was to be a new team in the White House, but outside America was split into two nations. But, although the North had set out the terms on which the war would eventually end, the fighting in Vietnam would go on for another five years and cost many thousands more lives.

The anti-war movement clearly boosted North Vietnamese morale and sustained Hanoi’s will to fight on. The hostile chants had almost certainly upset Lyndon Johnson and helped persuade him not to stand for re-election. The movement also affected the atmosphere of decision-making by which it was resolved not to broaden the conflict into a wider war in Southeast Asia. More than anything, the protests against the war exposed a growing cultural divide among the American people and, in the rest of the world, provoked widespread anti-American sentiment on both sides of the Cold War divide. The protest movement was international. In Paris in May 1968, the Fifth Republic was nearly toppled when it came into conflict with a massed combination of workers, students, and intellectuals. In London, police laid into anti-war demonstrators outside the Grosvenor Square US Embassy, in full view of television news cameras. In Northern Ireland, civil rights marches, modelled on those in the American South, sparked a new phase in the long-running confrontation between Irish republicanism and the British State. In Germany and Japan, radicals fought with the police.

Another Year Ending in Eight – The Prague Spring:

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The action of the Chicago police took place just a week after Soviet troops shocked the world by moving into Prague. In Central/Eastern Europe, new thinking had been influenced by the counter-cultural currents in the West, but the events in Czechoslovakia in 1968 also had their origins in the fight for Czech independence which goes back four hundred years and seems to contain major events in years ending in the number eight. It began with the outbreak of the Thirty Years’ War in 1618, following the defenestrations of Prague, when the Bohemian Calvinists refused to acknowledge Ferdinand, a Hapsburg, as their king, inviting Frederick, the Elector Palatine and his wife Elizabeth, the daughter of James VI of Scotland and I of England, to become their king and queen. This was both a religious and a political challenge to the Emperor. Frederick was overwhelmed by Bavaria and Austria at the Battle of the White Mountain in 1620, having received no help from the Protestant Union of German princes, or from his miserly father-in-law, James Stuart. Frederick and Elizabeth went down in the annals of Czech history as ‘the Winter King and Queen’ due to the brevity of their reign, and it took another three centuries for independence to be restored, in 1918/19. It was then taken away again in 1938/39, by Hitler, with Chamberlain’s connivance and, after a brief post-war restoration, in 1948 the Communists seized power at Stalin’s insistence.

001Jan Masaryk, the independent foreign minister and son of the first president of inter-war Czechoslovakia, was also defenestrated in 1948, by the Communists. A re-examination of the case in 1968 turned up a document which stated that scratch-marks made by fingernails had been found on the window soon after he had fallen to his death. The ‘Prague Spring’ also had economic roots, in common with other protest movements in the Eastern bloc countries. There was deep concern about declining growth rates and the failure to keep up with Western levels of consumer progress.

In Poland, agricultural output had been dropping year after year, and the régime of Wladyslaw Gomulka, so rapturously welcomed in October 1956, was growing steadily more oppressive. Intellectuals who spoke out against the government were imprisoned and in March 1968 a student demonstration was brutally broken up by the police, resulting in several days of street rioting in Warsaw. Gomulka had lost almost all of his support in the country, but Brezhnev and the Soviet Union stood by him. But the crises of 1968 passed quickly in Poland, and Gomulka remained in power for two more years, until food shortages and rising prices finally brought his régime to an end.

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Above left: Alexander Dubcek in Spring, 1968, promising “socialism with a human face.” Right: He shakes hands with Brezhnev in Bratislava, 3rd August 1968.

In Czechoslovakia, there were also concerns over lack of growth in the economy, and in 1966 the government of Antonín Novotny took the first steps towards decentralising the economy, giving greater power to local managers and greater priority to the production of consumer goods. Profits rather than quotas were made the measure of performance, a practice dubbed market socialism. However, these reforms were too slow, and, against a background of student revolts, Alexander Dubcek was appointed party chairman in January 1968. He was no fiery revolutionary, but as the boss of the Slovak party machine, he was a committed party loyalist. He did, nevertheless, promise the widest possible democratisation of the entire sociopolitical system aimed at bringing communism up to date. His appointment speeded change, as he widened the reform debate to those outside the party. Censorship was eased; freedom of speech was introduced in newspapers, on the radio and on television. Amidst unprecedented debate in the press and on television, in April the party approved an Action Programme with a two thousand word manifesto in June, when writers and intellectuals advocated democratic reforms within a broad socialist context. Dubcek’s reforms became known as socialism with a human face. Above all, Dubcek was trying to improve living conditions in Czechoslovakia:

We want to set new forces of Socialist life in motion in this country, allowing a fuller application of the advantages of Socialism.

Trade with the West was developed; different religions were allowed. Dubcek’s Government, though still Communist, wished to have less control over people’s lives. In this, he had the full support of the Czechoslovak people. The thaw in Czech Communism in early 1968 was therefore known as the ‘Prague Spring’. The Prague leadership tried very hard not to upset the Kremlin. They remembered how Hungary had been crushed in 1956, and Czechoslovakia, unlike Imre Nagy’s Hungarian one of twelve years earlier, had no desire to make changes in its foreign affairs or to leave the Warsaw Pact.

Over these months, Moscow and the other Warsaw Pact capitals became increasingly agitated by the so-called ‘Prague Spring’. They believed that economic reform would inevitably test the party bureaucracy’s ability to maintain control, and would ultimately undermine its monopoly of power. They feared that fervent debate about economic objectives would be contagious. Indeed, in Poland demonstrators did call for a “Polish Dubcek.” Gomulka in Poland and Walter Ulbricht in East Germany led the hard-line against reforms in Czechoslovakia. Dubcek continued to proclaim his commitment to the one-party system and his loyalty to the Warsaw Pact, but other Satellite states grew more and more impatient. Moscow itself despaired over the Prague reforms. Inside the Kremlin, it was feared that Dubcek’s government would dismantle the internal security apparatus and evict the KGB from the country. The Soviet military was also worried about its agreements with Czechoslovakia. In the early sixties, the Soviet Union had agreed on terms with its Warsaw Pact allies for stationing nuclear warheads in Central/Eastern Europe. Under these terms, the weapons would remain under strict Soviet military control. The USSR had large numbers of troops stationed in Hungary, Poland and East Germany, but no permanent garrison in Czechoslovakia. When Prague embarked on its reform programme in the first half of 1968, the Soviets delayed their deployment of nuclear weapons there, fearing that they would not be able to maintain tight control over them. Moscow saw Prague as a weak link in the Warsaw Pact frontier.

In July, Leonid Brezhnev met the leaders of his Central/Eastern European allies in Warsaw. Dubcek’s changes were too much for Brezhnev, and the other Warsaw Pact leaders, who shared their concerns over events in Czechoslovakia. They warned the Czechoslovak leadership not to run the risk of opening up a ‘hole’ in the iron curtain:

The word ‘democracy’ is being misused. There are campaigns against honest Party workers. The aim is to end the leading role of the Party, to undermine Socialism and to turn Czechoslovakia against other Socialist countries. Thus … the security of our countries is threatened.

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Above: Students occupy Wenceslas Square, awaiting the invaders

A few days later Brezhnev, Kosygin, and the senior Soviet leadership met with Dubcek (see the photo above), and made new demands on him to re-impose censorship and tighten control over the media. An agreement at Bratislava appeared to promise a reconciliation between Prague and Moscow, but when Yugoslavia’s Tito was given an enthusiastic reception in Czechoslovakia it seemed yet again that Dubcek was steering the country down its independent road. The Soviet Politburo went into a three-day session on 15 August to consider what action to take. When Brezhnev spoke to Dubcek on the telephone, he shouted at him that the whole Communist system in the Eastern bloc could crumble because of what was happening in Prague. Why were the Soviets so frightened of change in Czechoslovakia? The Czech historian, Zeman, has given us this clue:

Twice in this century the Russians have had to face an onslaught from the centre of Europe. Only they know the extent of their losses in the last war … and the country is still governed by the men who fought in it. The Russians have no intention of dismantling their defences to the west.

The Iron Fist and the Heavy Hand:

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At midnight on 20th August, Ladislav Mnacko awoke. He peered out of his window to see shadowy shapes in line all along Stefanik Street. But the road was closed for repairs; nothing could be driven along it. Then he realised that they were tanks, which could be driven anywhere, and there were a lot of them. Czechoslovakia had been invaded; Soviet paratroopers had seized control of Prague airport. Over the next few hours, half a million Warsaw Pact troops crossed the borders into the country. In marked contrast to the events in Hungary twelve years earlier, the government told the Czech and Slovak people to stay calm and not to resist with arms, but only to offer ‘passive resistance’. There were pockets of such resistance, one led by the young playwright, Václav Havel. This campaign was organised through radio station broadcasts, like the following:

Citizens! – go to work normally … keep calm … do not give the occupation forces any excuse for armed action … show the invaders your scorn in silence.

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But the Warsaw Pact tanks moved against unarmed civilians, and again demonstrated how ill-prepared the USSR and its allies were to allow change or national autonomy within the Warsaw Pact. The West was shocked by the invasion but was no more likely to support Czechoslovakia than it had been to support Hungary in the previous decade, perhaps even less so, since the USA had long-since abandoned its ‘roll-back’ foreign policies, and was still heavily committed to its war in Vietnam which, as we have seen, was increasingly unpopular both at home and abroad. The West spoke out but could not intervene without risking nuclear confrontation, and therefore did not attempt to do so. The most significant critic of the USSR’s action was China, partly due to the already strained relations between the two Communist powers. The Chinese leadership had urged Khrushchev to invade Hungary in 1956, but it was now quick to condemn the Kremlin’s invasion of another Warsaw Pact member.

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Many of the Soviet soldiers were told they were being sent to protect Czechoslovakia from invasion by the Germans and Americans. As they learned the truth, some sympathised with the demonstrators. A few defected to them and were executed when they were caught. As the Soviets took control, arrests of Dubcek and the other leaders began. The invading troops tried to find the radio stations and close down their transmitters:

We do not know how long we will be able to broadcast. If you hear an unknown voice on this station, do not believe it.

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The Russian troops were surprised to see how much the Czechoslovak people hated them. They had believed Soviet propaganda:

‘Tass’ is authorised to state that the leaders of the Czechoslovak Socialist Republic have asked the Soviet Union and allied states to render the Czechoslovak people urgent assistance. This request was brought about by the threat which has arisen to the Socialist system, existing in Czechoslovakia.

(Tass, 21 August 1968)

There were continual rumours that key Czechoslovak party officials invited the Soviets to invade their country to reimpose hard-line law and order. The key documents were locked away in a top-secret folder in the Moscow Communist Party Archives, and have only recently (c 1998) become available. They prove that this was indeed the case. It is now known that the anti-reformist Slovak Communist Party chief, Vasil Bilak, wrote to Brezhnev a direct letter of invitation “to use all means at your disposal,” including military force. to “prevent the imminent threat of counter-revolution.” Bilak warned that “the very existence of socialism in our country is in danger.” Rather than risk sending the letter directly to Brezhnev, he passed it to a Soviet intermediary in a men’s lavatory.

When the Politburo began its three-day meeting to review its options on Czechoslovakia, Bilak dispatched another message to the Soviet leader, on 17th August, not only encouraging the Soviets to act quickly but also offering to form an alternative government that would oust Dubcek and seize control in Prague when the Warsaw Pact troops arrived. It is doubtful that this was a decisive factor in the Soviet decision to invade, but it must have boosted the pro-military faction in the Kremlin, and it helped to provide a pretext for the Soviets to claim that they were acting on behalf of a legitimate alternative government. In reality, the anti-reformists were entirely unable to deliver a government, and the Soviet Union ended up having to reinstate Dubcek’s, which survived for several months. In any case, Brezhnev’s own justification for the intervention was based on the common security of the Warsaw Pact countries, not just on the Tass statement:

When forces that are hostile to Socialism try to turn the development of some Socialist country towards capitalism … it becomes not only a problem of the country concerned, but a common problem of all socialist countries.

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Others among the satellite countries took careful note of this concept, which came to be known as the Brezhnev Doctrine. Of the Warsaw Pact nations, only Romania refused to participate in the invasion. Nikolae Caecescu had visited Prague during the ‘Spring’ (above) and had become an unlikely ally of Dubcek, since he also wanted to pursue a more independent line within the Soviet bloc. János Kádár (pictured below), the Hungarian leader whom the Soviets had installed after the 1956 Uprising, and was to survive in power for another twenty years, had tried to caution Dubcek not to fall too far out of line with the Kremlin. In spite of Kádár’s desperate effort to mediate between the Kremlin and the Czechoslovak leadership, whose experiment was not very different from what was happening in Hungary at the time, Hungary’s foreign policy was marked by unconditional loyalty to Big Brother on all accounts (Kontler, 2009). This meant taking part in the Warsaw Pact invasion of Czechoslovakia to avert a counter-revolutionary takeover. That was a decision which lost Hungary many of its remaining ‘friends’ in the west and led to a further worsening of its bilateral relations with the US administration. Martin J Hillebrand, a skilfull career diplomat who had been appointed as the first US Ambassador to Hungary in September 1967, noted Kádár’s…

… early endorsement  of reformist developments in Czechoslovakia, his widely-publicized mediatory role, and his apparently only last-minute conversion to a need for forceful measures.

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In any case, it was already too late for mediation by the time the invasion was underway. Alexander Dubcek was flown to Moscow and for days, the Czech and Russian leaders talked. He was forced to accept the end of Czech moves towards democracy. On 27th August the Czech leaders returned from Moscow and the Czech President Ludvik Svoboda announced the ‘mixed’ news:

Dear fellow citizens … after four days of negotiations in Moscow we are back with you. Neither you nor we felt at ease.

Dubcek added the bad news:

… to normalise the present complex situation … it will be necessary to take measures limiting freedom of expression as we have become accustomed to it.

In addition, Soviet troops were to stay in Czechoslovakia and censorship was brought back. Yet, for a time, at that time, after the tanks of the Warsaw Pact had invaded Czechoslovakia, there had seemed to be a feint possibility that the reformists could stay in power and the reforms of the Prague Spring would continue. Dubcek, though taken to Moscow in chains, returned as Chairman of the Communist Party still. President Svoboda (his name means ‘freedom’) was still the head of state of the People’s Republic. Together, they promised that nothing would change, but everything did change, though they resisted for as long as they could; virtually every change that had been made during the Prague Spring was overturned within a year.

The heavy hand of Moscow once more gripped Czechoslovakia. A Czech student, Jan Palach, set fire to himself in the centre of Prague as a protest. Over the next year, hard-line Czechoslovak officials replaced their reformist predecessors at all levels. An experiment in political pluralism had come to an abrupt end. The orthodoxy of one-party rule was restored. In April 1969 Dubcek was forced to resign; his idea of making Czechoslovakian Communism more human lay in ruins. He was sent to Turkey as an ambassador, where he was a virtual prisoner in his own embassy. Svoboda died shortly after being replaced by Moscow’s nominee, Gustav Husák, obedient to the central authority in Moscow, who remained in power for the next twenty years until the Velvet Revolution of 1989. In 1970, Dubcek was expelled from the party and the people of Czechoslovakia, eager for freedom, were either purged or effectively ‘buried alive’.

Throughout the Prague Spring the secret police, the Statni Bezpecnost (StB), had continued to operate for their old masters, not their new ones. Photographs existed of everyone who had spoken at every important public meeting throughout the short interlude of freedom. Large numbers of people in the crowds had been photographed too, and notes were taken of everything that was said. All this had been carefully collated. The tribunals began to sift through the StB’s material. Every member of the government, the civil service, the management of factories and businesses, was investigated to see what line he or she had taken during the Prague Spring. It was a long and careful business, carried ou with obsessive attention to detail of a new Inquisition. As with the original Inquisition, the purpose was not to rescue the individual soul of the heretic but to preserve the integrity of the faith. Active supporters of the heresy were dismissed. Usually, they could find only menial jobs. The applications of young men and women applying for places at universities were examined with the same care. No active supporter of the reform movement was accepted.

Lethargy, Legacy and the ‘unhoped-for moment’:

The caretakers, road sweepers, stokers and maintenance men of Czechoslovakia were the best educated in the world. Distinguished academics, senior civil servants, leading journalists and economists tended furnaces, washed steps, and cleaned out lavatories. The men and women who took their jobs in the Party, the government and the economic life of the country were less well-educated. The looking-glass world was well represented in Czechoslovakia. There was no let-up in the tight control, not just of the Party, but also in the group that headed the Party – the group which took power in 1968 and 1969. Gustav Husak, Milos Jakes and the others remembered the last months of the old Party leader, Antonín Novotny, in 1967, and how the hope of greater liberalisation had split the Party and forced even the liberals to go much farther than they intended. Husak and the others knew that if there were the least easing up, they would be swept away. Under such tight control, it remained difficult for the Party to generate any enthusiasm or activity even among its own members. Three days after the fifteenth anniversary of the invasion, the Party newspaper Rude Pravo complained, on the 24th August 1983:

It is a serious matter that our Party members live in near-anonymity. They cannot be formally rebuked for this, because they pay their membership dues, regularly attend Party meetings, and take part in agitprop sessions. However, they have nothing to say on serious matters under discussion, they never raise their hands, and they never speak their mind. They never oppose others, but they never fight for their Party.

John Simpson, the BBC correspondent, likened this state of mind to that of Winston Smith in George Orwell’s 1984. Czechoslovakia, he said, had undergone a kind of lobotomy. People had been encouraged to express their political opinions in 1968 and then had suffered for doing so. It was rare to find anyone, during his visit in 1983, who was prepared to make the same mistake again. Czech journalists who did try to talk to Simpson about 1968 found the awakened memories too painful to share and, perhaps more significantly for that time, they saw no “point” to “raising” them since it would just remind them of the way things used to be, just for a bit … We’ll never be like that again! The authorities demanded quiescence and offered in return a decent material standard of living. The shops were well stocked with food and every weekend in the summer people would head out of the cities to the dachas which were made available in large numbers. It was, Simpson wrote, a sleepwalker’s existence.

The invasion of Czechoslovakia came at a crucial time in the rebuilding of relations between the USA and the USSR. The Americans knew that any serious action on behalf of the Czechs and Slovaks would, at the very least, set back the slow process of improving East-West relations. So, in 1968 the Czechs were left to their fate by the West, as they had been in 1948 and 1938. However, there is a comforting, if comic, codicil to this story. The following year, the Czechoslovak ice-hockey team secured a rare win over their Russian rivals. They became world-wide heroes literally overnight, but in the real global power-play, they were still the victims rather than the victors.

Global, ‘regional’ and ‘local’ events in 1968 blurred the distinctions in the images of the two superpowers in the Cold War. It was hard to view the United States as freedom’s ‘sheriff’ in the world when at home, its police were clubbing civil rights and anti-war protesters, and abroad its GIs were being made to commit war-crimes in an escalating and undeclared war in south-east Asia. On the other hand, the failure of the Communist system to feed its own people with grain from the United States, and the crushing of the Prague Spring with tanks, tarnished a form of government which claimed to rule on behalf of its ‘proletariat’. The Soviet invasion of Czechoslovakia ended, for decades at least, a possible third way in Central/Eastern Europe, and the possibility of liberal reform within the Soviet bloc.

On the morning of 23rd October 1988, I was standing with a group of British Quaker teachers, at the Esztergom Basilica on Hungary’s ‘Danube Bend’. Looking down to the river, we could see a ruined bridge which, until the Second World War, had connected Hungary and Czechoslovakia. We were excited, together with our hosts, about the changes taking place in Hungary, two of which had been announced on the radio that morning, the thirty-second anniversary of the beginning of the 1956 Uprising. The first was that those events would no longer be referred to as a ‘counter-revolution’, as they had been, officially, ever since. The second was that a phased, but complete withdrawal of Soviet troops would begin the next year. Our excitement was tinged with sadness when we looked across at what, today, is Slovakia. Our host, a fellow historian, expressed her view that Husak’s hard-line régime would be the last of the Warsaw Pact to liberalise. Almost exactly thirteen months later, Husak and Jakes had gone, and Alexander Dubcek was back in Wenceslas Square, addressing crowds of 300,000. Yet in 1988, he was still, officially, the ‘disgraced leader of the Prague Spring Movement’. His granddaughter had told him:

Grandpa, don’t be sad. We never take any notice when our teachers say what a bad man you are. I always leave the classroom and the teachers never say anything. I know that you’re good.

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Sources:

Jeremy Isaacs (1998), Cold War. London: Bantam Press (Transworld Publishers).

John Simpson (1990), Despatches from the Barricades. London: Hutchinson.

 

 

 

Posted June 11, 2018 by TeamBritanniaHu in American History & Politics, Cartoons, Civil Rights, Cold War, Communism, Conquest, democracy, Egalitarianism, Europe, France, Germany, guerilla warfare, Humanism, Hungarian History, Hungary, Imperialism, Ireland, Journalism, Marxism, Militancy, morality, Narrative, nationalism, Renaissance, Resurrection, Russia, Satire, Second World War, terror, terrorism, Trade Unionism, tyranny, United Nations, USA, USSR, World War Two

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Beginnings of the Cold War in Central/Eastern Europe, 1946-56: Territory, Tyranny and Terror.   1 comment

019Eastern Europe in 1949. Source: András Bereznay (2002), The Times History of Europe.

Following the defeat of the Third Reich, the map of the European continent was radically transformed. The most striking transformation was the shrinking of Germany, with Poland the principal beneficiary, and the division of what remained of the two countries. But Poland lost vast territories on its eastern border to the Soviet Union. West Germany (from 1949, ‘the Federal Republic’) was formed from the American, French and British areas of occupied Germany; East Germany (‘the Democratic Republic’ from 1949) was formed from the Soviet-occupied zone (see the maps below). The former German capital followed this pattern in miniature. Czechoslovakia was revived, largely along the lines it had been in 1919, and Hungary was restored to the borders established by the Treaty of Trianon in 1920. Yugoslavia was also restored in the form it had been before the war. The Baltic states – Estonia, Latvia and Lithuania – together with the Ukraine and Bessarabia, were all incorporated into the Soviet Union. Austria was detached from Germany and restored to independence, initially under a Soviet-sponsored government reluctantly recognised by the western powers. It gradually moved away from Soviet influence over the following ten years.

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It rapidly became clear that Stalin’s intentions were wholly at variance with the West’s goals for western Germany. The two zones of Germany followed wholly divergent paths: while denazification in the west followed the Austrian model, with the first free elections taking place in January 1946. However, in the east the Soviets moved quickly to eradicate all pre-war political parties other than the communists, sponsoring the German Communist Party, which became the Socialist Unity Party in April 1946. All other political organisations were suppressed by November 1947. As it became clear that the western and eastern halves of the country were destined for separate futures, so relations between the former Allies deteriorated. Simultaneously, the Soviet Army stripped the country of industrial plunder for war reparations. Germany rapidly became one of the major theatres of the Great Power Conflict of the next forty years. Berlin became the focal point within this conflict from the winter of 1948/49, as Stalin strove to force the Western Allies out of the city altogether. In September 1949, the Western Allies, abandoning for good any hopes they had of reaching a rapprochement with Stalin, announced the creation of the Federal Republic of Germany. This was followed, the next month, by the creation of the Soviet-sponsored GDR. More broadly, it was clear by the end of 1949, that Stalin had created what was in effect a massive extension of the Soviet Empire, as well as a substantial buffer zone between the USSR proper and the West. Western-Soviet relations were plunged into a deep freeze from which they would not emerge for decades: the Cold War. In escaping Nazi occupation, much of Central/Eastern Europe had simply exchanged one form of tyranny for another.  

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In July 1947, the USA had issued invitations to twenty-two European countries to attend a conference in Paris, scheduled for 12th July, to frame Europe’s response to the Marshall Plan, the proposal put forward by President Truman’s Secretary of State to provide an economic lifeline to the countries of Europe struggling to recover from the devastation caused by the World War. Stalin and his Foreign Minister, Molotov, had already given their reaction. Stalin saw the issue not only in economic but also political terms, his suspicious nature detecting an American plot. He thought that once the Americans got their fingers into the Soviet economy, they would never take them out. Moreover, going cap-in-hand to capitalists was, in his view, the ultimate sign of failure for the Communist system. The socialist countries would have to work out their own economic salvation. Nevertheless, Molotov succeeded in persuading Stalin to allow him to go to Paris to assess the American offer.

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The ‘big four’ – Britain, France, the USA and the USSR – met first at the end of June in Paris. Molotov agreed to back limited American involvement in the economies of Europe with no strings attached. However, Soviet intelligence soon revealed that both Britain and France saw Marshall’s offer as a plan for aiding in the full-scale reconstruction of Europe. Not only that, but Molotov was informed that the American under-secretary, Will Clayton, was having bilateral talks with British ministers in which they had already agreed that the Plan would not be an extension of the wartime Lend-Lease Agreement which had almost bankrupted Britain in the immediate post-war years. The British and the Americans also saw the reconstruction of Germany as the key factor in reviving the continent’s economy. This was anathema to the Soviets, who were keen to keep Germany weak and to extract reparations from it. The Soviet Union was always anxious about what it saw as attempts by the Western allies to downplay its status as the chief victor in the war. Molotov cabled Stalin that all hope of effecting Soviet restrictions on Marshall aid now seemed dead. On 3rd July, Molotov, accusing the Western powers of seeking to divide Europe into two hostile camps, gathered up his papers and returned to Moscow that same evening.

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With the Soviets out-of-the-way, invitations went out to all the states of Western Europe except Spain. They also went to Romania, Bulgaria, Hungary, Albania, Finland, Yugoslavia, Poland and Czechoslovakia. After initial hesitation, Moscow instructed its ‘satellites’ to reject the invitation. On 7th July, messages informed party bosses in the Eastern European capitals that…

…under the guise of drafting plans for the revival of Europe, the sponsors of the conference in fact are planning to set up a Western bloc which includes West Germany. In view of those facts … we suggest refusing to participate in the conference.

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Most of the Communist parties in the Central-Eastern European countries did just as they were told, eager to display their loyalty to Stalin. But the Polish and Czech governments found the offer of US dollars too appealing since this was exactly what their economies needed. In Czechoslovakia, about a third of the ministers in the coalition government were Communists, reflecting the share of the vote won by the party in the 1946 elections. Discussions within the government about the Marshall aid offer, however, produced a unanimous decision to attend the Paris conference. Stalin was furious and summoned Gottwald, the Communist Prime Minister, to Moscow immediately. Jan Masaryk, the foreign minister, an independent non-Communist member of the Prague Government. Stalin kept them waiting until the early hours and then angrily told them to cancel their decision to go to Paris. He said that the decision was a betrayal of the Soviet Union and would also undermine the efforts of the Communist parties in Western Europe to discredit the Marshall Plan as part of a Western plot to isolate the Soviet Union. He brushed aside their protests, and they returned to Prague, where the Czechoslovak Government, after an all-day meeting, unanimously cancelled its original decision. Masaryk, distraught, told his friends:

I went to Moscow as the foreign minister of an independent sovereign state; I returned as a Soviet slave.

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Above: Conflicting cartoon images of the Marshall Plan and the Cold War. Fitzpatrick, in the St. Louis Post-Dispatch, shows the Kremlin’s noose tightening around Czechoslovakia. Krokodil has the Europeans on their knees before their US paymaster. 

The Poles forced them into line as well, and their government made a similar announcement. Stalin had his way; the Eastern Bloc now voted as one and from now on each state took its orders from the Kremlin. Europe was divided and the Cold War was irreparably underway. From Washington’s perspective, the Marshall Plan was designed to shore up the European economies, ensure the future stability of the continent by avoiding economic catastrophe, thereby preventing the spread of communism, which was already thriving amidst the economic chaos of Western Europe. But from the Kremlin’s point of view, the plan appeared to be an act of economic aggression. Stalin had felt his own power threatened by the lure of the almighty ‘greenback’. In Washington, Stalin’s opposition to the plan was seen as an aggressive act in itself. The US ambassador in Moscow described it as nothing less than a declaration of war by the Soviet Union. Both sides were now locked in mutual suspicion and distrust and the effects of the Marshall Plan was to make the Iron Curtain a more permanent feature of postwar Europe.

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The same day as the Conference on European Economic Cooperation (CEEC) opened in Paris, 12th July 1947, the first meeting of Cominform, the short form of the Communist Information Bureau took place in the village of Szkliarska Poremba in Poland. A revival of the old Communist alliance, or Comintern, established by Lenin, this was a direct response to the Marshall Plan, and an attempt to consolidate Stalin’s control over the Soviet satellites and to bring unanimity in Eastern Bloc strategy. Andrei Zhdanov, the Soviet ideologue, Stalin’s representative at the meeting, denounced the Truman Doctrine as aggressive and, playing on Eastern European fears of resurgent Nazism, accused the Marshall Plan of trying to revive German industry under the control of American financiers. Along with the representatives of the Communist parties of France and Italy, which had been encouraged to operate through left-wing coalitions in a Popular Front, the Czechoslovak Communist delegates were ordered to move away from their coalition and to seize the initiative.

The coalition government in Czechoslovakia had previously operated on the principle that Czechoslovak interests were best served by looking both to the West and to the East, an idea dear to the hearts of both President Benes and Foreign Minister Masaryk. But as relations between the two power blocs worsened, the position of Czechoslovakia, straddling East and West, became ever more untenable. Masaryk, though not a Communist, felt increasingly cut off by the West after Prague’s failure to participate in the Marshall Plan. Washington regarded the capitulation to Stalin over the Paris conference as signifying that Czechoslovakia was now part of the Soviet bloc. The harvest of 1947 was especially bad in Czechoslovakia, with the yield of grain just two-thirds of that expected and the potato crop only half. The need for outside help was desperate, and Masaryk appealed to Washington, but the US made it clear that there would be no aid and no loans until Prague’s political stance changed. Although Masaryk tried to convince the US government that the Soviet line had been forced on them, he failed to change the American position. Then the Soviets promised Czechoslovakia 600,000 tons of grain, which helped prevent starvation and won wide support for Stalin among the Czechoslovak people. Foreign trade Minister Hubert Ripka said…

Those idiots in Washington have driven us straight into the Stalinist camp.

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When the Soviet deputy foreign minister arrived in Prague, supposedly to oversee the delivery of the promised grain, the non-Communist ministers took a gamble. On 20th February, they resigned from office, hoping to force an early election. But President Benes, who was seriously ill, wavered. Following orders from the Cominform, the Communists took to the streets, organising giant rallies and whipping up popular support. They used the police to arrest and intimidate opponents and formed workers’ assemblies at factories. On 25th February, fearing civil war, Benes allowed Gottwald to form a new Communist-led government. In the picture on the left above, Klement Gottwald is seen calling for the formation of a new Communist government, while President Benes stands to his left. In the picture on the right, units of armed factory workers march to a mass gathering in support of the takeover in the capital.

In five days, the Communists had taken power in Prague and Czechoslovakia was sentenced to membership of the Soviet camp for more than forty years. Masaryk remained as foreign minister but was now a broken man, his attempt to bridge East and West having failed. A fortnight later, he mysteriously fell to his death from the window of his apartment in the Foreign Ministry. Thousands of mourners lined the streets for his funeral, which marked the end of the free Republic of Czechoslovakia which had been founded by his father, Tomás Masaryk thirty years earlier. News of the Communist takeover in Prague sent shock waves through Washington, where the Marshall Plan was still making its way through Congress. Now the case had been made by events: without US intervention, Europe would fall to the Communists, both East and West. Had Washington not written off Czechoslovakia as an Eastern bloc state, refusing to help the non-Communists, the outcome of those events might have been different. This was a harsh but salient lesson for the US administration, but it made matters worse by talk of possible immediate conflict. The Navy secretary began steps to prepare the American people for war and the Joint Chiefs of Staff drew up an emergency war plan to meet a Soviet invasion of Western Europe. On 17th March, Truman addressed a joint session of Congress with a fighting speech:

The Soviet Union and its agents have destroyed the independence and democratic character of a whole series of nations in Eastern and Central Europe. … It is this ruthless course of action, and the clear design to extend it to the remaining free nations of Europe, that have brought about the critical situation in Europe today. The tragic death of the Republic of Czechoslovakia has sent a shock wave through the civilized world. … There are times in world history when it is far wiser to act than to hesitate. There is some risk involved in action – there always is. But there is far more risk involved in failure to act.

Truman asked for the approval of the Marshall Plan and for the enactment of universal military training and selective service. On 3rd April, Congress approved $5.3 billion in Marshall aid. Two weeks later, the sixteen European nations who had met in Paris the previous year, signed the agreement which established the OEEC, the body which the US Administration to formalise requests for aid, recommend each country’s share, and help in its distribution. Within weeks the first shipments of food aid were arriving in Europe. Next came fertilisers and tractors, to increase agricultural productivity. Then came machines for industry. The tap of Marshall aid had been turned on, but too late as far as Poland and Czechoslovakia were concerned. The plan was political as well as economic. It grew out of the desire to prevent the spread of communism into Western Europe. No longer could European nations sit on the fence. Each country had to choose whether it belonged to the Western or the Soviet bloc. In the immediate post-war years the situation had been fluid, but the Marshall Plan helped to accelerate the division of Europe. Forced to reject Marshall aid, Czechoslovakia became part of the Soviet sphere of influence, albeit abandoned to this fate by Washington, sacrificed once more by the Western powers. On the other hand, France and Italy were now firmly in the Western camp.

Paranoia permeated the Soviet system and Communist Central/GeorgeEastern Europe in the late forties and early fifties, just as it had done during Stalin’s reign of terror in the thirties. Hundreds of thousands of people were sent to labour camps and many thousands, loyal party members, were executed. In Hungary, as many as one in three families had a member in jail during the Stalinist period. As one Hungarian once told me, recalling his childhood forty years earlier, George Orwell’s Nineteen Eighty-Four, written in 1948 but only recently (in 1988) available to Hungarians to read, was 1948 in Hungary. In the Soviet Union and throughout the Soviet bloc, conformity was everything and no dissent was allowed. Independent thought was fiercely tracked down, rooted out, and repressed.

In the first phase of the Soviet takeover of Central/ Eastern Europe, Communist parties, with the backing of the Kremlin, had taken control of the central apparatus of each state.  Sometimes there were tensions between the local Communists, who had been part of the underground resistance to the Nazis, and those who had been exiled in Moscow and who had been appointed at the behest of Stalin to senior positions in the local parties. Initially, they were devoted to condemning their political opponents as class enemies. In 1948 a new phase began in the Sovietisation of the ‘satellite’ states, in which each nation was to be politically controlled by its Communist Party, and each local party was to be subject to absolute control from Moscow.

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In Hungary, the arrests had begun at Advent in 1946, with the seizure of lawyer and politician, György Donáth by the ÁVO, the state security police, on a charge of conspiracy against the Republic. Prior to his arrest, Donáth had left Budapest for a pre-Christmas vacation near the Hungarian border, so the ÁVO, who had had him under surveillance for some time, feared that he might attempt to flee the country and wasted no time in arresting him there, using the secret military police, KATPOL. Following this, a number of his associates were also arrested. In order to save these fellow leaders of the secret Hungarian Fraternal Community (MTK), which he had reactivated in the spring of 1946, he took all responsibility upon himself. He was condemned to death by a People’s Tribunal on 1st April 1947, and executed on 23rd October the same year. Cardinal Mindszenty, the representative of the religious majority in the country, was arrested soon after and put on trial on 3rd February 1949.

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(Following his release from prison a week before, in 1956)

In Czechoslovakia, where the Party had seized control in February 1948, a series of ‘show trials’ highlighted different stages in the imposition of Communist authority. Between 1948 and 1952 death sentences were passed against 233 political prisoners – intellectuals, independent thinkers, socialists, Christians. The execution of Zavis Kalandra, an associate of the Surrealists and a Marxist who had split with the prewar Communist Party, shocked Prague. Nearly 150,000 people were made political prisoners in Czechoslovakia, seven thousand Socialist Party members among them.

The crisis that prompted this strengthening of control was the split with Tito in 1948. The war-time partisan leader of Yugoslavia headed the only Communist country in Eastern Europe where power was not imposed by Moscow but came through his own popularity and strength. Although Stalin’s favourite for a while, Tito was soon out of favour with him for resisting the Soviet control of both Yugoslavia’s economy and its Communist Party.  In June 1948, Yugoslavia was expelled from Cominform for having placed itself outside the family of the fraternal Communist parties. Stalin even prepared plans for a military intervention, but later decided against it. The ‘mutiny’ in Yugoslavia now gave Stalin the opportunity he sought to reinforce his power. He could now point not just to an external ‘imperialist’ enemy, but to an ‘enemy within’. ‘Titoism’ became the Kremlin’s excuse for establishing a tighter grip on the Communist parties of Eastern Europe. Between 1948 and 1953 all the parties were forced through a crash programme of Stalinisation – five-year plans, forced collectivisation, the development of heavy industry, together with tighter Party control over the army and the bureaucratisation of the Party itself. To maintain discipline the satellites were made to employ a vast technology of repression.

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‘Show trials’ were used were used to reinforce terror; “justice” became an instrument of state tyranny in order to procure both public obedience and the total subservience of the local party to Soviet control. The accused were forced, by torture and deprivation, to ‘confess’ to crimes against the state. Communist Party members who showed any sign of independence or ‘Titoism’ were ruthlessly purged. The most significant of these trials was that of László Rajk in Hungary. Rajk had fought in the Spanish Civil War and had spent three years in France before joining the resistance in Hungary. After the war, he became the most popular member of the Communist leadership. Although he had led the Communist liquidation of the Catholic Church, he was now himself about to become a victim of Stalinist repression. He was Rákosi’s great opponent and so had to be eliminated by him. Under the supervision of Soviet adviser General Fyodor Byelkin, confessions were concocted to do with a Western imperialist and pro-Tito plot within the Hungarian Communist Party. Rajk was put under immense pressure, including torture, being told he must sacrifice himself for the sake of the Party. János Kádár, an old party friend and godfather to Rajk’s son, told him that he must confess to being a Titoist spy and that he and his family would be able to start a new life in Russia. Rajk agreed, but on 24th September 1949, he and two other defendants were sentenced to death and executed a month later. In the picture below, Rajk is pictured on the left, appearing at his trial.

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The Rajk confession and trial became a model for show trials across Eastern Europe. But in Hungary itself, the trial and execution of Rajk, Szebeny and General Pálffy-Oesterreicher were to ‘fatally’ undermine the Rákosi régime. Rákosi and Gerő were typical of the Communists who had lived in exile in Moscow during the war. Compared with Rajk, and the later Premier Imre Nagy, they were never popular within the Party itself, never mind the wider population. Yet, with Stalin’s support, they were enabled to remain in power until 1953, and were even, briefly, restored to power by the Kremlin in 1955. A recent publication in translation of the memoirs of the Hungarian diplomat, Domokos Szent-Iványi, has revealed how, prior to his arrest and imprisonment in 1946, he had made plans to replace them with General Pálffi-Oesterreicher, the head of the dreaded military police, who had had him arrested and placed him in ‘a very small and very dirty hole of a dungeon’ under the police headquarters:

During our conversations I did my best to convince ‘Pálfi’ that the greatest evil to the Hungarian people, to the country, and even to the Communists and the Soviet Union consisted in the policy and machinations of Rákosi and of his gang, and seemingly I succeeded in my efforts in this respect. The execution of Rajk, Szebeny and Pálffy-Oesterreicher seemingly strengthened Rákosi’s position. This, however, was not so. The ruthless liquidation of old Communist Party members was one of the main acts which some years later led to Rákosi’s downfall.

The light-mindedness of Pálffy-Oesterreicher contributed to his own downfall and put my life in peril also. It happened once that Pálffi, sending one of his collaborators, … made the grave error of instructing this man to tell me that “the pact between Pálffi and Szent-Iványi is still effective”.    

In the course of the Rajk trial, my name and that of the “conspirators” were brought up by the prosecution, and Szebeny, Rajk’s Secretary of State, made a statement to the effect that the Rajk-Pálffi group sympathised with the so-called conspirators with whom they intended to co-operate “as soon as the Rákosi gang are out of power”. Rózsa, a young man (whom Pálffy had used as a go-between with Szent-Iványi in prison) … then reported this affair to Rákosi and the consequences as we know were very grave for all parties involved.

Right after the arrest of Rajk, Szebeny, Pálffy-Oesterreicher and many of their followers, I was locked up in a single cell in the so-called “Death Section” of Gyüjtő Prison where those prisoners were kept who were to be executed. … an old Communist Party member whispered to me in the silence … that I was there due to the Rajk case. Among the many indictments brought up against Rajk and Pálfi, their contacts with me and “the conspirators” had particular weight.

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Szent-Iványi argued that the reaction to the Rajk trial, among others, demonstrated that the Hungarian people were sharply opposed to any Soviet policy which was carried out by  Rákosi, Gérő and others in the pro-Moscow leadership. Yet, until Rajk’s rehabilitation in 1955 and especially his re-burial on 6th October, which amounted to the first open demonstration against the Rákosi régime, there was little that could effectively be done to bring it down, either from inside prison or on the outside. He later reflected on the reasons for this:

This was a most distressing time, dominated by man at his most vengeful, envious and cruel.

Revenge and hatred was harboured by all kinds, prisoners and guards alike. Ex-soldiers who had endured the cruelties and horrors of battles, hated those who had lived peacefully in their own homes. … Jewish guards and Jewish prisoners hated their Gentile neighbours for their past suffering. Ex-Arrow-Cross members (fascists) were hated by Communists and Jews. It is strange that the common criminals in general hated nobody; they wanted money and ultimately did not hate their victims … but I could believe that they themselves had some kind of sympathy for their victims, like Tyrrell in Richard III.

Hatred was born of emotions and passion, and emotions had too many times intruded into Hungarian political life also, leading the country and its people to tragedy.

During my detention and prison years I had time to think and ponder over the political blunders, emotions and in particular the passions, of bygone years. Szálasi (the ‘Arrow Cross’ Premier in 1944-45) and Rákosi can be considered as typical examples of authors of such blunders. Both men felt that they were not popular in the country and that they had just a small fraction of the population behind them. In consequence they needed support from abroad. Szalási found his support in Hitlerite Germany, and in consequence adopted Nazi political principles and methods. These include Anti-Semitism and a “foreign policy” against the Allied Powers. Rákosi got the necessary support in Stalin-Beria run Soviet Russia and based his interior policy on revenge and jealousy. His vanity could not tolerate differences of opinion, whether outside the Communist Party … or inside the Party … Wherever he found opposition to his policy or to his person he set out to liquidate real or imaginary opponents.

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Above: Lavrenti Pavlovich Beria (1899-1953). When he began to think of himself as Stalin’s successor, the other members of the Politburo were alarmed that he might attempt to seize power following Stalin’s death. He was arrested, tried in his absence, and shot some time before December 1953, when his death was announced.

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The lack of popular support for Rákosi and his dependence on Stalin and Beria was clearly demonstrated by the establishment of the first Imre Nagy government following Stalin’s death in 1953. Although Moscow then replaced the initial Nagy government by one headed by Gérő and Rákosi, the latter was finally ousted by them in July 1956. Although the subsequent Uprising was put down by the invasion of the Soviet Union under Khrushchev, Szent-Iványi was at pains to point out in his memoirs that the Soviet Union finally dropped the Stalinist leadership of Hungary and that the Kádár régime (János Kádár, left) which it installed was one which was able to win the confidence of both the Hungarian people and of the Soviet Union, bringing peace to the country and its inhabitants.

Szent-Iványi reflected on how the life of the prisoners he had witnessed and experienced under the Rákosi régime, including health conditions, food, and fresh air had steadily worsened until it was impacted by these events:

The fact that some of the prisoners were able to survive was down to two causes; firstly, the honest among the jailers, in the majority of Hungarian peasant stock, did their best to alleviate the sufferings of the prisoners as well as to improve upon the harsh and very often cruel conditions imposed by Rákosi’s régime upon political prisoners; secondly, the death of Stalin and the elimination of Beria in 1953 … The most important “innovation” was that after more than a full year or so, the daily walks for prisoners as prescribed by law were resumed. Under the more humane régime of Premier Imre Nagy further improvements took place. And two years later prisoners were released in increasing numbers. By 1956 … many of the political prisoners were already outside the prison walls or were preparing to be released.Without these two factors, few prisoners would have survived the prison system after ten or twelve years of endless suffering.

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Szent-Iványi was himself released in mid-September, five weeks before what he called ‘the October Revolution’. But, contrary to the claims of the pro-Rákosi faction’s claims, neither he nor the ex-political-prisoners played a major role in the events, which I have covered in great detail elsewhere. Even the hated ÁVO, the Secret Police, admitted that none of the “Conspirators” of 1946-48 had actively participated in the Revolution and that…

… the blame has remained firmly on the shoulders of the provocateurs, the Rákosi-Hegedüs-Gerő gang which, of course, greatly contributed to the stability and success of the Kádár regime. … The dictatorship of Rákosi and his gang had no other support than the bayonets of the Red Army or rather the power of the Russian Communist Party and of the Red Army.

With real and imaginary political opponents exterminated, the next phase of Stalinisation in Czechoslovakia was a purge of the Communist Party itself. One out of every four Czechoslovak party members was removed. Stalin wanted to make an example of one highly placed ‘comrade’, Rudolf Slánsky, the general secretary of the Czech Communist Party, who was then leading a security purge within it. Stalin personally ordered Klement Gottwald, who had replaced Eduard Benes as President of the country, to arrest Slánsky. When Gottwald hesitated, Stalin sent General Alexei Beschastnov and two ‘assistants’ to Prague. Gottwald gave in. On 21 November 1951, Slánsky was arrested. In this case, there was a new ingredient in the Moscow mix: Slánsky and ten of the other high-ranking Czechoslovak party members arrested at that time were Jews.

The case against Slánsky was based on Stalin’s fear of an imagined Zionist, pro-Western conspiracy. Stalin appeared to believe that there was a conspiracy led by American Jewish capitalists and the Israeli government to dominate the world and to wage a new war against communism. This represented a complete turnaround by Stalin on Israel. The Soviet Union had supported the struggle of the Zionists against the Palestinian Arabs and had supplied them, through Czechoslovakia, with essential weapons in 1947 and 1948. The Soviet Union was the first state to recognise de jure the state of Israel, within minutes of its birth in May 1948. Two years later, perhaps fearful of Israel’s appeal to the hundreds of thousands of Russian Jews, and suspicious of its close ties to the United States, Stalin became convinced that Israel was in the vanguard of an international Jewish conspiracy against him.

011Slánsky was, in fact, a loyal Stalinist. But he was forced to confess that, due to his bourgeois and Jewish origins, he had never been a true Communist and that he was now an American spy. Slánsky and his co-accused were told that their sacrifice was for the party’s good. Their confessions were written out in detail by Soviet advisers in Prague, and each of the accused was carefully rehearsed for his “performance” at the trial to come. They had time to learn their “confessions” by heart, for preparations took a year. In November 1952, the show trial began. One by one, Slánsky and the others confessed to the most absurd charges made against them by their former associates.

Public prosecutor Josef Urvalek read out the indictment, condemning the gang of traitors and criminals who had infiltrated the Communist Party on behalf of an evil pro-Zionist, Western conspiracy. It was now time, he said, for the people’s vengeance. The accused wondered how Urvalek could fein such conviction. The ‘defence’ lawyers admitted that the evidence against their clients confirmed their guilt. In his last statement, Slánsky said, “I deserve no other end to my criminal life but that proposed by the Public Prosecutor.” Others stated, “I realise that however harsh the penalty – and whatever it is, it will be just – I will never be able to make up for the damage I have caused”; “I beg the state tribunal to appreciate and condemn my treachery with the maximum severity and firmness.” Eleven were condemned to death; three were sentenced to life imprisonment. When the sentences were announced, the court was silent. No one could be proud of what had been done. A week later, Slánsky and the other ten were executed.

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Absolute rule demanded absolute obedience, but it helped if people loved their leader rather than feared him. In the Soviet Union, the cult of Stalin was omnipresent. In the picture on the left above, Stalin appears as the ‘Father of His People’ during the Great Patriotic War, and on the right, world Communist leaders gathered in the Bolshoi Theatre to celebrate Stalin’s seventieth birthday on 21st December 1949. Stalin treated the whole of Central/Eastern Europe as his domain, with the leaders of the Communist parties as his ‘vassals’, obliged to carry out his instructions without question. When he died on March 1953, the new spirit which emerged from the Kremlin caused nervousness among the various ‘mini-Stalins’ who held power, largely due to his support. In the Soviet zone of Germany, control was in the hands of Walter Ulbricht, a hard-line Stalinist of the old school who had spent most of the era of the Third Reich in Moscow. One of Stalin’s most loyal lieutenants, he had begun, in the summer of 1952, the accelerated construction of socialism in East Germany, aimed at building a strict command economy. A huge programme of farm collectivisation was started, along with a rush towards Soviet-style industrialisation, with great emphasis on heavy industry at the expense of consumer goods. Stalin had intended to force the East German economy to complement that of the Soviet Union, to supply the USSR with iron and steel, of which it was in desperate need. Ulbricht allowed no opposition inside East Germany. His secret police, the ‘Stasi’, were everywhere, urging friends to inform on friends, workers on fellow-workers.

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Ulbricht was therefore uneasy with the changes taking place in Moscow. In May 1953, the collective leadership in the Kremlin summoned him to Moscow. For some time, the Kremlin had been considering a review of its German policy, supporting the idea of a re-unified but neutral Germany. The Soviets had no hope of controlling all of Germany, but a neutral Germany would at least prevent the western half, with its huge industrial base, from becoming a permanent part of the Western bloc. The Kremlin encouraged Ulbricht to follow a new course of liberalisation and to ease the pace of enforced industrialisation. But Ulbricht ignored the advice, and in June imposed new work quotas on industrial workers, demanding higher productivity without any increase in pay. Angry at their expectations being dashed, East German workers erupted in protests calling for a lifting of the new quotas. As their employer was the state, industrial protest over work norms soon became a political demand for free elections and a call for a general strike. The American radio station in West Berlin, RIAS, publicised the demands and reported that there would be major demonstrations the following day. On 17 June protests took place in East Berlin, Leipzig, Dresden, Magdeburg, and all the major towns of East Germany.

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Over the next four days, more than 400,000 German workers took to the streets. Ulbricht and his unpopular government were terrified by this vast, spontaneous display of worker power. But the demonstrations lacked any central direction or coherent organisation. Beria called on the Soviet tank units stationed all over East Germany to confront the strikers, to prevent the Ulbricht régime from collapsing. He told the Soviet high command “not to spare bullets” in suppressing the rising, and forty workers were killed, more than four hundred wounded. When thousands of strike leaders were arrested, the demonstrations ended as suddenly as they had begun. Ulbricht had learned a lesson and in time acceded to many of the workers’ economic demands. There were also anti-government riots in Czechoslovakia, and strikes in Hungary and Romania. There was even a prisoners’ strike in Siberia.

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The Soviets saw behind these events a well-orchestrated campaign to undermine the Soviet Union and its allies, part of the “rollback” policy of the new Eisenhower administration, which had replaced the Truman Doctrine of 1947. The United States ‘suggested’ openly that it would now take the initiative in ‘rolling back’ communism wherever possible. The architect of this new, more ‘aggressive’ policy in support of ‘freedom’ movements in Eastern Europe was the new Secretary of State, John Foster Dulles, who proclaimed a new era of liberty, not enslavement. He added that…

… the Eisenhower era begins as the Stalin era ends. … For ten years the world has been dominated by the malignant power of Stalin. Now Stalin is dead. He cannot bequeath to anyone his prestige. 

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The British prime minister, Winston Churchill, had written to Eisenhower suggesting a meeting with Malenkov in case both of us together or separately be called to account if no attempt were made to turn over a new leaf. But for the moment Eisenhower had ruled out any direct meeting with the new Soviet leadership. In reality, it was never clear how this new policy could be put into practice, especially in Europe, without provoking a direct confrontation. On 16 April 1953, Eisenhower had made a speech in which he called on the Kremlin to demonstrate that it had broken with Stalin’s legacy by offering “concrete evidence” of a concern for peace. He had appeared to be holding out an olive branch, hoping the Kremlin would grab it. His ‘Chance for Peace’ speech had been widely reported in the Soviet Union and throughout Central/Eastern Europe, raising hopes of ‘a thaw’ in the Cold War.

Only two days later, however, Dulles spoke in much harsher terms, declaring we are not dancing to any Russian tune. A secret report for the National Security Council had also concluded that the Soviet interest in peace was illusory, but at the same time that any military confrontation would be long drawn out. But Radio Free Europe continued to promise American assistance for resistance to Soviet control in its broadcasts into the satellite countries. In doing so, it was promising more than the West was willing or able to deliver. In Hungary in 1956, these ‘mixed messages’ were to have tragic consequences.

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The power struggle in the Kremlin now reached a new intensity. Molotov continued to see the Cold War as an ideological conflict in which the capitalist system would ultimately destroy itself, and his diplomacy exploited the differences he perceived between the United States and its Western European allies. However, for Malenkov and Beria, the conflict was viewed in strictly practical terms.

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First of all, the Cold War was an arms race. Stalin had quickly realized how important it was to break the US atomic monopoly and in 1945 had put Beria in charge of the Soviet atom bomb project. In the summer of 1949, several years ahead of the West’s predictions, the first Soviet bomb had been successfully tested. After Stalin’s death, Beria took more direct control of the Soviet nuclear project, ordering scientists to race ahead with developing a hydrogen bomb to rival America’s thermonuclear weapons. If Soviet strength rested on ever more powerful nuclear weapons and he was in charge of developing them, Beria calculated, then he would control the mainsprings of Soviet power. But this sort of arrogance was no longer acceptable inside the Kremlin. Within days of the quelling of the rising in East Germany, Khrushchev became convinced that Beria was preparing to make a grab for absolute power. Malenkov denounced Beria at a meeting of the Presidium. Forever tainted from heading Stalin’s terror apparatus, Beria was arrested on trumped-up charges of being a Western agent. In what to many seemed a just reversal of fate, the man who had sent hundreds to their deaths was not even allowed to attend his own trial. He was found guilty and shot. His removal marked a huge shift in the power balance within the Kremlin, but he was the only Soviet leader at this juncture whose fate was settled by a bullet.

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During the next two years, Khrushchev simply out-manoeuvred his remaining rivals to become the new leader. In September 1954 he visited Beijing to repair the damage to Sino-Soviet relations resulting from the Korean War, agreeing to new trade terms that were far more beneficial to the Chinese than they had been under Stalin. In Europe, Khrushchev negotiated a farsighted agreement with Austria. Soviet troops, occupying part of the country since the end of the war, were withdrawn in return for an Austrian commitment to neutrality. In May 1955 a state treaty was signed in Vienna by the four occupying powers, and Austria remained neutral throughout the Cold War. In the same month, he also made a dramatic visit to Yugoslavia to try to “bury the hatchet” with Tito. However, he was not so pleased when, also in May, the Western Allies formally ended their occupation of West Germany, and the Federal Republic was admitted to NATO. The response of Moscow to this setback was the creation of the Warsaw Pact, a formal military alliance of all the ‘satellite’ states with the Soviet Union and each other. The Pact was really no more than a codification of the existing military dominance of the USSR over Central/Eastern Europe, but it did signify the completion of the division of Europe into two rival camps.

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The rejection of Stalinism and the widespread acceptance of the new process of reform culminated in the Twentieth Congress of the Soviet Communist Party in Moscow in February 1956. This was not merely a Soviet Russian affair, as delegates from throughout the Communist world, and from non-aligned movements involved in “liberation struggles” with colonial powers were invited to Moscow. In his set-piece speech, Khrushchev challenged the conventional Marxist/Leninist view that war between communism and capitalism was inevitable. Then, on the last day of the Congress, Khrushchev called all the Soviet delegates together in a closed session. For six hours, he denounced Stalin’s ‘reign of terror’ and its crimes, going back to the purges of the 1930s. The speech was never intended to remain secret; copies were immediately made available to party officials and to foreign Communist parties. News of the speech spread by word of mouth to millions of citizens within the Soviet bloc. Washington also acquired a copy of the text through the CIA and Mossad, Israeli intelligence. It was passed on to the press and appeared in Western newspapers in June 1956. The Eisenhower administration was convinced that genuine change was taking place in the Soviet Union; the Chinese, on the other hand, were deeply offended. In Eastern Europe, many Communist party leaders, gravely upset by the impact, were concerned for the continued stability of their authoritarian régimes.

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Two months after the Party Congress, the Kremlin dissolved the Cominform, the organisation that Stalin had created in 1947 to impose his orthodoxy over the satellites. Molotov was dismissed as foreign minister and banished to Mongolia as Soviet ambassador. A loyal supporter of Stalin throughout his career, Molotov had been firmly opposed to any reconciliation with Tito, but now the door was open again. Tito made a state visit to Moscow in June 1956, amidst much pomp. Nothing could have been more symbolic of the new Soviet attitude towards Eastern Europe. But how far would the Soviets be prepared to go in relaxing its influence there?  In both Poland and Hungary, now released from the yoke of Stalinist rule after almost a decade down at heel, people wanted more control than ever over their own individual lives and their national identities and destinies.

 

Sources:

Jeremy Isaacs (1998), Cold War. London: Bantam Press (Transworld Publishers).

Mark Almond, Jeremy Black, et.al. (2003), The Times History of Europe. London: Times Books (Harper Collins Publishers).

Gyula Kodolányi & Nóra Szekér (eds.) (2013), Domokos Szent-Iványi: The Hungarian Independence Movement, 1939-46. Budapest: Hungarian Review Books.

 

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A Hundred Years Ago – The Great War: Spring into Summer, 1918.   Leave a comment

‘Aces High’ downed – Red Baron & Prancing Horse:

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The Royal Air Force, formed on 1st April, celebrated by shooting down German ace Manfred von Richthofen three weeks later. He was the ‘ace of aces’, the fighter pilot who brought down the most enemy aircraft. He had begun the war as a cavalry officer before transferring to the German air force. He led a fighter wing known as the ‘Flying Circus’ because of their brightly painted aircraft.  Von Richthofen’s own personal machines were painted bright red, giving rise to his nickname, the Red Baron. Between September 1916 and April 1918 he brought down eighty allied aircraft before he was finally brought down. One RAF fighter pilot, Mick Mannock, refused to toast von Richthofen on his demise, saying “I hope the bastard roasted on the way down.” Later, in the summer, British novelist D H Lawrence was married to Frieda von Richthofen, a distant cousin of Manfred.

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In June, Italy’s highest-scoring fighter ace, Francesco Baracca, was killed. His aircraft featured a prancing horse symbol painted on the side. Years later Francesco’s mother suggested to a young racing driver called Enzo Ferrari that he adopt the symbol for his racing cars.

The Australian Corps go fishing:

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Above: An Australian Imperial Guard keeps watch.

The renowned Australian Corps came under the command of the British Army’s General Rawlinson early in 1918. He was pleased with the men and wrote in his diary about their unusual pastimes in the trenches:

They are certainly original fighters and up to all sorts of dodges, some of which would shock a strict disciplinarian. Some of the German shells were falling short into the pools of the Somme river and exploded under water. Two Australians spent the day in a boat rowing about and watching for a shell to explode and then picked up the stunned fish. They wore their gas masks to prevent recognition!

Third Battle of the Aisne, 27th May – 9th June:

Aiming to tie the Allies down to allow a main attack in the north, the Germans launched their third large-scale attack at Chemin des Dames and the River Aisne with a new storm breaking on the Aisne heights, a ferocious artillery barrage that shattered French units massed on the front line. It was estimated that two million shells were fired in the four-and-a-half-hour-long preliminary bombardment. By the evening, the French gains in the three great actions had vanished like smoke, and the Germans had crossed the river, advancing fourteen miles on the first day, an unprecedented success on the Western Front. Operation Blücher-Yorck was a great success for the German commander, Erich Ludendorff. On the second day, he was beyond the Vesle, and on the third, his vanguard was looking down from the heights of the Tardenois on the waters of the Marne. It was the swiftest advance made in the West since the beginning of trench warfare.

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Pleased with his success, Ludendorff then changed his plans and took forces reserved for a northern attack to support a drive westwards to Paris. The message painted on Germans trucks read, On to Paris! But the advance ran out of supplies and momentum as American troops, fighting their first engagement of the war at Cantigny, together with French forces, stood in the way. Captain Lloyd Williams of the US Marines in Belleau Wood summed up the Americans’ mood; Retreat? Hell, we only just got here! Williams was killed in the ensuing battle that followed on 6th June. The Marines began a counter-attack to take the wood. On the first day, they lost 1,087 men, more than had been lost in the whole of the Marines’ history to that date. Nevertheless, after three weeks of brutal fighting, they eventually took the wood. Meanwhile, on 9th June, Ludendorff had tried to cut off the Allied salient between the two great dents he had made but failed again. His position was hopeless; he was the victim of his own early successes.

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Above: New British troops arrive at a port in France.

Battle of Matz, 9th – 13th June; Advent of the Americans:

Operation Gneisenau, a further German attack, was intended to straighten their forward line. Despite inadequate planning, they pushed the French back, gaining six miles of territory and inflicting heavier casualties than they suffered. However, the offensive floundered and French counter-attacks forced the Germans to halt proceedings after only a few days. In the course of this Spring Offensive, as it became known, they had lost 963,000 men. By this time their surviving soldiers had become so disheartened and disillusioned by their failure to break through the Allied defences that they began shouting abuse at their own reinforcements, calling them, War prolongers! At the same time, ten thousand Americans were arriving each day in France. By the summer of 1918 half a million ‘doughboys’ were on the front line. The British Army was also reinforced, having suffered a 36% casualty rate during the Spring Offensive, with 540,000 new recruits being sent to the Front between March and August. But the Germans facing them still had 207 divisions in all, compared with 203 Allied divisions. Britain also employed manual workers from several nationalities to work in France:

Chinese               96,000

Indians                48,000

South Africans     21,000

Egyptians            15,000

West Indians        8,000

On 19 July, Honduras became the last country to join the war, declaring war on Germany.

Heroines at Home and at the Front:

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Above: Women filling shells.

Back in ‘Blighty’, after an explosion at the Chilwell National Shell Filling Factory in Nottingham killed 134 employees, it was suggested that the Victoria Cross be awarded to staff for their subsequent bravery in going about their own work. Sadly this was not done, as the medal could only be given to individuals in uniform. The number of women in non-domestic employment in April 1918 had risen to 4,808,000, 1.5 million more than four years earlier.

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At the Front, two British women who had earned themselves the nickname from Belgian troops, the two Madonnas of Pervyse, Mairi Chisholm and Elsie Knocker, were injured in a gas attack in 1918. They had travelled to Ypres in 1914, setting up an independent first aid station. They were awarded seventeen medals for bravery.

The Second Battle of the Marne, 15 July – 5 August:

The May and June attacks by the Germans had driven the French back from the Aisne to the Marne. There are two explanations for the surprising extent of the German advance, shown on the map below. First, instead of attacking in ‘waves’ of men, they advanced in small groups pressing forward where the opposition was weak and keeping their reserves close at hand to exploit any gap created. Secondly, the British Fifth Army was unusually weak: the line recently taken over from the French had not been put into a proper state of defence; Haig had massed his reserves in the north, where he expected an attack; and after Passchendaele, Lloyd George had retained many reserves in England to prevent unprofitable squandering of life. However, by early July, the German successes had failed to bring outright victory.

The advances had so exceeded Ludendorff’s expectations that he was unprepared to exploit them. The British troops offered magnificent resistance in response to Haig’s famous order, With our backs to the wall and believing in the justice of our cause, each one of us must fight on to the end. Finally, the arrival of Allied reserves, in fresh condition from Palestine and Italy, turned the tide.

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Ludendorff still hoped to create a diversion that would allow a decisive attack in Flanders. His last offensive began on 15th July, east and west of Rheims. Divisions drove forwards, crossing the River Marne in several places, but then they were held. The advance achieved nothing and instead the Germans had fallen into the Allied trap. Hitherto Foch had stood patiently on the defensive, hoarding his assets. He had tried almost too highly the fortitude of the British soldier. Now he had got his reserve, and Haig, to augment it, had dangerously thinned his own front in the north, to the consternation of the War Cabinet. The moment had come to use it. On 18th July Foch counter-attacked on the right flank of the new German salient and drove it in. This attack was led by masses of light tanks which forced the Germans to retire. It was not a great counterstroke, but it forced Ludendorff to pause and consider. He halted and then began to withdraw from the Marne pocket.

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Foch now had freedom of movement, for with him, at last, was the full American army. By July, there were already a million Americans in France. The German command had long been aware of how great this menace was, but the German press had told the people that it was only a force in buckram. Even up to July this newspaper belittlement continued. But at Chateau-Thierry in June an American contingent had fought with furious gallantry, and on 15th July in the same area, one American division and elements from another had rolled back the German assault. These were the troops who, according to the German press, would not land in Europe unless they could swim like fishes or fly like birds. They had proved their worth in pushing the Germans back to their March starting positions.

Preparations for the Peace Offensive:

But the true counter-attack was not to come until August, at Amiens. In July, the Allied attacks showed the effectiveness of ‘all-arms’ battle tactics, with troops and tanks advancing behind an artillery ‘creeping barrage’ while ground-attack aircraft swept overhead. At Amiens, these were to be put into operation to great effect. The plan for the Peace Offensive, which aimed at compelling a German surrender, was wholly British. Haig had now come to the height of his powers and was a different man from the cautious, orthodox soldier of the earlier days of the war. He had not always been happy with his French colleagues; in some ways, he had been too similar to Pétain, and in every other way too dissimilar to Foch, to be quite at ease with either of them. But now his mind and Foch’s seemed to be on the same ‘wavelength’. The Chief of Allied forces was now elevated enough to take advice, and from Haig, he drew not only his chief weapon – the tank – but also many of his tactics, as well as certain key points in his strategy. The British Army had suffered far more than the French in terms of casualties, but they were still ready to take the chief role, one which they retained until the last day of the war. This was a measure of the reverence in which Foch held his ally. The British ‘Tommy’ was, by now, well-disciplined, as the following notice, pasted into their pay-books, suggests:

Keep your mouths shut! The success of any operation we carry out depends chiefly on surprise. Do not talk – when you know that your unit is making preparations for an attack, don’t talk about them to men in other units, or to stangers, and keep your mouth shut, especially in public places.

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British troops at Verneuil, 19 May 1918.

This secrecy was essential to success at Amiens since many previous battles had shown the Germans fully aware of Allied plans. The tables were now turned, with British intelligence also far more effective than it had been previously. Detailed preparations could be made on the basis of information obtained which identified 95% of German artillery positions. Ernest James RollingsIn particular, Lt Ernest Rollings MC of the 17th Armoured Car Battalion (pictured left) went ‘behind enemy lines’ to recover detailed plans of the Hindenberg Line. On his return, he commented that it was by far the best fighting day I have ever had. In 1931, a newspaper report described the Welshman as ‘The Man Who Ended the War’. Perhaps the journalist who wrote of it thought that he deserved a ‘niche in the pantheon’ alongside that other iconic Welshman, and PM, David Lloyd George (below), the Man who won the War.

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Above: David Lloyd George at the height of his power.

The Temper and Temperature of Britain:

For now, however, the temper of Britain through the spring and summer was heavy and apathetic, but it revealed by little spurts of violence how near men and women were living to the outer edges of their nerves. The crisis of March and April had produced a new resolution, but it was a resolution which had no exhilaration in it and little hope. People had begun to doubt if the War would ever end. The night was still so black that they had forgotten that the darkest hour might presage the dawn. But as the months of ‘darkness’ dragged on, and the word from the battle-fields was only of still further retreats and losses, the popular mood sank again into a dull listlessness. To make matters worse, in June there was an outbreak of ‘Spanish ‘flu’. Thirty people died in Lancashire, but no one had any idea how many millions more it was about to kill.

For Siegfried Sassoon and Wilfred Owen, the soldier-poets, the satire they wrote was partly the product of the feeling that they belonged to a different race from the civilians they found themselves among while convalescing at Craiglockart Hospital near Edinburgh. Sassoon published his satirical poems in Counter-Attack (1918). Many of them were protest poems indignantly implying that the war was being needlessly prolonged by politicians and generals who could have stopped it. While Owen was on invalid leave in England, if he met civilians who talked too glibly about the war, he would thrust in front of their eyes photographs of horribly mutilated soldiers. But he, together with Sassoon and Osbert Sitwell, reserved his satirical condemnation for the rich, old men who were making a profit out of the war and did not share the soldiers’ terrible discomforts and dangers, yet concealed their selfishness behind a front of self-righteous flag-waving and jingoism. In his poem, The Parable of the Old Men and the Young, Owen envisages Abraham killing Isaac despite God’s command to sacrifice a ram instead:

But the old man would not so, but slew his son,

And half the seed of Europe, one by one.

This indignant mood that led these soldier-poets to satirise civilians is revealed in a letter which Owen wrote to his mother from Scarborough in July 1918:

This morning at 8.20 we heard a boat torpedoed in the bay, about a mile out. I wish the Boche would have the pluck to come right in and make a clean sweep of the pleasure boats, and the promenaders on the Spa, and all the stinking Leeds and Bradford war-profiteers now reading ‘John Bull’ on Scarborough Sands.

The Return of the War Horse & the Fall of the Virgin:

The morale of the soldiers at the Front throughout the spring and early summer matched the cynical protests of people and poets on the home front, for the war to be brought to an end. It was perhaps best summed up in the following song:   

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Meanwhile, preparations for the offensive continued throughout the summer. Fifteen thousand cavalry horses prepared for action. Cavalrymen had operated as unmounted infantry for most of the war since there were few opportunities for horse-mounted soldiers to fight effectively on the typical Western Front battlefield. As the fighting became more open again, cavalry began to be utilised once more.

Earlier in the war, in the town of Albert, near to the Somme, a statue of the Virgin Mary outside a church was hit. It didn’t fall completely and remained, leaning over. It was reckoned that when it finally fell the war would end. At the beginning of August, the statue toppled. Trench warfare on both sides was certainly coming to an end, thanks to the tanks. But as the Germans left their trenches in the summer of 1918, they left notices for the British to warn them that the war was far from won and lost:

Dear Tommy,

You are quite welcome to what we are leaving. When we stop we shall stop, and stop you in a manner you won’t appreciate.

Fritz 

Sources:

Norman Ferguson (2014), The First World War: A Miscellany. Chichester: Summersdale.

Fiona Waters (2007), A Corner of a Foreign Field: The Illustrated Poetry of the First World War. Croxley Green: Transatlantic Press.

John Buchan (1935), The King’s Grace, 1910-35. London: Hodder & Stoughton.

Irene Richards, J. B. Goodson & J. A. Morris (1938), A Sketch-Map of the Great War and After, 1914-1935. London: Harrap.

E. L. Black (1970), 1914-18 in Poetry. London: University of London Press.

Britain Sixty Years Ago (VII): Between Two Worlds, 1958-63   Leave a comment

Notting Hill, 1958 and After: Pity the Poor Immigrant…?

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Just as in the time of the Blair-Brown administrations of a decade ago, sixty years ago it was not regarded as respectable to express concerns about immigration to Britain, much less to voice anti-immigrant feeling. At both ends of the fifty year period of general prosperity, the elite turned its eyes and ears away from the door-slamming and shunning, and escaped into well-meant, windy generalities about the brotherhood of man and fellow-citizens of the Crown, or more latterly vacuous epithets about celebrating a mythological multi-cultural Cool Britannia, a land at ease with itself.  Most of the hostility was at the level of street culture, mostly covert and casual but occasionally overtly aggressive and violent, organised or orchestrated by white gangs of ‘nigger-hunting’ Teddy boys and small groups of right-wing extremists. The main motivation seems to have been young male testosterone-led territory-marking.

 

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From Austerity to Affluence: Britain, 1945-64.

This all came to a head in 1958 with the Notting Hill riots, more an event which symbolised change than one of real, bloody slaughter. In reality, no-one was killed in the rampaging and, by the standards of later rioting, there was little physical damage to either people or property. The trouble actually started in the poor St Ann’s district of Nottingham and only spread to London’s Notting Hill a day later. On 18 August, the Times reported on the Nottingham fight between coloured and white people and how some Conservative MPs saw it as a red light warning of further troubles to come. They intended to renew their demand for control to be placed on immigration from the Commonwealth and the colonies when Parliament reassembled in October. Thirty of them had already signed a motion (never debated) during the previous session, which had expressed their disquiet over…

… the continuing influx of indigent immigrants from the Commonwealth and colonies, thousands of whom have immediately sought National Assistance.

Even before the outbreak of the riots at Notting Hill, Norman Pannell, Tory MP for the Kirkdale division of Liverpool and leader of this group, had tabled a similarly worded resolution on the agenda of their autumn Party Conference. Pannell had commented to the Times the previous day:

The Nottingham fighting is a manifestation of the evil results of the present policy and I feel that unless some restriction is imposed we shall create the colour-bar we all wish to avoid… The object of my representation is to get some control, not to bar all Commonwealth immigration, but to see that the immigrants shall not be a charge on public funds, and that they are deported when they are guilty of serious crimes.

Yet what happened at Notting Hill was a large and deeply unpleasant outbreak of anti-immigrant violence which ran for a total of six days, across two late summer weekends. It was no coincidence that Notting Hill was the area where the rioting happened as distinct from, say, Brixton, which also had a very large and visible black population by the mid-fifties. Notting Hill had the most open, well-known street culture for black people, with Soho on one side and the new BBC headquarters on the other. This sub-culture was also well-advertised and celebrated by hacks, broadcasters and novelists. Known for its gambling dens and drinking-clubs, it also had a resentful and impoverished white population and, more importantly, in the words of two historians of British immigration put it:

It had multi-occupied houses with families of different races on each floor. It had a large population of internal migrants, gypsies and Irish, many of them transient single men, packed into a honeycomb of rooms with communal kitchens, toilets and no bathrooms.

Into this honeycomb poured a crowd first of tens, and then of hundreds of white men, armed first with sticks, knives, iron railings and bicycle chains, and soon with petrol-bombs too. They were overwhelmingly young,  mostly from nearby areas of London, and looking for trouble. They began by picking on small groups of blacks caught out on the streets, beating them and chasing them. They then moved to black-occupied houses and began smashing windows. The crowds swelled out until they were estimated at more than seven hundred strong, whipped up by the occasional neo-fascist agitator, but much more directed by local whites. Racist songs and chants of ‘niggers out’, the smashing of windows – although some local whites protected and fought for their black neighbours – this was mob violence of a kind that Brits thought they had long left behind. They shrunk away again, however, at the sight of black men making a stand, and fighting back with petrol bombs. There were a hundred and forty arrests, mainly of white youths, and though far-right parties continued to organise in the area, there was no discernible electoral impact, or indeed any more serious trouble. The huge press coverage ensured, however, that Britain went through its first orgy of national naval-gazing about its liberalism and its immigration policy, while overseas racist régimes such as those of South Africa and Rhodesia mocked their hang-wringing British cousins.

After the riots, many black people did ‘go home’. Returns to the Caribbean soared to more than four thousand. There, West Indian governments expressed outrage at the riots and made it clear that there would be no action by them to restrict migration in order to appease lawless white thugs. The Commonwealth retained a loose association between Crown, obligation and common citizenship which felt real to politicians of both parties. Pressure to close the open border for Commonwealth citizens hardly increased in the Tory Party after the Notting Hill riots, though extra-parliamentary campaigns, such as the Birmingham Immigration Control Association, did spring up. Of course, given that the violence was directed against immigrants by whites, it would have been grossly unfair had the first reaction been to send people home. Labour was wholly against restricting immigration, arguing that it would be disastrous to our status within the Commonwealth. 

The Notting Hill Carnival, begun the following year, was an alternative response, celebrating black culture openly. For many black migrants, the riots marked the beginning of assertion and self-organisation. They were looked back on as a ‘racial Dunkirk’, the darkest moment after which the real fightback began. Even in the ‘darkest’ days of 1958, there was a lighter side to the popular street culture which those ‘journalists’ who dared or bothered to walk the same streets, discovered for themselves. An Irish informant told T R Fyvel, author of The Insecure Offenders (1961) that the excessive interest of Teddy Boys in their own and each other’s clothes and hair-styles revealed a basic effeminacy and nothing else:

If you look into the motive you will find it was largely jealousy… of the girls for being the centre of attention. They just couldn’t stand not having it all to themselves. If you had listened to these Teds as I did when they stood about in dance-halls, all you would hear about was clothes and style. One would say: “I paid seventeen guineas for this suit at so-and-so’s”, the other, “I paid this new Jew tailor nineteen guineas for mine.” They could talk literally for hours about styles and cut and prices, the way you usually only hear women talk. But even if they all weren’t effeminate, though I know some of them were, the main thing with these Teds was that they had to outshine the way the girls dressed by the way they themselves were dressed. The Teddy boy was always the person who had to stand out.

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Within the young British West Indian community, clothes and hair did not need to be of a certain cut or style at this time; it was the “patois” which had a special role as a token of identity. But it was not a simple role for newly arrived immigrants, as one Jamaican schoolgirl living in London explained the complicated social pressures that frowned on Jamaican Creole in Jamaica, but that made it almost obligatory in London:

It’s rather weird ‘cos when I was in Jamaica I wasn’t really allowed to speak it (Jamaican Creole) in front of my parents. I found it difficult in Britain at first. When I went to school I wanted to be like the others in order not to stand out. So I tried speaking the patois as well … You get sort of a mixed reception. Some people say, “You sound really nice, quite different.” Other people say, “You’re a foreigner, speak English. Don’t try to be like us, ‘cos you’re not like us.”

Despite this mixed reception from her British West Indian friends, she persevered with the patois, and, as she put it, “after a year, I lost my British accent, and was accepted.” But this was not, strictly speaking, Jamaican English. For many Caribbean visitors to Britain, the patois of Brixton and Notting Hill was of a stylised form that was not, as they heard it, truly Jamaican, not least because British West Indians had arrived from all over the Caribbean. Another British West Indian schoolgirl, who was born in Britain, was teased for her patois when she visited the Caribbean for the first time:

 I haven’t lived in Jamaica, right? But what I found  when I went out there was that when I tried to speak Jamaican (Creole) they laughed at me. They said I’m trying to copy them and I don’t sound right and that. They want me to speak as I speak now.

The experience convinced her that “in London, the Jamaicans have developed their own language in patois, sort of. ‘Cos they make up their own words in London, in, like, Brixton. And then it just develops into Patois as well.” By the early 1980s, investigators found that there were white children in predominantly black schools who used the British West Indian patois in order to be acceptable to the majority of their friends:

I was born in Brixton and I’ve been living here for seventeen years, and so I just picked it up from hanging around with my friends who are mainly black people. And so I can relate to them by using it, because otherwise I’d feel an outcast. 

On the other hand, the same schoolboy knew that the creole was something for a special set of circumstances:

But when I’m with someone else who I don’t know I try to speak as fluent English as possible. It’s like I feel embarrassed about it (the patois), I feel like I’m degrading myself by using it.

The unconscious racism of such comments points to the predicament faced by British black people. Not fully accepted, for all the rhetoric, by the established white community, they felt neither fully Caribbean nor fully British, even by the 1980s. This was the poignant outcome of what British black writer Caryl Phillips called, The Final Passage. Phillips came to Britain in the late 1950s himself, and was one of the first of his generation to grapple with the problem of finding a means of literary self-expression that was true to his experience:

The paradox of my situation is that where most immigrants have to learn a new language, Caribbean immigrants have to learn a new form of the same language. It induces linguistic schizophrenia – you have an identity crisis that mirrors the larger cultural confusion. 

His novel, The Final Passage, is narrated in Standard English, but the speech of the characters is obviously a rendering of nation language:

I don’t care what anyone tell you, going to England be good for it going raise your mind. For a West Indian boy like you just being there is an education, for you going see what England do for sheself … it’s a college for the West Indian.

The lesson of this college for the West Indian is, as Phillips put it, that symptomatic of the colonial situation, the language has been divided as well.

The new ‘youth’ styles of late-fifties Britain, expressing themselves partly, as almost everything else in the period did, in terms of consumption patterns, also indicated subtle shifts in attitude and outlook: but no-one changed their life-chances by becoming a Teddy Boy or Mod. It can’t be said that adult members of the official culture displayed much sympathy into either of the ‘dreams’, of freedom or recognition, that Ray Gosling gave voice to in the following extracts, first of all from the BBC Programme, It’s My Life, and secondly from his article Dream Boy, which appeared in the New Left Review of May/June 1960:

I remember coming out of the Elephant & Castle, the big theatre at the corner, the Trocadero, and it was after seeing the Bill Haley film, ‘Rock Around the Clock’, and we all went down the Old Kent Road, and at the end… all the fire engines were there, and they got their hoses all ready, and it was a… terrible big thing. You felt you were it. Not only because you were young, but you felt the rest of your lives would be, well, ordered by you and not ordered by other people. We felt we could do anything we bloody well wanted, … anything at all, nothing could stop you. You were the guv’ner – you were the king. The world was free – the world was open.

The dreamland is always, like the win on the pools, just around the corner. The man with the big cigar from up West who discovers The Boy, and buys him up, never arrives … The haze that surrounds the life of The Boy is a fog of fear, and not the mist about to rise on a dazzling dawn of success. He lives in Birmingham, not Hollywood, a dead Empire in a sunset world, yet still hopes that somehow, an Eden will pull off the trick, Super Mac will open those golden gates, and here along the M1 the orange trees of California will begin to blossom … And so this boy with everyone and everything against him, plays out his own private drama to the fuggy street, with his god on a chain round his neck, his girl clinging to his arm. Against all of them: in search of the heaven he sees on the glossy page, the screen, and the hoarding.

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When the BBC Radio Any Questions panel was asked to comment on the events surrounding the showing of Bill Haley’s Rock Around the Clock, Mary Stocks remarked that young people were merely exhibiting a sort of unexpended animal spirits; Lord Boothby, the newspaper proprietor and Conservative politician, expressed the view that he’d rather they all wet off to Cairo and started teddy-boying around there, while Jeremy Thorpe, the future Liberal Party leader, said that Jazz to me comes from the jungle and this is jungle music taken to its logical conclusion. This is musical Mau-Mau.

Meanwhile, back in ‘darkest’ Notting Hill, not long after the riots, the intrepid reporter, T R Fyvel, was being enlightened by a youth leader about the increased use of ‘the gramophone’. Re-invented as ‘the record-player’, they were far cheaper than ever before, and cheap vinyl records were mass-produced for the first time, adding to the international popularity of performers like Elvis Presley, Chuck Berry, Bill Hayley and the Comets, and Cliff Richard and the Shadows. Although cheap, they were beyond the pockets of most individual teenagers or their families, for whom the TV was still a greater priority, so youth clubs like that run by Fyvel’s informant became a means of ‘putting a roof over the street’ under which young people could share the listening experience:  

Record-players are the thing these days among the boys. You just don’t find a house without one; they’re just about taking the place of the telly, expensive ones, too. Television seems to mean little to the youngsters these days – the only thing they bother to watch is boxing and football – but it’s remarkable how well they know the records. Even little girls at the club will ask if we’ve got the latest hit, “Babyface” or something. Tunes are the one subject where you can be sure of getting them to talk.   

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However, for some young Britons, epitomised by Jimmy Porter, the character in Osborne’s 1956 play, Look Back in Anger, it was pretty dreary living in the American age, unless you’re an American, of course. The cold, statistical reality was that the number of British youths in the age-group seventeen to twenty-one convicted for violence against the person had risen to 2,051 in 1958, from 745 in 1954. By 1958 this new development was also apparent to the legal authorities. For example, in London and the Home Counties one magistrate after the other made comment on the fact that the criminal minority among young people had become noticeably much larger and more criminal. This increase in crime statistics was most alarming in the smaller towns and rural areas in the Home Counties. Noting that crime in Berkshire had risen by a third in the course of two years, the Chief Constable of that still largely rural county said, on 9th April 1958, that the average age of those responsible for burglary and other breaking-in offences was under twenty. In neighbouring Buckinghamshire, the Chairman of the Quarter Sessions, Lord Birkett remarked:

There are thirty-six prisoners and of these there are no less than twenty-two who are twenty-one and under: among these, one is nineteen, two are eighteen, seven are seventeen, and five are only sixteen. Everyone reviews such a state of affairs with a profound taste of dissatisfaction, in these days when so much is done for the care and protection of the young.

It’s difficult to isolate specific causes of these social trends, but one general cause may have been that there were no good ’causes’ left for most young working-class people to fight for. John Osborne, the controversial playwright, expressed this sense of aimlessness through one of his characters, Jimmy Porter, in Look Back in Anger:

I suppose people of our generation aren’t able to die for good causes any longer. We had all that done for us, in the thirties and forties, when we were still kids. There aren’t any good, brave courses left. If the big bang comes, and we all get killed off, it won’t be in aid of the old-fashioned grand design. It’ll just be for the Brave-New-nothing- very-much-thank-you. About as pointless and inglorious as stepping in front of a bus.

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Another cause of the increase in street-level violence and crime was the social alienation fuelled by the new vogue for high-rise flats, about which I have written in another post in this series. But, as the title of Osborne’s play reminds us, the fifties did see the rise of the Angry Young Men, and women, and led to the creation of the Campaign for Nuclear Disarmament.  When the first ragged ranks of ‘CND’ swung into view on the first day of their march from London to Aldermaston in Berkshire, one Londoner, observing, commented to a radio reporter:

This must be a bunch of bloody psychotics, trying to extrovert their own psychic difficulties, you know, to neither end nor purpose. It’s like a bunch of tiny dogs yapping at the back door to the big house – it will accomplish sweet nothing.

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René Cutforth, the distinguished radio commentator and journalist, however, thought that the marchers might just be the only people left alive. Certainly, the shadow of what Jimmy Porter had called ‘the big bang’ lengthened across the whole face of ‘affluent Britain’ throughout this whole thirty-year period from the late fifties onward, and nothing the bunch of bloody psychotics, including myself, did could raise it an inch. Yet the ‘extra-parliamentary politics’ which so changed the face of political life in the western world in the succeeding decades, and which so powerfully crystallised the popular mood of protest and dissent against the enforced calm of ‘prosperous Britain’, had its beginnings here: it was fired in this highly respectable and law-abiding crucible. 

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The importance assigned to the Commonwealth in the fifties prevented the imposition of immigration controls on New Commonwealth citizens. Only after Macmillan’s 1959 general election victory did pressure really begin to build up for some kind of restriction on immigration to Britain. Opinion polls began to show increasing hostility to the open-door policy. Perhaps just as important, both the Ministry of Labour and the Home Office wanted a change to help deal with the new threat of unemployment. This was a case of the political class being pushed reluctantly into something which offended the notion of their place in the world, the father-figures of a global Commonwealth. One study of immigration points out that what was truly remarkable was the passive acceptance by politicians and bureaucrats of Britain’s transformation into a multicultural society:

Immigration was restricted a full four years after all measures of the public mood indicated clear hostility to a black presence in Britain, and even then it was only done with hesitation. 

However, by the 1960s, Britain’s retreat from the Commonwealth in favour of Europe and events such as the Notting Hill race riots in 1958 heralded a policy of restriction, which gradually whittled away the right of New Commonwealth citizens to automatic British citizenship. When, in 1962, the Commonwealth Immigrants Act finally passed into law, it was notably liberal, at least by later standards, assuming the arrival of up to forty thousand legal immigrants a year with the complete right of entry for their dependents.

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Even so, it had only gone through after a ferocious parliamentary battle, with the Labour leader Hugh Gaitskell making an emotional appeal and passionate attacks on a measure which was still privately opposed by some of the Tory ministers opposite him. One particularly contentious issue was that the Republic of Ireland was allowed a completely open border with Britain, which exists to this day. This may have seemed only practical politics given the huge number of Irish people living and working in Britain, but it offended in two ways. By discriminating in favour of a country which had been neutral in the war with Hitler and declared itself a republic, but against Commonwealth countries which had stood with Britain, it infuriated many British patriots. Secondly, by giving Irish people a better deal than Indians or West Indians it seemed frankly racialist.

Although the 1962 Immigration Act was intended to reduce the inflow of blacks and Asians into Britain, it had the opposite effect. The new law created a quota system which gave preference to skilled workers and those with firm promises of employment. In order to beat it, a huge new influx of people migrated to Britain in 1961, the biggest group from the Caribbean, but also almost fifty thousand from India and Pakistan and twenty thousand Hong Kong Chinese. Fearful of losing the right of free entry, in the eighteen months before the restrictions were introduced, the volume of newcomers equalled the total for the previous five years. One historian of immigration puts the paradox well: in the three-year period from 1960 to 1963, despite the intense hostility to immigration, …

… more migrants had arrived in Britain than had disembarked in the whole of the twentieth century up to that point. The country would never be the same again.

Back to the Future: A New Relationship with Europe?

After the Treaty of Rome took effect at the beginning of 1958, French attitudes towards future British membership of the European Economic Community hardened. General de Gaulle, who had felt humiliated by Churchill during the war, returned as President of France, too late to stop the new European system, which he had opposed on the basis of his ‘nation-statism’, from taking shape. He, therefore, determined that it should be dominated by France and made to serve French national interests. Macmillan, always a keen European, became worried. Various British plots intended to limit the six founders and hamper their project had failed. London had tried to rival the new Common Market with a group of the ‘excluded’ countries; Britain, Austria, Denmark, Portugal, Norway, Switzerland and Sweden, calling it the European Free Trade Association (EFTA).

‘The Seven’ as they called themselves, were nevertheless smaller in population than ‘the Six’ and were also more geographically scattered and far less united. Roy Jenkins, future Home Secretary and ardent pro-European, described EFTA as a foolish attempt to organise a weak periphery against a strong core. By 1959 Macmillan was worrying that,

… for the first time since the Napoleonic era, the major continental powers are united in a positive economic grouping, with considerable political aspects …

… which might cut Britain out of Europe’s main markets and decisions. In his diaries, he wrote of his alarm at the prospect of a boastful, powerful ‘Empire of Charlemagne’ – now under French, but bound to come under German control. There was much self-deception about the possible deal that could be struck, which would need to combine the sovereignty of the British Parliament and the interests of farmers throughout the Commonwealth with the protectionist system of the EEC. Macmillan was willing to sacrifice sovereignty if a deal could be reached. He might have seemed as safely steeped in tradition as country houses, but he had nothing like the reverence for the House of Commons felt by Enoch Powell or Hugh Gaitskell. But Gaitskell and the Labour Party had seriously underrated Macmillan from the outset of his premiership. In his Memoirs (1964), the Earl of Kilmuir wrote of him:

His calm confidence, courtesy and sharpness in debate, his quick-wittedness under pressure, and, above all, his superb professionalism, unnerved and disconcerted his opponents until he secured a quite astonishing psychological superiority in the Commons. Gaitskell never quite succeeded in getting Macmillan’s measure, and his ponderous tactics gave the Prime Minister a series of opportunities which he did not miss…

He imparted confidence to his colleagues and the Party in Parliament, and their confidence spread to the constituencies. It was a remarkable example of how a political revival must start from the top. 

… Macmillan’s refusal to have an ‘inner Cabinet’ of a few intimate friends was a source of strength and not of weakness. Imperturbable, hard-working, approachable, and courageous; he exercised a personal domination over his colleagues not seen in British politics since Churchill’s wartime administration. If it is alleged that Macmillan was singularly lucky after 1958, no man deserved it more. He led the country out of the bitter-black aftermath of Suez, gave them the unflurried leadership for which they craved, and proved himself a worthy successor to Churchill.

In the early sixties, the battle over Britain’s sovereignty, which was to dominate its internal politics for the next sixty years, was postponed because British entry was ruthlessly and publicly blocked. President De Gaulle was due to come to Britain for talks and told the Prime Minister that, rather than visit Downing Street, he would prefer to come to his private home, Birch Grove in Sussex. The two men had worked closely together during the war in North Africa and De Gaulle was grateful to Macmillan personally for his support when, as leader of the Free French, Roosevelt and Churchill had wanted to kick him out of the French government-in-exile which was being formed in advance of liberation. However, De Gaulle had also left North Africa more than ever convinced of the danger to France of a coming Anglo-American alliance which would soon try to dominate the world.

Following a series of domestic disputes at Birch Grove, the two men exchanged blunt views. Macmillan argued that European civilization was threatened from all sides and that if Britain was not allowed to join the Common Market, he would have to review everything, including keeping British troops in Germany. If De Gaulle wanted an “empire of Charlemagne” it would be on its own. The French President replied that he didn’t want Britain to bring in its “great escort” of Commonwealth countries – the Canadians and Australians were no longer Europeans; Indian and African countries had no place in the European system, and he feared Europe being “drowned in the Atlantic”. In short, he simply did not believe that Britain would ditch its old empire; and if it did, he thought it would be a Trojan horse for the Americans.

These seem like formidable objections, points of principle that should have been as a clear warning. Yet the detailed and exhaustive talks about British entry dragged on despite them. Edward Heath made sixty-three visits to Brussels, Paris and other capitals, covering fifty thousand miles as he haggled and argued. By then Macmillan was a fast-fading figure. A natural intriguer who had risen to power on the bloodied back of Eden, he was obsessed by possible political coups against him, and increasingly worried about the state of the economy. He was failing in Europe and looked old when seen alongside the young President Kennedy. Even a master illusionist like Macmillan had to face political reality.

The illusion with the most profound consequences was the economic one. In his 1958 book, The Affluent Society, J K Galbraith intended to sketch an outline of a developed society which had in large part solved the problem of production and would concentrate its energies on the challenges of distribution and redistribution. The class struggle was obsolete, so also were the ideologies which sought to justify it. Politics would no longer involve large general choices but disagreement over more limited and piecemeal issues. Uncritical transference of Galbraith’s thesis into the British context helped obscure the fact that Britain had not, in fact, solved its economic problems. The optimism of the early 1950s was perfectly understandable, but this miracle was built on temporary and fortuitous circumstances.

From 1955, Britain was bedevilled by a series of sterling crises which gradually forced upon the attention of politicians problems they wished to avoid. In 1955, when, as a result of a Government-assisted boom in industrial development, demand began to run ahead of capacity and the economy became over-strained, R. A. Butler, the Chancellor of the Exchequer, deliberately pushed up by raising purchase tax on a wide range of goods, and at the same time a number of measures were taken to discourage capital investment. Butler’s policy was followed by his two successors at the Treasury and only reversed at the onset of the recession in 1958. By then, the policy had eventually succeeded in slowing down the pace of wage increases, one of the major factors behind the 1955 inflation. But it took nearly three years to do so, at the cost of a virtually complete standstill and a number of financial crises and major industrial disputes.

One particularly unfortunate aspect of this period was the Government’s attempts to restrict investment in the public sector, an attempt which was largely unsuccessful because of the long-term nature of most of the projects involved, which made it quite impossible to turn them on and off like a tap to meet the short-term fluctuations in the economy.  If, by the time he made his famous election speech in 1959, Macmillan’s illusion of continuing affluence was already unsupported by the economic evidence, by the time he gave his interview to the Daily Mail in 1961, the claim that… We’ve got it good: Let’s keep it good was well past its ‘sell-by date’. As Sked and Cook (1979) pointed out in their reflections on the ‘Thirteen Wasted Years’, the Tories had, in fact, done very little in their fiscal policies from 1951-64, to pay attention to Britain’s sluggish economic growth or the problems created by the country’s superficial prosperity:

  … the Government sat back and did nothing in the belief that there was nothing to do, and for most of the time their energy was devoted  to maintaining Britain as a world power whatever the cost to the economy … 

Moreover, Tory economic complacency ensured that the necessary economic growth would never be generated. Not enough money was channelled into key industries; stop-go policies undermined the confidence of industry to invest in the long-term, and too much money was spent on defence…

With the economic crises of the early 1960s … it began to be apparent that Tory affluence would soon come to an end. The scandals of the Macmillan era merely served to reinforce the impression that a watershed had been reached in the country’s history and foreign affairs seemed to reach another lesson…  

In 1962 US Secretary of State Dean Acheson said that Britain has lost an empire: she has not yet found a role. The failure to rethink her world role was as evident in diplomacy as in economics. Macmillan foresaw and expedited the final liquidation of Empire, but he had few ideas about what to put in its place. The special relationship with the United States was to remain the cornerstone of British policy. But without the Empire, the relationship was bound to become one of master and servant. These illusions blinded Macmillan to the far-reaching changes occurring in Europe.

After a further unpopular budget in the spring of 1962, Macmillan drafted an alternative policy based on more planning and decided to sack his Chancellor, Selwyn Lloyd. The news was leaked to the papers, and over a brutal and panicky twenty-four hours in July, Macmillan expanded the circle of his sackings more widely, in what became known as the Night of the Long Knives. Macmillan called in and dismissed a third of his cabinet ministers from their jobs without notice. Macmillan’s own official biographer described it as an act of carnage unprecedented in British political history. However, compared with more recent cabinet ‘re-shuffles’ which happen with far greater frequency, many of those sacked then deserved to lose their jobs.

In November, Macmillan returned to his arguments with De Gaulle. This time, he went to France, to the grand chateau of Rambouillet, south of Paris, a venue used by French Presidents for summits as well as for holidays. After a round of pheasant-shooting, de Gaulle expressed his objections to British EEC membership even more aggressively. If Britain wanted to choose Europe, it would have to cut its special ties with the United States. At one point, Macmillan broke down in tears of frustration at the General’s intransigence, leading de Gaulle to comment later to his cabinet:

This poor man , to whom I had nothing to give, seemed so sad, so beaten that I wanted to put my hand on his shoulder and say to him, as in the Edith Piaf song, “Ne pleurez pas, milord”.

Cruel or not, it was a significant moment for Macmillan, for the Tories and for Britain. When, a few months later, in early 1963, De Gaulle’s “Non” was abruptly announced in a Paris press conference, it caused huge offence in Britain. A visit to Paris by Princess Margaret was cancelled. At the England-France rugby international at Twickenham a few days later, England won six-five. The captain of the English team had assured Ted Heath, the failed negotiator, that he had had a word with the team before the game, telling them…

… this was an all-important game. Everyone knew what I meant and produced the necessary …

Macmillan himself bitterly recorded in his diary that the French always betray you in the end. 

 

Sources:

Theo Baker (ed., 1978), The Long March of Everyman. Harmondsworth: Penguin Books.

Michael Clark & Peter Teed (eds., 1972), Portraits and Documents: The Twentieth Century, 1906-1960. London: Hutchinson Educational.

Richard Brown & Christopher Daniels (1982), Documents and Debates: Twentieth Century Britain. Basingstoke: Macmillan Educational.

Asa Briggs, Joanna Bourke et. al. (eds., 2001), The Penguin Atlas of British & Irish History. Harmondsworth: Penguin Books.

Robert McCrum, William Cran & Robert MacNeil (1986), The Story of English. Harmonsworth: Penguin Books.

Andrew Marr (2007), A History of Modern Britain. Basingstoke: Macmillan.

A Hundred Years Ago: The Great War in 1918 – Winter into Spring.   Leave a comment

Soldier-Poets, Philosophers,Treaties and Retreats:

We must strike at the earliest moment… before the Americans can throw strong forces into the scale. We must beat the British.

General Erich Ludendorff, November 1917.

The following letter appeared in The Scotsman newspaper on 14 January 1918:

Sir,

Might I suggest that you would be doing a public service if you could induce the authorities to relieve the peaceful inhabitants of the city from the diurnal shock of the One O’clock Castle Gun? At the present time it is all the more an intrusion in that there are so many convalescent soldiers within range of the concussion. Two of these from Craiglockhart, suffering from shell shock, had to be carried home from Princes Street the other day after the shot was fired. We abolish police whistles in the vicinity of hospitals, why keep up this more violent reminder of their sufferings?

I am, etc, Citizen.

Shell-shock was the common name given to a range of emotional and mental disorders suffered by troops. The symptoms included hysteria, anxiety, physical tremors, sensitivity to noise, and nightmares. Edinburgh’s Craiglockhart War Hospital treated soldiers suffering from shell shock; it was where Siegfried Sassoon met Wilfred Owen and encouraged him in his writing of poetry. At Craiglockhart, Sassoon wrote or completed the poems that were to be published in Counter-Attack (1918). Many of them were protest poems indignantly implying that the war was being needlessly prolonged by politicians and generals who could have stopped it.  Sassoon also directed his indignation against the old and the rich who were making a handsome profit out of the war and who did not share the young soldiers’ terrible discomforts and dangers, yet had the effrontery to conceal their selfishness behind a front of self-righteous flag-waving. In Blighters, he aims his anger at the vulgar jingoism of a music-hall show and the shallow applause of the civilian audience:

The House is crammed: tier beyond tier they grin

And cackle at the Show, while prancing ranks

Of harlots shrill the chorus, drunk with din;

‘We’re sure the Kaiser loves our dear old Tanks!’

 

I’d like to see a Tanks come down the stalls,

Lurching to rag-time tunes or ‘Home, sweet Home’,

And there’d be no more jokes in music-halls

To mock the riddled corpses round Bapaume.

In certain of his poems Owen imitates Sassoon’s irony; for instance, in ‘The Dead-Beat’, he tells how a soldier suddenly drops unconscious and is taken to casualty clearing-station. The stretcher-bearers label him a ‘malingerer’, but the poem ends with Owen mockingly mimicking anyone who talks callously about another’s death:

Next day I heard the Doc’s well-whiskied laugh:

‘That scum you sent last night soon died. Hooray!’

Another special target for satire was the hypocrisy, self-righteousness and insincerity of the Church. Sassoon’s poem, They, satirises the Bishop who is delighted with the way in which war ennobles soldiers:

We’re none of us the same’, the boys reply.

‘For George lost both his legs, and Bill’s stone-blind;

‘Poor Jim’s shot through the lungs and like to die…’

In At a Calvary near the Ancre Owen also attacks the military chaplains:

Near Golgotha strolls many a priest,

And in their faces there is pride

That they were flesh-marked by the Beast

By whom thegentle Christ’s denied.

Owen, who as a patient at Craiglockhart had seen Sassoon’s angriest poems before they were published, is here imitating Sassoon’s mood and techniques. He also condemns the old when in The Parable of the Old Men and the Young he envisages Abraham killing Isaac despite God’s command to sacrifice a ram instead:

But the old man would not so, but slew his son,

And half the seed of Europe, one by one.

Despite their anger, both men returned to the western front to be with their men within a few months of writing these lines. The firing of ‘Mons Meg’ at Edinburgh Castle at one o’clock, an age-old tradition, was halted in April 1918 and it remained silent for over a year.

 

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With the coming of 1918, the initiative passed to Germany. For three years every attempt to decide the issue on the western front had proved a costly failure, but in 1918 Ludendorff decided to risk his entire reserves in a final effort to break the Allied line. The collapse of Russia enabled them to put larger forces on the front than the Allies could muster. They had resigned themselves to a defensive campaign until the USA could send her armies; it was Germany’s purpose before that date to reach a decision in the field. It was their last chance. The submarine had failed; Britain could not be starved into submission. On the contrary, the Allied blockade was undermining the health and morale of the German people. They were weak with privations and sick with hope deferred. A little longer and their wonderful fortitude would break. With all the strength they could muster, with their new tactics to aid them, and with a desperate necessity to goad them, they undertook the last great sally, staking everything on victory. Germany’s allies were giving way under the strain of prolonged war: the Turkish armies were in retreat; the Bulgarians, having already got all they wanted, were anxious for peace; the subject peoples of the Austrian Empire naturally faced privations with less fortitude than the Germans. It was ‘now or never’; the American troops were not yet in the field, but would be very shortly.

Ludendorff’s general plan was to isolate the British Army, roll it up from its right, and drive it into the sea, or pin it down to an entrenched camp between the Somme and the Channel – a ‘Torres Vedras’ from which it would only on the signature of peace. This done, he could hold it with a few troops, swing around on the French, and put them out of action. He must, therefore, strike with all his might at the point of junction of Haig and Pétain, on the western face of the great salient, where the Allies were weakest and the ground easiest. His position on interior lines gave him the chance of surprise, for until the actual attack the Allies would not know on which side of the salient the blow was to fall. His admirable communications would enable him to obtain a great local predominance. For the first stage of the great battle, he had sixty-three divisions in line or in immediate reserve.

The Versailles Council, formed by the Entente towards the end of 1917, miscalculated both the place and the date of the attack. Haig’s Intelligence service informed him of the exact hour, but he had neither the time nor the resources to prepare an adequate defence. He held 130 miles of line, and these were the most critical in the West, with approximately the same numbers as he had had two years before when his front was only eighty miles long and Russia was still in the fold. An initial German success was almost inevitable. Nineteen divisions in line and thirteen in reserve could scarcely stand against a first attacking wave of thirty-seven divisions, which was soon to grow to sixty-three.

Meanwhile, back at home, the historian and philosopher Bertrand Russell was jailed for six months in February for writing an article criticising the US Army. His action was described by the judge as being ‘a very despicable offence’ and in contravention of the Defence of the Realm Act, as it was likely ‘to prejudice His Majesty’s relations with the USA’. Also in February, William MacCaw MP was found guilty of hoarding foodstuffs (listed below). For this contravention of the 1917 Food Hoarding Order he was fined four hundred pounds:

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During the build-up of Germany’s forces on the western front, it also consolidated the territory it had gained in the east as a result of the Treaty of Brest-Litovsk and actually occupied considerably more Russian territory than they were entitled to by the treaty. Russia’s withdrawal from the First World War after the Bolshevik takeover was formalised by the settlement between Lenin’s Russia and Germany and her allies on 3 March 1918 at Brest-Litovsk. The treaty, deeply unfavourable to Russia, revealed the in part the Europe Berlin hoped would be the outcome of the war. Russia lost all of its western provinces: Finland, the Baltic States, Poland and Ukraine (as well as Georgia under the Treaty of Berlin of August 1918).

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They took Belorussia simply to shorten their line, but in the Black Sea region, where they advanced to the lower Don and crossed from the Crimea to the Taman Peninsula, they were clearly aiming at taking over permanently. In due course, they would doubtless have imposed a third round of concessions on the Revolutionary Russian government. Bolshevik power in this area was at a very low ebb. The Don Cossacks were refusing to accept the authority of Moscow, which became the seat of government in March when Lenin decided that the Germans were getting too close to Petrograd. Anti-Bolshevik forces rallying to the white flag of General Denikin were proving more than a match for the local Bolsheviks. In Caucasia, in the far south, the Turks had occupied not only the town they had lost in 1878, which they were entitled to as a result of Brest-Litovsk but everything else that wasn’t already in the hands of their German allies.

The Romanians also badly needed some compensation. After the completion of the initial Brest-Litovsk negotiations in March, it was their turn to sign on the dotted line. When they eventually did so (in May), they lost the southern half of Dobruja to the Bulgarians and the northern half to the Germans (another area to be included in the Black Sea Province) besides having to make major frontier adjustments in favour of Austria-Hungary. Hindenburg and Ludendorff had brought the war in the east to a successful conclusion, they now had to try to do the same in the west.

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They had until the summer to do so, before the Americans appeared in France in strength. For the moment, after the transfer of the eastern armies to the west, the German Army had superiority: 192 divisions facing 165 Allied divisions on the Western Front, but this would not last long. The critical blows would have to be struck during March and April, a Spring Offensive, of which ‘Operation Michael’ was the first part. It eventually became known as the Second Battle of the Somme, which continued until 5th April. It wasn’t just a case of overall numerical superiority; Ludendorff also had seventy specially trained ‘assault divisions’ facing just thirty-five similar British units on the Somme battlefront.

This most perilous stage for the British Army – and, except for the First Marne, the most perilous for the Allied cause – opened in the fog of the early morning of 21st March, when at a quarter to five four thousand German guns were released against the British front, firing more than a million shells over the following five hours, while all the back areas were drenched with gas, which hung like a pall in the moist air. When the guns crashed out and the attack went in, the British line simply disintegrated: whole battalions vanished, never to be heard of again. Reinforced with half a million troops from the Eastern Front, the German Infantry made strong breakthroughs using airpower and shock troops to bypass defensive positions in foggy conditions that hampered the defenders. By the end of the first day, twenty-one thousand prisoners were taken as the Germans overran the British positions. Lieutenant Ernst Jünger of the 73rd Hanoverian Regiment commented; We had but no doubt that the great plan would succeed. 

The narrative of the Somme retreat, however, was a tale of confused operations, improvised plans, chances, mischances, and incredible heroism. On the first day, a fifty-mile gap had opened in the Allied line, forty miles of the British line were submerged, and, in a week, forty miles off, the enemy tide was lapping the walls of Amiens. In the face of the German advance, General Carey was given the task of organising a last-ditch defensive unit to be positioned at Hamel, to protect Amiens. As well as infantry stragglers, ‘Carey’s Force’ was composed of an assorted collection of 3,500 soldiers, including kitchen staff and storemen, most of whom were not well versed in infantry tactics. ‘The Péronne Handicap’ was the name given to the ‘race’ by the 17th Battalion of the King’s Royal Rifle Corps, in their bid to reach the French town before being caught by pursuing German forces. Forty-six out of the British Expeditionary Force’s fifty-six divisions took part in the battle.

Within the first week, the leading German formations had advanced forty miles, a penetration ten times better than anything the Allies had ever achieved. The attack had broken the British Fifth Army and nearly severed the British communications link with the French. German schools were closed to allow celebrations but they were premature. The advance was magnificent, but it was not enough. Allied reinforcements were rushed in while rushed in while hungry German troops slowed, gorging on appropriated food and drink. After a fortnight, the impetus had gone out of the attack and German losses were beginning to exceed Allied casualties. In their advance, the Germans had outstretched their supply lines and losses of over a quarter of a million men couldn’t be sustained, so the offensive was halted and closed down.  The Germans sent forward large Krupp cannons, capable of long-range firing, their shells able to hit Paris from a distance of seventy-five miles. The huge shells were in the air for three and a half minutes. The French capital was hit by 183 of them, which killed over 250 Parisians.

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Ludendorff achieved much, but he did not achieve his main purpose. By 5th April, though, the main battle had died down, Amiens had not been taken, the front had been restored, and the French were not separated from the British. The ultimate failure was due to many factors; Ludendorff was false to the spirit of his own tactics and, instead of exploiting a weakness when he found it, wasted his strength on the steadfast bastion of Arras; half-way through he fumbled, forgot his true aim, and became a hasty improviser.

Perhaps Ludendorff sought to achieve the impossible, for his troops outmarched their supplies and their stamina, and, accustomed to short commons, lost discipline often when they found Allied stores to plunder. Yet he won a notable victory, and, to the ultimate advantage of the Allies, was encouraged to continue, for, had his blow been parried at the outset, he might have relapsed on the defensive, and thereby protracted the war. For his role in the success, commander Paul von Hindenburg was awarded the ‘Iron Cross with Golden Rays’, the highest medal of honour available. The only previous recipient was the Prussian Field Marshal von Blücher, honoured for his part in defeating Napoleon in 1815 at Waterloo.

For its part, the British Army had written a shining page in its history, for a retreat may be as glorious as an advance. By the end of March seventy-three German divisions had engaged thirty-seven British. The disparity was, in reality, far greater than two to one, owing to the German power of local concentration, in many parts of the field the numbers had been three-to-one. Added to this, after the second day, the British had no prepared lines on which to retire, and the rivers parallel to their front were useless from the drought. It was a marvel, war correspondent John Buchan noted, that our gossamer front wavered and blew in the wind but never wholly disappeared. He went on:

Again and again complete disaster was miraculously averted. Scratch forces held up storm troops; cavalry did work that no cavalry had ever done in the history of war; gunners broke every rule of the textbooks. The retreat was in flat defiance of all precedent and law, and it succeeded only because of the stubborn value of the British soldier.

The moment was too solemn for half-measures. A divided command could not defend the long, lean front of the Allies against Germany’s organised might, directed by a single brain towards a single purpose, one strong hand only must be on the helm. On 23rd March, General Haig, after seeing Pétain, telegraphed to London for the Chief of the Imperial General Staff. At the request of Lloyd George, Lord Milner also crossed the Channel on the 24th, and on the 26th he and Sir Henry Wilson met Clemenceau and Poincaré, Haig, Foch and Pétain at Doullens. This conference, held amid the backwash of ‘the great retreat’, was, in a sense, the turning point of the war. The proposal for a supreme commander-in-chief, urged by Milner and supported by Clemenceau, was accepted and Pétain and welcomed by Haig, and for the post, Foch was chosen unanimously. The Allies in their extremity turned with one accord to the slight, grizzled, deep-eyed man of sixty-six, who during a life of labour had made himself into a master of warfare.

The ordeal of the Second Battle of the Somme was the source of other blessings, though some of them were somewhat mixed. The renowned Australian Corps had come under the command of the British Army’s General Rawlinson in early 1918. He was pleased, if bemused by the troops, as he wrote in his diary:

They are certainly original fighters and up to all sorts of dodges, some of which would shock a strict disciplinarian. Some of the German shells were falling short into the pools of the Somme river and exploded under water. Two Australians spent the day in a boat rowing about and watching for a shell to explode and then picked up the stunned fish. They wore their gas masks to prevent recognition!

The US increased its recruiting and strained every nerve to quicken the dispatch of troops, so that it might soon stand in line with the Allies. Lloyd George and Clemenceau appealed to President Wilson and their appeal was generously met. General Pershing postponed his plan of a separate American section of operations and offered Foch every man, gun and lorry which they had in Europe. France was showing that quiet and stoic resolution to win or perish which two years before had inspired her troops at Verdun. In Britain, the threat of industrial strikes disappeared and of their own accord the workers gave up their Easter holiday in order to make up by an increased output for lost guns and stores.

Nonetheless, when King George visited his armies in France in the last days of March, the situation was still on a razor’s edge. He had gone there for a week during the flood-tide of the first Battle of the Somme and again, accompanied by the Queen, on the eve of Passchendaele. Now he went to them in the throes of their sternest trial. He saw remnants of battalions which had been through the retreat, and he saw units which in a week or two were to be engaged in the no less desperate Battle of the Lys. Already his armies had lost more men in the German offensive than in the whole thirty-four week Dardanelles campaign. His appeal to his troops now was to “take counsel from the valour of their hearts”, an appeal which, two weeks later, Haig put into his own grave and memorable words.

In the meantime, divisions were being transferred from Palestine and Salonica to France and the old precautions against invasion were dropped. On 10th April, the House of Commons had passed a Bill raising the limit of the military age to fifty, and giving the Government power to abolish the ordinary exemptions. These mobilisations meant that within a month from 21st March, 355,000 extra men were sent across the Channel.

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However, few of these reinforcements arrived in time to soften Ludendorff’s second blow, which came on 1st April. Originally designed as a mere diversion, Operation Georgette, it grew by its startling success into a major effort, the Battle of the Lys, and thereby further compromised his main strategy. His aim was to drive for Ypres, pushing through between La Bassée and Armentiéres and then, pressing north-west, to capture Hazelbrouck and the hills beyond Bailleul. This would, he hoped, result in a British retirement and a direct threat to Calais and Boulogne, eating up the Allied reserves. That it achieved, but it also ate up his own reserves.

Depleted British units which had been involved in the great retreat across the Somme of the previous month were now stationed on what was known as a ‘quiet sector’. Portuguese troops were also in the line here, but were under strength and lacking motivation; a third became casualties as the Germans broke through. In three days they had advanced eleven miles,  and Allied troops were moved in hastily to stem the tide. For a week or more he met stern resistance from the British, against all the odds, in what became known as the Fourth Battle of Ypres (9-29 April). Haig’s patience was sorely tried by Foch’s delay in sending help, but on 11th April, with the Allies under severe threat by the onslaught, Haig issued his famous order:

There is no other course open to us but to fight it out. Every position must be held to the last man; there must be no retirement. With our backs to the wall, and believing in the justice of our cause, each one of us must fight on to the end. The safety of our homes and the freedom of mankind depend alike on the conduct of each one of us at this critical moment. 

The British front sagged and bent, but held, and by the end of April Ludendorff realised that he must try elsewhere, and called off the offensive at the end of the month. His second blow had proved yet another tactical success, but a strategic failure. He was now becoming desperate; his original strategic scheme had gone, and his remaining efforts were now in the nature of a gambler’s throw. The Fourth Battle of Ypres also became known for the first combat between two tanks, or ‘armed tortoises’ as they were first described by Lieutenant Frank Mitchell of the British Tank Corps. Three British Mark IV’s faced three German A7Vs. The British were the victors in this first historic engagement, which took place on 24 April at Villers-Bretonneux. Overall, the April attack had forced the Allies to abandon all the territory they had so dearly bought in the Passchendaele campaign and, for a while, had seriously threatened the Channel ports.

 

Sources:

Norman Ferguson (2014), The First World War: A Miscellany. Chichester: Summersdale.

András Bereznay (2001), The Times Atlas of European History. London: HarperCollins.

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

E. L. Black (1970), 1914-18 in Poetry. London: University of London Press.

Irene Richards (1937), A Sketch-Map History of the Great War and After, 1914-35. London: Harrap.

John Buchan (1935), The King’s Grace, 1910-1935. London: Hodder and Stoughton.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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