Cold Shoulder or Warm Handshake?

On 29 March 2019, the United Kingdom of Great Britain and Northern Ireland will leave the European Union after forty-six years of membership, since it joined the European Economic Community on 1 January 1973 on the same day and hour as the Republic of Ireland. Yet in 1999, it looked as if the long-standing debate over Britain’s membership had been resolved. The Maastricht Treaty establishing the European Union had been signed by all the member states of the preceding European Community in February 1992 and was succeeded by a further treaty, signed in Amsterdam in 1999. What, then, has happened in the space of twenty years to so fundamentally change the ‘settled’ view of the British Parliament and people, bearing in mind that both Scotland and Northern Ireland voted to remain in the EU, while England and Wales both voted to leave? At the time of writing, the manner of our going has not yet been determined, but the invocation of ‘article fifty’ by the Westminster Parliament and the UK government means that the date has been set. So either we will have to leave without a deal, turning a cold shoulder to our erstwhile friends and allies on the continent, or we will finally ratify the deal agreed between the EU Commission, on behalf of the twenty-seven remaining member states, and leave with a warm handshake and most of our trading and cultural relations intact.

As yet, the possibility of a second referendum – or third, if we take into account the 1975 referendum, called by Harold Wilson (above) which was also a binary leave/ remain decision – seems remote. In any event, it is quite likely that the result would be the same and would kill off any opportunity of the UK returning to EU membership for at least another generation. As Ian Fleming’s James Bond tells us, ‘you only live twice’. That certainly seems to be the mood in Brussels too. I was too young to vote in 1975 by just five days, and another membership referendum would be unlikely to occur in my lifetime. So much has been said about following ‘the will of the people’, or at least 52% of them, that it would be a foolish government, in an age of rampant populism, that chose to revoke article fifty, even if Westminster voted for this. At the same time, and in that same populist age, we know from recent experience that in politics and international relations, nothing is inevitable…

One of the major factors in the 2016 Referendum Campaign was the country’s public spending priorities, compared with those of the European Union. The ‘Leave’ campaign sent a double-decker bus around England stating that by ending the UK’s payments into the EU, more than 350 million pounds per week could be redirected to the National Health Service (NHS).

A British Icon Revived – The NHS under New Labour:

To understand the power of this statement, it is important to recognise that the NHS is unique in Europe in that it is wholly funded from direct taxation, and not via National Insurance, as in many other European countries. As a service created in 1948 to be ‘free at the point of delivery’, it is seen as a ‘British icon’ and funding has been a central issue in national election campaigns since 2001, when Tony Blair was confronted by an irate voter, Sharon Storer, outside a hospital. In its first election manifesto of 1997, ‘New Labour’ promised to safeguard the basic principles of the NHS, which we founded. The ‘we’ here was the post-war Labour government, whose socialist Health Minister, Aneurin Bevan, had established the service in the teeth of considerable opposition from within both parliament and the medical profession. ‘New Labour’ protested that under the Tories there had been fifty thousand fewer nurses but a rise of no fewer than twenty thousand managers – red tape which Labour would pull away and burn. Though critical of the internal markets the Tories had introduced, Blair promised to keep a split between those who commissioned health services and those who provided them.

Under Frank Dobson, Labour’s new Health Secretary, there was little reform of the NHS but there was, year by year, just enough extra money to stave off the winter crises. But then a series of tragic individual cases hit the headlines, and one of them came from a Labour peer and well-known medical scientist and fertility expert, Professor Robert Winston, who was greatly admired by Tony Blair. He launched a furious denunciation of the government over the treatment of his elderly mother. Far from upholding the NHS’s iconic status, Winston said that Britain’s health service was the worst in Europe and was getting worse under the New Labour government, which was being deceitful about the true picture. Labour’s polling on the issue showed that Winston was, in general terms, correct in his assessment in the view of the country as a whole. In January 2000, therefore, Blair announced directly to it that he would bring Britain’s health spending up to the European average within five years. That was a huge promise because it meant spending a third as much again in real terms, and his ‘prudent’ Chancellor of the Exchequer, Gordon Brown, was unhappy that Blair had not spoken enough on television about the need for health service reform to accompany the money, and had also ‘stolen’ his budget announcements. On Budget day itself, Brown announced that until 2004 health spending would rise at above six per cent beyond inflation every year, …

… by far the largest sustained increase in NHS funding in any period in its fifty-year history … half as much again for health care for every family in this country.       

The tilt away from Brown’s sharp spending controls during the first three years of the New Labour government had begun by the first spring of the new millennium, and there was more to come. With a general election looming in 2001, Brown also announced a review of the NHS and its future by a former banker. As soon as the election was over, broad hints about necessary tax rises were dropped. When the Wanless Report was finally published, it confirmed much that the winter crisis of 1999-2000 had exposed. The NHS was not, whatever Britons fondly believed, better than health systems in other developed countries, and it needed a lot more money. ‘Wanless’ also rejected a radical change in funding, such as a switch to insurance-based or semi-private health care. Brown immediately used this as objective proof that taxes had to rise in order to save the NHS. In his next budget of 2002, Brown broke with a political convention that which had reigned since the mid-eighties, that direct taxes would not be raised again. He raised a special one per cent national insurance levy, equivalent to a penny on income tax, to fund the huge reinvestment in Britain’s health.

Public spending shot up with this commitment and, in some ways, it paid off, since by 2006 there were around 300,000 extra NHS staff compared to 1997. That included more than ten thousand extra senior hospital doctors (about a quarter more) and 85,000 more nurses. But there were also nearly forty thousand managers, twice as many as Blair and Brown had ridiculed the Tory government for hiring. An ambitious computer project for the whole NHS became an expensive catastrophe. Meanwhile, the health service budget rose from thirty-seven billion to more than ninety-two billion a year. But the investment produced results, with waiting lists, a source of great public anger from the mid-nineties, falling by 200,000. By 2005, Blair was able to talk of the best waiting list figures since 1988. Hardly anyone was left waiting for an inpatient appointment for more than six months. Death rates from cancer for people under the age of seventy-five fell by 15.7 per cent between 1996 and 2006 and death rates from heart disease fell by just under thirty-six per cent. Meanwhile, the public finance initiative meant that new hospitals were being built around the country. But, unfortunately for New Labour, that was not the whole story of the Health Service under their stewardship. As Andrew Marr has attested,

…’Czars’, quangos, agencies, commissions, access teams and planners hunched over the NHS as Whitehall, having promised to devolve power, now imposed a new round of mind-dazing control.

By the autumn of 2004 hospitals were subject to more than a hundred inspections. War broke out between Brown and the Treasury and the ‘Blairite’ Health Secretary, Alan Milburn, about the basic principles of running the hospitals. Milburn wanted more competition between them, but Brown didn’t see how this was possible when most people had only one major local hospital. Polling suggested that he was making a popular point. Most people simply wanted better hospitals, not more choice. A truce was eventually declared with the establishment of a small number of independent, ‘foundation’ hospitals. By the 2005 general election, Michael Howard’s Conservatives were attacking Labour for wasting money and allowing people’s lives to be put at risk in dirty, badly run hospitals. Just like Labour once had, they were promising to cut bureaucracy and the number of organisations within the NHS. By the summer of 2006, despite the huge injection of funds, the Service was facing a cash crisis. Although the shortfall was not huge as a percentage of the total budget, trusts in some of the most vulnerable parts of the country were on the edge of bankruptcy, from Hartlepool to Cornwall and across to London. Throughout Britain, seven thousand jobs had gone and the Royal College of Nursing, the professional association to which most nurses belonged, was predicting thirteen thousand more would go soon. Many newly and expensively qualified doctors and even specialist consultants could not find work. It seemed that wage costs, expensive new drugs, poor management and the money poured into endless bureaucratic reforms had resulted in a still inadequate service. Bupa, the leading private operator, had been covering some 2.3 million people in 1999. Six years later, the figure was more than eight million. This partly reflected greater affluence, but it was also hardly a resounding vote of confidence in Labour’s management of the NHS.

Public Spending, Declining Regions & Economic Development:

As public spending had begun to flow during the second Blair administration, vast amounts of money had gone in pay rises, new bureaucracies and on bills for outside consultants. Ministries had been unused to spending again, after the initial period of ‘prudence’, and did not always do it well. Brown and his Treasury team resorted to double and triple counting of early spending increases in order to give the impression they were doing more for hospitals, schools and transport than they actually could. As Marr has pointed out, …

… In trying to achieve better policing, more effective planning, healthier school food, prettier town centres and a hundred other hopes, the centre of government ordered and cajoled, hassled and harangued, always high-minded, always speaking for ‘the people’.  

The railways, after yet another disaster, were shaken up again. In very controversial circumstances Railtrack, the once-profitable monopoly company operating the lines, was driven to bankruptcy and a new system of Whitehall control was imposed. At one point, Tony Blair boasted of having five hundred targets for the public sector. Parish councils, small businesses and charities found that they were loaded with directives. Schools and hospitals had many more. Marr has commented, …

The interference was always well-meant but it clogged up the arteries of free decision-taking and frustrated responsible public life. 

Throughout the New Labour years, with steady growth and low inflation, most of the country grew richer. Growth since 1997, at 2.8 per cent per year, was above the post-war average, GDP per head was above that of France and Germany and the country had the second lowest jobless figures in the EU. The number of people in work increased by 2.4 million. Incomes grew, in real terms, by about a fifth. Pensions were in trouble, but house price inflation soured, so the owners found their properties more than doubling in value and came to think of themselves as prosperous. By 2006 analysts were assessing the disposable wealth of the British at forty thousand pounds per household. However, the wealth was not spread geographically, averaging sixty-eight thousand in the south-east of England, but a little over thirty thousand in Wales and north-east England (see map above). But even in the historically poorer parts of the UK house prices had risen fast, so much so that government plans to bulldoze worthless northern terraces had to be abandoned when they started to regain value. Cheap mortgages, easy borrowing and high property prices meant that millions of people felt far better off, despite the overall rise in the tax burden. Cheap air travel gave the British opportunities for easy travel both to traditional resorts and also to every part of the European continent. British expatriates were able to buy properties across the French countryside and in southern Spain. Some even began to commute weekly to jobs in London or Manchester from Mediterranean villas, and regional airports boomed as a result.

The internet, also known as the ‘World-Wide Web’, which was ‘invented’ by the British computer scientist Tim Berners-Lee at the end of 1989 (pictured right in 2014), was advancing from the colleges and institutions into everyday life by the mid- ‘noughties’. It first began to attract popular interest in the mid-nineties: Britain’s first internet café and magazine, reviewing a few hundred early websites, were both launched in 1994. The following year saw the beginning of internet shopping as a major pastime, with both ‘eBay’ and ‘Amazon’ arriving, though to begin with they only attracted tiny numbers of people.

But the introduction of new forms of mail-order and ‘click and collect’ shopping quickly attracted significant adherents from different ‘demographics’.  The growth of the internet led to a feeling of optimism, despite warnings that the whole digital world would collapse because of the inability of computers to cope with the last two digits in the year ‘2000’, which were taken seriously at the time. In fact, the ‘dot-com’ bubble was burst by its own excessive expansion, as with any bubble, and following a pause and a lot of ruined dreams, the ‘new economy’ roared on again. By 2000, according to the Office of National Statistics (ONS), around forty per cent of Britons had accessed the internet at some time. Three years later, nearly half of British homes were ‘online’. By 2004, the spread of ‘broadband’ connections had brought a new mass market in ‘downloading’ music and video. By 2006, three-quarters of British children had internet access at home.

Simultaneously, the rich of America, Europe and Russia began buying up parts of London, and then other ‘attractive’ parts of the country, including Edinburgh, the Scottish Highlands, Yorkshire and Cornwall. ‘Executive housing’ with pebbled driveways, brick facing and dormer windows, was growing across farmland and by rivers with no thought of flood-plain constraints. Parts of the country far from London, such as the English south-west and Yorkshire, enjoyed a ripple of wealth that pushed their house prices to unheard-of levels. From Leith to Gateshead, Belfast to Cardiff Bay, once-derelict shorefront areas were transformed. The nineteenth-century buildings in the Albert Dock in Liverpool (above) now house a maritime museum, an art gallery, shopping centre and television studio. It has also become a tourist attraction. For all the problems and disappointments, and the longer-term problems with their financing, new schools and public buildings sprang up – new museums, galleries, vast shopping complexes (see below), corporate headquarters in a biomorphic architecture of glass and steel, more imaginative and better-looking than their predecessors from the dreary age of concrete.

Supermarket chains exercised huge market power, offering cheap meat and dairy products into almost everyone’s budgets. Factory-made ready-meals were transported and imported by the new global air freight market and refrigerated trucks and lorries moving freely across a Europe shorn of internal barriers. Out-of-season fruit and vegetables, fish from the Pacific, exotic foods of all kinds and freshly cut flowers appeared in superstores everywhere. Hardly anyone was out of reach of a ‘Tesco’, a ‘Morrison’s’, a ‘Sainsbury’s’ or an ‘Asda’. By the mid-noughties, the four supermarket giants owned more than 1,500 superstores throughout the UK. They spread the consumption of goods that in the eighties and nineties had seemed like luxuries. Students had to take out loans in order to go to university but were far more likely to do so than previous generations, as well as to travel more widely on a ‘gap’ year, not just to study or work abroad.

Those ‘Left Behind’ – Poverty, Pensions & Public Order:

Materially, for the majority of people, this was, to use Marr’s term, a ‘golden age’, which perhaps helps to explain both why earlier real anger about earlier pension decisions and stealth taxes did not translate into anti-Labour voting in successive general elections. The irony is that in pleasing ‘Middle Englanders’, the Blair-Brown government lost contact with traditional Labour voters, especially in the North of Britain, who did not benefit from these ‘golden years’ to the same extent. Gordon Brown, from the first, made much of New Labour’s anti-poverty agenda, and especially child poverty. Since the launch of the Child Poverty Action Group, this latter problem had become particularly emotive. Labour policies took a million children out of relative poverty between 1997 and 2004, though the numbers rose again later. Brown’s emphasis was on the working poor and the virtue of work. So his major innovations were the national minimum wage, the ‘New Deal’ for the young unemployed, and the working families’ tax credit, as well as tax credits aimed at children. There was also a minimum income guarantee and a later pension credit, for poorer pensioners.

The minimum wage was first set at three pounds sixty an hour, rising year by year. In 2006 it was 5.35 an hour. Because the figures were low, it did not destroy the two million jobs as the Tories claimed it would. Neither did it produce higher inflation; employment continued to grow while inflation remained low. It even seemed to have cut red tape. By the mid-noughties, the minimum wage covered two million people, the majority of them women. Because it was updated ahead of rises in inflation rates, the wages of the poor also rose faster. It was so successful that even the Tories were forced to embrace it ahead of the 2005 election. The New Deal was funded by a windfall tax on privatised utility companies, and by 2000 Blair said it had helped a quarter of a million young people back into work, and it was being claimed as a major factor in lower rates of unemployment as late as 2005. But the National Audit Office, looking back on its effect in the first parliament, reckoned the number of under twenty-five-year-olds helped into real jobs was as low as 25,000, at a cost per person of eight thousand pounds. A second initiative was targeted at the babies and toddlers of the most deprived families. ‘Sure Start’ was meant to bring mothers together in family centres across Britain – 3,500 were planned for 2010, ten years after the scheme had been launched – and to help them to become more effective parents. However, some of the most deprived families failed to show up. As Andrew Marr wrote, back in 2007:

Poverty is hard to define, easy to smell. In a country like Britain, it is mostly relative. Though there are a few thousand people living rough or who genuinely do not have enough to keep them decently alive, and many more pensioners frightened of how they will pay for heating, the greater number of poor are those left behind the general material improvement in life. This is measured by income compared to the average and by this yardstick in 1997 there were three to four million children living in households of relative poverty, triple the number in 1979. This does not mean they were physically worse off than the children of the late seventies, since the country generally became much richer. But human happiness relates to how we see ourselves relative to those around us, so it was certainly real. 

The Tories, now under new management in the shape of a media-marketing executive and old Etonian, David Cameron, also declared that they believed in this concept of relative poverty. After all, it was on their watch, during the Thatcher and Major governments, that it had tripled, which is why it was only towards the end of the New Labour governments that they could accept the definition of the left-of-centre Guardian columnist, Polly Toynbee. A world of ‘black economy’ work also remained below the minimum wage, in private care homes, where migrant servants were exploited, and in other nooks and crannies. Some 336,000 jobs remained on ‘poverty pay’ rates. Yet ‘redistribution of wealth’, a socialist phrase which had become unfashionable under New Labour lest it should scare away middle Englanders, was stronger in Brown’s Britain than in other major industrialised nations. Despite the growth of the super-rich, many of whom were immigrants anyway, overall equality increased in these years. One factor in this was the return to the means-testing of benefits, particularly for pensioners and through the working families’ tax credit, subsequently divided into a child tax credit and a working tax credit. This was a U-turn by Gordon Brown, who had opposed means-testing when in Opposition. As Chancellor, he concluded that if he was to direct scarce resources at those in real poverty, he had little choice.

Apart from the demoralising effect it had on pensioners, the other drawback to means-testing was that a huge bureaucracy was needed to track people’s earnings and to try to establish exactly what they should be getting in benefits. Billions were overpaid and as people did better and earned more from more stable employment, they then found themselves facing huge demands to hand back the money they had already spent. Thousands of extra civil servants were needed to deal with the subsequent complaints and the scheme became extremely expensive to administer. There were also controversial drives to oblige more disabled people back to work, and the ‘socially excluded’ were confronted by a range of initiatives designed to make them more middle class. Compared with Mrs Thatcher’s Victorian Values and Mr Major’s Back to Basics campaigns, Labour was supposed to be non-judgemental about individual behaviour. But a form of moralism did begin to reassert itself. Parenting classes were sometimes mandated through the courts and for the minority who made life hell for their neighbours on housing estates, Labour introduced the Anti-Social Behaviour Order (‘Asbo’). These were first given out in 1998, granted by magistrates to either the police or the local council. It became a criminal offence to break the curfew or other sanction, which could be highly specific. Asbos could be given out for swearing at others in the street, harassing passers-by, vandalism, making too much noise, graffiti, organising ‘raves’, flyposting, taking drugs, sniffing glue, joyriding, prostitution, hitting people and drinking in public.

Although they served a useful purpose in many cases, there were fears that for the really rough elements in society and their tough children they became a badge of honour. Since breaking an Asbo could result in an automatic prison sentence, people were sent to jail for crimes that had not warranted this before. But as they were refined in use and strengthened, they became more effective and routine. By 2007, seven and a half thousand had been given out in England and Wales alone and Scotland had introduced its own version in 2004. Some civil liberties campaigners saw this development as part of a wider authoritarian and surveillance agenda which also led to the widespread use of CCTV (Closed Circuit Television) cameras by the police and private security guards, especially in town centres (see above). Also in 2007, it was estimated that the British were being observed and recorded by 4.2 million such cameras. That amounted to one camera for every fourteen people, a higher ratio than for any other country in the world, with the possible exception of China. In addition, the number of mobile phones was already equivalent to the number of people in Britain. With global satellite positioning chips (GPS) these could show exactly where their users were and the use of such systems in cars and even out on the moors meant that Britons were losing their age-old prowess for map-reading.

The ‘Seven Seven’ Bombings – The Home-grown ‘Jihadis’:

Despite these increasing means of mass surveillance, Britain’s cities have remained vulnerable to terrorist attacks, more recently by so-called ‘Islamic terrorists’ rather than by the Provisional IRA, who abandoned their bombing campaign in 1998. On 7 July 2005, at rush-hour, four young Muslim men from West Yorkshire and Buckinghamshire, murdered fifty-two people and injured 770 others by blowing themselves up on London Underground trains and on a London bus. The report into this worst such attack in Britain later concluded that they were not part of an al Qaeda cell, though two of them had visited camps in Pakistan, and that the rucksack bombs had been constructed at the cost of a few hundred pounds. Despite the government’s insistence that the war in Iraq had not made Britain more of a target for terrorism, the Home Office investigation asserted that the four had been motivated, in part at least, by ‘British foreign policy’.

They had picked up the information they needed for the attack from the internet. It was a particularly grotesque attack, because of the terrifying and bloody conditions in the underground tunnels and it vividly reminded the country that it was as much a target as the United States or Spain. Indeed, the long-standing and intimate relationship between Great Britain and Pakistan, with constant and heavy air traffic between them, provoked fears that the British would prove uniquely vulnerable. Tony Blair heard of the attack at the most poignant time, just following London’s great success in winning the bid to host the 2012 Olympic Games (see above). The ‘Seven Seven’ bombings are unlikely to have been stopped by CCTV surveillance, of which there was plenty at the tube stations, nor by ID cards (which had recently been under discussion), since the killers were British subjects, nor by financial surveillance, since little money was involved and the materials were paid for in cash. Even better intelligence might have helped, but the Security Services, both ‘MI5’ and ‘MI6’ as they are known, were already in receipt of huge increases in their budgets, as they were in the process of tracking down other murderous cells. In 2005, police arrested suspects in Birmingham, High Wycombe and Walthamstow, in east London, believing there was a plot to blow up as many as ten passenger aircraft over the Atlantic.

After many years of allowing dissident clerics and activists from the Middle East asylum in London, Britain had more than its share of inflammatory and dangerous extremists, who admired al Qaeda and preached violent jihad. Once 11 September 2001 had changed the climate, new laws were introduced to allow the detention without trial of foreigners suspected of being involved in supporting or fomenting terrorism. They could not be deported because human rights legislation forbade sending back anyone to countries where they might face torture. Seventeen were picked up and held at Belmarsh high-security prison. But in December 2004, the House of Lords ruled that these detentions were discriminatory and disproportionate, and therefore illegal. Five weeks later, the Home Secretary Charles Clarke hit back with ‘control orders’ to limit the movement of men he could not prosecute or deport. These orders would also be used against home-grown terror suspects. A month later, in February 2005, sixty Labour MPs rebelled against these powers too, and the government only narrowly survived the vote. In April 2006 a judge ruled that the control orders were an affront to justice because they gave the Home Secretary, a politician, too much power. Two months later, the same judge ruled that curfew orders of eighteen hours per day on six Iraqis were a deprivation of liberty and also illegal. The new Home Secretary, John Reid, lost his appeal and had to loosen the orders.

Britain found itself in a struggle between its old laws and liberties and a new, borderless world in which the hallowed principles of ‘habeas corpus’, free speech, a presumption of innocence, asylum, the right of British subjects to travel freely in their own country without identifying papers, and the sanctity of homes in which the law-abiding lived were all coming under increasing jeopardy. The new political powers seemed to government ministers the least that they needed to deal with a threat that might last for another thirty years in order, paradoxically, to secure Britain’s liberties for the long-term beyond that. They were sure that most British people agreed, and that the judiciary, media, civil rights campaigners and elected politicians who protested were an ultra-liberal minority. Tony Blair, John Reid and Jack Straw were emphatic about this, and it was left to liberal Conservatives and the Liberal Democrats to mount the barricades in defence of civil liberties. Andrew Marr conceded at the time that the New Labour ministers were ‘probably right’. With the benefit of hindsight, others will probably agree. As Gordon Brown eyed the premiership, his rhetoric was similarly tough, but as Blair was forced to turn to the ‘war on terror’ and Iraq, he failed to concentrate enough on domestic policy. By 2005, neither of them could be bothered to disguise their mutual enmity, as pictured above. A gap seemed to open up between Blair’s enthusiasm for market ideas in the reform of health and schools, and Brown’s determination to deliver better lives for the working poor. Brown was also keen on bringing private capital into public services, but there was a difference in emphasis which both men played up. Blair claimed that the New Labour government was best when we are at our boldest. But Brown retorted that it was best when we are Labour. 

Tony Blair’s legacy continued to be paraded on the streets of Britain,

here blaming him and George Bush for the rise of ‘Islamic State’ in Iraq.

Asylum Seekers, EU ‘Guest’ Workers & Immigrants:

One result of the long Iraqi conflict, which President Bush finally declared to be over on 1 May 2003, was the arrival of many Iraqi asylum-seekers in Britain; Kurds, as well as Shiites and Sunnis. This attracted little comment at the time because there had been both Iraqi and Iranian refugees in Britain since the 1970s, especially as students and the fresh influx were only a small part of a much larger migration into the country which changed it fundamentally during the Blair years. This was a multi-lingual migration, including many Poles, some Hungarians and other Eastern Europeans whose countries had joined the EU and its single market in 2004. When the EU expanded Britain decided that, unlike France or Germany, it would not try to delay opening the country to migrant workers. The accession treaties gave nationals from these countries the right to freedom of movement and settlement, and with average earnings three times higher in the UK, this was a benefit which the Eastern Europeans were keen to take advantage of. Some member states, however, exercised their right to ‘derogation’ from the treaties, whereby they would only permit migrant workers to be employed if employers were unable to find a local candidate. In terms of European Union legislation, a derogation or that a member state has opted not to enforce a specific provision in a treaty due to internal circumstances (typically a state of emergency), and to delay full implementation of the treaty for five years. The UK decided not to exercise this option.

There were also sizeable inflows of western Europeans, though these were mostly students, who (somewhat controversially) were also counted in the immigration statistics, and young professionals with multi-national companies. At the same time, there was continued immigration from Africa, the Middle East and Afghanistan, as well as from Russia, Australia, South Africa and North America. In 2005, according to the Office for National Statistics, ‘immigrants’ were arriving to live in Britain at the rate of 1,500 a day. Since Tony Blair had been in power, more than 1.3 million had arrived. By the mid-2000s, English was no longer the first language of half the primary school children in London, and the capital had more than 350 different first languages. Five years later, the same could be said of many towns in Kent and other Eastern counties of England.

The poorer of the new migrant groups were almost entirely unrepresented in politics, but radically changed the sights, sounds and scents of urban Britain, and even some of its market towns. The veiled women of the Muslim world or its more traditionalist Arab, Afghan and Pakistani quarters became common sights on the streets, from Kent to Scotland and across to South Wales. Polish tradesmen, fruit-pickers and factory workers were soon followed by shops owned by Poles or stocking Polish and East European delicacies and selling Polish newspapers and magazines. Even road signs appeared in Polish, though in Kent these were mainly put in place along trucking routes used by Polish drivers, where for many years signs had been in French and German, a recognition of the employment changes in the long-distance haulage industry. Even as far north as Cheshire (see below), these were put in place to help monolingual truckers using trunk roads, rather than local Polish residents, most of whom had enough English to understand such signs either upon arrival or shortly afterwards. Although specialist classes in English had to be laid on in schools and community centres, there was little evidence that the impact of multi-lingual migrants had a long-term impact on local children and wider communities. In fact, schools were soon reporting a positive impact in terms of their attitudes toward learning and in improving general educational standards.

Problems were posed, however, by the operations of people smugglers and criminal gangs. Chinese villagers were involved in a particular tragedy when nineteen of them were caught while cockle-picking in Morecambe Bay by the notorious tides and drowned. Many more were working for ‘gang-masters’ as virtual, in some cases actual ‘slaves’. Russian voices became common on the London Underground, and among prostitutes on the streets. The British Isles found themselves to be ‘islands in the stream’ of international migration, the chosen ‘sceptred isle’ destinations of millions of newcomers. Unlike Germany, Britain was no longer a dominant manufacturing country but had rather become, by the late twentieth century, a popular place to develop digital and financial products and services. Together with the United States and against the Soviet Union, it was determined to preserve a system of representative democracy and the free market. Within the EU, Britain maintained its earlier determination to resist the Franco-German federalist model, with its ‘social chapter’ involving ever tighter controls over international corporations and ever closer political union. Britain had always gone out into the world. Now, increasingly, the world came to Britain, whether poor immigrants, rich corporations or Chinese manufacturers.

Multilingual & Multicultural Britain:

Immigration had always been a constant factor in British life, now it was also a fact of life which Europe and the whole world had to come to terms with. Earlier post-war migrations to Britain had provoked a racialist backlash, riots, the rise of extreme right-wing organisations and a series of new laws aimed at controlling it. New laws had been passed to control both immigration from the Commonwealth and the backlash to it. The later migrations were controversial in different ways. The ‘Windrush’ arrivals from the Caribbean and those from the Indian subcontinent were people who looked different but who spoke the same language and in many ways had had a similar education to that of the ‘native’ British. Many of the later migrants from Eastern Europe looked similar to the white British but shared little by way of a common linguistic and cultural background. However, it’s not entirely true to suggest, as Andrew Marr seems to, that they did not have a shared history. Certainly, through no fault of their own, the Eastern Europeans had been cut off from their western counterparts by their absorption into the Soviet Russian Empire after the Second World War, but in the first half of the century, Poland had helped the British Empire to subdue its greatest rival, Germany, as had most of the peoples of the former Yugoslavia. Even during the Soviet ‘occupation’ of these countries, many of their citizens had found refuge in Britain.

Moreover, by the early 1990s, Britain had already become both a multilingual nation. In 1991, Safder Alladina and Viv Edwards published a book for the Longman Linguistics Library which detailed the Hungarian, Lithuanian, Polish, Ukrainian and Yiddish speech communities of previous generations. Growing up in Birmingham, I certainly heard many Polish, Yiddish, Yugoslav and Greek accents among my neighbours and parents of school friends, at least as often as I heard Welsh, Irish, Caribbean, Indian and Pakistani accents. The Longman book begins with a foreword by Debi Prasanna Pattanayak in which she stated that the Language Census of 1987 had shown that there were 172 different languages spoken by children in the schools of the Inner London Education Authority. In an interesting precursor of the controversy to come, she related how the reaction in many quarters was stunned disbelief, and how one British educationalist had told her that England had become a third world country. She commented:

After believing in the supremacy of English as the universal language, it was difficult to acknowledge that the UK was now one of the greatest immigrant nations of the modern world. It was also hard to see that the current plurality is based on a continuity of heritage. … Britain is on the crossroads. It can take an isolationist stance in relation to its internal cultural environment. It can create a resilient society by trusting its citizens to be British not only in political but in cultural terms. The first road will mean severing dialogue with the many heritages which have made the country fertile. The second road would be working together with cultural harmony for the betterment of the country. Sharing and participation would ensure not only political but cultural democracy. The choice is between mediocrity and creativity.

Language and dialect in the British Isles, showing the linguistic diversity in many English cities by 1991 as a result of Commonwealth immigration as well as the survival and revival of many of the older Celtic languages and dialects of English.

Such ‘liberal’, ‘multi-cultural’ views may be unfashionable now, more than a quarter of a century later, but it is perhaps worth stopping to look back on that cultural crossroads, and on whether we are now back at that same crossroads, or have arrived at another one. By the 1990s, the multilingual setting in which new Englishes evolved had become far more diverse than it had been in the 1940s, due to immigration from the Indian subcontinent, the Caribbean, the Far East, and West and East Africa. The largest of the ‘community languages’ was Punjabi, with over half a million speakers, but there were also substantial communities of Gujurati speakers (perhaps a third of a million) and a hundred thousand Bengali speakers. In some areas, such as East London, public signs and notices recognise this (see below). Bengali-speaking children formed the most recent and largest linguistic minority within the ILEA and because the majority of them had been born in Bangladesh, they were inevitably in the greatest need of language support within the schools. A new level of linguistic and cultural diversity was introduced through Commonwealth immigration.

Birmingham’s booming postwar economy attracted West Indian settlers from Jamaica, Barbados and St Kitts in the 1950s. By 1971, the South Asian and West Indian populations were equal in size and concentrated in the inner city wards of North and Central Birmingham (see the map above).  After the hostility towards New Commonwealth immigrants in some sections of the local White populations in the 1960s and ’70s, they had become more established in cities like Birmingham, where places of worship, ethnic groceries, butchers and, perhaps most significantly, ‘balti’ restaurants, began to proliferate in the 1980s and ’90s. The settlers materially changed the cultural and social life of the city, most of the ‘white’ population believing that these changes were for the better. By 1991, Pakistanis had overtaken West Indians and Indians to become the largest single ethnic minority in Birmingham. The concentration of West Indian and South Asian British people in the inner city areas changed little by the end of the century, though there was an evident flight to the suburbs by Indians. As well as being poorly-paid, the factory work available to South Asian immigrants like the man in a Bradford textile factory below, was unskilled. By the early nineties, the decline of the textile industry over the previous two decades had let to high long-term unemployment in the immigrant communities in the Northern towns, leading to serious social problems.

Nor is it entirely true to suggest that, as referred to above, Caribbean arrivals in Britain faced few linguistic obstacles integrating themselves into British life from the late 1940s to the late 1980s. By the end of these forty years, the British West Indian community had developed its own “patois”, which had a special place as a token of identity. One Jamaican schoolgirl living in London in the late eighties explained the social pressures that frowned on Jamaican English in Jamaica, but which made it almost obligatory in London. She wasn’t allowed to speak Jamaican Creole in front of her parents in Jamaica. When she arrived in Britain and went to school, she naturally tried to fit in by speaking the same patois, but some of her British Caribbean classmates told her that, as a “foreigner”, she should not try to be like them, and should speak only English. But she persevered with the patois and lost her British accent after a year and was accepted by her classmates. But for many Caribbean visitors to Britain, the patois of Brixton and Notting Hill was a stylized form that was not truly Jamaican, not least because British West Indians had come from all parts of the Caribbean. When another British West Indian girl, born in Britain, was taken to visit Jamaica, she found herself being teased about her London patois and told to speak English.

The predicament that still faced the ‘Black British’ in the late eighties and into the nineties was that, for all the rhetoric, they were still not fully accepted by the established ‘White community’. Racism was still an everyday reality for large numbers of British people. There was plenty of evidence of the ways in which Black people were systematically denied access to employment in all sections of the job market.  The fact that a racist calamity like the murder in London of the black teenager Stephen Lawrence could happen in 1993 was a testimony to how little had changed in British society’s inability to face up to racism since the 1950s. As a result, the British-Caribbean population could still not feel itself to be neither fully British. This was the poignant outcome of what the British Black writer Caryl Phillips has called “The Final Passage”, the title of his novel which is narrated in Standard English with the direct speech by the characters rendered in Creole. Phillips migrated to Britain as a baby with his parents in the 1950s, and sums up his linguistic and cultural experience as follows:

“The paradox of my situation is that where most immigrants have to learn a new language, Caribbean immigrants have to learn a new form of the same language. It induces linguistic shizophrenia – you have an identity that mirrors the larger cultural confusion.”

One of his older characters in The Final Passage characterises “England” as a “college for the West Indian”, and, as Philipps himself put it, that is “symptomatic of the colonial situation; the language is divided as well”.  As the “Windrush Scandal”, involving the deportation of British West Indians from the UK has recently shown, this post-colonial “cultural confusion” still ‘colours’ political and institutional attitudes twenty-five years after the death of Stephen Lawrence, leading to discriminatory judgements by officials. This example shows how difficult it is to arrive at some kind of chronological classification of migrations to Britain into the period of economic expansion of the 1950s and 1960s; the asylum-seekers of the 1970s and 1980s; and the EU expansion and integration in the 1990s and the first decades of the 2000s. This approach assumed stereotypical patterns of settlement for the different groups, whereas the reality was much more diverse. Most South Asians, for example, arrived in Britain in the post-war period but they were joining a migration ‘chain’ which had been established at the beginning of the twentieth century. Similarly, most Eastern European migrants arrived in Britain in several quite distinct waves of population movement. This led the authors of the Longman Linguistics book to organise it into geolinguistic areas, as shown in the figure below:

The Poles and Ukrainians of the immediate post-war period, the Hungarians in the 1950s, the Vietnamese refugees in the 1970s and the Tamils in the 1980s, sought asylum in Britain as refugees. In contrast, settlers from India, Pakistan, Bangladesh and the Caribbean, had, in the main come from areas of high unemployment and/or low wages, for economic reasons. It was not possible, even then, to make a simple split between political and economic migrants since, even within the same group, motivations differed through time. The Eastern Europeans who had arrived in Britain since the Second World War had come for a variety of reasons; in many cases, they were joining earlier settlers trying either to escape poverty in the home country or to better their lot. A further important factor in the discussion about the various minority communities in Britain was the pattern of settlement. Some groups were concentrated into a relatively small geographical area which made it possible to develop and maintain strong social networks; others were more dispersed and so found it more difficult to maintain a sense of community. Most Spaniards, Turks and Greeks were found in London, whereas Ukrainians and Poles were scattered throughout the country. In the case of the Poles, the communities outside London were sufficiently large to be able to sustain an active community life; in the case of Ukrainians, however, the small numbers and the dispersed nature of the community made the task of forging a separate linguistic and cultural identity a great deal more difficult.

Groups who had little contact with the home country also faced very real difficulties in retaining their distinct identities. Until 1992, Lithuanians, Latvians, Ukrainians and Estonians were unable to travel freely to their country of origin; neither could they receive visits from family members left behind; until the mid-noughties, there was no possibility of new immigration which would have the effect of revitalizing these communities in Britain. Nonetheless, they showed great resilience in maintaining their ethnic minority, not only through community involvement in the UK but by building links with similar groups in Europe and even in North America. The inevitable consequence of settlement in Britain was a shift from the mother tongue to English. The extent of this shift varied according to individual factors such as the degree of identification with the mother tongue culture; it also depended on group factors such as the size of the community, its degree of self-organisation and the length of time it had been established in Britain. For more recently arrived communities such as the Bangladeshis, the acquisition of English was clearly a more urgent priority than the maintenance of the mother tongue, whereas, for the settled Eastern Europeans, the shift to English was so complete that mother tongue teaching was often a more urgent community priority. There were reports of British-born Ukrainians and Yiddish-speaking Jews who were brought up in predominantly English-speaking homes who were striving to produce an environment in which their children could acquire their ‘heritage’ language.

Blair’s Open Door Policy & EU Freedom of Movement:

During the 1980s and ’90s, under the ‘rubric’ of multiculturalism, a steady stream of immigration into Britain continued, especially from the Indian subcontinent. But an unspoken consensus existed whereby immigration, while always gradually increasing, was controlled. What happened after the Labour Party’s landslide victory in 1997 was a breaking of that consensus, according to Douglas Murray, the author of the recent (2017) book, The Strange Death of Europe. He argues that once in power, Tony Blair’s government oversaw an opening of the borders on a scale unparalleled even in the post-war decades. His government abolished the ‘primary purpose rule’, which had been used as a filter out bogus marriage applications. The borders were opened to anyone deemed essential to the British economy, a definition so broad that it included restaurant workers as ‘skilled labourers’. And as well as opening the door to the rest of the world, they opened the door to the new EU member states after 2004. It was the effects of all of this, and more, that created the picture of the country which was eventually revealed in the 2011 Census, published at the end of 2012.

The numbers of non-EU nationals moving to settle in Britain were expected only to increase from 100,000 a year in 1997 to 170,000 in 2004. In fact, the government’s predictions for the number of new arrivals over the five years 1999-2004 were out by almost a million people. It also failed to anticipate that the UK might also be an attractive destination for people with significantly lower average income levels or without a minimum wage. For these reasons, the number of Eastern European migrants living in Britain rose from 170,000 in 2004 to 1.24 million in 2013. Whether the surge in migration went unnoticed or was officially approved, successive governments did not attempt to restrict it until after the 2015 election, by which time it was too late.

(to be continued)

Former Yugoslavia in Crisis: Views from Beyond the Borders:

The successful conclusion to the prosecution of Ratko Mladic at the International War Crimes Tribunal on the Former Yugoslavia in the Hague last week (22 November 2017) has taken me back in my mind’s eye both to January 2001, when I witnessed some of the evidence being presented at the War Crimes Tribunal during a trip to the Hague, as well as to 1992, when I was on the periphery of the events themselves. In August of that year, I moved back to Hungary with my family, to the beautiful southern cathedral city of Pécs, close to the border with ‘Former Yugoslavia’, which had recently become four borders, with Slovenia in the west, Croatia and the UNPROFOR disputed territory to the south, and Serbia to the east. Pécs is just a few hundred kilometres from the Croatian border with Bosnia-Herzegovina, and yet the scenes shown on British (ITN) television and on networks around the world that August were like those shot on cine-cameras on the liberation of Auschwitz and Dachau nearly half a century earlier: pictures of barbed wire and skeletal figures from the camps run by the Bosnian Serbs at Omarska and Trnopplje. As I sat outside the glass courtroom in the Hague almost a decade later, I had those unforgettable images in my mind as the commandant of one of the camps was listening to the evidence brought against him for his role in what had already been presented to the world as a second Holocaust. That ‘presentation’, of course, was erroneous from the first suggestion that the term could be applied to any events other than the original ones.

Yet, not all was as it seemed from those pictures. Somehow along the way, the reservations of the ITN team which had filmed the camps were cast aside. The ITN reporters had been careful not to make an analogy with the Nazi concentration camps, but others did in their own voice-overs and commentaries. The skeletal figures shown weren’t inside the barbed wire, for instance, but outside it. The wire was old and ran around a small enclosure, and the cameraman got behind it to shoot the scene. There was also a famine-like food shortage at that time and place, which meant that everyone in the locality was starving. The most skeletal of all the prisoners shown, Fikrit Alic, was just as thin weeks after his release. ITN’s reporting was accurate, but the pictures seemed to speak for themselves. They caused a sensation in the United States, forcing the Executive there to act.

In October 1992, the United States announced that it would contribute an additional $900,000 to the UN High Commissioner for Refugees to support refugees from the former Yugoslavia who were in Hungary. Many of these were Hungarian-speakers from the Vojvodina province in the disputed area between Croatia and Serbia. I remember a former English teacher from the town of Osziek who was also fluent in German, in addition to her ‘native’ languages of Hungarian and Croatian. Not qualified to teach in Hungary, she had found employment in a travel agency, where her multi-lingual abilities were put to good use in a time before people began to make their travel and accommodation arrangements online. My work involved placing and supporting teachers from the UK in various towns and villages throughout Baranya, the county surrounding and including the city of Pécs, including Harkány, Siklós and Mohács, along the southern borders. Driving between them and visiting even more remote villages, I was struck by the lack of any development in a long belt of land, due to the constant threat of conflict between Yugoslavia and the Warsaw Pact which had been one of the untold stories of the Cold War. More recently, during the brief but fierce war between the Serbs and Croats in 1991, stray mortars had landed on or near some of these villages. The most serious incident of this kind was when a bomb fell on the town of Barcs but fortunately did not explode. In total, the borderline between Hungary and the former Yugoslavia stretched over six hundred kilometres. Legislators and executive authorities, both national and local, were faced with adjusting to a significant security crisis to the south of this border at a time when they had just embarked upon a path of civilian democratic development, in which I played a modest part between 1992 and 1996. They could ill afford for the newly-independent central European states to be dragged back into another Balkan Crisis like that of a century before.

The intensity of this crisis had caught Western Europe and the United States unprepared. These regional powers were already hardly coping with the swift changes that were taking place following the dissolution of the Warsaw Pact, so that they were even less equipped to cope with the internal tensions and conflicts related to the creation of new nation states. A multitude of small and medium-intensity armed conflicts differing in character from the conflicts previously known emerged in Bosnia-Herzegovina from the autumn of 1990, and even more violently from July 1991. Neither the United Nations, nor the European Union, and not even the Conference on Security and Co-operation in Europe, proved capable of coping with the crisis. There was general agreement among the Hungarian political élite, both at a national and local level, that the only real means of breaking away from a disintegrating central-eastern European region was by gaining access to the integrating West. The reunification of Germany, although not a template for the rest of central-eastern Europe, proved that the institutional anchoring of a former member of the Warsaw Pact within the NATO alliance was possible.

By the Spring of 1992, the actual warfare had shifted considerably further south of the Hungarian border, to the territories which had only recently become known as Bosnia-Herzegovina. But with the intensification of the civil conflict came an intensification of ‘western’ involvement, and of Hungary’s strategic role within it. At the end of October, with the permission of the Hungarian Government of József Antall, AWACS reconnaissance aircraft, under NATO command, began flying missions from Hungarian airspace to monitor the no-fly zone over Bosnia-Herzegovina. Throughout this period, UNPROFOR convoys of blue-helmeted troops were a common sight on the roads through the city, headed towards the borders with humanitarian aid and supplies for the peace-keeping operation. The Hungarians quickly realised the necessity of replacing their membership of the Warsaw Pact with a collective security system based on NATO. As a country neighbouring the Balkan region, which had turned into a hotbed of crisis, Hungary was already experiencing the economic and political implications of that crisis directly, not to speak of the danger, felt to be very real at the time, of a territorial spillover of the hostilities. Neutrality was not a viable alternative for a people living in the centre of Europe, since risks existed irrespective of the independent status of their country, and by their nature, these risks did not halt at national borders. Following its own peaceful transition to independence in 1989, Hungary had begun to develop its own external relations with five neighbouring countries as one of the smallest countries in the region, but by the mid-nineties, five out of its seven neighbours had a statehood younger than its own, and Hungary had become one of the medium-size leaders in the region.

In both the regional and international contexts, second-rate journalism was bound to be commonplace. Editors wanted from their reporters what other editors were getting from theirs. The hunt was on for Nazi-style atrocities, and several reporters won major awards for revealing them, even though their sources were questioned afterwards. Atrocities certainly took place, and more were carried out by the Bosnian Serbs than by anyone else, but a climate began to be created in which it became very hard to understand what was really going on, because everything came to be seen through the filter of the Holocaust. As a result, and as the war ‘progressed’, there were stories about extermination centres and mass rape camps, as if the Bosnian Serbs were capable of a level of organisation akin to that of the Third Reich. The fact that they were believed meant that the Bosnian Crisis began to monopolise the foreign policy of the major Western powers in a manner in which the three two previous Yugoslav crises did not.

What was the Bosnian War?: A Chronology of the Conflicts:

The Bosnian War was an international armed conflict that took place in Bosnia and Herzegovina between 1992 and 1995. The war was part of the breakup of Yugoslavia. Following the Slovenian and Croatian secessions from the Socialist Federal Republic of Yugoslavia in 1991, the multi-ethnic Socialist Republic of Bosnia and Herzegovina – which was inhabited by mainly Muslim Bosniaks (44 percent), as well as Orthodox Serbs (32.5 percent) and Catholic Croats (17 percent) – passed a referendum for independence on 29 February 1992. This was rejected by the political representatives of the Bosnian Serbs, who had boycotted the referendum.

Following a number of violent incidents in early 1992, the war is commonly viewed as having started on 6 April 1992. However, there is still debate over the start date of the war. Clashes between Bosnian Muslims, Serbs and Croats started in late February 1992. Following Bosnia and Herzegovina’s declaration of independence (which gained international recognition), the Bosnian Serbs, led by Radovan Karadžić and supported by the Serbian government of Slobodan Milošević and the Yugoslav People’s Army (JNA), mobilised their forces inside Bosnia and Herzegovina in order to secure ethnic Serb territory. War soon spread across the country, accompanied by ethnic cleansing.

Nevertheless, Serbs consider the Sarajevo wedding shooting, when a groom’s father was killed on the second day of the Bosnian independence referendum, 1 March 1992, to have been the first incident of the war. The Sijekovac killings of Serbs took place on 26 March and led to the Bijeljina massacre (of mostly Bosniaks) on 1–2 April. On April 5, when a huge crowd approached a barricade, a demonstrator was killed by Serb forces, and it was widely reported that full-scale hostilities had broken out by 6 April. This was the same day that the United States and the European Community (EC)  recognised Bosnia and Herzegovina. Although BBC correspondent Misha Glenny gives a date of 22 March as the starting point, Philip Hammond, then a junior minister at the Foreign Office and currently the British Chancellor of the Exchequer, claims that the most common view is that the war started on 6 April 1992. It ended on 14 December 1995.

The main belligerents were the forces of the Republic of Bosnia and Herzegovina and those of the self-proclaimed Bosnian Serb and Bosnian Croat entities within Bosnia and Herzegovina, Republika Srpska and Herzeg-Bosnia, which were led and supplied by Serbia and Croatia, respectively. The conflict was initially between the Yugoslav Army units in Bosnia which later transformed into the Army of Republika Srpska (VRS) on the one side, and the Army of the Republic of Bosnia and Herzegovina (ARBiH) which was largely composed of Bosniaks, and the Croat forces in the Croatian Defence Council (HVO) on the other side. However, tensions between Croats and Bosniaks increased throughout late 1992 and in 1993 the war evolved into a three-cornered conflict between the three armies.

Ethnic map of Bosnia and Herzegovina in 1991
  Bosniaks (Green)   Serbs (Blue)   Croats (Gold)

From the very beginning, it was accompanied by war crimes against civilians and acts of ethnic cleansing on all sides, which became, on the Serbian side, an attempted genocide against ethnic Bosniak populations, as demonstrated in the trials at the International War Crimes Tribunal for Yugoslavia at the Hague. However, the first atrocity following the outbreak of war occurred when, on 21 June 1992, Bosniak forces entered the Bosnian Serb village of Ratkovići near Srebrenica and murdered 24 Serb civilians.

In the same month, UNPROFOR, originally deployed in Croatia, had its mandate extended into Bosnia and Herzegovina, initially to protect the Sarajevo International Airport. In September, its role was expanded still further in order to protect humanitarian aid and assist relief delivery in the whole Bosnia and Herzegovina, as well as to help protect civilian refugees when required to do so by the Red Cross.

On 4 August 1992, the IV Knight Motorised Brigade of the ARBiH attempted to break through the circle surrounding Sarajevo, and a fierce battle ensued between the ARBiH and the VRS in and around the damaged FAMOS factory in the suburb of Hrasnica. The VRS repelled the attack but failed to take Hrasnica in a decisive counterattack. On 12 August 1992, the name of the Serbian Republic of Bosnia and Herzegovina was changed to Republika Srpska (RS).

By November 1992, 400 square miles of eastern Bosnia was under Bosniak control. On 21 July 1992, the Agreement on Friendship and Cooperation had been signed by Tuđman, the Croat President, and Izetbegović, for the Bosniaks, establishing a military cooperation between the two armies. At a session held on 6 August, the Bosnian Presidency had accepted HVO as an integral part of the Bosnian armed forces. Despite this, the Croat–Bosniak alliance was often far from harmonious. The existence of two parallel commands caused problems in coordinating the two armies against the VRS.  Tensions steadily increased throughout the 2nd half of 1992 and on 18 October, a dispute over a gas station near Novi Travnik that was shared by both armies escalated into an armed conflict in the town centre. The situation worsened after HVO Commander Ivica Stojak was killed near Travnik on 20 October. On the same day, fighting escalated on an ARBiH roadblock set on the main road through the Lašva Valley. Spontaneous clashes spread throughout the region, resulting in almost fifty casualties until a ceasefire was negotiated by the UNPROFOR on 21 October. However, on 23 October, a major battle between the ARBiH and the HVO started in the town of Prozor in northern Herzegovina and resulted in an HVO victory.

The Serbian forces were not slow in taking advantage of these divisions. On 29 October, the VRS captured Jajce although the town had been jointly defended by the HVO and the ARBiH. The lack of cooperation between the ‘allied’ forces, combined with an advantage in troop size and firepower for the VRS, led to the fall of the town. Croat refugees from Jajce fled to Herzegovina and Croatia, while around 20,000 Bosniak refugees settled in Travnik, Novi Travnik, Vitez, Busovača, and villages near Zenica. Despite the October confrontations, and with each side blaming the other for the fall of Jajce, there were no large-scale clashes and a general military alliance was still in effect. Tuđman and Izetbegović met in Zagreb on 1 November 1992 and agreed to establish a Joint Command of HVO and ARBiH.

Above: The executive council building burns after being hit by artillery fire in Sarajevo May 1992; Ratko Mladić with Army of Republika Srpska officers; a Norwegian UN soldier in Sarajevo.

Who killed Sarajevo?:

John Simpson, BBC correspondent and (in 1992) a journalist at The Spectator magazine, first went to Bosnia in December 1992. On arrival in Sarajevo, he decided he would use an approach to reporting which had served him well in the past: the night walk. He had taken long walks after dark in Tehran, Baghdad and other weird places, writing about them for the Guardian. Why not, then, in Sarajevo? Despite much advice to the contrary. he decided to walk back to the Holiday Inn where he was staying from the television station from where they sent their material by satellite. As he walked, he began to think that he should have accepted his colleague’s advice:

I was in a world of utter darkness, loneliness and cold, and it was clear to me directly the glass door of the shattered building swung laxily closed behind me that I had made a terrible mistake. There was no sound except for the grumbling of artillery on Mount Igman and Zuc Hill, a few miles away, and no light except for the occasional distant magnesium flares, which gave a blueish tinge to the skyline, like the fingernails of a corpse. The besieged city was dead, and sprawled around me abandoned. Not a window glowed in the huge blocks of flats which lay along the line of the main avenue. No street lamp was left standing. The snow itself barely glimmered in the darkness.

Simpson’s colleagues had headed off in their armoured vehicle, having failed to persuade him to go with them. He made his way down the front steps of the television station. It had taken a lot of hits, and every step was difficult. He made his way gingerly to the main street, which he had only seen from the safety of the vehicle before. Under Tito this had been named The Boulevard of ‘something empty and pompous’, but it had been renamed Sniper Alley since the beginning of the war.  Every intersection along its course was dangerous and in the daytime, those who couldn’t avoid crossing did the nervous, stuttering dash for which the journalists also had a name: the Sarajevo shuffle. The snipers were holed up in buildings which lay a hundred yards or so back from the southern side of the road, the right-hand side, as he walked in the direction of the Holiday Inn:

Within thirty seconds the cold had worked its way through my protective clothing. Protective in a double sense. I had put on the whole armour of Messrs Tetranike, complete with the latest ceramic plates to the chest and the back. It bound my ribs and stomach like a Victorian corset. Usually I hated it. Not now; it gave me warmth and the feeling that even if something struck me I might live. I especially didn’t want to die in this loneliness and dark.

Later in his sojourn, he got into trouble with the BBC when he told them he had given up wearing his flak-jacket. He was embarrassed to walk among the people in the streets who had no such protection against the shells and snipers’ bullets. Kalashnikov rifles were trained on every crossing along the road. Cars raced across the intersections as bullets cracked, but the echoes from the vast, smashed, empty buildings of Tito’s dream deflected the sound so that it was impossible to tell the direction of the firing. The buildings weren’t entirely empty as some had windows left in them. lit by candles and the sounds of the last inhabitants coming from within:

Who killed Sarajevo? I mused as I left the little flicker of life behind me.

Slobodan Milosevic, the President of Serbia, whose ambitious, angry nationalism had broken up the Yugoslav Federation in 1991 and led to three ferocious wars of liberation, complete with the horrors of ethnic cleansing?

Radavan Karadzic, the ludicrous Bosnian Serb leader, with his mane of greying hair and the psychiatrist’s diploma on his office wall?

Ratko Mladic, the psychopath who could have been his patient but was his military commander instead, playing him off against Milosevic?

The predominantly Muslim government of Bosnia, decent enough in its way, which had insisted on holding a referendum on independence and had given the Bosnian Serbs the excuse they needed to attack?

Tito, who had bottled up the vicious nationalistic passions of a century and insisted that nothing but Yugoslavism existed? The Germans, who unwisely recognised the independence of their friends the Croats and so helped to spark off the fighting?

Britain and France, united only in their determination to avoid getting involved in a shooting war? The United States, which liked to criticise everyone else but refused to stir from its own sloth?

It doesn’t really matter, I thought, as I headed towards the first sniper intersection; but people in a state of advanced despair need someone to blame, and most of the candidates were too vague or too distant to qualify. Only the United Nations, driving round the streets in the daytime in its large white vehicles, was on hand for everyone to see and revile. 

On reaching the pavement on the other side of the road and came to a line of burned and looted shops, there was a crack from a high-velocity rifle nearby. Something slammed into the concrete above his head and, as he ran along, bent double, there was another crack even closer to him. He sprawled on the pavement. After a while without hearing more shots, he got up and began walking again. There was the distant sound of artillery and an upward rush of rockets from a mile away. In a minute or so, he was alongside the white wall which marked the museum dedicated to Tito’s socialist revolution. The building was burnt out and empty. The Holiday Inn was just ahead of him.

A Tale of Two Christmases and two Cities under Siege:

John Simpson spent a lot of time in Sarajevo during the war, but Martin Bell had established himself as the resident BBC correspondent in the former Yugoslavia. So Simpson had spent much of his time up to Advent and Christmas 1992 doing other things while the series of ugly little wars had erupted. He had always enjoyed working over Christmas and New Year. The audience for the news bulletins was huge between watching the Queen, Christmas pudding and the family blockbuster shows and dramas. On Christmas morning, 25th, his crew drove into Sarajevo in a fleet of aid lorries manned by volunteers, unemployed drivers from his own home county of Suffolk. It was a terrible drive through smashed tanks, wrecked cars, burned and ruined houses. It wasn’t the most damaged city he had seen, but it was the most miserable. The lorries, probably the same ones I had seen in convoys leaving southern Hungary, were bringing flour to the last bakery operating in Sarajevo, though what the bakers needed most of all was fuel for their ovens. They filmed the last loaf coming off the conveyor belt, and then the bakery closing down.

The Holiday Inn, the only hotel left operating, was a hideous construction of concrete and yellow plastic facing, standing at the end of the motorway leading to the older part of the city. It had been hit many times by shells and mortars, and the upper floors were closed, as were the rooms at the front. They looked out on a Jewish cemetery a few hundred yards away on the opposite hillside, marking the Bosnian Serb front line. They parked their armoured Land Rover, brought in by the BBC, behind the hotel, and worked their way nervously around the outside of the building. The big plate-glass windows on the ground floor had been smashed and replaced with thin clear plastic sheets. Inside, the hotel was dark and very cold. It had been in an ‘atrium’ style, with a large, open space, bigger than the Centre Court at Wimbledon.

The reception staff huddled together in a small room, around a stove which ran on bottled gas, wearing overcoats and gloves. Simpson and his crew were given rooms on the fourth floor. His crew consisted of a producer, a sound recordist and a huge South African cameraman. They were not made to feel particularly welcome by those already resident on the floors below. These included Christiane Amanpour from CNN and John Burns from the New York Times, but the rest were mostly young ‘daredevils’ who had arrived there early on in the war, attracted by the danger and hired by better-known news organisations who couldn’t get more famous reporters to go there. The temperature inside their rooms was indistinguishable from that outside which, within a day or so of their arrival, had dropped to minus nineteen degrees centigrade. The windows had long since been blown in, so there was nothing between the curtains and the outside world except for a single thin sheet of clear plastic. There was no electricity and no water. Simpson describes the lengths he had to go to in order to take a bath after three weeks, and how for days he would wear the same things, day and night, only removing his boots to get into his sleeping bag. He describes the night of the first winter snowfall on 27 December:

The city lost what little colour it still had. A sky as grey as a dirty handkerchief hung over the patchy white of fields and parks from which the trees had long been stripped for firewood. The misery grew much worse. Thanks to the United Nations, no one was starving. No one, that is, that you hears about. Anything could be happening behind the broken windows and tattered curtains in the darkness of thousand blocks of socialistic blocks and Austro-Hungarian stuccoed buildings. 

Life for most people in Sarajevo was so dreadful it was hard to understand how they could remain law-abiding and relatively decent to one another. A university professor I knew kept himself and his wife alive by burning his books… he offered some to a neighbour… Yet in this Hobbesian existence people didn’t savage each other for scraps of food, they behaved as if there were still rules which had to be obeyed. They presented themselves at distribution centres where the UN food was parcelled out, and accepted their inadequate ration without complaint; even though the Bosnian government bureaucrats skimmed off large quantities for their own families’ use.

For most people, the worst thing was not so much the privation as the risk of sudden death. The city was running out of space for graves faster than it was running out of everything else. One young man told them to stop filming a line of shivering people queuing at one of the few water-pumps in the old city centre, outside a disused brewery. He believed that the Bosnian Serbs would watch their pictures and know where to aim in order to cause maximum casualties. It was difficult for people to come to terms with the idea that the violence had no pattern to it, that it was utterly random. A peasant woman in her late forties could only carry a couple of small orange-juice containers the two miles back to her home. Her heart was bad, she explained. Her husband was dead, her mother had died of her wounds after being shot by a sniper.

On that morning of the first snow, the BBC crew went to an old people’s home not far from the airport. The building lay on the Serbs’ front line. It was extremely difficult to get there along a narrow lane blocked off with wooden screens which hid them from the Bosnian government snipers. A Serbian tank was parked in the hedgerow, its gun pointing at positions only two hundred yards away. The home had once cared for two hundred and fifty patients, most of them from the Yugoslav haute bourgeoisie. It had had a staff of a hundred doctors, nurses and domestics. There were bullet holes in nearly all the windows, and large portions of the building had been rendered uninhabitable by shell-fire. A UN armoured car stood outside, and a couple of French soldiers were chopping wood next to it. There were still a hundred and twenty old people in the home, although over the previous four nights eight of them had died of cold, and only six staff remained to look after them. One of them was a Serb woman, jolly and hard-working. She and her bird-like Muslim colleague were overwhelmed by their task of caring for the incontinent, bed-ridden patients. They could only heat one room per floor, and everyone who could walk there huddled inside. The rest stayed in bed, slowly dying.

One of these patients, a ninety-four-year-old man, declared proudly that he had been born in Sarajevo, where he had lived all his life, and that he would now die there. Simpson reflected that he would have been sixteen at the time of the Archduke Ferdinand’s assassination in 1914. The wars that Gavrilo Princip’s action had precipitated had killed at least a hundred thousand lives in one way or another, and had led directly to the ascendancy of Marxism-Leninism and Nazism as dominant ideologies. Even this nasty little siege in the same city was a distant ripple of the shots fired by Princip; an old man who remembered the moment was waiting to die of cold and exposure as a result. Outside, the French soldiers had left in their APC, and an old man in his late seventies was finishing the job of chopping wood they had left. Simpson interviewed him:

Transcript of report on 9.40 news, 27.12.92

JS: Without his efforts, there will be no heating for the old people’s home for the rest of today and tonight.

Old man: I like to do it. I’m the only one left here who can do it now. They need me.

The old was the only patient still fit enough to chop wood for the furnace. A couple of hours later, he was shot dead by a Bosnian government sniper from close range. The bullet entered his head exactly between the eyes; a copybook killing. There can have been no mistake about it, no thought that he might have been a Serb soldier.

The longer John Simpson spent in Sarajevo, the more he decided that the proper distinction was not between constitutional rights and wrongs, nor between taking pro-Bosnian and pro-Serb positions, western journalists instinctively and invariably taking the former. The real distinction was between the powerful and the powerless. He was shocked to discover, for example, that the reason Sarajevo had neither water nor electricity was that the Bosnian government wouldn’t allow the UN to repair the electricity sub-stations just outside the city. There were various legitimate tactical reasons behind this, not least that the repaired sub-stations would also supply power to a Bosnian Serb weapons factory. But there was more to it than that, Simpson commented. The Bosnian government, lacking the military strength of the Serbs, regarded international opinion as their chief weapon. The more the Western press based in the Holiday Inn reported on the savage horrors of the siege, the more likely it was that the British, French and Americans would intervene on their side. It was not, therefore, in the interests of President Alija Izetbegovic and his government to ease the suffering of their fellow citizens. Those sufferings, on the contrary, might just be the key to victory.

Much of the reporting from Sarajevo was one-sided, so much so that even the UN forces were regarded as an enemy. The UN’s announcements about the obstructiveness of the Bosnian government was hardly reported in the Western press, and neither was the discovery by UN troops of a group of Serb prisoners who had been held by Bosnian government forces in a large sewage pipe for several weeks, fed once a day by food thrown into them in the darkness and the excrement. Worse atrocities were carried out by Serbs against Muslims, but they were all faithfully reported. On the other hand, when Simpson tried to report the crimes committed by the other side, he was labelled as being pro-Serb:

In fact I was very far from being pro-Serb. It was perfectly clear to me that it was the Bosnian Serbs, with the support of their puppet-master Slobadon Milosovic… who were guilty of the war crimes we saw enacted in front of us. The Bosnian Serbs were undoubtedly the aggressors, and the Bosnian government and its people were equally unquestionably the victims: unprepared for war, peaceable, non-sectarian.

Although the government became increasingly Muslim, and sometimes fiercely so, it still had the support of Croats and Serbs who lived in the city. There were no witch-hunts. Simpson knew of the case of an elderly Serb woman who was taken in by a Muslim family because she had nowhere else to live. She would sometimes get a phone-call from her son after a shelling episode, checking that she was all right. He was manning one of the guns on the mountainside which was firing the shells. The old woman’s Muslim hosts never blamed her for the shelling.

John Simpson reported on the former Yugoslavia for the next three years, but didn’t enjoy it. As he put it,

… I didn’t like the place at all. There was too much extremism, too much hatred, too much cruelty. I liked many individuals, but found each of the population groups – Serbs, Croats and Muslims – equally unattractive. The Serbs, overall, were the least lovable, but I found the international media’s demonization of them outrageous. It was an enormous relief to read the words of my friend and colleague, Nick Gowing of BBC World:

“Some of the strongly anti-Serb reporting in Bosnia is the secret shame of journalism. There is a cancer now which is affecting journalism: it is the unspoken issue of partiality and bias in foreign reporting.”

I am not alone, I thought, when I read that.

There were no good guys. The abandonment of the Muslims of Srbrenica to the murderous General Mladic by the Dutch contingent of the UN was one of the most shameful incidents of my lifetime. 

Simpson was also critical of the other UN contingents, including the Ukrainians, the Egyptians, the French and the Americans. Each had their own agenda and though the British were by far the best soldiers, they played as minimal a part as they could, he thought. The UN allowed the Serbians to maintain their checkpoint on the road to the airport, even though, according to the agreement between them, the Serbs had no right to be there. It was this checkpoint which had caused the city to run out of drinking water in the summer of 1992, because the Serbs wouldn’t allow the UN to bring through oil for the pumping station. This had created a sense of fear among the populace, which was worse than the cold and hunger. This was a sense of fear about not having enough to drink, as their mouths cracked with dryness, and everybody smelled bad because they wanted to conserve what little water they could get for drinking rather than washing. Yet the UN allowed the checkpoint to continue, because if the Serbs were antagonised it would be harder than ever to bring food and medicines into the city. This demonstrated to all, including the Serbs, the weakness of the UN deployment in Sarajevo. The UN also policed the siege in other ways for the Serbs, stopping people from leaving the city, forcibly turning back those they caught trying to escape and preventing private individuals from bringing in food supplies. If only the UN had had the guns to fire a couple of tank rounds here on the day the Serbs had set up the point, how much easier things would have been for the people of Sarajevo, Simpson reflected, as they picked up speed in their UN vehicle towards the airport, looking forward to a UN flight to Croatia or Italy, to real food and even hot water.

On 7 January 1993, Orthodox Christmas Day, 8th Operational Unit of the ARBiH, based in the besieged city of Srebrenica under the command of Naser Orić, attacked the village of Kravica near Bratunac. Altogether, forty-six Serbs died in the attack: thirty-five soldiers and eleven civilians. The attack on a holiday was intentional, as the Serbs were unprepared. The Bosniak forces used the Srebrenica safe zone (where no military was allowed) to carry out attacks on Serb villages including Kravica, and then flee back into the safe zone before the VRS could catch them. In total, 119 Serb civilians and 424 Serb soldiers died in Bratunac during the war. Republika Srpska claimed that the ARBiH forces torched Serb homes and massacred civilians. However, this could not be independently verified during the ICTY trials, which concluded that many homes were already previously destroyed and that the siege of Srebrenica had caused extreme hunger, forcing Bosniaks to attack nearby Serb villages to acquire food and weapons to survive.

What are they doing to my lovely Sarajevo?

The following morning, 8 January, the BBC crew headed off to see the man who was primarily responsible for causing so much misery. The Bosnian Serbs’ headquarters was a small skiing village on the outskirts of Sarajevo, where the winter Olympics had been held a few years earlier. Pale had been one of the main centres in this, and various identikit hotels had been built there in a style that was half Titoesque and half Alpine. Simpson was greeted by a question from a dark, fierce-featured young woman: What are they doing to my lovely Sarajevo? She was the daughter of Radovan Karadzic, but Simpson replied unabashedly: When you say “they”, who exactly do you mean?  She replied that she meant the Muslims, of course, whom she then claimed were always shelling their own people. Her father entered the room: a big man with hair like a badger and fingers badly gnawed from nervousness. His military commander, Ratko Mladic, seemed by contrast to be a monster of ferocity and anger; a strong, stocky little man with a thick neck. Simpson had once seen him grab a Sky News correspondent round the throat, forcing him up on tiptoe.

Simpson assumed that Karadzic managed to live with himself by blocking off the reality of what he was doing. Like his daughter, he regarded everything as the fault of the other side. If the Muslims hadn’t done this or that, his forces wouldn’t have been obliged to respond:

Transcript of interview with Dr Radovan Karadzic, 8.1.93.

JS: Conditions to Sarajevo are increasingly bad now. Why do you treat innocent civilians as the legitimate targets of war?

RK: But we don’t, you understand. Our Serbian communities inside and outside the city are under constant attack by the Muslims, and we have to  defend them. That is what we are doing.

JS: But how is firing mortars and sniping and cutting  off their food and fuel and water supplies defending the Serbs?

RK: We have to respond to their attacks. Our people are dying and being injured every day, and the international community does nothing to help them. We have to help ourselves. 

JS: And what about the Serbs who live in Sarajevo and support the government  there?

RK: They are not acting as true Serbs.

JS: So they become legitimate targets too?

RK: If the Muslims attack us, we must defend ourselves.

The argument went on in this circular fashion for some time. Outside, Simpson bumped into Karadzic’s deputy, Nikola Koljevic, who had been a Shakespearean scholar at Sarajevo University. Quotations from the bard peppered his conversation, though Simpson felt that they were perhaps somewhat misquoted:

Interview with Nikola Koljevic, 8.1.93:

NK: We are surrounded by enemies, and it is necessary for us to keep our own counsel. As your great national poet William Shakespeare says in his tragedy of Macbeth, ‘love, obedience and honour  and groups of friends, we cannot expect to have.’   

Simpson found it impossible to understand how someone who had spent his life studying the works of the most humane writer who ever lived could support so inhumane a cause. People said it was because his son had been killed, apparently by Muslims; until that time he had been a gentle enough academic, but his character had been changed by the incident. Yet even as he mouthed the verbal defences of the Bosnian Serbs about their being the innocent victims of Muslim aggression, something else seemed to be working away inside him. Eventually, when the siege of Sarajevo was in its final stages, he shot himself.

One morning in mid-January, as they were driving through Sarajevo, Simpson started talking to Vera Kordic, their fixer and translator, about ways of showing the misery of ordinary people in the siege. Why don’t we just ask any of these? she said, pointing at the lines of harassed women queuing for water. But the journalist felt that they needed to be inside someone’s house, to see how they lived from day-to-day. They walked along a street and eventually found a small doorway with a dark little window on either side of it: a miserable, humble place. They knocked at the door, and an old woman clutching her worn dressing-gown eventually came to the door and agreed to let them in. She lived in a single room, cold, but with the fug of living and cooking filling the place. A candle burnt by her bedside. She spent most of her day in bed, keeping herself warm and using up fewer calories. The food she was given by the UN was just enough to keep her going. She had a small stove and a covered bucket as a lavatory. There was no water: she had to queue up for that, if her neighbour couldn’t spare any. A few keepsakes decorated her place, including a little tapestry of a young girl hung on the wall. She was sallow and not very clean, with greasy grey hair. Most people in Sarajevo lived without washing: water was too valuable to waste, and soap non-existent. In the background, shells landed from time to time, and there was the regular crack of a sniper’s rifle. The old woman flinched in fear every time there was an explosion, which shook the whole place and caused a little dust to drift down from the ceiling. She was ashamed of the way she lived, and that they should see it, but Vera persuaded her that this was the only way people outside Sarajevo could understand what it was like to live there. By the time they started to interview her about her life, her story poured out of her:

Transcript of interview with woman in Sarajevo, 14.1.93:

I was a nurse in a hospital, a trained nurse. I wasn’t always poor like you see me now. I had people under me. But I am alone in the world, you see. My neighbours, they were Muslims, were very good to me even though I am Serbian. ‘We must help each other’ they said, and they helped me. But now they don’t. Maybe they are dead. I don’t know. So many people have died here.

(sound of shell explosion, not far away).

I am so frightened when I hear these noises. I don’t know what to do. I am old, you see, and completely alone. No one cares about me. I have no family, no husband, no children. I am alone in the world. And I am very frightened. 

Simpson’s crew gave her money, medicine and food. She wept again, and gave them a few little keepsakes from her life before the siege. Every time they went back to Sarajevo after that they would take things to her, and see how she was. It may have made her feel better, but the real effect was on them. To do anything for anyone amid this horror made them feel a little better, and a little less guilty that they could get out of Sarajevo at any time they wanted, leaving the victims of the siege to the mercy of the snipers, shells and shortages.

War Crimes and Punishment of the Perpetrators:                                                   

Above: Ratko Mladic, former Chief of Staff of the Army of the Republika Srpska.

The reporting of eye-witness journalists from Sarajevo and elsewhere provide historians with valuable primary sources about the nature of the Bosnian War.  It may take some time before historians to be able to form balanced views, since even at a distance of twenty-five years, the same distance as between the outbreak of the first and second world wars, the level of propaganda surrounding the events is still creating ripple effects, especially in deciding on responsibility for the atrocities which took place on all sides of the ethnic triangle. The ICTY in the Hague has finally ended with the dramatic self-poisoning of one of the accused in the courtroom itself.

On the Serbian side, in addition to the well-publicised case of the former President of Serbia, Slobodan Milosevic, in 2006, Radovan Karadzic was held on trial and was sentenced to 40 years in prison in 2016 for crimes, including crimes against humanity and genocide. Ratko Mladić was also tried by the ICTY, charged with crimes in connection with the siege of Sarajevo and the Srebrenica massacre. Mladić was found guilty and sentenced to life imprisonment by The Hague in November 2017.

Alija Izetbegović during his visit to the United States in 1997.

After the death of Alija Izetbegović, The Hague revealed that he was under investigation for war crimes; however, the prosecutor did not find sufficient evidence in Izetbegović’s lifetime to issue an indictment. Other Bosniaks who were convicted of or are under trial for war crimes include Rasim Delić, chief of staff of the Army of Bosnia and Herzegovina, who was sentenced to 3 years’ imprisonment on 15 September 2008 for his failure to prevent the Bosnian mujahideen members of the Bosnian army from committing crimes against captured civilians and enemy combatants (murder, rape, torture). Enver Hadžihasanović, a general of the Army of the Republic of Bosnia and Herzegovina, was sentenced to 3.5 years for authority over acts of murder and wanton destruction in Central Bosnia. Hazim Delić was the Bosniak Deputy Commander of the Čelebići prison camp, which detained Serb civilians. He was sentenced to 18 years by the ICTY Appeals Chamber on 8 April 2003 for murder and torture of the prisoners and for raping two Serbian women. Bosnian commander Sefer Halilović was charged with one count of violation of the laws and customs of war on the basis of superior criminal responsibility of the incidents during Operation Neretva ’93 and found not guilty. In 2006, Naser Orić, commander of the Bosnian government troops near Srebrenica on 8 January 1993, was found on the charges of not preventing the murder of Serbs, but was subsequently acquitted of all charges on appeal.

Dario Kordić, the political leader of Croats in Central Bosnia, was convicted of the crimes against humanity in Central Bosnia i.e. ethnic cleansing and sentenced to 25 years in prison. On 29 May 2013, in a first instance verdict, the ICTY sentenced Prlić to 25 years in prison. The tribunal also convicted five other wartime leaders of the joint trial: defence minister of Herzeg-Bosnia Bruno Stojić (20 years), military officers Slobodan Praljak (20 years) and Milivoj Petković (20 years), military police commander Valentin Ćorić (20 years), and head of prisoner exchanges and detention facilities Berislav Pušić (10 years). The Chamber ruled, by a majority, with the presiding judge Jean-Claude Antonetti dissenting, that they took part in a joint criminal enterprise (JCE) against the non-Croat population of Bosnia and Herzegovina and that the JCE included the Croatian President Franjo Tuđman, Defence Minister Gojko Šušak, and General Janko Bobetko. However, on 19 July 2016, the Appeals Chamber in the case announced that the Trial Chamber made no explicit findings concerning [Tudjman’s, Šušak’s and Bobetko’s] participation in the JCE and did not find them guilty of any crimes.  It was left to the lesser military staff to take responsibility for the Croat war crimes. A final chapter in these cases was reached as I was writing this, on 29 November 2017, when Slobodan Praljak killed himself by taking poison in Court, having had his appeal against his twenty-year sentence rejected. His last words were, I am no war criminal.

Not surprisingly then, the Bosnian Serbs, and to some extent the Bosnian Croats have accused both the UN authorities on the ground, and the ICTY of practising selective justice by actively prosecuting Serbs (and Croats) while ignoring or downplaying Bosniak war crimes. When is a war crime ethnic cleansing? When is it genocide? When is it not a war crime? The Bosnian War posed all three questions and subsequently, at least seemingly, answered them.

Main Sources:

John Simpson (1998), Strange Places, Questionable People. Basingstoke: Macmillan.

Rudolf Joó (1999), Hungary: A Member of NATO. Budapest: Ministry of Foreign Affairs of the Republic of Hungary.

https://en.wikipedia.org/wiki/Bosnian_War

1989-2006: Revolution restored?…

By the Spring of 1989, there were new men and women in the leadership of the leading Communist Party, or HSWP, who were ready to accelerate the process of change and, literally, to resurrect Imre Nagy and his legacy. BBC Correspondent, John Simpson had first met Imre Pozsgay in 1983:

He talked like an Austrian socialist. On one occasion, Kádár had referred to him as ‘impertinent’… Pozsgay had avoided getting involved on either side in the 1956 uprising because he was based in a provincial town at the time… an intellectual by instinct and training, he had worked his way up through the system, until in May 1988 he and those who thought like him in the Party were strong enough to call a special congress and vote Kádár out of power.

Kádár’s place as First Secretary was taken by Károly Grósz, and Pozsgay became a member of the Politburo, and soon the dominant ‘reformer’ in the leadership. The process of political change was speeded up and, following the appointment of an historical commission in the autumn, it was Pozsgay who announced in February 1989 that the events of 1956 had been a popular uprising rather than an attempt at counter-revolution. Although Kádár had been replaced as the leading figure, he was still a figurehead, and this still remained the most delicate subject in Hungarian politics, and the Party Central Committee did not go as far as Pozsgay. However, in June 1989, permission was given to exhume the bodies of Imre Nagy and the other ministers of the revolutionary government. Their unmarked graves had been found in waste ground. On the anniversary of his execution in 1958, 16 June, their coffins lay in state in Heroes’ Square before being formally reburied. The honouring of Nagy and his colleagues in this way was a turning point in the accelerating changes of 1989-90, but it was also a matter of setting straight the historical record in the public memory, since it confirmed the ‘revolutionary’ nature of the 1956 events and expunged forever, at least from the official lexicon, the ‘counter-revolutionary’ tag far more effectively than any historical commission or mere legal rehabilitation could do. In a very public way, Hungary had at last come to terms with its past, banishing the shadow of a third of a century.

However, acts of commemoration do not, of themselves, write or rewrite history. Historians do that, and they have continued to engage with the events of 1956 in the context of Hungary’s twenty-year transition into a pluralist ‘republic’ and, more recently, the advent of an authoritarian-nationalist parliamentary ‘régime’. The primacy of politics over history is evident in the continuation of widely variant interpretations of the events, especially in the past decade between the fiftieth and the sixtieth anniversaries.

János Kádár remained as a token president until his death later that summer. Though he was not involved in any major decision-making, still no-one dared to oust him. He became seriously ill, beginning with a stroke the day after he had lost power, in May 1988, though he had always been in good health before. He had become increasingly paralysed over the following year. On 12 April 1989 there was a closed meeting of the Central Committee of the Party, where the most important issues of the reforms were to be discussed. Kádár was not supposed to be there, and Grósz even asked him not to attend, but he turned up to speak, though not even able to write down what he wanted to say. He had already been questioned for months by journalists sent to him by Grósz, about his role in the events of 1956. The speech Kádár gave at the Central Committee provides evidence of his state of mind as a tortured soul. He was allowed to speak, although it was agreed that the recording would never be made public. However, it was leaked to the press, possibly by the reform wing, or by the chairman himself. The following extracts are what can be deciphered from it. Referring to the events surrounding his disappearance from the Soviet Embassy on 1 November, he commented:

… I was at once in a company where my ‘mania’ was sure not to prevail… I don’t remember how many people there were there (in the meeting with the Soviet leaders)… I misunderstood something…

What he seems to imply by this is that he misunderstood what the Soviets were asking him when they asked him if he wanted to be the First Secretary and whether he would restore order in Hungary. After all, he had just become the effective party leader after Gérő’s departure, albeit on a temporary basis. Yet, might he not have asked what ‘restoring order’ meant? Perhaps he did, but still agreed to their proposal for fear that, if he didn’t, he would end up in Siberia, not Szolnok:

Tell me, then, what was I supposed to do… when my most important aim then was to get safely to Szolnok by any possible way… no matter who surrounded me… to get there?

And I had other duties too… I assumed responsibility for those who were staying at the (Yugoslav) Embassy… But I, naive man, I assumed responsibility because I thought that my request, that two people should make a declaration, so that legally the people of their rank could not refer to it. Historically, I see everything differently now but, according to their wish at that time… The demand of those two (Nagy and Losonczy) was that they be allowed to go home freely.  I couldn’t fulfil that because… /voice fades/.

At the time, Kádár allowed the events of the kidnapping of those seeking asylum in the Yugoslav Embassy to be explained as the sole responsibility of the Soviets. It was also the Soviets alone who had arranged the deportation of the group to Romania with the agreement of the Bucharest leaders, he claimed, and this was commonly believed to be the case into the 1990s. But, since then, historians have found this to be untrue, especially referring to Yugoslav evidence consisting of primary sources consisting of correspondence and official papers, referred to in earlier blogs. We also know that Kádár himself planned the deportations as well as the evidence to be presented at the trial of Imre Nagy. He had even made the political (central) committee vote for the death penalty for Nagy and the others who were executed. An outline of the trial had been made in Moscow, but the detail was added in Budapest, as in the previous Rajk trial.

Commenting on the definition of the Uprising as a ‘fascist’ counter-revolution, he had this to say in his ‘last speech’ of 1989:

If it was not a counter-revolution, I don’t know what we can refer to it as.

His ‘decision’ to refer to the events of 23-30 October as such was, it is now argued, also made largely under Soviet pressure, since they wanted to ensure that he could not turn round and characterise their ‘military assistance’ as an aggressive act of invasion when it suited him to change sides again and rejoin the revisionists. They knew that if he used the word ‘fascist’ the West, at a point so close to the second world war, would be given enough justification for non-intervention. However, it is also clear that Kádár believed in his statement made at the time, and continued to believe it in his final speech. Referencing the events taking place  on the streets, especially the lynchings of 30 October, what he heard on the radio, what went on at party meetings, Kádár argued that there was no other way of referring to the entire events of that week. He also pointed out that the 1957 Central Political Committee indirectly voted for the execution of Imre Nagy and others and that (somewhat improbably) those now sitting in front of him had been participants in this decision.

In making this ‘nightmarish’ speech, flitting between his limited consciousness of both 1956 and 1989, Kádár has been likened to Shakespeare’s Macbeth. The forest started walking towards him and the borderline between fantasy and reality dissolved. Nevertheless, he concluded with some cogent, if jumbled, points in his own defence:

I will answer the most immediate charge, that which torments me most… why I do not speak up. My doctor tells me that I shouldn’t make this unscripted speech. But I can’t remain passive and unable to answer. I can’t stand that, it makes me sick. And what do we remember? The platform freedom-fighters… fought with arms… I declare, at my own risk, even if I do make mistakes, I will speak out because I am a very old man with many diseases, so I don’t care if I get shot…

I apologise…

It is not my fault that it’s only after thirty-two years such a question has arisen, because we have had so many party congresses and meetings. Nobody ever criticised my view that the uprising became a counter-revolution… I realised it on the 28th (October) when, irrespective of clothes, skin colour, or anything else…  unarmed people were killed in a pogrom… They were killed well before Imre Nagy and his friends…

By the end of May 1989, long sections of the fence along the Austrian border had been removed (supposedly for repair), and János Kádár had been relieved of all his offices. He died on 6 July, the same day that Imre Nagy was officially rehabilitated by the Supreme Court. Kádár was buried on 14 July, in a state funeral which reminded the same dramatist of the Danish courtiers standing by the coffin of Claudius, the usurper, who had reigned for thirty-three years.

Bob Dent, the British journalist and author of a book about 1956, originally written in English for the 2006 anniversary, and recently translated into Hungarian for the sixtieth commemoration, has also written his recollections of how the book was first received. Many of the journalists who requested interviews were interested to know how, as a foreigner, not even an émigré Magyar, he had dared to write about Hungary’s ‘sacred history’ of 1956. Of course, it was soon obvious that most of the journalists had not read the book! By examining and presenting conflicting versions of the same events, and by trying to give an appreciation of differing accounts of 1956, the book became a work about history itself and, by implication, about how history can be very selective and how, therefore, the past can be used for different purposes. In George Orwell’s 1984, Winston Smith is made to repeat the party slogan, who controls the past controls the future. Dent re-phrases this and applies it to Hungary:

Who controls the present controls the past.

When they examine the versions of 1956 which have been produced since 1988-90, historians can witness to the truth of this statement. When I was shown around Hungary in these years, one of my hosts was a Catholic priest, who looked as if he was old enough to remember the events, being at least fifteen years older than myself (I was born in 1957). When I asked him what he remembered, he told me that if I really wanted to know what life was like, I should look no further than Orwell’s great book. That was what his Catholic family had experienced, he said. Even though I had also met previously with an underground Catholic resistance group, it was difficult to envisage the level of persecution, until I read more about the events, and talked to many other participants. Then I re-read 1984, and began to understand what Stalinism meant in 1948-56. Until 1989, the people of Eastern Europe had lost control of their own future, and with it their own past. Now they had control back over both.

The official view of 1956 during the Kádár era had focused on the atrocities which took place, especially the lynchings and shootings which took place after the siege of the Party’s headquarters in Köztársaság tér on 30 October. The entire uprising became associated with those terrible events which some argued revealed the true face of the uprising. It was powerful propaganda, constantly emphasised in books and essays.

After 1989 the view became more positive and there was a tendency to play down the atrocities of 30th. In many accounts they were simply left out, as if forgotten. They didn’t fit the new image of the new republic. They muddied the waters. They had contributed towards the ‘quick’ acceptance and consolidation of the Kádár régime, not only by the Party faithful, but also by a broad cross-section of the general population as well. The problem with this approach is that it has left the field open to those who have highlighted what went on in the square for the purposes of condemning the entire uprising negatively as a ‘counter-revolution’.

Bob Dent goes on to point out that confronting the matter head-on is, of course, not easy, involving not only the issue of ‘mass violence’, but also that of revolutionary violence itself, and that of the inherent ‘hatred’ in the uprising. In 1991, a symbolic foundation stone was placed in the square referring to all the martyrs and victims of 1956. Dent, however, argues that if any kind of monument of atonement or reconciliation is ever to be raised… the difficult issues of 1956 will have to be tackled first. On the 38th anniversary of the execution of Imre Nagy, President Árpád Göncz gave a speech in which he stated:

Everyone has the right to interpret 1956, but no-one has the right to expropriate 1956. Only the knowledge of the undistorted truth can mellow the one-time confrontation into peace.

The meaning of these words has still to sink in more than two decades later. Attempts to ‘expropriate’ 1956 have continued unabated, as exemplified by the different political parties and veterans’ organisations holding separate commemorations on 23 October on the fiftieth anniversary in 2006. Dent is convinced that we should all be wary when someone claims that his or her ’56 is the only ’56. He finds it strange that, following the multi-party elections of 1990, the newly elected members of parliament considered it to be their first duty to enact into law the historical significance of 1956 as an event that can only be compared with the anti-Habsburg struggle of 1848-9. Does it mean, he asks, that if someone were to compare 1956 with, say, the anti-Bolshevik Kronstadt uprising they would be breaking the law? He points out, with some justification, that the unfortunate result of the confusing variety of interpretations of 1956 is the withdrawal of interest, that I myself have witnessed, of the majority of those who were not directly involved, especially those  among the unborn generations. Surveys have repeatedly shown that knowledge of, and interest in, the events of 1956, is particularly low among those having no direct experience of them.

In some respect this is surprising, given the momentous nature of those events and the fact that they involved, in the main, Hungarians fighting against fellow Hungarians. There were no major engagements with Soviet forces until the second intervention of the Red Army. This indisputable fact challenges the widely accepted, yet simplistic view that 1956 can only    be understood as a struggle of the united Hungarian nation against Soviet rule. The results of a 2003 public opinion survey about attitudes to 1956 showed that sixteen per cent of respondents still held the view that the events constituted a ‘counter-revolution’, the official view of the Kádár régime, fourteen years after it was discredited. Of the other 84%, 53% were content with the term ‘revolution’, while 14% preferred the term ‘people’s uprising’ and 13% saw it as a ‘freedom struggle’. On the issue of terminology, Dent concludes that the 1956 events constituted a ‘counter-revolution’ in the Kádár era due to:

…the destruction of communist symbols and attacks on party buildings, the ‘fascist’ atrocities which took place, and the belief that the underlying orientation of the events was towards a restoration of capitalist relations of production.

None of these, in his view, can be substantiated sufficiently to warrant the label being applied overall. Though red stars and hammers and sickles were torn down from buildings and cut out from national flags and banners, many Party members participated in the events, from the rank and file among the street fighters to the workers’ councils, often neglected by recent historians, to Imre Nagy and his government ministers and generals. The attacks on the Party were attacks on its monopolies and methods, not on the basic concepts of socialism and workers’ control of the means of production. It is understandable, however, that some in the Party leadership thought that this was the case since, in line with Leninist precepts, they thought that the Party had to uphold its power as the leading representative of working class interests. Even the leaders of other parties involved in the short-lived Nagy government, like Béla Kovács, of the Smallholders’ Party, warned their supporters against any idea of a restoration of landowners and capitalists:

No-one should dream of going back to the world of aristocrats, bankers and capitalists. That world is definitely gone!

These words of Kovács, appointed minister of agriculture by Nagy, were echoed in countless proclamations issued at the time, most notably by the workers’ councils. The factory is ours and should remain so under workers’ management was a common theme. The irony here is that, although the revolutionary element in the events of October-December 1956 was best represented in many district, town and village councils, and most notably by workers’ councils, it is exactly these councils which have been ignored in the recent re-writing of the history of the uprising and resistance to Soviet control of these months. For instance, The Hungarian Revolution: A History in Documents, edited by Csaba Békés et. al. (2002), contains 118 documents, not one of which is a workers’ council document, probably because the editors were primarily concerned with the issues of Hungarian national-level politics and the country’s international relations.

Interestingly, one public figure who did highlight the theme on a number of occasions before his death in 2014 was Árpád Göncz, an activist in 1956, subsequently imprisoned before becoming President in 1990. During his ten-year presidency, Göncz highlighted the role of the workers’ councils on a number of occasions. In his 1992 speech for the 36th anniversary, he included the following perceptive words:

The multi-party parliamentary system of western Europe hardly tolerates the type of direct democracy which made our revolution victorious via the directly elected workers’ and revolutionary councils controlled by workplace and residential communities.

The speech was not fully given, as Göncz was interrupted on 23 October by noisy right-wing demonstrators. As a result, however, the content of the speech was widely published in the Hungarian press, and later in a collection (by Európa Press).

Even after leaving office, Göncz continued to speak and write about the contribution the workers made through their councils, claiming that their role was ‘decisive’, adding that the demand for workers’ ownership had actually been achieved in October 1956. In an interview for Népszava on 22 October 2004, he described the formation of the workers’ councils as one of the most important steps of the revolution. For other post-1989 public figures, as well as for recent historians in Hungary and elsewhere, the paradoxical notion of the councils as ‘anti-Soviet soviets’ has been difficult to digest, so that the tendency has been to ignore them.

Dent and others have tended to avoid the issue of definition of the events of 1956 by using the contemporary English language label ‘Uprising’, which is how it was referred to in the international press and at the UN. When it became the official definition of the Party in 1989, however, as a ‘people’s uprising’, Dent coined a new term, ‘social explosion’ to describe the events. Unfortunately, the vagueness of the term means that it adds very little value to the coinage of historians, even if it helps, temporarily at least, to avoid political labelling. Progressive Hungarians, including exiles, have always referred to it by the same word used for the other ‘revolutions’  in Hungarian history (1848, 1918), forradalom. This is where I believe it belongs.

In his useful book, Keywords: A Vocabulary of Culture and Society (1976; 1988, Fontana), Raymond Williams established two key concepts related to Revolution. The first, the seventeenth-century concept, was that of the image of the wheel turning, to emphasise the turning upside-down of an established political order. The second, developing out of the revolutions of 1789-1848, was the sense of the…

… bringing about a wholly new social order… greatly strengthened by the socialist movement, and this led to some complexity in the distinction between revolutionary and evolutionary socialism. From one point of view the distinction was between violent overthrow of the old order and peaceful and constitutional change. From another point of view, which is at least equally valid, the distinction was between working for a wholly new social order… and the more limited modification or reform of an existing order. The argument about means, which has often been used to specialize revolution, is also usually an argument about ends… one of the crucial senses of the word, early and late, restorative or innovative, had been simply (to indicate) important or fundamental change. 

Interestingly, Williams does not include a reference to ‘counter-revolution’ (ellenforradalom in Hungarian), suggesting that it was purely a Stalinist construct and not one, as a Marxist himself, he considered important to include even in the definition of the main word. He does, however, include a definition of reactionary as an antonym of revolutionary since the nineteenth century. From these definitions, I believe that, from a historical perspective, it should not be so difficult to interpret the events of October 1956 as a revolution, and the reactionary measures of November-December, taken by the Soviets and its Kádár régime in Hungary, as a counter-revolution leading to the restoration of a communist dictatorship, albeit in an ultimately more benign form.

During the fiftieth anniversary of 2006, quite predictably, politicians and public figures made selective use of the collective memory of 1956 to bolster their positions and attack those of their opponents. One idea which re-emerged involved the notion that the changes of 1989-90 were the eventual realisation of the ideals of 1956. Dent challenges this view by arguing that 1989 involved elements which had not been present in 1956. What made the events of 1956 truly revolutionary was the coral growth of factory-based workers’ councils and locally based revolutionary committees all over the country. The first workers’ council to appear was established in Diósgyor, in the industrial northeast, on 22 October, the eve of the beginning of events in the capital, and the last to dissolve (itself) was at Csepel on 11 January 1957. As Göncz commented, these bodies represented a form of direct democracy which was different from both the western parliamentary systems and the centralised, monolithic system modelled by the USSR and imposed on its satellite states. This was also, above all, was what represented a new order and fashioned the events of 1956-57 into a revolution.

As an undergraduate, I remember reading Hannah Arendt’s The Origins of Totalitarianism, and especially her writing on the Kronstadt Uprising and the Hungarian Revolution. She described how workers’ councils, wherever they have appeared in history,

… were met with utmost hostility from the party-bureaucracies and their leaders from right to left, and with the unanimous neglect of political theorists and political scientists.

Demands for privatisation and the development of a free-market economy in 1989-90 went far beyond the demands of 1956, which were for workers’ control and ownership. Neither were the demands for a re-orientation of the country as a central European state in 1956, looking both east and west, in any way comparable with the interest in joining the European Economic Community, not even ‘born’ then. The demand for neutrality in 1956 was also a long way from envisaging future membership of NATO, though the crushing of the early bid for independence did motivate Hungarian leaders to move quickly towards full membership in the 1990s. Despite this, their aim was not achieved until 1999. The attempts to ‘merge’ past and present are well-expressed in these photos…

 

Secondary Sources:

Bob Dent (2006), Budapest 1956: Locations of a Drama. Budapest: Európa.

Bob Dent (2008), Inside Hungary from Outside. Budapest: Európa; especially chapter nine, My Very Own 1956.

John Simpson (1990), Despatches from the Barricades. London: Hutchinson.

John Simpson (1998), Strange Places, Questionable People. London: Macmillan.

Margaret Rooke (1986), The Hungarian Revolt of 1956 – János Kádár: traitor or saviour. London: Longman.

 

 

Links and Exchanges

In the late autumn/ fall of 1991, with the Cold War coming to an end, Americans, Hungarians and other Europeans became urgently and actively engaged in redefining their relationships in this new era. As a British teacher from Coventry living and working in its twin town of Kecskemét in Hungary, married to its citizens, I continued to re-establish links which had lain dormant since the Hungary’s involvement in the invasion of Czechoslovakia in 1968, especially through educational exchanges, organised through the Hungarian Ministry of Education and the (then) European Community ‘s Tempus Programme. Besides the Peace Corps volunteers who continued to arrive to all parts of the country, the United States and Hungary had established a joint commission for educational exchange, which included a Hungarian-American Fulbright Commission. Again, Fulbright scholars began arriving in a variety of Hungarian towns that autumn, placed in schools and colleges, and Hungarian teachers were able to travel to the USA in exchange.

Diplomatic Goals

In October 1991, Hungarian Prime Minister József Antall made a ‘private’ visit to Washington. Just over a year earlier, Antall had been sworn in as PM of the first freely elected Hungarian Parliament since that of 1945. In his first address, he had pointed out that…

… the new government will be a European government, and not only in the geographical sense of the word. We stand for the tradition of democracy, pluralism and openness. We want to return to the European heritage but, at the same time , also to those values that Europe has created in the course of the past forty years, in the wake of the terrible lessons and experience of World War II.

At the Washington ‘summit’, President George Bush reiterated the US commitment to the economic and political transformation of Hungary, particularly in view of the impending dissolution of the Soviet Union. Antall also expressed concern about the civil war in Yugoslavia which was just beginning at that time. At their meeting in Krakow on 6 October, the Foreign Ministers of Poland, Hungary and Czechoslovakia, issued a joint statement on their wish to become involved in NATO activities. On 1 July, the Warsaw Pact had been disbanded by the Protocol of Prague, which had annulled the 1955 Treaty (Hungary’s Parliament passed the Act ratifying this on 18 July) and the withdrawal of Soviet troops from Hungary had been completed in June.  COMECON, the economic organisation of what was now a collapsing empire was also being disbanded. Parallel to that, Hungary had started the process of catching up with the community of developed Western democracies. Already, by the end of 1991, the country had concluded an Association Agreement with the European Community.

NATO accession

Along with the Czech Republic and Poland, Hungary was among the first countries of Central and Eastern Europe invited to start talks on NATO accession. The invitation showed that Hungary was taking full advantage of the opportunities offered by the social and political changes of 1989-91 and that, having regained the sovereignty it had last lost in November 1956, it had made the right decision on its security policy goals and how to achieve them. Neutrality was no longer an option. A consensus was emerging among the parties represented in the new Parliament on the well-known triple set of goals… Euro-Atlantic integration, development of good-neighbourly relations and support for the interests of Hungarian communities living abroad. These remained valid throughout the following decade and into the twenty-first century.

In another sign of its growing international integration, on 20-21 October, at the plenary meeting of North Atlantic Assembly in Madrid, Secretary General of NATO, Manfred Wörner announced that it would hold its 1995 session in Budapest. Hungary was represented by Foreign Minister, Géza Jeszenszky and Tamás Wachsler, a FIDESZ Member of Parliament, both of whom gave presentations. The Madrid summit constituted a historic moment in the redefinition of the security roles of European institutions at a time when global and regional changes, and the democratic developments in the central-eastern European states reached a point which coincided with the interests of both the major Western powers and the southern European states. Through its (then) comparatively advanced democratic development and previous historical experience, Hungary was seen as well-suited to figure among the states to be included in the first wave of NATO enlargement. Such experience stemmed, most importantly, from the Revolution of 1956 and its struggle for sovereignty and neutrality, as well as from the initiatives it had taken from within the Warsaw Pact and the UN in the 1980s. A week after Madrid (see picture above), PM Antall visited NATO Headquarters in Brussels, where he addressed the North Atlantic Council, expressing the wish of the Hungarian Government to establish closer cooperation with NATO, including the creation of an institutionalised consultation and information system.

On 30 October, at the invitation of the Minister of Defence, Lajos Für, Supreme Allied Commander in Europe, General John Galvin, visited Hungary and met József Antall. A week later (7-8 November), a summit meeting of the North Atlantic Council was held in Rome at which the Heads of State/ Government approved the Alliance’s new Strategic Concept which supported the efforts of the central-eastern European countries towards reforms and offered participation in the relevant forums of the Alliance. On this, they issued the Rome Declaration on Peace and Cooperation:

We have consistently encouraged the development of democracy in the Soviet Union and the other countries of Central and Eastern Europe. We therefore applaud the commitment of these countries to political and economic reform following the rejection of totalitarian communist rule by their peoples. We salute the newly recovered independence of the Baltic States. We will support all steps in the countries of Central and Eastern Europe towards reform and will give practical assistance to help them succeed in this difficult transition. This is based on our own conviction that our own security is inseparably linked to that of all other states in Europe…

Wishing to enhance its contribution to the emergence of a Europe whole and free, our Alliance at its London summit extended to the Central and Eastern European countries the hand of friendship and established regular diplomatic liaison.  Together we signed the Paris Joint Declaration… Our extensive programme of high level visits, exchanges of views on security and other related issues, intensified military contacts, and exchanges of expertise in various fields has demonstrated its value and contributed greatly towards building a new relationship between NATO and these countries. This is a dynamic process: the growth of democratic institutions throughout central and eastern Europe and encouraging cooperative experiences, as well as the desire of these countries for closer ties, now call for our relations to be broadened, intensified and raised to a qualitatively new level…

Therefore, as the next step, we intend to develop a more institutional relationship of consultation and cooperation on political and security issues.   

The NATO summit in Rome was one of the most significant international consultations to take place as to how to deal with these new security threats. The heads of state identified the goals and tasks to be achieved and to be realistically achievable by the Western European organisations over the following four to five years, as well as the mechanisms which would be required to fulfill them.

Hungary & The End of a Bipolar World

While this summit meeting was taking place, the de facto collapse of the so-called socialist word order was proceeding apace. These new processes within NATO were manifested mainly by the young democracies of central-eastern Europe that had just regained their independence from the USSR and its now defunct Warsaw Pact. However, they were also informed by global developments, such as the impact of the Gulf War and its lessons and conclusions. The dissolution of the bipolar world order was not simply related to the collapse of the USSR, but to threats to security originating in ethnicity-based conflicts in the Middle East and the Balkans.

The renewed Republic of Hungary found itself in a unique situation, since with the disintegration of the Soviet Union to the east of it, and the break-up of both the Yugoslav Socialist Republic and Czechoslovakia on its southern and northern borders, it suddenly found itself with seven neighbours rather than five. From the spring of 1991, along a borderline of 600 kilometres, the crisis in the former Yugoslavia had a considerable impact on Hungary’s legislators and executive authorities at a time when it had just embarked on the path of civilian democratic development. The armed clashes, which became more violent and intense from July onwards, were taking place were predominantly along the Hungarian border and there were incidents across the border of lesser or greater scale, the most serious of which was the bomb which fell (accidentally and without exploding) on the large village of Barcs on Hungarian territory. Trade also became affected by border closures which were necessary to prevent gun-running to the militias, and thousands of refugees escaped the violence into Hungary. There was an emerging consensus among the Hungarian political élite that the only possibility of breaking away from the nightmare scenario of a disintegrating central-eastern European region was through accession to the integrating West. The reunification of Germany, although it could not serve as a model, proved that the institutional anchoring of a former COMECON and Warsaw Pact country was possible.

The Republic of Hungary concluded that its geopolitical situation had changed completely, and a process took place within NATO to realise Euro-Atlantic integration in the region through NATO enlargement. In this process, the Hungarian defence forces earned worldwide recognition and the government of the Republic succeeded in fulfilling its strategic foreign policy objectives while in domestic policy, it established the conditions for stable and democratic development. Naturally, this took a full term of government to achieve, but the fact that the process began in the crucible which was the end of the Cold War, when states were collapsing on almost every border, is a truly remarkable tribute to the transition government in Hungary.

Demise of Gorbachev & the Soviet Union

In the aftermath of the failed coup in August, the Soviet republics voted to reject Gorbachev’s Union Treaty; the new state would be a confederation. On 30 November, Yeltsin’s Russia, the leading power in the new association, took control of the Soviet Foreign Ministry and of all its embassies abroad. In Minsk on 8 December, Yeltsin for Russia, Leonid Kravchuk for Ukraine, and Stanislaw Shushkevich for Belarus, the three Slav states, without bothering to take the other republics with them, signed a pact ending the USSR and creating instead the Commonwealth of Independent States (CIS). By telephone they told first George Bush, then Mikhail Gorbachev, what they had done. Gorbachev, humiliated, next day denied their right to have done it; but the Russian parliament ratified the commonwealth agreement, and within days all but one of the other republics joined.

In Moscow a week later, James Baker saw both Yeltsin and Gorbachev, and had it brought to his attention that the Soviet military was now backing Yeltsin and the CIS.  Gorbachev accepted this as a fait accompli, announcing that all central structures of the Soviet Union would cease to exist at the end of the year. The four republics in possession of nuclear weapons  – Russia, Ukraine, Belarus and Kazakhstan – announced that they would abide by and implement the cuts in arms and nuclear weapons agreed to by Bush and Gorbachev.

Meanwhile, both the CIS and the Russian government proved incapable of coping with the crisis in southern Russia. The United Nations, the European Community, the Council for Security and Cooperation in Europe were, to begin with, equally ineffective in dealing with the conflicts in the Balkans, the Middle East and North Africa. In particular, it became obvious that the UN was unable to create the mechanisms needed to handle these conflicts and to bring the political and military conflicts to a solution. This led on to the question as to what NATO’s responsibilities could be in response to the new risk factors of regional character that were emerging in the early 1990s.

On 19 December, the Foreign Ministers of the newly independent Central and Eastern European states met in Brussels, together with those of the full member states of NATO. Foreign Minister Géza Jeszenszky again represented Hungary. The Soviet Union was also invited, and its name appears on the final communiqué issued by the North Atlantic Council. The purpose of the meeting, as decided at the Rome summit, was to issue a joint political declaration to launch this new era of partnership and to define further the modalities and content of this process. The following day, 20 December, the inaugural meeting of the North Atlantic Cooperation Council (NACC) was attended by representatives of the sixteen full NATO members and the nine central-eastern European nations. It was established to integrate them into the Alliance:

Our consultations and cooperation will focus on security and related issues where Allies can offer their experience and expertise. They are designed to aid in fostering a sense of security and confidence among these countries and to help them transform their societies and economies, making democratic change irreversible.

… We welcome the continuing progress towards democratic pluralism, respect for human rights and market economies. We encourage these nations to continue their reforms and contribute to… arms control agreements. 

Just five days later, On 25 December 1991, Christmas Day in central-western Europe, the Union of Soviet Socialist Republics ceased to exist. The Red Flag, with its golden hammer and sickle, prophesying a worldwide workers’ revolution that never came, was lowered over the Kremlin for the last time. For Gorbachev this was an unintended consequence of the reform process, perestroika, that he had started. He retired from public life, since he no longer had an office from which to resign. He telephoned his farewells to Bush at Camp David. He wished George and Barbara Bush a merry Christmas. He was, he said, still convinced that keeping the independent republics within the Soviet Union would have been the better way forward, but hoped that the US would co-operate instead with the CIS and would help Russia economically. The “little suitcase” carrying the nuclear button had been transferred, constitutionally, to the Russian president. He concluded by saying, you may therefore feel at ease as you celebrate Christmas, and sleep quietly tonight. How long the West could sleep easily with Boris Yeltsin in charge of the red button   turned out to be a moot point, of course.

Two hours later Gorbachev delivered a long, self-justifying television address to the citizens of the fifteen former Soviet republics. He insisted that the USSR could not have gone on as it was when he took office in 1985. We had to change everything, he said. Bush left Camp David for Washington to make his Christmas broadcast. He praised Gorbachev, announced formal diplomatic recognition of the new republics, and called on God to bless their peoples. For over forty years, he said, the United States had led the West…

… in the struggle against communism and the threat it posed to our most precious values. That confrontation is over.

The Fate of the Unions

On 28 January 1992, in his State of the Union address for what was to be an election year (above), George Bush proclaimed that the United States had won the Cold War. Other contemporaries have now been joined by some historians in claiming the same. Speaking the same month, Gorbachev preferred to hail it in the following terms:

I do not regard the end of the Cold War as a victory for one side… The end of the Cold War is our common victory.

Certainly, at the end of this forty-five-year period of East-West tensions that we continue to refer to as The Cold War, the United States remained the one great power and the Soviet Union had ceased to exist. Reagan, and then Bush, had cautiously and skilfully avoided giving the reactionaries in Moscow a good reason to reverse perestroika, but it was Gorbachev who made the more dramatic moves to end the arms race and the Soviet control of its satellite states in central-Eastern Europe. He surrendered Communist rule in those states and introduced a multi-party system in the USSR itself. He failed to achieve significant economic reform and could not prevent the breakup of the Union, but he played a major role in the manner of the ending of the great power conflict. As the former State Department analyst commented,

He may not have done so alone, but what happened would not have happened without him; that cannot be said of anyone else.

The Cost of the Conflict

At the end of 1991, The United States stood alone as the only remaining superpower, with a booming economy. The poor of the US, however, could certainly have used some of the resources committed to armaments over the previous forty years. Martin Luther King Jr.’s comment that Lyndon Johnson’s promise of a Great Society was lost on the battlefield of Vietnam was not short of the mark, and might well be extended to explain the overall failure of successive US administrations to redirect resources to dispossessed and alienated Americans in the decades that have followed President Bush’s triumphalist declaration. Perestroika never made it to the USA, where Eisenhower’s military-industrial complex remained more firmly entrenched at the end of the Cold War than it had been during his presidency.

Above all, the cost of the Cold War must be measured in human lives, however. Though a nuclear catastrophe was averted by a combination of MAD (Mutually Assured Destruction) and the watchfulness of those operating surveillance systems on both sides, the ‘proxy’ wars and conflicts did take their toll in military and ‘collateral’ civilian casualties: millions in Korea and Vietnam; hundreds of thousands in Angola, Mozambique and Namibia; tens of thousands in Nicaragua and El Salvador; thousands in Hungary, Czechoslovakia and Eastern Europe. Some of the post-colonial regional conflicts might well have happened anyway, but superpower involvement, direct or indirect, made each conflict more deadly. We also need to add to the victims of open hostilities the numbers and names of those who fell foul of the state security and intelligence forces. As well as those, the cost to their home countries of those forced to flee in terror for their lives can never be outweighed by the significant contributions they made their host countries as refugees.

The Cold War also stifled thought: for decades the peoples of Eastern Europe, living under tyranny, were effectively “buried alive” – cut off from and abandoned by the West. Given the choice and the chance, Germans, Czechs, Slovaks, Poles, Hungarians, Romanians, Bulgarians, Slovenes, Croatians, Albanians and Serbs  all rejected the various forms of communism which had been imposed on them. After the fall of Allende in Chile, only Fidel Castro in Cuba, until today (26 November 2016) the great Cold warrior and survivor, kept the Red flag flying and the cause of the socialist revolution alive with some remaining semblance of popular support. I heard of his death, aged ninety, after I began to write this piece, so I’ll just make this one comment, in this context, on our right to make judgements on him, based on the text of one of his earliest speeches after coming to power in the popular Marxist revolution forty-seven years ago: History and historians may absolve him: His subsequent victims surely will not. Surely, however, his passing will mark the end of communism in the western hemisphere, and especially in ‘Latin’ America.

Legacies, leaders and losers 

Then there is the great question mark left hanging over the twenty-first century: China? The world’s most populous nation is still ruled over by a Communist autocracy, and one which has often played a key behind-the-scenes role in the Cold War, not least in Hungary, where it helped to change Khrushchev’s mind as to what to do about the October 1956 Uprising and then insisted on severe retribution against Imre Nagy and his ministers following the Kádár ‘coup’. It may no longer follow the classical Marxist-Leninist lines of Mao’s Little Red Book, now more revered on the opposition front benches in the UK Parliament than it is in the corridors of power in Beijing, but it may yet succeed in reconciling Communist Party dictatorship with free market economics. Or will the party’s monopoly of power ultimately be broken by the logic of a free market in ideas and communication? That would leave a dangerously isolated North Korea as the only remaining communist dictatorship with nuclear weapons, surely a ‘leftover’ issue on the Cold War plate which the global community will have to attend to at some point soon.

It is hard now to realize or even to recall it, but whole generations in the last century lived with the fear that one crisis or another – Korea, Vietnam, Berlin, Cuba, Suez, Hungary – might trigger a nuclear apocalypse, as the two superpowers were too often prepared to go to the brink. There was also, more omnipresent than we ever realized, the chance of a Dr Strangelove scenario, a nuclear accident, which we now know had much to do with the shift in President Reagan’s policy at the beginning of his second administration in 1984. Fear was endemic, routine, affecting every aspect of every human relationship on much of the globe. The advice to every household in the UK government’s 1970s Protect and Survive was famously lampooned as finally, put your head between your legs and kiss your arse goodbye! Sex was about making love while you still could, and with whoever you could. It wasn’t about bringing more children into the world to live with the fear of fear itself. Parents in many countries remember looking at their children when the world news grew grimmer, hoping that they would all live to see another day, let alone another generation growing up. As teachers, it became our duty to terrify our teenagers into understanding the reality of nuclear war by ‘reeling’ into schools The War Game. The happiest people on the planet were the poorest, those who lived without newspapers, radios, televisions and satellite dishes, blissful in their ignorance and therefore fearless of the world outside their villages and neighbourhoods. Except in some corners of the globe, that fear has been lifted from us, essentially because the world’s leaders recognised and responded to these basic human instincts and emotions, not for any grand ideological, geopolitical goals and policies. But the ignorance, or innocence, had gone too, so the potential for fear of global events to return was only a turn or a click away.

In the end, those in command, on both sides, put humanity’s interests higher than short-term national advantages. Watching The War Game had also worked for Ronald Reagan. Teachers could now stop showing scenes of terrible mutual destruction and start to build bridges, to bring together speakers from Peace through NATO with those from CND, to forge links, to educate and empower across continents. Even then, during the more hopeful final five years of 1986-91, we had to trust our ‘leaders’ in crisis after crisis. Even after glasnost, we could not be sure what exactly they were doing, why and how they were doing it, and what the outcomes would be.

and survived… so wrote Jeremy Isaacs for his ground-breaking television series on The Cold War. As we celebrate twenty-five years since its ending, still lurching from one regional and international crisis to another, are we in danger of celebrating prematurely? Do we need a more serious commemoration of all those who were sacrificed for our collective security, to help us remember our sense of foreboding and genuine fear? With a seemingly less skilful generation of evermore populist, nationalist and autocratic leaders in ‘charge’ across the continents, are we about to re-enter a new age of fear, if not another period of ‘cold war’? How will the seek to protect us from this? How will they ensure our survival? After all, there’s only one race, the human race, and we all have to win it, otherwise we will all be losers, and our oikoumene, the entire created order, will be lost for eternity.

Secondary Sources:

Rudolf Joó (ed), (1999), Hungary: A Member of NATO. Budapest: Ministry of Foreign Affairs of the Republic of Hungary.

Jeremy Isaacs & Taylor Downing (1998), Cold War. London: Transworld Publishers/ Bantam Press

Marc J Susser (2007), The United States & Hungary: Paths of Diplomacy. Washington: US Department of State.