Above: NAZI GERMANY & ITS ALLIED/ OCCUPIED TERRITORIES IN 1945

The Aftermath of the Ardennes Offensive:

The German army’s losses in 1944 were immense, adding up to the equivalent of more than a hundred divisions. Nevertheless, during this period Hitler managed to scrape up a reserve of twenty-five divisions which he committed in December to a re-run of his 1940 triumph in France, an offensive in the Ardennes, the so-called Battle of the Bulge. For a few days, as the panzers raced towards the Meuse, the world wondered if Hitler had managed to bring it off. But the Allies had superior numbers and the tide of battle soon turned against the Germans, who were repulsed within three weeks, laying Germany open for the final assault from the West. For this, the Allies had eighty-five divisions, twenty-three of which were armoured, against a defending force of twenty-six divisions. Rundstedt declared after the war:

I strongly object to the fact that this stupid operation in the Ardennes is sometimes called the “Rundstedt Offensive”. This is a complete misnomer. I had nothing to do with it. It came to me as an order complete to the last detail. Hitler had even written “Not to be Altered”.

In the Allied camp, Montgomery told a press conference at his Zonhoven headquarters on 7 January that he saluted the brave fighting men of America:

 … I never want to fight alongside better soldiers.  … I have tried to feel I am almost an American soldier myself so that I might take no unsuitable action to offend them in any way.

However, his sin of omission in not referring to any of his fellow generals did offend them and further inflamed tensions among the Anglo-American High Command. Patton and Montgomery loathed each other anyway, the former calling the latter that cocky little limey fart, while ‘Monty’ thought the American general a foul-mouthed lover of war. As the US overhauled Britain in almost every aspect of the war effort, Montgomery found himself unable to face being eclipsed and became progressively more anti-American as the stars of the States continued to rise. So when censorship restrictions were lifted on 7 January, Montgomery gave his extensive press briefing to a select group of war correspondents. His ineptitude shocked even his own private staff, and some believed he was being deliberately offensive, especially when he boasted:

General Eisenhower placed me in command of the whole northern front. … I employed the whole available power of the British group of armies. You have this picture of British troops fighting on both sides of American forces who had suffered a hard blow. This is a fine Allied picture.

Although he spoke of the average GIs as being ‘jolly brave’ in what he called ‘an interesting little battle’, he claimed he had entered the engagement ‘with a bang’, and left the impression that he had effectively rescued the American generals from defeat. Bradley then described Montgomery to Eisenhower as being all out, right-down-to-the-toes-mad, telling ‘Ike’ that he could not serve with him, preferring to be sent home to the US. Patton immediately made the same declaration. Then Bradley started holding court to the press himself and, together with Patton, leaked damaging information about Montgomery to American journalists. Montgomery certainly ought to have paid full tribute to Patton’s achievement in staving off the southern flank of the Ardennes offensive, but the US general was not an attractive man to have as a colleague. He was a white supremacist and an anti-Semite, and his belief in the Bolshevik-Zionist conspiracy remained unaffected by the liberation of the concentration camps which was soon to follow. Whatever the reasons for Montgomery’s dislike of Patton, as Andrew Roberts has pointed out:

The British and American generals in the west from 1943 to 1945 did indeed have a special relationship: it was especially dreadful.

Despite their quarrelling, by 16 January, the Allies had resumed their advance as the British, Americans and French gradually forced their way towards the Rhine. The German order to retreat was finally given on 22nd, and by 28th there was no longer a bulge in the Allied line, but instead, a large one developing in that of the Germans.

The Oder-Vistula Offensive & Hitler’s ‘Bunker’ Mentality:

Meanwhile, the Red Army had burst across the Vistula and then began clearing Pomerania and Silesia. The 12th January had seen the beginning of a major Soviet offensive along the entire front from the Baltic Sea in the north to the Carpathian mountains in the south, against what was left of the new German Central front, made up of the seventy divisions of Army Group Centre and Army Group A. The Red Army first attacked from the Baranov bridgehead, demolishing the German Front of the Centre sector. Planned by Stalin and the ‘Stavka’, but expertly implemented by Zhukov, this giant offensive primarily comprised, from the south to the north, as shown on the map above: Konyev’s 1st Ukrainian, Zhukov’s 1st Belorussian, Rokossovsky’s 2nd Belorussian, Chernyakovsky’s 3rd Belorussian, Bagryan’s 1st Baltic and Yeremenko’s 2nd Baltic Fronts, so no fewer than two hundred divisions in all.

Faced with this onslaught, wildly outnumbered and outgunned, the Germans conducted an impressive fighting retreat of almost three hundred miles, losing Warsaw on 17 January and leaving isolated garrisons at Thorn, Poznan and Breslau that had no real hope of relief. The Polish territories which remained under occupation were lost, as was Upper Silesia with its undamaged industrial area and Lower Silesia east of the Oder. Almost one million German citizens were sheltering in or around the city of Breslau in Lower Silesia, which was not a fortress in the conventional sense despite attempts following August 1944 to build a defensive ring at a ten-mile radius from the city centre. On 20 and 21 January, Women and children were told through loudspeakers to leave the city on foot and proceed in the direction of Opperau and Kanth. This effectively expelled them into three-foot snowdrifts and temperatures of -20 Celsius. The babies were usually the first to die, the historian of Breslau’s subsequent seventy-seven-day siege recorded. Ammunition and supplies were parachuted in by the Luftwaffe, but these often fell into the Oder or behind the Russian lines. The city did not surrender until 6 May and its siege cost the lives of 28,600 of its 130,000 soldiers and civilians.

During the first two months of 1945, Hitler was living in a world of self-delusion, while continuing to direct operations from his bomb-proof bunker deep beneath the Chancellory in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. It’s impossible to tell, even from the verbatim reports of Hitler’s briefings of the Reich’s most senior figures, when exactly he realised that he was bound to lose the war, and with it his own life. It possibly came at the end of the ‘Battle of the Bulge’ at the close of 1944, or in the first week of 1945, for on 10 January he had the following conversation with Göring over the problems with the production of secret weaponry:

HITLER: It is said that if Hannibal, instead of the seven or thirteen elephants he had left as he crossed the Alps … had had fifty or 250, it would have been more than enough to conquer Italy.

GÖRING: But we did finally bring out the jets; we brought them out. And they most come in masses, so we keep the advantage.

HITLER: The V-1 can’t decide the war, unfortunately.

GÖRING: … Just as an initially unpromising project can finally succeed, the bomber will come too, if it is also –

HITLER: But that’s still just a fantasy!

GÖRING: No!

HITLER: Göring, the gun is there, the other is still a fantasy!

Although there were often up to twenty-five people in the room during these Führer-conferences, Hitler usually had only two or three interlocutors. It was after one such conference in February that Albert Speer tried to explain to Admiral Dönitz how the war was certainly lost, with the maps there showing a catastrophic picture of innumerable breakthroughs and encirclements, but Dönitz merely replied with an unwonted curtness that he was only there to represent the Navy and that the rest was none of his business. The Führer must know what he is doing, he added. Speer believed that if Dönitz, Göring, Keitel, Jodl, Guderian and himself had presented the Führer with an ultimatum, and demanded to know his plans for ending the war, then Hitler would have had to have declared himself. Yet that was never going to happen, because they suspected, not without justification as it turned out, that by then there was soon only to be a rope at the end of it. When Speer approached Göring at Karinhall soon after he had spoken to Dönitz, the Reichsmarschall readily admitted that the Reich was doomed, but said that he had:

… much closer ties with Hitler; many years of common experiences and struggles had bound them together – and he could no longer break loose.

By the end of January, the military situation both in the west and the east was already quite beyond Hitler’s control: the Rhine front collapsed as soon as the Allies challenged it, and leaving the last German army in west locked up in the Ruhr, the British and Americans swept forward to the Elbe. Hitler’s dispositions continued to make Germany’s strategic situation worse. Guderian recalled after the war that the Führer had refused his advice to bring the bulk of the ‘Wehrmacht’ stationed in Poland back from the front line to more defensible positions twelve miles further back, out of range of Russian artillery. Disastrously, Hitler’s orders meant that the new defensive line, only two miles behind the front, were badly hit by the Soviet guns, wrecking any hopes for a classic German counter-attack. A historian of the campaign has remarked that this was an absolute contradiction of German military doctrine. Hitler’s insistence on personally authorising everything done by his Staff was explained to Guderian with hubristic words:

There’s no need for you to try and teach me. I’ve been commanding the Wehrmacht in the field for five years and during that time I’ve had more practical experience than any gentlemen of the General Staff could ever hope to have. I’ve studied Clausewitz and Moltke and read all the Schlieffen papers. I’m more in the picture than you are!

A few days into the great Soviet offensive in the east, Guderian challenged Hitler aggressively over his refusal to evacuate the German army in Kurland, which had been completely cut off against the Baltic. When Hitler refused the evacuation across the Baltic, as he always did when asked to authorise a retreat, according to Speer, Guderian lost his temper and addressed his Führer with an openness unprecedented in this circle. He stood facing Hitler across the table in the Führer’s massive office in the Reich Chancellery, with flashing eyes and the hairs of his moustache literally standing on end saying, in a challenging voice: “It’s simply our duty to save these people, and we still have time to remove them!”Hitler stood up to answer back: “You are going to fight on there. We cannot give up those areas!” Guderian continued, “But it’s useless to sacrifice men in this senseless way. It’s high time! We must evacuate these soldiers at once!” According to Speer, although he got his way, …

… Hitler appeared visibly intimidated by this assault … The novelty was almost palpable. New worlds had opened out.

As the momentum of the Red Army’s Oder-Vistula offensive led to the fall of Warsaw later that month, three senior members of Guderian’s planning staff were arrested by the Gestapo and questioned about their apparent questioning of orders from the OKW. Only after Guderian spent hours intervening on their behalf were two of them released, though the third was sent to a concentration camp. The basis of the problem not only lay in the vengeful Führer but in the system of unquestioning obedience to orders which had been created around him, which was in fundamental conflict with the General Staff’s system of mutual trust and exchange of ideas. Of course, the failed putsch had greatly contributed to Hitler’s genuine distrust of the General Staff, as well as to his long-felt ‘class hatred’ of the army’s aristocratic command. On 27 January, during a two-and-a-half-hour Führer conference, starting at 4.20 p.m., Hitler explained his thinking concerning the Balkans, and in particular, the oilfields of the Lake Balaton region in Hungary. With Göring, Keitel, Jodl, Guderian and five other generals in attendance, together with fourteen other officials, he ranged over every front of the war, with the major parts of the agenda including the weather conditions, Army Group South in Hungary, Army Group Centre in Silesia, Army Group Centre in Silesia, Army Group Vistula in Pomerania, Army Group Kurland, the Eastern Front in general, the west and the war at sea. Guderian told Hitler that our main problem is the fuel issue at the moment, to which Hitler replied, who replied: That’s why I’m concerned, Guderian. Pointing to the Balaton region, he added:

… if something happens down there, it’s over. That’s the most dangerous point. We can improvise everywhere else, but not there. I can’t improvise with the fuel. 

The Sixth Panzer Army, reconstituted after its exertions in the Ardennes offensive was ordered to Hungary, from where it could not be extracted. ‘Defending’ Hungary, or rather its oilfields, accounted for seven out of the eighteen Oder-Neisseanzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment. In January, Hitler had only 4,800 tanks and 1,500 combat aircraft in the east, to fight Stalin’s fourteen thousand tanks and fifteen thousand aircraft. Soon after the conference, Zhukov reached the Oder river on 31 January and Konyev reached the Oder-Neisse Line a fortnight later, on the lower reaches of the River Oder, a mere forty-four miles from the suburbs of Berlin. It had been an epic advance but had temporarily exhausted the USSR,  halting its offensive due to the long lines of supply and communications. On 26 February, the Soviets also broke through from Bromberg to the Baltic. As a consequence, East Prussia was cut off from the Reich. Then they didn’t move from their positions until mid-April.

Below: The Liberation of Europe, East & West, January 1944 – March 1945

About twenty million of the war dead were Russians by this stage, together with another seven million from the rest of the USSR, rather more of them civilians than Red Army soldiers. The vast majority of them had died far from any battlefield. Starvation, slave-labour conditions, terror and counter-terror had all played their part, with Stalin probably responsible for nearly as many of the deaths of his own people as Hitler was. However, the Nazis were guilty of the maltreatment of prisoners-of-war, with only one million of the six million Russian soldiers captured surviving the war, as well as millions of Russian Jews. Yet despite their exhaustion, the proximity of Stalin’s troops to the German capital gave their Marshal and leader a greatly increased voice at the Yalta Conference in the Crimea, called to discuss the ‘endgame’ in Europe, and to try to persuade the Soviets to undertake a major involvement in the war against Japan.

The ‘Big Three’ at the Yalta Conference, 4-11 February:

Franklin Roosevelt and Josef Stalin met only twice, at the Tehran Conference in November 1943 and the Yalta Conference in February 1945, although they maintained a very regular correspondence. Roosevelt’s last letter to the Soviet leader was sent on 11 April, the day before he died. By the time of Yalta, it was Roosevelt who was making all the running, attempting to keep the alliance together. With the Red Army firmly in occupation of Poland, and Soviet troops threatening Berlin itself when the conference opened, there was effectively nothing that either FDR or Churchill could have done to safeguard political freedom in eastern Europe, and both knew it. Roosevelt tried everything, including straightforward flattery, to try to bring Stalin round to a reasonable stance on any number of important post-war issues, such as the creation of a meaningful United Nations, but he overestimated what his undoubted aristocratic charm could achieve with the genocidal son of a drunken Georgian cobbler. A far more realistic approach to dealing with Stalin had been adopted by Churchill in Moscow in October 1944, when he took along what he called a naughty document which listed the proportional interest in five central and south-east European countries. Crucially, both Hungary and Yugoslavia would be under ’50-50′ division of influence between the Soviets and the British. Stalin signed the document with a big blue tick, telling Churchill to keep it, and generally stuck to the agreements, the exception being Hungary.

In preparation for the conference, Stalin tried to drum up as much support as he could for his puppet government in Poland. It was a subject, for example, that had dominated the visit of General de Gaulle to Moscow in December 1944. It was against the diplomatic background of this meeting with De Gaulle and in the knowledge that the war was progressing towards its end, that Stalin boarded a train from Moscow for the Crimea in February 1945. He had just learnt that Marshal Zhukov’s Belorussian Front had crossed into Germany and were now encamped on the eastern bank of the Oder. In the West, he knew that the Allies had successfully repulsed Hitler’s counter-attack in the Ardennes, and in the Far East that General Douglas MacArthur was poised to recapture Manila in the Philippines, the British had forced the Japanese back in Burma, and the US bombers were pounding the home islands of Japan. Victory now seemed certain, though it was still uncertain as to how soon and at what cost that victory would come.

The conference at Yalta has come to symbolise the sense that somehow ‘dirty deals’ were done as the war came to an end, dirty deals that brought dishonour on the otherwise noble enterprise of fighting the Nazis. But it wasn’t quite the case. In the first place, of course, it was the Tehran Conference in November 1943 that the fundamental issues about the course of the rest of the war and the challenges of the post-war world and the challenges of the post-war world were initially discussed and resolved in principle. Little of new substance was raised at Yalta. Nonetheless, Yalta is important, not least because it marks the final high point of Churchill and Roosevelt’s optimistic dealings with Stalin. On 3 February, the planes of the two western leaders flew in tandem from Malta to Saki, on the flat plains of the Crimea, north of the mountain range that protects the coastal resort of Yalta. They, and their huge group of advisers and assistants, around seven hundred people in all, then made the torturous drive down through the high mountain passes to the sea.

The main venue for the conference was the tsarist Livadia Palace, where  FDR stayed and where the plenary sessions took place. The British delegation stayed at the Vorontsov Villa Palace overlooking the Black Sea at Alupka, twelve miles from the Livadia Palace. The Chiefs of Staff meetings were held at Stalin’s headquarters, the Yusupov Villa at Koreiz, six miles from the Livadia Palace. Churchill, who had cherished the hope that the United Kingdom would be chosen as the site of the conference, was not enthusiastic about the Crimea. He later described the place as ‘the Riviera of Hades’ and said that…

 … if we had spent ten years on research, we could not have found a worse place in the world.

But, as in so much else, the will of Stalin had prevailed, and none of the Western Allies seemed aware of of the bleak irony that his chosen setting was the very location where eight months previously Stalin his own peculiar way of dealing with dissent, real or imagined, in deporting the entire Tatar nation. Yet it was here in the Crimea that the leaders were about to discuss the futures of many nationalities and millions of people. One of these leaders, President Roosevelt, had, according to Churchill’s doctor, Lord Moran, gone to bits physically. He doubted whether the President was fit for the job he had to do at Yalta. Hugh Lunghi, who went to the military mission in Moscow, remembers seeing the two leaders arrive by plane, and he too was surprised by the President’s appearance:

Churchill got out of his aircraft and came over to Roosevelt’s. And Roosevelt was being decanted, as it were – it’s the only word I can use – because of course he was disabled. And Churchill looked at him very solicitously. They’d met in Malta of course, so Churchill, I suppose, had no surprise, as I had – and anyone else had who hadn’t seen Roosevelt previously – to see this gaunt, very thin figure with his black cape over his shoulder, and tied at his neck with a knot, and his trilby hat turned up at the front. His face was waxen to a sort of yellow … and very drawn, very thin, and a lot of the time he was sort of … sitting there with his mouth open sort of staring ahead. So that was quite a shock.

Roosevelt was a dying man at Yalta, but whether his undoubted weakness affected his judgement is less easy to establish, with contemporary testimony supporting both sides of the argument. What is certain, though, is that Roosevelt’s eventual accomplishments at Yalta were coherent and consistent with his previous policies as expressed at Tehran and elsewhere. His principal aims remained those of ensuring that the Soviet Union came into the war against Japan, promptly, once the war in Europe was over and gaining Soviet agreement about the United Nations. The intricacies of the borders of eastern Europe mattered much less to him. Addressing Congress in March 1945, Roosevelt reported that Yalta represented:

… the end of the system of unilateral action, the exclusive alliances, the spheres of influence, the balance of power, and all the other expedients that have been tried for centuries, and have always failed.

This was an idealistic, perhaps naive, way to have interpreted the Yalta conference, but it is quite possible that Roosevelt believed what he was saying when he said it, regardless of disability and illness. Whilst Roosevelt’s physical decline was obvious for all present to see, just as obvious was Stalin’s robust strength and power. As the translator at the Conference, Hugh Lunghi saw him:

Stalin was full of beans … He was smiling, he was genial to everyone, and I mean everybody, even to junior ranks like myself. He joked at the banquets more than he he had before.

In his military uniform, Stalin cut an imposing figure, and, in the head of the British Foreign Office, Sir Alexander Cadogan’s words, he was quiet and restrained, with a very good sense of humour and a rather quick temper. But, more than that, the Allied leaders felt that Stalin at Yalta was someone they could relate to on a personal level and could trust more than they had been able to do previously. Certainly, Churchill and Roosevelt remained anxious to believe in Stalin the man. They clung to the hope that Stalin’s previous statements of friendship meant that he was planning on long-term co-operation with the West. By the time of Yalta, Churchill could point to the fact that the Soviets had agreed to allow the British a free hand in Greece. In any case, the future peace of the world still depended on sustaining a productive relationship with Stalin. The two Western leaders remained predisposed to gather what evidence they could in support of their jointly agreed ‘thesis’ that Stalin was a man they could ‘handle’. At the first meeting of all three leaders, in the Livadia Palace, the former holiday home of the imperial family, Roosevelt remarked:

… we understand each other much better now than we had in the past and that month by month that understanding was growing.

It was Poland which was to be the test case for this assertion, and no subject was discussed more at Yalta. Despite the protests of the Polish government in exile, both Roosevelt and Churchill had already agreed that Stalin could keep eastern Poland. What mattered to both leaders was that the new Poland, within its new borders, should be ‘independent and free’. They knew only too well, of course, that only days after Hitler’s ‘brutal attack’ from the West, the Soviet Union had made their own ‘brutal attack’ from the East. It was the results of this ‘land grab’ that Churchill now agreed, formally, to accept. But he also explained that Britain had gone to war over Poland so that it could be “free and sovereign” and that this was a matter of “honour” for Britain. Stalin pointed out that twice in the last thirty years, the USSR had been attacked through the “Polish corridor”, and he remarked:

The Prime Minister has said that for Great Britain the question of Poland is a question of honour. For Russia it is not only a question of honour but also of security … it is necessary that Poland be free, independent and powerful. … there are agents of the London government connected with the so-called underground. They are called resistance forces. We have heard nothing good from them but much evil.

Stalin, therefore, kept to his position that the ‘Lublin Poles’, who were now in the Polish capital as ‘the Polish government’ had as great a democratic base in Poland as de Gaulle has in France and that elements of the ‘Home Army’ were ‘bandits’ and that the ex-Lublin Poles should be recognised as the legitimate, if temporary, government of Poland. Unlike at Tehran, where he had remained silent in the face of Stalin’s accusations about the Polish resistance, Churchill now made a gentle protest:

 I must put on record that the British and Soviet governments have different sources of information in Poland and get different facts. Perhaps we are mistaken but I do not feel that the Lublin government represents even one third of the Polish people. This is my honest opininion and I may be wrong. Still, I have felt that the underground might have collisions with the Lublin government. I have feared bloodshed, arrests, deportation and I fear the effect on the whole  Polish question. Anyone who attacks the Red Army should be punished but I cannot feel the Lublin government has any right to represent the Polish nation.

As Churchill and Roosevelt saw it, the challenge was to do what they could to ensure that the government of the newly reconstituted country was as representative as possible. So Roosevelt sent Stalin a letter after the session that he was concerned that people at home look with a critical eye on what they consider a disagreement between us at this vital stage of the war. He also stated categorically that we cannot register the Lublin government as now composed. Roosevelt also proposed that representatives of the ‘Lublin Poles’ and the ‘London Poles’ be immediately called to Yalta s that ‘the Big Three’ could assist them in jointly agreeing on a provisional government in Poland. At the end of the letter, Roosevelt wrote that:

… any interim government which could be formed as a result of our conference with the Poles here would be pledged to the holding of free elections in Poland at the earliest possible date. I know this is completely consistent with your desire to see a new free and democratic Poland emerge from the welter of this war.

This put Stalin in something of an awkward spot because it was not in his interests to have the composition of any interim government of Poland worked out jointly with the other Allied leaders. He would have to compromise his role, as he saw it, as the sole driver of events if matters were left until after the meeting disbanded. So he first practised the classic politicians’ ploy of delay. The day after receiving Roosevelt’s letter, 7 February, he claimed that he had only received the communication ‘an hour and a half ago’. He then said that he had been unable to reach the Lublin Poles because they were away in Kraków. However, he said, Molotov had worked out some ideas based on Roosevelt’s proposals, but these ideas had not yet been typed out. He also suggested that, in the meantime, they turn their attention to the voting procedure for the new United Nations organisation. This was a subject dear to Roosevelt’s heart, but one which had proved highly problematic at previous meetings. The Soviets had been proposing that each of the sixteen republics should have their own vote in the General Assembly, while the USA would have only one. They had argued that since the British Commonwealth effectively controlled a large number of votes, the Soviet Union deserved the same treatment. In a clear concession, Molotov said that they would be satisfied with the admission of … at least two of the Soviet Republics as original members. Roosevelt declared himself ‘very happy’ to hear these proposals and felt that this was a great step forward which would be welcomed by all the peoples of the World. Churchill also welcomed the proposal.

Then Molotov presented the Soviet response on Poland, which agreed that it would be desirable to add to the Provisional Polish Government some democratic leaders from the Polish émigré circles. He added, however, that they had been unable to reach the Lublin Poles, so that time would not permit their summoning to Yalta. This was obviously a crude ruse not to have a deal brokered between the two Polish ‘governments’ at Yalta in the presence of the Western leaders. Yet Churchill responded to Molotov’s proposal only with a comment on the exact borders of the new Poland, since the Soviet Foreign Minister had finally revealed the details of the boundaries of the new Poland, as envisaged by the Soviets, with the western border along the rivers Oder and Neisse south of Stettin. This would take a huge portion of Germany into the new Poland, and Churchill remarked that it would be a pity to stuff the Polish goose so full of  German food that it got indigestion. This showed that the British were concerned that so much territory would be taken from the Germans that in the post-war world they would be permanently hostile to the new Poland, thus repeating the mistakes made at Versailles in 1919 and forcing the Poles closer to the Soviets.

At this conference, Churchill couched this concern as anxiety about the reaction of a considerable body of British public opinion to the Soviet plan to move large numbers of Germans. Stalin responded by suggesting that most Germans in these regions had already run away from the Red Army. By these means, Stalin successfully dodged Roosevelt’s request to get a deal agreed between the Lublin and London Poles. After dealing with the issue of Soviet participation in the Pacific War, the leaders returned once more to the question of Poland. Churchill saw this as the crucial point in this great conference and, in a lengthy speech, laid out the immensity of the problem faced by the Western Allies:

We have an army of 150,000 Poles who are fighting bravely. That army would not be reconciled to Lublin. It would regard our action in transferring recognition as a betrayal. 

Above: Stalin & Churchill at Yalta 

Churchill acknowledged that, if elections were held with a fully secret ballot and free candidacies, this would remove British doubts. But until that happened, and with the current composition of the Lublin government, the British couldn’t transfer its allegiance from the London-based Polish government-in-exile. Stalin, in what was a speech laced with irony, retorted:

The Poles for many years have not liked Russia because Russia took part in three partitions of Poland. But the advance of the Soviet Army and the liberation of Poland from Hitler has completely changed that. The old resentment has completely disappeared … my impression is that the Polish people consider this a great historic holiday.

The idea that the members of the Home Army, for example, were currently being treated to a ‘historic holiday’ can only have been meant as ‘black’ humour. But Churchill made no attempt to correct Stalin’s calumny. In the end, the Western Allies largely gave in to Stalin’s insistence and agreed that the Soviet-Polish border and, in compensation to Poland, that the Polish-German border should also shift westward. Stalin did, however, say that he agreed with the view that the Polish government must be democratically elected, adding that it is much better to have a government based on free elections. But the final compromise the three leaders came to on Poland was so biased in favour of the Soviets that it made this outcome extremely unlikely. Although Stalin formally agreed to free and fair elections in Poland, the only check the Western Allies secured on this was that ‘the ambassadors of the three powers in Warsaw’ would be charged with the oversight of the carrying out of the pledge in regard to free and unfettered elections. On the composition of the interim government, the Soviets also got their own way. The Western Allies only ‘requested’ that the Lublin government be reorganised to include ‘democratic’ leaders from abroad and within Poland. But the Soviets would be the conveners of meetings in Moscow to coordinate this. It’s difficult to believe that Roosevelt and Churchill could have believed that this ‘compromise’ would work in producing a free and democratic Poland, their stated aim. Hugh Lunghi later reflected on the generally shared astonishment:

Those of us who worked and lived in Moscow were astounded that a stronger declaration shouldn’t have been made, because we knew that there was not a chance in hell that Stalin would allow free elections in those countries when he didn’t allow them in the Soviet Union.

This judgement was shared at the time by Lord Moran, who believed that the Americans at Yalta were ‘profoundly ignorant’ of ‘the Polish problem’ and couldn’t fathom why Roosevelt thought he could ‘live at peace’ with the Soviets. Moran felt that it had been all too obvious in Moscow the previous October that Stalin meant to make Poland ‘a Cossack outpost of Russia’. He saw no evidence at Yalta that Stalin had ‘altered his intention’ since then. But on his first observation, he was wrong in respect to Roosevelt, at least. The President no longer cared as much about Poland as he had done when needing the votes of Polish Americans to secure his third term. He now gave greater priority to other key issues, while paying lip-service to the view that the elections in Poland had to be free and open. He told Stalin, …

… I want this election to be the first one beyond question … It should be like Caesar’s wife. I didn’t know her but they say she was pure.

Privately, the President acknowledged that the deal reached on Poland was far from perfect. When Admiral Leahy told him that it was so elastic that the Russians can stretch it all the way from Yalta to Washington without ever technically breaking it, Roosevelt replied: I know, Bill, but it is the best I can do for Poland at this time. The ‘deal’ was the best he could do because of the low priority he gave to the issue at that particular time. What was most important for Roosevelt overall was that a workable accommodation was reached with Stalin on the key issues which would form the basis for the general post-war future of the world. He did not share the growing consensus among the Americans living in Russia that Stalin was as bad as Hitler. Just before Yalta, he had remarked to a senior British diplomat that there were many varieties of Communism, and not all of them were necessarily harmful. As Moran put it, I don’t think he has ever grasped that Russia is a Police State. For the equally hard-headed Leahy, the consequences of Yalta were clear the day the conference ended, 11 February. The decisions taken there would result in Russia becoming …

… the dominant power in Europe, which in itself carries a certainty of future international disagreements and the prospects of another war.

But by the end of the conference, the leaders of the Western Allies and many of their key advisers were clearly putting their faith ever more firmly in the individual character of Stalin. Cadogan wrote in his journal on 11th that he had …

… never known the Russians so easy and accommodating … In particular, Joe has been extremely good. He is a great man, and shows up very impressively against the background of the other two ageing statesmen.

Churchill remarked that what had impressed him most was that Stalin listened carefully to counter-arguments and was then prepared to change his mind. And there was other evidence of a practical nature that could be used to demonstrate Stalin’s desire to reach an accommodation with the West – his obvious intention not to interfere in British action in Greece, for example. But above all, it was the impact of his personality and behaviour during the conference that was crucial in the optimism that prevailed straight after Yalta. This was evident in the signing of the ‘somewhat fuzzy’ Declaration on Liberated Europe, which pledged support for reconstruction and affirmed the right of all peoples to choose the form of government under which they will live. There was, at least in public, a sense that the ideological gap between the West and the Soviet Union was closing, with renewed mutual respect. Drained by long argument, the West, for now at least, took Stalin at his word. At the last banquet of the conference, Stalin toasted Churchill as the bravest governmental figure in the world. He went on:

Due in large measure to to Mr Churchill’s courage and staunchness, England, when she stood alone, had divided the might of Hitlerite Germany at a time when the rest of Europe was falling flat on its face before Hitler. … he knew of few examples in history where the courage of one man had been so important to the future history of the world. He drank a toast to Mr Churchill, his fighting friend and a brave man.

Verdicts on Yalta & Reactions in Britain and the USA:

In his ‘ground-breaking’ TV series on ‘the Cold War’, Jeremy Isaacs considered that:

The Yalta Conference represented the high-water mark of Allied wartime collaboration … But Yalta was also the beginning of the post-war world; the divisions between East and West became apparent. …

Stalin was apprehensive that the new United Nations might be controlled by the United States and Britain, and that the Soviet Union would be outnumbered there. It was agreed that two or three Soviet republics would be admitted as members and that each of the great powers should have a veto over resolutions of the Security Council.

However, the Western powers might have bargained differently and more effectively at Yalta. The Americans never used their considerable economic power to try to pressurise the Soviets to be more accommodating. The Soviets wanted a $6 billion line of credit to buy American equipment after the war, as well as an agreement on the amount of reparation they could take from Germany to pay for the conflict. They saw this partly as compensation for the vast destruction caused by the Nazis, partly as a means of punishing the German people for following them and partly as a symbol of victor’s rights. Britain and the United States were opposed to reparations; they had caused havoc after the First World War and could now hinder Germany from recovering following the Second. Eventually, after Yalta, they did agree to them, and Roosevelt compromised on a figure of $20 billion, to be paid in goods and equipment over a reasonable period of time. Neither of these issues was properly discussed at Yalta, however, not least because most people involved thought that there would be a formal peace conference at the end of the war to resolve all the key issues once and for all. But such a conference would never take place. According to Jeremy Isaacs, …

Yalta revealed cracks in the Grand Alliance. Only the common objective of defeating Hitler had kept it together; that and the personal trust, such as it was, among the three leaders.

After Yalta, the relationship between Roosevelt and Stalin would be the key to co-operation. With victory in sight, on 12 April, having defused another dispute with Stalin, the president drafted a cable to Churchill: I would minimise the general Soviet problem. Later the same day, and a little over two months after Yalta, Roosevelt collapsed, and a few hours later he was dead.

For the most part, the three statesmen were pleased with what had been accomplished at the Yalta Conference. As well as the agreements on Poland, albeit without the consent of the Polish people themselves or the Polish government-in-exile, the demarcation zones for occupied Germany had been fixed, with the French being granted an area of occupation alongside the British, Americans and Soviets. Yet, notwithstanding the discussions of the subject at the conferences held at both Tehran and Yalta, there was no unified conception of the occupying forces regarding the future treatment of Germany before its surrender. What was ‘tidied up’ on the conference fringe were the military plans for the final onslaught on Nazi Germany. It was also agreed that German industry was to be shorn of its military potential, and a reparations committee was set up. Also, major war criminals were to be tried, but there was no discussion of the programme of ‘denazification’ which was to follow. Neither did Stalin disguise his intention to extend Poland’s frontier with Germany up to the Oder-Neisse line, despite the warnings given by Churchill at the conference about the effects this would have on public opinion in the West.

However, the initial reactions in Britain were concerned with Poland’s eastern borders. Immediately after the conference, twenty-two Conservative MPs put down an amendment in the House of Commons remembering that Britain had taken up arms in defence of Poland and regretting the transfer of the territory of an ally, Poland, to ‘another power’, the Soviet Union; noting also the failure of the to ensure that these countries liberated by the Soviet Union from German oppression would have the full rights to choose their own form of government free from pressure by another power, namely the Soviet Union. Harold Nicolson, National Labour MP and former Foreign Office expert, voted against the amendment: I who had felt that Poland was a lost cause, feel gratified that we had at least saved something. Praising the settlement as the most important political agreement we have gained in this war, he considered the alternatives. To stand aside, to do nothing, would be ‘unworthy of a great country’.   Yet to oppose the Russians by force would be insane. The only viable alternative was ‘to save something by negotiation’. The Curzon Line, delineated after ‘a solid, scientific examination of the question’  at the Paris Peace Conference was, he claimed, ‘entirely in favour of the Poles’. Should Poland advance beyond that line, ‘she would be doing something very foolish indeed’. Churchill and Eden came in for the highest praise:

When I read the Yalta communiqué, I thought “How could they have brought that off? This is really splendid!”

Turning the dissident Conservatives’ amendment on its head, Harold Nicolson revealed Yalta’s most lasting achievement. Russia, dazzled by its military successes, revengeful and rapacious, might well have aimed to restore its ‘old Tsarist frontiers’. It had not done so and instead had agreed to modify them permanently. Harold Nicolson spoke with conviction in the Commons, but then to salute Stalin’s perceived altruism in the Polish matter rendered his reasoning contrived and decidedly off-key. The truth, as Churchill would tell him on his return from Yalta, was much more prosaic. Stalin had dealt himself an unbeatable hand, or, as two Soviet historians in exile put it: The presence of 6.5 million Soviet soldiers buttressed Soviet claims. But then, Churchill’s own rhetoric was not all it seemed to be. Although in public he could talk about the moral imperative behind the war, in private he revealed that he was a good deal less pure in his motives. On 13 February, on his way home from Yalta, he argued with Field Marshal Alexander, who was ‘pleading’ with him that the British should provide more help with post-war reconstruction in Italy. Alexander said that this was more or less what we are fighting this war for – to secure liberty and a decent existence for the peoples of Europe. Churchill replied, Not a bit of it! We are fighting to secure the proper respect for the British people!

Nicolson’s warm support of the Yalta agreement rested on the rather woolly ‘Declaration on Liberated Europe’ promising national self-determination, of which he said:

No written words could better express the obligation to see that the independence, freedom and integrity of Poland of the future are preserved.

He also thought that Stalin could be trusted to carry out his obligations since he had demonstrated that he is about the most reliable man in Europe. These sentiments, to a generation born into the Cold War, and especially those brought up in the ‘satellite’ states of eastern-central Europe, must sound alarmingly naive, but at that time he was in good company. On returning from Yalta, Churchill reported to his Cabinet. He felt convinced that Stalin ‘meant well in the world and to Poland’ and he had confidence in the Soviet leader to keep his word. Hugh Dalton, who attended the Cabinet meeting, reported Churchill as saying:

Poor Neville Chamberlain believed he could trust Hitler. He was wrong. But I don’t think I’m wrong about Stalin.

Opposition to Yalta was muted, confined mainly to discredited ‘Munichites’ who now sprang to the defence of Poland. In the Commons on 27 February Churchill continued to put the best gloss he could on the conference, and said he believed that:

Marshal Stalin and the Soviet leaders wish to live in honourable friendship and equality with the Western democracies. I feel also that their word is their bond.

When the Commons voted 396 to 25 in favour of Churchill’s policy, the PM was ‘overjoyed’, praising Nicolson’s speech as having swung many votes. Churchill’s faith in Stalin, shared by Nicolson, proved right in one important respect. The ‘percentages agreement’ he had made with Stalin in Moscow by presenting him with his ‘naughty document’, which had been signed off at Yalta, was, at first, ‘strictly and faithfully’ adhered to by Stalin, particularly in respect of Greece.

Roosevelt’s administration went further. In Washington, the President was preceded home by James Byrnes, then head of the war mobilization board and later Truman’s Secretary of State, who announced not only that agreement had been reached with at Yalta about the United Nations, but that as a result of the conference, ‘spheres of influence’ had been eliminated in Europe, and the three great powers are going to preserve order (in Poland) until the provisional government is established and elections held. This second announcement was, of course, very far from the truth which was that degrees or percentages of influence had been confirmed at Yalta. Roosevelt had wanted the American public to focus on what he believed was the big achievement of Yalta – the agreement over the foundation and organisation of the United Nations. The President, well aware that he was a sick man, wanted the UN to be central to his legacy. He would show the world that he had taken the democratic, internationalist ideals of Woodrow Wilson which had failed in the League of Nations of the inter-war years, and made them work in the shape of the UN.

The ‘gloss’ applied to the Yalta agreement by both Roosevelt and Byrnes was bound to antagonise Stalin. The Soviet leader was the least ‘Wilsonian’ figure imaginable. He was not an ‘ideas’ man but believed in hard, practical reality.  What mattered to him was where the Soviet Union’s borders were and the extent to which neighbouring countries were amenable to Soviet influence. The response of Pravda to Byrnes’ spin was an article on 17 February that emphasised that the word ‘democracy’ meant different things to different people and that each country should now exercise ‘choice’ over which version it preferred. This, of course, was a long way from Roosevelt’s vision, let alone that of Wilson. In fact, the Soviets were speaking the language of ‘spheres of influence’, the very concept which Byrnes had just said was now defunct. Stalin had consistently favoured this concept for the major powers in Europe and this was why he was so receptive towards Churchill’s percentages game in October 1944.

But it would be a mistake to assume that Stalin, all along, intended that all the eastern European states occupied by the Red Army in 1944-45 should automatically transition into Soviet republics. What he wanted all along were ‘friendly’ countries along the USSR’s border with Europe within an agreed Soviet ‘sphere of influence’. Of course, he defined ‘friendly’ in a way that precluded what the Western Allies would have called ‘democracy’. He wanted those states to guarantee that they would be close allies of the USSR so that they would not be ‘free’ in the way Churchill and Roosevelt envisaged. But they need not, in the immediate post-war years, become Communist states. However, it was Churchill, rather than the other two of the ‘Big Three’ statesmen, who had the most difficulty in ‘selling’ Yalta. That problem took physical form in the shape of General Anders, who confronted Churchill face to face on 20 February. The Polish commander had been outraged by the Yalta agreement, which he saw as making a ‘mockery of the Atlantic Charter’. Churchill said that he assumed that Anders was not satisfied with the Yalta agreement. This must have been heard as a deliberate understatement, as Anders replied that it was not enough to say that he was dissatisfied. He said: I consider a great calamity has occurred. He then went on to make it clear to Churchill that his distress at the Yalta agreement was not merely idealistic, but had a deeply practical dimension as well. He protested:

Our soldiers fought for Poland. Fought for the freedom of their country. What can we, their commanders, tell them now? Soviet Russia, until 1941 in close alliance with Germany, now takes half our territory, and in the rest of it she wants to establish her power.

Churchill became annoyed at this, blaming Anders for the situation because the Poles could have settled the eastern border question earlier. He then added a remarkably hurtful remark, given the sacrifice made by the Poles in the British armed forces:

We have enough troops today. We do not need your help. You can take your divisions. We shall do without them.

It is possible to see in this brief exchange not only Churchill’s continuing frustration with the Poles but also the extent to which he felt politically vulnerable because of Yalta. His reputation now rested partly on the way Stalin chose to operate in Poland and the other eastern European countries. To preserve intact his own wartime record, he had to hope Stalin would keep to his ‘promises’. Unfortunately for the British Prime Minister, this hope would shortly be destroyed by Soviet action in the territory they now occupied. Anders (pictured on the right after the Battle of Monte Casino) talked to Field Marshal Sir Alan Brooke, Chief of the Imperial General Staff. In his diary entry for 22 February, the latter recorded what Anders told him, explaining why the Polish leader takes this matter so terribly hard:

After having been a prisoner, and seeing how Russians could treat Poles, he considered that he was in a better position to judge what Russians were like than the President or PM. … When in a Russian prison he was in the depth of gloom but he did then always have hope. Now he could see no hope anywhere. Personally his wife and children were in Poland and he could never see them again, that was bad enough. But what was infinitely worse was the fact that all the men under his orders relied on him to find a solution to this insoluble problem! … and he, Anders, saw no solution and this kept him awake at night. 

It soon became clear that Anders’ judgement of Soviet intentions was an accurate one, as Stalin’s concept of ‘free and fair elections’ was made apparent within a month. But even before that, in February, while the ‘Big Three’ were determining their future of without them and Churchill was traducing their role of in the war, the arrests of Poles by the Soviets continued, with trainloads of those considered ‘recalcitrants’ sent east, including more than 240 truckloads of people from Bialystok alone.

The Combined Bombing Offensive & the Case of Dresden:

Meanwhile, from the beginning of February, German west-to-east troop movements were being disrupted at the Russians’ urgent request for the Western Allies to bomb the nodal points of Germany’s transportations system, including Berlin, Chemnitz, Leipzig and Dresden. But it was to be the raid on Dresden in the middle of the month that was to cause the most furious controversy of the whole Combined Bomber Offensive (CBO), a controversy which has continued to today. During the Yalta Conference of 4 to 11 February, Alan Brooke chaired the Chiefs of Staff meetings at the Yusupov Villa the day after the opening session when the Russian Deputy Chief of Staff Alexei Antonov and the Soviet air marshal Sergei Khudyakov pressed the subject of bombing German lines of communication and entrainment, specifically via Berlin, Leipzig and Dresden. In the view of one of those present, Hugh Lunghi, who translated for the British Chiefs of Staff during these meetings with the Soviets, it was this urgent request to stop Hitler transferring divisions from the west to reinforce his troops in Silesia, blocking the Russian advance on Berlin that led directly to the bombing of Dresden only two days after the conference ended.

The massive attack on Dresden took place just after ten o’clock on the night of Tuesday, 13 February 1945 by 259 Lancaster bombers from RAF Swinderby in Lincolnshire, as well as from other nearby airfields, flying most of the way in total cloud, and then by 529 more Lancasters a few hours later in combination with 529 Liberators and Flying Fortresses of the USAAF the next morning. It has long been assumed that a disproportionately large number of people died in a vengeance attack for the November 1940 ‘blanket bombing’ of Coventry and that the attack had little to do with any strategic or military purpose. Yet though the attack on the beautiful, largely medieval city centre, ‘the Florence of the Elbe’, was undeniably devastating, there were, just as in Coventry, many industries centred in this architectural jewel of southern Germany.

The 2,680 tons of bombs dropped laid waste to over thirteen square miles of the city, and many of those killed were women, children, the elderly and some of the several hundred thousand refugees fleeing from the Red Army, which was only sixty miles to the east. The military historian Allan Mallinson has written of how those killed were suffocated, burnt, baked or boiled. Piles of corpses had to be pulled out of a giant fire-service water-tank into which people had jumped to escape the flames but were instead boiled alive. David Irving’s 1964 book The Destruction of Dresden claimed that 130,000 people died in the bombing, but this has long been disproven. The true figure was around twenty thousand, as a special commission of thirteen prominent German historians concluded, although some more recent historians have continued to put the total at upwards of fifty thousand. Propaganda claims by the Nazis at the time, repeated by neo-Nazis more recently, that human bodies were completely ‘vaporised’ in the high temperatures were also shown to be false by the commission.

Certainly, by February 1945, the Allies had discovered the means to create firestorms, even in cold weather very different from that of Hamburg in July and August of 1943. Huge ‘air mines’ known as ‘blockbusters’ were dropped, designed to blow out windows and doors so that the oxygen would flow through easily to feed the flames caused by the incendiary bombs. High-explosive bombs both destroyed buildings and just as importantly kept the fire-fighters down in their shelters. One writer records:

People died not necessarily because they were burnt to death, but also because the firestorm sucked all the oxygen out of the atmosphere.

In Dresden, because the sirens were not in proper working order, many of the fire-fighters who had come out after the first wave of bombers were caught out in the open by the second. Besides this, the Nazi authorities in Dresden, and in particular its Gauleiter Martin Mutschmann, had failed to provide proper air-raid protection. There were inadequate shelters, sirens failed to work and next to no aircraft guns were stationed there. When Mutschmann fell into Allied hands at the end of the war he quickly confessed that a shelter-building programme for the entire city was not carried out because he hoped that nothing would happen to Dresden. Nonetheless, he had two deep reinforced built for himself, his family and senior officials, just in case he had been mistaken. Even though the previous October 270 people had been killed there by thirty USAAF bombers, the Germans thought Dresden was too far east to be reached, since the Russians left the bombing of Germany almost entirely to the British and Americans. Quite why Mutschmann thought that almost alone of the big cities, Dresden should have been immune to Allied bombing is a mystery, for the Germans had themselves designated it as a ‘military defensive area’.

So the available evidence does not support the contemporary view of Labour’s Richard Stokes MP and Bishop George Bell as a ‘war crime’, as many have since assumed that it was. As the foremost historian of the operation, Frederick Taylor has pointed out, Dresden was by the standards of the time a legitimate military target. As a nodal point for communications, with its railway marshalling yards and conglomeration of war industries, including an extensive network of armaments workshops, the city was always going to be in danger once long-range penetration by bombers with good fighter escort was possible. One historian has asked: Why is it legitimate to kill someone using a weapon, and a crime to kill those who make the weapons? However, Churchill could see that the ‘CBO’ would provide a future line of attack against his prosecution of the war, and at the end of March, he wrote to the Chiefs of Staff to put it on record that:

… the question of bombing German cities simply for the the sake of increasing the terror, though under other pretexts, should be reviewed. Otherwise we shall come into control of an utterly ruined land. We shall not, for instance, be able to get housing materials out of Germany for our own needs because some temporary provisions would have to be made for the Germans themselves. The destruction of Dresden remains a serious query against the conduct of Allied bombing … I feel the need for more precise concentration upon military objectives … rather than on mere acts of terror and wanton destruction, however impressive.

This ‘minute’ has been described as sending a thunderbolt down the corridors of Whitehall. ‘Bomber’ Harris, who himself had considerable misgivings about the operation because of the long distances involved, was nonetheless characteristically blunt in defending the destruction of a city that once produced Meissen porcelain:

The feeling, such as there is, over Dresden could be easily explained by a psychiatrist. It is connected with German bands and Dresden shepherdesses. Actually Dresden was a mass of munition works, an intact government centre and a key transportation centre. It is now none of those things.

One argument made since the war, that the raid was unnecessary because peace was only ten weeks off, is especially ahistorical. With talk of secret weaponry, a Bavarian Redoubt, fanatical Hitler Youth ‘werewolf’ squads and German propaganda about fighting for every inch of the Fatherland,  there was no possible way of the Allies knowing how fanatical German resistance would be, and thus predict when the war might end. The direct and indirect effects of the bombing campaign on war production throughout Germany reduced the potential output of weapons for the battlefields by fifty per cent. The social consequences of bombing also reduced economic performance. Workers in cities spent long hours huddled in air-raid shelters; they arrived for work tired and nervous. The effects of bombing in the cities also reduced the prospects of increasing female labour as women worked to salvage wrecked homes, or took charge of evacuated children, or simply left for the countryside where conditions were safer. In the villages, the flood of refugees from bombing strained the rationing system, while hospitals had to cope with three-quarters of a million casualties. Under these circumstances, demoralisation was widespread, though the ‘terror state’ and the sheer struggle to survive prevented any prospect of serious domestic unrest.

The Reich fragmented into several self-contained economic areas as the bombing destroyed rail and water transport. Factories lived off accumulated stocks. By the end of February, the economy was on the verge of collapse, as the appended statistics reveal. Meanwhile, German forces retreated to positions around Berlin, preparing to make a last-ditch stand in defence of the German capital.

 

Statistical Appendix: The Social & Economic Consequences of the Bombing Campaign in Germany:

Sources:

Published in 2008, by BBC Books, an imprint of Ebury Books, London.

Andrew Roberts (2009), The Storm of War: A New History of the Second World War.  London: Penguin Books.

Norman Rose (2005), Harold Nicolson. London: Pimlico.

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Herman Kinder & Werner Hilgemann (1978), The Penguin Atlas of World History, volume two. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

Jeremy Isaacs & Taylor Downing (1998), Cold War: For Forty-five Years the World Held Its Breath. London: Transworld Publishers.

Undiplomatic ‘Moves’:

In the month following the Second Quebec Conference of 12th-16th September 1944, there was a storm of protest about the Morgenthau Plan, a repressive measure against Germany which Stalin craved. Although he was not present in person at Quebec, Stalin was informed about the nature and detail of the proposals. On 18 October, the Venona code-breakers had detected a message from an economist at the War Production Board to his Soviet spymasters that outlined the plan. This was that:

The Rühr should be wrested from Germany and handed over to the control of some international council. Chemical, metallurgical and electrical industries must be transported out of Germany.

The US Secretary of State, Cordell Hull, was appalled that Morgenthau had been allowed to trespass so blatantly on an area of policy that did not belong to him, and also that the proposed plan would, in his judgment, so clearly result in the Germans resisting more fiercely. With his health failing, Hull resigned in November 1944. The American press was just as antagonistic. Both the New York Times and Washington Post attacked the plan as playing into the hands of the Nazis. And in Germany, the proposals were a gift for Joseph Goebbels, who made a radio broadcast in which he announced:

In the last few days we have learned enough about the enemy’s plans, … The plan proposed by that Jew Morgenthau which would rob eighty million Germans of their industry and turn Germany into a simple potato field.

Roosevelt was taken aback by the scale of the attack on the Morgenthau Plan, realizing that he had misjudged the mood of his own nation, a rarity for him, and allowed a Nazi propaganda triumph. The Plan for the complete eradication of German industrial production capacity in the Ruhr and the Saar was quietly dropped in the radical form in which it had originally been proposed at Quebec, although the punitive philosophy underpinning it later found expression in the Joint Chiefs of Staff directive 1067, which stated that occupation forces should take no steps looking toward the economic rehabilitation of Germany or designed to maintain or strengthen the German economy. At the same time, Roosevelt, comfortably re-elected on 7 November, confidently replied to Mikolajczyk, the Polish PM in exile, who had accused him of bad faith over the future of his country, that if a mutual agreement was reached on the borders of Poland, then his government would offer no objection. Privately, however, the US President considered the European questions so impossible that he wanted to stay out of them as far as practicable, except for the problems involving Germany. Reading between the lines, Mikolajczyk decided that he had heard and seen enough of the West’s unwillingness to face Stalin down. He resigned on 24 November. Just days after his resignation, Churchill confirmed his support for Roosevelt’s ‘line’. He told the Cabinet that:

No immediate threat of war lay ahead of us once the present war was over and we should be careful of assuming commitments consequent on the formation of a Western bloc that might impose a very heavy military burden on us.

Although his views about the stability of the post-war world were still capable of changing, Churchill felt that, on balance, the Soviet Union would prove a genuinely cooperative member of the international community and he returned from Moscow in an upbeat mood. He wrote to his wife Clementine that he had had …

… very nice talks with the old Bear … I like him the more I see him. Now they respect us and I am sure they wish to work with us.

Over the next few months, however, Stalin’s actions on the eastern front would shatter Churchill’s hopes. On 24 November, the Soviets had established a bridgehead over the Danube and a month later, on Christmas Eve, they were encircling Budapest. Defending Hungary accounted for seven of the eighteen Panzer divisions still available to Hitler on the Eastern Front, a massive but necessary commitment.  Dismantled factory equipment, cattle, and all things moveable were dragged away by the retreating German forces, now mainly interested in entrenching themselves along the western borders of Hungary, leaving it for Szálasi to win time for them. The Leader of the Nation announced total mobilisation, in principle extending to all men between the ages of fourteen and seventy. He rejected appeals from Hungarian ecclesiastical leaders to abandon Budapest after it had been surrounded by the Soviet forces by Christmas 1944. The senseless persistence of the Arrow-Cross and the Germans resulted in a siege of over one and a half months, with heavy bombardment and bitter street warfare, a ‘second Stalingrad’, as recalled in several German war memoirs. The long siege of Budapest and its fall, with an enormous loss of life, occupy an outstanding place in world military history. Only the sieges of Leningrad (St Petersburg), (Volgograd) and the Polish capital Warsaw, similarly reduced to rubble, are comparable to it.

‘Autumn Mist’ in the Ardennes:

Meanwhile, on the Western Front, Allied hopes that the war might be over in 1944, which had been surprisingly widespread earlier in the campaign, were comprehensively extinguished. By mid-November, Eisenhower’s forces found themselves fighting determined German counter-attacks in the Vosges, Moselle and the Scheldt and at Metz and Aachen. Hoping to cross the Rhine before the onset of winter, which in 1944/5 was abnormally cold, the American Allied commander-in-chief unleashed a massive assault on 16 November, supported by the heaviest aerial bombing of the whole war so far, with 2,807 planes dropping 10,097 bombs in ‘Operation Queen’. Even then, the US First and Ninth Armies managed to move forward only a few miles, up to but not across the Rühr river. Then, a month later, just before dawn on Saturday, 16 December 1944, Field Marshal von Rundstedt unleashed the greatest surprise attack of the war since Pearl Harbor. In Operation Herbstnebel (‘Autumn Mist’), seventeen divisions – five Panzer and twelve mechanized infantry – threw themselves forward in a desperate bid to reach first the River Meuse and then the Channel itself. Instead of soft autumnal mists, it was to be winter fog, snow, sleet and heavy rain that wrecked the Allies’ aerial observation, denying any advance warning of the attack. Similarly, Ultra was of little help in the early stages, since all German radio traffic had been strictly ‘verboten’ and orders were only passed to corps commanders by messenger a few days before the attack.

Suddenly, on 16 December, no fewer than three German Armies comprising 200,000 men spewed forth from the mountains and forests of the Ardennes. Generals Rundstedt and Model had opposed the operation as too ambitious for the Wehrmacht’s resources at that stage, but Hitler believed that he could split the Allied armies north and south of the Ardennes, protect the Rühr, recapture Antwerp, reach the Channel and, he hoped, re-create the victory of 1940, and all from the same starting point. Rundstedt later recalled that:

The morale of the troops taking part was astonishingly high at the start of the offensive. They really believed victory was possible. Unlike the higher commanders, who knew the facts.

The German disagreements over the Ardennes offensive were three-fold and more complex than Rundstedt and others made out after the war. Guderian, who was charged with opposing the Red Army’s coming winter offensive in the east, did not want any offensive in the west, but rather the reinforcement of the Eastern Front, including Hungary. Rundstedt, Model, Manteuffel and other generals in the west wanted a limited Ardennes offensive that knocked the Allies off balance and gave the Germans the chance to rationalize the Western Front and protect the Rühr. Meanwhile, Hitler wanted to throw the remainder of Germany’s reserves into a desperate attempt to capture Antwerp and destroy Eisenhower’s force in the west. As usual, Hitler took the most extreme and thus riskiest path, and as always he got his way. He managed to scrape up a reserve of twenty-five divisions, which he committed to the offensive in the Ardennes. General Model was given charge of the operation and planned it well: when the attack went in against the Americans it was a complete surprise. Eisenhower, for his part, had left the semi-mountainous, heavily wooded Ardennes region of Belgium and Luxembourg relatively undermanned. He did this because he had been receiving reports from Bradley stating that a German attack was only a remote possibility and one from Montgomery on 15 December claiming that the enemy cannot stage major offensive operations. Even on 17 December, after the offensive had begun, Major-General Kenneth Strong, the Assistant Chief of Staff (Intelligence) at SHAEF, produced his Weekly Intelligence Summary No. 39 which offered the blithe assessment that:

The main result must be judged, not by the ground it gains, but by the number of Allied divisions it diverts from the vital sectors of the front.

For all the dédácle of 1940, the Ardennes seemed uninviting for armoured vehicles, and important engagements were being fought to the north and south. With Wehrmarcht movements restricted to night-time, and the Germans instituting elaborate deception plans, the element of surprise was complete. Although four captured German POWs spoke of a big pre-Christmas offensive, they were not believed by Allied intelligence. Only six American divisions of 83,000 men protected the sixty-mile line between Monschau in the north and Echternach in the south, most of them under Major-General Troy Middleton of VIII Corps. They comprised green units such as the 106th Infantry Division that had never seen combat before, and the 4th and 28th Infantry Divisions that had been badly mauled in recent fighting and were recuperating.

The attack took place through knee-high snow, with searchlights bouncing beams off the clouds to provide illumination for the troops. Thirty-two English-speaking German soldiers under the Austrian Colonel Otto Skorzeny were dressed in American uniforms in order to create confusion behind the lines. Two of the best German generals, Dietrich and Monteuffel led the attacks in the north and centre respectively, with the Seventh Army providing flank protection to the south. As the panzers raced for the Meuse and the Allies desperately searched for the troops they needed to rebuild their line, both armies wondered if Hitler had managed to bring off a stunning ‘blitz’ yet again. Yet even the seventeen divisions were not enough to dislodge the vast numbers of Allied troops who had landed in north-west Europe since D-day. The Allies had the men and Hitler didn’t.  Manteuffel later complained of Hitler that:

He was incapable of realising that he no longer commanded the army which he had had in 1939 or 1940. 

Nevertheless, both the US 106th and 28th Divisions were wrecked by the German attack, some units breaking and running to the rear, but the US V Corps in the north and 4th Division in the south managed to hold their positions, squeezing the German thrust into a forty-mile-wide and fifty-five-mile-deep protuberance in the Allied line whose shape on the map gave the engagement its name: the Battle of the Bulge. The Sixth SS Panzer Army failed to make much progress against the 2nd and 99th Infantry Divisions of Gerow’s V Corps in the north and came close but never made it to a giant fuel dump near the town of Spa. They did, however, commit the war’s worst atrocity against American troops in the west when they machine-gunned eighty-six unarmed prisoners in a field near Malmédy, a day after executing sixteen others. The SS officer responsible, SS-General Wilhelm Mohnke, was never prosecuted for the crime, despite having also been involved in two other such massacres in cold blood earlier in the war.

In the centre, Manteuffel’s Fifth Panther Army surrounded the 106th Division in front of St Vith and forced its eight thousand men to surrender on 19 December, the largest capitulation of American troops since the Civil War. St Vith itself was defended by the 7th Armoured until 21 December, when it fell to Manteuffel. Although the Americans were thinly spread, and caught by surprise, isolated pockets of troops held out long enough to cause Herbstnehel to stumble, providing Eisenhower with enough time to organize a massive counter-attack. By midnight on the second day, sixty thousand men and eleven thousand vehicles were being sent as reinforcements.  Over the following eight days, a further 180,000 men were moved to contain the threat. As the 12th Army Group had been split geographically to the north and south of ‘the bulge’, on 20 December Eisenhower gave Bradley’s US First and Ninth Armies to Montgomery’s 21st Army Group, the latter until the Rhine had been crossed. It was a sensible move that nonetheless created lasting resentment. German loudspeakers blared out the following taunt to troops of the US 310th Infantry Regiment:

How would you like to die for Christmas?

With Ultra starting to become available again after the assault, confirming the Meuse as the German target, the Supreme Commander could make his own dispositions accordingly, and prevent his front being split in two. Patton’s Third Army had the task of breaking through the German Seventh Army in the south. On 22 and 23 December, Patton had succeeded in turning his Army a full ninety degrees from driving eastwards towards the Saar to pushing northwards along a twenty-five-mile front over narrow, icy roads in mid-winter straight up the Bulge’s southern flank. Even Bradley had to admit in his memoirs that Patton’s ‘difficult manoeuvre’ had been one of the most brilliant performances by any commander on either side of World War II. Patton had told him, the Kraut’s stuck his head in a meat-grinder and this time I’ve got hold of the handle. Less brilliant was the laxity of Patton’s radio and telephone communications staff, which allowed Model to know of American intentions and objectives. But Patton seemed to think he had a direct line to God. In the chapel of the Fondation Pescatore in Luxembourg on 23 December, Patton prayed to the Almighty:

You have just got to make up Your mind  whose side You’re on. You must come to my assistance, so that I might dispatch the entire German Army as a birthday present to Your Prince of Peace.

Whether through divine intervention or human agency, the 101st Airborne Division had already arrived in the nick of time at the town of Bastogne, only hours before the Germans reached its vital crossroads. With eighteen thousand Americans completely surrounded there on 20 December, the commander of the 47th Panzer Corps, General Heinrich von Lüttwitz gave Brigadier-General McAuliffe, a veteran of Overlord and Market Garden, the acting commander of the division, the opportunity to surrender. He refused in characteristic style with the single word ‘nuts!’ Thus, Christmas Day began with a massed German assault on Bastogne, which had to hold out until the US Third Army could come to the rescue from the south. Patton joked that it was…

… a clear, cold Christmas, lovely weather for killing Germans … which is a bit queer, seeing whose birthday it is.

After surviving the spirited attack that broke through the defensive perimeter on Christmas Day, Bastogne was relieved by Patton’s 4th Armored Division on Boxing Day. By then Manteuffel’s Fifth Panzer Army was running short of fuel, and although its 2nd Panzer Division got to within five miles of the town of Dinant on the Meuse, Dietrich had not committed his mechanized infantry. reserves in support of his fellow general’s advance, because such a manoeuvre was not in Hitler’s orders and he had been instructed to obey his instructions to the letter. Contrary to Model’s advice, Hitler had insisted that Dietrich, ‘Hitler’s SS pet’ should deliver the decisive blow, even though he had only advanced a quarter of the distance covered by Manteuffel. The German commanders having wasted this opportunity, an improvement in the weather allowed the Allied planes to harry the Panzer columns with fifteen thousand sorties flown in the first four days after the skies had cleared. Later, when being debriefed by Allied interrogators, Rundstedt put the defeat down to three factors:

First, the unheard-of superiority of your air force, which made all movement in daytime impossible. Secondly, the lack of motor fuel – oil and gas – so that the Panzers and even the Luftwaffe were unable to move. Third, the systematic destruction of all railway communications so that it was impossible to bring one single railroad train across the Rhine. 

Hitler’s Offensive Folly:

By 8 January, the great offensive had petered out. The Allies resumed their advance and gradually forced their way towards the Rhine. After the war was over, Rundstedt strongly objected to this stupid operation in the Ardennes being referred to as ‘the Rundstedt Offensive’, saying that, instead, it should be called ‘the Hitler Offensive’ since it came to him as an order complete to the last detail. According to him, Hitler had even written on the plan in his own handwriting, Not to be Altered. The Führer had been warned by both Rundstedt and Model that the offensive would achieve only a drastic weakening of the Reich’s power to resist the Russians on the Eastern Front, without any concomitant advantage in the west. Nonetheless, he was willing to gamble all, as so often before.  The hopes that many Germans still had that the Red Army could be kept back were thus sacrificed on an offensive in the west, against an enemy far less vicious and rapacious than the one bearing down on their homeland from the east. As the military historian, Max Hastings has concluded:

Only Hitler’s personal folly maintained the Ardennes battle, encouraged by Jodl, who persuaded him that maintaining pressure in the west was dislocating the Anglo-Americans’ offensive plans.

This may well have been the case, at least temporarily, but the greater cost was born by Germany’s defensive plans, and Hitler was no longer able to undertake a major counter-offensive again. The battle of the Bulge cost the Germans 98,024 battlefield casualties, including over twelve thousand killed. They also lost seven hundred tanks and assault guns and sixteen hundred combat aircraft. There were eighty-one thousand Allied casualties, mainly American, including over ten thousand killed. They lost a slightly higher number of tanks and tank-destroyers than the Germans. The great difference was that whereas the Allies could make up their losses in matériel, the Germans no longer could. This had a powerful effect on Allied morale, as a British tank commander fought in the battle testified later:

The Germans were going to be defeated, and not only in their Ardennes adventure but in their whole mad attempt to dominate the world. 

Defeat in the Air and at Sea – The Allied Bombing Campaign:

They were also being defeated in the air. The Royal Air Force had continued with its general area bombing throughout 1944, with its chief of staff, Commander Harris, genuinely believing that this would bring victory soonest. Churchill, Brooke and Portal all complained privately about this, wanting to pursue precision bombing. They could have simply ordered ‘Bomber’ Harris to alter his targeting policy, to the point of sacking him if he refused, but they did not give the order and they didn’t sack him either. In fact, Bomber Command certainly did hit precision targets, most famously hitting the battleship Tirpitz on several occasions between September and November 1944, on the last occasion succeeding in sinking it.

Above: The North Atlantic & Arctic Convoy System, showing the naval bases & the location of the battleship Tirpitz.

This final British attack on Tirpitz took place on 12 November. The ship again used her 38 cm guns against the bombers, which approached the battleship at 09:35; Tirpitz‘s main guns forced the bombers to disperse temporarily, but could not break up the attack. A force of 32 Lancasters from Nos. 9 and 617 Squadrons dropped 29 Tallboys on the ship, with two direct hits and one near miss. Several other bombs landed within the anti-torpedo net barrier and caused significant cratering of the seabed; this removed much of the sandbank that had been constructed to prevent the ship from capsizing. One bomb penetrated the ship’s deck between turrets Anton and Bruno but failed to explode. A second hit amidships between the aircraft catapult and the funnel and caused severe damage.

A very large hole was blown in the ship’s side and bottom; the entire section of belt armour abreast of the bomb hit was completely destroyed. A third bomb may have struck the ship on the port side of turret Caesar. Operation Catechism was undertaken by 29 Royal Air Force heavy bombers that attacked the battleship at its anchorage near the Norwegian city of Tromsø. The ship capsized after being hit by at least two bombs and damaged by the explosions of others, killing between 940 and 1,204 members of the crew; the British suffered no casualties.

Meanwhile, although the Nazi war machine was still producing as much throughout 1944 as it had the previous year, at the end of January 1945 Albert Speer found that in 1944 Allied bombing had meant that Germany produced thirty-five per cent fewer tanks than he had wanted to build and Germany required, as well as thirty-one per cent fewer aircraft and forty-two per cent fewer lorries. In a sense, these statistics justify the Allies’ CBO (Combined Bomber Offensive) as the Battle of the Bulge had demonstrated what the Wehrmacht and the Luftwaffe were capable of achieving in counter-attack when they had enough tanks and aircraft. The tragic reality was that area-, as well as precision-bombing, was necessary to halt Speer’s miracle, although by 1944 the RAF should perhaps have switched to concentrating more on factories, which could be targeted with greater accuracy than in 1940.

The estimation that the entire CBO of 1944 reduced German gross industrial production by only ten per cent seems damning, in view of the sacrifices of Allied airmen, the loss of 21,000 bombers and the deaths by bombing of around 720,000 German, Italian and French civilians in the course of the entire war. Yet the entire campaign took up only seven per cent of Britain’s material war effort, and on those grounds could be justified militarily. Through the development of the Mustang to escort Allied bombers as far as Berlin and back, the British had produced an aircraft which could establish dominance over German skies, shooting down a large number of Messerschmitts flown by experienced Luftwaffe pilots, thereby allowing Allied bombers to destroy Luftwaffe factories, including those producing synthetic oil.

After D-day, efforts had been made by the Americans, as large numbers of B-24 bombers joined the B-17s, to shift concentration towards attacking German synthetic-oil supplies. Harris had opposed this as well, yet by then the Luftwaffe was somehow surviving on ten thousand tons of high-octane fuel a month when 160,000 had once been required. Harris won, and between October 1944 and the end of the war more than forty per cent of the 344,000 tons of bombs dropped by the RAF on Germany hit cities rather than purely military targets, even though the Allies had already achieved complete aerial superiority and the RAF could bomb their targets in daylight once again. On his seventieth birthday on 30 November, Churchill interrupted Portal’s report to criticise the bombing of Holland: Eight to Nine Hundred German casualties against twenty thousand Dutch – awful thing to do that. This led to a row between Portal and Harris, with Harris spiritedly protecting his policy. Portal wanted Bomber Command to concentrate on oil and transportation targets, which Harris still considered mere ‘panacea targets’. Yet the debate was only ever about the efficacy of the bombing offensive, not its morality, over which neither man had any doubts.

Berliners greeted their deprived and dangerous Christmas of 1944 with black humour in the form of joke advice as to how to ‘be practical’ in their choice of presents by giving a coffin; a further piece was to enjoy the war while you can, the peace will be terrible. The constant Allied air raids were bad, but worse was the knowledge that a 6.7 million-strong Red Army was massing on the Reich’s borders from the Baltic to the Adriatic, with their city as the ultimate goal. This was significantly larger than the army with which Hitler had invaded the Soviet Union in 1941, a great achievement for sure, but one which was aided by the United States’ Lend-Lease Scheme, under which more than five thousand aircraft, seven thousand tanks, many thousands of lorries, fifteen million pairs of boots and prodigious quantities of food, supplies, arms, and ammunition were shipped to the Soviet Union. Valued at $10 billion in total, representing seven per cent of the USSR’s total output, this allowed the Soviets to concentrate production on areas where they were most efficient. So, when they wished each other Prosit Neujahr! for 1945, few Berliners clinked glasses. The irony was not lost on them that, before the war, their ‘liberal’ city had been the most anti-Nazi place in Germany, yet now it faced destruction because of its most prominent resident, who had returned from the Wolfschanze on 20 November.

By contrast, as the year ended in Moscow, it was hailed as ‘The Year of Ten Victories’ by the Soviets, who had an unbroken run of victories since the relief of Leningrad in January 1944. The Baltic States of Estonia, Latvia, and Lithuania had been liberated from Hitler’s yoke by Christmas, only to fall beneath Soviet rule once more, and this time until 1990. Hitler continued to insist that the bridgehead between Memel and Kurland enclaves must be held by an entire army. Thus his forces were trapped in the Kurland pocket, which the Red Army came to regard as a gigantic POW camp maintained for them by the Wehrmacht, and so did not force it to surrender until the end of the war. Hitler’s refusal to countenance Guderian’s pleas to rescue Army Group Centre in East Prussia and Army Group North in Latvia put the German in dire ‘straits’ on the Baltic coastline. The much-vaunted new generation of U-boats, supposedly faster, indefinitely submersible and undetectable, did not come on stream in sufficient quantities to maintain the supplies of Swedish iron ore, or to maroon the Allies on the continent without their convoys’ supplies. As the Western Allies advanced slowly to the Rhine, the Soviets burst across the Vistula and then, after clearing Pomerania and Silesia, reached the Oder-Neisse line by the spring. Hitler continued to conduct all operations from a bomb-proof bunker deep beneath the Chancellery in Berlin. His orders were always the same: stand fast, hold on, shoot any waverers and sell your own lives as dearly as possible. The German army’s total losses in 1944 were already immense, adding up to the equivalent of more than a hundred divisions.

Statistical Appendix:

Sources:

Andrew Roberts (2009), The Storm of War: A New History of the Second World War. London: Penguin Books.

Laurence Rees (2008), World War Two: Behind Closed Doors.  London: BBC Books (Ebury Publishing).

Colin McEvedy (1982), The Penguin Atlas of Recent History. Harmondsworth: Penguin Books.

Hermann Kinder & Werner Hilgemann, The Penguin Atlas of World History, vol. II. Harmondsworth: Penguin Books.

Richard Overy (1996), The Penguin Historical Atlas of the Third Reich. Harmondsworth: Penguin Books.

above: a street in Warsaw. The Germans destroyed the city in the summer and autumn of 1944.

Introduction – An Appalling Martyrdom:

The approach of the Red Army to Warsaw at the end of July had encouraged the anti-Communist ‘Armia Krajowa’, the Polish Home Army, to attempt an uprising at 5 p.m. on Tuesday, 1 August 1944, under their Generals Tadeusz Bór-Komorowski and Antoni Chrusciel. As a consequence of this decision, for more than the full two months of August and September 1944, Warsaw suffered an appalling martyrdom as the SS moved in to destroy the Polish insurgents with every kind of inhumane warfare. The result was a desperate and tragic struggle by the Warsaw Poles, just as the Warsaw Ghetto Rising of April 1943 had been for the Polish Jews. The Uprising was crushed with maximum ferocity by the SS in just sixty-three days, which was nonetheless a remarkable length of time for resistance when it is considered that only fourteen per cent of the Home Army were even armed when it began, with only 108 machine guns, 844 sub-machine guns and 1,386 rifles. Warsaw became a city reduced to ruins, where even the ruins were blasted by German guns and aircraft: the dead lay entombed in the ruins and the wounded lay untended on roads or suffered their last agonies in gloomy cellars. Those fighting from the sewers were finished off by gas grenades flung on them by German troops.

The Poles, understandably, had wanted to wrest control of their capital and the sovereignty of their country, away from the Germans before the arrival of the Russians, who they correctly assumed to have no more desire for genuine Polish independence than the Nazis. So, while the Uprising was aimed militarily against the Germans, it was also aimed politically at the Soviets, something that Stalin understood only too well. Appeals for Soviet aid fell on deaf ears, giving the impression at first of glacial indifference and latterly of unbending hostility. The Soviet policy seemed to soften somewhat in mid-September, but by that time the underground army had been throttled. Meanwhile, of lesser note but no less tragic, the rising in Slovakia petered out, though on this occasion Soviet troops fought as best they could to bring direct military aid to the insurgents: the gamble did not come off, however, as Koniev failed to break through to rebel-held territory and Soviet units were left to fight gruelling battles in the Carpathians until late November 1944.

Laurence Rees’ recent book Behind Closed Doors (2008), drawing on material only available since the opening of the Kremlin archives, provides a detailed account of the Moscow meeting between Prime Minister Mikolajczyk and other representatives of the Polish government in exile in London on the one side and Stalin and Molotov on the other. Given the entrenched positions of each of the parties and the massive disparity in real power, the meeting held on 3rd August was destined to be a failure. What was most remarkable, however, was the manner in which Mikolajczyk misjudged the situation. He knew that, as he talked with Stalin in the Kremlin, the fate of millions in Warsaw rested on the result. But despite the urgency of the situation there, the Uprising was the fourth point on his agenda, following a series of points referring back to the Soviet invasion of 1941. Even then, it was dealt with within the context of the exiled Poles’ desire to carry out elections in Poland based on universal suffrage. However, at the end of this all this verbiage, Mikolajczyk finally came directly to the most pressing point: I now have to ask you to order help to be given to our units fighting in Warsaw.  Stalin replied that he would ‘give the necessary orders’, by which he meant that he alone would decide what was required, and he then remarked that he had noticed the absence in Mikolajczyk’s remarks of any reference to the Lublin Poles, the Committee of National Liberation, with whom the Soviets had already concluded an agreement. Mikolajczyk gave a lengthy and emotional response to this, including the plea that:

The four main Polish political parties which are represented in this government (the London Poles) and have for five years carried on the struggle against Germany should have a say in the matter.

Stalin dismissed this view, saying that he had agreed to meet the London Poles, at Churchill’s request, in order to discuss a ‘union’ with the Lublin Poles. Mikolajczyk then made the extraordinary request that he be allowed ‘to go to Warsaw’. Stalin had to remind him that ‘the Germans are there’. The two men then reiterated their respective positions. Stalin wanted the London Poles to deal with the Lublin Poles, and Mikolajczyk restated that, though he would co-operate with the Lublin Poles, they represented a very small section of Polish opinion. While the two ‘sides’ may have been talking to each other, there was certainly no meeting of minds. Stalin spoke increasingly more directly, openly revealing his scorn for the Polish Home Army:

What is an army without artillery, tanks and an air force? They are often short of rifles. In modern warfare such an army is of little use. They are small partisan units, not a regular army. I was told that the Polish government had ordered these units to drive the Germans out of Warsaw. I wonder how they could possibly do this – their forces are not up to that task. As a matter of fact these people do not fight against the Germans, but only hide in woods, being unable to do anything else.

He added, ominously, that ‘the Poles quarrel among themselves’ and that this was something that, in the future, the Soviets would not allow to continue. Of course, there was no real comparison to be made between the representatives of the Polish government in exile and the group that the Soviets had set up in Lublin. But Stalin became so intransigent on the question of the recognition of the Lublin Poles that the minute-taker felt compelled to write: There is a general feeling that the discussion has become futile… The meeting ended just before midnight. Mikolajczyk was partly to blame for his own humiliation at Stalin’s hands, simply because instead of focusing the agenda on the one practical measure that needed at that moment, support for the Warsaw Uprising, he tried to pretend that he was dealing with an equal and to discuss matters which the Soviet leadership did not want to discuss. In sharp contrast to Stalin’s reticence to help the Poles, Churchill reacted quickly to the plight of Warsaw’s inhabitants. Their fight in the streets and parks of the city was precisely the sort of romantic endeavour that appealed to him. On 4th August, the day after Stalin’s meeting with the Polish delegation in Moscow, Churchill sent a cable to the Soviet leader which read:

At the urgent request of the Polish underground army, we are dropping, subject to the weather, about sixty tons of equipment and ammunition into the south-western corner of the city where, it is said, a Polish revolt against the Germans is in fierce struggle. They also say that they appeal for Russian aid, which seems very near. They are being attacked by one and a half German divisions.  This may be of help to your operations. 

Heroes and Villains:

Tadeusz Roman was one of the Polish RAF pilots who tried to help the insurgents in Warsaw. Twenty-five years old, he had served time in a Soviet prison after being caught trying to flee from eastern Poland. After the armistice of 1941, he had made his way west and joined RAF Bomber Command. Now based at Brindisi in southern Italy as part of the Polish Flight, it was not just a matter of honour to help the insurrection. His brother was in the underground army, and Tadeusz thought, mistakenly as it happened, that he was in Warsaw, but, in any case, all the Polish pilots volunteered to take part in the long flight, one of the most dangerous of the war, taking between ten and eleven hours. Starting on 4th August, flights left both Bari and Brindisi, with the airmen of the Polish Flight initially dominating the operation. Between then and the end of September more than two hundred flights were made, dropping a total of more than a hundred tons of supplies. Around eighty Polish airmen lost their lives in the operation, together with more than a hundred other Allied flyers, many of whom were South African. The dangers confronting the bombers were not just from the air defences around Warsaw but from the lengthy and tortuous route over German-occupied territory on the way to the Polish capital and back. Tadeusz’s own luck ran out on 28 August, just after he and his comrades had dropped their supplies over Warsaw. Flying low, at two thousand feet, anti-aircraft fire smashed into one of their engines. Over Krakow, they were hit again, but they managed to coax the plane back to Italy, where they crash-landed on the airport’s perimeter. The other three planes that accompanied him on that night’s mission never returned.

Meanwhile, Mikolajczyk had left Moscow and returned to London. At his last meeting with Stalin, in the Kremlin on the evening of 9 August, he told the Soviet leader that his talks with the Lublin Poles had convinced him that they would eventually reach an agreement. But when he asked Stalin again for ‘immediate assistance’ for Warsaw, he was met with obfuscation: It would be different if our armies were approaching Warsaw, Stalin told him, but unfortunately, this is not the case. He went on to explain that a vigorous counter-attack by the Germans had forced the Red Army to delay their move on the Polish capital. He was sorry for your men who started the battle in Warsaw prematurely. The discussion then moved on to examine the practicalities of an airdrop, about which Stalin was sceptical, but he nevertheless again promised to help the Home Army in Warsaw. However, towards the end of the meeting, when the Polish PM asked if Stalin would tell us something to comfort the Polish hearts at this difficult time, Stalin replied that Mikolajczyk that he was attaching too much importance to words: One should distrust words. Deeds are more important than words. Just four days later the TASS news agency announced that, since the London Poles had not notified the Soviets in advance about the uprising, all responsibility for what was happening in the city lay with them. On the night of 15 August, the American Ambassador had a meeting at the Kremlin with Soviet Foreign Ministry officials, after which he sent a cable back to the USA, reporting:

The Soviet Government’s refusal (to help the uprising) is not based on operational difficulties, nor on a denial of the conflict, but on ruthless political calculations.

Clearly, as far as ‘deeds’ were concerned, Stalin failed the Poles in Warsaw. But it is still possible that when he had met Mikolajczyk on 9 August, he had not definitely made up his mind. He had, as yet, given no reply to the Western Allies about his position on the uprising. One possible interpretation is that between the meeting and the TASS statement on the 13th, he changed his mind. On 9th he was inclined to help, but by 13th he had decided that he wouldn’t. Although he had already demonstrated that his determination to disband the Home Army, in these days he knew he faced battles ahead with the Western Allies over the composition of any future Polish administration. He had no reason to expect at this point that the Allies would eventually go along with his wishes and recognize a modified version of his puppet government, and may have calculated in early August that, if he was to be successful in getting the London Poles to agree to be subsumed by the Lublin Poles, he would need to offer some kind of assistance to the Warsaw Uprising. Laurence Rees has concluded that Stalin was always inclined to act as he did and refuse to help the Poles in Warsaw, a refusal which fitted a pattern of behaviour in which the Soviet leader had demonstrated time and again his distrust of the Poles and his desire to see the Home Army ‘neutralised’.

In any event, by 13 August, Stalin had made up his mind and, during the rest of August, the crucial period of the rising, the Soviets gave no assistance, not even with dropping air supplies. Although it is arguable whether the Red Army would have reached Warsaw in August, they faced a counter-attack from the Germans on the 2nd on the front line east of the city, they could have made the air bridge more successful if they had wanted to. In fact, a statement from the Soviet Commissariat for Foreign Affairs to the US’ Moscow Ambassador on 18 August made their policy quite clear:

The Soviet government cannot, of course, object to British or American aircraft dropping arms in the region of Warsaw, since this is an American and British affair. But they decidedly object to British or American aircraft, after dropping arms in the region of Warsaw, landing on Soviet Territory, since the Soviet Government do not wish to associate themselves either directly or indirectly with the adventure in Warsaw. 

Finally, on 22nd, Stalin himself reiterated this message in the clearest, most strident and insulting terms possible. He described the Home Army as a ‘bunch of criminals’, and stated that the Soviets would refuse to help the Western Allies with the airlift. Churchill tried to enlist Roosevelt’s support in sending a combative reply, only to be told by the American President on 26 August that he did not consider that it would prove advantageous to the long-range general war prospect for me to join you in the proposed message to UJ (‘Uncle Joe’ or Stalin). Hugh Lunghi, a member of the British military mission to Moscow, went with the chief of staff of the mission to the Soviet Ministry of Defence to try to get the Soviets to help with the air supplies:

I must have gone there with him almost daily for the first two weeks, and afterwards it became sort of hopeless. We realised they were not going to allow either us or the Americans to land on Soviet territory. And this seemed to us to be the most terrible betrayal, not only of the Poles, but of the Allies. And again, another example of Stalin cutting off his nose to spite his own face, because it meant the Germans would put down this uprising more easily and then the remaining Germans would be available to oppose the Soviet Army. So it seemed quite crazy to us, but also terrible. We were fuming. We were absolutely furious in the military mission.

In reality, however, Stalin had calculated that if he stood back and did nothing, the Home Army would almost certainly be annihilated. And that was what was then happening inside Warsaw. During August, German SS soldiers, supported by various collaborators – including Cossacks from the 15th Cossack Cavalry Corps – conducted a brutal house to house war in the Polish capital. The most notorious SS unit in Warsaw was led by Oskar Dirlewanger. Although he himself had gained a PhD in political science in the 1920s, he presided over a gang of ill-disciplined and bloodthirsty soldiers, most of whom were convicted criminals released from captivity. They were already notorious for their mistreatment of civilians in the occupied Soviet Union. Matthias Schenk, an eighteen-year-old Belgian conscripted into the German Army, served as a demolition engineer in Warsaw alongside Dirlewanger’s Sturmbrigade. In 2008, he was still haunted by what he saw:

Once we went towards a house (which served as a school) with 350 children. We went upstairs and the children came down – children of nine to thirteen years old. They held up their hands … “Nicht Partisan!” … and they stood on the steps. And the SS started to shoot. And then the commander said: “No ammunition – use the butt of the gun!” And the blood spilled down the stairs.

This was by no means an isolated crime, for the Axis units in the city committed a whole series of atrocities. Many of those witnessed by Matthias Schenk seem purely sadistic, like the point-blank shooting of a little girl and the blowing-up of a thirteen-year-old disabled boy by placing hand grenades in his pocket. Every day in Warsaw, women and children were slaughtered by the occupiers out of their warped sense of ‘fun’. When a hospital held by the Home Army was stormed by the Dirlewanger brigade, Schenk saw, in the aftermath, Polish nurses being sexually assaulted by the SS:

They tore the clothes off these women and jumped on top of them, held them down by means of force … then they were raped … Then Dirlewanger drove them through the (German) crowd, which cajoled and applauded them to the gallows.

These appalling actions were part of a systematic Nazi plan to crush the uprising with brutality. Under the overall command of SS General Erich von dem Bach-Zelewski, who had previously supervised the shooting of Jews and partisans in the occupied Soviet Union, the Germans targeted civilians as well as members of the Home Army. By 8 August, in one district of the city alone, the Germans had killed at least forty thousand civilians. The overall atmosphere of the German action against the Poles was captured by the SS commander-in-chief Heinrich Himmler, who later stated that he had told Hitler at the time of the rising that:

From the historical point of view the action of the Poles is a blessing … Warsaw will be liquidated; and this city which is the intellectual capital of a sixteen to seventeen million strong nation that has blocked our path to the east for seven hundred years … will have ceased to exist. By the same token… the Poles themselves will cease to be a problem, for our children and for all who follow us. 

Himmler’s use of language is significant. It is reminiscent of the ‘justification’ he gave to senior Nazis for the extermination of Jewish children. They had to be killed along with their parents, he said, because otherwise, they would only cause problems for future German generations. He had previously told SS officers that there was no point in killing Jewish men and allowing the avengers in the shape of the children to grow up for our sons and grandsons. On 2 September, German troops and their auxiliaries stormed a makeshift hospital treating wounded Home Army fighters. At first, the soldiers took valuables from the wounded, such as gold crosses and watches, but those that followed, many of whom were drunk, raped the women. Twenty-year-old Danuta Galkowa, hiding on a stretcher in the basement, under a blanket, heard the horror being enacted all around her:

It was for them entertainment. They were excited by the fact that the people were yelling. … I was in despair, I was afraid only of rape, because I wouldn’t be able to live through that. 

The wounded men of the Home Army who were present in the cellar could do nothing to protect the women. They had serious stomach wounds, broken legs and arms, and could not move. The horror lasted from eight in the morning until dark, when the troops finally left, setting fire to the hospital as they went. Danuta tried to escape, dragging the wounded Home Army officer who had protected her on the stretcher. She pulled him to the entrance, where the Nazis were shooting those trying to escape. A German auxiliary turned his gun on Danuta but it jammed, and in the smoke, darkness and chaos she managed to get away, over the bodies of those who had been murdered in the courtyard, together with the wounded fighter. Eventually, this man who had saved her life became her husband.

Conflict Among Allies:

The summer and early autumn of 1944 were, therefore, a time of conflict between the Allies, not only over what seemed to be the eternal question of Poland but also over the post-war shape of Europe, and, most particularly, Soviet intentions towards the eastern European countries that they were shortly to occupy. Towards the middle of August 1944, the Soviet general offensive began to slacken, Soviet armies outrunning their supplies since behind them lay an advance of some 350 miles. Soviet troops were on the East Prussian frontier and had bridgeheads on the Vistula and the Narew, while the Soviet command planned to wipe Army Group North off the map. The Finns
had already abandoned the German-Finnish compact and late in August were suing for peace, harsh though the terms proved to be.
In the event, the Romanians beat the Finns in the race to make peace. The Soviet hammer having battered three German Army Groups (North Centre and North Ukraine), it was now the turn of Army Group South Ukraine to fall under it. Even before a shot was fired, however, this Army Group faced disaster, hemmed in as it was between the
Red Army eager to fall on it and the Romanians, who were even more eager to betray it.

On 20 August, Malinovskii’s 2nd Ukrainian Front launched its attack, encircling five German corps in the Jassy-Kishinev operation, while Tolbukhin’s forces trapped the Romanian 3rd Army. But defeat
in the field was outmatched and outpaced by political events when on August 23rd a coup in Bucharest knocked Romania out of the war with King Michael’s unconditional surrender to the Allies. Romania’s declaration of war on Germany followed in a trice and Romanian troops were ordered not to open fire on the Red Army. The Romanian defection had cataclysmic consequences for Germany with far more
than the fate of an Army Group involved: the fortunes of war in the entire south-eastern theatre had changed virtually overnight. With a German army hopelessly trapped and what was left of two Romanian armies laying down their arms, the whole of southern Bessarabia, the Danube delta and the Carpathian passes lay open to the Red Army. Henceforth neither the Danube nor the Carpathians could bar the Soviet advance and ahead of the Soviet armies lay the route to the Hungarian plains, the gateway to Czechoslovakia and Austria, as well as a highway to Yugoslavia and Bulgaria.

While these battles and the battle for Warsaw raged on, Winston Churchill met with General Wladyslaw Anders, Commander-in-Chief of the free Polish Army, at Polish military headquarters in northern Italy. In the context of the controversy over the future of Poland, this meeting, on 26 August, was one of the most revealing of the war. Churchill began by congratulating Anders on the performance of the Polish II Corps during the campaign in Italy. He also enquired about the ‘mood’ of the soldiers, given what they are going through at the moment. Anders replied that, while the spirit of his men was ‘excellent’, their great concern is for the future of Poland, and at the moment, the current situation in Warsaw. Churchill said that he and President Roosevelt had asked Stalin to help those fighting in Warsaw, but their request had met with a negative response. Churchill assured him that while they were not ready for joint action over Warsaw, the Allies were doing everything they could to provide aid via the air route. After some argument over the future of Poland’s eastern borders with the Soviet Union, Churchill promised that…

… since Great Britain entered this war to defend your independence, then I can assure you that we will never abandon you.

These words were similar to those he had used at the previous meeting of the two men in Cairo, immediately after the Tehran Conference. Anders himself had been imprisoned in Moscow’s Lubyanska prison during the earlier partition of Poland in 1939, and was under no illusions: as he told Churchill, Stalin’s declarations that he wants a free and strong Poland are lies and fundamentally false. Once again, Anders voiced his serious concerns about Soviet intentions based on current as well as past experience, including the massacre at Katyn:

As they enter Poland, the Soviets arrest and deport our women and children deep into Russia as they did in 1939; they disarm the soldiers of our Home Army, they shoot dead our officers and arrest our civil administration, destroying those who fought the Germans continuously since 1939 and fight them still. We have our wives and children in Warsaw, but we would rather they perish than have to live under the Bolsheviks. All of us prefer to perish fighting than to live on our knees.

According to the minutes recorded by camp, Lieutenant Prince Eugene Lubomirski, Churchill was ‘very moved’ by Anders’ words and added to his earlier declaration:

I know that the Germans and Russians are destroying all of your best elements, especially intellectual spheres. … But you must trust – we will not abandon you and Poland will be happy.

Anders, not surprisingly, was somewhat suspicious of Churchill’s words. He was right to be, not because Churchill was being disingenuous, but because Anders knew he was no longer in a position to make such a promise, considering that a Red Army of 6.7 million was already marching into his country. He reminded the British PM that the Soviet Union would be immensely strong after the war; he was sceptical of Churchill’s view that Britain and the United States would be able to restrain the USSR after the war through their superior supplies of planes, tanks and guns. Churchill was not promising that the Western Allies would be prepared to go to war with the Soviet Union if Stalin refused to guarantee Poland’s independence, but his reply implied the possibility of military action, something that he had explicitly ruled out earlier in the year.

Collapse, Courage and Conflict:

By the beginning of September, the entire German defensive system was on the point of collapse. At that point, Bulgaria, which up to this point had been at war solely with Britain and France, made the inexplicable and suicidal decision also to declare war against the USSR on 5 September, only to collapse within twenty-four hours after the Russians crossed the Danube. Bulgaria, Axis ally of Germany but at heart pro-Russian and Slavophile, received Soviet armies without a shot being fired and duly declared war on Germany on 8 September. Hitler still fed on hopes that the entry of Soviet troops into Bulgaria might well speed an Anglo-Soviet collision, as the Red Army made for the Dardanelles – whereupon German troops in Army Group E might act as a ‘kind of police’ (with British approval) to hold the line against Bolshevism. There was certainly Anglo-Soviet rivalry in the Balkans, involving both Yugoslavia and Greece, but nothing to precipitate outright conflict.

The courage and ingenuity of the Poles during the Uprising were truly remarkable. When the Germans cut off the water supply to the city, the Poles bored wells by hand. Then, on 1 September 1,500 defenders had to retreat from a position at State Miasto (Old Town), using the sewers accessible from a single manhole in Krasinski Square. This lay only two hundred and fifty metres from German positions, and General Bór-Komorowski, the Home Army commander, knew that a few gas-bombs through the manholes or an outbreak of panic in the tunnels would prevent anyone from getting out alive. He nonetheless gave the order, since the defenders had nothing more to lose. So, leaving the Old Town completely defenceless in the event of a surprise German attack, the entire force, along with five hundred civilians, including the wounded and a hundred German prisoners, went down the manhole. As Bór-Komorowski wrote:

Slowly, very slowly, the queue of waiting people disappeared … Each person held on to the one ahead. The human serpent was about one and a half miles in length. … There was no time for rest periods, because room had to be made for others who were waiting by the manhole. It was only with the greatest difficulty that the line moved forward, for the water had now almost completely drained away and the mud had been replaced by a thick slime which gripped their legs up to the calf. The soldiers had no sleep at all for several days and their only food had been dry potato flakes. The rifles slung around their necks seemed unbearably heavy and kept clattering along the tunnel walls … The last soldier in the queue entered the manhole just before dawn.

When the Stukas, artillery, tanks and finally infantry attacked the positions the next morning, initially believing the Poles’ silence to be merely a ruse to conserve ammunition, the Germans found their quarry gone. The Poles had escaped, at least for the present.

By this time, and in contrast with Warsaw’s impending fate, the Allied forces had succeeded in liberating Paris, though not without cost in terms of both men and machinery. The Americans had poured forward through gaps in the German defences which had been created by the carpet bombing of Brittany at the end of July. Collins’ VII Corps took Avranches and allowed US forces to attack westwards into the Breton hinterland and eastwards towards Le Mans, proving the value of Patton’s eve-of-battle observation to his Third Army that flanks are something for the enemy to worry about, not us. 

Better communications and better inter-personal relations might have led to an even greater victory at ‘the Falaise Gap’, the mouth of an area eighteen miles wide by ten miles deep known as the Falaise-Argentan pocket, than the one gained by Montgomery, Bradley and Patton between 13 and 19 August. It was the news of a large Allied invasion of the south of France on 15 August, Operation Anvil, with 86,000 troops going ashore on the first day alone. That had persuaded Field Marshal von Kluge to withdraw from the Falaise pocket. The next day, Kluge ordered a general retreat out of the pocket, warning Jodl at the Army Headquarters that it would be a disastrous mistake to entertain hopes that cannot be fulfilled. Panzer Group West, comprising the Seventh and Fifth Panzer Armies, sustained around fifty thousand casualties, while the Allies lost twenty-nine thousand at the Falaise. Eisenhower visited the pocket forty-eight hours after the battle and later described the scene it as…

… unquestionably one of the greatest “killing grounds” of any of the war areas … It was literally possible to walk for hundreds of yards, stepping on nothing but dead and decaying flesh.

With Allied fighter-bombers flying three thousand sorties a day, the twenty thousand German soldiers who did escape, the shattered remnants of the hitherto formidable Panzer Armies including Group Eberbach, did so with their 88mm guns intact. After the war, Bradley and Montgomery blamed each other for the over-caution at Falaise, but Kluge’s defeat there led to his replacement by Field Marshal Model on 17 August and enabled the Allies to make for the Seine and to liberate Paris, which had risen on 23 August. Out of the thirty-nine divisions which took part in the Normandy landings, just one was French, 2e Division Blandée (Armoured) under General Leclerc. It fought very bravely in the battle to close the Falaise Gap, and entered Paris first on 25th, as part of the US Fifth Army, although this did not elicit any noticeable gratitude from the Free French leader, General de Gaulle. He had set foot in France for the first time since 1940 on 14 June, more than a week after D-Day, and only then for a one-day visit to Bayeux, after which he had left for Algiers and did not return to French soil until 20 August. In the meantime, Patton’s Third Army had broken out of Avranches at the end of July and had driven through Brittany.  While the French Resistance, the résistants and maquisards, under a separate command from the Free French forces were hampering German armoured retaliation, de Gaulle played little part in any of this from his base in North Africa.

In Paris, the German commander General Dietrich von Choltitz took the humane and historic decision not to set fire to the city. Hitler had demanded of him that Paris must be destroyed from the top to the bottom, that he should not leave a single church or monument standing. The German High Command earmarked seventy bridges, factories and national landmarks – including the Eiffel Tower, Arc de Triomphe and Notre-Dame Cathedral – for destruction. But Choltitz deliberately disobeyed these barbaric instructions and continued to ignore Hitler’s enquiries as to whether Paris was burning. The Germans did not, therefore, fight in the French capital the battle of extirpation that they were simultaneously fighting in Warsaw, bringing about the utter destruction of the Polish capital and two hundred thousand of its people. Instead, Choltitz surrendered and went into captivity as soon as he decently could once the Allied forces arrived. He told the Swedish diplomat who negotiated the terms that he had no wish to be remembered as the man who destroyed Paris. In all, the French lost only seventy-six soldiers in the liberation of Paris, although 1,600 inhabitants were killed in the uprising, six hundred of whom were non-combatants. De Gaulle had asked Eisenhower to allow the French troops to be the first to into the capital, and the Supreme Commander duly gave the order to Leclerc to advance on the city on 22 August.

In any case, the Allies did not see Paris as a prime military objective rather than a purely political one. Eisenhower could spare the French 2e Division from the far greater battles that were taking place right across northern and southern France, fought by British, American and Canadian forces against crack German units. Omar Bradley in his memoirs dismissed Paris as a pen and ink job on the map. The first of Leclerc’s Sherman tanks rolled up the rue de Rivoli at 9.30 a.m. on Friday, 25 August. In the surrender document signed that afternoon by Choltitz and Leclerc, there was no mention of either Great Britain or the United States; the Germans surrendered the city to the French alone. De Gaulle arrived in Paris soon afterwards to make a speech at the Hotel de Ville in which he proclaimed that Paris had been liberated by her own people, with the help of the armies of France, with the help and support of the whole of France, … eternal France. The Allied contribution was summed up in a single phrase. Putting the ‘Liberation’ in context, however, the historian of the Occupation, Ian Ousby, later wrote:

Paris’s concentration of both people and cultural monuments ruled out aerial bombardment and heavy artillery barrages, so taking the city would soak up time and lives in a campaign already behind schedule and high in casualties. Besides, the capture of Paris was not tactically essential.

On the morning of 26 August, de Gaulle led a parade from the Arc de Triomphe down the Champs-Elysées to a thanksgiving service in Notre-Dame. When the head of the National Council of Resistance, Georges Bidault, came up abreast in the parade he hissed, ‘A little to the rear if you please.’ The glory was to be de Gaulle’s alone. Since he did not wish to steal de Gaulle’s limelight, Eisenhower himself did not enter the capital until the following day, five days after he had given the order for the 2e Division to take it.

The Challenge of Leadership:

For his part, although Stalin had decided by the middle of August that the Soviet forces would not support the Home Army in Warsaw, his policy towards the uprising was still not entirely transparent. On 18 September the Soviet authorities overturned their earlier decision and allowed one flight of American bombers en route to Warsaw to refuel on Soviet territory. Also, in the two weeks from 14-28 September, the Soviets themselves dropped supplies on Warsaw. However, since these drops did not involve the use of parachutes, much of the fifty tons of aid provided was destroyed on landing. They were conducted mainly for propaganda purposes so that Stalin could counter the growing outcry of world opinion about Soviet inaction in the face of the destruction of Warsaw, enabling him to demonstrate his public support to the Home Army without offering any effective assistance. Halina Szopinska, a twenty-four-year-old fighter with the Home Army in Warsaw, later testified as to how the airdrops had been a sham:

They had these small planes and would throw dry bread without a parachute and when it fell down it would just break into powder. … They would drop guns without a parachute – ammunition as well. There was no way we could repair it. So they pretended they were helping. They were doing it in such a way that it wouldn’t really help us.

Above: Halina Szopinska, a member of the Polish underground Home Army (AK), who was captured and tortured by the NKVD in December 1944. She then served ten years in prison.

By the end of August, the NKVD had been told to detain and interrogate all Poles who had taken part in the uprising and who had managed to ‘escape’ into the Soviet part of occupied Poland. These interrogations included brutal beatings and humiliations, such as those endured and testified to by Halina Szopinska. The NKVD regarded them as spies for ‘the English’ as well as for the Germans. Halina was sentenced to ten years in prison and in Lublin Castle, she learnt how former members of the Home Army were executed by firing squad as traitors ‘to the motherland’.

In the West, on 1 September, Eisenhower took over day-to-day control of all ground forces from Montgomery, much to the latter’s chagrin. Eisenhower’s plan was for a broad advance into Germany, whereas Montgomery wanted a narrow ‘single thrust’ into the heart of the Reich, spearheaded by his 21st Army Group. On the same day that Montgomery put forward his plan, Patton produced one in which his Third Army led the way instead, with characteristic immodesty, calling it the best strategical idea I’ve ever had. Omar Bradley, meanwhile, felt that his drive on Frankfurt ought to be the centre of operations. It is sadly impossible to believe that the best demands of grand strategy, rather than their own egos, actuated these soldiers, and Eisenhower had the difficult task of holding the ring between them and imposing his own view. His greatness, though doubted by Brooke and Montgomery, stems partly from his success in achieving that. Montgomery’s scheme would have required the Scheldt estuary to have been used as a direct supply route into the Rhine, but the Germans continued to hold it long after the fall of Antwerp in September, with the largely undamaged Fifteenth Army to the north of it. His plan to strike off across the North German Plain towards Berlin, crossing the Weser and the Elbe, made little military sense considering the level of resistance offered by the Germans until as late as April 1945 in this territory. It would also have reduced the US Third Army to the minor role of protecting the flank of the British forces.

Instead, the Supreme Commander stuck with his ‘broad front’ approach to the invasion of the Reich, which he believed would bring all our strength against the enemy, all of it mobile, and all of it contributing directly to the complete annihilation of his field forces. Partly because of the efficacy of the V-weapon flying bomb and rocket campaign against Britain, which could be ended only by occupying the launching sites, the main part was still to be the 21st Army Group’s advance through Belgium north of the Ardennes forest and into the Ruhr Valley, which would also close off Germany’s industrial heartland, and thus deny Hitler the resources to carry on the fight. Eisenhower split the 12th Army Group commanded by Bradley in two and sent most of the First Army north of the Ardennes to support Montgomery, leaving Patton’s Third Army to march on the Saar, covered to the south by the 6th Army Group which had made its way up from the Anvil landings in the south of France. By the end of August, Patton had crossed the Marne and was soon able to threaten Metz and the Siegfried Line. To his intense frustration, his advance was halted by running out of petrol due to the four-hundred mile supply lines to Cherbourg. However, Brussels fell to the 21st Army Group on 3 September and Antwerp the next day, but, as already mentioned, Antwerp was useless to the Allies without the control of the Scheldt estuary.

In September, two months after his sacking, Rundstedt was recalled as Commander-in-Chief West. Watching the Hitler Youth Division retreating over the River Meuse near Yvoir on 4 September, Rundstedt said what many German officers were thinking, but few dared state, that it is a pity that this faithful youth is sacrificed in a hopeless situation. On 11 September, the Allies set foot on German soil for the first time, when American troops crossed the frontier near Trier, yet Hitler still had armies numbering several million men, albeit far too widely dispersed. His ‘Western Wall’, the Siegfried Line, seemed formidable, and his reappointment of Rundstedt was good for the Wehrmacht’s morale, with Field Marshal Model remaining in charge of Army Group B, Rommel and Kluge both having committed suicide, after having been implicated in the Bomb Plot. Later in the month, Churchill – convinced that Hitler was a hopeless strategist – ridiculed him in the House of Commons:

We must not forget that we owe a great debt to the blunders – the extraordinary blunders – of the Germans. I always hate to compare Napoleon with Hitler, as it seems an insult to the great Emperor and warrior to connecthim in any way with a squalid caucus boss and butcher. But there is one respect in which I must draw a parallel. Both these men were temperamentally unable to give up the tiniest scrap of any territory to which the high water mark of their hectic fortunes had carried them. … he (Hitler) has successfully scattered the German armies all over Europe, and by obstination at every point from Stalingrad and Tunis down to the present moment, … has stripped himself of the power to concentrate his main strength for the final struggle.

Yet even while the House of Commons was laughing at Hitler’s strategic blunders, the Führer was planning a concentration of German forces in the Ardennes that would once again astonish the world. Montgomery’s bold scheme to use the British 1st and the US 82nd and 101st Airborne Divisions to try to capture the bridges over the Meuse and Rhine and thereby ensure the encirclement of the Ruhr to the north came to grief in mid-September in and around the Dutch towns of Eindhoven, Nijmegen and Arnhem. Despite the highest order of heroism, mistakes were made in the planning stages which meant that it was doomed before it began. It was the largest airborne assault in history, but the intelligence that should have warned the 1st Airborne Division of two Panzer divisions that were refitting near Arnhem was given insufficient weight so that it did not take enough anti-tank weaponry to the drop zones. Operation Market, the airborne assault of Friday, 17 September, was initially successful, but the simultaneous ground attack, Operation Garden, reached Eindhoven and Nijmegen on the 18th and 19th respectively, but could not break through determined German resistance in time to relieve the paratroopers at Arnhem.

(to be continued…)

 

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Every Picture Tells a Story:

Tom Leimdörfer was born in Budapest, seventy-five years ago this year, on 15 October 1942.  In Tom’s case, this is a milestone which is certainly well-worth celebrating. After all, in the mere fifteen years between his birth and mine, he had already survived the Holocaust and had endured two Soviet invasions of Hungary, his native land, a revolution, a counter-revolution and a hair-raising escape as a refugee across the Austrian border. He had also, as a young teenager, adapted to the very different language and culture of his adopted country, England. Tom has kept and carefully recorded the family’s archives and stories from these fifteen years, perhaps most importantly in respect of the first three, for which he has, of course, few direct memories of his own. As the older Holocaust survivors gradually pass on, the role of these younger ones in transmitting the experiences of this time will, no doubt, become increasingly important. In Tom’s case, as in many, the photographs and artefacts which they cherish provide the emblematic sources around which the transmitted stories and information are woven. In the initial part of this chapter, I have left Tom’s words as his own, indicated by the use of italics.

A picture I treasure is taken on balcony. It was almost certainly the flat belonging to my great uncle Feri and great aunt Manci. Feri was my grandfather (Dádi) Ármin’s younger brother and Manci was Sári mama’s younger sister. Two brothers married two sisters and to make matters even more bizarre, they were cousins (once removed). I expect it was Feri who took the picture on one of their family days. The five people in the picture look happy, even though war clouds were gathering and laws restricting basic human rights for Jews were in the process of enactment. It was the spring of 1939. The photo shows my grandparents (Sári mama and Dádi) and my aunt Juci aged 16. The other two smiling figures are my parents. My father (András Leimdörfer) is in uniform, looking lovingly at my mother (Edit) and having his arms around her. They were married about six months before. My father is in his proper army uniform, with three stars on the lapels.  Two years later that was exchanged for the plain uniform of the Jewish (unarmed) forced labour unit serving with the Hungarian army. He was first sent to Transylvania in the autumn of 1941. His brief few months back home resulted in my conception. In June 1942, he was off to the Russian front, never to return. The war and the bitter winter took his life in February 1943 but the family only learnt the facts four years later.

On the same page in the old album are two more pictures of my parents. One (above) relaxing, reclining on a grassy slope in summer (1939 or 1940), though looking far too smartly dressed for such a pose. The other (right) is taken in December 1938 in Venice outside St. Mark’s Cathedral, surrounded by pigeons and snow. It was their brief honeymoon in the last winter of peace in Europe.

The father I never knew was a very good-looking and bright young man. Known as Bandi to his family, he had an Economics degree from high school in St. Gallen in Switzerland and a doctorate from the University of Szeged in southern Hungary. It was the effect of the law known as ‘numerus clausus’ (restricting the percentage of Jewish entrance to universities in Hungary) that led to his going to Switzerland for his first degree. There he formed strong friendship with three other young Hungarian Jews. One of these, Pál Katona, was head of the BBC’s Hungarian broadcast section for many years. The second, Fritz Fischer, emigrated to America. The third and his closest friend was Gyuri Schustek, who was to play a significant role in my life as well.

My parents met on the social round of the Jewish middle class in Budapest. My mother’s elder brother (also called András and also known as Bandi) was the same age as my father and also an economics graduate as well as a first class tennis player. So one day, probably at a party, Bandi Lakatos introduced his younger sister Edit to Bandi Leimdörfer who promptly fell in love with her. Their months of courtship included outings to the Buda hills and rowing on the Danube, which they both loved. Their special friends Gyuri (Schustek) and Lonci (or Ilona) were also planning to get married. My father was nearly 27 and my mother nearly 23 when they married in December 1938. Unusually, everyone wore black at their wedding as my father’s grandmother had died just before. With the increasing anti-Semitism at home and uncertainties of a possible war, they decided to delay having any children and concentrate on setting up a life for themselves in their pleasant flat in the quiet Zsombolyai street in the suburb of Kelenföld. It was also conveniently near my grandfather’s timber yard and the office of their firm of Leimdörfer & Révész, where my father also worked.

So back to the pictures in the album. There is a small photo of a group of Jewish forced labour unit workers in the deep snow along the banks of the River Don, not far from the city of Voronezh. There is another of my father on top of tank in the snow. After much internal political strife, Hungary entered the war on the German side in June 1941 in exchange for the return of part of the territories lost after the first World War. The 2nd Hungarian Army, sent to the Russian front in the late spring of 1942, included ‘disposable’ elements like the unarmed Jewish labour brigades, conscripted socialists and trade unionists as well as parts of the professional army from all over Hungary (‘to spread the sacrifice’). Their job was to hold the Red Army on the banks of the river Don (over 2000 km from their homeland) while the battle of Stalingrad was raging. On the 12th January 1943, in the depth of the bitterest winter with temperatures of –20 to –30 degrees, the Soviet Army attacked and broke through. They took over 25,000 prisoners within days. The food supplies were scarce and a typhoid epidemic broke out. My father died of typhoid in February 1943, five months before his 31st birthday. A Jewish doctor was there, one of his brigade, and he was released in the summer of 1947. When he arrived in Budapest, he informed my mother and my father’s parents. Till then, they hoped in vain. Only one-third of the army of 200,000 returned. Hungary then refused to send any more troops to help the German cause.

The next pictures are those taken of me as a tiny baby. Plenty were taken and sent to the front for my father. There is the one in the hospital bed with my mother, just after I was born on the 15 October 1942. Then there are some professionally taken pictures. The one in sepia by a firm called ‘Mosoly Album’ (album of smiles) shows a cheeky nine weeks old doing a press-up a sticking out his tongue. It was the last picture to reach my father and he wrote back with joy. The other baby pictures were taken in hope of sending them to the prisoner of war camp, but there was no news and no way of communication. I am amazed at the quality of these pictures, taken at a time of war. One of the photos shows me holding a bottle and drinking from it, looking up with wide eyes. This picture appeared in a magazine, sent by the photographer. I wonder if the editor realised that he was publishing the picture of Jewish baby! If so, he was taking a risk.

One poignant picture, taken in the spring 1944, shows me sitting on a chair with a toy lorry on my knee. It is the identical pose as a picture taken of my father when he was a little boy. Clearly my mother was thinking of him when she had that taken of me. At the same time, there is a photo with me clutching a large panda. I was told it was my favourite toy – and it has its story.

One of my older pictures shows a strikingly elegant and beautiful woman in her thirties. Born Zelma Breuer, my maternal grandmother was the object of admiration both in her home town of Szécsény in northern Hungary and in her social circles in Budapest, where she lived most of her married life. My mother got her beauty from her and the two of them were very close. There is a lovely picture of the two of them, arms round each other in the garden in Szécsény. My mother’s father was a lot older than her mother. Grandfather Aladár Lakatos worked his way up in the Post Office in Budapest to the rank of a senior civil servant. He had changed his name from Pollitzer in order to feel more fully integrated. When the laws forbidding Jews from holding such senior posts came into effect, he was nearing retirement age. So his dismissal was in the form of early retirement. Zelma’s ageing parents still lived in Szécsény, so they decided to retire there, selling the flat in Budapest and buying a substantial brick house next door to the old Breuers wattle house. With increasing threat to the Jewish population, they thought they would be safer in a quiet town where the Breuers were well-known and well liked. How wrong they were! When my father did not return from the front in 1943, they urged my mother to join them. The air was also healthier for small child, they said. My mother decided to stay in her own flat in Buda and to stay close to her husband’s family. Whatever her reasons were, it saved our lives.

The Growing Shadow of the Eagle:

To give some broader context to these early years of Hungary’s war into which Tom was born, I have been reading Anna Porter’s book, Kasztner’s Train, which, in dealing with the controversial ‘hero’ of the Holocaust, also provides the most comprehensive information about the situation in the Jewish communities of Budapest and Hungary during the war. In January 1942, Hungarian military units executed more than three thousand civilians in the recently occupied part of Yugoslavia, including 140 children, who, according to one of the commanding officers, could grow up to be enemies. Joel Brand, Rezső Kasztner’s colleague, found out that close to a third of those murdered had been Jews. The thin pretext that they were likely to have joined the Serb partisans was no more than a nod to the government authorities who had demanded an explanation. The flood of refugees into Hungary now included Jews from the Délvidék, or southern lands, as Hungarians referred to lands which had once been part of Hungary until the Treaty of Trianon awarded them to Yugoslavia. The new arrivals had terrible tales of mass executions: people had been shoved into the icy waters of the Danube, and the men in charge of this so-called military expedition continued the killings even after they received orders to stop.

By the early summer of 1942, Baron Fülöp von Freudiger of the Budapest Orthodox Jewish congregation had received a letter from a little-known Orthodox rabbi in Bratislava, Slovakia. It was a cry for help, mostly financial, but also for advice on how to deal with the Jewish Agency on the survival of the surviving Jews of Slovakia. Deportations had begun on 26 March 1942, with a transport of girls aged sixteen and older. The Germans had already deported 52,000 Slovak Jews by the summer and Rabbi Weissmandel, together with a woman called Gizi Fleischmann, had founded a Working Group as an offshoot of the local Jewish Council, with the sole object of saving the remaining Jews in Slovakia. In subsequent meetings with Wisliceny, a Nazi officer, the Working Group became convinced that some of the Nazis could be bribed to leave the Jews at home. It also realised that this could, potentially, be extended to the other occupied countries in Europe. Weissmandel called it the Europa Plan, a means by which further deportations could be stopped. Rezső Kasztner and Joel Brand, working for the Va’ada, the Zionist organisation, from still sovereign Hungary were unconvinced: Hitler would not, they said, tolerate any Jews in Europe. But Kasztner agreed that fewer barriers would be put in the way of Jewish emigration, provided it was paid for, and quickly. The rabbi’s Europa Plan sounded very much like the Europa Plan devised by Reichsmarschall Hermann Göring, which had earlier allowed large-scale emigration from Germany to Palestine, until it had encountered stiff opposition from the Arabs and had led to the imposition of harsh quotas by the British.

In December 1942, Sam Springmann, a leading Zionist in Budapest, received a message from the Jewish Agency office in Istanbul that the Refugee Rescue Committee should prepare to receive a visit from Oskar Schindler who would tell them, directly, about those regions of Eastern Europe occupied by the Wehrmacht. Schindler endured two days of uncomfortable travel in a freight car filled with Nazi newspapers to arrive in Budapest. He talked of the atrocities in Kraków and the remaining ghetto, the hunger in Lodz and of the freight trains leaving Warsaw full of Jews whose final destination was not labour camps, as they had assumed, but vernichtungslager, extermination camps. In the midst of this stupid war, he said, the Nazis were using the railway system, expensive engineering, and an untold number of guards and bureaucrats whose sole purpose was to apply scientific methods of murdering large numbers of people. Once they became inmates, there was no hope of reaching or rescuing them. Kasztner did not believe that adverse publicity would deter the Germans from further atrocities, but public opinion might delay some of their plans, and delay was good. With luck, the war would end before the annihilation of the Jews was realised.

By this time, but unbeknown to the Va’ada leaders in Budapest, most of the politicians in Europe already knew about the disaster which was befalling the Jews. During October and November 1942, more than 600,000 Jews had already been deported to Auschwitz, including 106,000 from Holland and 77,000 from France. Newspapers in the United Kingdom, as well as in the United States and Palestine, carried reports, some firsthand, from traveling diplomats, businessmen, and refugees, that the Germans were systematically murdering the European Jews. But anyone who followed these news stories assumed that the German’ resolve to annihilate the Jews would likely be slowed down by defeats on the battlefields. Stephen Wise, Budapest-born president of the American Jewish Congress, had announced at the end of November that two million Jews had already been exterminated and that Nazi policy was to exterminate them all, using mass killing centres in Poland. In hindsight, it is surprising that the extermination camps were not better anticipated.

Oskar Schindler’s firsthand information was a warning that the use of extermination camps could spread to the whole population of Poland and Slovakia, but Rezső Kasztner and the Aid and Rescue Committee still hoped that the ghettos would remain as sources for local labour. They knew of several camps, such as Dachau and Bergen-Belsen, where the treatment, though harsh, could be relieved by a supply of food parcels, clothing and bribes. The couriers reported the starvation and the rounding up of work gangs, but not the extermination camps. As Schindler’s story circulated to the different Jewish groups in Budapest, it initiated an immediate if limited response. Fülöp von Freudiger called for more generous donations to help the Orthodox Jews in Poland.The leader of the Reformed Jewish Community in the city, Samuel Stern, remained confident, however, that these terrible stories were isolated incidents. His group was busy providing financial assistance for recently impoverished intellectuals who could no longer work in their professions because of the Hungarian exclusionary laws. Stern did not want to listen to horror stories about systematic murder. Such facilities were impossible to imagine. He told Kasztner that in the months to come we may be left without our money and comforts, but we shall survive. The very idea of vernichtungslager, of extermination, seemed improbable. Why would the Germans sacrifice men, transportation and scarce resources to murder unarmed civilians with no means to defend themselves?

The Times in London reported from Paris that four thousand Jewish children had been deported to a Nazi concentration camp, while in the House of Commons, British PM Winston Churchill gave a scating adddress that was broadcast by the BBC and heard throughout Budapest. Referring to the mass deportation of Jews from France, he claimed that this tragedy illustrates… the utter degradation of the Nazi nature and theme. Meanwhile, Jewish organisations in Budapest continued to provide learned lectures in their well-appointed halls on every conceivable subject except the one which might have concerned them most, the ongoing fate of the Jews in Germany, Austria, France, Poland and Slovakia, and what it meant for the Jews of Hungary. Two million Polish Jews had already disappeared without a trace.

In January 1943 the Second Hungarian Army was destroyed in the Battle of Voronezh. The losses were terrible: 40,000 dead, 35,000 wounded, 60,000 taken prisoner by the Soviets. The news was played down by the media and the politicians. In Budapest, news of the disaster was only available by listening to the BBC’s Hungarian broadcasts, or to the Soviet broadcasts. Under the premiership of Miklós Kállay, Hungary’s industries continued to thrive, supplying the German army with raw materials. Mines were busy, agricultural production was in full flow and the manufacture of armaments, military uniforms and buttons kept most people employed and earning good wages. Kállay’s personal antipathy towards further anti-Jewish laws lent credence to Samuel Stern’s belief that it cannot happen here.

By the summer of 1943, rumours were circulating among Budapest’s cafés of an armistice agreement with Britain and the United States. Kállay’s emissaries to Istanbul and other neutral capitals had been fishing for acceptable terms. Kállay even went to see Mussolini in Rome to propose a new alliance of Italy, Hungary, Romania and Greece against Hitler. Mussolini declined, and it soon became obvious to ministers in Budapest that the Germans would soon have to terminate these breakaway plans.

Samuel Stern knew in advance about Regent Horthy’s meeting with Hitler in late April 1943. He had been at Horthy’s official residence in Buda Castle playing cards, when the call came from Hitler’s headquarters inviting Horthy to Schloss Klessheim. Horthy was too frightened to decline the invitation, although he detested the ‘uncultured’ German leader. Hitler ranted about Kállay’s clumsy overtures to the British. As a show of loyalty, he demanded another Hungarian army at the front. Horthy stood his ground. He would not agree to sending Hungarian troops to the Balkans, nor to further extreme measures against the Jews. Hitler, his hands clenched behind his back, screamed and marched about. Goebbels, Hitler’s propaganda minister attended the dinner that followed, and wrote in his diary that Horthy’s humanitarian attitude regarding The Jewish Question convinced the Führer that all the rubbish of small nations still existing in Europe must be liquidated as soon as possible. 

Meanwhile, terrible stories were circulating in Budapest about the actions of Hungary’s soldiers as they returned from the front with the Soviet Union. In late April 1943, retreating Hungarian soldiers in the Ukraine ordered eight hundred sick men from the Jewish labour force into a hospital shed and then set fire to it. Officers commanded the soldiers to shoot anyone who tried to escape from the flames. Neither the Hungarian press nor the Hungarian Jewish newspaper reported these deaths. Instead, the pro-Nazi press increased its vitriolic attacks on Jewish influence at home, persisting blaming food shortages on the Jews, who were falsely accused of hoarding lard, sugar and flour, engaging in black market activities, and reaping enormous war profits from the industries they controlled. That summer, Oskar Schindler returned to Budapest, bringing letters to be forwarded to Istanbul for the relatives of his Jews. He gave a detailed report of the situation in Poland and of the possibilities of rescue and escape from the ghettos.

In a letter she wrote to the Jewish Agency in Istanbul, dated 10 May 1943, Gizi Fleischmann reported from Bratislava:

Over a million Jews have been resettled from Poland. Hundreds of thousands have lost their lives due to starvation, disease, cold and many more have fallen victim to violence. The reports state that the corpses are used for chemical raw materials.

She did not know that by that time 2.5 million of Poland’s Jews were already dead. On 16 May, members of the Hungarian Rescue Committee gathered around their radios and toasted the Warsaw ghetto’s last heroic stand. On 11 June, Reichsführer ss Himmler ordered the liquidation of all Polish ghettos. By 5 September she wrote to the American Joint Distribution Committee’s representative in Geneva that we know today that Sobibór, Treblinka, Belzec and Auschwitz are annihilation camps. Later that month, Fleischmann traveled to Budapest, where she visited the offices of both Komoly and Kasztner. Both had already seen copies of her correspondence, as had Samuel Stern, but his group met her case for funding with colossal indifference. They made it clear that they thought her allegations about the fate of the Polish and Slovak Jews were preposterous. She also informed Kasztner that Dieter Wisliceny, the ss man in charge of the deportations from Slovakia, had told her of a dinner he had attended on Swabian Hill with a senior functionary from the Hungarian prime minister’s office. They had discussed the extermination of the Hungarian Jews. After her visit, Kasztner wrote to Nathan Schwalb of the Hechalutz, the international Zionist youth movement:

The gas chambers in Poland have already consumed the bodies of more than half a million Jews. There are horrible, unbelievable photographs of starving children, of dead, emaciated bodies on the streets of the Warsaw ghetto.

Kasztner raised the money for Gizi Fleischmann to offer a bribe to Wisliceny in exchange for the lives of the remaining Slovak Jews. Whether it contributed to the two-year hiatus in murdering the Slovak Jews is still disputed, but there is no doubt that Fleischmann and Rabbi Weissmandel believed it had.

The late autumn of 1943 was spectacular with its bright colours: the old chestnut trees along the Danube turning crimson and rich sienna browns, the oranges of the dogwood trees rising up Gellert Hill. Musicians still played in the outdoor cafés and young women paraded in their winter furs. Late in the evenings there was frost in the air. Throughout that autumn and winter, many inside the Hungarian government sought ways of quitting the war and starting negotiations with the Allies. On 24 January, 1944, the chief of the Hungarian general staff met with Field Marshal Wilhelm Keitel and suggested that Hungarian forces might withdraw from the Eastern Front. The Germans had been aware of Hungary’s vacillations about the war, its fear of Allied attacks, and its appeal to the British not to bomb  Hungary while it was reassessing its position. Several more Hungarian emissaries had approached both British and American agencies, including the OSS in Turkey, and offered separate peace agreements. Of course, Hitler had got to know about all these overtures, and had called Kállay a swine for his double-dealing.

Admiral Horthy followed suit within a month in a formal letter to Hitler, suggesting the withdrawal of the Hungarian troops to aid in the defence of the Carpathians. The soldiers would perform better if they were defending their homeland, he said. He also stressed his anxiety about Budapest, asking that German troops not be stationed too close to the capital, since they would attract heavy air-raids. Hitler thought Horthy’s plan was as ridiculous as the old man himself, and summoned him to Schloss Klessheim again for a meeting on 17 March 1944, a Friday. Hitler insisted that Jewish influence in Hungary had to cease, and that the German Army would occupy the country to ensure this happened. If Horthy did not agree to the occupation, or if he ordered resistance, Germany would launch a full-scale invasion, enlisting the support of the surrounding axis allies, leading to a dismemberment of Hungary back to its Trianon Treaty borders. This was Horthy’s worst nightmare, so he agreed to the occupation and the replacement of Kállay with a prime minister more to Hitler’s liking. The Admiral could remain as Regent, nominally in charge, but with a German Reich plenipotentiary in charge. Horthy also agreed to supply a hundred thousand Jewish workers to work in the armaments industry under Albert Speer.

Over the winter months of 1943-44, many of the labour camps had become death sentences for the underfed and poorly clothed Jews. In some Hungarian army labour units the brutality meted out to Jews was comparable to Nazi tactics in occupied Poland. In one division, sergeants doused Jews with water and cheered as their victims turned into ice sculptures. In another camp, officers ordered men in the work detail to climb trees and shout I am a dirty Jew as they leapt from branch to branch, the officers taking pot-shots at them. Of the fifty thousand men in the labour companies, only about seven thousand survived.

Secondary Source:

Anna Porter (2007), Kasztner’s Train: The True Story of an Unknown Hero of the Holocaust. London: Constable.

The British Labour Party & Palestine-Israel in the Past, 1919-49

This is my third contribution to the debate on anti-Semitism and Zionism in the Labour Party with reference to the documentary evidence of the early twentieth century. The Proclamation of Independence of the state of Israel was published on 14 May 1948, almost exactly 68 years ago. The Provisional State Council was the forerunner of the Knesset, the Israeli parliament. The British Mandate was terminated the following day, which was also the day on which the armed forces of Transjordan, Egypt, Syria and other Arab countries entered Palestine. The Proclamation began with the Biblical claim of the Jewish people to the land of Israel, though it is worth noting that a state or kingdom of Israel only existed in the northern part of these lands for about four centuries before the Roman occupation of the time of Christ, Judea and Samaria being the other main territories in which the Jewish people lived. The diaspora of the Jews around the Mediterranean had also begun well before the first century, although it accelerated following the destruction of the Temple in Jerusalem in circa 70 A.D.  The Proclamation  went on to trace the development of the Zionist movement from the First Zionist Congress of 1897, which was inspired by Theodor Herzl’s vision of The Jewish State, which proclaimed the right of the Jewish people to national revival in their own country. This right was acknowledged by the Balfour Declaration of 2 November 1917, and re-affirmed by the Mandate of the League of Nations following the post-World War One peace treaties which established the League. The Mandate, given over to British administration in 1920, gave explicit international recognition to the historic connection of the Jewish people with Palestine and the right to reconstitute their National Home. 

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Above: Faisal IBN-Hussein, King of Greater Syria, 1920 & Iraq, 1921-33 (on the left with the Arab delegation at the Paris Peace Conference, including T E Lawrence, third from right).

During the Paris Peace Conference, which commenced in the Spring of 1919, relations between the Arab Delegation, led by Faisal IBN-Hussein, and the Zionists, led by Felix Frankfurter, were very cordial. Feisal wrote to Frankfurter at the beginning of March to reiterate what he had often been able to say to Dr Weizmann in Arabia and Europe:

We feel that the Arabs and Jews are cousins in race, having suffered similar oppressions at the hands of powers stronger than themselves, and by a happy coincidence have been able to take the first step towards the attainment of their national ideals together.

We Arabs, especially the educated among us, look with the deepest sympathy on the Zionist movement. Our deputation here in Paris is fully acquainted with the proposals submitted… by the Zionist Organisation to the Peace Conference, and we regard them as moderate and proper. We will do our best, in so far as we are concerned, to help them through: we will wish the Jews a most hearty welcome home… The Jewish movement is national and not imperialist. Our movement is national and not imperialist… neither can be a real success without the other.

People less informed and less responsible than our leaders and yours, ignoring the need for cooperation of the Arabs and Zionists have been trying to exploit the local difficulties that must necessarily arise in Palestine in the early stages of our movements. Some of them have… misrepresented your aims to the Arab peasantry, and our aims to the Jewish peasantry, with the result that interested parties have been able to make capital out of what they call our differences… these differences are not on questions of principle but on matters of detail such as must inevitably occur in every contact of neighbouring peoples, and are easily adjusted by mutual goodwill.

Felix Frankfurter adopted a similarly conciliatory tone in his reply on behalf of the Zionist Organisation:

We knew… that the aspirations of the Arab and the Jewish peoples were parallel, that each aspired to reestablish its nationality in its own homeland, each making its own distinctive contribution to civilisation, each seeking its own peaceful mode of life.

The Zionist leaders and the Jewish people for whom they speak have watched with satisfaction the spiritual vigour of the Arab movement. Themselves seeking justice, they are anxious that the national aims of the Arab people be confirmed and safeguarded by the Peace Conference.

We know from your acts and your past utterances that the Zionist movement – in other words the aims of the Jewish people – had your support and the support of the Arab people for whom you speak. These aims are now before the Peace Conference as definite proposals of the Zionist Organisation. We are happy indeed that you consider these proposals “moderate and proper,” and that we have in you a staunch supporter for their realisation. For both the Arab and the Jewish peoples there are difficulties ahead – difficulties that challenge the united statesmanship of Arab and Jewish leaders. For it is no easy task to rebuild two great civilisations that have been suffering oppression and misrule for centuries… The Arabs and Jews are neighbours in the territory; we cannot but live side by side as friends… 

Above: Chaim Weizmann & Felix Frankfurter

As an essential part of their quest for a homeland in Palestine the Jews sought the active support of the British Government delegation and, in particular, that of the British Foreign Secretary, Arthur J Balfour, author of the 1917 Declaration which had given them hope that this would become a reality. In a memo by Felix Frankfurter of an interview with him and Justice Brandeis in Balfour’s Paris apartment on 24 June 1919, the Foreign Secretary is recorded as expressing entire agreement with three conditions that stated:

First that Palestine should be the Jewish homeland and not merely that there should be a Jewish homeland in Palestine… Secondly there must be economic elbow room for a Jewish Palestine… That meant adequate boundaries, not merely a small garden within Palestine… Thirdly… that the future Jewish Palestine must have control of the land and the natural resources which are at the heart of a sound economic life.  

However, Balfour pointed out the difficulties which confronted the British, especially the fact that Faisal was a ‘comrade in arms’ and that he interpreted British action and words as a promise of either Arab independence or Arab rule under British protection. Nevertheless, he added:

No statesman could have been more sympathetic… with the underlying philosophy and aims of Zionism as they were stated…, nor more eager that the necessary conditions should be secured at the hands of the Peace Conference and of Great Britain to assure the realisation of the Zionist programme.

However, as opposition to Zionism grew among the Arab population under British rule in the early 1920s, a new policy was drafted by Winston Churchill, then the British Colonial Secretary, which, while not explicitly opposing the idea of a Jewish state, redeemed the Balfour promise in depreciated currency, to quote a contemporary British source. Churchill’s White Paper of June 1922 made it clear that The Balfour Declaration had been subjected to exaggerated interpretations such as given in the phrase “as Jewish as England is English” in connection with the intentions of the British government. This, Churchill stated flatly, was not the aim of HM’s Government, which was neither contemplating the disappearance or subordination of the Arabic population, language, or culture in Palestine. He reminded those who suggested this to be the case, among both Arabs and Jews, that the Declaration did not state that Palestine as a whole should be converted into a Jewish National Home,  but that such a Home should be found in Palestine. This clearly contradicted the conditions set down in Frankfurter’s memo of Balfour’s Paris interview, but Churchill went on to quote the resolution of the Zionist Organisation’s Congress held at Carlsbad in September 1921, which had expressed…

… the determination of the Jewish people to live with the Arab people on terms of unity and mutual respect, and together with them to make the common home into a flourishing community, the upbuilding of which may assure to each of its peoples an undisturbed national development. 

Churchill also clarified that the Zionist Organisation was to have no special role in the running of the administration of Palestine under the British Mandate and that the citizens of Palestine, whatever their ethnicity or religion, would remain Palestinian. Jewish immigration was to continue in keeping with the economic capacity of the country. The immigrants should not be a burden to the people of Palestine as a whole, nor should they deprive any section of the current population of their employment. Against this background, by the mid-twenties, there were those within the Labour Party, like Beatrice Webb, who began to question the aims of the Zionist movement:

… I admire Jews and dislike Arabs. But the Zionist movement seems to me a gross violation of the right of the native to remain where he was born and his father and grandfather were born – if there is such a right. To talk about the return of the Jew to the land of his inheritance after an absence of two thousand years seems to me sheer… hypocritical nonsense. From whom were descended those Russian and Polish Jews? The principle which is really being asserted is the principle of selecting races for particular territories according to some ‘peculiar needs or particular fitness’. Or it may be some ideal of communal life to be realised by subsidised migration. But this process of artificially creating new communities of immigrants, brought from many parts of the world, is rather hard on the indigenous natives!

Clearly, Sidney Webb (pictured right) shared views of his wife, Beatrice on Zionism, as five years later he was in the first majority Labour government of 1929-31, Sidney Webb as Colonial Secretary, by then under the title ‘Lord Passfield’. Following the Arab riots of 1929, the ‘Passfield White Paper’ was published in 1930, urging restrictions on immigration of Jews, and on land sales to them. When this was bitterly denounced by the Zionist leaders as a violation of the Mandate, Ramsay MacDonald wrote to Chaim Weizmann in February 1931 to reassure him of the good faith of HM’s Government. Although it did not openly repudiate the Passfield Report, the PM’s letter was rejected by the Arabs as the “Black Paper” as it clearly defined the mainstream Labour view of Zionism. The Report had been widely criticised for making ‘injurious allegations’ against the Jewish people and Jewish labour organisations. Today, we might describe these as being anti-Semitic. Quite clearly, as leader of the party and PM, MacDonald felt he had to act quickly to allay these concerns. In his speech in the House of Commons on 3 April 1930, MacDonald had given his ‘double undertaking’ to the Jewish and non-Jewish populations of Palestine (see my previous post) which contained a promise to ‘do equal justice’ to both. This, he now declared, was the most effectual means of furthering the establishment of a national home for the Jews.

He emphasised that the government did not contemplate immigration controls beyond those introduced by Churchill in 1922, governed purely by economic considerations. There was to be a continuation of labour scheduling of Jewish wage-earning immigrants for private works which depended mainly on Jewish capital and the availability of Jewish labour. Public works were to be organised on the basis of private Jewish contributions to public revenue, to allow for a ‘due share’ of employment for Jewish workers. Otherwise, account was to be taken of unemployment among both Jews and Arabs. However, The Jewish Agency insisted that, as a matter of principle, asserted the policy that only Jewish labour would be employed by Jewish organisations. MacDonald asserted that the British government would seek to amend this policy if Arab unemployment became ‘aggravated.’ In words which could still be applied to the Labour Party policy today, MacDonald concluded his letter by reaffirming the government’s ‘unqualified recognition’ that no solution can be satisfactory or permanent which is not based upon justice, both to the Jewish people and to the non-Jewish communities of Palestine.

The MacDonald letter aimed to placate the Zionists while disturbing as the Arabs as little as possible. When many Zionists took the letter as a withdrawal of the white paper, however, it became labelled the ‘black paper’ by Arabs. By confirming that the policy of the Palestine Mandate was to continue to support Jewish immigration, the Letter in effect negated some of the implications of the White Paper and facilitated increasing immigration during the growth of anti-Semitism in Europe in the 1930s. Of course, the line between anti-Zionism and anti-Semitism had already become a blurred one in British politics, as the Passfield White Paper shows. Webb was not the only baronet in the Labour Cabinet. Sir Oswald Moseley, sixth baronet, stuck out like a sore thumb in the House of Commons. At first he was a Conservative, but fell foul of the Tory establishment and joined the Labour Party. When he failed to get J H Thomas, the useless Minister of Labour, to do something about the unemployed, Mosley produced his plan for increased allowances and public works, but it was rejected in the crisis of 1931. Mosley walked out to form his ‘New Party’, taking with him some of the more left-wing Labour MPs like John Strachey. When the government fell in August 1931, Strachey and Webb wrote Marxist books and seemed to hover between Mosley’s growing support for National Socialism, which culminated in the founding of the British Union of Fascists, and becoming apologists for Stalin’s USSR which, in the early thirties, was at least as anti-Semitic as Germany. There was little the Labour Party could do to resist the rise of anti-Semitism in Britain, either on the streets of the East End of London, or within its own ultra-left ranks. In fact, in trying to formulate a clear-cut alternative to ‘MacDonaldism’ it strengthened its own left-wing and, for a time, its links with Soviet communism. It also took the British left until at least 1934 to realise that the title of Hitler’s National Socialist Party was extremely misleading, and that what Hitler himself stood for was paranoid nationalism, racialism and militarism , with the Jews as the internal scapegoats. Similarly, Mosley’s powerful corporatist ideas attracted considerable support among the middle and working classes in 1932, including from Labour and Conservative MPs, from Aneurin Bevan to Harold Macmillan. Even after his New Party merged with the BUF in that year, his protectionist policies continued to attract support until they were overshadowed by the thuggish actions of his blackshirts at the Olympia rally in June 1934, soon followed by the Night of the Long Knives in Germany, in which the Nazi Party clearly ‘purged’ itself of its socialist faction. This confusion between right-wing and left-wing politics is evident in journalist Rene Cutforth’s eye-witness accounts of the period from both the British and German capitals:

It was an age addicted to psychological explanations, but I never heard the nature of Mosley’s audiences satisfactorily explained. Who were these people who submitted themselves night after night to this exhibition of terrorism and tyranny?  They looked middle-aged on the whole and seemed to be enveloped in general and political apathy, yet they kept on coming.

The Communists and the Fascists met and fought from time to time, but the habit never became a public menace as it was in Berlin in the early Thirties, when it was extremely easy for anybody, particularly at night, to be caught up in some skirmish between Nazis and Communists and be beaten up or, quite often, never heard of again.

Nonetheless, this confusion of extreme, authoritarian politics of the right and left in British politics in the early thirties was, undoubtedly, a significant factor in the failure of the mainstream Labour movement to stem the growth of anti-Semitism among its own traditional supporters and voters. Similarly, much of the international socialist reaction to Zionism throughout the decade meant that, although the British people were very welcoming to the Kindertransport and to Jewish refugees in general, the National government was able to finally wriggle free from the terms of its Palestine mandate. Another White Paper was published in May 1939 giving into Arab demands and limiting Jewish immigration to fifteen thousand for the next five years. I have referred to this in more detail in my previous post, together with the furious reaction of the Jewish Agency, but this was a fury which did not abate during the following three years. During a visit to the United States by David Ben Gurion, Chairman of the Executive of the Jewish Agency, Zionist policy was reformulated. At a conference at the Biltmore Hotel in New York in May 1942, the establishment of a Jewish state was envisaged to open the doors of Palestine to Jewish refugees escaping from Nazi terror and to lay the foundations for the future settlement of a Jewish majority.  The Declaration adopted by the Extraordinary Zionist Conference affirmed its rejection of the 1939 White Paper and denied its moral or legal validity. It quoted Churchill’s speech in the House of Commons from May 1939, in which he claimed that the Paper constituted a breach and repudiation of the Balfour Declaration. Furthermore, it stated,

The policy of the White Paper is cruel and indefensible in its denial of sanctuary to Jews fleeing from Nazi persecution…

The Conference urges that the gates of Palestine be opened: that the Jewish Agency be vested with control of immigration into Palestine and with the necessary authority for upbuilding the country, including the development of its unoccupied and uncultivated lands: and that Palestine be established as a Jewish Commonwealth integrated in the structure of the new democratic world.

Then and only then will the age-old wrong to the Jewish people be righted.

Following the war, and the holocaust, an Anglo-American Committee of Enquiry was appointed in November 1945 to examine the status of the Jews in the former Axis-occupied countries (see my previous post). The Labour Government decided to invite US participation in finding a solution. Prime Minister Clement Attlee, perhaps mindful of the reservations about abandoning the immigration controls of 1939, of his Foreign Secretary, Ernest Bevin, declared that the report would have to be considered as a whole for its implications. The report recommended that a hundred thousand Jewish refugees should immediately be awarded settlement papers in 1946, commenting that the actual number of Nazi and Fascist persecutions was well in excess of this:

Indeed, there are more than that number in Germany, Austria and Italy alone. Although nearly a year has passed since their liberation, the majority of those in Germany and Austria are still living in assembly centres, the so-called “camps,” island communities in the midst of those at whose hands they suffered so much.

In their interests and the interests of Europe, the centres should be closed and their camp life ended. Most of them have cogent reasons for wishing to leave Europe. Many are the sole survivors of their families and few have any ties binding them to the countries in which they used to live.

Since the end of hostilities, little has been done to provide for their resettlement elsewhere. Immigration laws and restrictions bar their entry to most countries and much time must pass before such laws and restrictions can be altered and effect given to the alterations.

Some may go to countries where they have relatives; others may secure inclusion in certain quotas. Their number is comparatively small.

We know of no country to which the great majority can go in the immediate future other than Palestine. Furthermore, that is where almost all of them want to go. There they are sure that they will receive a welcome denied them elsewhere. There they hope to enjoy peace and rebuild their lives.

From this report we can clearly see that Ken Livingstone’s recent assertion that the post-war refugees could all have been absorbed by European countries flies in the face of all the contemporary evidence revealing the reality of their predicament, even had they wanted to be resettled in these countries. Immigration to and settlement within Palestine was the only realistic option to spending years in camps. Thus, apart from their historic connection with the country, and their right of access, shared with Christians and Muslims, to its holy places, the Jewish people had, the report concluded, also secured the right to continued existence, protection and development.  

Various models were considered in the report for the future state(s) of Palestine, including a bi-national state, a federation of states, and partition into two or more states. Ernest Bevin, the British Foreign Secretary (pictured below), eventually announced on 14 February 1947 that the British government had decided to refer the problem to the United Nations. Bevin himself was against partition since, he said, the Arabs would never agree to two states being formed, so they would be unviable from the beginning. The United Nations duly set up a special committee of eleven member states (UNSCOP), which reported on 31 August 1947. The Jewish Agency accepted its partition plan as the indispensable minimum, but, as Bevin had predicted, the Arab governments rejected it. The UN General Assembly approved the recommendation in November 1947, by a two-thirds majority which included both the USA and the USSR, but not Britain. The British Mandate ended on 15 May 1948, the day after the Proclamation of the State of Israel, and on the same day as the armed forces of neighbouring Arab states entered Palestine.

In these immediate post-war years, Ernest Bevin had been regarded by many Jews in Britain, the United States and Israel as an ‘arch-enemy’ of the Jewish people; and his action on the report of the Anglo-American Commission, and again on the resolution of the United Nations Assembly in 1947, his delay in recognising the State of Israel until February 1949, and some bitter remarks he made in the House of Commons’ debates on Palestine, seemed to justify that contemporary view. However, Lord Strang, the Permanent Under-Secretary at the Foreign Office for the greater part of Bevin’s term as Foreign Secretary, has suggested that his opposition to the State of Israel was due to his preoccupation with longer-term political, economic and strategic considerations:

He was disturbed by fear of active Soviet involvement in Middle East affairs, and foresaw that the persisting Arab-Jewish antagonism would be exploited by Moscow to the detriment of vital Western interests.

In this respect, Bevin’s analysis was correct, but this did not make him anti-Zionist, or by extension, anti-Semitic. Norman Leftwich, writing in 1962 about his Seventy Seven Years as a diplomat, argued that his talks with Bevin in London and Paris between 1946 and 1948, confirmed Strang’s judgement:

He was, I believe, anxious at the outset to find a solution to the conflict, and confident that he would succeed, as he had many bitter Labour disputes… But at least, when he did recognise the State in 1949, he did  his best to foster afresh good relations between Great Britain and Israel; and he made a vain attempt to bring Jews and Arabs together.

A Summary and Some Conclusions:

What lessons can we learn from these thirty years, which can inform the attitude and policy of the Labour Party today towards the Israel-Palestine question, anti-Zionism and anti-Semitism? Firstly, it does not serve the party’s needs to try to relate anti-Semitism to other forms of discrimination on either racial or religious grounds. If we want to deal will these evils, or diseases, at root, then we need to understand the distinct historical nature of those roots. We need to understand that Jews and Arabs are both Semites, in ethnicity and language, and that until 1919 they had both suffered equally at the hands of an imperial regime in Palestine, as Palestinians, and that the Jews had also suffered both formal and informal discrimination in a variety of European countries, while also being well-integrated into some, e.g. Austria-Hungary. Zionism, the determination to create a Jewish homeland in Palestine, was the ambition of a minority of Jews in Europe and America until a policy of ethnic cleansing was adopted by some of the totalitarian regimes of the 1930s. For a time, the determination of Zionists to emigrate to Palestine suited many within the NSDAP in Germany, but there is no evidence to suggest that Hitler himself did more than temporarily to tolerate Zionist emigration schemes. To suggest that he actively supported Zionists or Zionism is not only factually wrong, but insulting to those Jews who saved many Jewish lives. In fact, it is a deliberate anti-Semitic distortion, with the aim of devaluing the brave role played by these people during the time of the Third Reich.

During the time of the second Labour government of 1929-31, Ramsay MacDonald upheld the right of the Jewish people to their own homeland in Palestine, as originally set out in the Balfour Declaration, while at the same time affirming the need for ‘equal justice’ for Jews and Arabs. He also sought to guarantee continuing Jewish immigration to Palestine, against the wills of anti-Zionists in his own party, ensuring an escape route for many thousands of refugees until this was all but ended by the National government in 1939. At the end of the war, the Labour government, led by Attlee and Bevin, eased the restrictions on immigration while seeking a permanent solution to the problem of Palestine. Unable to get the Arab representatives to agree to either a ‘bi-national’ state, or to partition, in conjunction with the US, they then handed over the question to the United Nations. They opposed partition, the solution pased by resolution in the General Assembly, because they feared its strategic exploitation by the Soviet Union at the beginning of the Cold War. However, in 1949, they recognised the State of Israel. Despite all that has happened since then in the Arab-Israeli conflict, I believe that, with the Cold War now over, the Labour Party has no obstacle to continuing to recognise Israel, to uphold MacDonald’s principle of ‘equal justice’ for the Jews and Palestnian Arabs and to support freedom of conscience and religious practice throughout Israel-Palestine. The best means of achieving these ends at present would seem to be through a two-state solution. Acts of terrorist violence or excessive use of force by any of the current governments within the territories are open to international scrutiny, critism and condemnation, as necessary, under the terms of UN resolutions passed since 1947. However, it should be clear that the Labour Party also opposes those who call for the destruction of the State of Israel, which would involve a further genocide against the Jewish people. Such statements are, in and of themselves, anti-Semitic. It is also anti-Semitic to hold, by word or action, Jewish people generically responsible for the actions of the Israeli government of any particular day, whether they are citizens of Israel or live elsewhere in the world. In our dealings with our sister party and Labour organisations in Israel, we also need to affirm the democratic nature of the country and its constitution.

Finally, the Labour Party’s history in the 1930s should perhaps be read as a warning as to what happens when it splits into wings and factions. In the 1930s, the collapse of the party as the constitutional means for working-class representation left a vacuum in which the extremists on the left and right were able to gain support, leading to attacks on Jews and other minorities. The party was no there to defend them against unemployment and discrimination.  Added to which many who started on the left ended up on the right because of their support for the corporativist or collectivist solutions demonstrated in Berlin and Moscow.  Following a backward path of statist centralisation in the diverse economy and society of the twenty-first century could be even more disastrous for the broad cross-section of society that Labour has always sought to represent.

Sources:

René Cutforth (1976), Later Than We Thought. Newton Abbott: David & Charles.

Walter Lacqueur (1976), The Arab-Israeli Reader. New York: Bantam Books.

Michael Clark & Peter Tweed, Portraits & Documents: The Twentieth Century. London: Hutchinson.

Over the past year, as the tide of inter-continental migration has battered onto Europe’s eastern shores and frontiers, not least at Hungary’s new steel curtain, government and opposition spokesmen in Britain have made much of Britain’s proud record of coming to the aid of refugees, largely as means of defending the country over its failure to rescue those in the Eastern Mediterranean who would rather risk their lives crossing from Turkey than go without hope for themselves and their families in the overcrowded, makeshift camps on the borders of Iraq and Syria. Today, 15 March, marks the fifth anniversary of the beginning of the civil war in Syria, so that the refugee problem in the region has now lasted almost as long as that experienced in Eastern Europe in the Second World War.

Of course, Europe’s refugee problems of the inter-war period did not begin in 1939. Already in 1936 there were large numbers of refugees from fascism leaving both Spain and Germany. The capacity of the British people to welcome children, in particular, from the Basque country and Nazi Germany, in the wake of the bombing of Guernica and Kiristallnacht in 1938, has become legendary, the efforts of the Quakers and individuals like Nicholas Winton in the transport and settlement of the young ones especially so. This was at a time when Britain was experiencing its own internal migration crisis, with millions of miners and shipyard workers moving south and east from valleys and estuaries where traditional industries had suddenly come to a halt. Only from 1938, with rearmament, did the human exodus, bringing half a million workers and their families from south Wales alone since 1920, begin to slow. Government support for the distressed areas, which it renamed ‘Special Areas’ in 1936, had been grudging, and it was only at that time that they began to support the migration of whole families and communities which had been underway for more than a decade, organised by the migrants themselves.

Then when we look at what the British governments themselves did to help the Jewish populations to reach safety in Palestine, a very different story emerges, and one which present-day ministers would do well to remember. I’ve been reading Anna Porter’s book, Kasztner’s Train, which gives a quite comprehensive survey of the organised attempts at exodus by those trying to escape from the holocaust which began engulfing them as soon as the Nazis invaded Poland. Their determination to reach their ancient homeland had been articulated by the Budapest-born founder of Zionism, Theodor Herzl, six-score years ago, when he wrote in The Jewish State in 1896:

Palestine is our ever-memorable historic home. The very name of Palestine would attract our people with a force of marvelous potency… We should there form a portion of a rampart of Europe against Asia, an outpost of civilization as opposed to barbarism. We should as a neutral state remain in contact with all Europe, which would have to guarantee our existence… We should form a guard of honor about these sanctuaries, answering for the fulfillment of this duty with our existence. This guard of honor would be the great symbol of the solution of the Jewish question after eighteen centuries of Jewish suffering.  

Above: Hungary and Central-Eastern Europe in the Second World War

Rezső Kasztner was born a decade later (1906), in Kolozsvár, then in Hungary, now Cluj in Romania, as it was after its annexation after the Paris Peace Treaties of 1918-21 until its re-awarding to Hungary by Hitler in 1938. The idea that the Jews one day return to Palestine attracted Kasztner to Zionism as a young teenager, even before he had read Herzel’s writing. When he did, he could accept Herzel’s foretelling of the disasters of National Socialism under Hitler because he had also read Mein Kampf, in its first German edition. Like David Ben-Gurion, the chairman of the Jewish Agency Executive in Palestine, Kasztner realised that if Hitler came to power, the Jewish people would bear the brunt of the war which would follow.

Above: The Division of The Middle East by the Sykes-Picot Agreement.

Palestine had been the one sure destination for Jews fleeing from Europe, but, as German enthusiasm for Jewish emigration grew in the early years of the Reich, so did Arab resistance to Jewish immigration. The sporadic riots that began in 1936 soon culminated in a full-scale Arab rebellion against British rule over Jewish immigration. About six hundred Jews and some British soldiers were killed, with thousands more wounded. The British government’s priority was to protect the Suez Canal, the jugular vein of the Empire, as it was described by contemporaries, was determined to appease the Islamic in its north African colonies, and so commissioned a  White Paper on a new policy for Palestine to replace that determined by the Balfour Declaration of 1917 and the infamous Sykes-Picot agreement. Its effect was to limit Jewish immigration to twelve thousand people per year. Peace with the Arabs was to be of greater strategic importance as world war threatened than peace with the small number of Jewish settlers in Palestine and the powerless, if still wealthy, Jewish population of Europe. The British authorities soon amended the numbers to a maximum of a hundred thousand immigrants over five years, to include ‘refugees’ who arrived without proper entry certificates, but after 1941 the Palestinian Arabs would have the right to veto any further Jewish immigration.

Compared with the numbers under threat from the tidal waves of anti-Semitism sweeping across Europe, in Hungary from the enacting of a stronger version of its first Anti-Jewish Law in 1938, the numbers to be admitted to Palestine by the British were pitifully small. In the pages of Új Kelét (New East), Kasztner’s Hungarian-Jewish newspaper in Kolozsvár, he thundered out the headline Perfidious Albion. In exchange for political expediency, Britain had shut the gate to the only land still open to the Jews. Winston Churchill, still in the ‘wilderness’, accused the British government of setting aside solid engagements for the sake of a quiet life. He charged it with giving in to threats from an Arab population that had been increasing at a rate faster than Jewish immigration:

We are now asked to submit to an agitation which is fed with foreign money and ceaselessly inflamed by Nazi and fascist propaganda.

Refugees from Poland, Slovakia, Austria, and Germany itself poured over the borders of both Hungary and Transylvania, with only the clothes they were wearing. There were no rules to control the fleeing Jews, though some of the border guards made it difficult even for ethnic Hungarian Jews, insisting that they should recite to prove that they were ‘genuine’ Christian refugees, and not ‘just Jews’. Despite specific prohibitions from the Budapest government on the provision of aid to the refugees, Kasztner set up an information centre in Kolozsvár. He elicited help from local charitable organisations, providing temporary accommodation, food and clothing, but his main concern was to provide the Jewish refugees with safe destinations. He sent telegrams to the Jewish Agency in Tel Aviv, asking for help and funds to buy passages on ships and to pay bribes to local officials. The Agency’s staff were restricted by the British administration as to how far they could assist, especially in respect of how many visas they could issue according to the imposed limits. These were never enough, so they secretly began encouraging illegal immigration. The Agency had already set up an office in Geneva to monitor the situation in Europe, and it soon began to help with both legal and illegal migrants. Following the British White Paper, all Yishuv leaders had been supporting illegal immigration to Palestine, or aliya bet, as it was known.

To help Jews escape from the increasingly dangerous situation in Europe, the Jewish Agency paid the going rate for the passage of forty-five ships between 1937 and 1939. In 1939 alone, thirty ships, legal and illegal, sailed through the Black Sea ports through the Bosphorus and on to Palestine. Kastner obtained exit visas from the Romanian government, despite the efforts of the British to persuade Romanian  officials not to allow the departure of the overcrowded boats. He was certain that the British would have to allow the refugees to land once they arrived at the harbour in Haifa. Of course, both officials and shipowners were willing to take part in this lucrative trade in ‘people smuggling’, selling passages from the Romanian port of Constanta to Istanbul and then on to Palestine. Refugees set out down the Danube, from ports on the Black Sea, Bulgaria, Greece and Turkey.

Once the immigration quota for 1941 was filled, the British began their blockade of Palestine, fearing an all-out Arab revolt in the Middle East and North Africa. Several ships carrying illegal immigrants were apprehended by the Royal Navy. Conditions on these ships were so squalid that some people who had escaped from Nazi persecution at home now opted for suicide by water. The refugees who managed to reach Palestine were herded into detention camps. Those with valid passports were sent back to their countries of origin, where many were later murdered by the Nazis, or deported to concentration camps. A few thousand had been sent to Mauritius in late October 1940, and several thousand had ended up in Shanghai, where no-one had even thought of setting immigration limits, and where full-scale war did not break out until after Pearl Harbor in December 1941.

On one ship, the Atlantic, a group of Jewish saboteurs, members of the Haganah (the Jewish ‘underground’ whose members undertook illegal operations, including immigration), decided to disable the vessel so that the British could not force it to leave Palestinian waters. Inadvertently, they  caused an explosion which killed 260 people on board, many of them women and children. To make sure that would-be immigrants were aware of the dangers facing them on a sea crossing, the BBC reported the casualties, the deaths, and the redirecting of ships. Not wishing to incite the sympathy of the British people for the plight of the refugees, however, the officials made sure that the details were only included in broadcasts to the Balkans and eastern Europe.

Kasztner arrived in Budapest in the Spring of 1941. He continued to focus on his political contacts, working to gain sympathy for renewed emigration to Palestine even though Britain kept the borders and ports closed. Jewish emigration was not expressly forbidden by Reichsführer Heinrich Himmler until late October 1941. The Palestine Office was on Erzsébet Boulevard, near the National Theatre. When Kasztner first went there, he met a group of young Zionist pioneers, or halutzim, from Slovakia, who wanted everyone to hear about the brutal deportations they had witnessed. Only a few young people tried to escape: they had heard stories from the Polish refugees, and they suspected a fate that their parents refused to believe. They hid in closets, cellars, and lofts, or in bushes along the riverbanks. They found the Hungarian border during the night.

In the Palestine Office, desperate people waited to hear if they were on the lists of those who had been chosen for the few Palestine entry tickets that were still available. Kasztner wondered if there would be more certificates, now that most of the offices in other countries had closed, or, as was the case in Warsaw, been closed by the Germans. Surely the British would open the borders to Palestine now that Europe was in flames? 

Not until the case of the ss Struma, however, did British policy toward Jewish refugees receive worldwide attention. An old, marginally refurnished, British-built yacht, the Struma had set out from Constanta in Romania in December 1941 with 769 Jewish refugees on board. The Greek shipowner had sold tickets for the voyage at exorbitant prices, aware that few ships would risk the voyage and that, for most of the passengers, the Struma offered their last, best chance to survive. The vessel arrived at Istanbul with a broken engine, the passengers crowded together with barely enough room to sit and no fresh water, food, sanitation, or medicine for the ailing children or those suffering from dysentery.

The ship remained in Istanbul for two months, during which time no-one was allowed to disembark or board, though the Jewish Agency succeeded in distributing food and water. The British government had put pressure on the Turks to block the ship’s entry and to prevent it leaving for Palestine. There was some discussion about lifting the women and children off the ship, followed by an exchange of cables involving the Foreign Office, the Turks, the Jewish Agency and the governments of the USA, Romania and the Reich. Eventually, the ship was towed out of the harbour. An explosion ripped open the hull, and the ship sank. There was a solitary survivor. Whether the explosion was the result of a bomb on board or a Soviet torpedo, all those familiar with the story at the time blamed Britain’s intransigence. On the walls of the Jewish areas of Palestine, posters appeared bearing the photograph of Sir Harold MacMichael and the words:

Known as High Commissioner for Palestine, WANTED FOR THE MURDER of 800 refugees.

Great Britain had declared war on Hungary on 7 December 1941, the same day that the Japanese attacked Pearl Harbor. Tied to Japan by the Tri-Power Act, Hitler had declared war on the United States on 11 December. The next day, the American ambassador departed from Budapest, as the US no longer regarded Hungary as an independent nation, though it did not formally declare war until June 1942. The fate of Hungary’s Jews, and those of the rest of Europe, was then effectively in the hands of the Third Reich, as was the fate of Hungary itself. Nevertheless, by February 1942, an anti-Fascist front in the guise of the the Hungarian Historical Memorial Committee had come into being. It first step was a mass rally on 15 March, the anniversary of the outbreak of the 1848-9 Revolutionary War, at the Petöfi monument in Budapest, demanding independence and a democratic Hungary.

In January 1942, Hungarian military units had executed more than three thousand civilians in the recently occupied parts of Yugoslavia, the Délvidék, or southern lands, as Hungarians referred to those territories which had been awarded to Yugoslavia by the Treaty of Trianon. Those ‘executed’ included 140 children, who, according to one of the commanding officers, “could grow up to be enemies”. A third of the victims, it was estimated, were ethnic Hungarian Jews, who it was claimed had joined the Serbian partisans. A military tribunal was held to decide who was to blame for this atrocity, but not before the guilty commanders were able to find refuge in Germany. The flood of refugees into Hungary now included Jews from the Délvidék, who arrived with terrible tales of mass executions: people had been thrown into the icy waters of the Danube , those in charge continuing the killings even after receiving orders to stop.

However, even amidst harsh discriminatory laws, which made mixed-marriages illegal and denounced ‘inter-racial’ sexual relations as a crime of defamation of race, the lives of most Jews in Hungary were not in immediate danger until 1944. As a result of this, about a hundred thousand Jews sought and found refuge in Hungary from Slovakia, Romania and Croatia, where they had been exposed to pogroms and deportation to death camps from early 1942 onwards. They joined the Polish Jews who had taken refuge in the capital at the beginning of the war.

In hindsight, it is surprising that the extermination camps were not anticipated in Budapest and elsewhere. As early as July 1941, Göring had issued a directive for the implementation of the Final Solution. The Wannsee Conference had also taken place in January 1942, at which ‘Hangman Heydrich’ had boasted openly that that Solution involved eleven million Jews, all of whom would be selected for hard labour, most of whom would die through natural dimunition, the rest of them being killed. The President of the Jewish Council in Budapest, Samuel Stern, an anti-Zionist, remained confident that these terrible stories were isolated incidents. Scientifically regulated extermination facilities were impossible to imagine. He told Kasztner:

In the months to come, we may be left without money and comforts, but we shall survive.

Why, after all, would the Germans sacrifice men, transportation and scarce resources to murder unarmed civilians with no means of defending themselves? Nevertheless, The Times in London reported from Paris that four thousand Jewish children had been deported to a Nazi concentration camp. In the House of Commons, Churchill gave a scathing address, broadcast by the BBC, and heard throughout Budapest:

The most senseless of their offences… is the mass deportation of Jews from France, with the pitiful horrors attendant on the calculated and final scattering of families. This tragedy illustrates… the utter degradation of the Nazi nature and theme.

At the end of 1942, there was still hope that refugees could slip through the German dragnet in exchange for bribes and, if the Hungarians allowed free passage for boats down the Danube, they could find a passage to Palestine from one of the Black Sea ports. The Jewish Agency in Palestine issued a statement condemning Britain’s breach of faith with the Jewish people:

It is in the darkest hour of Jewish history that the British government proposes to deprive Jews of their last hope and close the road back to their Homeland.

The British government refused to budge. In fact, as some Zionist leaders continued to support illegal immigration, it tightened the conditions for emigration to Palestine, declaring that from that point onwards, all illegal immigrants would be carefully deducted from the overall ‘legal’ quota totals. At the same time, the UK demanded that neutral nations, such as Portugal and Turkey, deny Jews transit to Palestine, and that their ships should stop delivering them to any port close to Palestine. The Foreign Office began to seek other settlement opportunities for the refugees in Australasia, Africa and South America, but without success. Ottó Komoly told Kasztner that there was…

…strong evidence to suggest that the British would rather see us all perish than grant one more visa for that benighted land. It’s a protectorate only because they want to protect it from us.

Despite mounting evidence of the persecution of Jews under the Third Reich, the British government adhered to its established limits on Jewish immigration throughout 1943. Neutral nations, such as Switzerland and Portugal did not want more Jews crossing their borders. Both the US and Britain tried to persuade Portugal to accept a sizable Jewish settlement in Angola, and they agreed to bribe the Dominican Republic with three thousand dollars per head, but neither of these measures could help alleviate the magnitude of the problem.

It was only in January 1944 that the United States created the War Refugee Board, charged with taking all measures within its power to rescue victims of enemy oppression who are in imminent danger of death and otherwise to afford such victims all possible relief and assistance consistent with the successful prosecution of the war. Even then, visas were often denied on the basis that the applicants had relatives in enemy countries, though most of them were, if still alive, on their way to the gas chambers by this time. Two affidavits of support and sponsorship were also required from “reputable American citizens”, attached to each application. It would have been difficult to invent a more restrictive set of rules. A joke was making the rounds in Budapest at the time:

A Jew goes into the US Consulate to ask for a visa. He is told to come back in 2003. “In the morning,” he asks, “or in the afternoon?”

Above: Apostág Synagogue, Bács-Kiskun County.

 

In any case, the setting up by the US of its War Refugee Board was too little, too late. On 19 March 1944, the Reich occupied Hungary, and Adolf Eichmann was put in charge of its primary objective – the annihilation of the Jews of Hungary and its surrounding territories. Within three months, the entire Jewish population from the rural areas, some 440,000 souls, had been deported, mainly to Auschwitz.

The fate of the Budapest Jews, another 250,000, swelled by the refugees from other countries of central-eastern Europe, hung in the balance. Samuel Stern accepted, reluctantly, that the Zionists and Kasztner were right and he was wrong. Their only guarantee of survival was to buy their way out of the city and onto trains which would begin their journey to Palestine, whatever the British may say or do. Of course, we shall never know what would have happened had the Allies acted sooner to set up a proper system to enable the refugees to find asylum and eventually resettlement, most – though perhaps not all – of them in Palestine or the USA. However, whatever the generosity shown by ordinary people towards refugees, it is clear that governments have a responsibility to act on behalf of the victims of war and persecution. Now we have supra-national governments and international organisations, can we apply these lessons?

Sources:

Anna Porter (2007), Kasztner’s Train. London: Constable.

László Kontler (2009), A History of Hungary. Budapest: Atlantisz Publishing.

 

Introducing the Issues:

On 28th December (2015), The Daily Telegraph reported that the student leading a campaign to remove a statue of Cecil Rhodes from an Oxford college has turned his fire on the university itself, accusing it of spreading “injustice” around the world by educating future leaders with a “skewed” and “Eurocentric” mindset.

Ntokozo Qwabe and the Cecil Rhodes statue on Oriel College in Oxford

(Photo: Rex).

 

South African Ntokozo Qwabe, himself a beneficiary of a Rhodes scholarship, claimed that students at Oxford endure “systemic racism, patriarchy and other oppressions” on a daily basis. The 24-year-old also said that the university’s admissions and staff recruitment systems “perpetrate exclusion” and suggested that even Oxford’s architecture is laid out in a “racist and violent” way. And he accused the British media of treating him and his supporters like “terrorists” for challenging the establishment.

His comments came in a lengthy posting on Facebook in response to reaction to his remarks likening the French Tricolor to the Nazi swastika or the hammer and sickle under Stalin as a “symbol of violence, terror and genocide for many”. He said he had suffered a media “onslaught” as a result. Mr Qwabe shot to prominence earlier this month after Oriel College agreed to remove a plaque under a statue of the colonial era mining magnate and politician and consider talking down the statue itself. It followed protests by Mr Qwabe’s “Rhodes Must Fall” campaign group, which takes its inspiration from a movement in South Africa which has succeeded in having statues of Rhodes removed.

 

The campaigners say the statue at Oriel College glorifies a figure seen as one of the architects of South African apartheid and is therefore “offensive and violent” to students. But others have argued that taking the statue down would amount to purging the past to conform to contemporary political demands.

This rather strange, if not bizarre, set of circumstances, reminds many in Eastern Europe of the controversies of the late nineties and ‘noughties’ when the statues and commemorobilia of the Soviet Era were systematically removed, including war memorials. Many of the statues of Lenin and other Soviet leaders were removed to a theme park near Budapest in the case of Hungary. More controversially, perhaps, street names were changes, often against the wishes of residents, in order to expunge any memory of the collaboration of Hungarians in the forty-year occupation.

More recently, there have been further controversies about what, who and how to commemorate the previous dark period in Hungarian history which led to the Nazi occupation of 1944-45 and the Holocaust and Hungarian Fascist regime. The erection of a statue of the Regent of Hungary from 1920 to 1944, Miklós Horthy, caused a furore, since many associated his regime as anti-Semitic, passing anti-Jewish Laws from the early twenties to the 1940s, facilitating the deportation of Hungary’s Jews from rural towns and villages, and then collaborating with the Nazis in the occupation of his own country, only belatedly heeding advice to leave the Axis and seek an armistice with the Allies. Was he, perhaps like János Kadar after him, a saviour or a traitor?

The Hungarian government also became unpopular with the current Jewish community in Budapest by commissioning a national memorial to ‘all the victims of the German occupation’, symbolised by a rampant eagle, rather than recognising the events of 1944-45 as a Hungarian Holocaust, Hungarian in origin, willingly participated in by Hungarian politicians, armed services and police. In some provincial towns, local figures who collaborated in these events, whether actively or passively, have had their previous contributions recognised in the commissioning and raising of statues, most recently in Szekesfehérvár, not without provoking both local and national outrage.

The who, what, why and how of acts of commemoration will, of necessity, change from generation to generation. As the events of the two World Wars become more remote from current generations, the annual Acts of Remembrance in the UK are bound to focus on more recent wars and their victims, whether fallen or surviving. Commemoration is about the needs of current communities for remembrance, not about an agreed, detailed version of the past. It is about the gathering together of diverse individual experiences into a collective memory. Just as two people’s memories of the same family members and events can be diverse, so collective memory is also heterogeneous.

However, to be true nations, we must be true to our common heritages, and that means that we must have regard to the historical bedrock from which we sculpt, both actually and metaphorically, the memorials we leave for future generations. We carve them in stone because they are supposed to represent lasting truth, not some contemporary fad. The same applies to their removal as to their erection. In deciding what and who to commemorate, politicians need to consult other craftsmen before they commission architects and artists. These metaphorical craftsmen, the historians, will no doubt have their own principles and perspectives, but they are also charged with testing all the available sources of evidence, before producing a synthesis about the legacy of past people(s) and events.

This coming year will be marked by a number of commemorations, including controversial ones such as the Battle of the Somme and the 1916 Easter Uprising in Dublin. As a second-year undergraduate I can remember reading about this latter event in some detail. Soon after submitting my essay, I met an Irish republican, and tried to apologise to him for the legacy of bitterness which originated from these events. Somewhat older and better studied than me at the time, he pointed out that I could not take responsibility for what the British Empire had done three or even two generations before. All either of us could do was to deal with the legacy as we both perceived it in our own lifetimes.

My experience of that legacy had begun with a visit to Nelson’s other column, in Dublin in the mid-sixties, shortly before it was blown up by the Official IRA. A warning was given in that case, so only the monument suffered. More recently, it had culminated in the blowing-up of two pubs in the centre of Birmingham in November 1974. This was by the Provisional IRA, and no warning was given.  Twenty-one people were killed, and many more suffered life-changing injuries. Most of them were teenagers; many, like me, aged seventeen. In fact, I could easily have been one of them, had I left the Bull-Ring Centre burger-bar minutes later than I did. Those responsible have never been held to account; instead six Irishmen were falsely imprisoned for more than fifteen years, compounding the confusion felt by the general victims, the people of Birmingham, including its well-integrated Irish community. The point is that, in wanting to apologise, I was doing what many with emotional connections to current or past events do, confusing history with legacy.  I desperately wanted to help set things straight. Much later, as part of a Birmingham-Belfast Education for Mutual Understanding Project, I had the opportunity to do so. Reconciliation became possible, but it was not history which absolved us. Nor did it condemn us; that is not its role.

Similarly, some time ago, one of my students asked to do her special study on the Amritsar Massacre. One of her reasons for this was that she first wanted to come to terms with the family legacy that General Dyer, the officer commanding the British troops that day in 1919, was a relative. She was able to write a fascinating prologue on this before providing a well-researched, dispassionate account and interpretation of the events surrounding that day. Her present-day family are Quakers pacifists.

Chronicling Cecil Rhodes and his Empire:

So, what is the legacy of Cecil Rhodes and why has it provoked such controversy both in South Africa and the UK? To understand this, we first need to examine the chronicle of events surrounding his life, and then put this in the context of South Africa’s later history in the twentieth century, asking the questions, in what sense can he be described as a ‘racist’ and to what extent can he be seen as one of the key architects of the ‘apartheid’ state?:

• Born in 1854, the son of a clergyman from Bishop’s Stortford, Rhodes had emigrated to South Africa at the age of seventeen before going to Oxford. He was at once a business genius and imperial visionary. It was not enough for Rhodes to make a fortune from the vast De Beers diamond mines at Kimberley. He aspired to be more than a money-maker. He dreamt of becoming an empire builder.

• Cecil Rhodes became the wealthy chairman of the Kimberley diamond-mines, following the annexation of Griqualand West by the British Government in 1871 at the request of the Griqua chief. The extension of the Cape Colony across the Orange River checked the westward expansion of the Boer Orange Free State.

• Though his public image was that of a lone colossus bestriding Africa, as in the cartoon above, Rhodes could not have won his near-monopoly over South African diamond production without the assistance of his friends in the City of London; in particular, the Rothschild bank, at that time the biggest concentration of financial capital in the world.

• When Rhodes had arrived at the Kimberley diamond fields there had been more than a hundred small companies working the four major ‘pipes’, flooding the market with diamonds and driving one another out of business. In 1882 a Rothschild agent visited Kimberley and recommended large-scale amalgamation; within four years the number of companies was down to three. A year later, the bank financed the merger of Rhodes’s De Beers Company with the Compagnie Francaise, followed by the final crucial fusion with the bigger Kimberley Central Company.

• Now there was just one company: De Beers. Rhodes did not own the company, since Rothschild was the largest shareholder, and by 1899 the Rothschilds’ stake was twice that of Rhodes. When Rhodes needed financial backing for a new scheme in October 1888, he turned to Rothschild, who by then had become the first Jew to enter the House of Lords.

• The proposition that Rhodes wanted Rothschild to consider was the concession he had just secured from the Matabele chief, Lobengula, to develop ‘simply endless’ gold fields that Rhodes believed existed beyond the Limpopo River. The terms of his letter made it clear that his intentions towards the chief were anything but friendly. The Matabele king, he wrote, was

  the only block to Central Africa, as once we have his territory, the rest is easy, as the rest is simply a village system with a separate headman, all independent of each other… the key is Matabele Land, with its gold, the reports as to which are not based solely on hearsay… Fancy, this Gold Field which was purchasable, at about £150,000 two years ago, is now selling for over ten million.

• Bechuanaland (modern-day Botswana) was in a key position in South Africa, as it lay on the direct route to the rich Zambesi valley, which Rhodes wanted to control. He had used his influence with the home Government to secure a protectorate over the territory in 1884, fearing that the Germans in south-west Africa would intervene and block British expansion northward. He now dreamed of a united Africa under British rule, extending northwards from the Cape, with a Cape-to-Cairo railway across British territories.

• When Rhodes joined forces with the existing Bechuanaland Company to create a new Central Search Association for Matabeleland, the banker Rothschild was a major shareholder, and increased his involvement when this became the United Concessions Company in 1890. He was also among the founders of the British South Africa Company, acting as the Company’s unpaid financial adviser.

• 

   Rhodes established the British South Africa Company in 1889, and was granted the right by charter to develop the resources of the country now bearing his name – Rhodesia.

• Rhodes became Prime Minister of the Cape Colony in 1890. Like many of his contemporaries, he was inspired by a sense of Great Britain’s mission to extend a civilising influence throughout its Empire, known as ‘the White Man’s Burden’, as most clearly expressed in Kipling’s poem. He saw his own part in this as extending British influence in South Africa, aiming to create a South African Federation  out of the British and Afrikaaner colonies.

• The first step towards this was to consolidate his control over Matabeleland. When Lobengula realised he had been hoodwinked into signing over much more than mere mineral rights, he resolved to take Rhodes on. Determined to dispose of the chief once and for all, Rhodes responded by ending an invasion force – the Chartered Companies’ Volunteers – numbering seven hundred. By African standards, the Matabele had a powerful and well-organised army, numbering in the region of three thousand. But Rhodes’s men brought with them devastating Maxim guns which could fire five hundred rounds a minute, fifty times faster than the fastest rifle available.

• Maxim testing his gun…

Above: Hiram Maxim with his gun, c. 1880.

• The Maxim gun had been invented by an American, Hiram Maxim, who had an underground workshop in Hatton Garden, London. As soon as he had his prototype ready for the British market, he invited several members of the Royal Family and the British aristocracy to give the weapon a trial. Among those who accepted were the Duke of Cambridge, the Prince of Wales, the Duke of Edinburgh, the Duke of Devonshire and the Duke of Kent. The first of these, who was then Commander-in-Chief, felt ‘confident they will, ere long, be used generally in all armies’. When the Maxim Gun Company was established in 1884, Lord Rothschild was on its board. In 1888 his bank financed the £1.9 million merger of the Company with the Nordenfelt Guns and Ammunition Company.

• The Battle of Shangani River in 1893 was among the earliest uses of the Maxim in battle. One eyewitness recorded what happened:

  The Matabele never got nearer than 100 yards led by the Nubuzu regiment, the king’s body-guard who came on yelling like fiends and rushing on to certain death, for the Maxims far exceeded all expectations and mowed them down literally like grass. I never saw anything like these Maxim guns, nor dreamed that such things could be: for the belts and cartridges were run through them as fast as a man could load and fire. Every man in the laager owes his life under Providence to the Maxim gun. The natives told the king that they did not fear us for our rifles, but they could not kill the beast that went pooh! pooh! by which they meant the Maxim.

• To the Matabele it seemed that ‘the white man came… with… guns that spat bullets as the heavens sometimes spit hail, and who were the naked Matabele to stand up against these guns?’ Around 1,500 Matabele warriors were wiped out. Just four of the seven hundred invaders died. The Times reported that the Matabele

put our victory down to witchcraft, allowing that the Maxim was a pure work of an evil spirit. They have named it”S’cockacocka”, owing to the peculiar noise it makes when in action.

• The conquered territory was renamed Rhodesia, since he had masterminded the operation. However, it could not have succeeded without the financial might of Rothschilds. One member of the family noted with satisfaction the connection between ‘a sharp action having taken place with the Matabeles’ and ‘a little spurt in the shares’ of Rhodes’s British South Africa Company.

• The official Matabeleland souvenir, published on the fortieth anniversary of the one-sided conflict, long after Rhodes’s death, opened with his ‘tribute’ to the men who had conquered the Matabele ‘savages’. The ‘highlight’ is the following hymn, originally written as a Liberal satire on the expedition, which Rhodes’s men adopted as their anthem:

Onward Chartered Soldiers, on to heathen lands,

Prayer books in your pockets, rifles in your hands.

Take the glorious tidings where trade can be done,

Spread the peaceful gospel – with a Maxim gun..

• Rhodes’s ambitions brought him into conflict with the Boers whose leader, Paul Kruger, resented his policy of expansion which meant the encircling of Boer territory. The Boers were farmers, but the discovery of gold in the Witswatersrand in 1886 and the rapid development of the mines by British settlers led to the outnumbering of the Boer population by the Uitlanders in the Transvaal. Kruger adopted a hostile policy towards them, denying them all political rights and taxing them heavily. Moreover, monopolies granted to Europeans and heavy railway rates hampered the expansion of the mining industry.

• The Jameson Raid (1896) was a plot engineered by Dr Jameson, administrator of Rhodesia, and supported by Rhodes, to use the Uitlanders to overthrow the Boer Government of the Transvaal. Its failure led to Rhodes’ resignation and discredited the British Government in the eyes of the world, uniting both Boer states against Britain.

• The Wars in…

• The Uitlanders of the Transvaal continued to agitate for improved conditions and petitioned the British government to intervene on their behalf. Negotiations failed to reach a compromise, due to the obstinacy of Kruger on the one hand and the uncompromising imperialism of Joseph Chamberlain, on the other. The Boers declared war in 1899. The Boer War came to an end in 1902, after Roberts and Kitchener finally wore down the resistance of the Boers, partly through the use of concentration camps for the women and children of the irregular fighters. The Boer republics were annexed, but the Boers were to continue to rule themselves and their farmers were compensated for war damage.

• During the Second Boer War Rhodes went to Kimberley at the onset of the siege, in a calculated move to raise the political stakes on the government to dedicate resources to the defence of the city. The military felt he was more of a liability than an asset and found him intolerable. Rhodes insisted that the military should adopt his plans and ideas instead of following their orders. Despite the differences, Rhodes’ company was instrumental in the defence of the city, providing water, refrigeration facilities, constructing fortifications, manufacturing an armoured train, shells and a one-off gun named Long Cecil.

• Rhodes used his position and influence to lobby the British government to relieve the siege of Kimberley, claiming in the press that the situation in the city was desperate. The military wanted to assemble a large force to take the Boer cities of Bloemfontein and Pretoria, but they were compelled to change their plans and send three separate smaller forces to relieve the sieges of Kimberley, Mafeking and Ladysmith.

Funeral of Rhodes in Adderley St, Cape Town on 3 April 1902

 

• Although Rhodes remained a leading figure in the politics of southern Africa, especially during the Second Boer War, he had been dogged by ill-health throughout his relatively short life. From age 40 his heart condition returned with increasing severity until his death from heart failure in 1902, aged 48, at his seaside cottage in Muizenberg.

• The Union of South Africa came about in 1909, and included the two British colonies, the Cape and Natal, and the two Boer republics of the Transvaal and Orange Free State. A constitution was drafted and accepted by the British Parliament which agreed, among other matters, a common policy towards the native African populations.

As PM of Cape Colony

 

The Jameson Raid

Churchill’s Adventures in South Africa

Of course, many others were attracted by a sense of imperial adventure to South Africa. Among them was the young Winston Churchill, who had already spent time in India with the Queen’s Own Hussars, before arriving on a ‘new’ continent as a journalist-adventurer.

Above: Churchill as chief Boer War correspondent on The Morning Post, 

South Africa, 1899

Extracts from Simon Schama (2002), A History of Britain: 1776-2000; The Fate of Empire. London: BBC Worldwide.

In South Africa fame and fortune went together. Randolph (Churchill) had invested in Rand mining shares, which had appreciated by at least fifty times their original face value – a small fortune that, unhappily for Jennie and Winston, was largely consumed by the late Lord’s equally substantial debts. But Churchill also shared the indignation of the colonial secretary, Joseph Chamberlain, and the empire builder Cecil Rhodes that the might of the British Empire was being held to ransom by the obstinacy of a bunch of Dutch farmers who dictated what political rights British settlers might and might not enjoy in the Transvaal. Mostly, however, the Boer War was another opportunity for the kind of military-literary adventure that Winston had made his trademark… he resigned his commission in the Hussars and was made chief war correspondent for ‘The Morning Post’. He sailed with the commander-in-chief of the expedition, Sir Redvers Buller; managed to be taken prisoner while defending an armoured train against Boer attack; escaped from a military gaol at Pretoria…, hid in a coal wagon and then walked hundreds of miles to freedom; and finally returned to active duty with the South African Light Horse in time to be at the relief of Ladysmith. The escapades were almost too fabulous to be true, and they turned Churchill from a purveyor of ripping yarns on the frontier into a genuine, nationally known war hero. Writing about his Boer War and lecturing with lantern slides in Britain, Canada and America… put £10,000 into his bank account.  

Must Rhodes Fall in Oxford?

A prominent statue of Rhodes on the main campus of the University of Cape Town was vandalized with human excrement in March 2015, giving rise to a student-led campaign called “#RhodesMustFall” which drew attention to what the activists considered the lack of systemic racial transformation in South African institutions after apartheid. The university’s management took the statue down for relocation on 9 April 2015.

A statue of Rhodes adorns the frontage of Oriel College, Oxford. In 2015, a group of students demanded the removal of his statue, stating that it “symbolise[d] racism and colonialism”. Certainly, the statue dominates the High Street. Rhodes was an Oriel alumnus and left the College £100,000 in his will, though he stipulated that his trustees should enquire closely into how it was spent since ‘the college authorities live secluded from the world and so are like children in commercial matters’. Appropriately, like the young Winston Churchill, he looks like a man who has just come in from a walk on the dusty veldt. The inscription is a ‘chronogram’: concealed within the message is the date of the building’s erection in Roman numerals. It is 1911, but takes some unravelling.

There is also a plaque to Rhodes in King Edward Street (pictured above) marking where Rhodes lived as a student in 1881, and commemorating his ‘great services rendered… to his country’. Many imperial animals, including lions and elephants, also occupy important positions on Oxford’s buildings. The loftiest of these are, of course, the birds, including an eagle and a pelican, the latter being the target for a bottle thrown by an angry scholar, John Keble. Perhaps the most unusual and impressive of these statues is the Zimbabwe bird on the roof of Rhodes House (below).

This is a copy of one of eight soapstone effigies of birds found during the excavation of the ancient Shona city of Zimbabwe in the 1880s, the only representations of animals found in any archaeological site in sub-Saharan Africa. Rhodes is known to have bought one in 1889. Of course, by logical extension, both the plaque and the bird would be additional candidates for the iconoclasm suggested for Rhodes’s statue, the former for its celebration of the man as a national hero, and the latter, in addition to its association with the house named in his honour, due to Zimbabwe’s more recent fall from grace within the Commonwealth.

Quotations from Rhodes:

 Cecil Rhodes (Sketch by Mortimer Menpes)

• “To think of these stars that you see overhead at night, these vast worlds which we can never reach. I would annexe the planets if I could; I often think of that. It makes me sad to see them so clear and yet so far.”

• “Pure philanthropy is very well in its way but philanthropy plus five percent is a good deal better.”

• “I contend that we are the first race in the world, and that the more of the world we inhabit the better it is for the human race… If there be a God, I think that what he would like me to do is paint as much of the map of Africa British Red as possible…” (as an undergraduate in Oxford)

• “Remember that you are an Englishman, and have consequently won first prize in the lottery of life.”

• “Equal Rights for all Civilized Men South of the Zambesi.”

• “I could never accept the position that we should disqualify a human being on account of his colour.”

• “To be born English is to win first prize in the lottery of life.”

• “Take Constitution Jesuits if obtainable and insert English Empire for Roman Catholic Religion” (outlining the original conception of the Rhodes Scholarships to Lord Rothschild, 1888).

Secondary Sources and Interpretations:

A Simple School Text Narrative of The British Empire in Africa:

The map shows the extent of the European empires at the end of the nineteenth century. European influence… extended considerably… between 1870 and 1900 when a scramble for overseas possessions in Africa, Asia and elsewhere took place.

The largest of the European empires in 1900 was the British Empire. This occupied about one quarter of the world’s land surface and included between one quarter and one fifth of the world’s population.

It included two types of colony. Canada, Australia and New Zealand, together with the South African states of Cape Colony and Natal, were self-governing colonies which meant that they controlled their own internal affairs. They were also colonies of settlement, for throughout the nineteenth century European settlers, most of them British, were attracted to these sparsely populated lands.

… Britain came to feel that it was her duty to lead the native peoples along the path of progress. As Joseph Chamberlain, who was Colonial Secretary between 1895 and 1903, put it: ‘We feel now that our rule over these territories can only be justified if we can show that it adds to the happiness and prosperity of the people…’ . Rudyard Kipling stressed the same idea, that possessing an empire involved obligations to the peoples ruled:

Take up the White Man’s burden –

Send forth the best ye breed –

Go bind your sons to exile

To serve your captives’ need….

In the first place, however, the Empire existed for the benefit of trade, as it had done in the eighteenth century… In 1885 Britain’s exports to the Empire were valued at £26 million; in 1905 this figure was £113 million. Referring to Britain’s new African territories, Lord Salisbury, who was Prime Minister for the greater part of the period 1885-1902, said: ‘It is our business in all these new countries to make smooth the paths for British commerce, British enterprise, the application of British capital, at a time when … other outlets for the commercial energies of our race are being gradually closed…’.

The acquisition of vast new territories… was accompanied at home by mounting public interest in and enthusiasm for the Empire. These feelings reached their climax in 1897 during the celebrations held to mark Queen Victoria’s Diamond Jubilee (pictured below).  

 Above: Queen Victoria’s Diamond Jubilee, London 1899

Extracts from Bernard Porter (1984), The Lion’s Share: A short history of British Imperialism. Harlow: Longman

The encirclement of the Transvaal was completed at the end of the decade, when the diamond millionaire Cecil Rhodes (who always had British colonial interests more at heart than the British Colonial Office) formed a commercial company to occupy Matabeleland and Mashonaland to the north. The idea was that the company should take over the administration of the country in return for its profits. There was opposition to this scheme from humanitarians, worried by the implications of a situation whereby native Africans were governed by their exploiters. But for a parsimonious government it was a tempting bargain. The profits to be got from the country were as yet merely notional, whereas the expense of governing them was predictable. So the company got its royal charter in October 1889. In this way Rhodesia was born, and for the British government another potential counterbalance to Afrikanerdom secured at almost no expense.

… one constant factor in British policy… was that British interests in South Africa be secured as cheaply as possible. As much as in mid-century, national interest had to be balanced against national economy; and ways could generally be found of reconciling the two. This was one of the purposes of the federation policy, and of the constant efforts of British governments to persuade the  colonists themselves to assume responsibility for new territories annexed. It was also a reason why Rhodes’ offer was so eagerly accepted in 1889. One result of this, however, was a kind of paradox: that in order to maintain cheaply a general British supremacy over southern Africa, Britain was tending to lose her particular authority there – her authority over the white colonists’ conduct of their domestic affairs, including, of course, their ‘native policies’.  As yet the concept of British imperial trusteeship for native races was not quite dead, and the humanitarian lobby in Britain won some minor victories, where it did not cost much in money or local goodwill. Where larger interests were at stake, however – agreement with the Boers at the London Convention, containment of the Boers by Rhodes in 1889 – trusteeship could make little headway. Slowly Whitehall’s powers were devolved upon the men on the spot, to secure their co-operation and spread the burden. Consequently, as the area of the British empire in southern Africa expanded, so its real effective control there diminished.  (pp 99-101)

 

Because of the many thousands of Britons and British organisations which had established themselves in far-off places, long before governments feared to tread there, it was seldom difficult for governments, if they wanted to, to find people to delegate to… in southern Africa the government of the Cape. Elsewhere a favourite instrument of vicarious colonial administration in the 1880s was the chartered company, like Rhodes’s in South Africa. The disadvantages of the giving commercial companies licence to rule colonial territories were that they discouraged free competition; and that their exploitative functions might not always be compatible with their subjects’ welfare – although current economic orthodoxy tended to assume that profits arising from exploitation did filter down. The great advantage of the chartered company was that it disburdened the British taxpayer of the cost of colonial administration. The Liberal and avowedly anti-imperialist Chancellor of the Exchequer Sir William Harcourt was reported in 1892 to have said that ‘even jingoism is tolerable when it is done “on the cheap”.’…  (104-5)   

For men like Chamberlain, Rosebery, Curzon, Milner, Rhodes, their imperialism was a serious matter: in a very literal sense a matter of life and death. It was a question of fitting Britain for survival, preparing her, as Lord Rosebery put it, ‘for the keen race of nations’. Consequently, it would involve quite drastic changes in Britain as well as abroad: all agreed, or said they did, that a true imperialism began at home. ‘An Empire such as hours’, wrote Rosebery to The Times in 1900, ‘requires as its first condition an Imperial Race – a race vigorous and industrious and intrepid. Health of mind and body exalt a nation in the competition of the universe. The survival of the fittest is an absolute truth in the condition of the modern world.(129-130)

Of course some people would not be fully satisfied until the whole world was British. Only when there were no foreigners would Britain be entirely secure from foreigners. This was the ultimate in imperialist paranoia. Cecil Rhodes as a young man envisaged Britain taking over and settling

the entire Continent of Africa, the Holy Land, the valley of the Euphrates, the Islands of Cyprus and Candia, the whole of South America, the islands of the Pacific not heretofore possessed by Great Britain, the whole of the Malay Archipelago, the seabord of China and Japan;

The whole process to be completed by ‘the ultimate recovery of the United States of America as an integral part of the British Empire’; and this, he concluded, would ‘render wars impossible’. This was clearly over-ambitious; but it was a common desire of imperialists to want to make existing colonies secure by surrounding them with more… there were many who saw Egypt’s frontier stretching as far as Uganda, and South Africa’s boundary way beyond the Zambesi. There were supposed to be other reasons why it was so imperative, in the interests of national survival, to take more colonies. The most common one was the economic one: an old familiar argument for imperialism, but given a new urgency… by the prevailing climate of fear. Cecil Rhodes… put it sensationally, as if the survival of the capitalist system depended on it:

In order to save the forty million inhabitants of the United Kingdom from a bloody civil war, we colonial statesmen must acquire new lands to settle the surplus population, to provide for the goods produced by them in the factories and mines. The Empire, as I have always said, is a bread and butter question. If you want to avoid civil war, you must become imperialists.

… Ideas like these were widespread amongst self-styled ‘imperialists’ in the 1890s… Fundamentally they believed in their own abilities: were confident that they had it in them to run a great empire – that they were, if they organised themselves properly, fit to rule a quarter of mankind. ‘We happen to be’, said Cecil Rhodes, ‘the best people in the world, with the highest ideals of decency and justice and liberty and peace, and the more of the world we inhabit, the better for humanity’. Many others doubtless shared his patriotic self-esteem, but it was not common to voice it so crudely, and it was in any event not necessary to the imperialist’s  case to believe that his ‘race’ was overall and absolutely superior to others. What late Victorian imperialists did like to claim was that they were better at the practical and pragmatic science of managing the affairs of other people. In this they fancied themselves greatly. ‘I believe,’ said Joseph Chamberlain in 1895, ‘that the British race is the greatest of governing races that the world has ever seen’ (131-5).

The association of capitalism with imperialism … was commonplace: but nowhere in the late nineteenth century British Empire… was the association quite so close or so blatant as in South Africa in the 1890s. In South Africa the tissue of industrial capitalism, grafted late, had taken hold firmly in the 1880s and spread phenomenally thereafter; by the mid-nineties, for those who believed capitalism should be kept in its place and that place was outside politics, it was clearly out of control. The cause of this was the domination of the South African industrial scene by Cecil Rhodes, a man whose conception of financial and political power would not admit of any necessary demarcation between them: who believed that what was good for his Consolidated Gold Fields was good for South Africa, and would bury political power to achieve that good. Rhodes was the reason why South African capitalism in the 1890s became a force on the side of British imperialism… Of the handful of big European capitalism scrapping for riches amongst the gold reefs of the independent Transvaal… only a tiny minority believed that their interests would be furthered by an extension of British rule there; most of them… were happy digging for gold under the auspices of the relatively ordered, if not very friendly, government of the Afrikaners… Rhodes was exceptional partly because his financial interests were spread over more of southern Africa than theirs, and partly because he had very special imperial visions of his own; his capitalism was imperialistic… The consequence was that, in the imperial history of Southern Africa in the 1890s, the forces of industrial and financial capitalism played a more prominent role than they would have done otherwise.

Rhodes’s influence in South African affairs was partly the outcome of his wealth and the use he made of it, partly the result of the favour shown to him by British government ministers for reasons of their own. The two things were connected, of course: Rhodes used his wealth to cultivate ministers’ favour, and ministers favoured him partly because of the power he wielded through his wealth… Rhodes’s power had been built up in the Kimberley diamond fields, which he came to monopolise in 1888, and the gold reefs of the Witwatersrand, which he could never control absolutely, but which he shared with two or three other great magnates in the 1890s. With the wealth from these two gigantic concerns, and with winning ways with all kinds of men which none of his rivals could begin to compete with, he established for himself a predominant position in South African politics. In 1890 he became Prime Minister of Cape Colony at the head of a party which had preached and practised co-operation between the white races, and which practised, though it did not preach so loudly, co-operation too between politics and capital: of his dual role as company director and premier, ‘I concluded’, he wrote, ‘that one position could be worked with the other, and each to the benefit of all’. …in England he had the admiration of the Queen, the backing of Lord Rothschild… and the support of at least two influential journalists… This kind of influence was of great assistance to him when… in 1889 (he) secured from the Liberal government a charter to carve a whole country in his own commercial image… In the early 1890s his company took possession of its inheritance, swindled and shot the Matabele and Mashonaoples who lived there into a sullen subservience, and dug for the promised gold: but failed to find it. It was when the prospect of big dividends… receded in ‘Zambesia’ that he turned his full attention, and the powers – legal and illegal – that his wealth gave him, towards making the Transvaal British.

Rhodes always insisted that he valued riches not for their own sake but for the power they gave him to help extend and consolidate the British empire: which grand ambition, he held, justified any use he might make of those riches – ‘you must judge of my conduct by the objects that I had in view’. …It followed for Rhodes that, for southern Africa to be secured for the British Empire, the Transvaal must become part of it; and he believed he had the means to help this on. …When the Rand’s gold had first been discovered the Cape had reaped some profit from it by transporting it to the sea. By 1894, however, the Transvaal could export and import goods without touching British territory at all, by means of a new, independent railway just completed to Delagoa Bay in Portuguese East Africa. …There were rumours too Paul Kruger, the Transvaal president, was planning a republican takeover of the whole of South Africa… And from 1894 there were more solid reports of German involvement in the Transvaal, with the Transvaal’s encouragement, which gave the situation a more sinister outlook still. Ministers in London were worried, but not worried enough yet… to take overtly aggressive action against the Transvaal… Rhodes, however, had more urgency, fewer scruples, and the power to make an African war almost on his own.  

Rhodes’s decision to use his considerable powers to incite revolution in the Transvaal, to abet it when it came, and to use it to force the Republicans into some kind of compliant union with the British colonies, arose from his conviction that a rebellion was going to break out in the Transvaal anyway, and that it had better be turned into a British imperial direction by him than into another direction, less favourable to the British, by others. For years there had been unrest amongst the largely foreign mining community on the land, the ‘Uitlanders’, who were daily subjected to innumerable aggravations and disabilities by a dominant people they regarded as rude and inferior, and who regarded them, with rather more justice, as a threat to their whole national way of life… During 1894-95 there was talk of armed rebellion on the Rand: wild talk, as it turned out, from the ordinary Uitlanders, but more serious from some of the big capitalists, who took measures – like gun-running – actively to promote it. Rhodes’s involvement in this plotting would ensure that the revolution, if it came and succeeded, would be to the advantage of the empire.

It also led the British government to be dragged into the affair: not necessarily because it approved of Rhodes’s cloak-and-dagger ways of solving its South African problem, but it was because it was coming to accept his diagnosis of that problem, and because his power and prestige in South Africa made him the readiest means to hand, if not the best, towards a solution… Rhodes was the agent she was given to work through, and Rhodes had ideas of his own… Before the autumn of 1895 he had secured the co-operation he needed from the British government to put his plot into effect: troops, a friendly High Commissioner, and a strip of land on the western border of the Transvaal he could start an invasion from. Joseph Chamberlain at the Colonial Office… played along with Rhodes… His connivance in Rhodes’s schemes rested on the assumption.. made on the best authority, that an Uitlander rebellion would take place… In that event intervention by Britain, or by a British colonial in Britain’s name, could be presented as a response to a situation generated independently of her, made in order legitimately to safeguard her nationals in the Transvaal. What ruined things for the government was that the Uitlanders never rebelled, yet the intervention took place regardless. On 29 December 1895 Dr Leander Starr Jameson rode into the Transvaal at the head of a band of 500 mounted troops and carrying a Union Jack, to aid a rebellion which never happened. He was easily stopped. The results of this fiasco were disastrous for everyone except the Boers… Chamberlain tried to cover the traces of imperial involvement, but could not… To all intents and purposes Britain was implicated in a squalid conspiracy against a foreign state… The result of the Jameson Raid was the complete opposite of what had been intended. Instead of weakening Kruger it strengthened him; instead of persuading him to compromise it made him more intransigent…

The lesson of the Jameson Raid for the British government was that it could no longer pursue its policies in South Africa on the coat-tails of capitalists.Rhodes and the government had done a great deal for each other in the past, and Chamberlain was convinced that Rhodes could do something for him still in the future – but in the north, where his buccaneering methods were likely to be more successful against black Africans than against white Afrikaners, and less likely to arouse strong feelings at home or diplomatic repercussions abroad. …Before he had raided the Transvaal Dr Jameson had been Rhodes’s viceroy in Zambesia; in this capacity he had managed to provoke the Matabele, and even their neighbours the Mashona… to seething unrest… they both rebelled, reasserted their old sovereignties, and put ‘Rhodesia’ – and the value of Chartered Company shares – in very real danger. Rhodes had to restore the authority of the Company or his whole world would have collapsed: and this he did during the course of 1896 in one of the bloodiest and most ferocious of southern Africa’s ‘punitive’ wars, capped – when it was clear the Africans were not going to be tamed by force alone – by a remarkable exercise by Rhodes in peaceful persuasion. In the north, therefore, Rhodes was left to repair his own breaches; but in the south he was, for the time being, a spent force, too discredited to be of use… The British government had perforce to disown him, and to secure its South African salvation by its own efforts – as it should have done all along.

Britain was stalemated. She could neither persuade the Transvaal to join the empire nor force her into it… The stalemate was broken slowly, in 1897-99… Chamberlain nursed public opinion in Britain on to his side in a series of speeches calculated to make it hostile to Kruger.And in south Africa he got what he needed most: a handle to turn his policy by, to fill the gap left by Rhodes’s departure. The ‘South African League was formed in 1896 to rally imperialist opinion in the two British colonies and the Transvaal… its policies were Rhodes’s, and in April 1899 Rhodes himself returned from the political wilderness to become its president. This time, however, it was not Rhodes who would take the initiatives. That duty lay firmly with… Chamberlain and his new High Commissioner, Alfred Milner…

Milner was move positively for war. A self-declared ‘British Race Patriot’, he could not conceive of the Afrikaners of the Cape being loyal to the empire while there remained an independent nation of their ‘race’ to the north to divert their loyalties…(168-176)

Cases came to light around the turn of the century of the most shocking abuses of trust by exploitative concerns. One was Cecil Rhodes’s conduct in Zambesia in the 1890s. But the worst was the Congo Free State, entrusted to King Leopold of the Belgians by the Berlin Conference in 1884, where the most horrific tales of systematic massacre and mutilation in the search for profits were revealed to the European public in the 1900s, and provoked widespread agitation which eventually led to Leopold’s surrender of his Congolese kingdom to the Belgian parliament in 1909. Rhodes and Leopold together made Liberals highly distrustful of capitalists in the tropics, and especially of capitalist monopolies with title over vast expanses of territory, which were the cause of the worst abuses. (223)

1919 was a year for dreams to come true; another one which did was Cecil Rhodes’s ‘Cape to Cairo’ scheme, when Britain took Tanganyika from Germany and so completed that chain too… further down the Union of South Africa took over the administration of South-West Africa. (248-9) 

Extracts from Niall Ferguson (2003), Empire: How Britain Made the Modern World. London: Penguin Books.

So close was Rhodes’s relationship with the Rothschilds that he even entrusted the execution of his will to Lord Rothschild, specifying that his estate should be used to fund an imperialist equivalent of the Jesuit order – the original intention of the Rhodes Scholarships. This would be ‘a society of the elect for the good of the Empire’… Rothschild in turn assured ; ‘Our first and foremost wish in connection with South African matters is that you should remain at the head of affairs in that Colony and that you should be able to carry out that great Imperial policy which has been the dream of your life.’

The creation of his own personal country and his own imperialist holy order were indeed merely components of a much bigger Rhodesian ‘Imperial policy’. On a huge table-sized map of Africa (which can still be seen in Kimberley today) Rhodes drew a pencil line stretching from Cape Town to Cairo. This was to be the ultimate imperial railway. From the Cape it would run northwards like some huge metal spine through Bechuanaland… Rhodesia… Nyasaland… then on past the Great Lakes to Khartoum and finally up the Nile to its final destination in Egypt.

By this means, Rhodes envisaged bringing the whole African continent under British domination… There were literally no limits to Rhodes’s ambitions.

At one level, wars like the one waged against the Matabele were private battles planned in private clubs like the Kimberley Club, that stuffy bastion of capitalist conviviality of which Rhodes himself was among the founders. Matabeleland had become part of the Empire at no cost to the British taxpayer since the entire campaign had been fought by mercenaries employed by Rhodes and paid for by the shareholders in the British South African and De Beers companies. If it turned out that Matabeleland had no gold, then they would be the losers. In effect, the process of colonization had been privatised, a return to the early days of empire when monopoly trading companies had pioneered British rule from Canada to Calcutta. Rhodes was indeed consciously learning from history. British rule in India had begun with the East India Company; now British rule in Africa would be founded on his business interests. In one letter to Rothschild he even referred to De Beers as ‘another East India Company’. (227-8)

By the beginning of the new century, the carve-up was complete. The British had all but realized Rhodes’s vision of unbroken possession from the Cape to Cairo:their African empire stretched northwards from the Cape Colony through Natal, Bechuanaland (Botswana), Southern Rhodesia (now Zimbabwe), Northern Rhodesia (Zambia), and Nyasaland (Malawi); and southwards from Egypt, through the Sudan, Uganda and East Africa (Kenya). German East Africa was the only missing link in Rhodes’s intended chain… the lion’s share belonged to Britain. (239-40)

To Rhodes, Chamberlain and Milner, the Boer’s independence remained intolerable. As usual, British calculations were both strategic and economic… the Cape remained a military base of ‘immense importance for England’ (Chamberlain) for the simple reason that the (Suez) Canal might be vulnerable to closure in a major European war. It remained, in the Colonial Secretary’s view, ‘the cornerstone of the whole British colonial system’. At the same time, it was hardly without significance that the Boer republics had turned out to be sitting on the biggest gold seams in the world. By 1900 the Rand was producing a quarter of the world’s gold supply and had absorbed more than £114 million of mainly British capital. Having been an impoverished backwater, the Transvaal suddenly seemed set to become the economic centre of gravity in southern Africa. But the Boers saw no reason why they should share power with the tens of thousands of British immigrants, the ‘Uitlanders’, who had swarmed into their country to pan for gold. Nor did they approve of the (somewhat) more liberal way the British treated the black population of Cape Colony. In the eyes of their president Paul Kruger, the Boers’ strictly Calvinist way of life was simply incompatible with British rule… Ever since 1895, when Rhodes’s crony Dr Leander Starr Jameson had led his abortive ‘raid’ into the Transvaal, it had been obvious that a showdown was imminent.

(273-4)

Not only was imperialism immoral, argued the critics. According to the Radicals, it was also a rip-off: paid for by British taxpayers, fought for by British soldiers, but benefiting only a tiny elite of fat-cat millionaires, the likes of Rhodes and Rothschild. That was the thrust of J. A. Hobson’s profoundly influential ‘Imperialism: A Study’, published in 1902. ‘Every great political act’ argued Hobson,

‘must receive the sanction and the practical aid of this little group of financial kings… They have the largest definite stake in the business of Imperialism, and the amplest means of forcing their will upon the policy of nations… Finance is the governor of the imperial engine, directing the energy and determining the work.’ 

H. N. Brailsford took Hobson’s argument further in his ‘The War of Steel and Gold: A Study of the Armed Peace’, (written in 1910, but not published until 1914). ‘In the heroic age,’ Brailsford wrote,

‘Helen’s was the face that launched a thousand ships. In our golden age the face wears more often the shrewd features of a some Hebrew financier. To defend the interests of Lord Rothschild and his fellow bondholders, Egypt was first occupied and then practically annexed by Great Britain… The extremest case of all is, perhaps, our own South African War.’ 

Was it not obvious that the war had been fought to ensure that the gold mines of the Transvaal remained securely in the hands of their capitalist owners? Was not Rhodes merely, in the words of the Radical MP Henry Labouchere, an ‘Empire jerry-builder who had always been a mere vulgar promoter masquerading as a patriot, and the figurehead of a gang of astute Hebrew financiers with whom he divides the profits?’

Like those modern conspiracy theories which explain every war in terms of the control of oil reserves, the Radical critique of imperialism was an over-simplification (Hobson and Brailsford little knew what a liability Rhodes had been during the siege of Kimberley.) And like those other modern theories that attribute sinister power to certain financial institutions, some anti-imperialism conveyed more than a hint of anti-Semitism. (283-4)

Conclusion: The ‘Crux’ of the Issue

In this last comment by Niall Ferguson we reach the crux of the issue. Certainly, Rhodes was a colonialist and imperialist, as were most leading figures of his day, not just within the British Empire, but within all the European empires. In Africa, as noted here, the French were equally aggressive in their pursuit of land and resources, and the Belgians and subsequently the Italians also used what, even within the terms of this ‘scramble’ were excessive means against the native African populations. That is not to justify the actions that Rhodes was involved in, but just to place them in a broader context. It also needs to be noticed that his while his strategy for developing Rhodesia was a classical colonialist one, through the control of trading companies, his involvement in the Transvaal and later in the relief of Kimberley was concerned with achieving British supremacy over a white race, the Boers and that, if anything, his attitudes towards the original natives were far more liberal than those of the Afrikaners, certainly than those of Kruger. There is also evidence that, as a business man, he retained a practical antipathy for everyday racial discrimination. On this question, he should not be judged by today’s standards, but as living at a time when theories of racial hierarchy and paternalism were dominant throughout Britain and Europe.  These theories are certainly evident in the architecture of Oxford, Bristol, Liverpool, London, Birmingham, Edinburgh and other cities which grew rapidly in the eighteenth and nineteenth century. If every surviving reminder of slavers, colonialists and imperialists were to be torn down, the cityscapes of Britain would look radically different, and greatly impoverished.  More importantly, much of modern human history has been about the replacement of one great ‘construct’ with another, whether in economics, politics, or art and architecture. As Niall Ferguson has pointed out, the liberal imperialism of the late Victorian period was criticised by Radicals who revealed themselves as overtly anti-Semitic. The new empires of fascists and communists which characterised the 1930s and 1940s were far more universally destructive than the old ones, yet we do not seek to remove every trace of them. Finally, far from being an ‘architect of apartheid’, there is a fundamental ‘disconnect’ between the imperialism of Rhodes and his contemporaries in Africa and the post-1948 racist regimes in Southern Africa. They drew their inspiration from a heretical view of sectarian Calvinism which was very far removed from the Victorian paternalism of ‘the white man’s burden’ to which Rhodes subscribed.

This coming weekend, Coventry remembers the trauma it suffered on the night of 14-15 November 1940, when the Luftwaffe destroyed the Medieval centre of the city, including its old Cathedral in its ‘Moonlight Sonata’ raid of three major waves of aerial bombardment which gave a new word to both the German and English languages for this form of blanket bombing, Coventration.

My mother, then nine years old, Daphne Gulliver, had vivid memories of this night, but also the previous significant air-raids on Coventry, and the first use of the communal shelter at Walsgrave-on-Sowe school. The Anderson shelters that people had put up in their gardens by the summer of 1940 had become flooded so they had to go to the shelter at the school, which had been put there for the school children. However, as there were no day-time raids, it had not been used, and was still locked. The schoolmaster, Gaffer Mann, refused to open it, however. A pick axe had to be sent for to break the lock, and all the residents of School House Lane went in.

Though Walsgrave itself was of no military importance, Capability Brown’s huge landscaped pool at nearby Coombe Abbey was in the German map books and was used as a landmark by the German bomber crews. The Rolls Royce Engine Factory at Ansty was less than a mile from this, manufacturing aircraft engines. There was also an aerodrome there, built before the war, and the then Rootes assembly plant at Ryton was only a few miles away on the same side of the city, with its shadow factory producing aircraft and military vehicles. Built after 1938, these factories did not appear on the Luftwaffe’s maps, hence the importance of incendiary bombs dropped around the outlying areas of the City, as well as on the city itself. The Germans were searching for the shadow factories on the ground, using the Coombe Pool as a focal point. Later in the war, the order was given for it to be drained. Most of the locals on the estate thought that this was, by then, totally unnecessary, and it became something of a joke since, they argued, the measure had been taken at a point when the enemy bombers were equipped with electronic guidance systems and no longer needed landmarks to locate potential targets. Other forms of defence were brought onto the estate, with a barrage balloon and an Ack-Ack station being positioned in the field adjacent to the old Gas Cottages.

However, during one enemy raid, a stick of bombs fell on the western end of Coombe Pool. Later inspection, following the all-clear, revealed that little damage had been done. A short time later, however, a panic-stricken farmer drew the attention to of several nearby residents to a whirring sound coming from within the estate out-building where he had garaged his Humber car for safe-keeping. Fearing that it might be coming from an unexploded bomb, great caution was exercised while an investigation took place. It turned out that the noise was being made by the horn of the car, which had malfunctioned due to the vibration from nearby explosions. Huge craters were left on the landscape between Walsgrave-on-Sowe and the Coombe Estate for many decades afterwards. Seymour described his arrest, as an ARP Warden, of a German pilot who had bailed out over Coombe Park, landing in the farm lane and breaking both his legs. Seymour had to use his bicycle to get the airman the mile or so to the village police station.

School records for 1940 show that a total of six hours and ten minutes was spent in the school shelter, with one visit lasting over two hours. Of course, nearly all the raids took place during night-time. The first raid affecting Walsgrave was on 2 August, mentioned in the School Log Book as taking place at 3 a.m., affecting the morning attendance. Bombs fell regularly on the village over the next few months, one landing on the allotments on the Henley Road,  and another near the old Craven Colliery in the same area. A third landed near the village centre, close to the Working Men’s Club. There were a great string of incendiary bombs that landed in the back fields, making huge craters. The villagers formed a fire watch, someone from each house taking a turn to do the watching. Walsgrave was not itself of any military importance, but the nearby Ansty aerodrome was raided, where there were part-time RAF lads. The first major raid on the city itself was recorded on 18 August, when fourteen bombs fell on the other side of the city from Walsgrave. The first raid in which people were killed took place ten days later when thirteen bombs were dropped in the Hillfields district, just north of the city centre. Sixteen people were killed and three hundred houses were damaged. Between 18 August and 12 November, Coventry was attacked on twenty-four occasions. Few parts of the city escaped some damage and a total of a hundred and eighty-nine people were killed, with two hundred and sixty seriously injured.

Nevertheless, the raid of the 14th/15th November was not detected until after 3 p.m., the end of the school day. On that night, Coventry was subjected to an eleven-hour sustained blanket-bombing, giving the German dictionary the word Coventration as a synonym for this type of raid, which was entirely different from the previous Blitzkrieg lightning raids, which had been the strategy in attacking London and other regional ports and cities, as well as in the previous attacks on Coventry itself. Though the sirens went off earlier than usual that evening, most people recall being at home having had tea or supper when the bombing started. The 449 bombers raided the City for almost eleven hours. Many of those rescued in the areas around the city centre were still under rubble until about 7 a.m., having been trapped for more than twelve hours in some cases. Five hundred and sixty-eight people were killed and eight hundred and sixty-three were seriously wounded. Two-thirds of the medieval city centre was either completely destroyed or badly damaged. St Michael’s Cathedral, Owen Owen’s iconic department store, the Empire Theatre and the Market Hall were among the more important buildings destroyed. One hundred and eleven out of the one hundred and eighty factories sustained some damage, the worst hit being the Daimler Factory at Radford, the GEC in Whitefriars’ Street and British Thomson Houston in Alma Street.   Even more damaging, electricity, gas, telephone, transport and water services were all severely disrupted. About twelve per cent of the city’s houses were rendered uninhabitable or destroyed.

The bombing had ended in sufficient time for Walsgrave School to open on time the next morning. Nine years old at the time, Daphne Gulliver recalled vividly, through a child’s eyes, the effect of the bombing of the city centre. She said that the heat, light and sparks gave a feeling of bonfire night, only with the huge bonfire burning three miles away, and the firework explosions going off everywhere around, as they ran for the shelter:

We put up the cushions from off the furniture and put them on our heads and went running up the shelter. It was a bright moonlit night and tracer bullets were flying around everywhere and the whole city was on fire. Everything was lit up like it was daylight; it was a most awesome sight and of course, for days afterwards, the burnt paper was coming down.

 The School Log for 15 November echoes this description of destruction:

School reassembled – about only 130 were present – this is due to the results of a terrific 11 hour raid on Coventry and immediate neighbourhood. The Church Hut used for 70 to 80 infants had to be used as a home for the people who were bombed out of the city.

Seymour Gulliver was on air-raid duty that night and recalled the effect of one bomb that had fallen in what was known as The Hollow, just past The Mount Pleasant. He said that the old, cruck-beamed cottage was quite badly damaged as the patrol went towards it, and he was sure there would be at least one person dead inside. But when they went inside they found that the main beam had fallen across the fireplace and the family were all protected by it, around the fireplace. Miraculously, no-one was hurt. The village had escaped lightly compared with the mass destruction of the city centre and the older factory areas in the suburbs, though it might have been a different story had the Luftwaffe been able to locate the Ansty and Ryton factories. Many in the village realised this vulnerability, and though not forced to, sent their children away to safer rural areas, if they could. Daphne was sent away to relatives near Bridgwater in Somerset for a while.

There were eighteen more raids to come of which two were particularly serious and approached the destruction of 14/15 November 1940. They took place within forty-eight hours of each other in April 1941. On the night of 8/9 April two hundred and eighty-nine people were killed and five hundred and seventy seriously injured while on the following night a further one hundred and seventy were killed and one hundred and fifty-three were seriously hurt. The first raid lasted for over five hours, and the second for almost four and a half. These raids saw the destruction of Coventry and Warwickshire Hospital, St Mary’s Hall (a medieval guildhall) and King Henry’s School. There were also direct hits on the Council House, the Central Police Station and the London, Midland and Scottish Railway’s Goods Office, in addition to forty-two factories, of which four were seriously damaged. Thirty thousand houses were also damaged and public services again seriously curtailed.

Following the November 1940 raid, lack of electricity, gas and water supplies was largely responsible for around twelve thousand workers being made unemployed on the morning of 15 November, but within two weeks eighty per cent of them were back at work. Similarly, after the April raids 108 factories were deprived of their normal gas supplies, but half of them had had them restored within ten days and the rest in just under another week. One factor that aided industrial recovery was that damage to buildings was greater than damage to the machinery inside them. Coventry showed that even the most intense bombing would not, of itself, bring about permanent damage to a city’s economic life.

 

The map above shows the German dispositions for the raid of the 14/15 November on Coventry. There is still a great deal of controversy about whether the attack could have been mitigated, with some believing that the City was deliberately sacrificed by government officials, perhaps sanctioned by Churchill himself. Was Coventry sacrificed to keep the Enigma secret? During the 1970s a story developed about the November Raid, following the publication of a series of accounts of how Allied cryptographers had, early in the war, broken many of the German military codes. The essence of this new theory was that the impact of the raid could have been limited by countermeasures because it was known in advance that Coventry was to be the target on 14 November. The reason that nothing was done and nobody was warned before the first sirens sounded at 3 p.m., was that the Government did not want to do anything which might suggest to the Germans that their codes had been breached. As the centre of British aircraft production, Coventry had already attracted the attention of the Luftwaffe, the previous attack coming just two nights before, and would clearly do so again, but it was the scale and length of the bombing which surprised its citizens, plus the deliberate and concentrated targeting of its medieval centre with incendiary bombs, obviously designed, not just to demoralise them, but to help the bombers find their main targets, the factories.

Coventry’s defences had been strengthened earlier in the month, and on 11 November Air Intelligence had learned, via Enigma, that the German Air Force was about to launch a large-scale night raid led by the Pathfinder Squadron (K. Gr. 100, based at Vannes) using target-finding radio beams. The operation was code-named Moonlight Sonata, suggesting a three-stage raid, since the Beethoven composition had three movements rather than four, beginning with its well-known adagio (slow movement). The name also suggested that the raid would take place at or near the time of the full moon. A captured German airman had also mentioned the raid and had named the target as either Coventry or Birmingham. His evidence was ignored because the captured map pointed to targets around London. Also filed away was some further Enigma information, collected between 12 to 14 November, which gave the radio beam bearings for three targets; Birmingham, Coventry and Wolverhampton. It was thought that these were part of experimental German transmissions which had been going on for some months unaccompanied by actual raids. London was still thought to be the target for Moonlight Sonata, although the air ministry told Churchill that if further intelligence came in, they hoped to get instructions out in time. At 1 p.m. the Luftwaffe beam tunings clearly showed that the raid was to begin two hours later and that the beams intersected over Coventry. However, attempts to jam the beams failed and the fighters who went up to take on the Germans failed to find them. The anti-aircraft batteries also performed poorly. Although historians have concluded that there was no conspiracy, but rather a series of operational failures, it is clear that a Civil Defence warning could have been given to the City well before the raid began, as well as to the central government agencies operating there, especially the Ministry of Home Security.

Some contemporaries, and later historians, claimed that the big raid of November 1940 created mass panic, with thousands fleeing the city. However, most survivors said that while there was shock and horror at the extent of the damage, which affected the whole city, there was no panicked flight. Once the initial impact had been absorbed, most people got on with the job, they said. Leaving the city after work to sleep in towns and villages nearby was common during the air-raids of 1940-41 in many provincial towns.  It’s not clear exactly when it began in Coventry, though we know that many immigrant workers were living in makeshift accommodation anyway and that the shadow factories in which many of them worked were on the outskirts of the city, close to its boundaries. Sleeping out was certainly taking place before the heavy raid of November, and adverts were appearing for accommodation as far as twenty miles away, in the local Coventry newspapers. Many people marked SO on their front gates to indicate that they were away from home. According to one Walsgrave resident, there were a number of city people sleeping at her home:

Different people who were living in the town, ’cause they weren’t getting any sleep, they came out to these houses out here to sleep. There were about eight I think, come out to my parents – sleeping all over the place, under the stairs in what we called the Glory Hole and there were that many of us at the November Blitz.

In early October 1941, the Friends’ (Quaker) Ambulance Unit carried out an enquiry on the nightly exodus from Coventry, producing an eight-page report. The Coventry police estimated that as many as a hundred thousand people, more than half the registered population, were sleeping out during the main raids. The Deputy ARP thought that the number was about seventy thousand earlier in the year, but that it was still of the order of fifty thousand that October. The local Medical Officer agreed with these latter estimates, although another ARP officer thought the number had fallen to about twenty-four thousand. The Midland Red bus company said that they were carrying about five thousand more passengers into the Corporation’s area than they had been doing before the Blitz. The report concluded that the numbers leaving the city at the time of the raids was between seventy and a hundred thousand and that this had fallen to fifteen to twenty thousand at the time the report was compiled. Of course, much depended on the geopolitical definition of the city, since the area controlled by the City Council had grown to incorporate villages like Walsgrave-on-Sowe, three miles from the centre, but still, in 1940-41, almost surrounded by farmland, though far from being entirely safe from bombing itself.   However, many adult munition workers might have felt it a safe enough distance for them, even if the villagers themselves had evacuated their own children to family and friends outside the Midlands.

Whatever the true scale and nature of sleeping out, the figures of those leaving their homes before nightfall was certainly large and would have grown to fifty thousand if bombing had returned during the winter of 1941/42. Certainly, the earlier, more minor raids of 1940 had made people nervous, and many must have been severely traumatised by the events of 14/15 November, especially the children, but there common sense reasons for a nightly evacuation. If you were hard at work in a munitions factory all day you needed your sleep at night. It is also interesting that of 2,200 workers appearing before the local Labour Supply Committee asking for a transfer after the November raid, two thousand were persuaded to stay. There was, understandably, some nervousness about restarting the night-shifts in some factories. After the April 1941 raids, the Deputy Regional Commissioner went out of his way to praise the morale of Coventry people, declaring that there was no panic and nothing in the nature of a general trek from the city. Nor is it true, as some suggested after the war, that the workers who had settled in Coventry from the depressed areas fled the city as soon as they could catch trains on 15 November 1940. Their names and birthplaces, in the civic Roll of the Fallen, show that they suffered in equal proportion to those born in Coventry and Warwickshire.

Coventry was the first provincial town to receive such intensive treatment in a bombing raid. Unlike the rambling East End of London, and despite its recent growth, Coventry was still a relatively small, nucleated and walled medieval city, with mushrooming suburbs along its arterial roads into the surrounding Warwickshire countryside. The destruction of its centre was, therefore, all the more terrifyingly impressive, with the charred and ruined Cathedral becoming an important symbol almost immediately with its cross of beams and cross of nails. This gripped the imagination of the whole world and in the fight against fascism the Coventry Blitz occupied a prominent position, not just in British, but later in allied propaganda. As the Mayor told the City Council on 3 December,

For some days after the raid, most of us were cut off from the ordinary sources of news and hence we did not realise how famous Coventry had suddenly become. It was, I think on the Monday that telegrams and messages from all over the country, and indeed, the world, began to pour in, and we learned what a deep impression had been produced by the manner in which Coventry had stood up to its ordeal.

 

Within a short time, and before the second major raid of April 1941, Sir John Reith, Herbert Morrison, Wendell Wilkie, Robert Menzies and above all King George VI and Queen Elizabeth all came to see for themselves the destruction and to aid the Coventrians in their recovery and, of course, to help nurture the mythology of the Blitz which became so emblematic of the spirit of British endurance around the world in the second half of the last century. Yet in the hectic days of 1940, as Henry Pelling wrote in 1970, it was quite common for people to suppose that the war was effecting a social revolution in Britain. Many of the wealthy thought this and lamented that they had lived to go through such an experience. Pelling went on:

Undoubtedly the war brought into existence for a time a stronger sense of community throughout the country… Dunkirk, the Battle of Britain and the Blitz produced a ’backs-to-the-wall’ solidarity that transcended class barriers and brought together all sorts of people in the Home Guard, Civil Defence, the air raid shelters and… to some extent the factories… the increased mobility of the population… tended to break down parochialism.

Magyar-British Relations in the Era of the Two World Wars, 1914-44

Extracts from Domokos Szent-Iványi’s book, edited by Gyula Kodolányi and Nora Szeklér (2013),

 The Hungarian Independence Movement, 1936 – 46.

Documents and Debates

 

Part One: Between the Wars, 1919-39

A. On Churchill:

It was not just the authors of the system of peace treaties of 1919-20 who failed to appreciate what it was they were doing; Churchill was also late in perceiving the upheaval that was to befall Europe.

In his “The Second World War”, Churchill gives a short account of his conversation with the Turkish Prime Minister… on the 30th and 31st of January, 1943, in the course of which he writes… “I thought to… recreate in modern forms what had been in general outline the Austro-Hungarian Empire of which it has been well said, ‘if it did not exist, it would have been invented’.”

B. On the Paris Peace ‘Settlement’:

One thing that particularly struck me was the way in which the case of Hungary, and even Hungary itself, was hurriedly dropped by France and Great Britain, despite the fact that Hungary had been an important member of the European family but also the bulwark shielding and protecting Western civilization.

All efforts by Hungary to have the Treaty of Trianon revised were frustrated by France and Britain and the votes of the Little Entente states which had the majority in the League of Nations. Their vain attempts led many to believe that peaceful attempts at revision were doomed, and by the beginning of the thirties all hopes of revision had essentially vanished.

C. On Rapprochement with Italy:

The attitude of Great Britain to a possible rapprochement with Italy was rather favourable. The British felt that such a development would, to a certain degree, reduce the influence of France in the League of Nations, where France, with the supporting votes of the three Little Entente satellites,,, was, most of the time, able to push through decisions in her interest…

Conversations between the Hungarian Premier, Count István Bethlen and… the British Secretary for Foreign Affairs, Sir Austen Chamberlain, encouraged the Hungarian government to adopt a pro-Italian stance.

In 1927, one of Britain’s leading newspaper tycoons, Lord Rothermere, had a long conversation with Mussolini concerning the political isolation of Hungary after which he published a long article in one of his dailies, the Daily Mail. The article, appearing shortly after the signing of the Treaty of Friendship (5 April 1927) between Italy and Hungary, voiced the opinion that the Peace Treaty of Trianon was unjust and politically unsound and made a call for its revision.

(Editorial Note: … on 21 June 1927 Lord Rothermere published an editorial… in which he suggested the restoration to Hungary of Hungarian-inhabited pieces of territory along its borders with Czechoslovakia, Romania and Yugoslavia, lest tensions created by the Treaty of Trianon jeopardized security in Europe. The article elicited huge international reaction. The British government distanced itself from Lord Rothermere’s stance, which Foreign Secretary Austen Chamberlain communicated to the Hungarian government in December 1927).

D. On Trade Talks and Nazi Economic Influence on Hungary:

Alarmed by the increasing (Nazi) influence, leading moderate circles then (from 1932) began exercising pressure on the government in order to lessen German economic and political power in Hungary. Negotiations followed with London and Paris in the hope of securing economic aid which would reduce Hungary’s dependence on Germany for trade. Among other efforts, Hungary tried to have her surplus wheat taken by Britain and France. These actions proved fruitless since London, on account of the wheat-producing members of the British Empire… took little if any interest in the matter.

E. On the Anglophile Group in Hungary, 1930-36:

In international matters… Group A (Anglophile) carried greater weight than the combined influence of all other groups. The two focuses of Hungarian foreign policy were centred on Britain and Rome…This situation was, in part, created by the very strong links the constituent members of Group A had with the City of London, the Holy See and Downing Street in the period 1920-1939: the rich aristocracy, overwhelmingly Roman Catholic, formed their political views in accordance with that of the Holy See and the English aristocracy; finance and industry felt at home in the City; and even a large section of the Hungarian middle classes found many similarities between themselves and with one of these three forces. Britain served as a model in sport, lifestyle (in particular so, as W. S. Churchill himself pointed out to Pál Teleki, in the case of the landed gentry) and even in outward appearance (clothing, manners and so on). These common points of reference, also rooted in strong links with the British conservatism and liberalism of the nineteenth century, were strong enough to foster a pro-English way of looking at international problems in the circles of Group A. The attitude of two eminent politicians of that Group, i.e. Bethlen and Baranyay, to the political situation of 1942-44… illustrates this outlook. Even when the hostile military and political supremacy of the USA and Soviet Russia was more than evident, these two Hungarian politicians were still standing fast by an essentially pro-Britain and pro-Holy See Foreign Policy.

F. On Count István Bethlen and Great Britain:

… he turned in the direction of Great Britain. As a Transylvanian nobleman he bore a striking resemblance to the English aristocrat. His pastimes consisted of reading, hunting and engaging in sport… Bethlen endeavoured to harmonise Hungarian policy with that of Britain… A policy based on British orientation suited the beliefs and feelings of Bethlen… he was strongly backed not only by the Hungarian aristocracy but also by Hungarian banking and financial circles which traditionally had been oriented towards the Bank of England and the City.

G. On Premier Darányi:

… here I will quote a few lines from C. A. Macartney’s widely known work, “October the Fifteenth”:

“Darányi… was nothing approaching a Liberal or a Democrat in the Western sense of the terms”.

H. On the Chamberlain Government and Lord Halifax’s conversations with Hitler:

(Editorial note: ‘… with the Chamberlain cabinet coming to power in Britain, non-intervention became the standard foreign policy directive. During his visit to Germany in November 1937, Foreign Secretary Lord Halifax assured Hitler of Britain’s yielding free way to Germany’s position as regards the revision of the peace treaties in Central Europe. From this Hitler concluded that Britain would put no obstacles in the way of the Anschluss and the occupation of Sudetenland.’)

I. On Britain and Yugoslavia, 1937:

Great Britain was not bound by Treaty obligations to any Danubian or Balkan state. She was clearly anxious to find a solution by agreement of the German problem. Her opinion was not unfriendly towards Hungary, and alone in Europe she seemed to have some feeling for the applicability in practice of theoretical principles, including that of justice. Hungary believed passionately in the justice of her cause, and thought that Britain might recognise this, and the Hungarians whose feelings and calculations we have been describing… were the more anxious to get British support because of their belief that the war which they foresaw would end in a German defeat and a British victory. (Macartney)

J. On The ’Independence’ Position in Autumn 1937, before The Berlin Negotiations:

The most important individuals representing the position above were Bethlen, Teleki and Gyula Károlyi. They were, in addition, pro-British, as was the Regent himself, due to his former career as a naval officer. Horthy was convinced that “a naval power would certainly beat a land power in war, and that the British were the only people capable of dominating the world, whereas the Germans were so rude and tactless that they made themselves disliked wherever they went”… But even Bethlen and Baranyay, as late as the winter of 1943/44, still believed that it would be the British who would have the greatest influence on the shaping of a future Europe.

K. On the Austrian Anshluss of 1938 and Eden’s Resignation:

… on the twelfth of a sensational meeting took place at Berchtesgaden between the Austrian Chancellor, Mr Schusschnig and Hitler, in the course of which the former was forced to promise to remodel his Cabinet with the addition of pro-Nazi elements. On 20 February, the British Foreign Secretary, Mr Eden, having found Mr Chamberlain’s Central European policy too weak, resigned.

L. On the British Reaction to the Return of Teleki as Premier, May 1938:

In many respects Teleki was the best man whom Hungary could have chosen to guide her through the crisis now so fast approaching. While he was there, the mere fact was an asset to her. The Western Powers, Great Britain in particular, who were usually very quick to suspect the good faith and intentions of a Hungarian, made an exception in the case of Teleki, who was probably the only Hungarian Prime Minister since 1918 whom they sincerely regarded, and treated as a friend; and they took much from him that they would have allowed no one else…

The messages sent by Churchill, through Cadogan, Sargent and/or Barcza, to Premier Teleki were of the utmost importance. In one of his messages Churchill stressed the similarities between the British and Hungarian peoples, declaring that the majority of the British people felt a strong liking for Hungary and Hungarians and stating that as long as Horthy was the Head of State and Teleki was the head of the government, the British would feel assured as to the future developments in Hungary notwithstanding the approaching Nazi evil…

Some authors claim that Teleki was too much of an idealist to be able to embrace the political realism required of the time. This, however was not so. And here I am quoting from my manuscript…

“In connection with the rumours of German troops passing across Hungary. …the British ambassador called… on Premier Teleki. The latter did not deny that German troops ‘in civilian clothes’ were travelling across Hungary on collective ‘tourist-passage’ passports, which did not allow holders of such passports to stay in Hungary. At the end of their conversation O’Malley asked the Premier whether he was not afraid of the R.A.F. Teleki, sadly smiling, answered: ‘Yes, very much. But for the time being I am much more afraid of the Luftwaffe’.”

M. On Imrédy’s Premiership, May-August 1938:

Undoubtedly, after Teleki, Imrédy was the best known of Hungarian political leaders abroad, particularly in financial and business circles in Britain and France. Macartney writes:

“The appointment of this Cabinet… was… well received in the West: The Times, for instance, wrote of it on 30 May that it was one ‘of which nothing but good may be expected’.

Imrédy tried to encourage stronger Hungarian and British commercial and cultural connections, and in that respect he made some practical efforts.

His foreign policy, still directed by Kánya, aimed at the breaking up of the Little Entente, the first step of which was the policy attempting to isolate Czechoslovakia. But the rapidly deteriorating situation between Germany and Czechoslovakia, the British intervention, first through the so-called Lord Runciman mission, and the increasingly menacing Polish attitude towards Prague, led to a rapid change in Imrédy’s foreign policy.

N. On the Entry of the Reich’s Armies into Prague, 15-16 March, 1939, and the coming conflagration:

At the beginning of writing my report, I believed that with Germany occupying the ‘German’ part of Czechoslovakia, absorbing Austria, breaking up the Little Entente, establishing a strong army and establishing better relations with Poland, Hitler had achieved what he had set out to…I also thought that with Chamberlain and Deladier in power, Hitler would enjoy several years of peace during which he would be able to strengthen his dominant position in Europe… As soon as I heard of Hitler’s latest offensive, I felt sure that it would prove a catalyst for France and Britain to declare war. My report… had concluded that the situation in Central Europe would not, at least for a few years, spark off a world conflagration. I now realised I was wrong…

Accordingly I went to work and changed my conclusions. Instead of predicting a period of peace and reconstruction for Europe, I now rewrote my conclusion… The main points of my argument were the following… A world conflagration would break out within ten months; the ensuing Second World War would be lost by Poland, Italy, France, Germany; the British Empire would crumble; the colonies would free themselves, breaking up the British, French and Italian Empires; Europe would be devastated by aerial attacks against which there was no defense (as demonstrated in 1938 the Spanish Civil War); two victorious powers would emerge from the struggle, i.e. the USA and the Soviet Union; in consequence of the devastation of Germany, France and Italy, the Soviet-Boshevik expansion in Europe would intensify.

… As to land forces, I came to the conclusion that Germany, unless she was able to conquer Great Britain within a year and a half, would lose any war that dragged on for more than two years.

O. On Teleki’s taking up of the Premiership, February 1939:

Immediately on taking office, he sent Barcza a telegram charging him to assure the Foreign Office that ‘although Hungary’s geographical and political situation compelled her to co-operate loyally with Germany up to a point, he was absolutely determined that such co-operation should never go so far as to impair, much less sacrifice, Hungary’s sovereignty, independence or honour. The Government attached great importance to the understanding and support of the British Government, and would never do anything to injure the interests of Great Britain’.

P. On the idea of a Hungarian Government in Exile, July 1939 (from Macartney):

On 14 May Sargent told Barcza that he understood Teleki to have told O’Malley some days earlier that if Germany asked permission for the transit it would be given her. The Foreign Office now made Hungary an offer of considerable importance: Sargent said that if Germany forced a passage and Hungary at least protested, this would put her in the same position as Denmark. Cadogan repeated the advice three days later, and further suggested that if the Hungarian Government (the existing one, or another nominated by the Regent) would go abroad, HM Government would recognise it as the legitimate Government of Hungary. Teleki, however, does not seem to have taken up the suggestion… The question… was the subject of various conversations the Hungarian Minister to Britain, Barcza, conducted with Sir Alexander Cadogan the Permanent Under Secretary and with Sir Orme Sargent the Head of the Political Department of the Foreign Office.