The Collapse of the Reich:

The final year of the war in Germany saw state lawlessness and terror institutionalised within the Reich. The People’s Court set up in Berlin to try cases of political resistance, presided over by Roland Freisler, sat ‘in camera’, while the prosecutors bullied prisoners into confessing political crimes, as in the Stalinist show trials of the 1930s. In February 1945 the courtroom was demolished in a bomb attack and Freisler killed. In the last weeks of the war, the SS and Party extremists took final revenge on prisoners and dissidents. Thousands were murdered as Allied armies approached. Thousands more died in the final bomb attacks against almost undefended cities, crammed with refugees and evacuees. Ordinary Germans became obsessed with sheer survival. There was no ‘stab in the back’ from the home front, which Hitler had always used to explain defeat in 1918. Soldiers and civilians alike became the victims of a final orgy of terror from a Party machine which had traded on intimidation and violence from its inception.

Above: Berlin, 1945

Crossing the Rhine:

By the beginning of March, Hitler must surely have known, as Göring had intimated to Albert Speer in February, that the Reich he had created was doomed. The German front in the west cracked. For the final assault on Germany, the western Allies had eighty-five divisions, twenty-three of which were armoured, against a defending force of twenty-six divisions. In the east, the Soviet forces fielded over fourteen thousand tanks against  4,800 German and put 15,500 aircraft in the air against just fifteen hundred. A series of carefully organised military punches brought Soviet armies to within thirty-five miles of Berlin. On the 2nd, criticising Rundstedt’s proposal to move men south from the sector occupied by the 21st Army Group, Hitler perceptively pointed out: It just means moving the catastrophe from one place to another. 

Five days later, an armoured unit under Brigadier-General William M. Hoge from the 9th Armored Division of Hodge’s US First Army captured the Ludendorff railway bridge over the Rhine at Remagen intact, and Eisenhower established a bridgehead on the east of the Rhine. Hitler’s response was to sack Rundstedt as commander-in-chief west and replace him with Kesselring. The latter was handed a poisoned chalice in this appointment, with American troops swarming over the bridge into Germany, and Patton crossing on 22 March, telegraphing Bradley to say, For God’s sake tell the world we’re across … I want the world to know the 3rd Army made it before Monty. 

Montgomery’s crossing of the Rhine, codenamed ‘Operation Plunder’, watched by Churchill and Brooke (above), established a six-mile-deep bridgehead within forty-eight hours.

Poland & The Red Army Marshals:

Also in March, having tricked them into attending a meeting, the Soviets arrested and then imprisoned former members of the Polish underground council. Both the American and the British governments found it hard to reconcile the oppressive Soviet actions with the business-like leader they had seen at Yalta. So they fell back once more on what had by now become their standard excuse. Stalin himself was trustworthy; it was the other powerful but shadowy figures in the Kremlin who were preventing the Yalta agreement being honoured. Charles ‘Chip’ Bohlen, the prominent American diplomat and Soviet expert, recorded that by May 1945 the view of those in the State Department who had been at Yalta was that it was the ‘opposition’ that Stalin had encountered ‘inside the Soviet Government’ on his return from the conference that was responsible for the problems. Even those in Moscow deduced that it was ‘Red Army Marshals’ who were somehow trying to pull the strings in the Kremlin. But there was no-one behind Stalin pulling the strings. His occasional inconsistency of approach, including the tactic of sending a conciliatory telegram simultaneously with an accusatory one, was deliberately designed to keep the West guessing. In reality, his overall strategy was clear enough: He had always wanted the states neighbouring the Soviet Union to be ‘friendly’ according to his definition of the word, which meant eliminating anyone whom the Soviets considered a threat.

But neither Churchill nor Roosevelt would recognise that Stalin was simply being consistent. To begin with, each of them had had too much political capital wrapped up in the idea that they could deal with the Soviet leader. Laurence Rees has pointed out:

Each of the two Western leaders came to believe that they could form a ‘special’ bond with Stalin. Both were wrong. Stalin had no ‘special bond’ with anyone but in their attempts to charm him they had missed the fact that he had, in his individual way, charmed them instead. 

It was Churchill who felt most upset at the perceived Soviet breaches of Yalta, something that bemused Stalin. After all, Churchill had let the Soviets have a free hand in Romania without any problems, just as the Soviets had let the British use force to quash the revolution in Greece. For Stalin, that meant that Churchill supported the concept of ‘spheres of influence’. He thought that Churchill’s protest over Poland, regardless of the precise wording of the Yalta agreement, was a case of double standards on Churchill’s part. For the British PM, however, as he wrote in March, in a lengthy and emotional telegram to Roosevelt, Poland was the…

… test case between us and the Russians of the meaning which is attached to the such terms as Democracy, Sovereignty, Independence, Representative Government and free and unfettered elections. … He (Molotov) clearly wants to make a farce of consultations with the non-Lublin Poles, which means that the new government in Poland would be merely the present one dressed up to look more respectable to the ignorant, and also wants to prevent us from seeing the liquidations and deportations that are going on, and all the restof the game of setting up a totalitarian régime before elections are held, and even before a new government is set up. As to the upshoot of all this, if we do not get things right now it will soon be seen by the world that you and I, by putting our signatures to the Crimean settlement, have underwritten a fraudulent prospectus.

Roosevelt, whose telegrams were now being drafted by his advisers, Byrnes or Leahy, replied to Churchill’s message on 11 March, saying that the ‘only difference’ between the British and Americans on this key issue was ‘one of tactics’; Roosevelt’s ‘tactics’ were not to escalate their protests over the issue before diplomatic channels in Moscow had been exhausted. But this attempt to calm Churchill down failed, as he replied in even more emotional terms on 13 March:

Poland has lost her frontier. Is she now to lose her freedom? That is the question which will undoubtedly have to be fought out in Parliament and in public here. I do not wish to reveal a divergence between the British and the United States governments, but it would certainly be necessary for me to make it clear that we are in the presence of a great failure and an utter breakdown of what was settled at Yalta, but that we British have not the necessary strength to carry the matter further and the limits of our capacity to act have been reached.

Roosevelt, convinced that Churchill was over-reacting, subsequently pointed out that the agreement at Yalta could be read in such a way that Stalin could deflect many complaints. So why was Churchill so upset? Churchill, unlike Roosevelt, re-elected the previous year, had an election coming up, and the British electorate would not take kindly to accusations that Poland, the country over which Britain had gone to war in September 1939, had finally been the victim of wholesale betrayal. Moreover, Churchill’s own expansive rhetoric about Poland and Stalin meant that this was no ordinary issue of foreign policy, but a principle that had come to define the latter part of his war-time premiership. Roosevelt, although gravely ill, was only just starting his new term in office for the Democratic Party, and so was unburdened by such electoral concerns. But Churchill had overplayed the emotional rhetoric, and on 15 March Roosevelt sent him a cold reply:

I cannot but be concerned at the views you expressed… we have been merely discussing the most effective tactics and I cannot agree that we are confronted with a breakdown of the Yalta agreement until we have made the effort to overcome the obstacles incurred in the negotiations at Moscow.

Retreat from the Oder & Roosevelt’s departure:

Hitler visited the Eastern Front on 12th March, at Castle Freienwalde on the River Oder, where he told his commanders that Each day and each hour is precious because he was about to unleash a new secret weapon, without disclosing its nature. This was just another morale-boosting lie, since he had run out of rockets, the last V-2 landing a fortnight later and the new U-boats were also far from seaworthy. By mid-March, he had found a new scapegoat to blame for the coming victory of the ‘Jewish-Bolshevik hordes’; it was all the fault of the German ‘Volk’ who had betrayed him by losing the war. By that stage, he positively invited the retribution that the ‘Aryan race’ was about to undergo at the hands of the Russians, believing that it had been the people’s weakness as human beings that had led to the disaster, rather than his own strategic errors. He even said as much, at least according to Albert Speer’s subsequent testimony:

If the war should be lost, then the ‘Volk’ will also be lost. This fate is unavoidable. It is not necessary to take into consideration the bases the ‘Volk’ needs for the continuation of its most primitive existence. On the contrary, it is better to destroy these things yourself. After all, the ‘Volk’ would then have proved the weaker nation, and the future would exclusively belong to the stronger nation of the east. What would remain after this fight would in any event be inferior subjects, since all the good ones would have fallen. 

He thus repudiated his own people as being unworthy of him. The mere survival of the German people would, for Hitler, have conferred an unacceptable Untermensch status on them, and the utter destruction of them would, he believed, be preferable to this and to domination by Stalin. He had only ever referred to the Soviets as ‘barbarians’ and ‘primitives’ and on 19 March the Führer gave his orders that…

All military transport, communication facilities, industrial establishments, and supply depots, as well as anything else of value within Reich territory that could in any way be used by the enemy immediately or within the forseeable future for the continuance of the war, be destroyed.

These orders included the destruction of all factories and food stores on all fronts. Fortunately, these orders were largely ignored by Speer and the other Nazi officials. If they had been carried out to the letter, the German people could hardly have survived the winter of 1945/6, which was harsh enough for them as it was. Yet, despite his decision not to act on this one particular order, it was Speer who had commanded the vast army of slave labourers that produced German armaments in barbarous conditions.

Meanwhile, Churchill realised that he had gone too far in his ‘quarrel’ with Roosevelt over Poland and tried to charm his way out of the situation. On 17 March, he wrote to the President:

I hope that the rather numerous telegrams I have to send you on on so many of our difficult and intertwined affairs are not becoming a bore to you. Our friendship is the rock on which I build for the future of the world so long as I am one of the builders.

Roosevelt did not reply but later acknowledged in an interchange on the 30th that he had received Churchill’s ‘very pleasing’ private message. But Roosevelt did get angry with Stalin when the latter accused the Americans of deception by holding a meeting with German officers in Berne in Switzerland about a possible surrender in Italy. Stalin saw this as a reason for both the strengthening of German resistance against the Red Army in the East and the swift progress of the Western Allies through Germany. Roosevelt was furious that Stalin had effectively accused him of lying, writing to him on 4 April that I cannot avoid a feeling of bitter resentment towards your informers, whoever they are, for such vile misrepresentations. … In his reply, Stalin immediately moderated his attack. But even though he was prepared to give way on this issue, he would not move an inch over Poland. On 7 April, he wrote to Roosevelt, agreeing that matters on the Polish question have reached a dead end. But Stalin was clear that the reason for this was that the Western Allies had departed from the principles of the Crimea Conference. The whole debate about Poland between the Western Allies and Stalin for the last three years and more were now plain for all to see. Stalin stated not just that the Lublin Poles should make up the bulk of the new government, but also that any other Poles who were invited to take part should be really striving to establish friendly relations between Poland and the Soviet Union. Of course, the Soviets themselves would vet all the applicants for such invitations. Stalin justified this in writing:

The Soviet Government insists on this because of the blood of the Soviet troops abundantly shed for the liberation of Poland and the fact that in the course of the last thirty years the territory of Poland has been used by the enemy twice for attack upon Russia – all this obliges the Soviet Government to strive that the relations between the Soviet Union and Poland be friendly.

Roosevelt recognised that, given the loose language of the Yalta agreement, there was little the Western Allies could do apart from to protest, and there were limits to that given the need for continued co-operation both in Europe and the Far East. Roosevelt left the White House on 30 March 1945 for the health resort of Warm Springs in Georgia, where his office was filled with documents about the forthcoming conference in San Francisco that would initiate the United Nations. Right to the end of his life, Roosevelt never lost his focus on his vision of the UN. Alongside this grand ideal, the detailed question of Soviet infractions in Poland must have seemed to him relatively unimportant. On 12 April he finally fell victim to a cerebral haemorrhage. Churchill paid tribute to the President in the House of Commons but chose not to attend his funeral, perhaps a final statement of disappointment that Roosevelt had not supported him in the last weeks over the protests to be made to Stalin.

The Exodus from the Baltic & the Berne talks:

Meanwhile, on 31 March, Stalin had ordered the assault on the capital. Both the planning and conduct of this final battle in the war in Europe demonstrate further signs of the disintegrating alliance with Stalin. The planning for the operation was conducted at the end of March and the beginning of April against the background of Stalin’s suspicion that the Western Allies were planning some kind of separate peace with Germany via the Berne talks. Stalin met Marshal Zhukov, the most prominent of the Soviet commanders, in the Kremlin late in the evening on 29 March and had handed an intelligence document which suggested that the Western Allies were in discussion with Nazi agents. The Soviet leader remarked that Roosevelt wouldn’t break the Yalta agreement but Churchill was capable of anything. Stalin had just received a telegram from General Eisenhower which, much to Churchill’s subsequent annoyance, confirmed that the Western Allies were not pushing forward immediately to Berlin. For Stalin, this was evidence of Allied deceit: if they had said that they were not moving to take Berlin, then they clearly were. In the spirit of saying the opposite of what one really intended, Stalin sent a telegram to Eisenhower on 1 April that stated that he agreed that the capture of Berlin should not be a priority since the city had lost its former strategic importance.

He may well also have written this because he still had other priorities since there was still fighting taking place across the broader front from the Baltic to the Balkans. It was extraordinary, considering that the war’s outcome had been in doubt since the destruction of Army Group Centre in the summer of 1944, that the Wehrmacht continued to operate as an efficient, disciplined fighting force well into 1945. As many as four hundred thousand Germans were killed in the first five months of 1945. General Schörner’s newly re-created Army Group Centre, for example, was still fighting around the town of Küstrin on the Oder in April 1945. Similarly, the 203,000 men representing the remains of Army Group North, renamed Army Group Kurland, kept fighting into May, showing astonishing resilience in the face of utter hopelessness and retaining military cohesion until the moment that they were marched off into a ten-year captivity spent rebuilding the infrastructure of the Soviet Union that they had destroyed.

Following their seizure of Budapest on 13 February, the Red Army advanced towards Vienna. The Sixth Panzer Army halted the Russian advance down the Hungarian valleys into Austria for as long as its fuel could last out during March 1945, but Vienna finally fell to Malinovsky’s 2nd Ukrainian Front on 13 April. Hitler’s headquarters had by then adopted a policy of lying to the army group commanders, as the commander of Army Group South discovered when he received orders to hold Vienna at all costs. Rendulic was given to telling his troops:

When things look blackest and you don’t know what to do, beat your chest and say: “I’m a National Socialist; that moves mountains!”

Since, on that occasion, this didn’t seem to work, he asked the OKW how the continuation or termination of the war was envisaged, only to receive the answer that the war was to be ended by political measures. This was clearly untrue, and Rendulic surrendered near Vienna in May. In the first five months of 1945, he had commanded Army Group North in East Prussia and Army Group Centre in January, Army Group Kurland in March and Army Group South in Austria in April. After the fall of Vienna, the Soviet troops met up with American and British troops at the River Enns and in Styria. After that, the advance of the Red Army from Pressburg to Prague led to the Czech uprising against the German occupation of Prague on 5 May.

In the north on the Baltic coast, the Germans were in a dire situation because of Hitler’s refusal to countenance Guderian’s pleas to rescue Army Group Centre in East Prussia and Army Group Kurland (formerly Army Group North) in Latvia. Yet with both  Zhukov and Rokossovsky bearing down on more than half a million trapped on the Kurland peninsula, the German Navy – at tremendous cost – pulled off an evacuation that was far larger even than that at Dunkirk. No fewer than four army divisions and 1.5 million civilian refugees were taken from the Baltic ports of Danzig, Gotenhafen, Königsberg, Pillau, and Kolberg by the Kriegsmarine, and brought back to Germany. Under constant air attack, which claimed every major ship except the cruisers Prinz Eugen and Nürnberg, the German Navy had pulled off a tremendous coup. The Soviet Navy was, surprisingly, a grave disappointment throughout the second world war, though one of its submarines, the S-13, had managed to sink the German liner MV Wilhelm Gustloff in the Baltic Sea on 31 January 1945, and around nine thousand people – almost half of them children – perished, representing the greatest loss of life on one ship in maritime history.

How the West was won (but almost lost to the V-I):

Nevertheless, in the west, when 325,000 men of Army Group B were caught in the Ruhr pocket and forced to surrender, Field Marshal Walther Model dissolved his army group and escaped into a forest. Having recently learnt that he was to be indicted for war crimes involving the deaths of 557,000 people in Latvian concentration camps, and after hearing an insanely optimistic radio broadcast by Goebbels on the Führer’s birthday, he shot himself on 21 April. A few days earlier, Churchill had proposed a triple proclamation from the Big Three, which now included the new US President, Harry S. Truman, …

… giving warning to Germany not to go on resisting. If (the Germans) carry on resistance past sowing time then there will be famine in Germany next winter … we take no responsibility for feeding Germany.

Churchill was advocating the most extreme measures, but like several others, he put forward this was not adopted. Despite encountering some fierce resistance, the Allied victory in the west was not in doubt in the minds of rational Germans. For the most optimistic Germans, however, Goebbels’ propaganda about the so-called ‘wonder weapons’ kept their hopes alive, but on 29 March, six days after Montgomery’s Second Army and the US Ninth Army had crossed the Rhine, anti-aircraft gunners in Suffolk shot down the last of the V-I flying bombs launched against Britain in the Second World War. Called the Vergeltungswaffe-Ein (Vengeance Weapon-I), they were nicknamed ‘doodle-bugs’ or ‘buzz bombs’ by the Britons at whom they were targetted. The V-I was certainly a horrific weapon, powered by a pulse-jet mechanism using petrol and compressed air, it was twenty-five feet four inches long with a sixteen-foot wingspan, and weighed 4,750 pounds. Its warhead was made up of 1,874 pounds of Amatol explosive, a fearsome mixture of TNT and ammonium nitrate. Its sister-rocket, the V-2, was equally fiendish, but with the Luftwaffe unable to escort bombers over England due to British fighter protection, the rockets were a sign of Hitler’s desperation rather than his strength.

As the V-I’s maximum range was  130 miles, London and south-east England were its main targets, and they suffered heavily. Launched from 125-foot concrete ramps and flown by autopilot from a preset compass, the flying bomb contained in its nose propeller a log which measured the distance flown. Once it reached the correct range, the elevators in the wings were fully deflected and it dived, cutting out the engine as it did so. This created a sinister change in the noise created which signified that they were about to fall on those below, bringing a terrifying certainty of an imminent, devastating explosion. It has been estimated that eighty per cent of V-I’s landed within an eight-mile radius of their targets. Between 13 June 1944 and 29 March 1945, more than 13,000 V-I bombs were launched against Britain. They flew too low for heavy anti-aircraft guns to be able to hit them very often, but too high for the light guns to reach them. It was therefore left to the RAF’s radar-guided fighters to intercept them and bring them down. As the Normandy launch-sites were shut down by the invading British Army, some of the V-I’s were launched from the modified Heinkel bombers. In all, more than twenty-four thousand Britons were casualties of the vicious ‘secret weapon’, with 5,474 deaths. Whereas the Luftwaffe had long-since confined its raids to night-time when its bombers could be cloaked in darkness, the pilotless bombs came all through the day and night.

The V-I bombs could also devastate a huge area over a quarter of a square mile, but as more and more were brought down by a combination of barrage balloons, anti-aircraft fire and the fighters it soon became clear that Hitler, who had hoped that the V-I’s might destroy British morale and force Churchill’s government to sue for peace, was wrong about the weapon’s potential. He then transferred his hopes to the V-2, devised in Pomerania as a supersonic ballistic missile, flying faster than the speed of sound, which meant that the victims heard was the sound of its detonation. It was impossible to intercept as it flew at 3,600 mph, ten times faster than the Spitfire. With production at full capacity in the autumn of 1944, Hitler had hoped that London could be bombed into submission before the Allies could invade Germany. Yet it was largely his own fault that the V-2 came on stream so late, so that the first rocket to land on Britain didn’t do so until September 1944 in Chiswick, west London, having been fired from a converted lorry in the Hague. Over the five months of the campaign, 1,359 rockets were fired at London, killing 2,754 and injuring 6,523. Antwerp was also heavily hit by the weapons, resulting in thirty thousand casualties. It has also been estimated that up to twenty thousand people died in the horrific slave-labour conditions while manufacturing the rockets. Life in the factories, which were scattered all over Germany, was nasty, brutish and short: apart from the horrific accidents, there was mass starvation, disease and mistreatment. The concentration of labour, raw materials and technological research engaged in the production of the V-weapons was in no way justified by their results, and their deployment was too late to change the outcome of the war.

From mid-March, the military situation slipped completely out of Hitler’s control: The Rhine front had collapsed as soon as the Allies had challenged it, and they then swept forward to the Elbe. At the end of March, Hitler again dismissed perhaps the best of his battlefield commanders, Heinz Guderian, and replaced him with the utterly undistinguished General Hans Krebs. Other fanatical Nazi generals such as Schörner and Rendulic were promoted, not so much for their military competence as for their ideological loyalty.

Planning for Nuremberg:

How would the maniacal genocide of these dedicated Nazis be punished after the war? During the ‘lull’ in the fighting on the Western front, On 12 April, at 3.30 p.m. the British War Cabinet discussed how to deal with German war criminals. Antony Eden set out his policy for a large-scale trial. Preferring the summary execution without trial of the senior Nazis, Stafford Cripps argued that either the Allies would be criticised for not giving Hitler a real trial, or they would ‘give him a chance to harangue’ with the result being ‘neither proper trial nor political act’ but ‘the worst of both worlds’. Churchill suggested a ‘Trial of the Gestapo as a body first followed by proceedings against selected members. The Americans, however, had made it clear that they would not agree to ‘penalties without trial’ and Stalin also insisted on trials. The historian in Churchill was unconvinced, and he advanced a ‘Bill of Attainder, not impeachment’, such as that used to execute Charles I’s advisor the Earl of Strafford in 1640 without the need for a trial.

The Home Secretary, Herbert Morrison, believed that a ‘mock trial’ was objectionable, and it would be better to declare that they would put them all to death. Churchill agreed, saying that the trial would be a farce. Turning to the wording of the indictments and the defendants’ right to be given access to defence barristers, the PM argued:

All sorts of complications ensue as soon as you admit a fair trial. … they should be treated as outlaws. We should however seek agreement of our Allies … I would take no responsibility for a trial, even though the United States wants to do it. Execute the principal criminals as outlaws, if no Ally wants them.

Above: A scene from the Nuremberg Trials of the major war criminals held between November 1945 and October 1946. Twenty-two principal defendants were tried, and Martin Bormann, Hitler’s secretary, was tried ‘in absentia’. Göring (seated, left) kept up a rigorous defence and admitted his support for Hitler, but not his guilt. He committed suicide on the night of his execution when another nine were hanged. Bormann was condemned to death but never caught.  

But Field Marshal Smuts thought that Hitler’s summary execution might ‘set a dangerous precedent’ and that an ‘Act of State’ was needed to legalise Hitler’s execution. Churchill added that allowing Hitler to right to make judicial arguments against his own execution would ape judicial procedure but also bring it into contempt, and Morrison interjected that it would also ensure that he would become a martyr in Germany. Churchill concluded the discussion by saying that Lord Simon should liaise with the Americans and Russians to establish a list of grand criminals and get them to agree that these may be shot when taken in the field. In the end, this expedient was not adopted, and instead, the long process of putting the Senior Nazis on trial was established by the International Military Tribunal at Nuremberg (featured above), which for all its drawbacks did lead to justice being seen to be done.

The Final Assault on Berlin:

On the Eastern front, the Russians didn’t move until mid-April. As he opened the last planning session for the capture of Berlin, Stalin said I have the impression that a very heavy battle lies ahead of us. Yet he had 2.5 million troops, 6,250 tanks and 7,500 aircraft to throw into this enormous final assault, and on Monday 16 April around twenty-two thousand guns and mortars rained 2,450 freight-car loads of shells at the German lines, which were also blinded by a mass of searchlights shone at them. Zhukov’s troops launched a massive attack on the Seelow Heights outside Berlin, and within four days they had broken through this last major defensive position in front of the capital. The Russian artillery gunners had to keep their mouths open when they fire, in order to stop their eardrums bursting. After a massive bombardment of the far bank, they crossed the Oder and advanced from the Neisse River. The leading Soviet columns joined at Nauen and encircled Berlin by 24 April. In a move calculated both to speed the advance and deny Zhukov the glory of overall command, Stalin had announced to his generals that he was splitting the task of capturing Berlin between two Soviet armies. It was to be a race for the capital between Zhukov’s 1st Belorussian Front and Konyev’s 1st Ukrainian Front. Mahmud Gareev, then a major in the headquarters of Soviet 45 Infantry Corps, recalled:

Stalin encouraged an intrigue … When they were drawing the demarcation line between the two fronts in Berlin, Stalin crossed this demarcation line out and said: “Whoever comes to Berlin first, well, let him take Berlin.” This created friction. … You can only guess Stalin was do that no one gets stuck up and thinks he was the particular general who took Berlin. … At the same time he had already begun to think what would happen after the war if Zhukov’s authority grew too big.

By Hitler’s birthday, the 20th, the Red Army was shelling the German leader’s subterranean refuge, the Führerbunker. For Vladen Anschishkin, a captain in a mortar unit in Zhukov’s Belorussian Front, this was the culmination of years of fighting:

At last it was the end of the war, it was a triumph, and it was like a race, like a long-distance race, the end of the race. I felt really extreme – well, these words did not exist then – but I felt under psychological and emotional pressure. Naturally, I didn’t want to get killed,. This is natural. I didn’t want to be wounded. I wanted to live to the victory, but it was somewhere in the background, and in the foreground were things I had to do, and this state of stress that was in me.

He was sure that the years of brutal warfare had changed him and his comrades:

In the end, in the war itself, people go mad. They become like beasts. You shouldn’t consider a soldier an intellectual. Even when an intellectual becomes a soldier, and he sees the blood and the intestines and the brains, then the instinct of self-preservation begins to work. … And he loses all the humanitarian features inside himself. A soldier turns into a beast.

The battle for Berlin was one of the bloodiest and most desperate of the war. Within six days, the Red Army was inside Berlin, but desperate fighting in the streets and rubble there cut down their advantages and increased those of the Germans. The Wehrmacht’s lack of tanks mattered less in the built-up areas, and hundreds of Soviet tanks were destroyed in close fighting by the Panzerfaust, an anti-tank weapon that was very accurate at short range. Vladen Anchishkin recalled:

So many of our people died – a great many, a mass. … It was a real non-stop assault, day and night. The Germans also decided to hold out to the end. The houses were high and with very thick foundations and basements and very well fortified. … And our regiment found itself in terrible confusion and chaos, and in such a chaos it’s very easy to touch somebody else with your bayonet. Ground turns upside-down, shells and bombs explode. 

Above: The ruins of Berlin with the Brandenburg Gate in the background. The city was hit by twenty-four major bomb attacks which destroyed one-third of all housing and reduced the population from 4.3 to 2.6 million as the bombed-out families moved to safer parts of the country. The Soviet offensive in April reduced large stretches of central Berlin to rubble.

Within the chaos of the battle, the rivalry between Zhukov and Konyev was intense. Anatoly Mereshko, an officer with Zhukov’s 1st Belorussian Front, was ordered to find out just which Soviet forces had captured a particular suburb of Berlin first:

I got into my car with machine gunners. Rode up there and talked to the people in the tanks. One said: “I am from the Belorussian Front”, another: “I am from the Ukrainian Front.” “Who came here first?” I asked. “I don’t know,” they replied. I asked civilians: “Whose tanks got here fist?” They just said: “Russian tanks.” It was difficult enough for a military enough for a military man to tell the difference between the tanks. So when I came back I reported that Zhukov’s tanks got their first and Konyev’s tanks came later. So the celebration fire-works in Moscow were in his name.

In the heat of the battle, it was also clear that the race between Zhukov and Konyev had not helped the soldiers to know just which forces were friendly and which were not. Vladen Anschishken recalled:

They were rivals… There was rivalry between two fronts. There was nothing criminal about it… But this rivalry in Berlin did not always have the positive effect because sometimes soldiers didn’t know who was where. … This was on the borders between the fronts, and a lot of people died only because of rivalry between two fronts.

Despite the difficulties, the Red Army fought with immense conviction in Berlin, fuelled by the sense that they were on a mission of retribution. We are proud to have made it to the beast’s lair, one soldier wrote home: We will take revenge, revenge for all our sufferings. Taking overall command of the great final offensive against Berlin itself, Marshal Zhukov gave up his 1st Belorussian Front to Vasily Sokolovsky and took over an army group combining both that and Konev’s front, reaching Berlin on 22 April 1945 and encircling it three days later.

The Capture & Capitulation of the Capital:

On Wednesday 25 April, units from the US First Army, part of Bradley’s 12th Army Group, and from the 1st Ukrainian Front met up at Torgau on the Elbe.

Although criticised since for his desire to leave the fight to the Soviets, Eisenhower was correct in the assumption that there would be heavy losses in the struggle. It is perfectly possible that Simpson’s US Ninth Army, which was on the Elbe only sixty miles west of Berlin on 11 April, eleven days before the Russians reached it, could have attacked the city first. It had crossed a hundred and twenty miles in the previous ten days, and the Germans were not putting up the level of resistance in the west that they were in the east. But, despite the complaints of Montgomery and Patton that the Western Allies should be taking Berlin ahead of the Russians, the Western Allies did not have to suffer the vast number of casualties in the final desperate struggle, though they would probably have fought it in a less costly manner. Bradley’s assessment, made for Eisenhower, was that a Western attack on Berlin would cost a hundred thousand casualties, which he considered a pretty stiff price for a prestige objective. Konyev later stated that the Red Army lost eight hundred tanks in the battle for Berlin, and Russian casualties amounted to 78,291 killed and 274,184 wounded. These figures could have been smaller had Stalin not insisted on taking Berlin as soon as possible, regardless of the human cost involved. They also include all the casualties incurred in the fighting from the Baltic to the Czech border. It has been estimated that twenty-five thousand died within the capital itself.

Despair, Suicide & Resistance:

Meanwhile, in his bunker beneath the Old Chancellery in the Wilhelmstrasse, Hitler continued to indulge himself in fantasies about the Allies falling out with each other once their armies met. Although he has often been described as moving phantom armies around on maps in the bunker and making hollow declarations of coming victory, this was in part the fault of the sub-standard communications centre. Unlike the well-appointed Wolfschanze, his Berlin bunker had only a one-man switchboard, one radio transmitter and one radio-telephone which depended on a balloon suspended over the Old Chancellery. Officers were reduced to telephoning numbers taken at random from the Berlin telephone directory, the Soviet advance being plotted by how many times the calls were answered in Russian rather than German. Hitler decided to stay where he was. He held his mid-day conferences, as usual, charting the progress of the Russians across the city block by block. He also composed his political testament, denouncing his oldest friends as traitors all and railed against the ‘Jewish conspiracy’ that he believed had brought him down.

The last time Hitler appeared in semi-public was on his fifty-sixth and last birthday on 20 April, when he congratulated a line-up of Hitler Youth who had distinguished themselves as fighters. One of these children, Arnim Lehmann, recalls the Führer’s weak voice and rheumy eyes as he squeezed their ears and told them how brave they were being. The German Ninth Army under General Theodor Busse in the south of Berlin and the Eleventh Army under General Felix Steiner in the north would now try to defend a city with no gas, water, electricity or sanitation. When Steiner, who was outnumbered ten to one, failed to counter-attack to prevent Berlin’s encirclement, he was subjected to a tirade from Hitler. The last direct order to be personally signed by the Führer in the bunker was transmitted to Field Marshal Schörner at 04:50 on 24 April and reads:

I shall remain in Berlin, so as to play a part, in honorouble fashion, in the decisive battle for Germany, and to set a good example to all the rest. I believe that in this way I shall be rendering Germany the best service. Fot the rest, every effort must be made to win the struggle for Berlin. You can therefore help decisively, by pushing northwards as early as possible. With kind regards, Yours, Adolf Hitler.

The signature, in red pencil, looks remarkably normal, considering the circumstances. Schörner, who had large numbers of men shot for cowardice, was named in Hitler’s will as the new head of the Wehrmacht, but nine days later he deserted his army group and flew off in a small aircraft in civilian clothes to surrender to the Americans. He was handed over to the Russians and kept in captivity until 1954. In all about thirty thousand death sentences for cowardice and desertion were handed down by the Germans on the Eastern Front in the last year of the war, two-thirds of which were carried out.

The Red Army had long been shooting anyone captured in SS uniform, and those SS men who had discarded it nonetheless could not escape the fact that their blood group was tattoed on their left arms. It is thought that it was this knowledge of certain death which kept many formations at their post during the dark days of the battles for Berlin, but, just in case, the military police remained vigilant to the last, ready to hang or shoot suspected deserters. Spreading defeatism was also a capital offence; after a short mockery of a trial by the SS or Gestapo, those suspected of it for whatever reason were hanged from the nearest lamp-post, with signs around their necks stating I have hanged because I was too much of a coward to defend the Reich’s capital, or I am a deserter; because of this I will not see the change in destiny or All traitors die like this one. It is thought that at least ten thousand people died in this manner in Berlin – the same as the number of women who died (often by suicide) after having been raped by the Red Army there.

Above: Two women lie dead after taking cyanide in Leipzig at the end of the war.

Because of this horror, the Germans fought on with an efficiency that was utterly remarkable given the hopelessness of the situation. Yet at Berlin, as at Stalingrad, the indiscriminate artillery and aerial bombardment created fine opportunities for the defenders, of whom the city had eighty-five thousand of all kinds. As well as the Wehrmacht, Waffen-SS and Gestapo contingents, there were several foreign volunteer forces, including French Fascists, and the desperately under-armed ‘Volkssturm’ (home guard) battalions made up of men over forty-five and children under seventeen. Many of the three thousand Hitler Youth who fought were as young as fourteen, and some were unable to see the enemy from under their adult-sized coal-scuttle helmets. The looting, drunkenness, murder and despoilation indulged in by the Red Army in East Prussia, Silesia and elsewhere in the Reich, but especially in Berlin, were responses of soldiers who had marched through devastated Russian towns and cities over the previous twenty months. Max Egremont has written of how…

Red Army troops loathed the neatness they found on the farms and in the towns of East Prussia: the china lined up on the dressers, the spotless housekeeping, the well-fenced fields and sleek cattle.

The Red Army’s ‘Retribution’:

Above and Below: A Russian photographer captures the smiles of German women at the Brandenburg Gate in defeated Berlin. The Soviet soldiers were ready to claim the spoils of war and seek retribution for Hitler’s invasion of the Soviet Union. There were widespread acts of looting and rape, and the latest research shows that as many as two million German women were raped. The other half of the photo (below) shows a Soviet tank.

The women of Germany were also about to pay a high personal price for the Wehrmacht’s four-year ravaging of Mother Russia. Antony Beevor, the historian of Berlin’s downfall, at least two million German women are thought to have been raped, and a substantial minority, if not a majority, appear to have suffered multiple rapes. In Berlin alone, ninety thousand women were raped in the last few days before the city surrendered. As one Red Army veteran joked, he and his comrades raped ‘on a collective basis’. When the Red Army arrived in Dresden, the Soviets committed atrocities in direct view of the house where twenty-two-year-old American, John Noble, lived with his father, who owned a camera factory, and the rest of his family, all of whom were American citizens. Although not imprisoned by the Nazis, they were effectively interned, reporting regularly to the police. Noble recalled how:

In the house next to ours, Soviet troops went in and pulled the women out on the street, had mattresses that they pulled out, and raped the women. The men had to watch, and then the men were shot. Right at the end of our street a woman was tied onto a wagon wheel and was terribly misused. … Of course you had the feeling that you just wanted to stop it, but there was no possibility to do that.

The open abuse of women and the general looting of the city continued for at least three weeks before a semblance of order returned. Even after this period, the Nobles regularly heard reports that women who worked in their camera factory had been assaulted on their journey to and from work. Far from seeking to stop or even discourage rapes and assaults of German women, the Soviet authorities encouraged them as a legitimate and appropriate form of retribution. This was articulated by Ilya Ehrenburg, the Soviet propagandist, who wrote: Soldiers of the Red Army. German women are yours! The rapes in Germany were on a massive scale, even more so than in Hungary. Around two million were assaulted. In one of the worst examples of atrocity, a Berlin lawyer who had protected his Jewish wife through all the years of Nazi persecution tried to stop Red Army soldiers raped her, but was then shot. As he lay dying, he watched as his wife was gang-raped. Potsdam, just outside Berlin, was devastated and much of it lay in ruins. Ingrid Schüler, who lived in an apartment block within a mile of the proposed site of the forthcoming conference, was seventeen years old when the Red Army arrived in April. She recalled:

My parents hid me. … we were extremely lucky because my mother was not raped. … women were of huge importance to them (the Soviets). That was the worst thing: the rapes. … I can tell you about a baker’s family in our street. The Russians had gone into their house intending to rape the baker’s wife. Her husband, who happened to be at home, stood in front of her trying to protect her and was immediately shot dead. With their passage to the woman clear, she was raped.

The scale of the atrocities perpetrated by the Red Army in Germany in the first six months of 1945 was clearly immense. And the motivational factors were obvious as well. Vladen Anchishkin put it this somewhat incomprehensible way:

When you see this German beauty sitting and weeping about the savage Russians who were hurting her, why did she not cry when she was receiving parcels from the Eastern Front?

Only very occasionally, in their letters home, did the soldiers admit what was happening. One Red Army soldier, writing home in February 1945, commented that the fact that the German women did not speak a word of Russian, made the act of rape easier:

You don’t have to persuade them. You just point a Nagan (a type of revolver) and tell them to lie down. Then you do your stuff and go away.

It was not only German women who suffered in these last few days before the city capitulated and the Reich finally surrendered. Polish women, Jewish concentration-camp survivors, even released Soviet female POWs were raped at gunpoint, often by up to a dozen soldiers. Because Order No. 227 had decreed that Russians who had surrendered to the Germans were traitors, gang-rapes of Russian female POWs were permitted, even actually arranged. Age, desirability or any other criteria made virtually no difference. In Dahlem, for instance, Nuns, young girls, old women, pregnant women and mothers who had just given birth were raped without pity. The documentary and anecdotal evidence is overwhelming and indisputable. The Red Army, having behaved so heroically on the battlefield, raped the women of Germany as part of their reward, with the active collusion of their officers up to and including Beria and even Stalin himself. Indeed, he explicitly excused their conduct on more than one occasion, seeing it as part of the rights of the conqueror. He asked Marshal Tito in April 1945 about these rights of the ordinary Russian soldier:

What is so awful in his having fun with a woman, after such horrors?… You have imagined the Red Army to be ideal. And it is not ideal, nor can it be … The important thing is that it fights Germans.

Stalin with Churchill at the Yalta Conference in February.

Some historians have argued that these atrocities, like those committed by the Red Army earlier in the year during the siege of Budapest, must be seen in the overall context of violent retribution on all sides of the war. After all, they claim, for years the Red Army had been fighting an enemy who had announced that they were fighting a ‘war of annihilation’. As well as for the sexual gratification of the soldiers, mass rape was intended as a humiliation and revenge on Germany. If the men of the Wehrmacht had sown the wind in Operation Barbarossa, it was their wives, mothers, sisters and daughters who were forced to reap that whirlwind. Yet it is perfectly possible, given events elsewhere the same year, that the Red Army would have brutalised the Germans even if they had not envied their enemies’ prosperity and sought revenge for the terrible acts of war they had exacted during their invasion, occupation and destruction of vast tracts of their ‘motherland’ and its defenders.

It was not the Red Army alone that indulged in the ‘weaponisation’ of rape against civilians. In North Africa and western Europe, the US Army stands indicted of raping an estimated fourteen thousand civilian women between 1942 and 1945. But though these resulted in arrests, convictions and executions (iniquitously of black GIs), nobody was ever executed for raping a German woman. Nor is there any evidence that Russian soldiers were reprimanded for rape, despite the two million cases in one campaign lasting at most three months. It was no doubt in the context of that ‘campaign of retribution’ against both the Wehrmacht and the German civilian population that Vladen Anchiskin later admitted to committing the ultimate act of revenge in Czechoslovakia when he and some of his comrades were fired upon by a group of retreating SS soldiers. All his pent-up hatred burst through into what he himself described as ‘a frenzy’. Once they were captured, he had a number of these soldiers brought in to see him in an apartment block, one by one, for “interrogation”. He stabbed the first man to death, also cutting his throat. He tried to explain his actions:

I was in such a state. … What could I feel? … only one thing, revenge. … I felt, “You wanted to kill me? Now you have it. I waited for this – you were hunting me down for four years. You killed so many of my friends in the rear and on the front, and you were allowed to do that. But here I have the right. … You asked for it.”

Three Suicides, Two Surrenders & a Celebration:

As Soviet forces approached the bunker under the chancellery on 30 April 1945, at about 3.30 p.m, Hitler simultaneously clenched his teeth on a cyanide capsule and shot himself through the temple. When Winston Churchill was told the next day of the German official broadcast stating that Hitler had died fighting with his last breath against Bolshevism, his comment was: Well, I must say he was perfectly right to die like that. Lord Beaverbrook, who was dining with him at the time, observed that the report was obviously untrue. It had taken units as hardened as Zhukov’s 1st Belorussian Front to force their way into the capital of the Reich, which was defended street-by-street all the way up to the Reichstag and the Reich Chancellery. Vasily Ivanovich Chuikov, the hero of Stalingrad, commander of the Eighth Guards Army and now of Soviet forces in central Berlin, recalled the Germans’ attempted capitulation, which took place at his command post on May Day, with the visit of General Hans Krebs, whom Hitler had appointed Chief of the OKH General Staff in Guderian’s place the previous month:

At last, at 03:50 hours, there was a knock at the door, and in came a German general with the Order of the Iron Cross around his neck, and the Nazi swastika on his sleeve. … A man of middle height, and solid build, with a shaven head, and scars on his face. … With his right hand he makes a gesture of greeting – in his own, Nazi, fashion; with his left he tenders his service book to me.

Speaking through an interpreter, Krebs said:

I shall speak of exceptionally secret matters. You are the first foreigner to whom I will give this information, that on 30 April Hitler passed from us from his own will, ending his life by suicide.

Chuikov recalled that Krebs paused at this point, expecting ardent interest in this sensational news. Instead, Chuikov replied that the Soviets had already heard this news. In fact, this was not true, but he had already determined that he would show no surprise at any unexpected approaches, but remain calm and avoid drawing any hasty conclusions. Since Krebs had brought only an offer of a negotiated surrender with a new government, headed by Dönitz as president and Goebbels as chancellor, Chuikov – under orders from Zhukov and the Stavka – refused and demanded an unconditional surrender. Krebs then left to report to Goebbels, commenting as he left that May Day is a great festival for you, to which Chuikov responded:

And today why should we not celebrate? It is the end of the war, and the Russians are in Berlin.

After Krebs had told Goebbels the news, they both committed suicide, their remains being thrown in with those of Mr and Mrs Hitler. Goebbels’ corpse was identified by the special boot he wore for his clubbed foot. The next day, 2 May, Berlin capitulated and six days later so did all German forces throughout the now-defunct Reich. Soviet attacks in Kurland continued to be repulsed until the day of capitulation, but over the next week, the German armies still in the field surrendered to the Allied forces encircling them. Limited resistance continued until the remaining German forces surrendered on 7 May. In the early morning, General Alfred Jodl, Chief of Staff of the German High Command, signed the document of unconditional surrender. The next day, the war in Europe, which had cost some thirty million lives, was finally over. The capitulation of all German forces became effective on 9 May.

The famous photograph (above and below) of the red flag being waved over the Reichstag in 1945 was taken by the twenty-eight-year-old Ukrainian Jew Yevgeny Khaldei with a Leica camera. The flag was actually one of three red tablecloths that the photographer had, in his words, got from Grisha, the bloke in charge of the stores at work. He had promised to return them and a tailor friend of his father’s had spent all night cutting out hammers and sickles and sewing them onto the cloths to make Soviet flags. So it was a tablecloth that was flown, somewhat precariously, over the devastated Berlin that day. When Khaldei explained to Gisha what had happened to his tablecloth, the latter reacted ‘angrily’:

What do you mean, you left it on the Reichstag? Now you’re really going to get me into trouble!

The Tass picture editor spotted that the young soldier propping up his flag-waving comrade had watches on both wrists, a clear indication of Red Army looting, so he made Khaldei airbrush the supporting soldier out of the photograph, also making the flag-wavers act look more hazardous and heroic. Although Zhukov was relegated after the war by a suspicious and jealous Stalin, his eminence and popularity in the West did at least allow him to escape the fate of 135,056 other Red Army soldiers and officers who were condemned by military tribunals for counter-revolutionary crimes. A further 1.5 million Soviet soldiers who had earlier surrendered to the Germans were transported to the ‘Gulag’ or labour battalions in Siberia. The issue as to how many Soviets, military and civilian, died in during what they called their ‘Great Patriotic War’ was an intensely political one, and the true figure was classified as a national secret in the USSR until after the fall of the Berlin Wall. Even then, the figures were disputed. Richard Overy has chosen to believe the 1997 Russian figures of eleven million military losses and civilian losses of around sixteen million, giving an aggregate figure of twenty-seven million. In a conflict that claimed the lives of fifty million people, this means that the USSR lost more than the whole of the rest of the world put together.

The Immediate Aftermath & Routes to Potsdam:

The fact that it was not until May 1945  that Germany bowed to its conquerors, is testimony to the sheer bloody-minded determination of the German Reich was one reason for the length of time they were able to hold out against the Allies, but the high quality of their troops was the other. The statistics are unequivocal: up to the end of 1944, on a man-for-man basis, the Germans inflicted between twenty and fifty per cent higher casualties on the British and Americans than they suffered, and far higher than that of the Russians, under almost all military conditions. Even in the first five months of 1945, the Red Army’s advance on the Eastern front was very costly because the Germans continued to inflict more losses on their opponents than they suffered themselves. Although they lost because of their Führer’s domination of grand strategy as well as the sheer size of the populations and economies ranged against them, it is indisputable that the Germans were the best fighting men of the Second World War for all but the last few months of the struggle when they suffered a massive dearth of equipment, petrol, reinforcements and air cover. But although throughout the last year of the war the Germans inflicted higher casualties on the Russians than they received, this was never more than the Soviets could absorb. Attacks, especially the final assault on Berlin, were undertaken by the Red Army generals without regard to the cost in lives, an approach which German generals could not adopt because of a lack of adequate reserves. From his Nuremberg cell in June 1946, Kleist reflected:

The Russians were five times superior to us poor but brave Germans, both in numbers and in the superiority of their equipment. My immediate commander was Hitler himself. Unfortunately, Hitler’s advice in those critical periods was invariably lousy.   

As the Red Army prepared to celebrate victory in eastern Europe, Roosevelt was replaced by his Vice President, Harry Truman, who immediately brought new energy to the presidency, as George Elsey, working in the White House map room, discovered:

Harry Truman was utterly unlike President Roosevelt in terms of a personal relationship. First of all, our impression of him – here’s a guy who can walk. And he was vigorous, physically vigorous. He was only a few years younger than Franklin Roosevelt but in behaviour, attitude, speech and so on would have thought he was twenty-five years younger. When he first came into the map room he walked briskly around, introduced himself to each of us – “I’m Harry Truman” … and he took an intense interest in what we had in the map room, wanted to read our files. … Truman was open and eager to learn, and was very willing to admit that he didn’t know. Roosevelt would never have admitted that he didn’t know everything himself.

As for the Soviets, they knew little about him and disliked what they did know. Truman was unaware of the intricacies of US foreign policy; so, in those early weeks of his presidency, he relied on old hands like Harriman and Hopkins. On 25 May, six weeks after Roosevelt’s death, Harry Hopkins arrived in Moscow at Truman’s request. He met Stalin on the evening of 26 May. It was an important meeting, not so much in terms of what was decided, but because Stalin’s behaviour demonstrated that there was no doubt that he – rather than, allegedly, the ‘people behind him’ – controlled Soviet policy. Hopkins emphasised that ‘public opinion’ in the USA had been badly affected by the inability to carry into effect the Yalta agreement on Poland. Stalin replied by putting the blame for the failure squarely on the British, who, he claimed, wanted to build up a ‘cordon sanitaire’ on the Soviet borders, presumably in order to keep the Soviets in check. Hopkins denied that the United States wanted any such thing, and added that the Americans were happy to see ‘friendly countries’ along the Soviet borders. The use of the trigger word ‘friendly’ was welcomed by Stalin who said that, if that was the case, then they could ‘easily come to terms’ about Poland.

But Hopkins’ remarks were turned to his disadvantage by Stalin at their second meeting on 27 May. The Soviet leader said that he would not attempt to use Soviet public opinion as a screen but would, instead, speak about the views of his government. He then stated his position that the Yalta agreement meant that the existing Lublin government could simply be ‘reconstructed’. He went on to warn that:

Despite the fact that they were simple people, the Russians should not be regarded as fools, which was a mistake the West frequently made, nor were they blind and could quite well see what was going on before their eyes. It is true that that the Russians are patient in the interests of a common cause but their patience had its limits.

Stalin also remarked that if the Americans started to use the issue of ‘Lend-Lease’ as a ‘pressure’ on the Russians, this would be a ‘fundamental mistake’. Hopkins was bruised by these remarks and denied the accusations that he was ‘hiding’ behind American public opinion and attempting to use the issue of Lend-Lease as a ‘pressure weapon’. Stalin was using offensive remarks as a means of probing the strength of his opponent, as he had done with Churchill and Roosevelt in April, by correspondence. But Stalin knew that these negotiations had nothing to do with ‘friendship’ or ‘personal relationships’. He did not care whether he was liked or not. What mattered to him was power and credibility Eden, with all his experience of international relations and negotiations wrote that:

If I had to pick a team for going into a conference room, Stalin would be my first choice.

Stalin was toying with the new President’s envoy, telling Hopkins that the ‘Warsaw’ (formerly Lublin) Poles might be persuaded to concede four ministerial posts in the Polish provisional government to the ‘London’ Poles from the list submitted by the British and Americans. The idea that he had to bow to the wishes of his own puppet government in Poland was also a trick he had used before, but no-one had yet dared to say to his face that it was obvious nonsense. Towards the end of the meeting, Hopkins made an impassioned appeal for the Soviets to allow the three ‘freedoms’ so core to the Atlantic Charter – freedom of speech, assembly and religion – to be guaranteed to the citizens of the newly occupied territories. In his response, Stalin once again played with Hopkins, saying that in regard to the specific freedoms… they could only be applied… with certain limitations. Eventually, a ‘compromise’ of sorts was agreed, with five ‘democratic’ Poles joining the new provisional government, far from the ‘ideal’ that Roosevelt and Churchill had hoped for in the immediate aftermath of Yalta.

The harsh reality, of course, was that the Soviet Union was already in possession of Poland and most of the other countries bordering the Soviet Union and that the Western powers could do little about this ‘take-over’, a reality that was brought home at the Potsdam Conference. By the time of the Conference in July, the British had already considered and rejected the possibility of imposing upon Russia the will of the United States and the British Empire. In the wake of the Soviets’ perceived failure to stick to the Yalta agreement, Churchill had ordered British military planners to consider a worst-case, military option against the USSR. Called ‘Operation Unthinkable’, the final report was completed on 22 May. Its conclusion was stark, if somewhat obvious:

If our political object is to be achieved with certainty and with lasting results, the defeat of Russia in a total war will be necessary. The result … is not possible to forecast, but the one thing that is certain is that to win it would take us a very long time.

The Chief of the Imperial General Staff, Sir Alan Brooke, was less bland in his diary, writing on 24 May:

This evening went carefully through the Planners’ report on the possibility of taking on Russia should trouble arise on future discussion with her. We were instructed to carry out this investigation. The idea is, of course, fantastic and the chance of success quite impossible. 

After the experience of Operation Barbarossa, the idea of ‘conquering’ the Soviet Union was something that few would contemplate seriously. In any case, Truman had already recognised that Britain was now very much the minor partner in the triangular relationship with the Soviet Union. The new American President had not even bothered to discuss Hopkins’ mission to Moscow beforehand. He also declined Churchill’s invitation to meet together before the Potsdam Conference, to discuss tactics. Truman had also received a number of impassioned suggestions from Churchill about how the relationship with Stalin should be hardened because of the Soviets’ failure to implement the Yalta agreement. In particular, Churchill suggested that the Western Allies should not withdraw from the area of Germany they currently occupied, which lay within the Yalta-agreed Soviet-controlled sphere. He even sent Truman a telegram warning that an iron curtain is being drawn down on their front. But Truman wanted no dramatic confrontation with Stalin, especially one orchestrated by Churchill. The British PM got the impression that Truman was trying to edge him out of matters still more by asking the British to attend the Potsdam Conference only after the Americans had already spent time alone with Stalin. On that basis, said Churchill, he was simply ‘not prepared to attend’. As a result, the Americans agreed that he should be present from the beginning. So Winston Churchill was there to witness the fall of the Iron Curtain and the beginning of the Cold War in Europe. It took forty-five years for the West to win it, but cost far fewer European lives, though many more American ones.

Appendix:

Article by Max Hastings from The Observer Magazine, 7/7/19:

Sources:

Andrew Roberts (2009), The Storm of War. London: Penguin Books.

Laurence Rees (2008), World War Two: Behind Closed Doors. London: BBC Books.

Richard Overy (1996), The Penguin Historical Atlas of The Third Reich. Harmondsworth: Penguin Books.

Hermann Kinder & Werner Hilgemann (1988), The Penguin Atlas of World History Volume II. Harmondsworth: Penguin Books.

Colin McEvedy (1982), The Penguin Atlas of Recent History (Europe since 1815). Harmondsworth: Penguin Books.

 

The Three Kingdoms and the First Civil War:

Though they are usually referred to as the English Civil Wars, the wars of the 1640s and early ’50s are more accurately described by the name used by generations of Irish historians – ‘the Wars of the Three Kingdoms’. The economically dominant gentry and merchants of south-east England, East Anglia and East Midlands, including most of the English ports, generally opposed the king, while the royalist support was strongest in the poorer and more peripheral west and north of England, as well as in Wales. After winning the ‘Bishops’ Wars’ of 1639-40 against the King, the Scots then remained neutral before the Presbyterian ‘Covenanters’ took to the field in support of the English Parliament in 1644. Charles I’s strategy of using both royalist Protestants and rebel Catholics, together with Montrose’s royalist Scots, linked the three kingdoms together in their struggles against the Stuarts, which turned against the king in 1644, culminating in his loss of York in July.

The Drudgery of it all – War Weariness:

By the winter of 1644-5, the first ‘English Civil War’ was already more than two years old, and it was clear by the end of the long and hard-fought campaigning season that if the parliament was to win in the field against the forces loyal to Charles I, it must concentrate its resources and reorganise its armies. But though this imperative was obvious, the obstacles to carrying it into effect were formidable. The overall commander of the armies, the Earl of Essex, although recently defeated, still had powerful friends and allies and remained popular with all who hoped, as he did, for a negotiated peace with the King. Sir William Waller, a seasoned campaigner in the Thirty Years’ War on the continent, had once seemed a plausible alternative commander since he had shown a far stronger fighting temperament. But the battle of Cropredy Bridge, fought near Banbury at the end of June 1944 (see the map below), and the second battle of Newbury, at the end of October, had exposed serious limitations in his generalship, and by his own admission, he had become so perfectly tired with the drudgery of the military command that he was ready to lay it down.

As for the Earl of Manchester, whose Eastern Association had once been the great hope of the war party, he had been so reluctant to engage in sorties against the royalists that a running quarrel had developed between him and Cromwell, his Lieutenant-General. Following the failures of the 1644 Campaign, there had been a concerted effort to remove Manchester from the command of the Eastern Association. The conflict between Cromwell and Manchester had begun in early 1644. Religion, as well as political views, played an important role in the dispute. In a Statement by an Opponent of Cromwell, it was claimed that, like Cromwell, …

… Colonels Montague, Russell, Pickering, and Rainsborough’s regiments (are) all of them professed Independents, entire.

Both Manchester and Major-General Crawford, his strongest supporter, were ardent Presbyterians, at least in a political sense. Cromwell had had a famous row with Crawford, the Scottish commander of the infantry in Manchester’s army in March 1644, when the latter arrested the lieutenant-colonel of his own regiment and sent him up to headquarters, apparently because he was unwilling, as a Baptist, to sign the ‘Covenant’, the agreement to impose the Scots’ system of church government on England. It was hardly the place of the lieutenant-general of Horse to rebuke the major-general of the infantry for disciplining a subordinate officer who was not complying with the law as laid down by parliament, but that was what Cromwell did, and in writing:

Sir, the state, in choosing men to serve them, takes no notice of their opinions; if they be willing faithfully to serve them, that satisfies … Take heed of being sharp … against those to whom you can object little but that they square not with you in every opinion concerning matters of religion.

Matters of Religion – High Churchmen, Puritans & ‘tub-thumpers’:

It is difficult to overstate the importance that matters of religion played as a backdrop to both the military campaigns and the debates in parliament. As Supreme Governor of the Church of England, Charles I and his bishops had angered the Puritans, or Calvinists, within it, by giving their support to a group of High Church clergy called Arminians, who supported the Stuart doctrine of the ‘Divine Right of Kings.’ Laud ‘s enforcement of High Church ceremonies and his persecution of Puritans had aroused the passionate anger of the Puritan middle class. Besides, the Stuarts’ pro-Catholic foreign policy aroused suspicions that they were ‘closet’ Catholics at a time when most Englishmen and lowland Scots had a fanatical hatred of ‘Papists’. The Church of England still remained the established national church requiring all the king’s English subjects to attend for communion every week. As the ‘Anglican’ Church, often referred to the ‘Episcopalian’ Church in Presbyterian-controlled Scotland, it retained bishops and archbishops and also continued to derive much of its iconography, liturgy and teaching from the traditional Catholic model. Its greatest defendant in this was Archbishop Laud, who by the beginning of 1645 had lain in the Tower of London for over three years before parliament, at the insistence of the Scots, had proceeded with his impeachment in March 1644.

As the proceedings dragged on into the autumn, it became doubtful whether the remnant of the House of Lords still in attendance at Westminster would convict Laud of treason, so the Commons switched to an ordinance of attainder, for which they no longer needed the King’s assent. They sent it up to the Lords on 22 November but despite pressure from the London mob the peers held out against passing it until 4 January. The seventy-one-year-old prelate was then beheaded on Tower Hill, although he had long ceased to be a threat to the parliament. The malignity with which it pursued him to death, largely as an act of revenge for the brutal persecution that they had suffered at his hands, in the 1620s and ’30s, is a mark of the power of the adversaries of Episcopalianism, who were often lumped together under the single nomenclature ‘puritan’, but, in reality, they were very diverse in their beliefs.

The most influential puritans in Parliament were the Presbyterians, who had been predominant in Scotland since the time of the return of the reformer, John Knox, from John Calvin’s Geneva. They also existed both inside and outside the Church of England and their aim was to replace its episcopalian structure with a system of presbyteries, something like local church committees, and regional ‘synods’. Their brand of Protestantism was very strong in the House of Commons and its adherents hoped to use Parliament to enforce its doctrine upon the Chuch of England and upon the whole population of England and Wales. The Independents were opposed to both the Episcopalians and to the Presbyterians. They did not believe that either the King or Parliament should dictate how they should worship. Among their numbers were Baptists, Congregationalists and Quakers, together with a large number of sects. The single point of agreement between them was that there should be a separation between the Church and the State, though many, like Cromwell himself, wanted there to continue to be a national church in both England and Scotland, though with the local congregations able to choose their own ministers.

But whilst Royalists tended to be Episcopalian, Parliament was solidly Presbyterian and the Army was largely Independent in religion and increasingly radical in its politics, some puritans supported the King and some Episcopalians who opposed him. Also, as the war dragged on, there were Independents, increasingly ‘pacifist’ in perspective, who wanted to reach an ‘agreement’ with the King. Much also depended on the social ‘orders’ to which people belonged. But war-weariness in the country at large and divisions at Westminster were further impediments to the forging of the means of victory. The previously strong ‘middle group’ in Parliament were finding it increasingly difficult to hold together a solid parliamentarian centre together in support of the war effort while fending off the defeatest ‘peace party’ on the one hand and a disruptively radical tendency on the other.

York to Westminster: Presbyterians v Independents:

During the winter of 1643-44, as both sides looked for military allies, John Pym, the puritan leader in the House of Commons negotiated the Solemn League and Covenant with the Scots, which was then enacted by parliament. Scotland’s leaders saw that a victory for Charles in England would doom their Presbyterian revolution, so they abandoned their neutrality in favour of an alliance with the English Parliament in January 1644. Meanwhile, Charles sought further reinforcements from Ireland, but their military value was not worth the damage that his willingness to accept Catholic support did to his cause in England and Scotland. This resulted in the military intervention of the Scots on the side of the English Parliament.

Reinforced by Scottish forces under Alexander Leslie, the Yorkshire Army of Lord Thomas Fairfax and the Eastern Association cavalry commanded by Oliver Cromwell decisively defeated the main royalist army under the King’s nephew Prince Rupert and the earl of Newcastle at Marston Moor on 2 July. Cromwell’s cavalry proved its worth and the ‘cavaliers’ lost the North of England. But in the West Midlands, the Welsh marches and the South-West, Charles was still on the offensive. An attempt by parliamentary forces under the Earl of Essex to capitalise on the success in the north by invading the West Country was heavily defeated at Lostwithiel in Cornwall in August. The picture below shows Restormel Castle, which was captured by Grenville.

Throughout 1644, parliament increasingly tended to polarise between two parties, which came to be commonly referred to as the ‘Presbyterians’ and the ‘Independents’. As the nomenclature implied, religious differences had much to do with this division, but religion was never the sole cause of it and labels were partly misleading. In Parliament, the old middle group and the original war party coalesced as Independents, covering a broad political spectrum, so that they were not homogeneous. The Presbyterians included the old peace party, though some who were Presbyterian in religion remained strongly committed to the war effort. The political differences between the ‘parties’ at this stage have often been exaggerated, for neither was contemplating a post-war settlement that would exclude the king. Cromwell, Saye and other leading Independents were still seeking for a means to reinstate the king on safe and honourable conditions more than three years later, before the Second Civil War.

Charles attempted to retrieve his fortunes in Scotland and to relieve the pressure in England, through a series of campaigns led by James Graham, the marquis of Montrose, a resourceful commander, but the royalist position in Scotland was a microcosm of that in England. Royalist support was strongest in the largely Catholic Highlands, but this was also the poorest part of the country; the richer and more populous Presbyterian Lowlands remained committed to the Covenanter alliance with the English parliament. Reinforcements from Ireland never arrived in sufficient numbers, the two thousand sent in June being the only significant contribution. Montrose was eventually crushed by Leslie’s Covenanters in September 1645, but not before he had unnerved them and distracted them from the siege of Chester earlier that year, as detailed below.

In 1644-45, the parties differed on the terms rather than the principle of a future settlement, and religion was a major point of contention in this. It came to the fore because all through 1644 the Westminster Assembly was debating the form of government which it would recommend for the Church of England. The Scottish Commissioners were pressing for a pure Presbyterian model, with a church session exerting its coercive jurisdiction in every parish, with parishes grouped in classical presbyteries, provincial synods elected by and from presbyteries, a national synod at the summit, and with lay participation by ruling elders at every tier of the pyramidal structure. Since episcopalians were unrepresented in the Assembly, most of the English divines were prepared to endorse such a system in its essentials, but they were persistently opposed by a small group of Independents who became known as ‘the Dissenting Brethren’. Unlike the ‘separatists’, however, they fully accepted the authority of the civil power in matters of religion, so long as it did not oppress the churches over essential matters of faith and conscience.

Doctrinal matters were not at issue, however, as in theology, the moderate Independents professed a common orthodox Calvinism with the Presbyterians. What many of them rejected was the concept, common to Anglicans and Presbyterians, of a church coterminous with the nation-state; they could never accept that church membership was conferred simply by being born and baptised in a particular parish. A true church for them could only consist of a congregation of committed believers, men and women who had given mature covenant to live in accordance with it. Every such ‘gathered church’, they argued, should have the right to choose its own pastor and the power to discipline its members, even in the last resort to cast them out; so the Presbyterians’ entrustment of ordination and ex-communication to presbyteries was unacceptable to them. But they did not claim the right to total autonomy for each congregation that most separatists demanded, but rather proposed a kind of federal association. They didn’t like being called ‘Independents’, because they believed …

… the truth to lie and consist in a middle way betwixt that which is falsely charged on us … and that which is the contention of these times, the authoritative Prebyterial government in all the subordinations and proceedings of it.

Although they were few in number in the Assembly, the Independents had powerful supporters in parliament, including Cromwell in the Commons and Viscount Saye and Sele in the Lords. These and most of the other lay Independents were strongly committed to a vigorous prosecution of the war, so, understandably, ‘Independent’ became a loose label for all who pursued total victory and ‘Presbyterian’ for those who preferred a negotiated settlement. It was also generally true that most Independents advocated some degree of liberty of conscience in religion, whereas most Presbyterians favoured the continuance of a single national church, conformity to which would be enforced by the state. Yet even here the labels could be misleading, and religious beliefs were not always matched by political practice and priorities regarding church governance. Thus, it is often necessary to distinguish between the political and religious senses of the terms ‘Independent’ and ‘Presbyterian, since the correlation between them was so imperfect. References to political groupings should, therefore, be made without capitalisation, and ‘parties’ suggests a greater degree of identity, coherence and organisation than actually existed in the 1640s. There was also a social dimension to the mutual opposition between Presbyterians and Independents. Politicians like Cromwell would have extended liberty of conscience not only to their fellow Independents but also to the more peaceable separatists – Baptists, Quakers, Seekers – which were proliferating in the unsettled climate of the mid-1640s. Conservative souls, however, distrusted the whole principle of electing ministers of religion and were horrified by the prospect of giving free rein to sectarian ‘tub-thumpers’ without academic training who were elected by their fellow plebeians.

The Westminster Assembly promised the continuance of a single national church in which the majority of the parish clergy would continue to be chosen by wealthy gentry patrons.  Such a church was likely to cement the existing structures of society, whereas sectarian preachers were seen as potential social dynamite. In December 1944, the Earl of Essex, in overall command of the parliamentary forces, was complaining that:

Posterity will say that to deliver them from the yoke of the King we have subjugated them to that of the common people, (whose) audacity (he would henceforth) devote his life to redressing.

 

Right: The title page of an anti-radical tract. Moderate ‘independents’, horrified by the growing extremism engendered by the war, struggled to make their voices heard.

How to Win the War? Parliament & The Army:

When Oliver Cromwell emerged as the leader of the ‘war party’, linking up with radicals in many locations, it was natural that there should be social overtones to this shift in national policy. These radicals were described by their enemies as a company of Brownists, Anabaptists, … factious inferior persons. He had built up a virtually impregnable position for himself before he struck at Manchester and all he stood for. Not only was he a person of great favour and interest with the House of Commons as one hostile fellow-MP put it. By sheer hard work and military efficiency, he had become the outstanding figure in the Eastern Association, which after London was the main centre of support for parliament, especially in Essex and Suffolk. In June 1644 his leadership had been decisive at the battle of Marston Moor, the first really crushing victory the Parliamentarians had won. Cromwell’s troopers, originally,  were picked men, well equipped, well horsed, well paid. All these factors enabled him to use the cavalry charge as a battering ram instead of as a mobile infantry lightly armed with pistols. Prince Rupert’s horse charged once, often with devastating effect, but then lost cohesion in destroying enemy stragglers or in the search for plunder; a rabble of gentility, as Monck (below left) called the Cavalier cavalry. As Claredon (below right) put it, …

… though the King’s troops prevailed in the charge and routed those they charged, they never rallied themselves again in order, nor could be brought to make a second charge again the same day … whereas Cromwell’s troops, if they prevailed, or thought they were beaten and presently routed, rallied again and stood in good order till they received new orders.

This, Clarendon added, was only under him, and had never been notorious under Essex or Waller. At Marston Moor, it had been the repeated charges of Cromwell’s horse that had turned apparent Parliamentary defeat into complete victory. Yet he had remained in the background when the London radicals had tried to build up Sir William Waller as a rival commander to the Earl of Essex, and so had not suffered their discomfiture when ‘William the Conqueror’ was routed by a royalist cavalry charge at Roundway Down in July 1643. On the question of winning the war the issues between Cromwell and Manchester and between the two ‘parties’ were clear-cut. Manchester is often quoted as saying:

If we beat the King ninety-nine times, yet he is King still. … but if the King beat us once, we shall all be hanged.

To which Cromwell is said to have retorted with irrefutable logic:

My Lord, if this be so … why did we take up arms at first? This is against fighting ever hereafter.

The dispute between the Independents and Presbyterians within the Army was part of the process that led, despite its military successes, to the eclipse of the Eastern Association army under Manchester’s generalship. The conflict, in political terms, was between those who believed the war could be won and those who did not want to defeat the king. It was the success of the Independents, like Pickering and Montague, which enabled the creation of an army committed to winning the war. Manchester, for his part, alleged that Cromwell had admitted to packing the Eastern Association Army with men of his own principles …

… so that in case there should be propositions for peace, or any conclusion of a peace, such as might not stand with those that honest men should aim at, this Army might prevent such a mischief.

Cromwell did not contest this charge, but soberly told the House of Commons that:

I had a great deal of reason to think that his Lordship’s miscarriage in these particulars was neither through accidents (which could not be helped) nor through his improvidence only, but through his backwardness to all action; and had some reason to conceive that that backwardness was not (merely) from dullness or indisposedness to engagement, but (withal) from some principle of unwillingness in his Lordship to have this war prosecuted unto full victory, (but rather end it) on some such terms to which it might be disadvantageous to bring the King too low.

Cromwell was not pursuing a personal vendetta against Manchester, nor did he relish the antagonisms within and between the two Houses that their quarrel was generating. He was waiting only for the Committee of the Army to endorse the evidence of Manchester’s persistent unwillingness to fight since the fall of York. It did so when it reported to the House on 9 December, and towards the end of a long debate, Cromwell rose to make the most important speech of his career to date. He was speaking to a report from a committee which had been set up to inquire into the quarrel between himself and Manchester, but he succeeded in elevating the dispute to one of principle. It was this speech, and what immediately followed it, which demonstrated his consummate skill as a Parliamentary tactician:

It is now a time to speak, or forever hold the tongue. The important occasion now is no less to save a nation out of  a bleeding, nay, almost dying condition, which the long continuance of this war hath already brought it into; so that without a more speedy, vigorous and effectual prosecution of the war – casting off all lingering proceedings like … soldiers of fortune beyond sea, to spin out a war – we shall make the kingdom weary of us, and hate the name of a Parliament.

For what do the enemy say? Nay, what do many say that were friends at the beginning of the parliament? Even this, that the members of both Houses have got great places and commands, and the sword, into their hands; and what by interest in the Parliament, what by power in the Army, will perpetually continue themselves in grandeur, and not permit the war speedily to end, lest their own power should determine with it. This I speak here to our own faces is but what others do utter abroad behind our backs.

… I know of the worth of those commanders, members of both Houses, who are yet in power; but if I may speak my conscience without reflection upon any, I do conceive if the army be not put to another method, and the war more vigorously prosecuted, the people can bear the war no longer, and will enforce you to a dishonourable peace.

So then, he concluded, let them cease pursuing particular complaints against any single commander, since none was infallible, but apply themselves instead to the necessary remedy; he hoped that no member of either House would take offence at his speech, or hesitate to sacrifice private interests for the public good. He had clearly prepared his ground well behind the scenes, colluding with the Presbyterian chairman of the Committee for the Army, Zouch Tate, a firm believer in fighting the King to a finish. Tate immediately moved that …

… during the time of this war no member of either House shall have or execute any office or command, military or civil, granted, or conferred by both or either of the Houses. 

Above: The House of Commons in 1640. It changed little over the following five years.

This was a master-stroke of parliamentary manoeuvring since, as a presbyterian, Tate could be seen as a political opponent of Cromwell. But it was Oliver’s close colleague, Sir Henry Vane, who seconded the motion, who offered to lay down his commission as co-Treasurer of the Navy, and Cromwell himself then offered to resign his own military command. This ‘Self-Denying Ordinance’, as it was more formally adopted by the Commons ten days later, was one half of the remedy; the other would be a thorough recasting of the parliament’s military forces, but that would be a thorough recasting of the parliament’s military forces, but that would be fruitless unless they were put under commanders with a wholehearted will to win. Removing Essex and Manchester was the first problem to be faced, though other peace party peers and MPs were holding less exalted commands, including Thomas Fairfax, Haselrig, Brereton, Cromwell himself, and half-a-dozen others who were equally committed to total victory. For Cromwell to have hung up his sword would have been a serious strategic loss to the army, but he told the House of Commons that the recall of their fellow-members to Westminster …

… will not break, or scatter our armies. I can speak this for my own soldiers, that they look not upon me, but upon you, and for you they will fight, and live and die in your cause.

The Radicals of the Eastern Association:

Cromwell’s enemies no doubt saw the Ordinance as a means of getting rid of him; he and his friends saw the broader problem of removing peers and all those who owed their military commands to social rank rather than to ability. It was a logical extension of the policy of promoting ‘russet-coated men’ within his own regiment according to merit.

The New Model Army, according to one of its chaplains, Richard Baxter, was partly the envy and partly the scorn of the nobility. Baxter was a Presbyterian both in religion and politics. He joined Colonel Whalley’s regiment of horse in the New Model because he thought that the King should often do what Parliament wanted and that people should not be forced to accept bishops or the Prayer Book. However, he was soon shocked to hear how the troopers spoke of the King:

We that lived quietly did keep our old principles and took the true happiness of King and people, Church and State, to be our end. But when I came among Cromwell’s soldiers I found a new face of things which I never dreamed of. I perceived that they took the King for a tyrant and an enemy and really intended to master him or ruin him.

Although there were not that many radicals in the army, they were already beginning to influence among the ordinary soldiers whose hatred for the King was becoming more extreme as the war continued. Baxter blamed himself and other nonconformist ministers for not persuading Cromwell and other commanders to be more peaceable in outlook earlier in the war. In assessing Cromwell’s statesmanship in parliament and the army, we suffer from hindsight. Baxter had been invited by him to become ‘pastor’ to his troops at the beginning of the war when his officers had purposed to make their troops a gathered church’, but he had believed, like many others, that the war would soon be over and there would soon be a peace settlement with the King. When by the end of 1644, this was obviously not the case, he decided he must support Parliament and go to minister to the ’roundheads’. From the start, Cromwell’s troops had enthusiastically carried out the Commons policy of destroying stained glass and images in the churches, for which he was wrongly blamed. In his home city of Ely (pictured below) in January 1644, he had warned Canon Hitch …

… lest the soldiers should in any tumultuary or disorderly way attempt the reformation of your cathedral church, I require you to forbear altogether your choir service, so unedifying and offensive, and this as you will answer it, if any disorder should arise therefrom. … leave off this fooling and come down.

When Hitch ignored the warning, Cromwell emphasised that he was a man under authority, … commanded to dismiss this assembly. Whether or not they were ‘under authority’ to carry out their acts of iconoclasm, there can be little doubt that Cromwell and his troopers were willing to do so, though not altogether as wantonly as many others in East Anglia. It was in the Suffolk town of Bury St Edmunds, in January 1645, that Cromwell summoned a conference to plan the formation of the New Model Army. The half-trained county levies had proved more than a match for the royalist forces, but they had been reluctant to fight far from home or to permit their military duties to interfere with the demands of their farms and businesses. This was certainly true of the Suffolk men who frequently had to march to distant parts of the realm. Six months later, Cromwell urgently called upon Suffolk’s cavalry to muster at Newmarket and for the infantry to muster at Bury. Each trooper, he promised, would receive fourteen shillings per week and each dragoon 10s. 6d. per week.

But the growing power of the army and the fanaticism of some of its leaders and troops also alarmed many Suffolk people. The use of churches as stables and their ancient windows and monuments for musket practice made the soldiers increasingly unpopular. Added to this disrespectful treatment, William Dowsing of Laxfield was appointed to the post of ‘Parliamentary Visitor’ by Manchester, as General of the Eastern Association. Between January and October 1644, he toured Suffolk with a troop os soldiers, smashing stained glass, defacing bench ends and carved fonts, breaking down crucifixes, tearing up brasses and obliterating inscriptions. In the course of his disastrous rampage, he visited 150 churches at random and carefully noted down his work of destruction in a journal. The entry for the parish church of Clare reads:

… we broke down one thousand pictures superstitious. I broke down two hundred; three of God the Father and three of Christ and the Holy Lamb, and three of the Holy Ghost like a dove with wings; and the twelve apostles were carved in wood, on the top of the roof, which we gave order to take down; and twenty cherubims to be taken down; and the sun and the moon in the east window, by the King’s arms to be taken down.

Some parishes welcomed Dowsing and co-operated with him, but others, such as Ufford, put up a show of resistance, locked the church and tried to keep the desecrators at bay. Even where there was support for his actions, many churchwardens resented having to pay the standard charge of 6s. 8d. for his visitation. Meanwhile, Cromwell’s protection of religious radicals under his command had won him respect from all those who feared a Scottish-imposed Presbyterian discipline. On one of his rare visits to the Commons during the campaigning season, in September 1644,  Cromwell had suggested to one of his independent allies, Oliver St John the wording of a successful motion that asked, failing substantial agreement in the ‘Assembly of Divines’, that the House should continue:

… to endeavour the finding out of some way, how far tender consciences, who cannot in all things submit to the common rule which shall be established, may be borne with according to the Word as may stand with the public peace.

The ‘Self-denying’ & ‘New Model’ Ordinances enacted:

We also know now that Cromwell and other MPs retained their commands, while the Self-denying Ordinance got rid of Essex, Manchester and other ‘peace party’ peers in the army. But it was by no means clear in advance that this would be the outcome. Tate’s original resolution had proposed that ‘no members of either House’ should hold a military command. Yet Cromwell ended up playing a leading role in the whole course of events which led from the Self-denying Ordinance to the formation of the New Model Army. He also ensured that Sir Thomas Fairfax was to be appointed Commander-in-Chief of the new force in January, although this was not finally confirmed until April.

Above: Sir Thomas Fairfax. General of the Parliamentary forces.

Both Fairfax and Cromwell were eventually exempted from the ordinance, though they could hardly have expected this when they first offered to resign. Despite reports of a mutiny in his regiment at the prospects of it being put under another colonel, Cromwell was actually at Windsor, paying his respects to Fairfax before laying down his commission, when he was ordered by the Committee of Both Kingdoms to prevent a rendezvous between the King’s forces and those of Prince Rupert before moving northwards. No doubt Cromwell’s supporters hoped from the start that he would survive the Self-Denying Ordinance, the issue remained in doubt for at least six months after it was first proposed. Cromwell’s political tactics at that first point were superb, but they included the risk that he might have to pay the price of political eclipse himself. The fact that he survived and went on to become Lord General and Lord Protector should not blind us to the chances he took, and to his clear belief in personal providence over ‘blind’ individual ambition.

These twin measures to transform the conduct of the war, the Self-Denying Ordinance and its follow-up the New Model Ordinance, were not solely the product of the war party within the Commons but were devised with the small group of like-minded peers who included Viscount Saye and Sele and the Earl of Northumberland. These formed a coherent group of with their allies in the Commons, a group that some historians have called the ‘royal independents’ because of their subsequent importance in the brief period between the first and second Civil Wars. Saye proposed the Self-Denying Ordinance in principle in the Lords the same day as it was proposed in the Commons, but the peers took ‘great offence’ and rejected it ‘out of hand’. When it came up to them having passed the Commons on 19 December, they laid it aside and resisted all pressure to take it into consideration until 13 January, when they threw it out formally following a ‘vote’ in which only four peers recorded their dissents in favour of it. What finally moved the Lords to action was the reading of the New Model Ordinance later that month, when the Committee of Both Kingdoms recommended the formation of a new army of twenty-two thousand men, to be supported by a levy of six thousand pounds per month on a number of the districts controlled by Parliament.

The establishment of this New Model Army was set at twelve regiments of foot each of twelve thousand men, eleven regiments of Horse of six hundred men each, and one regiment of a thousand dragoons, divided into ten companies, each of a hundred men. The senior officers of the army were selected on 21 January, and Sir Thomas Fairfax was appointed as Commander-in-Chief (on a salary of ten pounds a day) and Philip Skippon as Sergeant-Major General (two pounds per day). Cromwell was only nominated as Lieutenant-General of the Horse (two pounds per day) on the eve of the Battle of Naseby in June and was not appointed as Commander-in-Chief until after Fairfax’s retirement five years later in June 1650. The choice of Fairfax was far from simple because the Self-Denying Ordinance ruled out almost everyone who had commanded anything larger than a regiment. Philip Skippon was an exception and was nominated to the post which best suited him, that of major-general of the infantry. Sir Thomas Fairfax was only thirty-two and had had no pre-war military experience, his highest command having been that of the Horse in his father’s small army, and he had not distinguished himself, unlike Cromwell, at the Battle of Marston Moor. But wherever he had fought he had shown the flair of a born leader of cavalry and he communicated his calm nature in the heat of battle to his officers and men: Cromwell had seen him in action more than once. Although an MP for Yorkshire, he had no known political leanings beyond a steady devotion to the parliamentary cause, and in religion, he was a devout but undogmatic puritan.

The Commons passed the Ordinance without a division. The measure had three main objects, the first of which was to forge a genuinely national army out of the remnants of earlier ones, an army free of the regional ties which had made Waller’s London trained bands and Manchester’s East Anglian foot look over their shoulders when they had been away from home ground for any length of time. Three regiments of horse and foot were to come from Essex’s army and two from Waller’s. The remaining nine regiments of horse and four of infantry were to be from the Eastern Association. This comprised 3,578 men, consisting of four regiments of foot, Crawford’s, Rainsborough’s, Montague’s and Pickering’s. The second aim of the Ordinance was the creation of a fully professional army whose officers were wholly dedicated to the prosecution of the war, without political control. Thirdly, this army was to have an undisputed first call on parliament’s financial resources. The creation of so powerful a force aroused the deepest misgivings of the Lords, especially since peers were to be precluded from holding command in it. Its proposers sought to appease their potential opponents by writing the names of its generals and colonels into the ordinance itself.

The Lords delayed passing the New Model Ordinance until 15 February, despite constant pressure from the Commons, and they disputed the lists of officers submitted by Fairfax for more than a month after that. Although he proposed no-one for the service who did not already hold a commission, they tried to make no fewer than fifty-seven changes in his recommendations, most of them politically motivated; thirty-five of the fifty-two of the officers whom they tried to remove were independents or men of radical views. They tried to make every officer take the Covenant and undertake to conform to the church government to be settled by parliament and to cashier or disqualify any who refused. Under extreme pressure from the Commons and the City, and under the threat of both to withhold essential financial provisions until they gave way, an evenly divided House of Lords finally approved Fairfax’s nominees on 18 March. Even then, at the end of the month Essex, Manchester and Denbigh had still not resigned their commissions and the presbyterian peers were holding up Faifax’s appointment because it did not bind him to preserve the safety of the King’s person. Essex’s infantry was in a state of mutiny and some of his cavalries had refused to serve under Waller. The Lords were jeopardising the whole parliamentarian cause, and they still had not passed the Self-Denying Ordinance. The Commons then threatened to discharge all members of both Houses from their military commands or civil offices. The Lords then approved Fairfax’s commission by one vote, enabling him to gain control of all the troops. Essex, Manchester and Denbigh resigned their commands on 2 April, and the Self-Denying Ordinance was passed by the Lords the following day.

Beyond the obvious sense of injured pride felt by Essex and Manchester in particular, it is difficult to explain why the Lords obstructed the measures which were essential for the prosecution of the war by Parliament. There is some evidence to suggest that Essex’s aim was to revive the medieval office of ‘Lord High Constable’, which had carried supreme military authority, and to occupy this position as a possible step towards even more vice-regal powers. His repeated refusals to obey the Committee of Both Kingdoms’ directions may be attributable to an ambition become not just the master of the war but also the architect of the peace. If this was his plan, the New Model Army and its political sponsors in the Lords soon put paid to it. At the same time as parliament passed the New Model Ordinance, it appointed Northumberland, Saye’s ally and the most senior peer still attending the Lords, as Governor of the King’s children, and it was reported that if the King still refused reasonable terms for a settlement, his youngest son, the Duke of Gloucester, would be made king and Northumberland would become Lord Protector. The rapid elevation of Northumberland by the war party looks very much like an aristocratic move to block Essex’s pretensions and his potential path to power.

The Radical Regiments:

Thus, the New Model Army was finally established in April 1945 under the command of Sir Thomas Fairfax, while Cromwell was only later appointed to the command of the cavalry. But it is surely to Cromwell that we must look to see why Pickering’s and Montague’s regiments were put forward for inclusion in the new army. Both had been regiments in the Eastern Association army, which had proved itself by the end of the 1644 Campaign to be the best organised and most successful parliamentarian forces. Besides, Pickering, Montague (who was distantly related to the Earl of Manchester) and their officers had demonstrated that they had all the right credentials to fulfil Cromwell’s objective of creating an effective national standing army committed to complete military victory. But when the list of officers for the New Model was debated in parliament, their names were struck out by the Lords, along with others. Although his elder brother, Sir Gilbert Pickering, was a well-respected MP, John Pickering was described as a fanatical Independent, and his regiment had earned a reputation as being the most radical of all the parliamentary forces. Therefore, the Lords voted to leave out the entire regiment at first on both political and religious grounds, undoubtedly reinforced by Manchester’s determination to purge his personal enemies from any new army that was created.

Pickering’s and Montague’s regiments had already been reported to the Committee for the Army for, on Cromwell’s instructions (as claimed), absolutely refusing orders from Major-General Crawford during 1644. Crawford himself refused to serve in the New Model Army after the failure of presbyterian MPs to control its formation and eventually transferred to Leslie’s presbyterian Scottish army. He was sent to command at the siege of Hereford where he was killed in August 1645. The religious controversies he sparked with Cromwell are revealed in the various disparaging remarks made about Pickering’s and Montague’s regiments by Sir Samuel Luke, governor of Newport Pagnell, another presbyterian. John Pickering was one of the officers who were questioned by parliament, in December 1644, about the events surrounding Manchester’s seeming unwillingness to prosecute the war against the King’s forces. He had reported on the Earl’s failure to capitalise on the successes of the early summer, 1944, and his wish to winter in East Anglia rather than advance into the west with Pickering’s infantry. It was in this acrimonious atmosphere that the ‘radical’ regiment was to be excluded by the Lords, but when the pressure from the Commons eventually led to the passing of Fairfax’s original list by just one vote, Pickering’s became the twelfth regiment of the New Model Army.

After the Battle of Marston Moor in the summer of 1644, fighting had tended to be concentrated around the royalist strongholds of Newark, Chester, Exeter and Oxford. Oxford was the king’s headquarters; its garrison dominated the main routes to the West Country. Large parliamentary forces were committed to besieging these centres, while the king prepared a new offensive. Colonel John Pickering’s Regiment of Foot had been quartered at Abingdon throughout the winter, and it was there on 4 January 1645 that the regiment was paid, and it was still there in April. The regiment was therefore probably involved in the defence of the town when Prince Rupert of the Rhine, the King’s nephew and commander of his cavalry, attacked with eighteen hundred troops on 10 January. New works had just been constructed around the garrison and these proved effective, the royalists being driven back with heavy losses. On 5 April, two days after the establishment of the New Model Army in Parliament, Sir Samuel Luke wrote that two of Pickering’s soldiers were among prisoners held by the royalists at Boarstall, one of the cavalier garrisons that ringed the king’s capital at Oxford.

Although the New Model was being formed from the existing units of the armies of Essex, Manchester and Waller, these had suffered so many losses in the campaign of 1644 that they could supply only seven thousand of the required fourteen thousand plus infantry. It was intended that the balance should be provided by impressment in London and the south-east, but when the New Model began its first campaign it was still short of four thousand men. Nevertheless, it was an instrument of war by which its professionalism, courage and discipline would bring victory for Parliament. Sheer military necessity forced the Committee of Both Kingdoms, with the Commons’ backing, to go ahead with the forming of the Army before it received parliament’s legislative backing. The general aim was to embody in it intact such units in the armies as had proved their military worth. Fairfax was entrusted with the nomination of all officers below the rank of colonel,  and he faithfully observed the principle of keeping together officers and men who had already forged a bond in war. Despite acute Scottish suspicions to the contrary, there was no deliberate design to create an army of a specific political or religious complexion. The overriding criterion for appointment and promotion was military effectiveness. The senior officers named in the ordinance covered a wide ideological spectrum, though the greater commitment of Independents, both religious and political, gave them greater preponderance.

There was no difficulty in filling the ranks of the cavalry in the New Model Army, with a large number of redundant officers enlisting as troopers. The service carried much more prestige and better pay and conditions than the infantry enjoyed. A trooper’s two shillings a day was about twice what he basically needed to feed man and horse, whereas a foot soldier’s eightpence was the wage of a common labourer, and his rations in the field usually consisted of cheese with bread or biscuit. Proven fighting quality ensured the embodiment of most of Cromwell’s Eastern Association cavalry, furnishing five of the New Model’s original regiments of horse. In his efforts to enlist men who knew what they were fighting for and loved what they knew, Cromwell had found them mainly among those who saw their cause as that of the people of God, and so many of them were puritan enthusiasts. He was accused unjustly of favouring sectaries at the expense of moderate, orthodox men, for he did not probe into their beliefs if he sensed that he had what he called ‘the root of the matter’ in them. For a while after the incident with Crawford related above, he did promote Independents and sectaries in preference to rigid Presbyterians, not because of the latter’s religious convictions but because of their intolerance towards comrades-in-arms who did not share them. But  this phase did not last long, and his true spirit spoke in his dispatch to Speaker Lenthall after the New Model Army’s heroic storming of Bristol in 1645:

Presbyterians, Independents, all had the same spirit of faith and prayer, the same presence and answer; they agree here, know no names of difference; pity it is it should be otherwise anywhere. All that believe have the real unity, which is most glorious because inward and spiritual. … As for being united in forms, commonly called uniformity, every Christian will for peace sake study and do as far as conscience will permit; and from brethren, in things of the mind, we look for no compulsion but that of light and reason. In other things God hath put the sword into the Parliament’s hand, but the terror of evildoers and the praise of them that do well.

Re-organisation, Recruitment & Religion:

Thomas Ayloffe was a presbyterian who had originally been included in the list of colonels for the New Model. During the winter of 1644-45, as the conflict between the independents and Presbyterians was fought out in parliament, Ayloffe’s were in the garrisons at Aylesbury and Newport Pagnell, under the command of Crawford and Luke. Ayloffe was not selected to serve in the New Model because of the failure of the Lords to purge it of radicals like Pickering. It was another ‘independent’ regiment, Rainsborough’s, which accompanied  Pickering’s and Montague’s from the Eastern Association into the New Model Army. However, because of the drastic collapse of the numbers in Pickering’s regiment during 1644-45, it was decided by the Commons, on 16 April, that Colonel Thomas Ayloffe’s regiment should be reduced into Pickering’s to help restore the regiment to strength. Ayloffe’s, which probably drew its men from Essex, had spent most of 1644 in the garrison at Aylesbury and Newport Pagnell and did not see action in any of the major battles of that year, although they were involved in the storming of Hillesden House. This process of consolidation was repeated throughout the parliamentarian army because most regiments were under strength. Ayloffe’s men had been with him throughout 1644, while Pickering’s had supported him throughout the winter of 1644-45. The soldiers from Ayloffe’s were successfully transferred to Pickering’s in early April, as Lieutenant-Colonel Hewson reported to the Army’s Treasurer:

… the officers of Collo. Aliffs Regiment did with all willingness and request deliver unto us ther men according to order… 

However, more recruits were still required and though recruitment was still carried on in East Anglia, Pickering’s likely acquired some men from other areas. Pickering took with him into the New Model seven of his company commanders, including Hewson. Not one Captain from Ayloffe’s regiment was included, indeed it would appear that no commissioned officers transferred, for Hewson’s letter clearly states that Ayloffe’s officers ‘delivered’ their men. This was not simply a matter of political or religious differences. One objective of combining regiments was to redress the balance of officers to men. Even when the number of common soldiers in Pickering’s reduced to below three hundred they retained a nearly full complement of officers. The infantry of the older armies was so depleted that just over half of the New Model foot had to be raised by conscription, and they were not raised easily. An impressment ordinance was quickly passed at the end of February, with most of the burden falling on London, which had to find 2,500, and on East Anglia and Kent, whose quota was a thousand each. Pressed men were so prone to mutiny or desert that they had to be guarded all the way to their regiments. They were drawn from the lowest orders, for those worth three pounds in property or five pounds in goods were exempt, as were a whole range of occupations. The penalty for desertion was death, but many were homeless men who could easily disappear without a trace. During the New Model’s first year, nearly twice as many men were pressed as actually served. Desertion rendered it chronically short of infantry, who were down to only eight thousand by September 1945. As Ian Gentles has written, conscripting infantry in 1645-6 was like ladling water into a leaky bucket.

The New Model was better armed and equipped than its predecessors, and it was the first English army to wear a uniform: red, or ‘russet’ coats faced with blue (Fairfax’s colour) with grey breeches. It was even paid fairly regularly, but that did not stop the looting large quantities of livestock, bacon, beer, grain, firewood and household goods wherever they marched. The Eastern Association regiments had always paid their way but in the ‘transition’ period before the Battle of Naseby. The figure below is of a warrant for payment for bullocks delivered for Pickering’s regiment, signed off by Manchester. But in its early months, many of the new infantry recruits behaved as one would expect of unwilling conscripts.  We have seen already how a silk-weaver captain in the garrison at Newport Pagnell incurred the wrath of Sir Samuel Luke by refusing to take the Covenant. But the ordinary soldiers commanded by such men of religious conscience were described by Luke as ‘an ungodly crew’ as they trained for what, for many, was to be their first battle:

 I think these New Modellers knead all their dough with ale, for I never see so many drunk in my life in so short a time.

As Underdown has pointed out, the effect of the establishment of military committees was to supplant the role of JPs, and as many of their members came from origins less elevated than those of the substantial gentry who made up the Commission of the Peace, they were often unpopular with the leading men of the county, even those of nominally Parliamentarian persuasion. The moderates, peace-party men or political ‘Presbyterians’ thus wished to curb the powers of the County Committees; the radicals, war-party men, pro-Army ‘Independents’, wished just as passionately to maintain them. The issue on which local quarrels often turned was finance. The original committee members were anxious to protect their friends and relations, to keep money and troops inside the county and not to be compelled to pay for military activities which did not directly affect their mainly parochial, interests. The radicals who gradually displaced them were less interested in ‘county’ society and property rights; and were more outward-looking. To begin with, it had been assumed that the war would be financed by voluntary subscriptions and loans: Cromwell himself had contributed a thousand pounds in this way, but as it became clear that these would prove inadequate, an excise was introduced and then a land tax. In addition to the sequestered property of loyalists were used for military purposes. This led to tensions between the local sequestration committees, dominated by men with purely local interests, and ‘London’, to which more and more radicals looked for national leadership as well as for finance.

Thus, winning the war became a matter of financial as well as a military re-organisation. The New Model Army was financed by a policy of ‘compounding’ with delinquents, i.e. allowing them to buy back their sequestered estates for a fine calculated according to the degree of their delinquency. This was a compromise, falling short of the confiscation the radicals wanted, but the military revolution necessitated a financial revolution. As Colonel John Pickering took up his new command at Abingdon, where his regiment had been in winter quarters, the Eastern Association ceased to be responsible for his regiment on 5 April. The total cost of maintaining it had been over four and a half thousand pounds, of which three hundred and fifty was for provisions and fifty was for the payment of staff officers. The administrative system of the Association had been unable to raise adequate resources to cover such large sums of money for so many regiments. This is why the pay to Pickering’s regiment had fallen into arrears and the situation regarding supplies and equipment for it and other Eastern Association regiments may however have been better than for some other Civil War armies due to its efficient organisation before the creation of the New Model Army.

However, the problems over pay did not improve after the transfer into the New Model. For forty-two days in April and May, the regiment went without pay. This may have been a factor leading to the mutiny later in April, but the catalyst was apparently a sermon preached by Colonel Pickering following the confirmation of his command of the regiment. This apparently antagonised the men who had transferred from Ayloffe’s regiment who were strongly influenced by the strong presbyterian views of their former commander. According to a royalist broadsheet, it was Pickering’s condemnation of the proposed imposition of the presbyterian church system to which the men particularly objected. It was not unusual that Pickering should have preached to his troops their commanding officer, in the absence of an ordained chaplain, and his strong Calvinist beliefs would have been appreciated by religious Presbyterians and Independents alike. Lay preaching was, after all, an evolving nonconformist practice at this time, but the Presbyterians were determined to impose new conformity in religion through their ‘Covenant’ with the Scots. Parliament, with its presbyterian majority, issued an order which instructed Fairfax …

… that no person be permitted to preach who is not ordained a minister …

But the bad feeling between the regiments of the New Model Army and the other parliamentarian regiments was only in part due to religious and political views. It reflected more the growing resentment at the apparent rise in the status of the New Model regiments, especially when this was exacerbated by the competition for resources. This can very clearly be seen as a primary ‘feeder’ of the conflict between the garrison of Newport Pagnell and Pickering’s regiment while it continued to be billeted in the south Midlands during May 1645. On the 19th, Sir Samuel Luke wrote:

There is such an antipathy here between my men and the New Model that you will every day hear of new encounters. My party which encountered Col. Pickering is returned with the loss of one man only, whom I intend to relieve so soon as I know where he is.

There is some evidence to suggest that, in keeping with Underdown’s thesis, that the general population in the town did not share the hostility of the county gentry and the garrison towards Pickering and his troops, as Luke himself later wrote:

Col. Pickering exercises … twice at North Crawley last Lord’s Day, as I hear, and our townsmen at Newport admire him beyond Mr. Birdett (the commander of Newport Pagnell garrison).

Hostile commentators, both royalist propagandists and Presbyterians like Samuel Luke, misrepresented the general character of the new army from the start. They sneered at the base birth of its officers, though of the thirty-seven who fought at the Battle of Naseby a few weeks later, with the rank of colonel or above, nine were nobles and only seven others were not gentry, while a high proportion of the more junior officers were also of gentry stock. On the other hand, the New Model was widely feared as the supposed military wing of the independent party, but in fact, it refrained from engaging in any kind of collective political activity before 1647. In its early years, it was not indifferent to political issues, for most of its officers and any of its ordinary soldiers, especially its troopers, cared passionately about what they were fighting for. But over these two years, under Fairfax’s leadership, it remained wholly and solely dedicated to beating the enemy in the field, as its creators had intended. At the outset, the high proportion of Independents and sectaries in regiments drawn from the Eastern Association retained much of their old character, especially in Cromwell’s cavalry. But in choosing officers for regiments that had to be reorganised or newly raised, the criteria were previous service and military fitness.

In practice, broad toleration prevailed in most of the army during its fighting years. Something can be gleaned from the names of its chaplains, whose appointment, outside army headquarters, lay with the regimental commanders. Over thirty have been traced who served with various regiments between 1645 and 1651, but few stayed with the colours for more than a few months. Of the nine appointed during 1645, five were Independents and four certainly or probably Presbyterian. Chaplains in the New Model Army preached to civilian congregations as well as to soldiers. Some, like Richard Baxter, were ordained ministers before the war (see above), but these were hard to find and reluctant to leave their ‘flocks’ at home. An increasing number of common soldiers took upon themselves preaching functions, having much in common with itinerant mechanic preachers. Army chaplains also included many radicals, including Henry Pinnell, who became chaplain to Pickering’s regiment, presumably following the complaint from Ayloffe’s men about the Colonel’s preaching and the prohibition on lay-preachers. Later, in 1647, it was Pinnell who defended the ‘Agitators’ to Oliver Cromwell’s face. He was a classical scholar, translator and pamphleteer, and therefore probably an ordained minister, like Baxter. Pinnell was an ‘Antinomian’, contrasting the way a man knows a thing by the reading of it with experimental certainty of it in himself. Although an Independent who championed the rights of ordinary soldiers and was radical in political views, Pinnell also wanted to see an agreement reached with the King. Both were critical of the ‘presbyterian’ parliament, as Baxter often heard men say:

It will never be a good world while knights and gentlemen make us laws, that are chosen for fear and do but oppress us, and do not know the people’s sores. It will never be well with us till we have Parliaments of countrymen like ourselves, that know our wants. 

The Campaign of 1645 – Long Marches & Sieges:

Even at full strength, the New Model accounted for less than half the men in arms in England. Although it absorbed most of what was left of the armies of Essex, Manchester and Waller, Massey’s Western Association Army, the Northern Association Army under Major-General Poyntz, and Brereton’s Cheshire brigade continued in force. There were also numerous local garrisons, as well as the London trained bands. But it was the New Model Army which was to seal Parliament’s victory in the first Civil War. But the delay in getting the New Model ready for action allowed the initiative to pass to the royalists in the early months of 1645. They took Weymouth in February, though it was soon recovered. Colonel Mytton then scored a rare success for parliament by capturing Shrewsbury on 22 February. Plymouth and Abingdon managed to survive determined royalist assaults, but Goring’s cavalry captured Farnham, only thirty-eight miles from London, though he was soon forced to draw them back. More threateningly, the king sent the Prince of Wales with a group of privy councillors to Bristol, to reanimate the war in the West Country and create a new field army there with the specific aim of besieging the much-contested town of Taunton. But the royalists had quarrels of their own in the west country. Charles’ indulgence of Goring led to him becoming commander-in-chief of all the western forces, but neither Grenville, besieging Plymouth, nor Berkeley, governor of Exeter, were willing to take orders from him.

In March 1645, Prince Rupert was sent to relieve Chester, which was threatened by Brereton. Leven had dispatched five thousand Scots under David Leslie to reinforce Brereton, and it looked as though a major battle was impending. However, Rupert was forced to fall back by a popular uprising in Herefordshire and Worcestershire which threatened his rear. Exasperated countrymen had formed themselves into an association to defend themselves against plundering soldiers from both sides. They were nick-named ‘Clubmen’ because most of them were armed only with cudgels and farm implements, though some of them had firearms. They were crushed by the combined forces of Rupert and Maurice and then punished by having the princes’ troopers quartered in the county. But though the cavaliers’ force of arms stamped out the movement in the Marches, for the time being, Clubmen risings followed in Wiltshire, Dorset and Somerset in the late spring. The Clubmen were not just aggrieved with having the armies in their midst, but also by the New Model Ordinance and the increased power of the county committees which stemmed from it and the way it impinged on the local rights of property.

Rupert then wanted to march north, first to relieve Chester from Brereton’s besieging forces and then to attack Leven’s now much reduced Scottish army, which was besieging Pontefract Castle. But Cromwell was still in the field with a brigade of horse, making the most of the forty days that the Self-Denying Ordinance allowed him. When Fairfax took to the field at the end of April, his army still at barely half strength, his main impediment was the Committee of Both Kingdoms, which insisted on directing his operations from Westminster. It ordered him, against his own better judgement, to march to the relief of Taunton, so on 1 May, the bulk of Fairfax’s New Model Army marched into the west, leaving Cromwell and his party of horse and dragoons …

… and four regiments of foot besides, who were ordered, when their recruits were come up, to joyn with him to busie the Enemy about Oxford.

These were likely the four regiments of Foot from the Eastern Association, with which Cromwell had worked so well in 1644. Pickering’s regiment was already with Cromwell in late April. Moreover, the brigade of infantry accompanying him was under the command of Richard Browne, Major General of Oxfords, Berks and Bucks (left), under whose command Pickering’s had remained throughout the winter. Rainsborough’s, another of the former Eastern Association regiments, had also been placed under Browne’s overall command in April and May 1645.

Cromwell was already involved in an attempt to clear several small garrisons around Oxford.  On 25 April, following a cavalry skirmish, he had taken Bletchington House, an important garrison only seven miles from Oxford, and went on to harry the outer defences of the city itself, frustrating the northward movement of the king’s artillery by driving off most of the draught horses. From there he turned his attention to Faringdon Castle, then in Berkshire. This was a more difficult challenge, so he had to wait until 29 April, for a body of infantry to join him before he could attack. Five to six hundred infantry were sent by Browne from Abingdon where Pickering’s were quartered. Sprigge recorded that Captain Jenkins was killed at Faringdon, the first of Pickering’s officers to be lost, along with fourteen ordinary soldiers. The regiment may have numbered between five and six hundred by this time since their ranks had been swelled by the men from Ayloffe’s regiment, so they may have been the only regiment involved in the siege.

Above: The Campaign of 1645

This caused Charles to change his plans; he recalled Goring from the west and to summon all his army, including Maurice’s forces in the Marches from Worcestershire southward, to a general rendezvous at Stow-on-the-Wold on 8 May. The results of the siege of Faringdon were inconclusive and on 3 May Goring’s cavalry and dragoons, from the south-west, attempted to ‘beat up’ Cromwell’s quarters and to relieve Faringdon. They were engaged at Radcot Bridge by Cromwell’s horse, but although there were some losses, Goring did not press home his advantage. Having survived Cromwell’s attack, the garrison at Faringdon remained in the royalist’s hands for a further year. At Stow, Charles mustered at least five thousand foot and six thousand horse, as much as Fairfax had when he set out for the west, and the arrival of Langdale with his northern horse gave him an appreciable advantage in cavalry. Meanwhile, when the New Model Army reached Blandford on 14 May, Fairfax was recalled to besiege Oxford and directed to detach six regiments to reach Taunton. The Committee of Both Kingdoms was alarmed by the movements of the Charles’ forces and lured by a false report that the faithful governor of Oxford was ready to betray the city. Fairfax must have thought that there were better ways of raising the morale of raw and reluctant infantry than taking them on long marches for no apparent reason. The Committee of Both Kingdoms was determined to take Oxford before engaging the King’s army in the field. With five thousand men detached for the relief of Taunton, Fairfax was temporarily very vulnerable, yet the Committee ordered him to advance against Oxford.

At Stow, however, the king’s council of war was as usual divided, and it proceeded to throw away its advantage. Rupert and Langdale wanted to stick to their plan for a northern campaign, but most of the rest, including the civilians, pressed for the whole army to move westward and engage Fairfax while the New Model was still raw and under strength. That surely was what the parliament and its general had most to fear, but Rupert opposed it strenuously, and he broke what was becoming an impasse by proposing a division of forces: Goring and his men would be sent westward to check Fairfax, while the rest of the royal army proceeded northward. It was not a good solution, but it pleased Goring, whose authority was enhanced, and it was adopted. It did at least force Brereton to lift the siege of Chester. The strategically-placed city was also the port that Charles hoped to use to land further reinforcements from Ireland. The Committee of Both Kingdoms had tried to keep the siege going by requesting Leven to hasten to Brereton’s assistance and by ordering all available local forces, including Lord Fairfax’s Yorkshiremen, to do likewise. But Leven, though he did not refuse, was deflected by the news of the most brilliant of all Montrose’s victories at Auldearn. He feared that Montrose might advance through the lowlands to join up with the royal army moving northwards, so he made a long detour through Westmorland, so Brereton did not receive the help he needed in time.

The Committee of Both Kingdoms was still transfixed by the mirage of an easy siege of Oxford, and the independent politicians were looking for an ultimate victory which would owe as little as possible to the Scots, who had become a political liability at the same time as their military value had shrunk. As a result, a proposal to send the New Model north was lost by one vote in the special committee of both houses. As a compromise, Fairfax was ordered to send 2,500 of his cavalry and dragoons to assist Leven and to move his remaining troops against Oxford. His political masters had therefore succeeded in splitting his army into three parts before it was even up to strength. , with nearly half his cavalry moving northwards, four thousand men still in Taunton, where they were trapped by Goring after relieving the town, and maybe ten thousand men preparing to lay siege to Oxford. Cromwell’s and Browne’s forces were also instructed to rejoin the army, which they did at Marston on 22 May. Pickering was with the army at Southam in late May and Lieutenant-Colonel Hewson was active in carrying arms and surgeons’ equipment to the siege.

By the end of May, Fairfax had received at least four thousand infantry recruits since first taking to the field, but had also lost three thousand through desertion, disease or skirmishing in the course of his gruelling march into Dorset and back. Rupert also had to contend with politically-motivated civilians in the king’s council of war, but now at Market Drayton, he guided it towards wiser decisions than those he had urged at Stow. Though he had been keen on a northern campaign, he was aware that the major part of the divided New Model had returned as far as Newbury, and he was eager to engage it while he could still catch it at a disadvantage. He had already sent orders to Goring, who had become obsessed with retaking Taunton, to return with his whole force and rendezvous with the main army at Market Harborough in Leicestershire. He now successfully urged that by striking eastwards towards the parliamentarian heartland he would be sure to draw off Fairfax from Oxford, and hoped on the way to collect three thousand Welshmen that Charles Gerrard had been raising and the bulk of the cavalry from the Newark garrison. Since the royal army already numbered eleven thousand, he had a good prospect of giving Fairfax battle on equal or better terms. But Goring decided to ignore his orders to return to the Midlands and remained in Bath, besieging Taunton.

To draw Fairfax off, Charles and Rupert marched upon Leicester, launching what effectively amounted to an invasion of the parliamentary stronghold of the East Midlands, which took its inhabitants by complete surprise. Although it was a wealthy city, it was inadequately garrisoned, and its hastily built fortifications were compromised by suburban buildings which gave cover to an attacking force. Its plunder would fill the soldiers’ stomachs and still leave plenty of loot for the king’s coffers. Rupert invested it methodically and summoned it to surrender on 30 May. Without a response, the royalist guns opened fire in mid-afternoon, and by six they had breached its best-defended quarter, the Newark.  At midnight, they launched a general attack which was resisted by the defenders, a mere 480 foot and 400 horse, assisted by 900 townsmen in arms. They had to be driven back street-by-street until they were finally cornered in the market place and forced to surrender. They did not all receive quarter, and both men and women were killed during the night since Rupert had lost thirty officers and was exasperated by the city’s resistance. The ensuing plunder went on for days, at the end of which 140 cartloads of ‘booty’ were carried off to Newark. It was reported that no royalist taken prisoner between Leicester and Naseby had less than forty shillings on him, two months’ pay for a foot soldier.

Following the fall of Leicester to the royalist army on 31 May, Cromwell (right) was dispatched to secure Ely while Pickering’s regiment remained with Fairfax. Leicester’s agony had the expected effect of making the Committee of Safety abandon the folly of besieging Oxford. Parliament promptly accepted its recommendation that Fairfax should now take the field against the king forthwith, thus removing the New Model’s shackles, simply instructing its general to follow the royal army’s movements and leaving the rest to his own judgement.

(to be continued…)

Sources:

Oxford: OUP (2002).

The cover of the book shows a section of ‘England’s Miraculous Preservation’. The ark contains the two Houses of Parliament, and among those struggling in the flood are Archbishop Laud, Prince Rupert and the Earls of Hamilton and Newcastle, as well as Oliver Cromwell (centre).

Whitstable: Pryor Publications (1994). In the acknowledgements, Glenn refers to the work he and this author did on the history of the regiment:  ‘It had been intended that we write the book together, before his departure to Hungary.’

Harmondsworth: Pelican Books (1972).

Christopher Hill (1975). The World Turned Upside Down: Radical Ideas  During the English Revolution. Harmondsworth: Penguin Books.

David Smurthwaite (1984), The Ordnance Survey complete guide to the Battlefields of Britain. Exeter: Webb & Bower (Publishers).

John Hayward et.al. (2001), The Penguin Atlas of British & Irish History. London: Penguin Books.

 

Above: NAZI GERMANY & ITS ALLIED/ OCCUPIED TERRITORIES IN 1945

The Aftermath of the Ardennes Offensive:

The German army’s losses in 1944 were immense, adding up to the equivalent of more than a hundred divisions. Nevertheless, during this period Hitler managed to scrape up a reserve of twenty-five divisions which he committed in December to a re-run of his 1940 triumph in France, an offensive in the Ardennes, the so-called Battle of the Bulge. For a few days, as the panzers raced towards the Meuse, the world wondered if Hitler had managed to bring it off. But the Allies had superior numbers and the tide of battle soon turned against the Germans, who were repulsed within three weeks, laying Germany open for the final assault from the West. For this, the Allies had eighty-five divisions, twenty-three of which were armoured, against a defending force of twenty-six divisions. Rundstedt declared after the war:

I strongly object to the fact that this stupid operation in the Ardennes is sometimes called the “Rundstedt Offensive”. This is a complete misnomer. I had nothing to do with it. It came to me as an order complete to the last detail. Hitler had even written “Not to be Altered”.

In the Allied camp, Montgomery told a press conference at his Zonhoven headquarters on 7 January that he saluted the brave fighting men of America:

 … I never want to fight alongside better soldiers.  … I have tried to feel I am almost an American soldier myself so that I might take no unsuitable action to offend them in any way.

However, his sin of omission in not referring to any of his fellow generals did offend them and further inflamed tensions among the Anglo-American High Command. Patton and Montgomery loathed each other anyway, the former calling the latter that cocky little limey fart, while ‘Monty’ thought the American general a foul-mouthed lover of war. As the US overhauled Britain in almost every aspect of the war effort, Montgomery found himself unable to face being eclipsed and became progressively more anti-American as the stars of the States continued to rise. So when censorship restrictions were lifted on 7 January, Montgomery gave his extensive press briefing to a select group of war correspondents. His ineptitude shocked even his own private staff, and some believed he was being deliberately offensive, especially when he boasted:

General Eisenhower placed me in command of the whole northern front. … I employed the whole available power of the British group of armies. You have this picture of British troops fighting on both sides of American forces who had suffered a hard blow. This is a fine Allied picture.

Although he spoke of the average GIs as being ‘jolly brave’ in what he called ‘an interesting little battle’, he claimed he had entered the engagement ‘with a bang’, and left the impression that he had effectively rescued the American generals from defeat. Bradley then described Montgomery to Eisenhower as being all out, right-down-to-the-toes-mad, telling ‘Ike’ that he could not serve with him, preferring to be sent home to the US. Patton immediately made the same declaration. Then Bradley started holding court to the press himself and, together with Patton, leaked damaging information about Montgomery to American journalists. Montgomery certainly ought to have paid full tribute to Patton’s achievement in staving off the southern flank of the Ardennes offensive, but the US general was not an attractive man to have as a colleague. He was a white supremacist and an anti-Semite, and his belief in the Bolshevik-Zionist conspiracy remained unaffected by the liberation of the concentration camps which was soon to follow. Whatever the reasons for Montgomery’s dislike of Patton, as Andrew Roberts has pointed out:

The British and American generals in the west from 1943 to 1945 did indeed have a special relationship: it was especially dreadful.

Despite their quarrelling, by 16 January, the Allies had resumed their advance as the British, Americans and French gradually forced their way towards the Rhine. The German order to retreat was finally given on 22nd, and by 28th there was no longer a bulge in the Allied line, but instead, a large one developing in that of the Germans.

The Oder-Vistula Offensive & Hitler’s ‘Bunker’ Mentality:

Meanwhile, the Red Army had burst across the Vistula and then began clearing Pomerania and Silesia. The 12th January had seen the beginning of a major Soviet offensive along the entire front from the Baltic Sea in the north to the Carpathian mountains in the south, against what was left of the new German Central front, made up of the seventy divisions of Army Group Centre and Army Group A. The Red Army first attacked from the Baranov bridgehead, demolishing the German Front of the Centre sector. Planned by Stalin and the ‘Stavka’, but expertly implemented by Zhukov, this giant offensive primarily comprised, from the south to the north, as shown on the map above: Konyev’s 1st Ukrainian, Zhukov’s 1st Belorussian, Rokossovsky’s 2nd Belorussian, Chernyakovsky’s 3rd Belorussian, Bagryan’s 1st Baltic and Yeremenko’s 2nd Baltic Fronts, so no fewer than two hundred divisions in all.

Faced with this onslaught, wildly outnumbered and outgunned, the Germans conducted an impressive fighting retreat of almost three hundred miles, losing Warsaw on 17 January and leaving isolated garrisons at Thorn, Poznan and Breslau that had no real hope of relief. The Polish territories which remained under occupation were lost, as was Upper Silesia with its undamaged industrial area and Lower Silesia east of the Oder. Almost one million German citizens were sheltering in or around the city of Breslau in Lower Silesia, which was not a fortress in the conventional sense despite attempts following August 1944 to build a defensive ring at a ten-mile radius from the city centre. On 20 and 21 January, Women and children were told through loudspeakers to leave the city on foot and proceed in the direction of Opperau and Kanth. This effectively expelled them into three-foot snowdrifts and temperatures of -20 Celsius. The babies were usually the first to die, the historian of Breslau’s subsequent seventy-seven-day siege recorded. Ammunition and supplies were parachuted in by the Luftwaffe, but these often fell into the Oder or behind the Russian lines. The city did not surrender until 6 May and its siege cost the lives of 28,600 of its 130,000 soldiers and civilians.

During the first two months of 1945, Hitler was living in a world of self-delusion, while continuing to direct operations from his bomb-proof bunker deep beneath the Chancellory in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. It’s impossible to tell, even from the verbatim reports of Hitler’s briefings of the Reich’s most senior figures, when exactly he realised that he was bound to lose the war, and with it his own life. It possibly came at the end of the ‘Battle of the Bulge’ at the close of 1944, or in the first week of 1945, for on 10 January he had the following conversation with Göring over the problems with the production of secret weaponry:

HITLER: It is said that if Hannibal, instead of the seven or thirteen elephants he had left as he crossed the Alps … had had fifty or 250, it would have been more than enough to conquer Italy.

GÖRING: But we did finally bring out the jets; we brought them out. And they most come in masses, so we keep the advantage.

HITLER: The V-1 can’t decide the war, unfortunately.

GÖRING: … Just as an initially unpromising project can finally succeed, the bomber will come too, if it is also –

HITLER: But that’s still just a fantasy!

GÖRING: No!

HITLER: Göring, the gun is there, the other is still a fantasy!

Although there were often up to twenty-five people in the room during these Führer-conferences, Hitler usually had only two or three interlocutors. It was after one such conference in February that Albert Speer tried to explain to Admiral Dönitz how the war was certainly lost, with the maps there showing a catastrophic picture of innumerable breakthroughs and encirclements, but Dönitz merely replied with an unwonted curtness that he was only there to represent the Navy and that the rest was none of his business. The Führer must know what he is doing, he added. Speer believed that if Dönitz, Göring, Keitel, Jodl, Guderian and himself had presented the Führer with an ultimatum, and demanded to know his plans for ending the war, then Hitler would have had to have declared himself. Yet that was never going to happen, because they suspected, not without justification as it turned out, that by then there was soon only to be a rope at the end of it. When Speer approached Göring at Karinhall soon after he had spoken to Dönitz, the Reichsmarschall readily admitted that the Reich was doomed, but said that he had:

… much closer ties with Hitler; many years of common experiences and struggles had bound them together – and he could no longer break loose.

By the end of January, the military situation both in the west and the east was already quite beyond Hitler’s control: the Rhine front collapsed as soon as the Allies challenged it, and leaving the last German army in west locked up in the Ruhr, the British and Americans swept forward to the Elbe. Hitler’s dispositions continued to make Germany’s strategic situation worse. Guderian recalled after the war that the Führer had refused his advice to bring the bulk of the ‘Wehrmacht’ stationed in Poland back from the front line to more defensible positions twelve miles further back, out of range of Russian artillery. Disastrously, Hitler’s orders meant that the new defensive line, only two miles behind the front, were badly hit by the Soviet guns, wrecking any hopes for a classic German counter-attack. A historian of the campaign has remarked that this was an absolute contradiction of German military doctrine. Hitler’s insistence on personally authorising everything done by his Staff was explained to Guderian with hubristic words:

There’s no need for you to try and teach me. I’ve been commanding the Wehrmacht in the field for five years and during that time I’ve had more practical experience than any gentlemen of the General Staff could ever hope to have. I’ve studied Clausewitz and Moltke and read all the Schlieffen papers. I’m more in the picture than you are!

A few days into the great Soviet offensive in the east, Guderian challenged Hitler aggressively over his refusal to evacuate the German army in Kurland, which had been completely cut off against the Baltic. When Hitler refused the evacuation across the Baltic, as he always did when asked to authorise a retreat, according to Speer, Guderian lost his temper and addressed his Führer with an openness unprecedented in this circle. He stood facing Hitler across the table in the Führer’s massive office in the Reich Chancellery, with flashing eyes and the hairs of his moustache literally standing on end saying, in a challenging voice: “It’s simply our duty to save these people, and we still have time to remove them!”Hitler stood up to answer back: “You are going to fight on there. We cannot give up those areas!” Guderian continued, “But it’s useless to sacrifice men in this senseless way. It’s high time! We must evacuate these soldiers at once!” According to Speer, although he got his way, …

… Hitler appeared visibly intimidated by this assault … The novelty was almost palpable. New worlds had opened out.

As the momentum of the Red Army’s Oder-Vistula offensive led to the fall of Warsaw later that month, three senior members of Guderian’s planning staff were arrested by the Gestapo and questioned about their apparent questioning of orders from the OKW. Only after Guderian spent hours intervening on their behalf were two of them released, though the third was sent to a concentration camp. The basis of the problem not only lay in the vengeful Führer but in the system of unquestioning obedience to orders which had been created around him, which was in fundamental conflict with the General Staff’s system of mutual trust and exchange of ideas. Of course, the failed putsch had greatly contributed to Hitler’s genuine distrust of the General Staff, as well as to his long-felt ‘class hatred’ of the army’s aristocratic command. On 27 January, during a two-and-a-half-hour Führer conference, starting at 4.20 p.m., Hitler explained his thinking concerning the Balkans, and in particular, the oilfields of the Lake Balaton region in Hungary. With Göring, Keitel, Jodl, Guderian and five other generals in attendance, together with fourteen other officials, he ranged over every front of the war, with the major parts of the agenda including the weather conditions, Army Group South in Hungary, Army Group Centre in Silesia, Army Group Centre in Silesia, Army Group Vistula in Pomerania, Army Group Kurland, the Eastern Front in general, the west and the war at sea. Guderian told Hitler that our main problem is the fuel issue at the moment, to which Hitler replied, who replied: That’s why I’m concerned, Guderian. Pointing to the Balaton region, he added:

… if something happens down there, it’s over. That’s the most dangerous point. We can improvise everywhere else, but not there. I can’t improvise with the fuel. 

The Sixth Panzer Army, reconstituted after its exertions in the Ardennes offensive was ordered to Hungary, from where it could not be extracted. ‘Defending’ Hungary, or rather its oilfields, accounted for seven out of the eighteen Oder-Neisseanzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment. In January, Hitler had only 4,800 tanks and 1,500 combat aircraft in the east, to fight Stalin’s fourteen thousand tanks and fifteen thousand aircraft. Soon after the conference, Zhukov reached the Oder river on 31 January and Konyev reached the Oder-Neisse Line a fortnight later, on the lower reaches of the River Oder, a mere forty-four miles from the suburbs of Berlin. It had been an epic advance but had temporarily exhausted the USSR,  halting its offensive due to the long lines of supply and communications. On 26 February, the Soviets also broke through from Bromberg to the Baltic. As a consequence, East Prussia was cut off from the Reich. Then they didn’t move from their positions until mid-April.

Below: The Liberation of Europe, East & West, January 1944 – March 1945

About twenty million of the war dead were Russians by this stage, together with another seven million from the rest of the USSR, rather more of them civilians than Red Army soldiers. The vast majority of them had died far from any battlefield. Starvation, slave-labour conditions, terror and counter-terror had all played their part, with Stalin probably responsible for nearly as many of the deaths of his own people as Hitler was. However, the Nazis were guilty of the maltreatment of prisoners-of-war, with only one million of the six million Russian soldiers captured surviving the war, as well as millions of Russian Jews. Yet despite their exhaustion, the proximity of Stalin’s troops to the German capital gave their Marshal and leader a greatly increased voice at the Yalta Conference in the Crimea, called to discuss the ‘endgame’ in Europe, and to try to persuade the Soviets to undertake a major involvement in the war against Japan.

The ‘Big Three’ at the Yalta Conference, 4-11 February:

Franklin Roosevelt and Josef Stalin met only twice, at the Tehran Conference in November 1943 and the Yalta Conference in February 1945, although they maintained a very regular correspondence. Roosevelt’s last letter to the Soviet leader was sent on 11 April, the day before he died. By the time of Yalta, it was Roosevelt who was making all the running, attempting to keep the alliance together. With the Red Army firmly in occupation of Poland, and Soviet troops threatening Berlin itself when the conference opened, there was effectively nothing that either FDR or Churchill could have done to safeguard political freedom in eastern Europe, and both knew it. Roosevelt tried everything, including straightforward flattery, to try to bring Stalin round to a reasonable stance on any number of important post-war issues, such as the creation of a meaningful United Nations, but he overestimated what his undoubted aristocratic charm could achieve with the genocidal son of a drunken Georgian cobbler. A far more realistic approach to dealing with Stalin had been adopted by Churchill in Moscow in October 1944, when he took along what he called a naughty document which listed the proportional interest in five central and south-east European countries. Crucially, both Hungary and Yugoslavia would be under ’50-50′ division of influence between the Soviets and the British. Stalin signed the document with a big blue tick, telling Churchill to keep it, and generally stuck to the agreements, the exception being Hungary.

In preparation for the conference, Stalin tried to drum up as much support as he could for his puppet government in Poland. It was a subject, for example, that had dominated the visit of General de Gaulle to Moscow in December 1944. It was against the diplomatic background of this meeting with De Gaulle and in the knowledge that the war was progressing towards its end, that Stalin boarded a train from Moscow for the Crimea in February 1945. He had just learnt that Marshal Zhukov’s Belorussian Front had crossed into Germany and were now encamped on the eastern bank of the Oder. In the West, he knew that the Allies had successfully repulsed Hitler’s counter-attack in the Ardennes, and in the Far East that General Douglas MacArthur was poised to recapture Manila in the Philippines, the British had forced the Japanese back in Burma, and the US bombers were pounding the home islands of Japan. Victory now seemed certain, though it was still uncertain as to how soon and at what cost that victory would come.

The conference at Yalta has come to symbolise the sense that somehow ‘dirty deals’ were done as the war came to an end, dirty deals that brought dishonour on the otherwise noble enterprise of fighting the Nazis. But it wasn’t quite the case. In the first place, of course, it was the Tehran Conference in November 1943 that the fundamental issues about the course of the rest of the war and the challenges of the post-war world and the challenges of the post-war world were initially discussed and resolved in principle. Little of new substance was raised at Yalta. Nonetheless, Yalta is important, not least because it marks the final high point of Churchill and Roosevelt’s optimistic dealings with Stalin. On 3 February, the planes of the two western leaders flew in tandem from Malta to Saki, on the flat plains of the Crimea, north of the mountain range that protects the coastal resort of Yalta. They, and their huge group of advisers and assistants, around seven hundred people in all, then made the torturous drive down through the high mountain passes to the sea.

The main venue for the conference was the tsarist Livadia Palace, where  FDR stayed and where the plenary sessions took place. The British delegation stayed at the Vorontsov Villa Palace overlooking the Black Sea at Alupka, twelve miles from the Livadia Palace. The Chiefs of Staff meetings were held at Stalin’s headquarters, the Yusupov Villa at Koreiz, six miles from the Livadia Palace. Churchill, who had cherished the hope that the United Kingdom would be chosen as the site of the conference, was not enthusiastic about the Crimea. He later described the place as ‘the Riviera of Hades’ and said that…

 … if we had spent ten years on research, we could not have found a worse place in the world.

But, as in so much else, the will of Stalin had prevailed, and none of the Western Allies seemed aware of of the bleak irony that his chosen setting was the very location where eight months previously Stalin his own peculiar way of dealing with dissent, real or imagined, in deporting the entire Tatar nation. Yet it was here in the Crimea that the leaders were about to discuss the futures of many nationalities and millions of people. One of these leaders, President Roosevelt, had, according to Churchill’s doctor, Lord Moran, gone to bits physically. He doubted whether the President was fit for the job he had to do at Yalta. Hugh Lunghi, who went to the military mission in Moscow, remembers seeing the two leaders arrive by plane, and he too was surprised by the President’s appearance:

Churchill got out of his aircraft and came over to Roosevelt’s. And Roosevelt was being decanted, as it were – it’s the only word I can use – because of course he was disabled. And Churchill looked at him very solicitously. They’d met in Malta of course, so Churchill, I suppose, had no surprise, as I had – and anyone else had who hadn’t seen Roosevelt previously – to see this gaunt, very thin figure with his black cape over his shoulder, and tied at his neck with a knot, and his trilby hat turned up at the front. His face was waxen to a sort of yellow … and very drawn, very thin, and a lot of the time he was sort of … sitting there with his mouth open sort of staring ahead. So that was quite a shock.

Roosevelt was a dying man at Yalta, but whether his undoubted weakness affected his judgement is less easy to establish, with contemporary testimony supporting both sides of the argument. What is certain, though, is that Roosevelt’s eventual accomplishments at Yalta were coherent and consistent with his previous policies as expressed at Tehran and elsewhere. His principal aims remained those of ensuring that the Soviet Union came into the war against Japan, promptly, once the war in Europe was over and gaining Soviet agreement about the United Nations. The intricacies of the borders of eastern Europe mattered much less to him. Addressing Congress in March 1945, Roosevelt reported that Yalta represented:

… the end of the system of unilateral action, the exclusive alliances, the spheres of influence, the balance of power, and all the other expedients that have been tried for centuries, and have always failed.

This was an idealistic, perhaps naive, way to have interpreted the Yalta conference, but it is quite possible that Roosevelt believed what he was saying when he said it, regardless of disability and illness. Whilst Roosevelt’s physical decline was obvious for all present to see, just as obvious was Stalin’s robust strength and power. As the translator at the Conference, Hugh Lunghi saw him:

Stalin was full of beans … He was smiling, he was genial to everyone, and I mean everybody, even to junior ranks like myself. He joked at the banquets more than he he had before.

In his military uniform, Stalin cut an imposing figure, and, in the head of the British Foreign Office, Sir Alexander Cadogan’s words, he was quiet and restrained, with a very good sense of humour and a rather quick temper. But, more than that, the Allied leaders felt that Stalin at Yalta was someone they could relate to on a personal level and could trust more than they had been able to do previously. Certainly, Churchill and Roosevelt remained anxious to believe in Stalin the man. They clung to the hope that Stalin’s previous statements of friendship meant that he was planning on long-term co-operation with the West. By the time of Yalta, Churchill could point to the fact that the Soviets had agreed to allow the British a free hand in Greece. In any case, the future peace of the world still depended on sustaining a productive relationship with Stalin. The two Western leaders remained predisposed to gather what evidence they could in support of their jointly agreed ‘thesis’ that Stalin was a man they could ‘handle’. At the first meeting of all three leaders, in the Livadia Palace, the former holiday home of the imperial family, Roosevelt remarked:

… we understand each other much better now than we had in the past and that month by month that understanding was growing.

It was Poland which was to be the test case for this assertion, and no subject was discussed more at Yalta. Despite the protests of the Polish government in exile, both Roosevelt and Churchill had already agreed that Stalin could keep eastern Poland. What mattered to both leaders was that the new Poland, within its new borders, should be ‘independent and free’. They knew only too well, of course, that only days after Hitler’s ‘brutal attack’ from the West, the Soviet Union had made their own ‘brutal attack’ from the East. It was the results of this ‘land grab’ that Churchill now agreed, formally, to accept. But he also explained that Britain had gone to war over Poland so that it could be “free and sovereign” and that this was a matter of “honour” for Britain. Stalin pointed out that twice in the last thirty years, the USSR had been attacked through the “Polish corridor”, and he remarked:

The Prime Minister has said that for Great Britain the question of Poland is a question of honour. For Russia it is not only a question of honour but also of security … it is necessary that Poland be free, independent and powerful. … there are agents of the London government connected with the so-called underground. They are called resistance forces. We have heard nothing good from them but much evil.

Stalin, therefore, kept to his position that the ‘Lublin Poles’, who were now in the Polish capital as ‘the Polish government’ had as great a democratic base in Poland as de Gaulle has in France and that elements of the ‘Home Army’ were ‘bandits’ and that the ex-Lublin Poles should be recognised as the legitimate, if temporary, government of Poland. Unlike at Tehran, where he had remained silent in the face of Stalin’s accusations about the Polish resistance, Churchill now made a gentle protest:

 I must put on record that the British and Soviet governments have different sources of information in Poland and get different facts. Perhaps we are mistaken but I do not feel that the Lublin government represents even one third of the Polish people. This is my honest opininion and I may be wrong. Still, I have felt that the underground might have collisions with the Lublin government. I have feared bloodshed, arrests, deportation and I fear the effect on the whole  Polish question. Anyone who attacks the Red Army should be punished but I cannot feel the Lublin government has any right to represent the Polish nation.

As Churchill and Roosevelt saw it, the challenge was to do what they could to ensure that the government of the newly reconstituted country was as representative as possible. So Roosevelt sent Stalin a letter after the session that he was concerned that people at home look with a critical eye on what they consider a disagreement between us at this vital stage of the war. He also stated categorically that we cannot register the Lublin government as now composed. Roosevelt also proposed that representatives of the ‘Lublin Poles’ and the ‘London Poles’ be immediately called to Yalta s that ‘the Big Three’ could assist them in jointly agreeing on a provisional government in Poland. At the end of the letter, Roosevelt wrote that:

… any interim government which could be formed as a result of our conference with the Poles here would be pledged to the holding of free elections in Poland at the earliest possible date. I know this is completely consistent with your desire to see a new free and democratic Poland emerge from the welter of this war.

This put Stalin in something of an awkward spot because it was not in his interests to have the composition of any interim government of Poland worked out jointly with the other Allied leaders. He would have to compromise his role, as he saw it, as the sole driver of events if matters were left until after the meeting disbanded. So he first practised the classic politicians’ ploy of delay. The day after receiving Roosevelt’s letter, 7 February, he claimed that he had only received the communication ‘an hour and a half ago’. He then said that he had been unable to reach the Lublin Poles because they were away in Kraków. However, he said, Molotov had worked out some ideas based on Roosevelt’s proposals, but these ideas had not yet been typed out. He also suggested that, in the meantime, they turn their attention to the voting procedure for the new United Nations organisation. This was a subject dear to Roosevelt’s heart, but one which had proved highly problematic at previous meetings. The Soviets had been proposing that each of the sixteen republics should have their own vote in the General Assembly, while the USA would have only one. They had argued that since the British Commonwealth effectively controlled a large number of votes, the Soviet Union deserved the same treatment. In a clear concession, Molotov said that they would be satisfied with the admission of … at least two of the Soviet Republics as original members. Roosevelt declared himself ‘very happy’ to hear these proposals and felt that this was a great step forward which would be welcomed by all the peoples of the World. Churchill also welcomed the proposal.

Then Molotov presented the Soviet response on Poland, which agreed that it would be desirable to add to the Provisional Polish Government some democratic leaders from the Polish émigré circles. He added, however, that they had been unable to reach the Lublin Poles, so that time would not permit their summoning to Yalta. This was obviously a crude ruse not to have a deal brokered between the two Polish ‘governments’ at Yalta in the presence of the Western leaders. Yet Churchill responded to Molotov’s proposal only with a comment on the exact borders of the new Poland, since the Soviet Foreign Minister had finally revealed the details of the boundaries of the new Poland, as envisaged by the Soviets, with the western border along the rivers Oder and Neisse south of Stettin. This would take a huge portion of Germany into the new Poland, and Churchill remarked that it would be a pity to stuff the Polish goose so full of  German food that it got indigestion. This showed that the British were concerned that so much territory would be taken from the Germans that in the post-war world they would be permanently hostile to the new Poland, thus repeating the mistakes made at Versailles in 1919 and forcing the Poles closer to the Soviets.

At this conference, Churchill couched this concern as anxiety about the reaction of a considerable body of British public opinion to the Soviet plan to move large numbers of Germans. Stalin responded by suggesting that most Germans in these regions had already run away from the Red Army. By these means, Stalin successfully dodged Roosevelt’s request to get a deal agreed between the Lublin and London Poles. After dealing with the issue of Soviet participation in the Pacific War, the leaders returned once more to the question of Poland. Churchill saw this as the crucial point in this great conference and, in a lengthy speech, laid out the immensity of the problem faced by the Western Allies:

We have an army of 150,000 Poles who are fighting bravely. That army would not be reconciled to Lublin. It would regard our action in transferring recognition as a betrayal. 

Above: Stalin & Churchill at Yalta 

Churchill acknowledged that, if elections were held with a fully secret ballot and free candidacies, this would remove British doubts. But until that happened, and with the current composition of the Lublin government, the British couldn’t transfer its allegiance from the London-based Polish government-in-exile. Stalin, in what was a speech laced with irony, retorted:

The Poles for many years have not liked Russia because Russia took part in three partitions of Poland. But the advance of the Soviet Army and the liberation of Poland from Hitler has completely changed that. The old resentment has completely disappeared … my impression is that the Polish people consider this a great historic holiday.

The idea that the members of the Home Army, for example, were currently being treated to a ‘historic holiday’ can only have been meant as ‘black’ humour. But Churchill made no attempt to correct Stalin’s calumny. In the end, the Western Allies largely gave in to Stalin’s insistence and agreed that the Soviet-Polish border and, in compensation to Poland, that the Polish-German border should also shift westward. Stalin did, however, say that he agreed with the view that the Polish government must be democratically elected, adding that it is much better to have a government based on free elections. But the final compromise the three leaders came to on Poland was so biased in favour of the Soviets that it made this outcome extremely unlikely. Although Stalin formally agreed to free and fair elections in Poland, the only check the Western Allies secured on this was that ‘the ambassadors of the three powers in Warsaw’ would be charged with the oversight of the carrying out of the pledge in regard to free and unfettered elections. On the composition of the interim government, the Soviets also got their own way. The Western Allies only ‘requested’ that the Lublin government be reorganised to include ‘democratic’ leaders from abroad and within Poland. But the Soviets would be the conveners of meetings in Moscow to coordinate this. It’s difficult to believe that Roosevelt and Churchill could have believed that this ‘compromise’ would work in producing a free and democratic Poland, their stated aim. Hugh Lunghi later reflected on the generally shared astonishment:

Those of us who worked and lived in Moscow were astounded that a stronger declaration shouldn’t have been made, because we knew that there was not a chance in hell that Stalin would allow free elections in those countries when he didn’t allow them in the Soviet Union.

This judgement was shared at the time by Lord Moran, who believed that the Americans at Yalta were ‘profoundly ignorant’ of ‘the Polish problem’ and couldn’t fathom why Roosevelt thought he could ‘live at peace’ with the Soviets. Moran felt that it had been all too obvious in Moscow the previous October that Stalin meant to make Poland ‘a Cossack outpost of Russia’. He saw no evidence at Yalta that Stalin had ‘altered his intention’ since then. But on his first observation, he was wrong in respect to Roosevelt, at least. The President no longer cared as much about Poland as he had done when needing the votes of Polish Americans to secure his third term. He now gave greater priority to other key issues, while paying lip-service to the view that the elections in Poland had to be free and open. He told Stalin, …

… I want this election to be the first one beyond question … It should be like Caesar’s wife. I didn’t know her but they say she was pure.

Privately, the President acknowledged that the deal reached on Poland was far from perfect. When Admiral Leahy told him that it was so elastic that the Russians can stretch it all the way from Yalta to Washington without ever technically breaking it, Roosevelt replied: I know, Bill, but it is the best I can do for Poland at this time. The ‘deal’ was the best he could do because of the low priority he gave to the issue at that particular time. What was most important for Roosevelt overall was that a workable accommodation was reached with Stalin on the key issues which would form the basis for the general post-war future of the world. He did not share the growing consensus among the Americans living in Russia that Stalin was as bad as Hitler. Just before Yalta, he had remarked to a senior British diplomat that there were many varieties of Communism, and not all of them were necessarily harmful. As Moran put it, I don’t think he has ever grasped that Russia is a Police State. For the equally hard-headed Leahy, the consequences of Yalta were clear the day the conference ended, 11 February. The decisions taken there would result in Russia becoming …

… the dominant power in Europe, which in itself carries a certainty of future international disagreements and the prospects of another war.

But by the end of the conference, the leaders of the Western Allies and many of their key advisers were clearly putting their faith ever more firmly in the individual character of Stalin. Cadogan wrote in his journal on 11th that he had …

… never known the Russians so easy and accommodating … In particular, Joe has been extremely good. He is a great man, and shows up very impressively against the background of the other two ageing statesmen.

Churchill remarked that what had impressed him most was that Stalin listened carefully to counter-arguments and was then prepared to change his mind. And there was other evidence of a practical nature that could be used to demonstrate Stalin’s desire to reach an accommodation with the West – his obvious intention not to interfere in British action in Greece, for example. But above all, it was the impact of his personality and behaviour during the conference that was crucial in the optimism that prevailed straight after Yalta. This was evident in the signing of the ‘somewhat fuzzy’ Declaration on Liberated Europe, which pledged support for reconstruction and affirmed the right of all peoples to choose the form of government under which they will live. There was, at least in public, a sense that the ideological gap between the West and the Soviet Union was closing, with renewed mutual respect. Drained by long argument, the West, for now at least, took Stalin at his word. At the last banquet of the conference, Stalin toasted Churchill as the bravest governmental figure in the world. He went on:

Due in large measure to to Mr Churchill’s courage and staunchness, England, when she stood alone, had divided the might of Hitlerite Germany at a time when the rest of Europe was falling flat on its face before Hitler. … he knew of few examples in history where the courage of one man had been so important to the future history of the world. He drank a toast to Mr Churchill, his fighting friend and a brave man.

Verdicts on Yalta & Reactions in Britain and the USA:

In his ‘ground-breaking’ TV series on ‘the Cold War’, Jeremy Isaacs considered that:

The Yalta Conference represented the high-water mark of Allied wartime collaboration … But Yalta was also the beginning of the post-war world; the divisions between East and West became apparent. …

Stalin was apprehensive that the new United Nations might be controlled by the United States and Britain, and that the Soviet Union would be outnumbered there. It was agreed that two or three Soviet republics would be admitted as members and that each of the great powers should have a veto over resolutions of the Security Council.

However, the Western powers might have bargained differently and more effectively at Yalta. The Americans never used their considerable economic power to try to pressurise the Soviets to be more accommodating. The Soviets wanted a $6 billion line of credit to buy American equipment after the war, as well as an agreement on the amount of reparation they could take from Germany to pay for the conflict. They saw this partly as compensation for the vast destruction caused by the Nazis, partly as a means of punishing the German people for following them and partly as a symbol of victor’s rights. Britain and the United States were opposed to reparations; they had caused havoc after the First World War and could now hinder Germany from recovering following the Second. Eventually, after Yalta, they did agree to them, and Roosevelt compromised on a figure of $20 billion, to be paid in goods and equipment over a reasonable period of time. Neither of these issues was properly discussed at Yalta, however, not least because most people involved thought that there would be a formal peace conference at the end of the war to resolve all the key issues once and for all. But such a conference would never take place. According to Jeremy Isaacs, …

Yalta revealed cracks in the Grand Alliance. Only the common objective of defeating Hitler had kept it together; that and the personal trust, such as it was, among the three leaders.

After Yalta, the relationship between Roosevelt and Stalin would be the key to co-operation. With victory in sight, on 12 April, having defused another dispute with Stalin, the president drafted a cable to Churchill: I would minimise the general Soviet problem. Later the same day, and a little over two months after Yalta, Roosevelt collapsed, and a few hours later he was dead.

For the most part, the three statesmen were pleased with what had been accomplished at the Yalta Conference. As well as the agreements on Poland, albeit without the consent of the Polish people themselves or the Polish government-in-exile, the demarcation zones for occupied Germany had been fixed, with the French being granted an area of occupation alongside the British, Americans and Soviets. Yet, notwithstanding the discussions of the subject at the conferences held at both Tehran and Yalta, there was no unified conception of the occupying forces regarding the future treatment of Germany before its surrender. What was ‘tidied up’ on the conference fringe were the military plans for the final onslaught on Nazi Germany. It was also agreed that German industry was to be shorn of its military potential, and a reparations committee was set up. Also, major war criminals were to be tried, but there was no discussion of the programme of ‘denazification’ which was to follow. Neither did Stalin disguise his intention to extend Poland’s frontier with Germany up to the Oder-Neisse line, despite the warnings given by Churchill at the conference about the effects this would have on public opinion in the West.

However, the initial reactions in Britain were concerned with Poland’s eastern borders. Immediately after the conference, twenty-two Conservative MPs put down an amendment in the House of Commons remembering that Britain had taken up arms in defence of Poland and regretting the transfer of the territory of an ally, Poland, to ‘another power’, the Soviet Union; noting also the failure of the to ensure that these countries liberated by the Soviet Union from German oppression would have the full rights to choose their own form of government free from pressure by another power, namely the Soviet Union. Harold Nicolson, National Labour MP and former Foreign Office expert, voted against the amendment: I who had felt that Poland was a lost cause, feel gratified that we had at least saved something. Praising the settlement as the most important political agreement we have gained in this war, he considered the alternatives. To stand aside, to do nothing, would be ‘unworthy of a great country’.   Yet to oppose the Russians by force would be insane. The only viable alternative was ‘to save something by negotiation’. The Curzon Line, delineated after ‘a solid, scientific examination of the question’  at the Paris Peace Conference was, he claimed, ‘entirely in favour of the Poles’. Should Poland advance beyond that line, ‘she would be doing something very foolish indeed’. Churchill and Eden came in for the highest praise:

When I read the Yalta communiqué, I thought “How could they have brought that off? This is really splendid!”

Turning the dissident Conservatives’ amendment on its head, Harold Nicolson revealed Yalta’s most lasting achievement. Russia, dazzled by its military successes, revengeful and rapacious, might well have aimed to restore its ‘old Tsarist frontiers’. It had not done so and instead had agreed to modify them permanently. Harold Nicolson spoke with conviction in the Commons, but then to salute Stalin’s perceived altruism in the Polish matter rendered his reasoning contrived and decidedly off-key. The truth, as Churchill would tell him on his return from Yalta, was much more prosaic. Stalin had dealt himself an unbeatable hand, or, as two Soviet historians in exile put it: The presence of 6.5 million Soviet soldiers buttressed Soviet claims. But then, Churchill’s own rhetoric was not all it seemed to be. Although in public he could talk about the moral imperative behind the war, in private he revealed that he was a good deal less pure in his motives. On 13 February, on his way home from Yalta, he argued with Field Marshal Alexander, who was ‘pleading’ with him that the British should provide more help with post-war reconstruction in Italy. Alexander said that this was more or less what we are fighting this war for – to secure liberty and a decent existence for the peoples of Europe. Churchill replied, Not a bit of it! We are fighting to secure the proper respect for the British people!

Nicolson’s warm support of the Yalta agreement rested on the rather woolly ‘Declaration on Liberated Europe’ promising national self-determination, of which he said:

No written words could better express the obligation to see that the independence, freedom and integrity of Poland of the future are preserved.

He also thought that Stalin could be trusted to carry out his obligations since he had demonstrated that he is about the most reliable man in Europe. These sentiments, to a generation born into the Cold War, and especially those brought up in the ‘satellite’ states of eastern-central Europe, must sound alarmingly naive, but at that time he was in good company. On returning from Yalta, Churchill reported to his Cabinet. He felt convinced that Stalin ‘meant well in the world and to Poland’ and he had confidence in the Soviet leader to keep his word. Hugh Dalton, who attended the Cabinet meeting, reported Churchill as saying:

Poor Neville Chamberlain believed he could trust Hitler. He was wrong. But I don’t think I’m wrong about Stalin.

Opposition to Yalta was muted, confined mainly to discredited ‘Munichites’ who now sprang to the defence of Poland. In the Commons on 27 February Churchill continued to put the best gloss he could on the conference, and said he believed that:

Marshal Stalin and the Soviet leaders wish to live in honourable friendship and equality with the Western democracies. I feel also that their word is their bond.

When the Commons voted 396 to 25 in favour of Churchill’s policy, the PM was ‘overjoyed’, praising Nicolson’s speech as having swung many votes. Churchill’s faith in Stalin, shared by Nicolson, proved right in one important respect. The ‘percentages agreement’ he had made with Stalin in Moscow by presenting him with his ‘naughty document’, which had been signed off at Yalta, was, at first, ‘strictly and faithfully’ adhered to by Stalin, particularly in respect of Greece.

Roosevelt’s administration went further. In Washington, the President was preceded home by James Byrnes, then head of the war mobilization board and later Truman’s Secretary of State, who announced not only that agreement had been reached with at Yalta about the United Nations, but that as a result of the conference, ‘spheres of influence’ had been eliminated in Europe, and the three great powers are going to preserve order (in Poland) until the provisional government is established and elections held. This second announcement was, of course, very far from the truth which was that degrees or percentages of influence had been confirmed at Yalta. Roosevelt had wanted the American public to focus on what he believed was the big achievement of Yalta – the agreement over the foundation and organisation of the United Nations. The President, well aware that he was a sick man, wanted the UN to be central to his legacy. He would show the world that he had taken the democratic, internationalist ideals of Woodrow Wilson which had failed in the League of Nations of the inter-war years, and made them work in the shape of the UN.

The ‘gloss’ applied to the Yalta agreement by both Roosevelt and Byrnes was bound to antagonise Stalin. The Soviet leader was the least ‘Wilsonian’ figure imaginable. He was not an ‘ideas’ man but believed in hard, practical reality.  What mattered to him was where the Soviet Union’s borders were and the extent to which neighbouring countries were amenable to Soviet influence. The response of Pravda to Byrnes’ spin was an article on 17 February that emphasised that the word ‘democracy’ meant different things to different people and that each country should now exercise ‘choice’ over which version it preferred. This, of course, was a long way from Roosevelt’s vision, let alone that of Wilson. In fact, the Soviets were speaking the language of ‘spheres of influence’, the very concept which Byrnes had just said was now defunct. Stalin had consistently favoured this concept for the major powers in Europe and this was why he was so receptive towards Churchill’s percentages game in October 1944.

But it would be a mistake to assume that Stalin, all along, intended that all the eastern European states occupied by the Red Army in 1944-45 should automatically transition into Soviet republics. What he wanted all along were ‘friendly’ countries along the USSR’s border with Europe within an agreed Soviet ‘sphere of influence’. Of course, he defined ‘friendly’ in a way that precluded what the Western Allies would have called ‘democracy’. He wanted those states to guarantee that they would be close allies of the USSR so that they would not be ‘free’ in the way Churchill and Roosevelt envisaged. But they need not, in the immediate post-war years, become Communist states. However, it was Churchill, rather than the other two of the ‘Big Three’ statesmen, who had the most difficulty in ‘selling’ Yalta. That problem took physical form in the shape of General Anders, who confronted Churchill face to face on 20 February. The Polish commander had been outraged by the Yalta agreement, which he saw as making a ‘mockery of the Atlantic Charter’. Churchill said that he assumed that Anders was not satisfied with the Yalta agreement. This must have been heard as a deliberate understatement, as Anders replied that it was not enough to say that he was dissatisfied. He said: I consider a great calamity has occurred. He then went on to make it clear to Churchill that his distress at the Yalta agreement was not merely idealistic, but had a deeply practical dimension as well. He protested:

Our soldiers fought for Poland. Fought for the freedom of their country. What can we, their commanders, tell them now? Soviet Russia, until 1941 in close alliance with Germany, now takes half our territory, and in the rest of it she wants to establish her power.

Churchill became annoyed at this, blaming Anders for the situation because the Poles could have settled the eastern border question earlier. He then added a remarkably hurtful remark, given the sacrifice made by the Poles in the British armed forces:

We have enough troops today. We do not need your help. You can take your divisions. We shall do without them.

It is possible to see in this brief exchange not only Churchill’s continuing frustration with the Poles but also the extent to which he felt politically vulnerable because of Yalta. His reputation now rested partly on the way Stalin chose to operate in Poland and the other eastern European countries. To preserve intact his own wartime record, he had to hope Stalin would keep to his ‘promises’. Unfortunately for the British Prime Minister, this hope would shortly be destroyed by Soviet action in the territory they now occupied. Anders (pictured on the right after the Battle of Monte Casino) talked to Field Marshal Sir Alan Brooke, Chief of the Imperial General Staff. In his diary entry for 22 February, the latter recorded what Anders told him, explaining why the Polish leader takes this matter so terribly hard:

After having been a prisoner, and seeing how Russians could treat Poles, he considered that he was in a better position to judge what Russians were like than the President or PM. … When in a Russian prison he was in the depth of gloom but he did then always have hope. Now he could see no hope anywhere. Personally his wife and children were in Poland and he could never see them again, that was bad enough. But what was infinitely worse was the fact that all the men under his orders relied on him to find a solution to this insoluble problem! … and he, Anders, saw no solution and this kept him awake at night. 

It soon became clear that Anders’ judgement of Soviet intentions was an accurate one, as Stalin’s concept of ‘free and fair elections’ was made apparent within a month. But even before that, in February, while the ‘Big Three’ were determining their future of without them and Churchill was traducing their role of in the war, the arrests of Poles by the Soviets continued, with trainloads of those considered ‘recalcitrants’ sent east, including more than 240 truckloads of people from Bialystok alone.

The Combined Bombing Offensive & the Case of Dresden:

Meanwhile, from the beginning of February, German west-to-east troop movements were being disrupted at the Russians’ urgent request for the Western Allies to bomb the nodal points of Germany’s transportations system, including Berlin, Chemnitz, Leipzig and Dresden. But it was to be the raid on Dresden in the middle of the month that was to cause the most furious controversy of the whole Combined Bomber Offensive (CBO), a controversy which has continued to today. During the Yalta Conference of 4 to 11 February, Alan Brooke chaired the Chiefs of Staff meetings at the Yusupov Villa the day after the opening session when the Russian Deputy Chief of Staff Alexei Antonov and the Soviet air marshal Sergei Khudyakov pressed the subject of bombing German lines of communication and entrainment, specifically via Berlin, Leipzig and Dresden. In the view of one of those present, Hugh Lunghi, who translated for the British Chiefs of Staff during these meetings with the Soviets, it was this urgent request to stop Hitler transferring divisions from the west to reinforce his troops in Silesia, blocking the Russian advance on Berlin that led directly to the bombing of Dresden only two days after the conference ended.

The massive attack on Dresden took place just after ten o’clock on the night of Tuesday, 13 February 1945 by 259 Lancaster bombers from RAF Swinderby in Lincolnshire, as well as from other nearby airfields, flying most of the way in total cloud, and then by 529 more Lancasters a few hours later in combination with 529 Liberators and Flying Fortresses of the USAAF the next morning. It has long been assumed that a disproportionately large number of people died in a vengeance attack for the November 1940 ‘blanket bombing’ of Coventry and that the attack had little to do with any strategic or military purpose. Yet though the attack on the beautiful, largely medieval city centre, ‘the Florence of the Elbe’, was undeniably devastating, there were, just as in Coventry, many industries centred in this architectural jewel of southern Germany.

The 2,680 tons of bombs dropped laid waste to over thirteen square miles of the city, and many of those killed were women, children, the elderly and some of the several hundred thousand refugees fleeing from the Red Army, which was only sixty miles to the east. The military historian Allan Mallinson has written of how those killed were suffocated, burnt, baked or boiled. Piles of corpses had to be pulled out of a giant fire-service water-tank into which people had jumped to escape the flames but were instead boiled alive. David Irving’s 1964 book The Destruction of Dresden claimed that 130,000 people died in the bombing, but this has long been disproven. The true figure was around twenty thousand, as a special commission of thirteen prominent German historians concluded, although some more recent historians have continued to put the total at upwards of fifty thousand. Propaganda claims by the Nazis at the time, repeated by neo-Nazis more recently, that human bodies were completely ‘vaporised’ in the high temperatures were also shown to be false by the commission.

Certainly, by February 1945, the Allies had discovered the means to create firestorms, even in cold weather very different from that of Hamburg in July and August of 1943. Huge ‘air mines’ known as ‘blockbusters’ were dropped, designed to blow out windows and doors so that the oxygen would flow through easily to feed the flames caused by the incendiary bombs. High-explosive bombs both destroyed buildings and just as importantly kept the fire-fighters down in their shelters. One writer records:

People died not necessarily because they were burnt to death, but also because the firestorm sucked all the oxygen out of the atmosphere.

In Dresden, because the sirens were not in proper working order, many of the fire-fighters who had come out after the first wave of bombers were caught out in the open by the second. Besides this, the Nazi authorities in Dresden, and in particular its Gauleiter Martin Mutschmann, had failed to provide proper air-raid protection. There were inadequate shelters, sirens failed to work and next to no aircraft guns were stationed there. When Mutschmann fell into Allied hands at the end of the war he quickly confessed that a shelter-building programme for the entire city was not carried out because he hoped that nothing would happen to Dresden. Nonetheless, he had two deep reinforced built for himself, his family and senior officials, just in case he had been mistaken. Even though the previous October 270 people had been killed there by thirty USAAF bombers, the Germans thought Dresden was too far east to be reached, since the Russians left the bombing of Germany almost entirely to the British and Americans. Quite why Mutschmann thought that almost alone of the big cities, Dresden should have been immune to Allied bombing is a mystery, for the Germans had themselves designated it as a ‘military defensive area’.

So the available evidence does not support the contemporary view of Labour’s Richard Stokes MP and Bishop George Bell as a ‘war crime’, as many have since assumed that it was. As the foremost historian of the operation, Frederick Taylor has pointed out, Dresden was by the standards of the time a legitimate military target. As a nodal point for communications, with its railway marshalling yards and conglomeration of war industries, including an extensive network of armaments workshops, the city was always going to be in danger once long-range penetration by bombers with good fighter escort was possible. One historian has asked: Why is it legitimate to kill someone using a weapon, and a crime to kill those who make the weapons? However, Churchill could see that the ‘CBO’ would provide a future line of attack against his prosecution of the war, and at the end of March, he wrote to the Chiefs of Staff to put it on record that:

… the question of bombing German cities simply for the the sake of increasing the terror, though under other pretexts, should be reviewed. Otherwise we shall come into control of an utterly ruined land. We shall not, for instance, be able to get housing materials out of Germany for our own needs because some temporary provisions would have to be made for the Germans themselves. The destruction of Dresden remains a serious query against the conduct of Allied bombing … I feel the need for more precise concentration upon military objectives … rather than on mere acts of terror and wanton destruction, however impressive.

This ‘minute’ has been described as sending a thunderbolt down the corridors of Whitehall. ‘Bomber’ Harris, who himself had considerable misgivings about the operation because of the long distances involved, was nonetheless characteristically blunt in defending the destruction of a city that once produced Meissen porcelain:

The feeling, such as there is, over Dresden could be easily explained by a psychiatrist. It is connected with German bands and Dresden shepherdesses. Actually Dresden was a mass of munition works, an intact government centre and a key transportation centre. It is now none of those things.

One argument made since the war, that the raid was unnecessary because peace was only ten weeks off, is especially ahistorical. With talk of secret weaponry, a Bavarian Redoubt, fanatical Hitler Youth ‘werewolf’ squads and German propaganda about fighting for every inch of the Fatherland,  there was no possible way of the Allies knowing how fanatical German resistance would be, and thus predict when the war might end. The direct and indirect effects of the bombing campaign on war production throughout Germany reduced the potential output of weapons for the battlefields by fifty per cent. The social consequences of bombing also reduced economic performance. Workers in cities spent long hours huddled in air-raid shelters; they arrived for work tired and nervous. The effects of bombing in the cities also reduced the prospects of increasing female labour as women worked to salvage wrecked homes, or took charge of evacuated children, or simply left for the countryside where conditions were safer. In the villages, the flood of refugees from bombing strained the rationing system, while hospitals had to cope with three-quarters of a million casualties. Under these circumstances, demoralisation was widespread, though the ‘terror state’ and the sheer struggle to survive prevented any prospect of serious domestic unrest.

The Reich fragmented into several self-contained economic areas as the bombing destroyed rail and water transport. Factories lived off accumulated stocks. By the end of February, the economy was on the verge of collapse, as the appended statistics reveal. Meanwhile, German forces retreated to positions around Berlin, preparing to make a last-ditch stand in defence of the German capital.

 

Statistical Appendix: The Social & Economic Consequences of the Bombing Campaign in Germany:

Sources:

Published in 2008, by BBC Books, an imprint of Ebury Books, London.

Andrew Roberts (2009), The Storm of War: A New History of the Second World War.  London: Penguin Books.

Norman Rose (2005), Harold Nicolson. London: Pimlico.

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Herman Kinder & Werner Hilgemann (1978), The Penguin Atlas of World History, volume two. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Jeremy Isaacs & Taylor Downing (1998), Cold War: For Forty-five Years the World Held Its Breath. London: Transworld Publishers.