Archive for the ‘Monuments’ Category

Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part Four   Leave a comment


Part Four – Wittenbergers and Allstedters, 1521-25:

While Martin Luther was hidden away from his enemies in the Wartburg Castle in the second half of 1521, the reformation at Wittenberg moved with disconcerting velocity, and he was kept abreast of these events in so far as tardy communications and the conditions of his concealment permitted. His opinion was continually sought, and his advice directed the developments, even though he was not in a position to take the initiative. Leadership fell to Philip Melanchthon, Professor of Greek; to Carlstadt, Professor and Archdeacon at the Castle Church; and to Gabriel Zwilling, a monk of Luther’s own order, the Augustinians. Under their leadership, the reformation for the first time assumed a form distinctly recognisable to the common man.


Nothing which Luther had done to date had made any difference to the lives of ordinary folk, except for the initial attack on indulgences, but even that had not as yet proved especially effective. Luther was not able to say while at the Wartburg that indulgences had been discontinued in his own parish of Wittenberg. But during his absence in 1521 and 1522 one innovation had rapidly followed another. Priests and monks married; monks and nuns even married each other. The tonsured allowed their hair to grow. The wine in the mass was given to the laity, and they were suffered to take the elements into their own hands. Priests celebrated the sacrament without vestments, in plain clothes. Portions of the liturgy were recited in German and masses for the dead were discontinued. Vigils ceased, vespers were altered, images were smashed. Meat was eaten on fast days and endowments were withdrawn by patrons. The enrollment in the university declined because students were no longer supported by ecclesiastical stipends. The common people began to realise that their daily religious life was changing and that the Reformation meant something to them.

When three priests married in 1521 and were arrested by Albert of Mainz, Luther sent him a protest. Albert consulted the University of Wittenberg and Carlstadt answered with a work on celibacy, in which he went so far as to assert not only that a priest might marry but that he must, and should also be the father of a family. For obligatory celibacy, he would substitute obligatory matrimony and paternity. Under the fiery preaching of Gabriel Zwilling, the Augustinian monks began to leave the cloister. On 30 November, fifteen withdrew. The prior reported to the Elector:

It is being preached that no monk can be saved in a cowl, that cloisters are in the grip of the Devil, that monks should be expelled and cloisters demolished. Whether such teaching is grounded in the gospel I greatly doubt.

The Augustinians at Wittenberg held a meeting in January 1522 at which they decided, instead of disciplining the ‘apostate’ monks, that thereafter any member of the order should be free to stay or to leave as he might please. Next came the reform of the liturgy, which touched the common man more intimately because it altered his daily devotions. Here, Luther had already laid the groundwork for the most significant changes. His principle was that the mass was not a sacrifice but a thanksgiving to God and a communion of believers.

With a beard sufficient to deceive his own mother, the exile from the Wartburg appeared on the streets of Wittenberg on the fourth of December, 1521. He was immensely pleased with all that his colleagues had lately introduced by way of reform, but also irate because his recent tracts, which he had sent to Spalatin in manuscript, had not yet been published. These were On Monastic Vows, On the Abolition of Private Masses, and A Blast against the Archbishop of Mainz. At this moment, Luther was distinctly in favour of speeding up the reformation. But not by violence.

… Antichrist, as Daniel said, is to be broken without the hand of man. Violence will only make him stronger. Preach, pray, but do not fight. Not that all constraint is ruled out, but it must be exercised by the constituted authorities.


The problem was, however, that the constituted authority was inhibitive of the reformation. Elector Frederick issued an order on 19 December in which he stated that while discussion might continue, there could be no changes to the mass until unanimity was reached. But Carlstadt chose to defy the Elector by inviting the populace to receive communion in both kinds at the New Year’s mass. When the Elector interposed, Carlstadt then offered the same communion for Christmas, issuing the public invitation only on the previous night. The populace was stirred up and Christmas Eve was celebrated by rioting. On Christmas Day, Carlstadt celebrated mass, passing from Latin to German in the liturgy. For the first time in their lives, the assembled people heard the words in their own tongue, This is the cup of my blood of the new and eternal testament, spirit and secret of the faith, shed for you to the remission of sins. 


Under Carlstadt’s leading, the town council of Wittenberg issued the first city ordinance of the reformation. Mass was to be conducted as he had done it. Luther’s ideas on social reform were implemented. Begging was forbidden. Those genuinely poor should be maintained from a common fund. Prostitutes were to be banned. Then came quite a new point: images should be removed from the churches. During the preceding weeks, Zwilling had led an iconoclastic riot, overturning altars and smashing images and pictures of the saints. The author of this idea was Carlstadt himself, who took his stand squarely on the Scriptures of the old testament, especially the commandment not to make graven images, which reinforced his own experience of being distracted from spiritual worship by such images, especially those of Christ on the cross, which reminded the worshipper of the physical pain of his Saviour, rather than of the spiritual tribulations suffered. Coupled with the attack on art in worship went a redressing of the importance of music. Carlstadt called on his congregation to “relegate organs, trumpets and flutes to the theatre.”

While Wittenberg was convulsed by iconoclasm, three laymen arrived from Zwickau, claiming to be prophets and to have had intimate conversations with the Lord. Like Müntzer, they claimed that they had no need of the Bible, but relied on the Spirit. If the Bible were important, God would have dropped it directly from heaven, they said. They repudiated infant baptism and proclaimed the speedy erection of the kingdom of the godly through the slaughter of the ungodly, whether at the hands of the Turks or the godly themselves. Melanchthon was amazed by their audacity, reporting to the Elector:

I can scarcely tell you how deeply I am moved. But who shall judge them, other than Martin, I do not know. Since the gospel is at stake, arrangements should be made for them to meet with him. They wish it. I would not have written to if the matter were not so important. We must beware lest we resist the Spirit of God, and also lest we be possessed by the devil.

In his letters from the Wartburg, Luther rejected the idea of a disputation with ‘the prophets’ on religious grounds, because they talked to glibly:

Those who are expert in spiritual things have gone through the valley of the shadow. When these men talk of sweetness and of being transported to the third heaven, do not believe them. Divine Majesty does not speak directly to men. God is a consuming fire, and the dreams and visions of the saints are terrible… Prove the spirits; and if you are not able to do so, then take the advice of Gamaliel, and wait.

I am sure that we can restrain these firebrands without the sword. I hope the Prince will not imbrue his hands in their blood. I see no reason why on their account I should come home.

Frederick the Wise was harassed by one eruption after another. Next came an establishment reaction to the events at Wittenberg, news of which had reached Duke George over the border, in the area of Saxony controlled by the rival house to that of Prince Frederick. The Bishop of Meissen requested of Frederick permission to conduct a visitation throughout his domains, and Frederick consented, although making no promises to discipline offenders. Then, on 13 February Frederick issued instructions of his own to the university and to the chapter at the Castle Church:

We have  gone too fast. The common man has been incited  to frivolity, and no-one has been edified. We should have consideration for the weak. Images should be left until further notice. The question of begging should be canvassed. No essential portion of the mass should be omitted. Moot points should be discussed. Carlstadt should not preach any more.

Carlstadt submitted and agreed not to preach and Zwilling left Wittenberg. But the town council resolved to defy the elector by inviting Luther to come home. He had reached the turning point in his career. Less than a year before he had been the leader of the opposition, now he was called home to become the head of the government, albeit in a restricted area. Nevertheless, the change was vast between the role of railing against the execrable bull of Antichrist and that of providing a new pattern for Church, State and Society, a new constitution for the Church, a new liturgy, and a new Scripture in the vernacular.

Luther would never shirk a mundane task such as exhorting the elector to repair the city wall to keep the peasants’ pigs from rooting in the villagers’ gardens, but he was never supremely concerned about pigs, gardens, walls, cities, princes nor any of the blessings and nuisances of this mortal life. The ultimate problem was always man’s relationship with God. For this reason, political and social forms were to him a matter of comparative indifference. Whatever would foster the understanding, dissemination, and practice of God’s Word should be encouraged, and whatever impeded must be opposed. This is why it is futile to inquire as to whether Luther was a Democrat, aristocrat, autocrat, or anything else. Religion was for him the chief end of man, and all else peripheral.


The question of why faith is so hard and reason so inadequate was for Luther a problem far deeper than logic. Luther often railed at reason, and he has been portrayed in consequence as a complete irrationalist in religion. But this is to mistake his meaning. He employed reason in the sense of logic to its uttermost limits. At Worms and often elsewhere he asked to be instructed by Scripture and reason. In the sense reason meant logical deduction from known premises; and when Luther railed against the harlot reason, he meant something else. Common sense is perhaps a better translation. He had in mind the way in which man ordinarily behaves, feels, and thinks. It is not what God says that is a foreign tongue, but what God does that is utterly incomprehensible.

Luther’s contemporary critics arise to inquire why, if a man, in the end, has no standing with God he should make the effort to be good. Luther’s answer is that morality must be grounded somewhere else than in self-help and the quest for a reward. The paradox is that God must destroy in us all illusions of righteousness before he can make us righteous. First, we must relinquish all claims to goodness. Then there is some hope for us. We are sinners and at the same time righteous, which is to say that however bad we are, there is a power at work in us which can and will make something out of us.

002 (2)

In economics, Luther was opposed to the mechanisms of capitalism and wrongly assumed that the rise in prices was due to the rapacity of the capitalists. At the same time, he himself contributed unwittingly to the developments which he deplored. The abolition of monasticism and the expropriation of ecclesiastical lands and goods, the branding of poverty as a sin or at least a lack of beneficial providence, and the exaltation of work as the imitation of God helped to stimulate the spirit of economic enterprise.

In politics, Luther came to construct a theory of government which relied heavily, as in his theology, on Paul and Augustine. He was perfectly clear that coercion could never be eliminated from the political system because society as a whole can never be made fully Christian:

The world and the masses are and always will be unchristian, although they are baptised and nominally Christian. Hence a man who would venture to govern an entire community or the world with the gospel would be like a shepherd who would place in one fold wolves, lions, eagles and sheep. The sheep would keep the peace, but they would not last long. The world cannot be ruled with a rosary.

A Christian can serve as a magistrate, but a magistrate need not be a Christian for God to make use of him as his instrument. And in any case, Christianity is not necessary for sound political administration because politics belongs to the sphere of nature. Reason in its own sphere is enough to tell a man how to build houses and govern states. It was even reported, he noted, that there is no better government on earth than under the Turks, who have neither civil nor canon law, but only the Koran. The natural man can be trusted to recognise and administer justice provided he operates within the framework of the law and government and does not seek to vindicate himself.


The most important distinction for Luther’s political thought, therefore, was between the lower and higher capacities of man, corresponding to nature and reason on the one hand and to grace and revelation on the other. The natural man, when not involved for himself, has enough integrity and insight to administer the state in accordance with justice, equity, and even magnanimity. These are civil virtues. But the Church inculcates humility, patience, long-suffering, and charity – the Christian virtues – attainable only by those endowed with grace, and consequently not to be expected from the masses. That is why society cannot be ruled by the gospel, and why theocracy is out of the question. Then again there are different levels involved. The God of the state is the God of the Magnificat, who exalts the lowly and abases the proud. The God of the Church is the God of Gethsemane, who suffered at the hands of men without retaliation or reviling and refused the use of the sword on his behalf.

By the beginning of 1525 the mass was at an end in Wittenberg. We cannot say that it had been suppressed by force, but there was certainly an element of coercion. Nevertheless, its demise was not inordinately hurried, since it had continued for two and a half years after Luther’s return from the Wartburg. Such changes had aroused in the papists intense antagonism, and they now had a new ‘champion’ in Pope Hadrian, who addressed Frederick the Wise with a veritable manifesto for the Counter-Reformation. But Luther’s fate, and that of his Reformation, no longer rested with the pope, the emperor, or the Elector Frederick alone, but with the German Diet meeting at Nürnberg in the spring of 1524. As at Worms, the Diet was divided. The Catholic party was rallied by the papal legate, who freely conceded past abuses but blamed them all on the deceased Leo X and called for obedience to his noble successor. In the absence of the emperor, its leadership among the laity fell to his brother Ferdinand of Austria who in his week of attendance tried to enforce the Edict of Worms on his own authority, a move quickly repulsed by the diet.

The Erasmians, the Humanists who had constituted the middle party at Worms, might have reacted in a more conciliatory manner than the main Catholic protagonists had not the pressures been so intense as to leave no room for neutrality. Reluctantly, the ‘mediators’ were driven into one camp or the other and went in both directions. The deepest offence felt by Luther lay in the stance taken by their leader, Erasmus of Rotterdam himself. He still felt that Luther had done much good and that he was no heretic. He had openly declared this in a colloquy earlier in the year. But he deplored the disintegration of Christendom which had shattered his dream of European concord following the outbreak of war between France and the empire three years earlier, at the end of the Diet of Worms. In the end, under pressure from his old friend, Pope Hadrian, he expressed the point on which he differed from Luther, the doctrine of man. He had already brought out a tract on this, entitled On the Freedom of the WillLuther thanked him for centring the discussion on this point:

You alone have gone to the heart of the problem instead of debating the papacy, indulgences, purgatory, and similar trifles. You alone have gone to the core, and I thank you for it.

Luther’s fundamental break with the Catholic Church was over the nature and destiny of man, and much more over destiny than nature. That was why he and Erasmus did not come to outright conflict. Erasmus was primarily interested in morals, whereas Luther’s question was whether doing right, even if it is possible, can affect man’s fate. Erasmus succeeded in diverting Luther from the course by asking whether the ethical precepts of the Gospels have any point if they cannot be fulfilled. Luther countered that man is like a donkey ridden now by God and now by the Devil, a statement which certainly seems to imply that man has no freedom whatever to decide for good or ill. Natural reason, however much it is offended, must admit the consequences of the omniscience and omnipotence of God, he argued. Erasmus perceived that the conflict lay between the power and goodness of God. He would rather limit the power than forfeit the goodness.


Those who had broken with Rome were not themselves united. Partly through defections from Lutheranism and partly through the independent rise of variant forms of evangelicalism the pattern of diversity was displayed. Luther had already begun to perceive that he was closer to Rome than to the radicals: I take the middle road, he wrote, finding himself now in the position formerly occupied by the Erasmians at Worms. When they were driven to the wall, the Lutherans emerged as the middle group between the papists and the sectaries. In many respects, they were the heirs to Erasmus, who saw the great abuse of Catholicism, not as did Luther in the exaltation of man but in the externalisation of religion. The inner life of man had already been set in opposition to the literature of the Scriptures by the Zwickau prophets and Thomas Müntzer.

The experience of the spirit was made the necessary qualification for Church membership. Infant baptism was consequently rejected, if not indeed all baptism, on the ground that outward water “profiteth nothing”. The Church of the spirit is of necessity a sect which may seek to preserve its integrity by segregation from society or may attempt to dominate the world through the reign of the saints. Here is the concept of all the Protestant theocracies. Within the religious community, leadership falls to the Spirit-filled, be they clerical or lay, and the outcome may well be the abolition of a professional ministry.

Another Erasmian idea was the restitution of primitive Christianity, a restoration of the religion of the spirit. The whole pattern of these ideas was alien to Luther, who found it impossible to separate the spirit from the flesh because man is a whole. For him, art, music and the sacraments of Baptism and the Eucharist are appropriate expressions of religion. The attempt to build a church on a selective basis did intrigue him, and his fury against the sectaries was in large measure intensified by the conflict within himself. But the notion of a Protestant theocracy was to him as abhorrent as the papal monarchy. The real question for the Lutherans in Wittenberg was whether the physical forms of worship were an aid or an impediment to faith. In the end, Carlstadt’s Biblicism restrained him from rejecting the Lord’s Supper entirely, as a means of grace. He retained the rite because of Christ’s own commandment: This do in remembrance of me.

Similarly, he rejected infant baptism as having no scriptural basis. The Zwickau prophets had done this before him, and the Anabaptists were to make this the cardinal tenet of their sect. The essential point was the necessity of an adult experience of religious conviction. Luther had also proclaimed the priesthood of all believers and though Carlstadt would not go as far as rejecting the need for a professional ministry altogether, but he wished as a minister not to be set apart from his fellows by their use of Herr Doktor or Herr Pfarrer, but to be addressed simply as good neighbour or Brother Andreas. He gave up any distinctive garb and wore only a play grey coat, declining the financial support of his congregation and undertaking instead to earn his living at the plough. While he cared nothing for the whole hierarchy of academic degrees, he cared mightily for a trained ministry and perceived that if Carlstadt’s plan prevailed the outcome would be not that the peasant would know as much as the preacher, but the preacher would know no more than the peasant. He made fun of Carlstadt for reeling off Hebrew quotations in a peasant’s smock.


Thomas Müntzer gave a much more turn than Carlstadt to the separation of spirit and flesh by rejecting not only infant baptism, but all baptism, and by applying this dualism to the spirit versus the letter of Scripture. Those who rely on the letter, he said, are the scribes against whom Christ railed. Scripture as a mere book is but paper and ink. “Bible, Babel, bubble!” he cried. As a written record, it did not reassure him because he observed that it is convincing only to the convinced. He pointed out that the Turks were well-acquainted with the Bible, but remained completely alienated from the Christian religion. In 1523 Müntzer had succeeded in having himself elected as the minister in the Saxon town of Allstedt. The only overt act, however, was the burning of a chapel dedicated to the Virgin Mary in March 1524. This prompted Luther to address the princes of Saxony:

These Allstedters revile the Bible and rave about the spirit, but where do they show the fruits of the spirit, love, joy, peace, and patience? Do not interfere with them so long as they confine themselves to the office of the Word. Let the spirits fight it out, but when the sword is drawn you must step in, be it they or we who take it. You must banish the offender from the land. Our office is simply preaching and suffering. Christ and the apostles did not smash images and churches, but won hearts with God’s Word. The Old Testament slaughter of the ungodly is not to be imitated. If these Allstedters want to wipe out the ungodly, they will have to bathe in blood. But you are ordained of God to keep the peace, and you must not sleep.

The young prince John Frederick, nephew and heir apparent to Frederick the Wise, was already being associated with his uncle and his father in the administration of Saxony. He wrote to a subordinate in August 1524, linking together Carlstadt and Müntzer:

I am having a terrible time with the Satan of Allstedt. Kindliness and letters do not suffice. The sword which is ordained of God to punish the evil must be used with energy. Carlstadt also is stirring up something, and the Devil wants to be Lord.

For Carlstadt, the association was both unjust and unfortunate. He had already written to Müntzer that he would have nothing with his covenant, nor with bloodshed. But the iconoclastic riots in Orlamünde and Allstedt appeared to be of one stripe. Carlstadt was summoned to Jena for an interview with Luther and convinced him of the injustice of the charge of rebellion. When, however, Luther visited Orlamünde and witnessed the revolutionary temper of the congregation, he came to question the sincerity of the disclaimer and acquiesced in the banishment of Carlstadt, who was compelled to quit Saxony, leaving behind his pregnant wife and daughter, to join him later. In departing, he used the same words Luther had used after Worms, that he was leaving “unheard and unconvinced,” and that he had been expelled by his former colleague who was twice a papist and a cousin of the Antichrist.


In July 1524, Müntzer was summoned to preach at Weimar in the presence of Frederick the Wise and his brother Duke John, who had abandoned the Catholic faith to become a follower of Luther. Müntzer had the temerity to seek to enlist them among his followers. He took as his text Daniel’s interpretation of the dream of Nebuchadnezzar and began by saying that the Church was an undefiled virgin until corrupted by the scribes who murder the Spirit and assert that God no longer reveals himself as of old. He further declared:

But God does disclose himself in the inner word in the abyss of the soul. The man who has not received the living witness of God knows really nothing about God, though he may have swallowed a hundred thousand Bibles. God comes in dreams to his beloved as he did to the patriarchs, prophets and apostles. He comes especially in affliction. That is why Brother Easychair rejects him. God pours out his Spirit upon all flesh, and now the Spirit reveals to the elect a mighty and irresistible reformation for us. This is the fulfillment of the prediction of Daniel about the fifth monarchy. You princes of Saxony, you need a new Daniel to disclose unto you this revelation and to show your rule. Think not that the power of God will be realized if your swords rust in the scabbard. Christ said that he came not to bring peace but a sword, and Deuteronomy says “You are a holy people. Spare not the idolators, break down their altars, smash their images and burn them in the fire.” The sword is given to you to wipe out the ungodly. If you decline, it will be taken from you. Those who resist should be slaughtered without mercy as Elijah smote the priests of Baal. Priests and monks who mock the gospel should be killed. The godless have no right to live. May you like Nebuchadnezzar appoint a Daniel to inform you of the leadings of the spirit. 

Müntzer admitted that the princes could not carry out these tasks effectively unless they were informed of God’s purposes. That they could not attain for themselves since they were still too far from God. Therefore, he concluded, they must have at their court a priest who has fitted himself to interpret their dreams and visions, just as Daniel did at the court of Nebuchadnezzar. The Biblical allusions which accompany this recommendation show clearly enough that he saw himself as the inspired prophet who was to replace Luther in the favour of the princes, as Daniel replaced the illuminated scribes. In this way, he reckoned to acquire such influence over the rulers of the land that he would be able to direct them in making the necessary preparations for the Millennium.

On returning to Allstedt, however, he did not wait for the Saxon princes’ reaction to his preaching, but escaped by night over the town walls and fled from Saxony. The régime of Carlstadt would have been authoritarian and that of Müntzer’s saints intolerant of the godless. Yet it could not be denied that both agitators had been expelled by the sword of the magistrate, who was now in danger of creating martyrs out of the radicals. This became more likely because of the rise of rival forms of evangelicalism, namely Zwinglianism and Anabaptism. Adding to this maelstrom was the confluence of religious ferment with the vast social unrest of the Peasants’ War in which Müntzer played a leading role. Despite this, he does not seem to have shown as much interest in improving the material lot of the peasants among whom he lived, or in the nature of future society as in the mass extermination which was supposed to usher it in.

Yet Müntzer might still have imagined his Millennium as egalitarian, even as communistic. He knew the young Humanist, Ulrich Hugwald, who had written a work prophesying that mankind would return to Christ, to Nature, to Paradise, which he defined as a state without war or want or luxury and in which every person would share all things with their brethren. Moreover, on the grounds that a peasant’s life was nearest to that which God had appointed for Adam and Eve, Hugwald ended by turning himself into a peasant. So did the Humanist, Karlstadt, a close associate and even a disciple of Müntzer.  According to Histori Thomá Muntzers, written while Muntzer’s story was very fresh in people’s minds, Müntzer taught that there should be neither kings nor lords and also, on the strength of a misunderstanding in Acts iv, that all things should be held in common.

In a pamphlet which he now produced, The explicit unmaking of the false belief of the faithless world, Müntzer made it plain that the princes were now unfit to play any part at all in bringing about the Millennium,…

for they have spent their lives in bestial eating and drinking, from their youth onwards they have been brought up most delicately, in all their life they have never had a bad day and they neither wish nor intend to accept one.

 Indeed it is the princes and the lords and all the rich and powerful who, by stubbornly maintaining the existing social order, prevent not only themselves but also others from attaining the true faith:

The powerful,self-willed unbelievers must be put down from their seats because hinder the holy, genuine Christian faith in themselves and in the whole world, when it is trying to emerge in all its true, original force… the great do everything in their power to keep the common people from perceiving the truth.


Bound together by common interest in financial profit, they so harass the poor with their usury and taxes that the poor have no time left in which to study and follow the Law of God. Yet, Müntzer argued, all this is no reason for despair; on the contrary, the very excesses of the tyranny which now oppresses the world are a sure sign that the great consummation is indeed at hand. It is precisely because God is sending his light his light into the world that…

… certain (lords) are only now really beginning to hamper and harass, to shear and shave, to threaten all Christendom and shamefully and most cruelly torture and kill their own folk and strangers too.

It was now the Poor who were the potential Elect, charged with the mission of inaugurating the egalitarian Millennium. They would emerge as the one true Church, but even they were not yet fit to enter their appointed glory. First, they too must be broken of their worldly desires, so that they could with sighs and prayers recognise their abject condition and at the same time their need for a new, God-sent leader. Just as he had previously offered his services to the princes as a new Daniel, so he now proposed himself as this leader of the people.

He then issued a more virulent pamphlet, this time against Luther, whom he had come to regard as his arch-enemy. Just as much as Müntzer, Luther performed all his deeds in the conviction that the Last Days were at hand. But in his view, the sole enemy was the Papacy, in which he saw the Antichrist, the false prophet; it was by the dissemination of the true Gospel that the Papacy would be overcome. The Kingdom which replaced it would not be of this world. An armed revolt would, therefore, be irrelevant and pernicious, because it would shatter the social order which allowed the world to be disseminated, and would discredit the Reformation which, to Luther, was the most important event in the world. On the other hand, Müntzer for his part saw in Luther an eschatological figure, the Beast of the Apocalypse or the Whore of Babylon. In attacking Luther in The most amply called-for defence Müntzer formulates most coherently his doctrine of social revolution. He maintains that in the hands of ‘the great’ the Law of God becomes simply a device for protecting property, which they themselves have appropriated. In a bitter attack upon Luther he exclaims:

The wretched flatterer is silent… about the origin of all theft… Look, the seed-grounds of usury and theft and robbery are our lords and princes, they take all creatures as their property: the fish in the water, the birds in the air, the plants on the ground, have all got to be theirs… They publish God’s commandments amongst the poor and say “God has commanded, thou shalt not steal.” … They oppress all people, and shear and shave the poor ploughman and everything that lives, yet if (the ploughman) commits the slightest offence, he must hang.

Luther’s greatest crime is that he justifies these injustices:

You wily fox… by your lies you have made sad the heart of the righteous man, whom God has not saddened, and thereby you have strengthened the power of the ungodly scoundrels, so that they shall continue in their old ways. Therefore things will go with you as with a fox when it is caught. The people will become free and God alone means to be Lord over them.

Ironically enough, the princes whom Müntzer had chiefly in mind, the Elector Frederick and Duke John, were alone among the German princes in being extremely tolerant, having been profoundly disoriented by the vast upheaval in their territories which the Wittenbergers had inaugurated. In dealing with the revolutionaries of Allstedt both brothers showed equal uncertainty. It was more as a gesture of defiance that Müntzer, a week after his hearing at Weimar, broke his parole and climbed over the wall to make his way to the free imperial city of Mülhausen. The large Thuringian town had been in a state of turbulence for over a year and was half-full of paupers, who in times of crisis always showed themselves ready for radical social experiments. Here he found a small but enthusiastic following. Yet when a revolt broke out it was quickly suppressed and Müntzer, once more expelled, resumed his wanderings towards Nürnberg. There he published two revolutionary tracts, which were confiscated by the Town Council and he was forced to leave again. He was then recalled to Mülhausen, where a former monk, Heinrich Pfeiffer, led the poorer burghers in a successful revolution against the Town Council in March 1525. But the event which enabled Müntzer to show himself as a revolutionary in action was the outbreak of the Peasants’ War.

Nothing did so much as the Peasants’ War to make Luther recoil against a too drastic departure from the pattern of the Middle Ages. The Peasants’ War did not arise out of any immediate connection with the religious issues of the sixteenth century because agrarian unrest had been brewing for fully a century. Uprisings had occurred all over Europe, including one in Hungary in 1514 which was put down in a particularly savage manner (see the woodcut below). In southern Germany, the peasants suffered from changes which ultimately should have ministered to their security and prosperity. Feudal anarchy was being superseded through the consolidation of power in nation-states in Early Modern Europe. Spain, England and France were good examples of this, but in Germany, this had happened only on a territorial basis; and in each political unit, the princes were endeavouring to integrate the administration with the help of a bureaucracy of salaried court officials. The expenses were met by increased levies on the land. In time-honoured tradition, the peasants, of course, had to ‘foot’ the bill.

(to be continued…)


Appendix: The Punishment of Peasant Rebels in Hungary, 1514…




















Egalitarian millenarianism, Reformation and Reaction in Europe, 1452-1535: Part Two.   Leave a comment

Below: Conflict in the sixteenth century, a woodcut by Albrecht Dürer


Part Two – Martin Luther, Humanism and Nationalism:

The late fifteenth century saw a consolidation of many European states and a coalescence of Europe into the political contours which were to shape it for almost four hundred years, until the crisis of nationalism in the nineteenth century. In the southwest, the Spanish state emerged with the final conquest of Granada from the Muslim Moors in 1492 and the Union of the crowns of Aragon and Castille. The French kings continued the process of expanding the royal domain, until by 1483 only the Duchy of Brittany remained more or less independent, and even this was absorbed in the early sixteenth century. England had lost all its lands in France, except for Calais, and was racked by a bitter civil war from 1453 to 1487, from which it began to emerge under the Welsh Tudor dynasty from 1485 onwards as a maritime power, whose interests in terms of territorial expansion lay outside Europe.


001 (2)

Above: King Matthias Hunting at Vajdahunyád. This most impressive Transylvanian castle was the residence of the Hunyádi dynasty and seat of their immense estates.

In the East, Hungary’s power and influence grew in the reign of Matthias Corvinus from 1458 until 1490. Corvinus was a renaissance ruler who promoted learning, but he also had to resist the Turkish advance. He maintained a largely defensive attitude, seeking to preserve his kingdom without trying to push back the Ottomans to any great extent. His main attention was directed westwards. With the standing army he had developed, he hoped to become the crown of Bohemia and become Holy Roman Emperor. Bohemia remained divided as a result of the Hussite Wars and in 1468 Corvinus obtained Papal support to conduct a crusade against its Hussite ruler, George Podebrady. This led to the partition of the Bohemian kingdom. Corvinus gained Moravia, Silesia and Lusatia as well as the title ‘King of Bohemia’, though not Bohemia itself. Corvinus was opposed by the Emperor Frederick III (1440-93) who had been elected ruler of Hungary in 1439 by a group of nobles. Nevertheless, Corvinus was successful, in gaining Lower Austria and Styria from Austria, and transferring his capital to Vienna. The Hungarian state developed considerably under Matthias Corvinus, although he continued to face opposition from nobles concerned about their privileges.


Portrait of Matthias Corvinus from the Philostratus Codex, c. 1487-1490


The beginnings of the primacy of the nation-state are conventionally traced to the early sixteenth century. A new type of king arose across, like Matthias Corvinus, called the Renaissance Prince. These monarchs attacked the powers of the nobles and tried to unite their countries. In England, this process was accelerated by the eventual victory of the Lancastrians in the Wars of the Roses, but on the continent, it was much slower. The mercantile classes were generally hostile to the warlike feudal nobles, who interfered with and interrupted their trade, so they tended to support the king against the nobles. A new sense of unity arose, where local languages and dialects merged into national languages and, through the advent of the printing press, national literatures developed.

For a while, however, the most successful states appeared to be multi-national ones, such as the Ottoman Empire in the east, or the universal monarchy built up by Charles V, encompassing Spain, the Netherlands and the Austrian dominions of the Habsburgs. The small states of the Holy Roman Empire, the patchwork of cities and territories, also contained some of the most affluent parts of Europe. Charles of Habsburg inherited, by quirks of marriage and early deaths, the Burgundian Netherlands (1506), the united Spanish crowns (1516), and the lands of his grandfather Maximilian of Austria (1519), after which he succeeded him as Holy Roman Emperor. The Imperial title, the secular equivalent of the Papacy, still carried immense prestige, giving its holder pre-eminence over lesser monarchs.

The Empire was a waning but still imposing legacy of the Middle Ages. Since the office of emperor was elective, any European prince was eligible, but the electors were predominantly German and therefore preferred a German. Yet they were realistic enough to recognise that no German had sufficient strength in his own right to sustain the office. They were, therefore, ready to accept the head of one of the great powers, and the choice lay between Francis of France and Charles of Spain. Francis I tried in vain to secure election, seeing the danger of his country being encircled by a ring of hostile territories. The Pope objected to either, however, because an accretion of power on one side or the other would destroy that balance of power on which papal security depended. When the Germans despaired of a German, the pope threw his support to Frederick the Wise, but Frederick himself, sensible of his inadequacies, defeated himself by voting for the Habsburg.

For centuries the seven Electors had chosen the Habsburg heir, but previously he had been German, or at least German-speaking; At the age of just twenty, Charles I of Spain became Emperor Charles V on 28 June 1519. Francis pursued his legacy of French claims to Milan and Naples, and sought to extend his eastern frontier towards the Rhine. He was an ambitious man, but also frivolous, whereas Charles was regarded as harder-working. The rivalry between the two men was to dominate European politics from 1519 to 1547. While Charles emerged as the more powerful of the two, he had many more problems to distract him. Winning the election was only the beginning of his trials, as Charles now faced an immense task of keeping his domains united.  The main source of his power and wealth continued to lie in the Netherlands, in the seventeen separate provinces that he had inherited from his father, Philip the Handsome, in 1506. The great commercial wealth of these provinces made their taxes particularly valuable, even if their independent-mindedness meant that Charles had to treat them with extreme caution. Besides the territories he had inherited, Charles added several more Dutch provinces, Milan, Mexico and Peru to his empire at home and overseas.


Europe in the time of Henry VIII, Charles I of Spain and Francis I of France

The Map above shows the extent of Charles’ scattered empire; it included many peoples, each proud of their own traditions, language, and separate government. Even in Spain, only the royal will bound together Castile with Granada and Aragon, which, in turn, was made up of the four distinct states of Aragon, Valencia, Catalonia and Navarre. There was a serious revolt in Aragon itself in 1520. Besides Spain, he had to assert his nominal authority over the independent princes, bishops, knights and city-states that formed the Holy Roman Empire.  If all this wasn’t enough to contend with, he was opposed by successive popes, who resented his power in Italy despite his championship of the Roman Church. Within the Church, from 1517, reformers like Martin Luther had begun to challenge the authority of both the ecclesiastical and secular leaders of the Empire, leading to further disunity both within and between the German states.


Above: The Central European Habsburg Empire of Charles V

The rise of Protestantism in Germany in the first half of the sixteenth century placed an additional strain on his European empire. Charles failed to suppress it by force, but held firm to Catholicism even though, in Germany at least, it might have been politically expedient to convert to Lutheranism. In 1517-19, Martin Luther had challenged the authority of the Pope in tolerating the abuses of the Church, and a considerable movement for reform had grown around his protest at Wittenberg. His work and that of subsequent reformers was greatly stimulated by the translation of the Bible into ‘high’ German, which Luther himself completed in 1534, and by its printing and widespread publication. This religious movement coincided with the rise of national feeling. Renaissance princes, eager to gain complete domination over their territories, were supported in a breach with the Pope by their subjects, who regarded Papal authority as foreign interference. The wealth and lands of the Church, combined by the heavy exactions it made on its adherents, had provoked great dissatisfaction among princes, merchants and peasants.


In 1517, the impulsive and headstrong Augustinian friar and Professor of Theology at Wittenberg had denounced the sale of indulgences by unprincipled agents of the Papal envoy, Tetzel, and had won enthusiastic support. The Pope sent Cardinal Cajetan to interview Luther at Augsburg (I have written about these early disputations over indulgences in more detail elsewhere on this site). When he got word that Cajetan had been empowered by the Pope to arrest him, Luther escaped the city gates by night, fleeing in such haste that he had to ride to Nürnberg in his cowl, without breeches, spurs, stirrups or a sword. He arrived back in Wittenberg on 30 October, exactly a year after he had first posted his 95 Theses to the Castle church door. Cajetan then demanded that Frederick the Wise should either send  Luther bound to Rome or else banish him from his territories. Luther made matters even more difficult for his prince by publishing his own version of his interview with the Cardinal. There was no longer any attempt to explain the papal decree against him in any favourable sense. Instead, he declared that it was emphatically false, and contrasted the ambiguous decretal of a mortal pope with the clear testimonies of Holy Scripture:

The Apostolic Legate opposed me with the thunder of his majesty and told me to recant. I told him the pope abused Scripture. I will honour the sanctity of the pope, but I will adore the sanctity of Christ and the truth. I do not deny this new monarchy of the Roman Church which has arisen in our generation, but I deny that you cannot be a Christian without being subject to the decrees of the Roman pontiff… I resist those who in the name of the Roman Church wish to institute Babylon.

His accusation that the Roman pontiff and curia were instituting Babylon introduced an apocalyptic tone into the dispute. On 28 November, Luther lodged with a notary an appeal to the pope for a general council, declaring that such a council, legitimately called in the Holy Spirit, could better represent the Catholic Church than the pope, who, being a man, was able to err, sin and lie. Not even St Peter, he pointed out, was above this infirmity.  Luther had the appeal printed, requesting that all the copies should be withheld from publication unless and until he was actually banned. The printer, however, disregarded the embargo and gave them out immediately to the public. Pope Julius II had ruled that a direct appeal to a council, without papal consent, constituted in itself an act of heresy. Luther had placed himself in an exposed situation and had also embarrassed his prince. Frederick the Wise considered himself to be a most Catholic prince. He was addicted to the cult of relics, devoted to indulgences and quite sincere in his claim that he was not in a position to judge Luther’s teaching. That was why he had founded the University of Wittenberg and why he so often turned to it for advice on matters juristic and theological. Luther was one of the doctors of that university, commissioned to instruct his prince in matters of faith.

As far as Frederick was concerned, if the pope declared Luther a heretic, that would settle the matter, but the pontiff had not yet pontificated. Neither had the theological faculty at Wittenberg repudiated their colleague. Many scholars throughout Germany believed Luther to be right. Frederick differed from many other princes in that he never asked how to extend his territories nor even how to preserve his dignities. His only question was, what is my duty as a Christian prince? He wrote to the Emperor beseeching him either to drop the case or to grant a hearing before unimpeachable judges in Germany. He also sent to Cajetan the only document ever sent to the Roman curia on Luther’s behalf:

We are sure that you acted paternally towards Luther, but we understand that he was not shown sufficient cause to revoke. There are learned men in the universities who hold that his teaching has not been shown to be unjust, unchristian, or heretical. The few who think so are jealous of his attainments. If we understand his doctrine to be impious or untenable, we would not defend it. Our whole purpose is to fulfill the office of a Christian prince. Therefore we hope that Rome will pronounce on the question. As for sending him to Rome or banishing him, that we will do only after he has been convicted of heresy. … He should be shown in what respect he is a heretic and not condemned in advance. We will not lightly allow ourselves to be drawn into error nor to be made disobedient to the Holy See. 

Prince Frederick also appended a copy of a letter from the University of Wittenberg in Luther’s defence. Luther himself wrote to his mentor and confidant, George Spalatin, to express his joy at reading the prince’s letter to the Papal Legate. Cajetan knew that, although Luther was a vexation, he was not yet a heretic, since heresy involved a rejection of the established dogma of the Church, and the doctrine of indulgences had not yet received an official papal definition. On 9 November 1518, the bull Cum Postquam definitely clarified many of the disputed points. Indulgences were declared only to apply to penalty and not to guilt, which must first have been remitted through the sacrament of penance. In the case of the penalties of purgatory, the pope could do no more than present to God the treasury of the superfluous merits of Christ and the saints by way of petition. This decretal terminated some of the worst abuses Luther had complained about in his Ninety-Five Theses.

Had it appeared earlier, the controversy might conceivably have been terminated, but in the interim Luther had attacked not only papal power but also the infallibility of the Pope. He had also questioned the biblical basis for the sacrament of penance and had rejected part of canon law as being inconsistent with Scripture. For his part, the Pope had called him ‘a son of iniquity’ and the loyal Dominicans had already declared him to be ‘a notorious heretic’. The conciliatory policy commenced in December 1518 was prompted by political considerations which now became more marked due to the death of Emperor Maximilian and the need to elect a successor as Holy Roman Emperor. The election of Charles V at the end of June 1519 made no great difference to the situation with Luther, because for over a year Charles was too occupied in Spain to concern himself with Germany, where Frederick remained the pivotal figure. The pope still could not afford to alienate him unduly over Luther and so his conciliatory policy continued.

Tetzel was made the scapegoat for the controversy over indulgences. Cajetan’s new German assistant, Milititz summoned him to a hearing and charged that he was extravagant in travelling with two horses and a carriage, and that he had two illegitimate children. Tetzel retired to a convent where he died of chagrin. Luther wrote sympathetically to him; you didn’t start this racket: The child had another father. 



Meanwhile, the University of Wittenberg was becoming known as a Lutheran institution. Prominent among the faculty were Carlstadt and Melanchthon. Carlstadt, a senior colleague to Luther, was erudite but sometimes recklessly outspoken and more radical. Melanchthon was gentler, younger (at twenty-one) a prodigy of learning, already enjoying a pan-European reputation. These two reformers ‘in their own right’ soon became the leaders of the Reformation in Wittenberg. Against them, the papacy found a worthy academic in John Eck, a professor from the University of Ingolstadt, who had already published a refutation of Luther’s theses. He had been Luther’s friend, a humanist and a German. Eck also succeeded in persuading the University of Leipzig to sponsor him against Wittenberg, which added the internal political rivalry of ducal and electoral Saxony to the mix. Duke George, the patron of Leipzig, agreed that Eck should debate with Carlstadt at Leipzig. Carlstadt had already launched a determined defence of Luther and a virulent attack on Eck, but the latter was in no mood to accept ‘second best’. He openly baited Luther by challenging his assertions that the Roman Church in the days of Constantine had not been seen as superior to the other churches and that the popes had not always been seen as in apostolic succession to Peter, and that therefore the papacy was a relatively recent human institution, not a divine one.


Above: Philip Melanchthon’s study in his home in Wittenberg


Clearly, this debate was between Eck and Luther, but the bishop of the diocese interposed a prohibition. Duke George said that all he wanted to know was whether as soon as the coin in the coffer rings, the soul from purgatory springs. He reminded the bishop that…

Disputations have been allowed from ancient times, even concerning the Holy Trinity. What good is a soldier if he is not allowed to fight, a sheep dog if he may not bark, and a theologian if he may not debate? Better spend money to support old women who can knit than theologians who cannot discuss.

Luther set himself to prepare for the debate. Since he had asserted that only in the decretals of the previous four hundred years could the claims of papal primacy be established, he must devote himself to a study of the decretals. As he worked, his conclusions grew even more radical. He wrote to a friend in January that…

Eck is fomenting new wars against me. He may yet drive me to a serious attack upon the Romanists. So far I have been merely trifling.

In March, Luther confided to Spalatin:

I am studying the papal decretals for my debate. I whisper this in your ear, “I do not know whether the pope is Antichrist or his apostle, so does he in his decretals corrupt and crucify Christ, that is, the truth.”

The reference to Antichrist was ominous. Luther was to find it easier to convince people that the pope was Antichrist than that ‘the just shall live by faith’. The suspicion which Luther did not yet dare to breathe in the open linked him with the medieval millenarian sectaries who had revived and transformed the theme of Antichrist, the figure invented by the Jews and developed in early Christian eschatology in times of captivity and persecution to derive comfort from their calamities on the grounds that the Advent or Second Coming of the Messiah would be retarded by the machinations of an Anti-Messiah, whose predominant evil would reach a peak before the Saviour would come. The gloomiest picture of the present thus became the most encouraging vision for the future. The Book of Revelation had added the details that before ‘the End of Time’ two witnesses would testify and suffer martyrdom. Then the Archangel Michael would appear, together with a figure with flaming eyes upon a white horse, to cast the beast into the abyss. How the theme was dealt with in Luther’s day is graphically illustrated in a woodcut from the Nürnberg Chronicle (below):


In previous posts on this site, I have examined how the theme became very popular in the late Middle Ages among Flagellants, Wyclifites and Hussites, especially the more radical Táborites in Bohemia, who increasingly identified the popes with the Antichrist soon to be overthrown.  Luther was, therefore, aligning himself with these sectaries, with one significant difference. Whereas they had identified particular popes with Antichrist, due to their apparently evil lives as well as other contemporary events, Luther held that every pope was Antichrist even if personally exemplary in their conduct, because Antichrist was for him a collective symbol of penultimate evil, the institution of the papacy and the Roman curia, a system which corrupts the the truth of Christ and the true Church. This explains how Luther could repeatedly address Leo X in terms of personal respect only a few days after blasting him as Antichrist. Nevertheless, to one who had been, and remained, so devoted to the Holy Father as the chief vicar of Christ, the thought that he, in person, might be Christ’s great opponent was difficult to reconcile. At the same time, it was also a comforting thought, for the doom of Antichrist was ensured by Scripture. If Luther should be martyred like the two witnesses, his executioner would soon be demolished by the hand of God. It was no longer merely a fight between men, but against the principalities and powers and the ruler over this darkness on earth.


Meanwhile, between 4-14 July Luther engaged in the Leipzig debate with Eck. The Wittenbergers arrived a few days after Eck; Luther, Carlstadt and Melanchthon with other doctors and two hundred students armed with battle-axes. Eck was provided with a bodyguard of seventy-six men by the town council, to protect him from the Wittenbergers and the Bohemians who were believed to be amongst them. The concourse was so great that Duke George placed the auditorium of the Castle at their disposal. After a week of theological debate between Eck and Carlstadt, Luther answered a rhetorical question from Duke George; what does it all matter whether the pope is by divine right or by human right? He remains the pope just the same. Luther used the intervention to insist that by denying the divine origin of the papacy he was not counselling a withdrawal of obedience from the Pontiff. For Eck, however, the claim of the Pope to unquestioning obedience rested on the belief that his office was divinely instituted. Eck then attacked Luther’s teaching in its similarities with that of Wyclif and Hus, both of whom had been condemned as heretics in the early fifteenth century:

“I see” said Eck “that you are following the damned and pestiferous errors of John Wyclif, who said ‘It is not necessary for salvation to believe that the Roman Church is above all others.’ And you are espousing the pestilent errors of John Hus, who claimed that Peter neither was nor is the head of the Holy Catholic Church.”

“I repulse the charge of Bohemianism,” roared Luther. “I have never approved of their schism. Even though they had divine right on their side, they ought not to have withdrawn from the Church, because the highest divine right is unity and charity.”

Eck was driving Luther onto dangerous territory, especially at Leipzig, because Bohemia was close by and, within living memory, the Hussites had invaded and ravaged the Saxon lands thereabouts. Luther used an interlude in proceedings to go to the university library and read the acts of the Council of Constance, at which Hus had been condemned to be burnt. To his amazement, he found among the reproved articles the following statements of Hus:

The one holy universal Church is the company of the predestined… The universal Holy Church is one, as the number of the elect is one. 

He recognised the theology of these statements as deriving directly from St Augustine. When the assembly reconvened, Luther declared:

 Among the articles of John Hus, I find many which are plainly Christian and evangelical, which the universal church cannot condemn… As for the article of Hus that ‘it is not necessary for salvation to believe the Roman Church is superior to all others’, I do not care whether this comes from Wyclif or Hus. I know that innumerable Greeks have been saved though they never heard this article. It is not in the power of the Roman pontiff or of the Inquisition to construct new articles of faith. No believing Christian can be coerced beyond holy writ. By divine law we are forbidden to believe anything which is not established by divine Scripture or manifest revelation. One of the canon lawyers has said that the opinion of a single private man has more weight than that of a Roman pontiff or an ecclesiastical council if grounded on a better authority or reason. I cannot believe that the Council of Constance would condemn these propositions of Hus… The Council did not say that all the articles of Hus were heretical. It said that ‘some were heretical, some erroneous, some blasphemous, some presumptuous, some sedtious and some offensive to pious respectively… 

Luther went on, now in German, to reiterate that a council cannot make divine right out of that which by nature is not divine right and make new articles of faith, and that a simple layman armed with Scripture is… above a pope or a council without it. Articles of faith must come from Scripture, for the sake of which we should reject pope and councils. Eck retorted, in a manner which conjured up memories of the Hussite hordes ravaging Saxon lands, that this is the Bohemian virus, in that the Reverend Father, against the holy Council of the Constance and the consensus of all Christians does not fear to call certain articles of Wyclif and Hus most Christian and evangelical. 

After the Leipzig debate, Eck came upon a new fagot for Luther’s pyre. “At any rate,” he crowed, “no one is hailing me as the Saxon Hus.” Two letters to Luther had been intercepted, from Hussites of Prague, in which they said, “What Hus was once in Bohemia you, Martin, are in Saxony. Stand firm.” When they did eventually reach Luther, they were accompanied by a copy of Hus’s work On the Church. “I agree now with more articles of Hus than I did at Leipzig,” Luther commented. In February of the following year, he had come to the conclusion that “we are all Hussites without knowing it.” For Eck and the Roman Pontiff and curia, however, ‘Hussite’ remained a byword for ‘heretic’, and Luther was indeed known amongst them as ‘the Saxon Hus’. Luther was still in mortal danger, and no doubt remembered how his predecessor had been given an imperial pass to Constance and never returned.

By February 1520, Luther had also become a national figure in Germany, as a result of the Leipzig debate. His endorsement of Hus was not likely to have brought him acclaim among Germans more widely, except that it cast him in the role of an insurgent heretic who had held his argument against one of the most renowned theologians of his time. But it may well have been the dissemination of his writings which proved more influential in making him not only a national but also an international figure. In addition to reaching Spain and England, the Swiss reformer Zwingli had also been distributing his printed sermons around Zurich and the Swiss cantons. Such acclaim rapidly made Luther the head of a movement which has come to be known as the Reformation. As it took on shape, it was bound to come into contact with those two great philosophical movements of his day, the Renaissance and nationalism.


The Renaissance was a many-sided phenomenon in which a central place was occupied by the ideal commonly labelled ‘Humanism’. Although a synthesis between the classical and the Christian had already been achieved by St Augustine, a menace to Christianity was still implicit in the movement because it was centred on mankind, because the search for truth in any quarter might lead to ‘relativism’ and because the philosophies of antiquity had no place for the distinctive tenets of Christianity: the Incarnation and the Cross. Yet, at several points, Humanism and the Reformation could form an alliance. Both demanded the right of free investigation. The Humanists included the Bible and the biblical languages in the curriculum of reviving antiquity, and Luther’s battle for the right understanding of Paul’s teaching on the Hebrews appeared to them, as to Luther himself, as a continuation of the campaign of the great German Hebraist, Reuchlin, over the freedom of scholarship (see the cartoon below).


The deepest affinity appeared at that point where the Renaissance man was not so sure of himself, when he began to wonder whether his valour might not be thwarted by the goddess Fortuna or whether his destiny had not already been determined by the stars. Here was Luther’s problem of God the capricious and God the adverse. Renaissance man, confronted by this enigma and having no deep religion of his own, was commonly disposed to find solace less in Luther’s stupefying irrationalities than in the venerable authority of the Church. Erasmus was closer to Luther than any other figure of the Renaissance because he was so Christian. His ideal, like that of Luther, was to revive the Christian consciousness of Europe through the dissemination of the sacred writings, and to that end, it was Erasmus who first made available the New Testament in its Greek original. The volume reached Wittenberg just as Luther was working on the ninth chapter of Romans, and thereafter it became his working tool. It was from this tool that he learned of the inaccuracy of the Vulgate rendering of ‘do penance’ rather than ‘be penitent’. Luther and Erasmus had much in common. Both insisted that the Church of their day had relapsed into the Judaistic legalism castigated by St Paul. Christianity, said Erasmus, has been made to consist not in loving one’s neighbour, but in abstaining from butter and cheese during Lent.



Nevertheless, Erasmus was wary of giving his unreserved support to Luther. He was nostalgic for the old unities of Europe, the multi-cultural states and empires. His dream was that Christian Humanism might serve as a check upon the growth of nationalism. The threat of war and division implicit in the Reformation frightened him, and he had good cause for this, as German nationalism was the second great movement to attach itself to the Reformation, just as Bohemian nationalism had previously attached itself to the cause of the Hussites. Germany was retarded in the process of national unification as compared with Spain, France, England and even Bohemia. Germany had no centralised government and no obvious capital city. The Holy Roman Empire no more than approximated a German national state because it was at once too large, since any European prince was eligible for the highest office, and too small, because of the dominance of the Habsburg dynasty and, by 1519, their huge European and overseas empire.


Germany was segmented into small and overlapping jurisdictions of princes and bishops. The free cities became entangled in shifting alliances with the territories as well as, for trading purposes, with the Hanseatic League. The knights were a restive class seeking to arrest the waning of their power, and the peasants were likewise restive because they wanted to have a political role commensurate with their economic importance. No government and no class was able to weld Germany into one. Dismembered and retarded, she was derided by the Italians and treated by the papacy as a private cow. Resentment against Rome was more intense than in countries where national governments curbed papal exploitation. The representatives of German nationalism who for several years in some measure affected Luther’s career were Ulrich von Hutten and Franz von Sickingen. Hutten was himself both a knight and a Humanist. He illustrates the diversity of Humanism, which could at once be internationalist in Erasmus, and nationalist in him.

011 (2)

Hutten did much to create the concept of German nationalism and to construct the picture of the ideal German, who should repel the enemies of the fatherland and erect a culture able to vie with the Italian culture. In the opening stages of Luther’s skirmishes with Eck at Leipzig, Hutten looked on the controversy as a squabble between monks, but he soon realised that Luther’s words had a ring of his own about them. Luther, too, resented the fleecing of Germany, Italian chicanery and duplicity. Luther wished that St Peter’s might lie in ashes rather than that Germany should be despoiled. Hutten’s picture of the Romantic German could be enriched by Luther’s concept of a mystical depth in the German soul exceeding that of other peoples.


In August 1520 Luther intimated that, due to the promises of support he had received from Hutten and Sickingen, including an offer to ride to his aid with a hundred knights, he would attack the papacy as Antichrist. He also wanted the curia to know that, if by their fulminations he was exiled from Saxony, he would not go to Bohemia, but would find asylum in Germany itself, where he might be more obnoxious than he would be under the surveillance of the prince and fully occupied with his teaching duties. While the assurance of protection from the German knights undoubtedly emboldened him, the source of his courage was not to be found in a sense of immunity. As Roland Bainton has pointed out, the most intrepid revolutionary is the one who has a fear greater than anything his opponents can inflict upon him. Luther, who had trembled before the face of God, had no fear before the face of man. It was at this point, in August 1520, that Luther penned his tract, The Address to the German Nobility, one of several that he wrote during the summer months of that year.


Franz von Sickengen’s castle, where Hutten also established himself during

the ‘warless winter’ of 1519-20.

The poet laureate read to the illiterate knights from Luther’s German works.

(to be continued…)

Posted January 22, 2018 by TeamBritanniaHu in Apocalypse, Austria-Hungary, Balkan Crises, Britain, British history, Calais, Christian Faith, Church, Conquest, Egalitarianism, Empire, Europe, France, Germany, Gospel of John, Gospel of Luke, Gospel of Mark, Gospel of Matthew, Henry VIII, History, Humanism, Hungary, Integration, Medieval, Mediterranean, Messiah, Migration, Millenarianism, Monarchy, Monuments, Mysticism, Mythology, Narrative, nationalism, New Testament, Ottoman Empire, Papacy, Reformation, Renaissance, Statehood, theology, Tudor England, Turkey, Uncategorized, Warfare

Tagged with , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

Crusader Christendom, Jerusalem & The Massacres of Muslims and Jews, 1095-1146.   Leave a comment


Popes, Princes and Pauperes:

When Pope Urban II summoned the chivalry of Christendom to the Crusade, he released in the masses hopes and hatreds which were to express themselves in ways quite alien to the aims of the papal policy. The pauperes, as they were called by the chroniclers, were not greatly interested in assisting the Christians of Byzantium, but they were passionately concerned to reach, capture and occupy Jerusalem. The city which was the holiest city in the world for Christians had been in the hands of Muslims for some four and a half centuries by 1095. Although the possibility of recapturing it seems to have played little part in Urban’s original plan, it was this prospect that intoxicated the masses of the poor. In their eyes, the Crusade was an armed and militant pilgrimage, the greatest and most sublime of all pilgrimages.


For centuries a pilgrimage to the Holy Sepulchre had been regarded as a singularly efficacious form of penance and during the eleventh century, such pilgrimages had been undertaken collectively: penitents tended to travel no longer singly or in small groups but in bands organised hierarchically under a leader. Sometimes, most notably in 1033 and 1064, mass pilgrimages had taken place, involving many thousands of people. In 1033 at least, the first to go had been the poor and amongst them had been some who went with the intention of staying in Jerusalem for the rest of their lives. In the Crusade, as well, many of the poor had no intention of ever returning to their homes: they meant to take Jerusalem from the infidel and, by settling in it, turn it into a Christian city. Everyone who took part in the Crusade wore a cross sewn onto their outer garment, the first badge worn by an army in post-Classical times and the first step towards modern military uniforms; but whereas for the Knights this cross was a symbol of Christian victory in a military expedition of limited duration, the poor thought rather of the commandment, Take up the Cross and Follow me! For them, the Crusade was a collective imitato Christi, a mass sacrifice which was to be rewarded by a mass apotheosis at Jerusalem.

The Jerusalem which obsessed their imagination was no mere earthly city but rather the symbol of religious hope. It had ever been so since the messianic hope of the Hebrews had first begun to take shape in the eighth century BC and as the prophet Isaiah had bidden them:

Rejoice ye with Jerusalem, and be glad with her… That ye may suck and be satisfied with the breasts of her consolations; that ye may milk out, and be delighted with the abundance of her glory… Behold, I will extend peace to her like a river… then shall ye suck, ye shall be borne upon her sides, and be dangled upon her knees. As one whom his mother comforteth, so will I comfort you and ye shall be comforted in Jerusalem.

In the prophecies of the post-exilic period and in the apocalypses the messianic kingdom is imagined as centred on a future Jerusalem which has been rebuilt in great magnificence. These ancient Jewish mythologies all went to reinforce the great emotional significance which Jerusalem possessed for medieval Christians. When, a generation after the event, a monk composed the appeal which he imagined Urban to have made at Clermont, he made the Pope speak of the Holy City not simply as the place made forever illustrious by the Advent, Passion and Ascension of Christ, but also as the navel of the world, the land fruitful above all others, like another paradise of delights… the royal city placed in the centre of the world, now held captive, demanding help, yearning for liberation. Even for theologians, Jerusalem was a ‘figure’ of the heavenly city like unto a stone most precious, which, according to the Book of Revelation, was to replace it at the end of time. In the midst of simple folk, however, the idea of the earthly Jerusalem became confused with and transfused by that of the Heavenly Jerusalem, so that the Palestinian city seemed a miraculous realm, abounding both in spiritual and material blessings. When the masses of the poor set off on their long pilgrimage, the children cried out at every town and castle: Is that Jerusalem?

A ‘Vagabond’ Army:

A large part, if not the larger part, of the People’s Crusade, perished on its journey across Europe; but enough survived to survive in Syria and Palestine a corps of vagabonds, which is what the curious word ‘Tafur’ seems to have meant. Barefoot, shaggy, clad in ragged sackcloth, covered with sores and filth, living on roots and grass and also at times the roasted corpses of their enemies, the Tafurs were so ferocious a band that any country they passed through was utterly devastated. They wielded clubs weighted with lead, pointed sticks, knives, hatchets, shovels, hoes and catapults. When they rushed into battle they gnashed their teeth as though they wanted to eat their enemies alive as well as dead. Though the Muslims faced the crusading barons fearlessly, were terrified of the Tafurs, whom they called no Franks, but living devils. The Christian chroniclers themselves, clerics or knights whose main interest was in the acts of the princes, while admitting the effectiveness of the Tafurs in battle clearly regarded them with misgiving and embarrassment. Yet one vernacular epic written from the standpoint of the poor portrays the Tafurs as a Holy People and ‘worth far more than the knights’.

The Tafurs had a king of their own, le roi Tafur, a Norman knight who had discarded his horse, arms and armour in favour of sackcloth and a scythe. It was precisely because of their poverty that the Tafurs believed themselves destined to take the Holy City:

The poorest shall take it: this is a sign to show clearly that the Lord God does not care for presumptions and faithless men.

Yet the Tafurs were not averse to parading their booty captured from the infidel, which they claimed was a sign of divine favour. After a successful skirmish outside Antioch, the Provencal poor galloped amongst the tents to show their companions how their poverty was at an end. Some of them dressed in silken garments and praised God as the bestower of victory and of gifts. As King Tafur led the final assault on Jerusalem he was alleged to have cried:

Where are the poor folk who want property? Let them come with me!… For today with God’s help I shall win enough to load many a mule! 

Later, when the Turks carried their treasures around the walls of the captured city in an attempt to lure the Crusaders out into the open, the Tafur King was unable to hold back:

Are we in prison? They bring treasure and we dare not take it!… What do I care if I die, since I am doing what I want to do?

Calling on ‘St Lazarus’ of the parable of Dives and Lazarus, of whom the poor in the middle ages made their patron saint, he is said to have led his horde out of the city into catastrophe. In each city the Crusaders captured, the Tafurs looted everything they could lay hands on. They raped the Muslim women and carried out indiscriminate massacres. The official leaders of the Crusade had no authority over them at all. When the Emir of Antioch protested about the cannibalism of the Tafurs, the princes could only admit, all of us together cannot tame King Tafur. On the other hand, when we read the sources which tell the story from the standpoint of the poor we find the Tafur King being treated with humility and reverence by the princes and barons. We also find him urging on the hesitant barons to attack Jerusalem:

My lords, what are we doing? We are delaying overlong our assault on this city and this evil race. We are behaving like false pilgrims. If it rested with me and with the poor alone, the pagans would find us the worst neighbours they ever had!

The princes were so impressed with this that they asked him to lead the first attack; and when, covered with wounds, he was carried from the battlefield, they gathered anxiously around him. When, in the story edited for the poor, Godfrey de Bouillon became King of Jerusalem, the barons chose King Tafur as the highest one to perform the coronation. He did so by giving Godfrey a branch of thorns and Godfrey responded by swearing to hold Jerusalem as a fief from King Tafur and God alone. And when the barons hastened back to their domains, King Tafur pledged himself to stay in Jerusalem with his army of the poor, to defend its new king and his kingdom. In these mythological incidents, the beggar-king became the symbol of the immense, unreasoning hope which had carried the pauperes through unspeakable hardships to the Holy City.

The Attempted Annihilation of ‘the Race of Cain’:

The realisation of that hope demanded human sacrifice on a vast scale, not only in the self-immolation of the crusaders but also in the massacres of the ‘infidels’. Although the Pope and the princes intended a campaign with limited objectives, in reality, the Crusade constantly became what the common people wanted it to be: a war to exterminate the sons of whores, or the race of Cain, as King Tafur called the Muslims. It was not unknown for crusaders to seize all the peasants of a certain area and offer them the choice of being either immediately converted to Christianity or immediately killed, having achieved which, our Franks returned full of joy. The fall of Jerusalem was followed by a great massacre in which every Muslim man, woman and child was killed. Only the governor and his bodyguard managed to buy their lives and were escorted from the city. In and around the remains of the Temple…

the horses waded in blood up to their knees, nay up to the bridle. It was a just and wonderful judgement of God that the same place should receive the blood of those whose blasphemies it had so long carried up to God.

As for the Jews of Jerusalem, when they took refuge in their chief synagogue the building was set on fire and they were all burnt alive. Weeping with joy and singing songs of praise the crusaders marched in procession to the Church of the Holy Sepulchre:

O new day, new day and exultation, new and everlasting gladness… That day, famed through all centuries to come, turned all our sufferings and hardships into joy and exultation; that day, the confirmation of Christianity, the annihilation of paganism, the renewal of our faith! 


A handful of the infidel still survived: they had taken refuge on the roof of the al-Aqsa Mosque.  Promised their lives by the celebrated crusader Tancred in exchange for a heavy ransom, and given his banner as a safe-conduct, they were beheaded by common soldiers who had scaled the walls during the negotiation. No man or woman escaped, except for those who threw themselves off the roof to their death.

Millenarian Monks and the Massacres of European Jewry:

Bearing these events in mind, it is not surprising that the first great massacre of European Jews also occurred during the First Crusade. The official crusading army, consisting of the barons and their retainers, had no part in this massacre, which was carried out entirely by the hordes who followed in the wake of the prophetae. As the Crusade came into being, one chronicler wrote that peace was established very firmly on all sides and the Jews were at once attacked in the towns where they lived. At the very beginning of the crusading agitation, Jewish communities in Rouen and other French towns were given the choice of between conversion and massacre. But it was the episcopal cities along the Rhine that the most violent attacks took place. Here, as along all the trade routes of Europe, Jewish merchants had been settled for centuries, and because of their economic usefulness, they had always enjoyed the special favour and protection of the archbishops. But by the end of the eleventh century in all these cities tension between the townspeople and their ecclesiastical lords was already giving rise to a general social turbulence.

At the beginning of May 1096, crusaders camping outside Speyer planned to attack the Jews in their synagogue on the Sabbath. They were foiled in carrying out this plan and were only able to kill a dozen Jews in the streets. The Bishop lodged the rest in his castle and had some of the murderers punished. At Worms, the Jews did not escape so ‘lightly’. Here too they turned for help to the Bishop and the well-to-do-burghers, but these were unable to protect them when men from the People’s Crusade arrived and led the townsfolk in an attack on the Jewish quarter. The synagogue was sacked, houses were looted and all their adult occupants who refused baptism were killed. As for the children, some were killed, others were taken away to be baptised and brought up by Christians. Some Jews had taken shelter in the Bishop’s castle and when that too was attacked the Bishop offered to baptise them and to save their lives, but the entire community preferred to commit suicide. In all, some eight hundred Jews are said to have perished at Worms.

At Mainz, home to the largest Jewish community in Germany, events took a similar course. The Jews were at first protected by the Archbishop who was also the chief lay lord in the area, together with the richer burghers. Despite their resistance, the Crusaders, supported by the poorer townsfolk,  forced the Jews to choose between baptism and death. The Archbishop and all his staff fled in fear of their own lives, and more than a thousand Jews perished, either at the hands of the crusaders or by suicide. From the Rhine cities, a band of crusaders moved on to Trier. There the Archbishop preached a sermon demanding that the Jews be spared; as a result, he himself had to flee from the church. Although some of the Jews accepted baptism, the vast majority perished. The crusaders then moved on to Metz, where they killed more Jews. In mid-June, they returned to Cologne where the Jewish community had gone into hiding in neighbouring villages; but they were discovered by the crusaders and massacred in their hundreds. Meanwhile, other bands of crusaders, making their way eastwards, had imposed baptism by force on the Jewish communities of Prague and Regensburg. In all the number of Jews who perished in May-June 1096 has been estimated at between four and eight thousand.

It was the beginning of a tragic tradition. When in 1146 the Second Crusade was being prepared by Louis VII and the French nobility, the populace of Normandy and Picardy killed Jews. Meanwhile, a renegade monk called Rudolph made his way from Hainaut to the Rhine, where he summoned the masses to join him in a People’s Crusade and to make a start by killing the Jews. As at the time of the First Crusade, the common people were being driven to desperation by famine. Like every successful propheta, Rudolph was believed to perform miracles and to be favoured with divine revelations; and hungry crowds flocked to him. Again, it was the episcopal cities of Cologne, Mainz, Worms, Speyer, together this time with Strasbourg and Wurzberg, which, with their bitter internal conflicts, proved the most fertile ground for anti-Jewish agitation. From them, anti-Semitism spread to many other towns in Germany and France. The Jews continued to turn for protection to the bishops and prosperous burghers, who continued to do what they could to help, but the pauperes continued to be undeterred. In many towns, the populace was on the verge of open insurrection so that it seemed that another overwhelming catastrophe was about to descend on the Jews. At that point, St Bernard intervened with the full weight of his prestige and insisted that the massacres must stop.

Even St Bernard, with all his extraordinary reputation as a holy man, was scarcely able to check the popular fury. When he confronted Rudolph at Mainz and, as an abbot, ordered him back to his monastery, the common people threatened to take up arms. Thereafter, the massacre of Jews was to remain a feature of popular crusades (as distinct from knightly ones), and it is clear enough why. Although the pauperes looted freely from the Jews they killed, as they did from Muslims in Syria and Palestine, booty was not their main object. It is a Hebrew Chronicle that records how during the Second Crusade the crusaders appealed to the Jews:

Come to us, so that we become one single people.

There seems to be no doubt that a Jew could always save both life and property by accepting baptism. On the other hand, it was common doctrine, however heretical, that whoever killed a Jew who refused baptism had all his sins forgiven him; and there were those who felt unworthy to start on a crusade at all until they had killed at least one. Some of the crusaders’ own comments have been preserved:

We have set out to march a long way to fight the enemies of God in the East and behold, before our very eyes are his worst foes, the Jews. They must be dealt with first.

You are the descendents of those who killed and hanged our God. Moreover, God himself said: “The day will yet dawn when my children will come and avenge my blood.” We are his children and it is our task to carry out his vengeance upon you, for you showed yourselves obstinate and blasphemous towards him… (God) has abandoned you and has turned his radiance upon us and has made us his own.

It is therefore evident that the mass movements of the pauperes attempted to turn the Crusades into an annihilation of both Muslims and Jews. Their prophetae, mostly renegade, itinerant monks, drew on their limited understanding of the apocalyptic literature of the Bible, which they interpreted literally, to preach intolerance and hatred of the infidel, be he Muslim or Jew. In their terms, the people of these faiths could therefore only be spared from divine retribution at the End of Days if they converted to Christianity. The popular crusaders saw themselves as instruments of that retribution as part of the restoration of  Jerusalem both in heaven and upon earth. The fact that most of these crusaders were drawn from the masses of the poor, and that anti-Semitism was a key element in their radicalism, is perhaps another warning from history which should continue to resonate in collective popular consciousness.


Norman Cohn (1970), The Pursuit of the Millenium. St Alban’s: Granada.    

The Genuine Jerusalem and ‘the trump of God’: part six – the ‘chosen people’ and ‘the true Israel’.   Leave a comment


Jewish-Christian relations in the time of the first churches:

The penultimate chapter in the ancient history of Jerusalem has to do with the relations between Jews and Christians in the mid-first century. Despite the fact that many, if not most, of the early followers of Jesus of Nazareth, were, like him, Jews, and although the early church borrowed much from Judaism, Christians were also reacting against it. This resulted in a love-hate relationship. On the one hand, Christians claimed to be the true Israel; on the other, they made light of many of the distinctive features of the ‘chosen people’ – the law, circumcision, the temple and the Sabbath. Moreover, they took to meeting together in their own houses and adopting other attitudes which were considered anti-social by their Jewish neighbours throughout the Roman Empire. Since Jesus had been executed by a Roman governor under Roman law, local governors had little alternative but to take action when they received complaints. As the century progressed, relations seem to have got worse. One reason was undoubtedly the great pressure under which Judaism suffered as a result of the Jewish war, the fall of Jerusalem and the destruction of the temple. Christians were looked on as hybrid Jews and were therefore unpopular. Before AD 70, as far as we can tell from ‘listening to the silences’, the Jews showed remarkable restraint. Paul, as an active missionary, found many of them stirring up trouble for him wherever he went, but they were not alone in this, and we need to be wary of Luke’s stereotypes of them, which were written in Acts from an obvious Greek Gentile bias. Paul escaped with his life, and only three martyrdoms were recorded for this period; those of Stephen, James, son of Zebedee, and James, the brother of Jesus.

The first Christian communities which grew up between AD 29 and 65, were in Jerusalem, Samaria, Caesarea and other Palestinian cities and also, largely as a result of Paul’s missionary activities, in Asia Minor, Greece and Rome. At this time the leaders of these communities were mainly Jews and their understanding of the teachings of Jesus was partly coloured by their Jewish inheritance. These communities possessed no Gospels so that their knowledge came from oral traditions; from memories of what Jesus had said and done, passed on by word of mouth in public addresses, instruction classes for new converts and in private discourses and conversations. Some of the deeds and words of Jesus were probably written down quite early, including the parables, the aphorisms and the proclamations of the kingdom of God, almost as they were spoken for the first time. However, for the most part, Christians at this time relied for their knowledge upon the shared memories of those who had known Jesus at first hand.

The message of Jesus as it is presented in the four gospels was written for the newly established churches of the Roman empire, churches stretching from Antioch in Syria to Rome. This was the world of the Gospels as written in the form in which we possess them. They are church books, written in the second half of the first century AD to meet the needs of the early followers of Jesus gathered together out of a pagan environment in their Christian communities. These early churches were not, for the most part, Palestinian, and after AD 70 when the country had been laid waste and Jerusalem destroyed, Christians in Galilee and Judaea must have been few and disorganised. The growing churches were in the great cities of the Graeco-Roman world, Antioch in Syria, Ephesus in Asia Minor (now in south-west Turkey), Corinth, Philippi and Thessalonica in Greece and in Rome itself. The members of these churches were Greeks, Romans, Syrians, Egyptians and Asiatics, though a significant number of Jews also converted to the new religion. These centres of Christianity and these church members were far away in distance from the world Jesus knew and very different from him in culture and upbringing.


Above: The Western or Wailing Wall, the only remnant of the Second Temple rebuilt by King Herod. It once stood on the adjacent Temple Mount and remains the most significant devotional site for Jews, who believe that they are in physical connection with the divine when they pray at it and kiss it.

Nazarene heretics:

By the end of the first century, however, there were growing signs of a clear break between church and synagogue. It may well have been the case that many Jews blamed the Christians for the destruction of Jerusalem, since Vespasian’s reconquest of first Galilee and then Judaea could have been seen as acts of vengeance for the burning of Rome, which Nero had alleged was the work of the Christians. Before AD 70, the Romans drew little distinction between the two alien, Judaistic faiths. To them, they were all the same, troublesome provincial people. It was after this period that the Birkat ham-minim, the ‘Heretic Benediction’ was added to the Eighteen Benedictions: 

May the Nazarenes (Christians) and the minim (heretics) perish as in a moment and be blotted out from the book of life. 

It is perhaps not surprising, therefore, that the gospels, especially that according to Matthew, contain many biased statements against the Jews in general, and that these statements were used to justify anti-Semitism among Christians in the Middle Ages and Early Modern times. All three Synoptic Gospels appear to have been written after Nero’s persecution (AD 64), and all three emphasise the message of a powerful Christ, breaking with Judaism. They were also clearly written after the fall of Jerusalem, to which they all refer (Mark 13. 1-2; Matthew 22. 7; Luke 21. 20). It is necessary, therefore, to disentangle the original message spoken by Jesus in Palestine from the meaning drawn out of it by Christian teachers and the four evangelists. The Christian communities in AD 29-65 had a real zeal for evangelism. They looked outward to a world which desperately needed the message of Jesus, so they were missionary churches. In these years, there was a particular reason why evangelism could not wait. The great decisive moment – the return of Jesus to earth in great power and glory – was, so they believed, imminent. While they waited for the Day of Judgement and Reward the Christians evangelised fervently among mostly pagan peoples. An evangelist needs a message, and therefore the task of separating the original message of Jesus from the later additions and interpretations is difficult and often uncertain.



Above: Portraits of Jesus from Roman-era frescoes to modern forensic reconstruction.

Source: National Geographic, December 2017.

Apocalyptic Poetry:

Remembering that Jesus was a poet with an inward vision and a gift for handling words, using vivid images from everyday life, not abstract arguments helps us to get to the heart of his teaching. It is often a clue to those passages of the Gospels where someone has added an explanation of his words. Poets do not explain their poems. They offer us their vision and leave us to discover the meaning. Jesus is a visionary whose eyes are fixed upon a dramatic future in which the old order of the world will disappear and a new order will take its place:

And then they will see the Son of Man coming in the clouds with great power and glory. And then he will send out the angels, and gather his elect from the four winds, from the ends of the earth to the ends of heaven. (Mark 13. 26f.)

Poets are not usually interested in creating logical systems of thought in which every single part fits the whole. They speak or write about that which at a particular moment captures their imagination and stirs their soul. If we think, for example, of the poet and illustrator William Blake, writing about John Milton, the author of the great epic poems, Paradise Lost and Paradise Regained, we do not need to demythologise and strip away his powerful, apocalyptic imagery in order to understand his fundamental message in his Jerusalem:

And did the countenance divine,

Shine forth upon our clouded hills?

And was Jerusalem builded here

Among those dark satanic mills?


Bring me my bow of burning gold!

Bring me my arrows of desire!

Bring me my spear! O clouds, unfold!

Bring me my chariot of fire!


I will not cease from mental fight,

Nor shall my sword sleep in my hand,

Till we have built Jerusalem

In England’s green a pleasant land.

The four verses which make up the now well-known hymn, set to music by Sir Hubert Parry in 1917, first appeared in the preface to one of Blake’s last poem’s, ‘Milton’, which was written in 1804. Underneath them he wrote, would to God that all the Lord’s people were prophets, quoting Numbers 11.29. In the rest of the poem, the seventeenth-century poet is depicted as returning from eternity and entering into Blake to preach the message of Christ crucified and the doctrines of self-sacrifice and forgiveness. Some of the complex imagery in the poem is borrowed from the Bible, such as the ‘chariots of fire’ which are taken from 2 Kings 2. 11, but much is of Blake’s own invention. In suggesting, in the first verse, that Jesus may have set foot in England, Blake is resurrecting the old legend, and myth, which tells of Jesus’ wanderings as a young man with Joseph of Arimathea, a tin merchant and member of the Sanhedrin whom Jesus accompanied on a visit to Cornwall. The tale was, at one time, popular with the British Israel movement, which claimed that the British were one of the lost tribes of Israel.


There are two very different interpretations of the main message in ‘And did those feet’. One school of thought regards it as a plea for intuition and imagination in the face of scientific rationalism. From this interpretation, we get the idea that the ‘dark, satanic mills’ represent the cold logical approach of philosophers such as Locke and Bacon that Blake deplored, while Jerusalem represents the ideal life of freedom. The other, more common way of interpreting the poem is as a call for the rule of those social values of social justice and freedom which will build a new Jerusalem in Britain. This message, like that of Jesus himself, has no tidy outward shape but has an inner unity centred upon the proclamation of the kingdom of God. We recognise that inner unity, or message, through the allusions and imagery, without interpreting them as literal events either in the past or the future.


Image result for Jesus messianic secret


Much of Jesus’ teaching was directed to the immediate needs and problems of the men and women to whom he talked in small groups in the marketplace, or in large crowds gathered to listen to him. Yet, in all the Gospels there is teaching which seems, on the face of it, to refer to dramatic and even cataclysmic events in the future. Some of these are predictions; forecasts about the future. We have already noted some of these, in particular, his well-known lament over Jerusalem, the Holy City.  (Luke 19. 41-44). This is a terse and vivid prediction of the siege and destruction of the city which began in September AD 70. Since this event took place some forty years after the time of Jesus, it is often argued that such a description of the great catastrophe must have arisen within the early church. However, the prediction does not describe in detail the actual siege of Jerusalem as the Jewish historian Josephus recorded it after the event. The words of Jesus describe a typical siege; a city encircled, siege engines battering at the wall, and so on. Indeed, it took no special insight or vision to predict that if the revolutionary elements continued to resist the government of Judea by violent acts, the Romans would reinforce their troops around Jerusalem.

Did Jesus predict the rejection of Israel as the chosen instrument of God’s purpose? It is clear that this view was held in at least some quarters of the early church. The part played by the Jewish authorities in his arrest, trial and execution; the hostility displayed by some Jews towards the new Christian communities, both played their part in shaping the belief that the ‘Old Israel’ had been rejected and the ‘New Israel’ – the Christian church – had taken its place.This belief has certainly left its mark upon the form in which some of the sayings and parables of Jesus have come down to us. In Matthew 23 there is a sustained and bitter condemnation of the Pharisees and scribes. This was certainly put together in its present form by an editor, prefacing the parable of the vineyard as told by Mark (12. 1. 1-11.), and copied by Matthew and Luke. Matthew’s ‘preface’ contains seven accusations against the lawyers and Pharisees, each beginning, ‘Woe to you’ in a recognisable literary form. This is followed by the lament over Jerusalem, the centre of unfaithfulness, killing the prophets and stoning the those who are sent to you (Matthew 23. 13-37.). The evidence of the Gospels as a whole makes clear that Jesus did attack the religious authorities, declaring that they embodied the kind of religion which would soon be rejected.  Whether he predicted the rejection of Israel and Judah as God’s chosen people depends largely on the interpretation of two parables, that of the Vineyard, which I have already referred to, and that of the Marriage Feast, which tells a similar story (Matt. 22. 1-14.). The invited guests make various trivial excuses and refuse to attend the banquet, and their places are taken by people, both bad and good, collected at random by the king’s servants; the publicans and harlots go into the kingdom of heaven before you (Matt.  21. 31). It seems clear that it is not the nation as a whole which is rejected but the religious leaders, the scribes and the Pharisees.

Another controversial question is whether Jesus predicted that he would come again in glory; that there would be a final Day of Judgement and an end of the world. This was a belief strongly held by Christians during the early years of the first century (1 Thess. 5. 1-11; II Thess. 1. 5-12). The belief waned as the years went by, but in medieval times it gained great popularity. The belief finds expression in Mark 13 and is expanded in Matt. 24-25 and in Luke 21. 5-36. Here the predicted events are dramatic and terrifying  – wars, earthquakes, famine and persecution, the rise of bogus messiahs and false prophets precede the appearance of Christ as judge of the world. There is a different picture in Luke, who uses a third source. Men and women are going about their daily routine when, suddenly, like a flash of lightning, the Day of the Son of Man is upon them. This teaching from the Gospels and Epistles is known as eschatology and uses language which is largely alien to our ‘western’, scientific way of thinking. Many Christians ignore this element in the New Testament, and some biblical scholars deny that Jesus ever thought in these terms, or that he expected his own second coming. Eschatological thinking arises when there is a contradiction between the harsh realities of life and man’s faith in God’s power and justice. In this kind of situation, The words of Paul (depicted below) in Romans VIII were meant to comfort and console…

… the sufferings of this present time are not worthy to be compared with the glory that is to be revealed to us (Rom 8. 18).


Eschatological teaching therefore brings hope to men, and when present sufferings are severe then the hope of a glorious future is often expressed in imaginative pictures. Sometimes the language is both poetic and pastoral, as in Isaiah’s prophecies about the coming of the Messiah (11.7). Sometimes it is dramatic, ‘technicoloured’ language to match the drama of the moment, like in the Book of Daniel:

Behold, with the clouds of heaven,

there came one like a son of man,

and he came to the Ancient of Days

 and was presented before him.

And to him was given dominion 

and glory and kingdom

that all Peoples, nations and languages

should serve him;

his dominion is an everlasting dominion,

which shall not pass away, 

and his kingdom one

that shall not be destroyed 

(Dan. 7. 13 f.)

It was natural that the first Christians, often isolated from the rest of their fellow citizens because of their faith, usually under suspicion, taunted for worshipping a crucified Saviour, and at times persecuted, should rest their hopes on Christ’s return to power and glory. They believed that this hope was founded upon the teaching of Jesus, and they made collections of sayings which supported their faith and included them in their church books – the Gospels.

In the final months and weeks of his life, Jesus knew that his enemies would turn the full force of their power against him, but he also he was alarmed and sorrowful at the political situation of his nation. He knew that armed rebellion could only end in national disaster. Yet his faith in the purposes of God and in the realities of God’s kingship did not waver. Whether or not he believed in his own ‘second coming’, he knew that he had been chosen by God to fulfil a particular role in history. The sayings and parables which he used when he thought about the future were his way of expressing his confident faith in God’s undefeated purpose. He expressed his hope for the future in vivid and dramatic language, that of a poet dreaming dreams and seeing visions.



The Book of Revelation, to many the most enigmatic in the New Testament, was written in a similarly poetic and visionary form by a certain ‘John the Divine’ (depicted above) in exile on Patmos, possibly during the Domitian persecution. It is full of a bitter hatred of Rome, but although the author was in exile, he had not suffered a particularly harsh penalty, and his banishment did not even include the loss of property or other rights, as one might expect had Patmos been a penal colony. His one reference to past martyrdom, the mention of Antipas, gives no details of how he met his end. Recent persecution seems to have been more limited and local: John’s fears are for the future. Domitian was despotic, like Caligula before him, but his main anti-Christian actions, against prominent citizens, were taken on the grounds that ‘they had slipped into Jewish customs’. The main threat to Christianity in the New Testament period came from the hostility or malice of the people among whom they lived, whether Greeks, Romans or Jews. Tertullian commented that…

… if the Tiber rises too high or the Nile too low, the cry is: “The Christians to the lion”. 

(to be continued…)


Budapest, 1944-45: A Child Survivor of the Holocaust.   Leave a comment


Dancing with the Devil Himself:

Had Horthy decided to do his little dance with Hitler before the Italians pulled out, there might have been a small chance that Hitler would have overlooked his effrontery in attempting to pull Hungary out of the war. In the early Spring of 1944, Edmund Veesenmayer, Hitler’s envoy to Budapest had been reporting that, at best, Hungary was a hesitant and unreliable ally. At worst, Hungary was a liability. At seventy-six, the Regent was befuddled by age, and would have to be swept aside. Prime Minister Kállay had made the mistake of his predecessors in thinking that the Russians were the greater threat to Hungarian independence. Veesenmayer was made Reich plenipotentiary, and Hungary ceased, in effect, to be an independent country. Jewish matters would be administered by the SS, two detachments of which soon arrived in Budapest. Lieutenant-Colonel Adolf Eichmann’s special unit arrived in the capital a few days later. Himmler had already decided to do away with the services of the Abwehr intelligence network, and to absorb it into the SS and the Security Service.

Before his arrest, the Abwehr leader, Winninger did however suggest to Brand and Kasztner that money and valuables might prove to be useful in dealing with the SS, in exchange for something of no value to them: Jewish lives. That was the first suggestion of what became known as the blood for goods deal. Despite what the Abwehr men had said, however, a Jewish community meeting at Samuel Stern’s house concluded that the Reich had greater problems than the Jews. They refused to accept that Hitler and Himmler had already ordered the liquidation of the Jews of Hungary, the last large Jewish population left in central Europe.


Above: Dohányi Street Synagogue

As long as Horthy was still in power, Stern believed, they would still be safe.The Hungarians would not abandon their Jewish citizens. We have lived here for a thousand years, he reminded his friends. Hungarian Jews were fully integrated at all levels of society, especially in manufacturing and commerce, the legal and medical professions, teaching, musical life and the media. Tom’s grandfather, Ármin Leimdörfer (Dádi) had been an officer in the imperial army in the First World War, serving in Serbia, as had many Jews. Nearly twenty per cent of Budapest was Jewish and even the aristocracy and the senior government figures had inter-married and had some Jewish relatives. There was also the poor Jewish quarter in Pest. It was true that these Jews had been prominent (along with other socialists) in the communist revolution of 1919, which had been crushed. There had been no further association with revolutionary violence, but these fears were easy to stoke up by home-grown fascists. The government under Regent Horthy was reluctant to agree to full-scale deportations, but was in no position to resist. Rezső Kasztner described the situation which existed from 19 April onwards:

From now on, the Gestapo ruled unhindered. They spied on the government, arrested every Hungarian who did not suit them, no matter how high their position and, by their presence, instilled fear into those who would have attempted to save the remnants of Hungarian sovereignty or protest against German orders. Concerning the Jewish question, the supreme, the absolute and the unfettered will of the monster ruled… the head of the Jewish command, Lieutenant-Colonel Adolf Eichmann. 


Sam Springmann was one of the first to ‘disappear’. He had known that he would be high up on the list since, as he told Kasztner, they have me both ways. I am Polish and I am a Jew. Reviving the Europa Plan seemed the only hope now that the German Eagle had landed. Regent Horthy, whose train had been held up near Vienna while the Germans occupied Hungary, announced a new government under the protection of the Reich. Döme Sztójay was named PM. A devout follower of National Socialism, he was a vocal anti-Semite who had been Hungary’s minister in Berlin, where he had formed close relationships with several high-ranking Nazis. German cars sped like angry wasps from street to street, their back seats occupied by machine-gun-wielding SS men. They stopped in front of houses and apartment blocks, dragged people from their homes and took them to the Buda jail or to the Astoria Hotel. Not long before, there had been spring dances in the ballroom of the stately hotel; now the Gestapo had taken over all the floors. Prisoners were held in the basement, their piercing screams keeping pedestrians from the nearby pavements for more than a year following.

On 20 March, Wisliceny called a meeting of representatives of the entire Jewish community at which he instructed them to establish a council whose orders would be obeyed, with no questions asked, by all Jews in the country, not just in the capital. As a first task, the new council had to invite Jewish leaders from across the country to an information meeting to be held on 28 March. The Budapest Jewish leaders were impressed with the respect shown to them by the gentlemanly SS officers. Their job, unbeknown to the assembled Jewish leaders, was to annihilate every one of them as well as all the other Jews in Hungary. They simply wanted to achieve it as calmly and cleanly as possible, without the unpleasantness of the Warsaw ghetto uprising. The means to do this lay with the Jewish Council. Despite this plan, more than ten thousand people were arrested during the following week, about a third of them Jewish. Their valuables, including furniture and paintings, were then put into trucks and transported to Germany. The prisoners were beaten, deprived of sleep and tortured.

On 22 March, PM Sztójay informed the government that Dr Veesenmayer had insisted that Jews throughout the country wear a distinguishing yellow star. Regent Horthy asked that, in future, such “requests” should not be made to him. He told Samuel Stern that his hands were tied and that Veesenmayer had told him that, in future, he would be excluded from all political decisions. He had held out for far too long on the Jewish question. The order  went into effect on 5 April. Members of the Council were exempted, together with war invalids and heroes, and those who had converted to Christianity before 1 August 1919. But on 31 March, after a meeting with Adolf Eichmann, the Jewish leaders were stunned by several new decrees regarding Hungarian Jews: they could no longer work as lawyers, journalists, or public servants, or in the theatrical and film arts; they were not allowed to own motor vehicles or to drive them, even if they belonged to someone else. Nor could they own motorbikes or bicycles. They also had to hand in their radios and telephones and all were now expected to wear yellow stars.

On the morning of 3 April, British and American aircraft bombed Budapest for the first time since the beginning of the war. In response, the Hungarian security police demanded that the Jewish Council provide five hundred apartments for Christians who had been affected by the raid. Those Jews moving out of their homes were to be concentrated in apartment buildings in an area between the National Theatre and the Dohány Street synagogue. The following day, 4 April, László Baky and Lieutenant-Colonel László Ferenczy of the gendarmerie met to firm up plans for the ghettoisation and deportation of the Jews of Hungary. All Jews, irrespective of age, sex or illness, were to be concentrated into ghettos and schedules were to be would be set for their deportation to Poland. The few people who were still employed in armaments production or in the mines were temporarily spared, but only until suitable replacements could be found for them. Each regional office would be responsible for its own actions. The “rounding up” of the Jews was to be carried out by the local police and the Royal Hungarian Gendarmerie units. If necessary, the police would assist the gendarmerie in urban districts by providing armed help.  It took until 16 April for the full directive and extensive explanations to be typed in multiple copies and sent to local authorities, but the ghettoisation had already begun on 7 April. The orders were marked “secret” and bore the signature of László Baky. He declared:

The Royal Hungarian government will cleanse the country of Jews within a short time. I hereby order the cleansing to be conducted district by district. Jews are to be taken to designated collection camps regardless of gender and age

This was the basis on which the Hungarian government agreed that the Gestapo could organise the removal of the roughly 450,000 Jews from the provinces, but not the 200,000 from Budapest. It was Adolf Eichmann’s task to organise the liquidation of Hungarian Jews. Between 7 April 1944 and 8 July 1944, we know (from the meticulous records kept) that 437,402 men, women and children of all ages were forced to leave their homes, first herded in to ‘collection camps’ or ghettos and then transported to Auschwitz. They were transported in 148 long trains of cattle wagons. Few survived, and of those who did, even fewer returned to their former homes. Once gathered in the collection camps, they were effectively doomed to annihilation, even before they boarded the trains. My wife’s mother avoided deportation herself because, although she had both a Jewish father and step-father, Imre Rosenthal, she was illegitimate and adopted, so there was no proof of her Jewish parentage. As a sixteen year-old, she remembers a Jewish family from the same apartment block in Békescsaba being taken to the detention camp. Some days later her mother made some stew for them and asked her to take it to them, as the camp was not far from the centre of the town. When she approached the guard, a Hungarian gendarme, at the gate to the compound, he raised his machine-gun and threatened to shoot her. She immediately knew this was no bluff, and never tried to make  contact with the family again. The story underlines the futility of resistance to the almost overnight operation which was put into effect across the Hungarian countryside.

Tom Leimdörfer’s Breuer great grandparents were spared the ordeal. They both died the year before and their daughter, Zelma cared for them in their last months. Tom’s grandfather Aladár spent much of his time on his allotment just outside the town, where he also kept bees, enjoying the simple life in retirement. Tom’s mother told him that we visited them in the early spring of 1944, when he was 18 months old, just a few weeks before they were taken. The story of the lively Jewish community in Szécsény was told by the photographer Irén Ács in a moving account and photos of her friends and family. She also survived in Budapest, but nearly all her friends and family perished. Early in May, the Jews of Szécsény were ordered to leave their homes and belongings apart from a small case with a change of clothes and essentials. They were restricted to a ghetto of a few houses near the school. On the 10 June 1944, they were taken under special forces’ escort to the county town of Balassagyarmat, some 20 km away. There were no Germans in Szécsény, the whole operation was carried out by Hungarian special forces. In Balassagyarmat, the Germans supervised the loading of the wagons from the whole region with ruthless efficiency. By nightfall, the long train of cattle wagons carrying over 2,500 men, women and children were on their way to Auschwitz. Tom is in no doubt that his grandparents would have been taken straight to the gas chambers on arrival. The memorial in the Jewish cemetery of  Szécsény has 303 names of those killed in the holocaust from that town of around 6,000 people. A similar fate befell villages across Hungary, where there was no time for any reaction, let alone organised resistance, by the Jewish families or their Christian neighbours. I have recently documented the recollections of the people of Apostag, and these appear in an article elsewhere on this site. The large village, roughly the same size as Szécsény, lost all of its six hundred Jews in one afternoon, transported on their own carts to Kalocsa, with their neighbours watching from the woods. Two weeks later, they were taken in cattle trucks from Kalocsa to Auschwitz.




The deportations soon became common knowledge in Budapest and this terrible news was added to the rumours about the extermination camps. One of Tom’s German relatives, having escaped from Dachau had already given an account of the dreadful nature of the camps. Two Slovak men, Rudolf Vrba and Alfréd Wetzler escaped from Auschwitz on 7 April 1944. For a week they travelled at night, avoiding the local residents and hiding in barns or outbuildings during the day. When they reached Bratislava, they contacted the Jewish Council the next day. They told their incredible story, illustrated by drawings of the barracks, the gas chambers and crematoria. They reported on the selection process that sent women and children directly from the trains to be gassed, on the desperate attempts of people to save themselves, on the collection of valuables, and on the systematic disposal of bodies. Only twenty years old, Vrba was already a veteran of the most terrifying place on earth. He felt overwhelmed by the importance of his message to all surviving Jews, particularly the Hungarians: do not board the trains.

The Auschwitz Protocols, as Vrba and Wetzler’s report was labeled by the Bratislava Working Group, was translated into German and English within a fortnight. Then they tried to decide what to do with the information, knowing that anyone caught with the document in the occupied countries would be executed, along with its authors. For this reason, the awful truth about Auschwitz was not fully and widely told until after the war. By the time Tom’s second birthday approached, his mother suspected, but did not know for sure, that she had lost her husband and both her parents.

A significant birthday:

While the dreadful events were unfolding in rural Hungary, the Jews of Budapest were living with increasing fear and repression. All had to wear yellow stars and live in homes marked with a yellow star of David. Tom’s house was marked, so they were allowed to stay at home. His grandfather’s timber business was confiscated; his business partner (Imre Révész) had recognised the signs and emigrated to England just before the war. The warm summer of 1944 was also a summer of allied (mainly RAF) airstrikes. Tom often played outside in their small but secluded front garden. They had a radio and were generally the first to hear the air raid warnings. The bombers normally came from the south and the direction given over the air waves was: ‘Baja, Bácska, Budapest’. These were amongst Tom’s first words, acting as an air raid warning to people in the flats above us as he ran around naked in the garden shouting ‘Baja, Bácska, Budapest’! We would then all go down to the cellar, which served as a very inadequate air raid shelter.

Tom’s mother’s brother Bandi had emigrated in 1939 and was in the British Army. He left for a tennis tournament and did not return. He was an illegal immigrant in Britain, sheltered by tennis playing friends, till he had the opportunity to volunteer for the army, change his name to Roy Andrew Fred (R. A. F.) Reynolds and was allowed to stay. The RAF was bombing us, but they were not ‘the enemy’ even though our lives were threatened by them. My father was ‘missing’ on the Russian front, Russian troops were advancing towards Hungary with all the uncertainties and horrors of a siege of Budapest approaching, but they were not our ‘enemy’, but hoped-for liberators. Yet Tom’s maternal grandparents were taken by Hungarian special forces on the orders of the Gestapo with no objection or resistance from their neighbours. Looking back, the ‘enemy’ was war and inhumanity, hatred and anti-Semitism.

There were some signs of hope that summer. Regent Miklós Horthy could no longer stomach the activities of Eichmann. On 29 August he sent word to Edmund Veesenmayer that he had decided there would be no more deportations, at least for the time being. With the transportation of Jews from the provinces completed, there were only the Jews in the capital left. Himmler approved the suspension of deportations and the continuation of negotiations through Kasztner and Brand. Himmler, like the Hungarian government itself, had been thinking of an acceptable way of bringing the war to an end. Once back in his office in Budapest, Kasztner was astonished to learn from Dieter Wisliceny that Eichmann and his unit had been ordered out of Hungary. You have won, the Nazi officer told him, the Sonderkommando is leaving. Eichmann, furious with Himmler’s vacillations, retired to sulk at his estate near Linz. The latter later compensated him with the order of an Iron Cross, Second Class. Kasztner, unlike the members of the Jewish Council, had no faith in Horthy’s protestations that he had been duped into allowing deportations in the first place and even less faith in Himmler’s change of heart. He pressed on with his negotiations for the lives of the remaining Jews of Budapest, Bratislava and Kolozsvár. In the late summer of 1944 a bloody insurrection erupted in Slovakia. A few parachutists from Britain and two Soviet airborne brigades also took part in the uprising, as did some Jewish partisans, including Rudolf Vrba, one of the authors of The Auschwitz Protocols. The uprising failed and led to further reprisals against Bratislava’s Jewish community. In Budapest itself, there was what Kasztner thought of as a brief lull in the terror in the early autumn. Nevertheless, there was a widespread belief that the Germans would pack up and go home. The cafés and restaurants were full, and no-one left even when the sirens sounded.

By mid-October the Second and Third Ukrainian Fronts were ready to execute Stalin’s order to take Budapest quickly. Arrow Cross newspapers accused the Jews of signaling bombers from rooftops, directing bombs to specific targets. Raoul Wallenberg had opened the door of the Swedish Embassy and directed his staff to hand out Swedish protection papers to all Jewish applicants. The certificates claimed that the holders were Swedish citizens awaiting exit visas. The number of Jews with official Swedish papers exceeded 4,500 by the end of October, and another three thousand fake Swedish certificates were handed out by the Rescue Committee and its halutz workers. They all waited for permits to leave the country and be allowed into Palestine. The Swiss Red Cross had received over three million Swiss francs from the Jewish ‘Joint’ in the US to pay for food in the protected Star Houses bearing the Swedish colours, and in the Columbus Street camp.


Throughout the period of Géza Lakatos’ premiership, rumours abounded that Horthy was getting ready to exit the war, and that all he needed was an honourable way out. He wanted to sue for peace, but not if that peace included Stalin. The British and the Americans were not interested and insisted that nothing less than unconditional surrender would do. I have written elsewhere on this site about these unsuccessful diplomatic overtures and how Horthy’s insistence on hanging onto his German alliance, however reluctantly, did not help his country’s cause. In final desperation, Horthy sent Lieutenant General Gábor Faragho across the front lines to present Hungary’s case to the Russians. On 11 October, Faragho returned with a draft armistice agreement requiring Hungary to give up, once again, its historic territories in Transylvania, everything he had fought for during his years as head of state. His hesitation gave the Germans the time they needed to prepare a coup.

On Sunday morning, 15 October, Tom Leimdörfer’s second birthday, there were rumours that the Regent’s son had been abducted, together with a general and two senior officers. It was a warm, sunny autumn morning. German planes had dropped leaflets over the city urging a rebellion against the government. Politicians had also been arrested. Hungarian Radio announced that the Regent would make a general proclamation at 1 p.m. In a soft and shaky voice, Horthy gave a long, detailed statement, in which he announced his decision to sign a separate peace treaty with the Allies, that Hungary had withdrawn from the war and had declared that it is returning to its neutral status. All laws relating to the repression of the Jewish population were revoked. The Reich had lost the war and had also broken its obligations to its Hungarian partner when it had occupied the country in March and arrested many Hungarian citizens. He blamed the Gestapo for dealing with the “Jewish problem” in an inhumane way and claimed that his nation had been forced to persecute the Jews.  The news spread like wildfire on what was a glorious autumn afternoon: Anna Porter has described the scenes…

…the sun was shining and the trees along the boulevards displayed their startling red, yellow and deep-purple colours as if the horrors of the past few weeks had not happened, as if the houses lining the avenues had not been turned into rubble. People came out of their cellars, put on their best clothes and walked, holding hands and greeting each other as in peacetime. Many Jews who had been in hiding paraded their newfound freedom; some tore the yellow stars off their breasts and ordered shots of pálinka in bars where they used to go, or dared to use a public telephone and take rides on streetcars where the tracks had not yet been bombed..

But the atmosphere of general euphoria did not last long. The Germans had listened into every conversation in the castle, and were not surprised by the attempt to break free. They were aware of the plan to bring two Hungarian regiments into the city, and knew of the arming of the Jewish battalions. German troops and armoured vehicles appeared on the streets of Budapest and set up control points. A further announcement came over the waves: Horthy had been forced to abdicate, and the Hungarian Arrow Cross (Nazi) party has formed a government under its leader Ferenc Szálasi. Hungary was back in the war on the Axis side, and all anti-Jewish legislation was back in force. With the Arrow Cross in charge, the Jews realised that Eichmann would be back to complete their transportation and that random killings would be carried out by the Arrow Cross units themselves. Tom Leimdörfer recalls his family’s fears:

The lives of all of us were in immediate danger. What followed was six months of hell redeemed by some amazing bravery and kindness on the part of some who were willing to risk their lives for us.

In hiding…


Edit Leimdörfer, Tom’s mother, in 1957

Tom continues the family’s story:

By now, my grandparents (Sári and Ármin) and my aunt Juci all lived in our flat. Juci’s husband Gyuri was in a labour camp. He had a dreadful accident there in March 1943 when he fell off a scaffolding. For some time, his life was in the balance, but he recovered albeit with a back injury which gave him much pain for the rest of his life. He was allowed home when he was in plaster recuperating, but was then back again in the forced labour camp outside Budapest. As the family wondered what to do on the evening of my eventful second birthday, Dr. Groh arrived. A kindly medical consultant, he was one of my grandfather’s customers who became a friend. He was a Roman Catholic who was appalled by the treatment of Jews and by the apparent acquiescence of his church. He said we were in danger and should leave our home immediately as Jews were being herded from ‘marked’ houses to designated ghettos. He insisted that we should all (15 of us!) go into hiding with his family even though that risked their lives


Dr.Groh and his wife had six children. They made a room available for us and kept its shutters closed. For the next eight days we huddled together in that room, joining the family when there was nobody around who might report our presence. With Arrow Cross gangs and police raids everywhere, this was not a safe hiding place and the Groh family were at great risk. In spite of their protests, we crept back to our home one night to pick up some essentials and left for different destinations. Soon after we left, an Allied air raid hit the Groh’s house and tragically one of their daughters was killed. The room where we had been hiding was a pile of rubble.

My mother and I first headed across the Danube to the Pest side, to a house protected by the Swedish Embassy, where Feri bácsi and Manci néni (my grandparents younger siblings) were already staying. The Swiss and Swedish embassies as well as some churches had tried to set up ‘protected houses’ outside the overcrowded main Jewish ghettos. These were not always ‘safe’ as the Arrow Cross raids were unpredictable and (depending on the particular gang commander) would carry out atrocities without respect for any foreign diplomacy or even orders from their own Nazi puppet government, with its very thin veneer of legality. There were no more trains for Auschwitz, but there were the ‘death marches’ towards Austria organised by Eichmann as well as the random Arrow Cross raids. Diplomats such as Raoul Wallenberg did all they could to thwart the murderous onslaught by distributing Swedish and Swiss passports and demanding safety for their ‘citizens’, by declaring houses as being under their protection and by threatening allied retribution after the war. With the Russian army advancing, this had some effect.


One Arrow Cross raid resulted in tragic losses for our wider family. On Christmas Day 1944, six members of the family were marched to the banks of the Danube and shot into the river. This included my grandmother’s sister Erzsi, her husband and son as well as three members of Juci’s husband Gyuri’s family. Gyuri’s  mother (Ilonka néni) had a miraculous escape. The shots missed her, she jumped into the freezing cold water and managed to swim far enough downstream to clamber ashore unseen. It was a compassionate policeman who found her shivering and took her along to the Swiss embassy.


My mother followed her instincts as she balanced risks in those desperate weeks as she moved between places of hiding. When she ventured out she did not wear the compulsory yellow star, gambling on her Aryan looks and her false identity documents with no trace of Jewish origin and using her hungarianised maiden name of Lakatos. She told me she had a narrow scrape on one occasion when she was stopped and interrogated and the papers were carefully examined. Even though my mother was a devout  Jewess, I was not circumcised precisely because my mother could foresee the possibility of having to negotiate checkpoints. On this occasion, my genitals were part of the ‘proof’ that we were not Jewish.

For a while, my mother joined Juci and others at a flat provided by Emil and Mary Hajós, which was like a crowded refugee camp. Gyuri (Juci’s husband) managed to get away from the labour camp as a result of Sári mama’s brave and brazen ingenuity and the use of more forged documents. Emil and Mary were friends of the family. They were a Jewish couple who became Christians and worked for a Presbyterian (Calvinist) mission known as ‘Jó Pásztor (Good Shepherd)’, helping to shelter Jews and at the same time-sharing their newfound Christian faith. Their bravery, kindness and fervour had a great influence.  Juci first, then Gyuri embraced Christianity during those times of crisis and Edit, my mother, gradually moved in that direction. While my father’s family were secular Jews (observing the festivals but not much else), my mother was brought up as an observing, though not orthodox, Jewess. Unlike Juci and Gyuri, she did not get baptised till much later. She did not wish to change her religion while still hoping for my father to return.

Day by day, the dangers shifted. By January, the siege of Budapest was in full swing. As the threats from the Arrow Cross and the Gestapo reduced, the danger of being killed by shelling increased. We huddled together crowded in cellars, hardly venturing out to try to get whatever food we could. At least the freezing temperatures helped to preserve any perishable supplies. I am told that I provided some welcome entertainment in those desperate days. Amidst the deafening noise of artillery, I appeared to display premature military knowledge by declaiming: ‘This is shelling in!’ or ‘This is shelling out!’

Budapest was liberated by Russian troops on the 26 February. Those days were a mixed experience for the population as a whole depending on contact with the actual units. There were instances of rape and other atrocities, but also acts of kindness. The soldiers who found us were keen on acquiring watches. When some were handed over, they became all smiles and one of them gave me a piece of chocolate.

Gradually the remains of the family found each other and counted the loss. Altogether sixteen members of our wider family were killed in the holocaust by one means or another. Those of us who remained started to put our lives together. Our flat was intact, but empty. Gradually, some items of furniture and possessions were returned by neighbours who said they kept them ‘safe’ in case we came back. There was much that was not returned. Amidst all the tragedy of war and losses I could not guess at or comprehend, I knew that I had lost my lovely large panda bear. Whatever happened to it, my mother told me ‘it was taken by the Germans’. On more mature reflection this was  unlikely, but for years I had the image of German troops retreating, blowing up all the bridges over the Danube (which they did) taking with them priceless treasures (which they did) and worst of all – my panda. Perhaps my panda was for my mother just one symbol for her happiness – ‘taken by the Germans’.


By contrast, Tom recalls the happier times he experienced as a young child growing up in Budapest after the war:

Paradoxically, my early memories of the post war years were mostly happy. Children can be very resilient. The love and care I received soon healed the scars left by the horrors. The remnants of the family became very close-knit. I was the first of my generation in the family on my grandmother’s side. One small baby second cousin was separated from her parents during an Arrow Cross raid and tragically starved to death. On my grandfather’s side, my second cousin Éva survived but lost her father and three of her grandparents. She is two years older than me and we had great fun playing ‘hide and seek’ on the monthly ‘family days’ while the adults discussed the latest political turn of events and sorted out how help could be given to anyone in the family who was in need.

with-second-cousin-kati Tom with second cousin Kati at New Year, 1946?

Secondary Source:

Anna Porter (2007), Kasztner’s Train: The True Story of an Unknown Hero of the Holocaust. London: Constable (2008).

The Twin Crises of Autumn 1956: Suez & Hungary, a postscript.   Leave a comment

Aftermath: Autumn into Winter…  

1-3 December: To flee or not to flee?…

For the recently extended family of Tom Leimdörfer, the first few days of December were totally surreal. Fourteen-year-old Tom, his mother Edit, Gyuri Schustek and his two children, Ferkó (16) and Marika (12) had already taken the decision to leave their homes in Budapest and to flee Hungary, following the onset of the Soviet repression. They were in a state of suspended animation in which the various experiences of excitement, planning, doubt and fear abounded. Were they too late to escape? News of the first waves of arrests at the border reached them as the border guard units were reconstituted. There was plenty of news of arrests as well as rumours of executions, as the Kádár regime asserted its authority, but the dominant feeling was one of uncertainty: Were the phones being tapped again? Had the secret police been re-established to a degree that they could be under surveillance?

Tom had been the only one of the family of five to take part in the revolutionary demonstrations of 23 October, and it was unlikely that anyone had noticed his spontaneous action in leaving their city centre flat that afternoon to join the mass crowds in the square outside Parliament. The police forces seemed only to be after known prominent figures. Getting caught while trying to flee, however, would certainly put them under suspicion, especially since Gyuri Schustek already had a prison record. In addition, many fourteen-year-olds had already been detained and questioned about their roles in the street demonstrations and fighting which had taken place from the 23rd to mid-November.

Both the contemporary and potential intellectual leaders and other icons were over-represented among those fleeing the country, and included the poet György Faludy, a distant relative of the Leimdörfers, who had spent time in the Rákosi era working in stone quarries and later recorded his experience in the book My Happy Days in Hell, and the pianist György Cziffra. Among the figures who stayed and received sentences were the writers István Bibó, Tibór Déry, Zoltán Zelk, Gyula Háy and the writer, translator (of Tolkien) and post-1989 Head of State Árpád Göncz, as well as the historian Domokos Kosáry. Of course, it is impossible to enumerate those who were removed from their jobs as punishment or in order to narrow their sphere of intercourse and influence.

With all its horror, however, Kádár’s ‘terror’ was not of the Stalinist kind in which Rákosi indulged. While it was an act of arbitrary power, its victims were not selected in any arbitrary manner and it did not collectively punish whole social groups in the name of some general political strategy, but aimed, on the basis of very specific political calculation and selectivity, at individuals who had proved to be, or were considered to be, dangerous to the Kádár régime. Almost from the beginning, the usurper’s isolation of this active minority through administrative and police measures were not pursued with any great consistency.

Naturally, those choosing to flee the country in the winter of 1956-7 were not in a position to make this judgement or take the risk. Domokos Szent-Iványi, Horthy’s cabinet secretary and envoy to Moscow, had faced a similar dilemma in 1946, when the Rákósi dictatorship  began, and had chosen to stay, only to be arrested, remaining in prison for a decade before his release on 18 September 1956. He later wrote :

The first question I was confronted with after my release was whether I should flee from Hungary or not? This question became particularly acute at the time of the mass emigration from Hungary after the collapse of Hungarian resistance on or about 7 November 1956. For many reasons I decided to stay and so… until… September 1968,  I dropped all ideas of leaving Hungary… several of our friends, like András, Sándor Kiss, Jatzkó, Szent-Miklósy, Veress and others, left the country…


He must have feared re-arrest at any moment. Reflecting on his decision in 1977, he was able to put it in the broader context of Hungarian history and, in particular, its experience with the fake promises of freedom held out by ‘the Western democracies’, contrasted with their real imperial priorities in the Middle East:

As in the past, in 1241, in 1526, in 1711, in 1849 and in 1920, Hungary was once more abandoned in 1956 by the Western Powers which believed that their interests had more to be defended around the borders of Suez and Israel and not on the Eastern bulwark of European Civilisation… As Hungary could not and cannot expect any effective help from the Western democracies, Hungary must renounce her centuries old idea of protecting European peace, prosperity and civilisation, and must try to arrive at some peaceful settlement and cooperation with her most powerful eastern neighbour, the Soviet Union.   

3-12 December: The Diplomatic Crisis in Bucharest, New York & Washington… 

On 23 November, the day after the abduction of the Nagy group from the Yugoslav Embassy (the occupants of the bus had refused to leave it when they arrived at the Soviet HQ and had to be pulled off by force, the women screaming and the children shrieking in fear), the Kádár government had issued a statement which was published in the press to the effect that Imre Nagy and his friends have left at their request for the Popular Republic of Romania. Of course, the truth soon became public knowledge, but it had taken until 26 November for Kádár to reply to a request for an explanation from the National Workers’ Council. He had broadcast on Radio Budapest:

We promised that the behaviour of Imre Nagy and his friends would not be subject to legal proceedings. We will keep that promise. We do not consider their departure as permanent. But, in our opinion, it is to the advantage of Imre Nagy  and his associates and their families to leave Hungary for a certain period of time.

Several days later, at the plenary session of the United Nations on 3 December, the Romanian Minister of Foreign Affairs declared:

The Romanian government assures that Prime Minister Imre Nagy and his group will enjoy the full benefit of the right of political exile. The Romanian government will observe the international rules regarding this right.

The US government also kept up its diplomatic pressure on the USSR, verbally protesting the unwarranted use of Soviet force against Hungarian citizens to the Soviet Ambassador in Washington. The US diplomats specifically noted the Soviet tanks that had parked on the sidewalk outside their Legation in Budapest. The Department of State also protested twice when the Soviets interfered with Americans who were trying to leave Hungary. It also protested to the Hungarian Legation in Washington concerning the interruption of telegraphic communications with the US Legation in Budapest. The UN General Assembly also adopted a resolution calling on the Soviet Union and Hungary to comply with earlier resolutions on the Hungarian question and to allow UN observers to visit Hungary. Secretary-General Dag Hammarskjöld offered to visit personally, but the Kádár government refused to receive either him or admit observers. On 12 December, the GA adopted a resolution calling on the USSR to end its illegal intervention in Hungarian affairs and to make arrangements for a UN-supervised withdrawal from the country.


The same day, President Eisenhower announced the organisation of the President’s Committee for Hungarian Refugee Relief. He also announced that Vice President Richard Nixon would visit Austria between 18 and 23 December to discuss assistance to the Hungarian refugees there. In total, up to May 1957, the United States resettled 32,075 Hungarian refugees, most of whom were processed at Camp Kilmer, a former army base in New Jersey. This was over ten thousand more than Eisenhower had promised to resettle on 1 December, with the utmost practical speed. It also provided an additional $4 million to the UN to aid Hungarian refugees, popularly known as freedom fighters, besides the funds committed by private organisations in the US.


The Women’s Demonstration in Heroes’ Square, 4 December…

No major demonstrations or events had taken place in Heroes’ Square during the Uprising, but on 4 December, exactly one month after the second Soviet intervention, there was a silent protest of women in the square. This has not received the attention it deserves in the histories of the events of 1956. The demonstration was promoted by the underground newspaper Élünk (We Live) and was not only against the continued occupation by Soviet forces, but also a vigil for those killed in the Uprising and its suppression. The focal point was the memorial at the foot of the column in the centre of the square, originally inscribed in memory of those who had fought in World War I. It had recently been officially rededicated in memory of those who had given their lives for the freedom of the Hungarian people.


Above: Heroes’ Square

Zsuzsanna Pajzs, a 25-year-old doctor at the time, was one of those present at the demonstration . She later recalled a line of women entering the square, one hand on the shoulder of the person in front, a candle in the other. She remembered the presence of Soviet tanks, but they made no move on the silent demonstration, and both the soldiers and the Hungarian security troops looked on in silence, according to thirteen-year-old schoolgirl, Márta Boga. She recalled how:

We believed, with the minds of children, that everything was starting again. There were lots of women. Those who had lost someone were dressed in black from head to toe. There were candles burning in many windows. There were some with pushchairs. No one shouted out. This was a silent demonstration.

A report in the Yugoslav publication Borba spoke of columns of demonstrators arriving from fifteen different directions at around 10.30 am. There were two or three women in each line carrying either the Hungarian tricolour or black flags. . The report quotes from leaflets protesting against the slanders calling our dead ‘counter-revolutionaries’ and our Hungarian revolutionaries ‘fascists’. There were old and young, and all had flowers in their hands.

Borba also reported that Soviet armoured cars arrived and blocked Andrassy út (as it was named before 1950 and has been since 1990). Shots were fired in the air. Some women were pushed back and told to disperse, though there was some dialogue between the women and the Soviets. The AP reporter Endre Marton also witnessed these scenes, estimating that the demonstrators numbered twenty thousand. It constituted a cross-section of society,

the famous actress with the streetcar conductor… the lovely straight avenue… teeming with women and only women. 

Tanks appeared and stopped the silent demonstration two blocks from Heroes’ Square, Marton reported. A Soviet colonel got up on one of the tanks, shouting at the women in Russian. According to Marton, the women’s lines…

…opened up and then closed again behind the monsters, leaving them hopelessly engulfed by the oncoming thousands.

When the lines reached the square, in seconds the tomb was bedecked with flowers… The colonel now turned his eyes to the few journalists observing the events in the square, whom he began to harangue and harass:

He could not stop this mass demonstration, but wanted to prevent the world from learning what had happened.

The women then hived off and went to demonstrate in front of the US and British embassies. A Soviet tank arrived at the latter Legation. József Molnár, employed as an interpreter there, remembered an amusing exchange which occurred as Sir Leslie Fry, the British ambassador telephoned Yuri Andropov, the Soviet ambassador, for an explanation:

The Soviet ambassador said that the tank had been sent to protect the Legation from the demonstrators. To this Sir Leslie Fry responded that if the Soviet armed forces had nothing better to do in Hungary than to protect the British Legation from Hungarians, then they could peacefully go home since the Legation had no need for it.

The following day several hundred women attempted to demonstrate and lay flowers at the Petőfi statue in Március 15 tér, but were prevented from doing so by Soviet and Hungarian security forces. In the course of the next five days there were further women’s protests in the provincial towns of Gyula, Székesfehérvár, Esztergom, Pécs, Miskolc and Eger.

6-27 December: The Workers’ Councils of Budapest and Csepel…

Throughout the early weeks of December, the Budapest Central Workers’ Council continued to offer the last bastion of opposition still operative in Hungary. Since it was an elected body, with representatives from each major workplace, it had great credibility, and both the Kádár régime and the Soviets had to take it seriously. Despite the revival of the strike following the abduction of the Nagy ‘rump’, Kádár still hoped to use the council to control the workers. Its members were given travel passes, whereas most workers were restricted to travel between home and work, and were also authorised to carry arms. The security forces also appointed their own delegate, a colonel, to the council, and even Kádár and senior Soviet officials sometimes attended its meetings. Sándor Rácz, president of the council, was only twenty-three and had little public education, but as he was a remarkable speaker he had been elected to head the council. However, by the beginning of December, it seems that the Soviets, if not Kádár himself, were beginning to run out of patience with the council. By the 2-3 December, although there was still a chance that there might be some agreement between the KMT (the Central Workers’ Council) and the Kádár government, the negotiations were in their final phase. The end game was approaching and, as things turned out, it could be argued that the KMT should have been much bolder. In the event, Rácz was summoned to their general HQ where the Soviet envoy and commander, General Serov was waiting for him, and abruptly informed him:

It’s finished. We don’t want to hear any more phony demands from you and you are not going to continue the strike. Consider yourself fortunate that I allow you to walk out of this room.

On 6 December, the Greater Budapest Workers’ Council issued a memorandum which had a rather fatalistic tone, admitting its failure to reach a compromise in its negotiations with the Kádár government:

…Our wish is the same as all workers, indeed the whole Hungarian people: decent standards of living, peace, a life without fear, independence and a strong government controlled by the workers and peasants of this country. We know that the working class is the greatest force in creating and safeguarding these aims… We drew a sharp line between ourselves and those who are bent on mischief, armed forays, or acts of terror. We must state here and now that our efforts have not brought the desired results. While we have done our best to restart productive work in all workplaces throughout the countryside, we have suffered provocations from many sides, sometimes leading to strike action… We accept that Prime Minister János Kádár is doing his level best to bring the country back to normal conditions. But it seems that he is not strong enough to remove certain persons in his entourage who have earned the undying hatred of Hungarian workers.

The memorandum went on to complain about the numerous arrests of workers’ councils’ members throughout the country and the disruption of meetings, concluding that these seemed to be part of an organised attack. These abuses had been brought to the attention of the government, it stated, in the hope that an impending catastrophe might be avoided. It’s conclusion, however, was that our efforts have been fruitless. After that, its demand that the government should disclose its plans on the radio the following day (7 December) seem, in retrospect, rather weak. There was not even a hint of a threat of action by the KMT to force this. On 8 December, in what seems now like an act of desperation, the KMT addressed, in very diplomatic language, an address to Nikolai Bulganin, the USSR’s Prime Minister:

We should be deeply obliged to Your Excellency, and you would render a great service to the cause of Hungarian political consolidation, if you could give an opportunity to the democratically elected delegates of the Hungarian working class to submit to you their views on Hungarian economic-political reality.

On the same day, the KMT held a meeting with workers’ councils’ delegates from the provinces in Budapest. One of the major items on the agenda was the continuing arrest of workers’ councils’ members. As the meeting got underway, news came through of the fatal shooting of a number of workers during a protest demonstration in Salgótarján, an industrial town to the northeast of the capital. The result was an immediate call for a forty-eight-hour, nationwide general strike for 11-12 December, with the exemption of medical and energy supplies.

Meanwhile, communiques were published among the public, assuring them that Imre Nagy and his group were enjoying the hospitality of the Romanian government in an excellent atmosphere marked by mutual understanding. Despite these attempts at placating the public, On 11 December, the forty-eight-hour strike began. As Sándor Rácz recalled in 1983:

… the strike of December 11-12 and the appeal were the last things we did. We didn’t have anything left to say to Kádár’s lot who, in place of negotiating with us, had fired on us. You know, it’s my feeling that the Central Workers’ Council of Greater Budapest put its stamp on the whole revolution, showing that this wasn’t an uprising of hooligans, but of workers.

As the strike was getting underway, the government issued a strongly worded pronouncement declaring a state of emergency, introducing measures such as summary jurisdiction.  At the same time it declared:

…the Central Workers’ Council of Budapest, the district workers’ councils of the capital, and the county and town workers’ councils to be illegal… sober working men have been unable to gain ground against a counter-revolutionary majority. These… elements are working for nothing less than to turn the workers’ councils of Budapest into bastions of the counter-revolution.  Their armoury consists of spreading rumours, acts of terror, calls for strikes and renewed armed provocations.

In the government’s view the deaths and injuries at Salgótarján had been caused by counter-revolutionary provocateurs who had opened fire on the demonstrators, though it gave no evidence to support this claim in its pronouncement.

Sándor Rácz was called before parliament on 11 December, supposedly for more talks. Reluctantly, he made his way there despite the beginning of arrests of other leaders of the Greater Budapest Workers’ Council. Arriving at the door of the Parliament House, he was also arrested and bundled off to the Fő utca prison in Buda. He was later sentenced to life imprisonment. The repression continued across the city, with further arrests and the occupation of factories by Soviet troops. The general strike of mid-December was the high point for the KMT, but it also marked the beginning of its speedy decline.

This left the Csepel Workers’ Council as the only remaining organised force capable of offering resistance to Soviet control. The Council decided to take over the responsibility of negotiating with the government, in order to stop the arrests, free those who had been arrested, and preserve what elements it could of workers’ control and self-management. The Csepel workers had refused to support the general strike call and János Kádár assured them that their councils, as factory-based organisations, were not regarded as outside the law. In the end, however, negotiation with his government proved just as difficult and frustrating a task as it had done for the KMT.



The Csepel Works, on the Danube, south of Budapest, photographed in the 1990s, following privatisation.

The leader of the Csepel Workers’  Council, Elek Nagy, had an interesting confrontation at a weekly press conference with a New York Times reporter who asked why the Csepel workers were so unprincipled and opportunistic, why they had returned to work rather than sticking to the call for the removal of Soviet troops. Nagy lost his temper and responded that he was well aware that America was anti-Soviet, and pointed out that the degree of Soviet friendship in Budapest could be judged from the widespread ruins. He asked the reporter if he would prefer not to see any building standing in the city, and to see thousands of orphans and widows, so that the critics could censure the Soviets all the more:

You would only have the moral right to raise your question if the Russian army had killed proportionately as many Americans as it has here, and was ruining your country. Until then you have no right to talk about principles and opportunism.

A correspondent for Pravda, who asked about the fulfilment of the production plan got off no more lightly. Nagy ranted in response:

Hungary isn’t working under a plan. What do you want? To tell more lies? You’ve told enough already. Rather write about how the Great Boulevard and Andrássy út are in ruins; write about how your liberating troops behaved when faced with a small nation fighting for national independence; write this rather than how we have already fulfilled the socialist norm by 150 per cent!

Negotiations with the Kádár government continued in parliament, but in an increasingly antagonistic atmosphere, the two sides failing to see eye to eye over their respective roles. József recalled one of the last meetings, on 27 December, when Kádár reiterated strongly that the Party must have the leading role, and when his fellow minister György Marosán angrily jumped up, shouting…

…Take note! Here power is in the hands of the Party, and there can be no counting on any solution which puts a question mark over the Party’s political monopoly. Meanwhile you continually talk about revolution. You should understand that it was a counter-revolution here.

By the end of the year, whatever contemporary or historical perspective was applied to the events of the previous ten weeks, the Revolution had come full circle, and remained in the same position for the next thirty years, at least.

Reflections and Projections on the fate of the Revolution and Communism  


Above: Painting by Krisztina Rényi, The János Kádár Era (1956-89). Rényi was born in 1956, at the beginning of the era, and her son was born in 1989, at its end.

Hannah Arendt’s Reflections on the Hungarian Revolution in her renowned The Origins of Totalitarianism is often quoted and referred to as a positive appreciation of the 1956 events from a Marxist perspective, but those quoting her rarely reflect deeply on her comments about the direct democracy of the workers’ councils which emerged as being at the core of what was positive about these events. She has pointed out that whenever and wherever such councils have emerged they were met with utmost hostility from the party-bureaucracies from Right to Left, and with the unanimous neglect of political theorists and political scientists. Certainly, the role of the workers’ councils in 1956 has been (conveniently) neglected in much of both historical and commemorative writing since the tag counter-revolution was officially abandoned in October 1988.

Apart from Arendt’s writing, that of Milovan Djilas, once the friend and later the persecuted critic of Tito, reflects a positive, contemporary appraisal of the role of the Hungarian Revolution in the context of a prophetic view of the long-term, terminal decline of Communism in Eastern Europe. In The New Leader, written at the end of 1956, he drew the following lessons from that year’s events:

The Communist régimes of the East European countries must either begin to break away from Moscow or else they will become even more dependent. None of the countries – not even Yugoslavia – will be able to avert this choice. In no case can the mass movement be halted, whether it follows the Yugoslav-Polish pattern, that of Hungary, or some new pattern which combines the two. 

Despite the Soviet repression in Hungary, Moscow can only slow down the processes of change; it cannot stop them in the long run. The crisis is not only between the USSR and its neighbours, but within the Communist system as such. National Communism is itself a product of the crisis but it is only a phase in the evolution and withering-away of contemporary Communism… the revolution in Hungary means the beginning of the end in Communism.

… The Hungarian Revolution blazed a path which sooner or later other Communist countries must follow. The wound which the Hungarian Revolution inflicted on Communism can never be completely healed. All its evils and weaknesses, both as Soviet imperialists and as a definite system of suppression, had collected on the body of Hungary and there, like festering sores, were cut out by the Hungarian people.

I do not think that the fate of the Hungarian Revolution is at all decisive for the fate of Communism in the world. World communism now faces stormy days and insurmountable difficulties, and the people of Eastern Europe face heroic new struggles for freedom and independence.

Those heroic new struggles for freedom and independence began on 23 October 1988, when it was announcement on the radio that the struggle in 1956 would no longer be viewed by the Hungarian Socialist Workers’ Party as a counter-revolution and that the Soviet Union had agreed to star withdrawing its troops from the country the following spring. The wheel of revolution was beginning to turn again, but this time it would bring about the final fall of Communism by accelerating the development of privatisation and free-market economies throughout the Eastern states, together with a switching of military alliances.     

Secondary Sources:

László Kontler (2009), A History of Hungary. Budapest: Atlantisz

Bob Dent (2006), Budapest: Locations of a Drama. Budapest: Európa



The Twin Crises of Autumn 1956: Suez & Hungary, part five   Leave a comment

‘About Turn’ to Turning Point:

31st October – 1st November


For five days between 28th and 1st November a sense of normality began to return to Hungary. Following the ‘About Turn’ of the ceasefire and the Soviet withdrawal, The new Hungarian government introduced democracy, freedom of speech and freedom of religion. Cardinal Mindszenty, the leader of the Catholic Church was freed and returned to Buda on 31st. Pravda published the statement approved by the Kremlin the previous day implying respect for the independence and sovereignty of Hungary. This, however, was reversed the same day. After announcing a willingness to withdraw its forces completely from Hungarian territory, the Soviet Union changed its mind and moved to crush the revolution. The withdrawal of Soviet forces was all but completed on 31st, but almost immediately reports arrived of incursions by new forces across the eastern borders.


Above: British paratroopers in the Suez Canal Zone, October 1956. The Anglo-French-Israeli invasion divided the West at a critical moment of the Hungarian Uprising.

The turning point for the Soviets came on 31st October with the news that British and French forces had attacked Egypt. The Israelis, in league with the British and French had launched an invasion of Egypt across the Sinai desert, which had been nationalised by General Gamal Abdel Nasser, the Egyptian President earlier in the year. The Suez crisis proved a disastrous venture for the prestige of Britain and France in the Middle East. The military intervention was universally denounced, seen as the dying act of the imperialist powers. The US government was furious; it had not been consulted on the military operation and was opposed to it. With the presidential elections only a week away, Washington was now presented with two international crises simultaneously. This was, potentially, an even more disastrous situation for Hungary. Tom Leimdorfer remembers the flurry of worried phone conversations:

Everyone agreed that this was the worst possible news. The UN and the West would be preoccupied with Suez and leave Hungary to its fate. Still it seemed that the streets which were not the scenes of the worst battles were returning to some semblance of normality. Some trams and buses started to run, the railways were running, many people walked or cycled to their places of work, but still no school of course. There were food shortages, but some lorry loads arrived from the provinces and shops sold what they could. Over the next two days life started to have a faint semblance of normality. At the same time there were daily political bulletins with mixed news. The most sinister of these were reports of increasing Soviet troop movements.

The Suez affair did indeed distract attention from events in Hungary, just as they entered their most critical phase, with Nagy having restored order and set to consolidate the revolutionary gains of the previous eight days. It split the western camp and offered Moscow, with all eyes temporarily on Suez, a perfect cover for moving back into Budapest. At first, however, it had the opposite effect, delaying Moscow’s intervention in Hungary, for Khrushchev himself did not want to be compared to the “imperialist aggressors” in Egypt. After all, he had withdrawn Soviet troops from Poland when confronted by Gomulka; perhaps now he would rely on the Hungarian Prime Minister to keep Hungary in line.


Meanwhile, the US found itself in an extraordinarily difficult  position, as Alex von Tunzelmann has recently reiterated in her book, Blood and Sand: Suez, Hungary and the Crisis that Shook the World:

… they were trapped between a lot of competing alliances. Britain and France had lied to them, and were continuing to lie, when it was perfectly obvious what was going on. It was also complicated because, although the US and Israel didn’t have quite as solid a relationship as they do now, it was still a pretty solid relationship.

It had therefore been widely expected in Britain, France and Israel that the US would not go against Israel in public, but in fact they did – extremely strongly. This was all happening in the week leading up to Dwight D Eisenhower’s second presidential election, too, and it was assumed that he wouldn’t stamp down on Israel because he would lose the election if he lost Jewish votes in the US. But actually Eisenhower was very clear that he didn’t mind about losing the election, he just wanted to do the right thing.

Back in Budapest, on 1 November, Nagy still felt the initiative was with him. He protested about the Soviet troop movements, declared Hungary’s neutrality, repudiated the Warsaw Pact, and cabled Dag Hammarskjöld, the Secretary-General of the United Nations, to ask that the question of Hungarian neutrality be put on the agenda of the General Assembly. This had no immediate result. The US had already gone against Britain and France at the UN, so the western alliance was under real danger of breaking up, just at the time when Hungary needed it to hold firm against Soviet aggression. The British and French had already been dubbed the obvious aggressors in Egypt, so any case against the Soviets would inevitably look weak and hypocritical. Besides, despite Nagy’s continued reassurances to the Soviet leadership stressing the desire for harmonious relations with the Soviet Union, the Hungarian government was seen to be going much further than the Poles had dared in their revolt: it effectively confronted the Soviets with an ultimatum to withdraw completely from Hungary, as it had from Austria the year before, so that the country would no longer be regarded as falling under its ‘sphere of influence’. To make matters more difficult for Khrushchev, Deng Xiaoping was visiting Moscow at the time as an official delegate of the Chinese Communist Party. He told Khrushchev that the Hungarian rebels were not only anti-Soviet but anti-Communist, and should not be tolerated. Under this competitive pressure, the politburo members urged a change of strategy on Khrushchev.


Were the freedom fighters anti-Communist? In the early hours of 31 October, yet another, broader body, the Revolutionary Council of National Defence was formed at the defence ministry.  The Köztársaság Square lynchings of the AVH men had taken place on 30 October, and Imre Nagy clearly needed to assert the government’s control over the street-fighters. General Béla Király, aged forty-four, was elected to the Council and designated Military Commander of Budapest, taking over the organisation of a National Guard from the Budapest police chief, Colonel Sándor Kopácsi. His appointment was initially opposed by Gyula Varadi, who had been one of the judges who had passed a death sentence on Király in 1952, when he had been ‘found guilty’ of spying for the Americans, a charge which he continued to vehemently deny to Varadi’s face. Király’s task was to integrate and thereby gain control over the street-level civilian armed fighters.  The first formal, full meeting of the Revolutionary Armed Forces Committee, or new National Guard, took place on the 31 October at the Kilián Barracks, although its operations were based at Deák Square in the city centre. By all accounts, the meeting was a stormy one. Király later wrote that:


Above all, the freedom fighters were highly suspicious of anyone whom they did not know personally or who had not fought on their side. They feared having the fruits of victory snatched from them by political machinations… The freedom fighters were easy prey to rumours of saboteurs in hiding, Stalinist counter-revolutionary activity, and so forth… (they) didn’t consider the Ministry of Defence entirely trustworthy… they weren’t prepared to put the strategic and military leadership of the freedom-fighting forces into the hands of the Defence Ministry.


Pál Maleter, famous for his role at the Kilián barracks the week before, was also made Deputy Defence Minister on 31 October, but at the meeting at the barracks that day, some of the rebel leaders had serious criticisms and doubts about both him and Béla Király. On 1 November, Gergely Pongrátz, leader of the ‘Corvin Passage’ group of freedom fighters emerged from the Corvin Cinema building, where mass had been celebrated, to find units of the Hungarian Army taking away the destroyed Soviet tanks, armoured vehicles and other equipment  which the insurgents had been using as barricades. Surprised and angry, he gave the order for this to stop. Around midday Király phoned him, asking why Pongrátz had countermanded his orders, justifying them by arguing that the Soviets would not finally withdraw from the country unless they could take all of their military equipment with them, including that which had been damaged or destroyed. He ordered Pongrátz to permit their removal, but Pongrátz answered that, in view of the reports which were reaching him that the Soviets were re-entering rather than leaving the country, the barricades would have to stay. Apparently, he told Király:

I am not prepared to accept any order from anyone which endangers the success of the revolution in any way.


Of course, the propagandists and ‘historians’ of the post-’56 Kádár era were at pains to smear the “Corvin gang” as consisting of “riff-raff” and “criminals and prostitutes” who were “under the leadership of Horthyite officers and fascists”. However, Béla Király, himself becoming a noted historian in the USA, continued to assert that the Hungarian Uprising was “not an anti-Communist revolution” well into the current century (he died in 2009, aged 97). As he pointed out in an exchange with an American magazine in 1983,

Imre Nagy was a Communist. Imre Nagy remained a member of the Central Committee of the ‘renewed’ Communist Party (HSWP). They were fighting against ‘men of blood’, against the secret police – but not against the Communist Party. It was for democracy, yes. It was against totalitarianism, yes. 

Nevertheless, there were still elements outside the control of the central government. József Dudás, a freelance revolutionary, formed a private army on 1 November. He had risen to prominence late in the revolution, when he had addressed a crowd of several hundred in Széna Square on 28 October. The following day, Dudás and his supporters took over the Szabad Nép (Free People) newspaper building, headquarters of the main public mouthpiece of the ruling party, the ‘central paper of the Hungarian Workers’ Party’, as it proclaimed on its masthead. The freedom fighters gave themselves the title of Hungarian National Revolutionary Committee and started to issue their own paper, Fuggetlenség (Independence) from the 30th. The party journalists were not, however, prevented from producing its paper, the newly-named Népszabadság (People’s Freedom), from 1 November onwards, another clear sign that the HNRC did not regard itself as anti-Communist.

What disturbed many people was that the first editions of Fuggetlenség carried headlines indicating that there should be no acceptance or recognition of the Nagy coalition government. This came on 30th, two days after the turnaround, when fighting had all but ceased throughout the city and when many people were hopeful that the government had started on a new course.  Despite these differences, splits and tensions, the documentary sources also reveal that the Communist Party leadership remained solid in its support for the revolution. On the 31st, the previously ruling Hungarian Workers’ Party was dissolved and the formation of a new party, The Hungarian Socialist Workers’ Party was announced. At the same time, other political parties from the 1945-1946 era were revived, and free trade unions began to be formed.


Early in the morning on 1 November, the Soviet retrenchment began with the surrounding of Ferihegy airport and other airfields in the country. This came even before Nagy’s declaration of Hungary’s withdrawal from the Warsaw Pact and the declaration of neutrality. What soured the general optimism still further was that not only were the Soviet troops not leaving the country, but that more were actually entering the country and heading for Budapest. At first the government wanted to prevent this information from leaking out, presumably to avoid creating panic and to leave time for diplomatic contacts. The Soviet explanation, when it came, was rather strange. Yuri Andropov, Moscow’s Ambassador in Budapest, maintained that whatever Soviet troop movements were taking place in Hungary were to assist in the overall withdrawal of Soviet forces. Andropov was called to Parliament in the late afternoon to receive the news of the country’s new status of neutrality. It was on this occasion that János Kádár, as Foreign Minister, joined Nagy in severely criticising the Soviet troop manoeuvres, threatening Yuri Andropov, that, if they resorted to any further use of arms, he would fight the Russian tanks with his ‘bare hands’ if necessary. The same day, the radio broadcast an announcement by the newly-formed HSWP:

We demand that János Kádár, as temporary chief of the Party, should publicly, immediately and without delay, call upon the leadership of the Soviet Union and the Communist Parties of the Soviet Union and the fraternal People’s Democracies, to make them see that the Hungarian Communist Party is now fighting for its life and survival, that it can only survive in the new situation if it serves solely the interest of the Hungarian people.

Kádár’s response came in a speech, broadcast later that day, praising the glorious uprising of our people in which they have achieved freedom… and independence for the country. He went on:

Without this there can be no socialism. We can safely say that the ideological and organisational leaders who prepared this uprising were recruited from your ranks. Hungarian Communist writers, journalists, university students, the youth of the Petöfi Circle, thousands and thousands of workers and peasants, and veteran fighters who had been imprisoned on false charges, fought in the front line against Rákosite despotism and political hooliganism…

Either the Hungarian democratic parties will have enough strength to stabilise our achievements or we must face an open counter-revolution.

By the time this was broadcast, however, Kádár had disappeared, only to return three days later in the wake of the second Soviet intervention. Perhaps, by this stage, Kádár was already conflicted, not simply over Nagy’s declarations of independence, but also due to the shooting of one of his closest friends, Imre Mező,  by street rebels two days earlier. Historian Tibor Huszár says that the news about Mező certainly affected Kádár:

Mező wasn’t simply a tried and tested comrade-in-arms, he was possibly his only friend. In the evening of the previous day they had met each other at the Köztársaság tér Party Headquarters.

Kádár didn’t reveal this openly at the time, and it wasn’t until one of his last interviews that he affirmed that it was because of the events in that square of 30th that he decided to abandon the Nagy government. More clues as to his thinking on 1 November come from an interview with an Italian journalist, conducted on the same day, in which he gave details of what he described as his Third Line. Asked what kind of Communism he represented, he answered:

The new type, which emerged from the Revolution and which does not want to have anything in common with the Communism of the Rákosi-Hegedüs-Gerö group.

Asked if this new Communism was of the Yugoslav or Polish type, he answered:

Our Communism is Hungarian. It is a sort of “third line”, with no connection to Titoism nor to Gomulka’s Communism… It is Marxism-Leninism, adapted to the particular requirements of our country, to our difficulties and to our national problem. It is not inspired either by the USSR nor by any other types of Communism… it is Hungarian National Communism. This “third line” originated from our Revolution during the course of which… numerous Communists fought at the side of students, workers and the people.  

Asked whether his Communism would be developed along democratic lines, he answered:

That’s a good question. There will be an opposition and no dictatorship. This opposition will be heard because it will have the national interests of Hungary at heart and not those of international Communism.

Despite the ambivalence of some of his answers, there is still nothing explicit in them about why his ‘third line’ might be considered closer to Moscow’s than that of Warsaw or Belgrade. If anything, the reverse would seem to be the case, unless by national problem he was referring to the difficulties in containing ‘nationalist’ forces and tendencies within the revolution. We do not know exactly when the interview was given, but neither does it contain any implied criticism of Nagy’s declarations of independence. So, what happened to Kádár on the evening of 1 November, when he was last seen approaching the Soviet Embassy? That Kádár changed sides during these days is not in dispute, but exactly how, when and why have never been fully clarified. According to Tibor Huszár’s 2001 biography of him it seems likely that Ferenc Münnich, on the initiative of Yuri Andropov, suggested that they go to the Soviet embassy for talks. Kádár was in parliament, discussing Hungary’s declaration of neutrality with the Chinese ambassador. He then left the building without telling anyone there, including his wife. The two men did not enter the embassy, however, but were taken away to the Soviet air base at Tököl, just south of the city. From there, they were flown to Moscow. What we do not know is whether he had already changed his mind about the way things were going in Budapest, or whether he was persuaded to do so in Moscow. There is no real documentary evidence.

Despite the claims of some that he had already changed his mind after the bloodbath of 30th, others have implied that Kádár’s defection was not perhaps so premeditated, pointing to the fact that he took no winter coat with him when he left the parliament building. Who would go to Moscow at that time of year with just a light jacket? Perhaps he was, after all, only expecting to go for talks at the Soviet Embassy. If he was already set on the course of denouncing the revolution as having become a counter-revolution, his speech in parliament and his radio broadcast would seem to be astounding in their level of deception. Then there is the matter of his support for the move to neutrality and withdrawal from the Warsaw Pact. According to György Lukács, of the members of the Party central committee, only Zoltán Szántó and himself opposed withdrawal from the Pact. Despite later assertions that Kádár did or did not support withdrawal, it seems that, at the time, few people, if any, suspected that Kádár had changed sides, or was about to do so. Why else would Imre Nagy continue to include him in his government after the cabinet reshuffle of 3 November, two days after his disappearance? That might rather suggest that Nagy knew of Kádár’s secret negotiations in Moscow, perhaps even approved of them, regarding Kádár, his Foreign Minister, as acting on his behalf.

Just before 8 p.m. on 1 November, Nagy himself went on the radio to announce to the public the momentous news of neutrality:

The Hungarian National Government… giving expression to the undivided will of the Hungarian millions declares the neutrality of the Hungarian People’s Republic. The Hungarian people, on the basis of independence and equality and in accordance with the spirit of the UN Charter, wishes to live in true friendship with its neighbours, the Soviet Union, and all the peoples of the world. The Hungarian  people desire the consolidation and further development of its national revolution without joining any power blocs. The century-old dream of the Hungarian people is thus being fulfilled.

At the same time, the government forbade military forces from resisting the Soviet troops at Ferihegy airport and all the other Hungarian airfields.

It has been argued that the 1 November declaration of neutrality was the trigger which set off the Soviet invasion three days later. From the Soviet perspective, this may well have been the case, but the Nagy government saw it as a reaction to Soviet troop movements already underway, a means of undermining their legitimacy, and a form of deterrence by calling on the defensive support of the United Nations for a small, independent nation. As we now know, however, the decision to invade had already been taken in the Kremlin the day before, 31 October, the same day that the ‘liberal’ Soviet declaration of 30th was published in Pravda. Notes taken at the Soviet Party Presidium on 31 October indicate that the about-turn was initiated by Khrushchev himself, on the grounds of international prestige against the back-drop of the Suez Crisis. No doubt under pressure from hard-liners in the politburo, he had exchanged his early view of occupying higher moral ground for a conviction that, as he is quoted as saying:

If we depart from Hungary, it will give a great boost to the Americans, English and French – the imperialists. They will perceive it as weakness on our part…  

There may have been some discussion and debate to bring about such a rapid change of hearts and minds, even given the interests of Soviet Communism in the world. Khrushchev claimed in his memoirs that we changed our minds back and forth. It is highly unlikely, however, that they had, at the forefronts of their minds, the well-being of the Hungarian working class and future of the Hungarian people. More influential were the reports of hooligan elements in the lynchings and shootings of 30 October. Certainly, Nagy’s declaration of neutrality had no deterrent  impact on the planned invasion. On 1 November, the decision taken, Khrushchev travelled to Brest, where he met Polish leaders and told them of the imminent intervention in Hungary.

(to be continued… )

%d bloggers like this: